Attach to Form 990 or Form 990-EZ.
See separate instructions.| (i) Name of supported organization |
(ii) EIN |
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) |
(iv) Is the organization in col. (i) listed in your governing document? |
(v) Did you notify the organization in col. (i) of your support? |
(vi) Is the organization in col. (i) organized in the U.S.? |
(vii) Amount of support? |
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|---|---|---|---|---|---|---|---|---|---|
| Yes | No | Yes | No | Yes | No | ||||
| Total | |||||||||
| Calendar year(or fiscal year beginning in) | (a) 2006 | (b) 2007 | (c) 2008 | (d) 2009 | (e) 2010 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 1 | Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... | ||||||
| 2 | Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....... | ||||||
| 3 | The value of services or facilities furnished by a governmental unit to the organization without charge.. | ||||||
| 4 | Total. Add lines 1 through 3.. | ||||||
| 5 | The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. | ||||||
| 6 | Public Support. Subtract line 5 from line 4. | ||||||
| Calendar year(or fiscal year beginning in) | (a) 2006 | (b) 2007 | (c) 2008 | (d) 2009 | (e) 2010 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 7 | Amounts from line 4.. | ||||||
| 8 | Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. | ||||||
| 9 | Net income from unrelated business activities, whether or not the business is regularly carried on.. | ||||||
| 10 | Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets.. | ||||||
| 11 | Total support (Add lines 7 through 10). | ||||||






| Calendar year(or fiscal year beginning in) | (a) 2006 | (b) 2007 | (c) 2008 | (d) 2009 | (e) 2010 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 1 | Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") . | ||||||
| 2 | Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose...... | ||||||
| 3 | Gross receipts from activities that are not an unrelated trade or business under section 513.. | ||||||
| 4 | Tax revenues levied for the organization's benefit and either paid to or expended on its behalf... | ||||||
| 5 | The value of services or facilities furnished by a governmental unit to the organization without charge.. | ||||||
| 6 | Total. Add lines 1 through 5. | ||||||
| 7a | Amounts included on lines 1, 2, and 3 received from disqualified persons... | ||||||
| b | Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year. | ||||||
| c | Add lines 7a and 7b.. | ||||||
| 8 | Public Support (Subtract line 7c from line 6.) | ||||||
| Calendar year (or fiscal year beginning in) | (a) 2006 | (b) 2007 | (c) 2008 | (d) 2009 | (e) 2010 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 9 | Amounts from line 6... | ||||||
| 10a | Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. | ||||||
| b | Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975. | ||||||
| c | Add lines 10a and 10b. | ||||||
| 11 | Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on. | ||||||
| 12 | Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) | ||||||
| 13 | Total support (Add lines 9, 10c, 11 and 12.). | ||||||




| Facts And Circumstances Test |
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| Explanation |
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| Software ID: | |
| Software Version: |
Attach to Form 990 or 990-EZ.| Identifier | Return Reference | Explanation |
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| SUPPLEMENTAL INFORMATION | Part VI-Various line items | FROM 990, PART VI, SECTION A - LINE 6 & 7A MEMBERSHIP The Hospital for Special Surgery is a membership corporation. There are five members of the Corporation. Three of the five Hospital's members come from the Hospital's Board of Trustees (with one of three also designated by the Hospital to serve on the Board of an affiliate of New York-Presbyterian Hospital), a fourth member serves on the Board of the Affiliate of the New York-Presbyterian Hospital, and the fifth member serves on the Board of Trustees of Weill Cornell Medical College. The five Hospital members elect the Board of Trustees of the Hospital, upon the recommendation of candidates either by a member or by the Hospital Board of Trustees. FROM 990, PART VI, SECTION B - LINE 11B REVIEW PROCESS Prior to submitting the Form 990 to the Internal Revenue Service (IRS), there is an established process for review of the document in its entirety by the governing body whose evaluations are made in the best interest of HSS. The Form 990 is first reviewed with the Executive Compensation Committee of the Board of Trustees. The reviewed Form 990 is then submitted to the full Board of Trustees. The trustees are provided a copy of the Form 990 via compact disk prior to submission of the form. In addition, significant areas of Form 990 are discussed at a Board of Trustees meeting. FROM 990, PART VI, SECTION B - LINE 12C CONFLICT OF INTEREST POLICY On an annual basis, conflict of interest questionnaires are sent to all Board members, medical staff, management, fellows, residents, research professional staff, IRB members, and other designated groups. Our Conflict of Interest Policy also requires that any changes be communicated to the Office of Corporate Compliance within 30 days. The information received is entered into a database and reviewed for potential conflict of interest. The database information is also reviewed by the Executive Vice President, Legal Affairs, the Chief Executive Officer, and the Audit and Corporate Compliance Committee of the Board of Trustees. Summary information is provided to service chiefs, so that they are aware of the financial interests of the medical staff within their specialty. In addition to sending questionnaires directly to the group noted above, industry websites are monitored for disclosures related to HSS employees and medical staff, and letters are sent to vendors requesting they provide HSS with the information on any relationships that they have with HSS employees and/or medical staff. This information is entered into the database as well. HSS has a Conflict of Interest Task Force that meets three times a year or as necessary to review and update the Conflict of Interest Policies and Procedures. FROM 990, PART VI, SECTION B - LINE 15A & 15B PROCESS FOR DETERMINING COMPENSATION HSS is committed to ensuring that its Executive Compensation Program adheres to the highest standards of regulatory compliance and best corporate governance. The HSS Board has charged the Compensation Committee (which is composed of independent Board members with no conflicts of interest in regard to executive compensation) with making all decisions related to compensation for officers and key employees. The Committee retains an independent compensation consultant to assist it in this process. Compensation levels are established considering data for functionally comparable roles in comparable organizations, an assessment of performance, and other business judgment factors, consistent with HSS's executive compensation philosophy. The Committee's decisions are made in the best interests of HSS, and are intended to ensure the recruitment and retention of key executive talent, consistent with the market practices of other not-for-profit health care organizations of comparable scope, mission, and complexity. On an annual basis (including 2010), the Committee provides the full Board with an overview of its determinations and process. HSS established this process in an effort to comply with the intermediate sanctions guidelines for qualifying for the rebuttable presumption of reasonableness. FROM 990, PART VI, SECTION B - LINE 19 EXPLANATION OF DISCLOSURE GOVERNING DOCUMENTS Hospital for Special Surgery makes governing documents available to the general public upon request from the Development Office. Conflict of Interest Policy - Hospital for Special Surgery makes its Conflict of Interest Policy available to the general public upon request from the Development Office. Financial Statements - Hospital for Special Surgery makes its audited financial statements available to the general public upon request from the Development Office. HSS also provides summarized financial information in its annual report and website. The annual report is distributed throughout the Hospital and patient waiting rooms, and administration offices, and is accessible as a downloadable file from the HSS website. In 2010, the Annual Report was mailed to 4,304 donors, public officials, and other healthcare professionals and organizations. |
| Part VII | Column B- Average Hours Per Week Devoted to Related Organizations | Part VII - Column B - Average Hours Per Week Devoted to Related Organizations Mathias Bostrom - Assistant Attending - .2 hrs/wk HSS Fund Inc., .2 hrs/wk HSS Properties Corp. Gregory Liguori - Assistant Attending - .2 hrs/wk HSS Fund Inc., .2 hrs/wk HSS Properties Corp. Scott Rodeo - Attending Physician - .2 hrs/wk HSS Fund Inc., .2 hrs/wk HSS Properties Corp. Russell Warren - Attending Physician - .2 hrs/wk HSS Fund Inc., .2 hrs/wk HSS Properties Corp. Phillip Wilson, Jr. - Attending Physician - 9.09 hrs/wk HSS Fund Inc., .2 hrs/wk HSS Properties Corp. Atiim Barber - Member - .2 hrs/wk HSS Fund Inc., .1 hrs/wk HSS Properties Corp. James M. Benson - Member - .04 hrs/wk HSS Fund Inc., .02 hrs/wk HSS Properties Corp. Richard A. Brand, MD - Member - .07 hrs/wk HSS Fund Inc., .04 hrs/wk HSS Properties Corp. Peter L. Briger, Jr. - Member - .14 hrs/wk HSS Fund Inc., .07 hrs/wk HSS Properties Corp. Michael Brooks - Member - .09 hrs/wk HSS Fund Inc., .05 hrs/wk HSS Properties Corp. Charles Coleman, III - Member - .11 hrs/wk HSS Fund Inc., .06 hrs/wk HSS Properties Corp. Leslie Cornfeld - Member - .16 hrs/wk HSS Fund Inc., .08 hrs/wk HSS Properties Corp. Cynthia Foster Curry - Member - .2 hrs/wk HSS Fund Inc., .1 hrs/wk HSS Properties Corp. Barrie M. Damson - Member - .35 hrs/wk HSS Fund Inc., .18 hrs/wk HSS Properties Corp., .18 hrs/wk HSS Horizons Inc. James G. Dinan - Member - .09 hrs/wk HSS Fund Inc., .05 hrs/wk HSS Properties Corp. Anne Ehrenkranz - Member - .06 hrs/wk HSS Fund Inc., .03 hrs/wk HSS Properties Corp. Michael Esposito - Member - .01 hrs/wk HSS Fund Inc., .01 hrs/wk HSS Properties Corp. Winfield P. Jones - Member - .1 hrs/wk HSS Fund Inc., .05 hrs/wk HSS Properties Corp. Monica Keany - Member - .07 hrs/wk HSS Fund Inc., .04 hrs/wk HSS Properties Corp. Thomas J. Kelly - Member - .04 hrs/wk HSS Fund Inc., .02 hrs/wk HSS Properties Corp. David H. Koch - Member - .07 hrs/wk HSS Fund Inc., .04 hrs/wk HSS Properties Corp. Lara Learner - Member - .06 hrs/wk HSS Fund Inc., .03 hrs/wk HSS Properties Corp. Marylin B. Levitt - Member - .53 hrs/wk HSS Fund Inc., .27 hrs/wk HSS Properties Corp. Alan S. MacDonald - Member - .13 hrs/wk HSS Fund Inc., .07 hrs/wk HSS Properties Corp. David M. Madden - Member - .07 hrs/wk HSS Fund Inc., .04 hrs/wk HSS Properties Corp. Richard L. Menschel - Chairman, Emeritus - .69 hrs/wk HSS Fund Inc., .35 hrs/wk HSS Properties Corp. Carl F. Nathan - Member - .28 hrs/wk HSS Fund Inc., .14 hrs/wk HSS Properties Corp. Dean R. O'Hare - Co-Chair - 1.75 hrs/wk HSS Fund Inc., .88 hrs/wk HSS Properties Corp., .88 hrs/wk HSS Horizons Inc. Aldo Papone - Co-Chair - 1.75 hrs/wk HSS Fund Inc., .88 hrs/wk HSS Properties Corp., .88 hrs/wk HSS Horizons Inc. Gordon Pattee - Member - .04 hrs/wk HSS Fund Inc., .02 hrs/wk HSS Properties Corp. Charlton Reynders, Jr. - Member - .15 hrs/wk HSS Fund Inc., .08 hrs/wk HSS Properties Corp. Susan W. Rose - Member - .46 hrs/wk HSS Fund Inc., .23 hrs/wk HSS Properties Corp. William R. Salomon - Member - .2 hrs/wk HSS Fund Inc., .1 hrs/wk HSS Properties Corp. Jonathan Sobel - Member - .22 hrs/wk HSS Fund Inc., .11 hrs/wk HSS Properties Corp. Robert K. Steel - Member - .17 hrs/wk HSS Fund Inc., .09 hrs/wk HSS Properties Corp. Daniel G. Tully - Vice Chair - 0.87 hrs/wk HSS Fund Inc., .44 hrs/wk HSS Properties Corp. Mrs. Douglas A. Warner, III - Member - .66 hrs/wk HSS Fund Inc., .33 hrs/wk HSS Properties Corp. Torsten N. Wiesel, MD - Member - .08 hrs/wk HSS Fund Inc., .04 hrs/wk HSS Properties Corp. Kendrick R. Wilson - Member - .86 hrs/wk HSS Fund Inc., .43 hrs/wk HSS Properties Corp. Ellen M. Wright - Member - .29 hrs/wk HSS Fund Inc., .15 hrs/wk HSS Properties Corp. Louis A. Shapiro - President & CEO - 9.0 hrs/wk HSS Fund Inc., 3.0 hrs/wk HSS Properties Corp., 3.0 hrs/wk HSS Horizons. Lisa Goldstein - EVP & COO - 6.0 hrs/wk HSS Properties Corp. Stacey Malakoff - EVP & CFO - 1.8 hrs/wk HSS Fund Inc., 7.2 hrs/wk HSS Properties Corp., 3.0 hrs/wk HSS Horizons Inc. Constance B. Margolin-SVP & Secretary- 3.0 hrs/wk HSS Fund Inc., 6.0 hrs/wk HSS Properties Corp., 3.0 hrs/wk HSS Horizons. Deborah Sale - EVP External Affairs - 36.0 hrs/wk HSS Fund Inc., 3.0 hrs/wk HSS Properties Corp. |
| Part XI, Line 5 | Reconciliation of Net Assets-Other Changes in Net Assets or Fund Balances: | Includes Net Unrealized Gains $19,793,879, increase in interest of HSS Fund, Inc. $3,372,407 and increase in defined pension and post retirement plan liabilities ($11,952,716). |
| Software ID: | |
| Software Version: |
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Affiliated Group Business Name:
THE HOSPITAL FOR SPECIAL SUR
Address. Either US or Foreign Type:
535 EAST 70TH STREET
NEW YORK, NY10021 EIN:
13-6714749
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
150,000
Total Lobbying Expenditures:
150,000
Other Exempt Purpose Expenditures:
6,158,384
Total Exempt Purpose Expenditures:
6,308,384
Lobbying Nontaxable Amount:
465,419
Grassroots Nontaxable Amount:
116,355
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
|
|
Affiliated Group Business Name:
HOSPITAL FOR SPECIAL SURGERY
Address. Either US or Foreign Type:
535 EAST 70TH STREET
NEW YORK, NY10021 EIN:
13-1624135
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
60,006
Total Lobbying Expenditures:
60,006
Other Exempt Purpose Expenditures:
600,070,879
Total Exempt Purpose Expenditures:
600,130,885
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
|