Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2010
For calendar year 2010, or tax year beginning 01-01-2010 , and ending 12-31-2010
G
Check all that apply:
Name of foundation
THE DR A EVERETT ROSEN AND RUTH E ROSEN
FOUNDATION C/O DR WALTER M ROSEN

Number and street (or P.O. box number if mail is not delivered to street address)49 BRIAR HOLLOW LANE NO 1802   Room/suite
City or town, state, and ZIP code
HOUSTON, TX77027
A Employer identification number

04-2915665
B Telephone number (see page 10 of the instructions)

(713) 963-8778
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,668,228J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 397 397  
4 Dividends and interest from securities...... 160,233 157,753  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 65,489
b Gross sales price for all assets on line 6a 1,785,923
7 Capital gain net income (from Part IV, line 2)... 107,752
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,137 1,137  
12 Total. Add lines 1 through 11........ 227,256 267,039  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 99,000 49,500   49,500
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 395 198   197
b Accounting fees (attach schedule)....... Click to see attachment 11,582 5,791   5,791
c Other professional fees (attach schedule)....        
17 Interest............... 4 4   0
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 635 602   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 2,192 1,096   1,096
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 5,507 703   367
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 119,315 57,894   56,951
25 Contributions, gifts, grants paid........ 206,530 206,530
26 Total expenses and disbursements. Add lines 24 and 25 325,845 57,894   263,481
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -98,589
b Net investment income (if negative, enter -0-) 209,145
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2010)
Form 990-PF (2010)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 412,016 2,728 10,356
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 142,277 Click to see attachment142,277 122,533
b Investments—corporate stock (attach schedule)........ 3,231,877 Click to see attachment3,724,584 3,816,175
c Investments—corporate bonds (attach schedule)........ 908,061 Click to see attachment697,107 659,125
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 27,955 Click to see attachment56,688 55,260
14 Land, buildings, and equipment: basis bullet1,218
Less: accumulated depreciation (attach schedule) bullet1,218      
15 Other assets (describe bullet) Click to see attachment4,566 Click to see attachment4,779 Click to see attachment4,779
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,726,752 4,628,163 4,668,228
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 4,726,752 4,628,163
30 Total net assets or fund balances (see page 17 of the
instructions).................... 4,726,752 4,628,163
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 4,726,752 4,628,163
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 4,726,752
2 Enter amount from Part I, line 27a...................... 2 -98,589
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 4,628,163
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.. 6 4,628,163
Form 990-PF (2010)
Form 990-PF (2010)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 2,500.000 COSAN LTD COM STK USD0.01 CLASS A   2007-08-16 2010-04-22
b 2,500.000 COSAN LTD COM STK USD0.01 CLASS A   2009-06-22 2010-07-12
c 1,200.000 FRESH DEL MONTE PRODUCE INC COM STK   2007-11-06 2010-02-10
d 200.000 ALCON INC COM CHF0.20   2009-09-14 2010-01-25
e 20,000.000 AT&T CORP NOTE CALL MAKE WHOLE 7.300%   2004-10-04 2010-11-22
1,103.000 AT&T INC COM   2009-02-19 2010-01-25
806.000 AT&T INC COM   2009-07-23 2010-01-25
3,000.000 AT&T INC COM   2009-07-23 2010-04-23
1,000.000 AT&T INC COM   2009-07-23 2010-05-24
7,000.000 AMARIN CORP ADR EACH REP 1 ORD GBP0.50   2010-07-15 2010-11-29
1,000.000 AMERICAN INTL GROUP INC COM   2010-02-26 2010-03-18
25,000.000 BANK OF AMERICA CORPORATION 5.125%   2004-02-26 2010-08-18
600.000 BUCKEYE PARTNERS L P UNIT LTD   2007-02-27 2010-08-20
2,400.000 CIRRUS LOGIC INC   2010-03-25 2010-07-12
600.000 CIRRUS LOGIC INC   2010-03-25 2010-07-12
2,000.000 CIRRUS LOGIC INC   2010-04-29 2010-07-12
4,387.000 CLAYMORE SECS DEFINED PORTFOLIOS UNIT 465   2008-03-11 2010-02-16
850.000 CLAYMORE SECS DEFINED PORTFOLIOS UNIT 465   2008-03-12 2010-02-16
4,173.000 CLAYMORE SECS DEFINED PORTFOLIOS UNIT 462   2008-03-11 2010-03-29
13.000 CLAYMORE SECS DEFINED PORTFOLIOS UNIT 462   2008-03-25 2010-03-29
0.000 CLAYMORE SECS DEFINED PORTFOLIOS UNIT 598   2009-09-22 2010-05-25
500.000 DENDREON CORP   2010-03-22 2010-04-30
4,040.000 FT UNIT 1607 GLOBAL SHIPPING PORT SER 4   2008-03-11 2010-01-14
792.000 FT UNIT 1607 GLOBAL SHIPPING PORT SER 4   2008-03-12 2010-01-14
10.000 FT UNIT 1607 GLOBAL SHIPPING PORT SER 4   2008-04-25 2010-01-14
8,414.000 FT UNIT 1631 COVERED CALL SELECT CLOSED   2008-03-11 2010-03-11
103.000 FT UNIT 1631 COVERED CALL SELECT CLOSED   2008-04-25 2010-03-11
50,000.000 FORD MTR CR CO CONT OFFER BD 6.65000%   2005-03-29 2010-12-20
50,000.000 FORD MOTOR CR CO NT 7.250% 10/25/2011   2006-07-11 2010-11-22
250.000 FREEPORT MCMORAN COPPER & GOLD INC   2008-04-16 2010-05-24
700.000 FREEPORT MCMORAN COPPER & GOLD INC   2007-03-22 2010-08-20
900.000 GENWORTH FINL INC COM CL A   2005-09-21 2010-05-24
100.000 GENWORTH FINL INC COM CL A   2009-06-04 2010-05-24
2,000.000 GENWORTH FINL INC COM CL A   2009-06-04 2010-08-20
800.000 GEORGIA POWER CO 6.00% DUE 10/15/2033   2004-02-26 2010-06-24
40,000.000 GOLDMAN SACHS GROUP INC NOTES 5.000%   2004-10-06 2010-08-18
250.000 INTL BUSINESS MACH   2009-07-23 2010-08-20
500.000 JPMORGAN CHASE & CO   2008-11-21 2010-05-24
500.000 JPMORGAN CHASE & CO   2008-11-21 2010-08-20
50,000.000 JETBLUE AIRWAYS CORP (TENDERED) FR   2005-03-10 2010-03-15
1,000.000 KRAFT FOODS INC CL A   2005-03-29 2010-08-23
1,000.000 KRAFT FOODS INC CL A   2005-03-29 2010-11-22
50,000.000 ESTEE LAUDER COS INC NOTES 6.00%   2008-10-30 2010-08-16
2,109.000 MARRIOTT INTL INC CL A   2009-07-23 2010-05-24
50,000.000 MORGAN STANLEY D W DISC SRMTNS 3.34368%   2006-02-21 2010-08-18
5,000.000 MORGAN STANLEY TARGETED INCOME STRATEGIC   2005-03-23 2010-04-01
2,000.000 NASDAQ OMX GROUP INC   2007-11-09 2010-08-20
2,000.000 NASDAQ OMX GROUP INC   2009-05-19 2010-11-22
800.000 NATIONAL BK GREECE S A ADR PREF SER A   2008-05-30 2010-04-22
2,000.000 NIGHTHAWK RADIOLOGY HLDGS INC COM CASH   2007-03-23 2010-02-10
2,000.000 NIGHTHAWK RADIOLOGY HLDGS INC COM CASH   2009-06-04 2010-02-10
3,000.000 PALM INC NEW COM CASH MERGER OF $5.70   2009-06-17 2010-04-30
2,000.000 PALM INC NEW COM CASH MERGER OF $5.70   2010-04-13 2010-04-30
500.000 PHILIP MORRIS INTL INC COM   2008-04-16 2010-08-20
500.000 SCHLUMBERGER LIMITED COM STK USD0.01   2008-12-17 2010-04-23
500.000 SCHLUMBERGER LIMITED COM STK USD0.01   2008-12-17 2010-08-20
0.000 STANLEY BLACK & DECKER INC COM USD2.50   2007-03-14 2010-05-21
30.000 STANLEY WKS EQUITY UNIT 05/15/2012   2007-03-14 2010-05-19
50,000.000 TOYOTA MTR CRD CORP MTN BE 5.50000%   2005-03-29 2010-07-26
1,000.000 UNITED STATES STEEL CORP   2008-12-17 2010-04-22
500.000 UNITED STATES STEEL CORP   2009-05-19 2010-04-23
500.000 UNITED STATES STEEL CORP   2009-05-19 2010-08-20
500.000 WELLS FARGO & CO NEW   2008-11-21 2010-05-24
1,000.000 WELLS FARGO & CO NEW   2008-11-21 2010-08-20
30,000.000 WYETH SR NT 5.500% 02/01/2014 MAKE WHOLE   2004-10-06 2010-08-18
0.000 FRONTIER AIRLINES INC NEW 5.00000%   2005-12-01 2010-01-05
NSTAR   2000-01-01 2010-08-17
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 26,068   26,250 -182
b 25,240   13,828 11,412
c 23,632   34,764 -11,132
d 30,564   27,168 3,396
e 21,181   20,472 709
28,125   19,236 8,889
20,552   14,057 6,495
77,475   52,320 25,155
24,340   17,440 6,900
38,570   15,758 22,812
34,163   25,347 8,816
26,607   25,169 1,438
36,843   16,549 20,294
41,366   19,205 22,161
10,342   4,807 5,535
34,472   21,177 13,295
27,702   40,514 -12,812
5,367   7,811 -2,444
36,240   40,852 -4,612
113   121 -8
47   47 0
26,591   18,465 8,126
17,891   40,524 -22,633
3,507   7,786 -4,279
44   111 -67
64,178   77,979 -13,801
786   961 -175
50,000   50,000 0
51,713   49,330 2,383
16,430   28,009 -11,579
48,668   42,875 5,793
13,325   26,550 -13,225
1,481   658 823
22,068   13,153 8,915
20,000   20,000 0
42,751   40,097 2,654
31,157   22,475 8,682
19,632   10,026 9,606
18,181   10,026 8,155
50,000   49,500 500
28,692   11,621 17,071
29,899   11,621 18,278
52,428   49,747 2,681
68,548   78,500 -9,952
47,546   50,000 -2,454
30,056   50,000 -19,944
38,021   87,000 -48,979
42,433   36,799 5,634
15,530   20,000 -4,470
7,522   35,198 -27,676
7,522   8,211 -689
17,121   41,371 -24,250
11,414   9,392 2,022
25,549   8,930 16,619
35,887   21,353 14,534
27,549   21,353 6,196
38     38
900     900
50,000   50,000 0
56,983   43,699 13,284
28,581   15,408 13,173
22,849   15,408 7,441
14,402   10,173 4,229
24,045   20,345 3,700
33,497   30,462 3,035
163   163 0
54     54
1,282     1,282
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -182
b       11,412
c       -11,132
d       3,396
e       709
      8,889
      6,495
      25,155
      6,900
      22,812
      8,816
      1,438
      20,294
      22,161
      5,535
      13,295
      -12,812
      -2,444
      -4,612
      -8
      0
      8,126
      -22,633
      -4,279
      -67
      -13,801
      -175
      0
      2,383
      -11,579
      5,793
      -13,225
      823
      8,915
      0
      2,654
      8,682
      9,606
      8,155
      500
      17,071
      18,278
      2,681
      -9,952
      -2,454
      -19,944
      -48,979
      5,634
      -4,470
      -27,676
      -689
      -24,250
      2,022
      16,619
      14,534
      6,196
      38
      900
      0
      13,284
      13,173
      7,441
      4,229
      3,700
      3,035
      0
      54
      1,282
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 107,752
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2009      
2008      
2007      
2006      
2005      
2 Total of line 1, column (d) ...................... 2  
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3  
4 Enter the net value of noncharitable-use assets for 2010 from Part X, line 5..... 4  
5 Multiply line 4 by line 3....................... 5  
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6  
7 Add lines 5 and 6......................... 7  
8 Enter qualifying distributions from Part XII, line 4.............. 8  
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2010)
Form 990-PF (2010)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 4,183
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 4,183
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,183
6 Credits/Payments:
a 2010 estimated tax payments and 2009 overpayment credited to 2010 6a 6,558
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 6,558
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,375
11 Enter the amount of line 10 to be: Credited to 2011 estimated taxBullet2,375 Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?.............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletMA
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2010 or the taxable year beginning in 2010 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV...........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDR WALTER M ROSEN Telephone no.bullet (713) 963-8778
    Located atbullet49 BRIAR HOLLOW LANE UNIT 1802HOUSTONTX ZIP+4bullet77027
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2010?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2010, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2010?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2010 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2010.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2010?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    WALTER M ROSEN TRUSTEE
    30.00     		99,000 0 0
    49 BRIAR HOLLOW LANE UNIT 1802
    HOUSTON,TX77027
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3...........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    4,140,126
    b
    Average of monthly cash balances.......................
    1b
    323,378
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,463,504
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) ..............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d..........................
    3
    4,463,504
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ............................
    4
    66,953
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,396,551
    6
    Minimum investment return. Enter 5% of line 5...................
    6
    219,828
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    219,828
    2a
    Tax on investment income for 2010 from Part VI, line 5......
    2a
    4,183
    b
    Income tax for 2010. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,183
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    215,645
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4.............................
    5
    215,645
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1.................................
    7
    215,645
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    263,481
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes................................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    263,481
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4...............
    6
    263,481
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2009     		(c)
    2009     		(d)
    2010
    1 Distributable amount for 2010 from Part XI, line 7 215,645
    2 Undistributed income, if any, as of the end of 2010:
    a Enter amount for 2009 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2010:
    a From 2005....... 478
    b From 2006....... 2,148
    c From 2007....... 42,665
    d From 2008....... 88,325
    e From 2009....... 41,414
    fTotal of lines 3a through e......... 175,030
    4Qualifying distributions for 2010 from Part
    XII, line 4: bullet$ 263,481
    a Applied to 2009, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2010 distributable amount..... 215,645
    e Remaining amount distributed out of corpus 47,836
    5 Excess distributions carryover applied to 2010. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 222,866
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2009. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2010. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2005 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		478
    9Excess distributions carryover to 2011.
    Subtract lines 7 and 8 from line 6a ......     		222,388
    10 Analysis of line 9:
    a Excess from 2006.... 2,148
    b Excess from 2007.... 42,665
    c Excess from 2008.... 88,325
    d Excess from 2009.... 41,414
    e Excess from 2010.... 47,836
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2010, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2010 (b) 2009 (c) 2008 (d) 2007
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ABINTRA MONTESSORI SCHOOL
    914 DAVIDSON DRIVE
    NASHVILLE,TN37205     		NONE PUBLIC CHARITY CHARITABLE 1,000
    ALZHEIMER'S ASSOCIATION
    225 NORTH MICHIGAN AVENUE 17TH
    FLOOR
    CHICAGO,IL60601     		NONE PUBLIC CHARITY CHARITABLE 1,000
    AMERICAN ACTION FUND FOR BLIND CHILDREN AND ADULTS
    1800 JOHNSON STREET
    BALTIMORE,MD21230     		NONE PUBLIC CHARITY CHARITABLE 1,000
    AMERICAN DIABETES ASSOCIATION
    1701 NORTH BEAUREGARD STREET
    ALEXANDRIA,MD22311     		NONE PUBLIC CHARITY CHARITABLE 3,000
    AMERICAN FRIENDS OF MAGEN DAVID ADOM
    352 SEVENTH AVENUE SUITE 400
    NEW YORK,NY10001     		NONE PUBLIC CHARITY CHARITABLE 2,500
    AMERICAN HEART ASSOCIATION
    7272 GREENVILLE AVENUE
    DALLAS,TX75231     		NONE PUBLIC CHARITY CHARITABLE 3,000
    AMERICAN KIDNEY FUND
    6110 EXECUTIVE BOULEVARD SUITE 1010
    ROCKVILLE,MD20852     		NONE PUBLIC CHARITY CHARITABLE 3,000
    AMERICAN LUNG ASSOCIATION
    61 BROADWAY
    NEW YORK,NY100062701     		NONE PUBLIC CHARITY CHARITABLE 2,000
    ANTI DEFAMATION LEAGUE
    605 THIRD AVENUE
    NEW YORK,NY10158     		NONE PUBLIC CHARITY CHARITABLE 500
    ARTHRITIS FOUNDATION
    1330 WEST PEACHTREET STREET SUITE
    100
    ATLANTA,GA30309     		NONE PUBLIC CHARITY CHARITABLE 1,000
    CHMOL
    5225 NEW UTRECHT AVENUE
    BROOKLYN,NY11219     		NONE PUBLIC CHARITY CHARITABLE 1,000
    CHRISTOPHER REEVE FOUNDATION
    636 MORRIS TURNPIKE SUITE 3A
    SHORT HILLS,NJ07078     		NONE PUBLIC CHARITY CHARITABLE 1,000
    COLEL CHABAD
    806 EASTERN PARKWAY
    BROOKLYN,NY11213     		NONE PUBLIC CHARITY CHARITABLE 1,000
    CONGREGATION BETH YESHURUN
    4525 BEECHNUT STREET
    HOUSTON,TX77096     		NONE PUBLIC CHARITY CHARITABLE 1,030
    CONGREGATION MICAH
    2001 OLD HICKORY BOULEVARD
    BRENTWOOD,TN37027     		NONE PUBLIC CHARITY CHARITABLE 2,500
    CYSTIC FIBROSIS FOUNDATION
    6931 ARLINGTON ROAD
    BETHESDA,MD20814     		NONE PUBLIC CHARITY CHARITABLE 1,500
    DANA-FARBER CANCER INSTITUTE
    44 BINNEY STREET SUITE BP600
    BOSTON,MA02215     		NONE PUBLIC CHARITY CHARITABLE 3,000
    DYER LIBRARYSACO MUSEUM
    371 MAIN STREET
    SACO,ME04072     		NONE PUBLIC CHARITY CHARITABLE 350
    EYE CARE FOR KIDS FOUNDATION
    9660 HILLCROFT SUITE 325
    HOUSTON,TX77096     		NONE PUBLIC CHARITY CHARITABLE 1,000
    FOUNDATION OF UMDNJ
    120 ALBANY STREET TOWER II SUITE
    850
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC CHARITY CHARITABLE 5,000
    GENERAL ISRAEL ORPHANS HOME FOR GIRLS
    132 NASSAU STREET SUITE 725
    NEW YORK,NY10038     		NONE PUBLIC CHARITY CHARITABLE 1,000
    GREENPEACE
    702 H STREET NW SUITE 300
    WASHINGTON,DC20001     		NONE PUBLIC CHARITY CHARITABLE 1,000
    GUIDING EYES FOR THE BLIND
    611 GRANITE SPRINGS ROAD
    YORKTOWN HEIGHTS,NY10598     		NONE PUBLIC CHARITY CHARITABLE 1,500
    HEALTHCARE CHARITIES
    ONE CUMBERLAND PLACE SUITE 300
    BANGOR,ME04401     		NONE PUBLIC CHARITY CHARITABLE 30,000
    HOUSTON CONGREGATION FOR REFORM JUDAISM
    801 BERING DRIVE
    HOUSTON,TX77057     		NONE PUBLIC CHARITY CHARITABLE 5,500
    INTERNATIONAL FUND FOR ANIMAL WELFARE
    290 SUMMER STREET
    YARMOUTH PORT,MA02675     		NONE PUBLIC CHARITY CHARITABLE 1,000
    ISRAEL CHILDREN'S CANCER FOUNDATION
    141 WASHINGTON AVENUE SUITE 205
    LAWRENCE,NY115591669     		NONE PUBLIC CHARITY CHARITABLE 1,000
    ISRAEL YOUTH VILLAGE
    770 EASTERN PARKWAY
    BROOKLYN,NY11213     		NONE PUBLIC CHARITY CHARITABLE 1,500
    JBI INTERNATIONAL
    110 EAST 30TH STREET
    NEW YORK,NY10016     		NONE PUBLIC CHARITY CHARITABLE 1,500
    JEWISH CHILDREN'S REGIONAL SERVICE
    3500 NORTH CAUSEWAY BOULEVARD 1120
    EXECUTIVE TOWER
    METAIRIE,LA70002     		NONE PUBLIC CHARITY CHARITABLE 1,500
    JEWISH COMMUNITY ALLIANCE
    57 ASHMONT STREET
    PORTLAND,ME04103     		NONE PUBLIC CHARITY CHARITABLE 2,100
    JEWISH FEDERATION OF GREATER HOUSTON
    5603 SOUTH BRAESWOOD BOULEVARD
    HOUSTON,TX77096     		NONE PUBLIC CHARITY CHARITABLE 5,500
    JEWISH NATIONAL FUND
    42 EAST 69TH STREET
    NEW YORK,NY10021     		NONE PUBLIC CHARITY CHARITABLE 1,000
    MARCH OF DIMES FOUNDATION
    1275 MAMARONECK AVENUE
    WHITE PLAINS,NY10605     		NONE PUBLIC CHARITY CHARITABLE 1,000
    MD ANDERSON CANCER CENTER
    1515 HOLCOMBE BOULEVARD
    HOUSTON,TX77030     		NONE PUBLIC CHARITY CHARITABLE 5,000
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    1275 YORK AVENUE
    NEW YORK,NY10065     		NONE PUBLIC CHARITY CHARITABLE 3,000
    MOTHERS AGAINST DRUNK DRIVING
    511 EAST JOHN CARPENTER FREEWAY
    SUITE 700
    IRVING,TX75062     		NONE PUBLIC CHARITY CHARITABLE 1,000
    MUSCULAR DYSTROPHY ASSOCIATION
    3300 EAST SUNRISE DRIVE
    TUCSON,AZ85718     		NONE PUBLIC CHARITY CHARITABLE 1,500
    NATIONAL CHILDREN'S CANCER SOCIETY
    ONE SOUTH MEMORIAL DRIVE SUITE 800
    SAINT LOUIS,MO63102     		NONE PUBLIC CHARITY CHARITABLE 1,500
    NATIONAL JEWISH HEALTH
    1400 JACKSON STREET
    DENVER,CO80206     		NONE PUBLIC CHARITY CHARITABLE 5,000
    PARKINSON RESEARCH FOUNDATION
    8586 POTTER PARK DRIVE
    SARASOTA,FL34238     		NONE PUBLIC CHARITY CHARITABLE 1,000
    SAINT JUDE CHILDREN'S RESEARCH HOSPITAL
    262 DANNY THOMAS PLACE
    MEMPHIS,TN38105     		NONE PUBLIC CHARITY CHARITABLE 10,000
    SCHEPENS EYE RESEARCH INSTITUTE
    20 STANIFORD STREET
    BOSTON,MA02114     		NONE PUBLIC CHARITY CHARITABLE 3,000
    SEVEN ACRES
    6200 NORTH BRAESWOOD BOULEVARD
    HOUSTON,TX77074     		NONE PUBLIC CHARITY CHARITABLE 1,000
    SIMON WIESENTHAL CENTER
    1399 SOUTH ROXBURY
    LOS ANGELES,CA90035     		NONE PUBLIC CHARITY CHARITABLE 1,000
    TEXAS CHILDREN'S HOSPITAL
    6621 FANNIN STREET
    HOUSTON,TX77030     		NONE PUBLIC CHARITY CHARITABLE 5,000
    THE LEUKEMIA & LYMPHOMA SOCIETY
    1311 MAMARONECK AVENUE SUITE 310
    WHITE PLAINS,NY10605     		NONE PUBLIC CHARITY CHARITABLE 1,000
    THE SALVATION ARMY
    6500 HARRY HINES BOULEVARD
    DALLAS,TX75235     		NONE PUBLIC CHARITY CHARITABLE 500
    TRUSTEES OF TUFTS COLLEGE
    200 BOSTON AVENUE
    MEDFORD,MA02155     		NONE PUBLIC CHARITY CHARITABLE 33,000
    UNITED STATES HOLOCAUST MEMORIAL MUSEUM
    100 RAOUL WALLENBERG PLACE SW
    WASHINGTON,DC200242126     		NONE PUBLIC CHARITY CHARITABLE 1,000
    UNIVERSITY OF HOUSTON ALUMNI ASSOCIATION
    3100 CULLEN BOULEVARD ROOM 201
    HOUSTON,TX772046000     		NONE PUBLIC CHARITY CHARITABLE 250
    UNIVERSITY OF HOUSTON COLLEGE OF OPTOMETRY
    4901 CALHOUN ROAD
    HOUSTON,TX77204     		NONE PUBLIC CHARITY CHARITABLE 10,000
    UNIVERSITY OF MAINE
    101 COLLEGE AVENUE
    ORONO,ME04469     		NONE PUBLIC CHARITY CHARITABLE 30,000
    UNIVERSITY OF MAINE ALUMNI ASSOCIATION
    101 COLLEGE AVENUE
    ORONO,ME04469     		NONE PUBLIC CHARITY CHARITABLE 300
    UNIVERSITY OF TEXAS
    2901 NORTH IH-35 SUITE 4100
    AUSTIN,TX78722     		NONE PUBLIC CHARITY CHARITABLE 500
    WORLD JEWISH CONGRESS FOUNDATION
    2125 BISCAYNE BOULEVARD SUITE 310
    MIAMI,FL33137     		NONE PUBLIC CHARITY CHARITABLE 1,000
    ZIONIST ORGANIZATION OF AMERICA
    4 EAST 34TH STREET
    NEW YORK,NY10016     		NONE PUBLIC CHARITY CHARITABLE 500
    Total .................................bullet 3a 206,530
    bApproved for future payment
    Total ..................................bullet 3b 0
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 397  
    4 Dividends and interest from securities....     14 160,233  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....     14 1,137  
    8Gain or (loss) from sales of assets other than inventory     18 65,489  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 227,256 0
    13Total. Add line 12, columns (b), (d), and (e)...................
    13227,256
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    3,8 INCOME IS USED EXCLUSIVELY FOR EDUCATIONAL, RELIGIOUS AND CHARITABLE PURPOSES, INCLUDING SCHOLARSHIPS, SUPPORTING MEDICAL AND EDUCATIONAL RESEARCH AND RELIGIOUS STUDIES.
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash....................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements............................
    1b(4)
     
    No
    (5) Loans or loan guarantees..............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2010)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2010 AccountingFeesSchedule
    Name:
    THE DR A EVERETT ROSEN AND RUTH E ROSEN
    FOUNDATION C/O DR WALTER M ROSEN
    EIN: 04-2915665
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CCR LLP 11,582 5,791   5,791

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2010 GainLossSaleOtherAssetsSch
    Name:
    THE DR A EVERETT ROSEN AND RUTH E ROSEN
    FOUNDATION C/O DR WALTER M ROSEN
    EIN: 04-2915665
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    FROM K-1 - BUCKEYE PARTNERS LP   PURCHASED           0 -1,175  

    TY 2010 InvestmentsCorpBondsSchedule
    Name:
    THE DR A EVERETT ROSEN AND RUTH E ROSEN
    FOUNDATION C/O DR WALTER M ROSEN
    EIN: 04-2915665
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AETNA INC DEB 7.25000% 08/15/2023 16,098 15,013
    BANK OF AMERICA SER 2004-4 CL 2A2 5.500% 05/25/2034 48,818 51,867
    BANKAMERICA CAP II INCME PFD 8.000% 12/15/2026 10,105 10,063
    CBT SER 2003-1 UNITS TR 5.22000% 07/25/2013 BD 98,500 91,584
    COCA COLA ENTERPRISES INC 7.12500% 08/01/2017 DEB 25,406 27,113
    DELPHI CORP DEB 7.125% 05/01/2029 MAKE WHOLE 20,313 525
    EASTMAN KODAK CO SR NT 7.25000% 11/15/2013 24,231 24,563
    EASTMAN KODAK CO SR NT 9.20000% 06/01/2021 11,558 9,550
    EMBARQ CORP NOTES 7.995% 06/01/2036 MAKE WHOLE 53,112 54,594
    FIDELITY ADVISOR HIGH INCOME CL A 50,000 50,838
    FRONTIER AIRLINES INC NEW 5.00000% 12/15/2025 DEB CONV 4,114 0
    GOLDMAN SACHS CAP I NOTES 6.345% 02/15/2034 MAKE WHOLE 50,501 47,643
    GOLDMAN SACHS EMERGE MKTS DEBT FUND CL A 50,000 49,400
    GTE CORP DEB 6.84000% 04/15/2018 11,099 11,336
    MOHEGAN TRIBAL GAMING AUTH 8.00000% 04/01/2012 SR SB NT 41,887 41,750
    NATIONSBANK CORP SR MTN BE 0.00000% 07/17/2028 ZERO CPN 29,783 28,684
    SANDISK CORP SR NT CV 1.00000% 05/15/2013 15,000 14,438
    SAVVIS INC SR NT CV 3.00000% 05/15/2012 14,000 14,035
    SLM CORP VR 1.71552% 10/01/2014 39,770 33,698
    TIME WARNER COMPANIES INC 7.25000% 10/15/2017 DEB 54,307 59,681
    TRIBUNE CO NOTES 5.250% 08/15/2015 28,505 22,750

    TY 2010 InvestmentsCorpStockSchedule
    Name:
    THE DR A EVERETT ROSEN AND RUTH E ROSEN
    FOUNDATION C/O DR WALTER M ROSEN
    EIN: 04-2915665
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LABORATORIES 50,240 61,325
    ABOVENET INC 55,358 58,460
    ACORDA THERAPEUTICS INC CDT 48,767 40,890
    AFFILIATED MANAGERS GROUP 45,598 49,610
    AKAMAI TECH 49,024 47,050
    ALLEGHENY TECH INC 48,418 49,662
    ALTRIA GROUP INC 44,871 73,860
    AMARIN CORP ADR EACH REP 1 ORD GBP0.50 15,758 57,407
    AMERICAN CAP LTD COM 50,005 30,240
    AMYLIN PHARM INC 94,069 58,840
    APPLE INC 101,316 161,280
    AT&T INC COM 50,960 58,760
    AVON PRODUCTS INC 5,344 3,942
    BAC CAP TR V GTD CAP SECS 6.00% 11/03/2034 48,980 43,380
    BANK OF AMERICA CORP 55,440 71,209
    BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 6.625% 50,000 46,660
    BARCLAYS BANK PLC SPONSORED ADR REPSTG CALLABLE DOLLAR PREF SHS SER 3 7.10% 50,000 49,860
    BUCKEYE PARTNERS L P UNIT LTD PARTNERSHIP INTS 26,332 66,830
    CANTEL MEDICAL CORP 37,158 46,800
    CELGENE CORP 54,883 59,140
    CHESAPEAKE ENERGY CORPORATION OKLAHOMA 91,458 77,730
    CITIGROUP INC 41,857 47,300
    CLAYMORE SECS DEFINED PORTFOLIOS UNIT 598 BNY BRAZIL RUSSIA INDIA CHINA BRIC 51,018 58,350
    CLAYMORE SECS DEFINED PORTFOLIOS UNIT 695 FLAHERTY & CRUMRINE PFD PORT SER 2 101,486 99,208
    CLAYMORE SECS DEFINED PORTFOLIOS UNIT 713 DIVERSIFIED INCOME WAVE PORT SER 1 100,657 98,693
    COMVERSE TECH INC COM NEW 31,704 29,040
    DANAHER CORP 41,125 47,170
    DUKE RLTY CORP DEP SH REPSTG 1/10TH PFD SER L 6.60% PFD 23,900 22,570
    DUKE RLTY CORP DEPOSITARY SH REPSTG 1/10TH PFD SER J 6.625% 15,534 13,440
    DWS GLOBAL SMALL CAP GROWTH FUND CL A 101,019 127,128
    DWS GLOBAL THEMATIC CL A 101,236 112,962
    E TRADE FINL CORP COM NEW 97,556 80,000
    FIDELITY CONTRAFUND 107,905 104,924
    FT UNIT 2672 MERGER AND ACQUISITION PORT SER 5 MONTHLY CASH 100,010 98,937
    GENERAL ELECTRIC CO 97,228 91,450
    GILEAD SCIENCES INC 24,443 18,120
    GOLDMAN SACHS GROUP INC 72,135 84,080
    GOOGLE INC CL A 54,692 59,397
    HIGHLAND CREDIT STRATEGIES FUND COM 134,707 75,800
    INTL BUSINESS MACH 19,538 29,352
    ISHARES FTSE DEVELOPED SMALL CAP EX-NORTH AMER INDEX FD 34,288 38,692
    ISHARES INC MSCI BRIC INDEX FD 46,044 49,131
    IVY ASSET STRATEGY CL A 100,000 96,712
    JPMORGAN CHASE & CO DEPOSITARY SHS REPSTG 1/400 NON-CUM PFD SER J 8.625% PER 50,000 55,100
    METLIFE INC PFD SER A FLTG RATE 50,000 47,480
    MORGAN STANLEY CAP TR VII CAP SECS 6.60% 10/15/2066 50,000 47,500
    MORGAN STANLEY CAPITAL PROTECTED NOTES 1.875% 03/30/2011 27,770 31,200
    MORGAN STANLEY EMERGING MKTS DOMESTIC DEBT 134,195 121,125
    MORGAN STANLEY PRIN PROTECTED ENCHANCED YIELD NT GLOBAL MEDIUM TERM NT SER F 87,721 52,000
    MORGAN STANLEY PROTECTED PERFORMANCE EQUITY LKD SECS PROPELS BASED ON DOW JO 91,000 116,700
    MORGAN STANLEY TARGETED INCOME STRATEGIC TOTAL RETURN SECS 8.00% 07/30/2011 25,000 14,775
    MOSAIC CO 29,912 38,180
    NEUROGESX INC 81,184 63,600
    NRG ENERGY INC COM NEW 25,000 20,029
    NSTAR 52,797 66,829
    PHILIP MORRIS INTL INC COM 34,078 58,530
    QUALCOMM INC 35,530 49,490
    RIVERBED TECHNOLOGY INC COM 35,522 35,170
    ROYAL BK SCOTLAND GROUP PLC SPONSORED ADR REPRESENTING PREF SHS SER T 7.25% 89,938 61,408
    SOLARFUN POWER HLDGS CO LTD ADR EACH REPR 5 ORD SHS USD0.0001 15,000 8,170
    STANLEY BLACK & DECKER INC COM USD2.50 30,000 32,432
    UNITED THERAPEUTICS CORP DEL 50,237 63,220
    UNITRIN INC 53,878 31,256
    VERIZON COMMUNICATIONS 64,879 71,560
    VERTEX PHARMACEUTCLS INC 38,882 35,030

    TY 2010 InvestmentsGovtObligationsSch
    Name:
    THE DR A EVERETT ROSEN AND RUTH E ROSEN
    FOUNDATION C/O DR WALTER M ROSEN
    EIN: 04-2915665
    US Government Securities - End of Year Book Value:

    24,777
    US Government Securities - End of Year Fair Market Value:

    26,537
    State & Local Government Securities - End of Year Book Value:


    117,500
    State & Local Government Securities - End of Year Fair Market Value:


    95,996


    TY 2010 InvestmentsOtherSchedule2
    Name:
    THE DR A EVERETT ROSEN AND RUTH E ROSEN
    FOUNDATION C/O DR WALTER M ROSEN
    EIN: 04-2915665
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ASHFORD HOSPITALITY TR INC COM SHS AT COST 28,733 28,950
    MFA FINL INC COM AT COST 7,950 8,160
    PENNYMAC MORTGAGE INVESTMENT AT COST 20,005 18,150

    TY 2010 LegalFeesSchedule
    Name:
    THE DR A EVERETT ROSEN AND RUTH E ROSEN
    FOUNDATION C/O DR WALTER M ROSEN
    EIN: 04-2915665
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PHILLIPS SILVER TALMAN AFRAME & SINRICH PC 395 198   197


    TY 2010 OtherAssetsSchedule
    Name:
    THE DR A EVERETT ROSEN AND RUTH E ROSEN
    FOUNDATION C/O DR WALTER M ROSEN
    EIN: 04-2915665
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DIVIDENDS AND INTEREST RECEIVABLE 4,566 4,779 4,779


    TY 2010 OtherExpensesSchedule
    Name:
    THE DR A EVERETT ROSEN AND RUTH E ROSEN
    FOUNDATION C/O DR WALTER M ROSEN
    EIN: 04-2915665
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNT FEES 130 35   95
    FILING FEE 250 0   250
    INVESTMENT EXPENSES 304 304   0
    POSTAGE 44 22   22
    STOCK CERTIFICATE REPLACEMENT 342 342   0
    FROM K-1 - BUCKEYE PARTNERS LP 14 0   0
    MISCELLANEOUS 4,423 0   0


    TY 2010 OtherIncomeSchedule2
    Name:
    THE DR A EVERETT ROSEN AND RUTH E ROSEN
    FOUNDATION C/O DR WALTER M ROSEN
    EIN: 04-2915665
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    NATIONAL FINANCIAL SERVICES LLC B4Y-000159 [1099-MISC] 3,000 3,000 3,000
    FROM K-1 - BUCKEYE PARTNERS LP -1,863 -1,863 -1,863


    TY 2010 SubstantialContributorsSch
    Name:
    THE DR A EVERETT ROSEN AND RUTH E ROSEN
    FOUNDATION C/O DR WALTER M ROSEN
    EIN: 04-2915665
    Name Address
    ESTATE OF ABRAHAM E ROSEN
          		PO BOX 857
    MOODY,ME04054


    TY 2010 TaxesSchedule
    Name:
    THE DR A EVERETT ROSEN AND RUTH E ROSEN
    FOUNDATION C/O DR WALTER M ROSEN
    EIN: 04-2915665
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX PAID 602 602   0
    FORM 990-T 33 0   0