Department of the Treasury Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
Attach to Form 990 or Form 990-EZ. See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
CENTER OF THE AMERICAN EXPERIMENT
Employer identification number
36-3611426
Part I
Reason for Public Charity Status
(All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f
If the organization received a written determination from the IRS that it is a Type I, Type II or Type III supporting organization, check this box
..................................................
g
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization?
................
11g(i)
(ii)
a family member of a person described in (i) above?
......................
11g(ii)
(iii)
a 35% controlled entity of a person described in (i) or (ii) above?
................
11g(iii)
h
Provide the following information about the supported organization(s).
(i) Name of supported organization
(ii) EIN
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv) Is the organization in col. (i) listed in your governing document?
(v) Did you notify the organization in col. (i) of your support?
(vi) Is the organization in col. (i) organized in the U.S.?
(vii) Amount of support?
Yes
No
Yes
No
Yes
No
Total
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the
organization failed to qualify under Part III. If the organization fails to
qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in)
(a) 2006
(b) 2007
(c) 2008
(d) 2009
(e) 2010
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
563,262
909,208
811,152
650,642
696,612
3,630,876
2
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3
The value of services or facilities furnished by a governmental unit to the organization without charge..
4
Total. Add lines 1 through 3..
563,262
909,208
811,152
650,642
696,612
3,630,876
5
The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included
on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
98,440
6
Public Support. Subtract line 5 from line 4.
3,532,436
Section B. Total Support
Calendar year(or fiscal year beginning in)
(a) 2006
(b) 2007
(c) 2008
(d) 2009
(e) 2010
(f) Total
7
Amounts from line 4..
563,262
909,208
811,152
650,642
696,612
3,630,876
8
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
66
1,053
465
81
71
1,736
9
Net income from unrelated business activities, whether or not the business is regularly carried on..
10
Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..
11
Total support (Add lines 7 through 10).
3,632,612
12
Gross receipts from related activities, etc. (See instructions.)
..................
12
1,037,769
13
First Five Years
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here..........................................
Section C. Computation of Public Support Percentage
14
Public Support Percentage for 2010 (line 6 column (f) divided by line 11 column (f))
.........
14
97.240 %
15
Public Support Percentage for 2009 Schedule A, Part II, line 14
...............
15
92.730 %
16a
33 1/3% support test—2010.
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
......................
b
33 1/3% support test—2009.
If the organization did not check the box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
.....................
17a
10%-facts-and-circumstances test—2010.
If the organization did not check a box on line 13, 16a, or 16b and line 14
is 10% or more, and if the organization meets the "facts and circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts and circumstances" test. The organization qualifies as a publicly supported
organization
..................................................
b
10%-facts-and-circumstances test—2009.
If the organization did not check a box on line 13, 16a, 16b, or 17a and line
15 is 10% or more, and if the organization meets the "facts and circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts and circumstances" test. The organization qualifies as a publicly supported organization
..............................................
18
Private Foundation
If the organization did not check a box on line 13, 16a, 16b, 17a or 17b, check this box and see
instructions
...................................................
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization
failed to qualify under Part II. If the organization fails to qualify under
the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in)
(a) 2006
(b) 2007
(c) 2008
(d) 2009
(e) 2010
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2
Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3
Gross receipts from activities that are not an unrelated trade or business under section 513..
4
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5
The value of services or facilities furnished by a governmental unit to the organization without charge..
6
Total. Add lines 1 through 5.
7a
Amounts included on lines 1, 2, and 3 received from disqualified persons...
b
Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c
Add lines 7a and 7b..
8
Public Support (Subtract line 7c from line 6.)
Section B. Total Support
Calendar year (or fiscal year beginning in)
(a) 2006
(b) 2007
(c) 2008
(d) 2009
(e) 2010
(f) Total
9
Amounts from line 6...
10a
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b
Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c
Add lines 10a and 10b.
11
Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
13
Total support (Add lines 9, 10c, 11 and 12.).
14
First Five Years
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.............................................
Section C. Computation of Public Support Percentage
15
Public Support Percentage for 2010 (line 8 column (f) divided by line 13 column (f))
.........
15
16
Public support percentage from 2009 Schedule A, Part III, line 15
...............
16
Section D. Computation of Investment Income Percentage
17
Investment income percentage for 2010 (line 10c column (f) divided by line 13 column (f))
......
17
18
Investment income percentage from 2009 Schedule A, Part III, line 17
.............
18
19a
33 1/3% support tests—2010.
If the organization did not check the box on line 14, and line 15 is more than 33 1/3% and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
..........
b
33 1/3% support tests—2009.
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
....
20
Private Foundation
If the organization did not check a box on line 14, 19a or 19b, check this box and see instructions
.....
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 4
Part IV
Supplemental Information.
Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
Explanation
Schedule A (Form 990 or 990-EZ) 2010
Additional Data
Software ID:
Software Version:
-
TIN:
SCHEDULE O (Form 990 or 990-EZ)
Department of the Treasury Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
CENTER OF THE AMERICAN EXPERIMENT
Employer identification number
36-3611426
Identifier
Return Reference
Explanation
FORM 990, PART VI, SECTION A, LINE 3
DURING THE TERM OF THE AGREEMENT THE CONSULTANT WILL PERFORM THE FOLLOWING SERVICES AND SHALL HAVE THE FOLLOWING RESPONSIBILITIES: (A) MANAGE ORGANIZATION OPERATIONS BY DIRECTING AND COORDINATING ACTIVITIES CONSISTENT WITH ESTABLISHED GOALS, OBJECTIVES, AND POLICIES. (B) FOLLOWS DIRECTION SET BY CHIEF EXECUTIVE OFFICER AND BOARD OF DIRECTORS. IMPLEMENTS PROGRAMS TO ENSURE ATTAINMENT OF BUSINESS PLAN FOR GROWTH AND FINANCIAL STABILITY. (C) PROVIDES STRUCTURE AND DIRECTION OF ALL STAFF (EXCEPT THE PRESIDENT). (D) PARTICIPATES IN DEVELOPING POLICY AND STRATEGIC PLANS. (E) OVERSEES ALL DEVELOPMENT AND FUNDRAISING ACTIVITIES AND COORDINATE THESE ACTIVITIES BETWEEN CONSULTANTS AND STAFF. (F) ATTENDS MAJOR DONOR FUNDRAISING APPOINTMENTS FOR THE PURPOSE OF SOLICITING FUNDS FOR THE CORPORATION. (G) OVERSEES THE OVERALL FINANCIAL PLANS AND ACCOUNTING PRACTICES OF THE CORPORATION. (H) OVERSEES AND APPROVES ALL EXPENDITURES AND DIRECT PAYMENTS OF THE SAME. (I) OVERSEES ACCOUNTING, BUDGET, TAX, AND AUDIT ACTIVITIES OF THE CORPORATION. (J) OVERSEES FINANCIAL AND ACCOUNTING SYSTEM CONTROLS AND STANDARDS AND ENSURES TIMELY FINANCIAL AND STATISTICAL REPORTS FOR MANAGEMENT AND/OR BOARD USE.
FORM 990, PART VI, SECTION B, LINE 11
A COPY OF FORM 990 WAS PROVIDED TO EACH BOARD MEMBER FOR REVIEW PRIOR TO THE JULY BOARD MEETING. AT THE JULY, BOARD MEETING FORM 990 WAS APPROVED BY THE BOARD.
FORM 990, PART VI, SECTION B, LINE 15
THE ORGANIZATION'S CEO IS AN UNPAID VOLUNTEER POSITION HELD BY THE CHAIRMAN OF THE BOARD. COMPENSATION OF THE ORGANIZATION'S PRESIDENT WAS RECOMMENDED TO THE ORGANIZATION'S BOARD OF DIRECTORS BY A COMMITTEE OF INDEPENDENT DIRECTORS WHICH INCLUDED THE CHAIRMAN AND VICE CHAIRMAN. THE COMMITTEE COMPILED AND REVIEWED COMPARABLE DATA FROM OTHER NONPROFIT STATE-BASED PUBLIC POLICY INSTITUTES ON COMPENSATION OF THE TOP PAID EXECTUTIVE POSITION. THIS DATA WAS USED BY THE COMMITTEE IN MAKING ITS RECOMMENDATION TO THE BOARD. THE BOARD CONSIDERED THE COMMITTEE'S RECOMMENDATIONS, DISCUSSED THE PRESIDENT'S PERFORMANCE AND APPROPRIATE LEVEL OF COMPENSATION, AND APPROVED THE PROPOSED COMPENSATION FOR THE PRESIDENT AT THE REGULAR MEETING OF THE BOARD. MINUTES OF THE BOARD'S DELIBERATIONS AND DECISIONS WERE RECORDED BY THE SECRETARY OF THE ORGANIZATION, PRESENTED TO THE BOARD AT ITS NEXT REGULAR MEETING, AND APPROVED BY THE BOARD. COMPENSATION OF THE ORGANIZATION'S CHIEF OPERATING OFFICER (COO) WAS DETERMINED BY A COMMITTEE OF THREE INDEPENDENT DIRECTORS, THE CHAIRMAN, THE VICE CHAIRMAN, AND THE PRESIDENT. THIS COMMITTEE REVIEWED PERFORMANCE AND COMPENSATION DATA AND DETERMINED COMPENSATION FOR THE COO AND ALL OTHER STAFF OF THE ORGANIZATION EXCEPT FOR THE PRESIDENT.
FORM 990, PART VI, SECTION C, LINE 19
CENTER OF THE AMERICAN EXPERIMENT WILL MAKE AVAILABLE UPON REQUEST THE ANNUAL FINANCIAL STATEMENTS.
PROFESSIONAL FUNDRAISER ACTIVITIES
FORM 990, SCEHDULE G, PART I, LINE 2(B)(III)
DURING THE TERM OF THIS AGREEMENT, CONSULTANT SHALL PERFORM THE FOLLOWING SERVICES AND SHALL HAVE THE FOLLOWING RESPONSIBILITIES: (A) ASSIST THE OFFICERS OF THE CORPORATION IN IDENTIFYING POTENTIAL CONTRIBUTORS TO THE CORPORATION; INITIATE CONTACTS WITH POTENTIAL CONTRIBUTORS; ARRANGE MEETINGS, PRESENTATIONS, AND EVENTS WITH REPRESENTATIVES OF THE CORPORATION AND POTENTIAL CONTRIBUTORS; AND ASSIST THE CORPORATION IN OBTAINING PLEDGES AND CONTRIBUTIONS FROM CORPORATIONS, FOUNDATIONS, AND THE GENERAL PUBLIC; (B) SOLICIT ON BEHALF OF THE CORPORATION GIFTS, GRANTS, CONTRIBUTIONS, AND DONATIONS FROM PAST, PRESENT, AND POTENTIAL CONTRIBUTORS; PROVIDED, HOWEVER, THAT CONSULTANT SHALL DIRECT THAT ALL FUNDS BE DEPOSITED DIRECTLY WITH THE CORPORATION AND HE SHALL UNDER NO CIRCUMSTANCES ACCEPT OR HAVE CUSTODY AT ANY TIME OF FUNDS CONTRIBUTED TO THE CORPORATION; (C) ADVISE, CONSULT, AND ASSIST THE CORPORATION IN ALL ASPECTS OF FUND-RAISING AND DEVELOPMENT, INCLUDING BUDGETING AND LONG-RANGE PLANNING, AS REQUESTED BY THE CORPORATION; (D) MAINTAIN COMPLETE RECORDS OF HIS CONTACTS AND SOLICITATIONS ON BEHALF OF THE CORPORATION AND PROVIDE THE CORPORATION WITH WEEKLY WRITTEN REPORTS ON CONTACTS, SOLICITATIONS, AND OTHER ACTIVITY DURING THE PRECEDING WEEK; (E) ACT AT ALL TIMES IN A MANNER CONSISTENT WITH HIGH ETHICAL STANDARDS AND WITH GENERALLY ACCEPTED ETHICAL PRACTICES OF PROFESSIONAL FUND-RAISING CONSULTANTS FOR NONPROFIT ORGANIZATIONS; (F) COMPLY WITH ALL REQUIREMENTS OF CHAPTER 309 AS A PROFESSIONAL FUND-RAISER FOR THE CORPORATION; (G) DEVOTE APPROXIMATELY THIRTY HOURS EACH MONTH TO PERFORMING SERVICES FOR THE CORPORATION.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.