| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Mondorf & Fenwick CPAs | 12,031 | 9,625 | 0 | 2,406 |
| Identifier | Return Reference | Explanation |
|---|---|---|
| AS A PRIVATE FOUNDATION OUR GRANT MUST BE FOR A CHARITABLE OR EDUCATIONAL PURPOSE. WE MUST ASK THAT YOU USE ANY FUNDS EXCLUSIVELY TO CARRY OUT THE PROJECT DESCRIBED IN REQUEST. FUNDS CANNOT BE USED TO INFLUENCE LEGISLATION, TO INFLUENCE THE OUTCOME OF ANY ELECTION, OR CARRY ON ANY VOTER REGISTRATION DRIVE. IF REQUEST IS APPROVED THE FOLLOWING INFORMATION IS REQUIRED TO BE SENT TO THE VICTOR & ESTHER ROZEN FOUNDATION: 1. PROOF OF ORGANIZATIONS EXEMPT 501(C)(3) STATUS. 2. PROOF OF ORGANIZATIONS CLASSIFICATION AS A PUBLICLY SUPPORTED ORGANIZATION PURSUANT TO IRC 509(a)(1)(2)OR(3). 3. COPY OF MOST RECENT INTERNAL REVENUE SERVICE TAX DETERMINATION LETTER. 4. YOUR FINANCIAL STATEMENTS FOR YEAR IN WHICH GRANT FUNDS ARE EXPENDED. 5. YOUR FORM 990 FOR YEAR IN WHICH GRANT FUNDS ARE EXPENDED. 6. ANNUAL REPORT FOR YEAR IN WHICH GRANT FUNDS ARE EXPENDED. |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| Waste Management Inc. | 26,356 | 27,653 |
| Vanguard Funds | 53,169 | 57,297 |
| Pepsico Inc. | 25,889 | 26,132 |
| NYSE Euronext | 52,296 | 53,964 |
| Marathon Oil | 26,309 | 28,883 |
| Lockheed Martin | 38,224 | 34,955 |
| Kimberly Clark Corp | 26,037 | 25,216 |
| Home Depot | 26,176 | 29,450 |
| Health Care Reit Inc | 25,712 | 26,678 |
| Deere & Co | 26,022 | 28,237 |
| Conoco Phillips | 6,057 | 7,627 |
| Coca Cola | 2,740 | 3,289 |
| Cintas Corp | 26,007 | 26,562 |
| Caterpillar Inc | 25,950 | 30,908 |
| Campbell Soup | 24,999 | 24,325 |
| Avery Dennison Corp | 25,331 | 27,944 |
| Boeing Co | 25,298 | 26,104 |
| Allstate Corp | 52,626 | 54,834 |
| Abbott Labs | 26,318 | 25,871 |
| Hugoton Royalty Trust | 19,020 | 15,390 |
| NBT Bancorp Inc | 10,743 | 18,620 |
| IBM | 44,440 | 61,639 |
| Proctor & Gamble Co | 36,084 | 41,815 |
| Exxon Mobil Corp | 33,311 | 51,184 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| SPDR TR S&P 500 | FMV | 195,144 | 226,350 |
| IShares S&P Small Cap 600 | FMV | 27,673 | 34,235 |
| IShares Midcap 400 IDX FD | FMV | 36,984 | 45,345 |
| IShares S&P | FMV | 47,984 | 54,343 |
| SPDR Gold Trust | FMV | 21,726 | 37,177 |
| IShares | FMV | 276,433 | 301,056 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Hinman, Howard, & Kattell Attorneys | 1,976 | 1,581 | 0 | 395 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Investment Expense | 14,758 | 14,758 | ||
| Bank Charges | 79 | 63 | 16 | |
| Advertising | 150 | 120 | 30 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| 1,164 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Licenses & Taxes | 250 | 200 | 50 | |
| 2009 Federal Tax Refund | 1,308 | -1,046 | -262 |