| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAX PREPARATION FEE BANK OF AMERICA | 2,000 | 0 | 2,000 |
| Identifier | Return Reference | Explanation |
|---|---|---|
| REVIEW APPROVAL AND FUNDING | FORM 990-PF PART XV - SUPPLEMENTARY INFORMATION | GRANT SEEKERS WILL NORMALLY RECEIVE A NON-BINDING INDICATION OF INTEREST WITHIN 45 DAYS OF SUBMISSION OF A PROPOSAL. THE FOUNDATION'S DECISION TO APPROVE AND FUND A REQUEST WILL ENTAIL A REVIEW PROCESS INCLUDING A SITE VISIT. IF WE AGREE TO PROVIDE FUNDING, WE MAY ASK YOU TO SIGN A GRANT AGREEMENT AND TO ACCEPT FUNDING IN INSTALLMENTS CONTINGENT UPON CERTAIN EVENTS. A POST GRANT REPORT MAY BE REQUESTED. |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| BANK OF AMERICA MONEY MARKET SAVINGS ACCOUNT | AT COST | 6,105 | 6,105 |
| 3M COMPANY MTN DTD 8/21/08 4.375% DUE 8/15/13 | AT COST | 54,088 | 54,092 |
| BARCLAYS BANK PLC SR NT UNITED KINGDOM DTD 7/10/09 5.20% DUE 7/10/14 | AT COST | 54,125 | 54,433 |
| BERKSHIRE HATHAWAY FIN CORP GTD SR NT DTD 8/6/08 5.0% DUE 8/15/13 | AT COST | 54,193 | 54,336 |
| COLUMBIA DIVIDEND INCOME FUND CLASS Z SHARES | AT COST | 70,000 | 73,118 |
| COLUMBIA GOVT RESERVES TRUST CLASS | AT COST | 0 | 0 |
| COLUMBIA HIGH INCOME FUND | AT COST | 0 | 0 |
| COLUMBIA SELECT LARGE CAP GWTH | AT COST | 52,115 | 111,059 |
| EATON VANCE ATLANTA CAP SMID-CAP | AT COST | 30,000 | 31,483 |
| EATON VANCE LARGE CAP VALUE | AT COST | 0 | 0 |
| GENERAL ELEC CAP COPR MTN SER A DTD 6/7/02 6.0% DUE 6/15/12 | AT COST | 52,965 | 52,872 |
| HARBOR INTERNATIONAL FUND | AT COST | 5,863 | 11,207 |
| ISHARES IBOXX $ HIGH YIELD CORP BD FUND | AT COST | 10,101 | 10,214 |
| ISHARES INC MSCI AUSTRALIA INDEX | AT COST | 10,006 | 12,722 |
| ISHARES INC MSCI CDA INDEX | AT COST | 10,021 | 12,469 |
| ISHARES MSCI EAFE INDEX | AT COST | 0 | 0 |
| ISHARES MSCI EMERGING MKTS INDEX | AT COST | 39,475 | 47,500 |
| ISHARES RUSSELL MIDCAP INDEX | AT COST | 26,249 | 47,702 |
| ISHARES S&P SMALLCAP 600 INDEX | AT COST | 0 | 0 |
| MERCK & CO INC NT DTD 2/17/05 4.75% DUE 3/1/15 | AT COST | 54,685 | 55,276 |
| PFIZER INC SR UNSECD NT DTD 3/24/09 4.45% DUE 3/15/12 | AT COST | 51,891 | 51,726 |
| PIMCO COMMODITY REAL RETURN STRATEGY FUND | AT COST | 45,000 | 56,925 |
| PIMCO TOTAL RETURN FUND | AT COST | 0 | 0 |
| ROWE T PRICE FOREIGN BOND FUND | AT COST | 0 | 0 |
| SELECT SECTOR SPDR TR ENERGY SHS BEN INT | AT COST | 10,147 | 15,291 |
| SELECT SECTOR SPDR TR INDUSTRIAL SHS BEN INT | AT COST | 10,022 | 12,965 |
| SELECT SECTOR SPDR TR MATERIALSSHS BEN INT | AT COST | 10,067 | 12,670 |
| SELECT SECTOR SPDR TR TECHNOLOGY SHS BEN INT | AT COST | 9,938 | 12,300 |
| SHELL INTL FIN B V SR UNSECD NT NETHERLANDS DTD 3/23/09 4.0% DUE 3/21/14 | AT COST | 53,474 | 53,665 |
| THORNBURG INTL VALUE FUND CL I | AT COST | 40,000 | 42,652 |
| VANGUARD MSCI EMERGING MKTS ETF | AT COST | 25,287 | 30,360 |
| VERIZON GLOBAL FDG COPR BD DTD 6/21/02 6.875% DUE 6/15/12 | AT COST | 53,493 | 53,377 |
| WAL-MART STORES INC NT DTD 4/29/03 4.550% DUE 5/1/13 | AT COST | 53,669 | 53,684 |
| WESTPAC BKG CORP SR UNSECD NT AUSTRALIA DTD 8/27/09 4.20% DUE 2/27/15 | AT COST | 52,443 | 52,914 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| WA STATE FILING FEES | 35 | 0 | 35 | |
| OFFICE INSURANCE | 500 | 0 | 500 | |
| PHONE & INTERNET | 1,708 | 0 | 1,708 | |
| ASSOCIATION DUES | 495 | 0 | 495 | |
| OFFICE EXPENSE | 958 | 0 | 958 | |
| INFORMATION SERVICES | 619 | 0 | 619 | |
| SOFTWARE | 251 | 0 | 251 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 5,959 | 5,959 | 0 |
| Name | Address |
|---|---|
|
THORNE CHARITABLE LEAD TRUST |
PO BOX 831041 DALLAS,TX752831041 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FEDERAL ESTIMATES - INCOME | 1,520 | 0 | 0 | |
| FOREIGN TAXES ON QUALIFIED | 321 | 321 | 0 | |
| FOREIGN TAXES ON NONQUALIFIED FOR | 27 | 27 | 0 | |
| FEDERAL EXTENSION PAYMENT | 1,195 | 0 | 0 |