| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING & TAX PREP | 2,595 | 1,557 | 1,038 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ARRIS GROUP INC. | 3,368 | 6,120 |
| AURIZON MINES LTD. | 3,847 | 6,780 |
| BAYTEX ENERGY CORP | 9,477 | 30,810 |
| BOTTOMLINE TECHNOLOGIES (DE) INC | 2,112 | 5,556 |
| CARBO CERAMICS INC. | 7,007 | 24,141 |
| CORE LABORATORIES NV | 2,761 | 19,196 |
| DATA I/O CORP | 7,221 | 12,380 |
| DAYLIGHT ENERGY LTD | 7,451 | 6,064 |
| DULUTH METALS LTD. | 4,649 | 8,379 |
| FIDELITY NATIONAL FINANCIAL INC. | 7,773 | 7,720 |
| FIRST AMERICAN FINANCIAL CORPORATION | 3,663 | 3,120 |
| FISERVE INC. | 6,297 | 10,116 |
| FULL METAL MINERALS LTD | 4,120 | 372 |
| INTERLINK ELECTRONICS | 5,566 | 1,980 |
| INX INC. | 8,628 | 7,150 |
| LTX CREDENCE CORPORATION | 9,569 | 6,936 |
| MAUDORE MINERALS LTD | 1,539 | 7,025 |
| MENTOR GRAPHICS CORP | 8,212 | 9,455 |
| MIDWAY ENERGY LTD | 147 | 161 |
| NORTHERN DYNASTY MINERALS LTD | 12,013 | 13,590 |
| OPEN RANGE ENERGY CORP | 279 | 446 |
| PARKER DRILLING CO. | 4,458 | 3,565 |
| PERCEPTION INC. | 7,262 | 5,321 |
| PEYTO EXPLORATION & DEVELOPMENT CORP | 5,113 | 8,523 |
| SAN JAUN BASIN ROYALTY TR-UBI | 6,404 | 12,480 |
| SEABRIDGE GOLD INC. | 9,250 | 13,628 |
| SEACHANGE INTERNATIONAL INC. | 8,040 | 10,710 |
| SMITH MICRO SOFTWARE INC. | 4,248 | 6,176 |
| SPDR GOLD TR GOLD SHS | 4,358 | 15,237 |
| SYNOPSYS INC. | 8,936 | 10,956 |
| TETRA TECHNOLOGIES INC-DEL | 7,524 | 4,431 |
| WESTERN COPPER CORP | 226 | 1,935 |
| WILLIS GROUP HOLDINGS PLC | 4,600 | 6,225 |
| IDT CORPORATION CLASS B NEW | 8,096 | 8,697 |
| CORELOGIC INC | 3,663 | 3,682 |
| BROOKS AUTOMATION INC NEW | 6,478 | 9,784 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| LEGACY RESERVES | FMV | 3,118 | 4,847 |
| SELECT SECTOR SPDR TRUST SHS BEN INT ENERG | FMV | 3,892 | 9,657 |
| ABERDEEN ASIA PACIFIC INCOME FUND INC. | FMV | 4,571 | 5,138 |
| EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND | FMV | 8,571 | 9,065 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| POSTAGE | 18 | 9 | 9 | |
| LEGACY RESERVES LOSS | 35 | 35 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| ROYALTIES | 769 | 769 | 769 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT ADVISORS | 4,584 | 4,584 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES | 326 | 326 | 0 | |
| EXCISE TAX | 103 | 0 | 0 |