Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2010
For calendar year 2010, or tax year beginning 01-01-2010 , and ending 12-31-2010
G
Check all that apply:
Name of foundation
JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)90 PARK AVENUE - 33 FLOOR   Room/suite
City or town, state, and ZIP code
NEW YORK, NY10016
A Employer identification number

13-5673173
B Telephone number (see page 10 of the instructions)

(212) 687-4470
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$265,682,128J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 854,105
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 1,752,968 1,752,968  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 3,980,401
b Gross sales price for all assets on line 6a 187,977,575
7 Capital gain net income (from Part IV, line 2)... 3,980,401
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -39,166 3,655  
12 Total. Add lines 1 through 11........ 6,548,308 5,737,024  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 782,750 142,695   640,055
14 Other employee salaries and wages...... 1,208,700 77,598   1,131,102
15 Pension plans, employee benefits....... 1,538,587 170,127   774,157
16a Legal fees (attach schedule)......... Click to see attachment 15,146 0   6,638
b Accounting fees (attach schedule)....... Click to see attachment 30,591 13,766   16,325
c Other professional fees (attach schedule).... Click to see attachment 115,207 107,638   4,208
17 Interest............... 20,323 20,323   0
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 6,182 1,137   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 255,483 12,774  
20 Occupancy.............. 638,722 70,643   613,419
21 Travel, conferences, and meetings....... 179,769 688   179,081
22 Printing and publications.......... 2,955 0   2,955
23 Other expenses (attach schedule)....... Click to see attachment 1,346,547 1,207,566   391,497
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 6,140,962 1,824,955   3,759,437
25 Contributions, gifts, grants paid........ 7,552,000 7,735,100
26 Total expenses and disbursements. Add lines 24 and 25 13,692,962 1,824,955   11,494,537
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -7,144,654
b Net investment income (if negative, enter -0-) 3,912,069
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2010)
Form 990-PF (2010)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 6,647,656 5,322,014 5,322,014
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet426,109
Less: allowance for doubtful accounts bullet   498,945 426,109 426,109
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 5,677    
10a Investments—U.S. and state government obligations (attach schedule) 45,632,061 Click to see attachment27,336,348 27,336,348
b Investments—corporate stock (attach schedule)........      
c Investments—corporate bonds (attach schedule)........ 12,734,643 Click to see attachment9,084,225 9,084,225
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 186,459,626 Click to see attachment216,738,031 216,738,031
14 Land, buildings, and equipment: basis bullet1,310,900
Less: accumulated depreciation (attach schedule) bullet636,312 666,438 Click to see attachment674,588 674,588
15 Other assets (describe bullet) Click to see attachment368,632 Click to see attachment6,100,813 Click to see attachment6,100,813
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 253,013,678 265,682,128 265,682,128
Liabilities 17 Accounts payable and accrued expenses.......... 173,543 334,816
18 Grants payable................... 4,365,050 4,181,950
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment8,596,446 Click to see attachment8,694,844
23 Total liabilities (add lines 17 through 22).......... 13,135,039 13,211,610
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 239,019,797 251,724,676
25 Temporarily restricted................ 858,842 745,842
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 239,878,639 252,470,518
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 253,013,678 265,682,128
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 239,878,639
2 Enter amount from Part I, line 27a...................... 2 -7,144,654
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 20,350,006
4 Add lines 1, 2, and 3.......................... 4 253,083,991
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 613,473
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.. 6 252,470,518
Form 990-PF (2010)
Form 990-PF (2010)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b PERSHING SQUARE INT'L LTD. P    
c PARA INTERNATIONAL FUND LTD P    
d KING STREET CAPITAL, LTD. P    
e TONTINE PARTNERS P    
TONTINE "25" OVERSEAS FUND, LTD P    
TONTINE CAPITAL OVERSEAS FUND, LTD P    
WESLEY CAPITAL LTD. P    
CAPITAL GAINS PASSTHROUGH FROM K-1'S P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 147,260,998   146,516,812 744,186
b 19,141,598   15,000,000 4,141,598
c 5,000,000   2,496,175 2,503,825
d 5,000,000   1,577,255 3,422,745
e 743,402   669,370 74,032
881,207   4,624,136 -3,742,929
912,810   5,613,426 -4,700,616
7,566,533   7,500,000 66,533
1,471,027     1,471,027
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       744,186
b       4,141,598
c       2,503,825
d       3,422,745
e       74,032
      -3,742,929
      -4,700,616
      66,533
      1,471,027
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 3,980,401
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2009 12,515,314 237,745,393 0.052642
2008 13,562,812 276,702,064 0.049016
2007 12,683,856 298,226,019 0.042531
2006 12,141,170 259,512,277 0.046785
2005 11,416,382 248,461,054 0.045948
2 Total of line 1, column (d) ...................... 2 0.236922
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.047384
4 Enter the net value of noncharitable-use assets for 2010 from Part X, line 5..... 4 246,034,046
5 Multiply line 4 by line 3....................... 5 11,658,077
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 39,121
7 Add lines 5 and 6......................... 7 11,697,198
8 Enter qualifying distributions from Part XII, line 4.............. 8 11,758,170
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2010)
Form 990-PF (2010)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 39,121
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 39,121
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 39,121
6 Credits/Payments:
a 2010 estimated tax payments and 2009 overpayment credited to 2010 6a 319,315
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 100,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 419,315
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 380,194
11 Enter the amount of line 10 to be: Credited to 2011 estimated taxBullet380,194 Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?.............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletNY
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2010 or the taxable year beginning in 2010 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV...........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.GF.ORG
    14
    The books are in care ofbulletCOLEEN HIGGINS-JACOB Telephone no.bullet (212) 687-4470
    Located atbullet90 PARK AVENUENEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2010?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2010, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2010?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2010 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2010.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2010?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
    No
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    EDWARD HIRSCH PRESIDENT AND TRUSTEE
    40.00     		379,750 44,582 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ANDRE BERNARD V.P., AND SECRETARY
    40.00     		193,500 53,598 0
    90 PARK AVENUE
    NEW YORK,NY10016
    COLEEN P HIGGINS-JACOB V.P., C.F.O. AND TREASURER
    40.00     		209,500 54,852 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ROBERT ALLAN CARO TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOEL CONARROE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    MICHAEL HEGARTY TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DR WILLIAM P KELLY TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOYCE CAROL OATES TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    A ALEX PORTER TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOSEPH A RICE CHAIRMAN & TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    RICHARD A RIFKIND TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    CHARLES P STEVENSON JR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    WADDELL W STILLMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    PATRICK J WAIDE JR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ELLEN TAAFFE ZWILICH TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    RICHARD HATTER DIR. DEVLPMNT & PUB
    40.00     		110,000 22,390 0
    90 PARK AVENUE
    NEW YORK,NY10016
    PATRICIA O'SULLIVAN ASST SECRETARY
    40.00     		102,500 21,639 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DEREK LIM SYSTEMS ADMINISTRATO
    40.00     		87,000 31,962 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JULIE KLEIN ASST TREASURER
    40.00     		96,000 21,074 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JULIE GEFFKE ASST TREASURER
    40.00     		85,250 20,171 0
    90 PARK AVENUE
    NEW YORK,NY10016
    Total number of other employees paid over $50,000...................bullet 9
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    IGNOTUM INC WESBITE DEVEL/COMPETITION 188,393
    125 KETAY DRIVE SOUTH
    EAST NORTHPORT,NY11731
    STONEHOUSE SYSTEMS AND TECHNOLOGY IT CONSULTING 180,000
    2 WOOSTER STREET
    NEW YORK,NY10013
    JP MORGAN CHASE PRIVATE BANK FINANCIAL ADVISORY FEES 103,194
    500 STANTON CHRISTINA ROAD
    NEWARK,DE19713
    SOLIANT CONSULTING INC WEB APPLICATION AND FILEMAKING 65,252
    14 N PEORIA STREET 2H
    CHICAGO,IL60607
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3...........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    245,962,802
    b
    Average of monthly cash balances.......................
    1b
    3,693,110
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    124,845
    d
    Total (add lines 1a, b, and c).........................
    1d
    249,780,757
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) ..............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d..........................
    3
    249,780,757
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ............................
    4
    3,746,711
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    246,034,046
    6
    Minimum investment return. Enter 5% of line 5...................
    6
    12,301,702
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    12,301,702
    2a
    Tax on investment income for 2010 from Part VI, line 5......
    2a
    39,121
    b
    Income tax for 2010. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    39,121
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    12,262,581
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4.............................
    5
    12,262,581
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1.................................
    7
    12,262,581
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    11,494,537
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes................................
    2
    263,633
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    11,758,170
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    39,121
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4...............
    6
    11,719,049
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2009     		(c)
    2009     		(d)
    2010
    1 Distributable amount for 2010 from Part XI, line 7 12,262,581
    2 Undistributed income, if any, as of the end of 2010:
    a Enter amount for 2009 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2010:
    a From 2005.......  
    b From 2006.......  
    c From 2007.......  
    d From 2008....... 251,773
    e From 2009....... 821,634
    fTotal of lines 3a through e......... 1,073,407
    4Qualifying distributions for 2010 from Part
    XII, line 4: bullet$ 11,758,170
    a Applied to 2009, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2010 distributable amount..... 11,758,170
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2010. 504,411 504,411
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 568,996
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2009. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2010. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2005 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2011.
    Subtract lines 7 and 8 from line 6a ......     		568,996
    10 Analysis of line 9:
    a Excess from 2006....  
    b Excess from 2007....  
    c Excess from 2008....  
    d Excess from 2009.... 568,996
    e Excess from 2010....  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2010, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2010 (b) 2009 (c) 2008 (d) 2007
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    JOHN SIMON GUGGENHEIM MEMORIAL FDTN
    90 PARK AVENUE
    NEW YORK,NY10016
    (212) 687-4470
    bThe form in which applications should be submitted and information and materials they should include:
    THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.
    cAny submission deadlines:
    OCTOBER 1
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    INDIVIDUALS IN THE U.S.A., CANADA, LATIN AMERICA, AND THE CARRIBEAN.
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    LEONARD BARKAN
    DEP OF COMPARATIVE LITERATURE
    PRINCETON,NJ08544     		NONE NONE THE ANALOGY OF POETRY AND PAINTING 18,500
    YOAN CAPOTE
    CALLE 21 3607
    CUIDAD HABAN    
    CU     		NONE NONE SCUPTURE & INSTALLATION ART 34,000
    MARTHA FELDMAN
    5120 NORTH WOLCOTT AVENUE
    CHICAGO,IL60640     		NONE NONE THE CASTRATO AS MYTH 20,000
    JONATHAN M METZL
    2203 LANE HALL UNIVERSITY OF
    MICHIGAN 204 SOUTH STATE STREET
    ANN ARBOR,MI481091290     		NONE NONE RACE, STIGMA, AND THE DIAGNOSIS OF SCHIZOPHRENIA 19,000
    DANIEL TRUEMAN
    167 NASSAU STREET
    PRINCETON,NJ08542     		NONE NONE MUSIC COMPOSITION 20,000
    STANLEY H BRANDES
    DEPARTMENT OF ANTHROPOLOGY
    BERKELEY,CA94720     		NONE NONE PETS AND THEIR PEOPLE 21,000
    DEBORAH COHEN
    25 WILLIAMS STREET
    PROVIDENCE,RI02903     		NONE NONE FAMILY SECRETS IN BRITAIN, 1840-1990 21,500
    OVIDIU COSTIN
    THE OHIO STATE UNIVERSITY
    COLUMBUS,OH43210     		NONE NONE STUDY OF SINGULAR DIFFERENTIAL SYSTEMS USING GEN. SUMMABILITY TECHNIQUES. 10,000
    MICHAEL LEJA
    PO BOX 99
    LANDENBERG,PA193500099     		NONE NONE THE FLOOD PICTURES IN THE MID-NINETEENTH CENTURY 42,000
    SIMON LEUNG
    4114 1/2 PERLITA AVENUE
    LOS ANGELES,CA90039     		NONE NONE POST-STUDIO ART 21,000
    RICHARD H PILDES
    ONE MORTON SQUARE 12AE
    NEW YORK,NY10014     		NONE NONE POLITICAL POWER, DEMOCRATIC POLITICS, AND CONSTITUTIONAL THEORY 21,700
    RICHARD PRIMUS
    535 LEGAL RESEARCH UNIVERSITY OF
    MICHIGAN LAW SCHOOL 625 SOUTH STATE
    ANN ARBOR,MI48109     		NONE NONE CONSTITUTIONAL AUTHORITY IN THE WAKE OF CIVIL WAR 43,000
    ROGER D WALDINGER
    5945 RUSTLING OAKS DRIVE
    AGOURA HILLS,CA91301     		NONE NONE AMERICA'S NEW IMMIGRANTS AND THEIR HOMELAND CONNECTION 20,000
    JASON X-J YUAN
    UNIV OF CALIFORNIA/DEPT OF MEDICINE
    LA JOLLA,CA92093     		NONE NONE ROLE OF ION CHANNELS IN STEM CELL PROLIFERATION AND DIFFERENTIATION 13,000
    MARIANA ACHUGAR
    CARNEGIE MELLON UNI BAKER HALL 160
    PITTSBURGH,PA15213     		NONE NONE INTERGENERATIONAL TRANSMISSION OF RECENT HISTORY 26,000
    CHRIS ADRIAN
    65A NOE STREET
    SAN FRANCISCO,CA94114     		NONE NONE FICTION 17,500
    GUILLERMO LUIS ALBANESI
    UNIVERSIDAD NACIONAL DE CRDOBA
    CORDOBA    
    AR     		NONE NONE ORDOVICIAN CONODONT BIOSTRATIGRAPHY AND PALEOBIOGEOGRAPHY 13,500
    ANGELA ALONSO
    RUA BOQUIM 693 VILA IDA
    SAO PAULO    
    BR     		NONE NONE IDEAS AND STRATEGIES IN THE BRAZILIAN MOVEMENT FOR THE ABOLITION OF SLAVERY 13,500
    AMANDA ANDERSON
    5009 FALLS ROAD TERRACE
    BALTIMORE,MD21210     		NONE NONE THEORIES OF LIBERALISM IN ENGLISH LITERATURE AND PHILOSOPHY 18,300
    MICHAEL ASHKIN
    CORNELL UNIV224 OLIVE TJADEN HALL
    ITHACA,NY14853     		NONE NONE SCULPTURE 7,800
    JABARI ASIM
    2605 WENDOVER PLACE
    CHAMPAIGN,IL61822     		NONE NONE VIOLENCE AND BLACK AMERICA 17,500
    RAMIN BAHRANI
    1282 CEDARLINE LANE
    WINSTONSALEM,NC27103     		NONE NONE FILM 13,300
    BRUCE BARCOTT
    4540 TAYLOR AVENUE NE
    BAINBRIDGE ISLAND,WA98110     		NONE NONE NONFICTION 23,000
    ROBERT BEACHY
    905 SAINT PAUL STREET
    BALTIMORE,MD21202     		NONE NONE HOMOSEXUALITY IN NAZI GERMANY 35,000
    FERNANDO BENADON
    16501 KIPLING ROAD
    DERWOOD,MD20855     		NONE NONE MUSIC COMPOSITION 8,700
    DIKE BLAIR
    235 EAST 11TH STREET 4D
    NEW YORK,NY10003     		NONE NONE PAINTING AND SCULPTURE 26,700
    PAUL BLOODGOOD
    33-16 81ST STREET 41
    JACKSON HEIGHTS,NY11372     		NONE NONE PAINTING 22,000
    SALLY BLOWER
    453 12TH STREET
    SANTA MONICA,CA90402     		NONE NONE MATHEMATICAL MODELING OF INFECTIOUS DISEASES 16,000
    ELIOT BORENSTEIN
    ONE WASHINGTON SQUARE VILLAGE 15-U
    NEW YORK,NY10012     		NONE NONE APOCALYPTIC ENTERTAINMENT IN POST-SOVIET RUSSIA 22,000
    JEFFREY BORTZ
    APPALACHIAN STATE UNIV/HISTORY DEPT
    BOONE,NC28608     		NONE NONE GANGSTERS, WORKERS, AND CITIZENS IN MEXICO'S LABOR REGIME, 1923-1959 25,000
    THOMAS L BRADSHAW
    229 17TH STREET
    BROOKLYN,NY11215     		NONE NONE DRAMA AND PERFORMANCE ART 20,000
    THOMAS DAVID BROTHERS
    1113 WATTS STREET
    DURHAM,NC27701     		NONE NONE LOUIS ARMSTRONG AND AMERICAN CULTURE, 1922-1935 17,500
    KATE BROWN
    3435 MT PLEASANT STREET NW
    WASHINGTON,DC20010     		NONE NONE THE TANDEM HISTORY OF THE SECRET CITIES PLUTONIUM BUILT 23,300
    TOM BURCKHARDT
    405 EAST 13TH STREET 2
    NEW YORK,NY10009     		NONE NONE PAINTING 16,700
    THOMAS J CAMPANELLA
    UNIV OF NORTH CAROLINA CHAPEL HILL
    CHAPEL HILL,NC27599     		NONE NONE A HISTORY OF "SOUL CITY," NORTH CAROLINA, AND THE CIVIL RIGHTS MOVEMENT 17,500
    SUZANNE CARBONNEAU
    3415 PARK HILL PLACE
    FAIRFAX,VA220302026     		NONE NONE A BIOGRAPHY OF PAUL TAYLOR 36,000
    VINCENT CARRETTA
    7604 INGLE PLACE
    SPRINGFIELD,VA22151     		NONE NONE A BIOGRAPHY OF PHILLIS WHEATLEY 18,300
    VERONICA CERECEDA BIANCHI
    CALLE SAN ALBERTO 413 CASA
    SUCRE    
    BL     		NONE NONE TEXTILE DESIGNS OF INDIGENOUS PEOPLES IN BOLIVIA AS EXPRESSIONS OF IDENTITY 13,500
    KANCHAN CHANDRA
    NEW YORK UNIV/19 WEST 4TH ST 412
    NEW YORK,NY10012     		NONE NONE A THEORY OF ETHNIC DIVERSITY AND DEMOCRACY 13,700
    YU-HUI CHANG
    40 MOULTON ROAD
    ARLINGTON,MA02476     		NONE NONE MUSIC COMPOSITION 17,500
    CONSTANCE J CHANG-HASNAIN
    2925 GREER ROAD
    PALO ALTO,CA94303     		NONE NONE NANO-OPTOELECTRONICS FOR HIGH-EFFICIENCY SOLAR CELLS AND HANDHELD BIOSENSORS 17,500
    NANCY CHUNN
    182 GRAND STREET 4W
    NEW YORK,NY10013     		NONE NONE PAINTING INSTALLATION 13,300
    MARGARET COGSWELL
    37-28 85TH STREET 2
    JACKSON HEIGHTS,NY11372     		NONE NONE FINE ARTS 17,500
    RYAN COHAN
    4620 NORTH BEACON STREET
    CHICAGO,IL60640     		NONE NONE MUSIC COMPOSITION 30,000
    RICHARD M COOK
    437 CARSWOLD DRIVE
    ST LOUIS,MO63105     		NONE NONE THE JOURNALS OF ALFRED KAZIN 23,300
    THOMAS JOSHUA COOPER
    37 ROWALLAN GARDENS
    GLASGOW    
    UK     		NONE NONE PHOTOGRAPHY 17,500
    LIVIA CORONA
    277 WEST 11TH STREET 1A
    NEW YORK,NY10014     		NONE NONE PHOTOGRAPHY 19,300
    MIGUEL COYULA
    67-104 AUSTIN STREET
    FOREST HILLS,NY11375     		NONE NONE FILM AND VIDEO 14,500
    VEENA DAS
    4000 NORTH CHARLES STREET 1606
    BALTIMORE,MD21218     		NONE NONE ENTANGLED IDENTITIES OF HINDUS AND MUSLIMS IN URBAN INDIA 21,300
    FERNANDA G DE FELICE
    UNIVERSIDADE FEDERAL DO RIO DE
    RIO DE JANEIRO   21941-590
    BR     		NONE NONE ALZHEIMER'S DISEASE AS A NEW FORM OF BRAIN-SPECIFIC DIABETES 13,500
    STACEY D'ERASMO
    250 WEST 27TH STREET 4C
    NEW YORK,NY10001     		NONE NONE FICTION 17,500
    PAUL DESENNE
    C/O ROSEMARY HOLLAND 9 STONY BRANCH
    TRAIL
    CHAPEL HILL,NC27516     		NONE NONE MUSIC COMPOSITION 17,000
    EVGENY A DOBRENKO
    27 WINCHESTER ROAD
    UK     		NONE NONE SOVIET MULTINATIONAL LITERATURE 18,900
    FRANCES E DOLAN
    818 OESTE DRIVE
    DAVIS,CA95616     		NONE NONE SEVENTEENTH-CENTURY ENGLISH LITERATURE AND HISTORY 22,000
    PATRICK DOYLE
    MASSACHUSETTS INST OF TECHNOLOGY
    CAMBRIDGE,MA02139     		NONE NONE DEVELOPMENT OF SOFT FUNCTIONAL MICROPARTICLES 3,400
    R LAWRENCE EDWARDS
    2337 CHILCOMBE AVENUE
    SAINT PAUL,MN55108     		NONE NONE CLIMATE CHANGE 13,700
    DANAE ELON
    246 WITHERS STREET 4G
    BROOKLYN,NY11211     		NONE NONE FILM 20,800
    CARYL EMERSON
    PRINCETON UNIV-241 EAST PYNE HALL
    PRINCETON,NJ08544     		NONE NONE THE THEATER AND LITERARY ESSAYS OF SIGIZMUND KRZHIZHANOVSKY 5,800
    CARL W ERNST
    1906 CLEARWATER LAKE ROAD
    CHAPEL HILL,NC27517     		NONE NONE A TRANSLATION AND A STUDY OF THE POETRY OF AL-HALLAJ 35,000
    XIAOHUI FAN
    UNIVERSITY OF ARIZONA
    TUCSON,AZ85721     		NONE NONE THE END OF COSMIC DARK AGES: BEYOND THE REDSHIFT SEVEN BARRIER 33,000
    WALTER MARCELO FARINA
    UNIVERSIDAD DE BUENOS AIRES CIUDAD
    BUENOS AIRES   1428
    AR     		NONE NONE MULTIAGENT INTERACTIONS AND COGNITION IN SOCIAL INSECTS 18,000
    DENIS FEENEY
    117 MEADOWBROOK DRIVE
    PRINCETON,NJ08540     		NONE NONE THE INVENTION OF ROMAN LITERATURE 33,000
    ELLEN FELDMAN
    40 EAST 94TH STREET
    NEW YORK,NY10128     		NONE NONE FICTION 16,000
    JENNIFER FEWELL
    SCHOOL OF LIFE SCIENCES
    TEMPE,AZ85287     		NONE NONE SOCIOCOMPLEXITY: FROM GROUP TO INDIVIDUAL 17,500
    FRANCESCA FIORANI
    907 OLD FARM ROAD
    CHARLOTTESVILLE,VA22903     		NONE NONE LEONARDO DA VINCI'S SHADOWS 11,700
    FRANCES FITZGERALD
    14 EAST 75TH STREET
    NEW YORK,NY10021     		NONE NONE EVANGELICAL POLITICS 8,700
    A S FOKAS
    UNIV OF CAMBRIDGE/DEPT OF MATH
    CAMBRIDGE   CB3 0WA
    UK     		NONE NONE BOUNDARY VALUE PROBLEMS, INTEGRABILITY, AND MEDICAL IMAGING 13,300
    PIERRE M FORCE
    COLUMBIA UNIVERSITY
    NEW YORK,NY10027     		NONE NONE NOVELTY CLAIMS IN EARLY MODERN FRENCH LITERATURE AND SCIENCE 16,500
    GABRIELA LENA FRANK
    1933 STUART STREET APT D
    BERKELEY,CA94703     		NONE NONE MUSIC COMPOSITION 13,300
    PETER GALISON
    HARVARD UNIVERSITY
    CAMBRIDGE,MA02138     		NONE NONE AN EXAMINATION OF TECHNICAL OBJECTS AND THEIR EFFECT ON THE SCIENTIFIC SELF 16,000
    ERIN E GEE
    3345 DRAKE DRIVE
    ORCUTT,CA93455     		NONE NONE MUSIC COMPOSITION 20,800
    KATHRYN LINN GEURTS
    1536 HEWITT AVENUE - BOX 16
    ST PAUL,MN55104     		NONE NONE ETHNOGRAPHY OF DISABILITY IN URBAN AFRICA 17,500
    HOWARD GOLDBLATT
    4786 FRANKLIN DRIVE
    BOULDER,CO80301     		NONE NONE A TRANSLATION OF MO YAN'S +TANXIANG XING= 20,000
    GEORGE D GOLLIN
    UNIVERSITY OF ILLINOIS
    URBANA,IL61801     		NONE NONE HOW AMERICAN CRIMINALS CAME TO CONTROL LIBERIA'S US EMBASSY AND MIN. OF ED. 13,700
    RISA L GOLUBOFF
    UNI OF VIRGINIA LAW SCHOOL 580
    MASSIE ROAD
    CHARLOTTESVILLE,VA22903     		NONE NONE VAGRANCY LAW IN THE 1960S 51,000
    FLAVIO DOS SANTOS GOMES
    RUA SOARES CABRAL 26 APARTAMENTO
    RIO DE JANEIRO   222241-070
    BR     		NONE NONE A COMPARATIVE STUDY OF THE POST-EMANCIPATION BLACK PEASANTRY IN RIO DE JANEI 10,800
    MICHAEL GORDON
    20 DESBROSSES STREET
    NEW YORK,NY10013     		NONE NONE MUSIC COMPOSITION 33,300
    LAURA H GREENE
    UNIV OF ILLINOIS AT URBANA-CHAMPAIG
    URBANA,IL61801     		NONE NONE GROWTH OF NOVEL SUPERCONDUCTORS 14,200
    JENNIFER M GROH
    LSRC RM B203 BOX 90999
    DURHAM,NJ27708     		NONE NONE SPACE AND THE BRAIN 16,000
    STEVEN S GUBSER
    3 QUEENSTON PLACE
    PRINCETON,NJ08540     		NONE NONE STRING THEORY AND STRONGLY COUPLED PHENOMENA 32,000
    RICHARD HALPERN
    67 EAST 11TH STREET 524
    NEW YORK,NY10003     		NONE NONE TRAGEDY AND POLITICAL ECONOMY 33,000
    KAREN HALTTUNEN
    PO BOX 1432
    GUALALA,CA95445     		NONE NONE NEW ENGLAND GROUNDWORK: NATURE, HISTORY, AND LOCAL PLACE, 1790-1876 16,000
    MARIA SASKIA HAMILTON
    434 WEST 120TH STREET 7A
    NEW YORK,NY10027     		NONE NONE POETRY 20,000
    ALICE C HARRIS
    DEPARTMENT OF LINGUISTICS
    STONY BROOK,NY11794     		NONE NONE EXTENDED EXPONENCE 21,300
    JOSEPH HARRISON
    6419 CEDONIA AVENUE
    BALTIMORE,MD21206     		NONE NONE POETRY 25,700
    JOHN HASKELL
    567 CARLTON AVENUE
    BROOKLYN,NY11238     		NONE NONE FICTION 23,300
    TERRANCE HAYES
    5545 AVONDALE PLACE
    PITTSBURGH,PA15206     		NONE NONE POETRY 17,500
    LYN HEJINIAN
    2639 RUSSELL STREET
    BERKELEY,CA947052131     		NONE NONE POETRY 35,000
    HEATHER HENDERSHOT
    396 EIGHTH STREET 4L
    BROOKLYN,NY11215     		NONE NONE HISTORY OF BROADCASTING 23,300
    ROBIN MARANTZ HENIG
    106 MORNINGSIDE DRIVE 81
    NEW YORK,NY10027     		NONE NONE HOW AMERICA DISCOVERED VALIUM AND REDEFINED MENTAL HEALTH 19,200
    LYNN HERSHMAN LEESON
    1201 CALIFORNIA STREET 302
    SAN FRANCISCO,CA94109     		NONE NONE FILM 17,500
    BENJAMIN CARTER HETT
    34-30 78TH STREET 3H
    JACKSON HEIGHTS,NY11372     		NONE NONE A CULTURAL HISTORY OF THE REICHSTAG FIRE 35,000
    HENRY HILLS
    303 EAST 8TH STREET 6R
    NEW YORK,NY10009     		NONE NONE FILM 50,000
    EVELYNE HUBER
    113 BOLINWOOD DRIVE
    CHAPEL HILL,NC27514     		NONE NONE POLITICS, DEVELOPMENT, SOCIAL POLICY AND POVERTY AND INEQUALITY IN LATIN AM. 40,000
    ALBERTO A IGLESIAS
    DON BOSCO 131
    ROSARIO   2000
    AR     		NONE NONE ENZYMOLOGY AND BACTERIA METABOLISM 13,500
    SANFORD M JACOBY
    UCLA ANDERSON SCHOOL
    LOS ANGELES,CA90095     		NONE NONE LABOR AND FINANCE: RISK, INEQUALITY, AND DEMOCRACY 16,000
    KEN KALFUS
    330 SOUTH 24TH STREET
    PHILADELPHIA,PA19103     		NONE NONE FICTION 5,800
    LAURA KASISCHKE
    10655 SCIO CHURCH ROAD
    CHELSEA,MI48118     		NONE NONE POETRY 35,000
    SAM KAUFFMANN
    44 EVERGREEN WAY
    MEDFIELD,MA02052     		NONE NONE FILM 7,800
    JOHN N KING
    1811 COVENTRY ROAD
    COLUMBUS,OH43212     		NONE NONE THE REFORMATION OF THE BOOK, 1450-1650 24,700
    MARCELO KNOBEL
    UNIVERSIDADE ESTADUAL DE CAMPINAS
    CAMPINAS   13083-970
    BR     		NONE NONE MAGNETIC PROPERTIES OF NANOSTRUCTURED MATERIALS 14,600
    ARTYOM KOPP
    1218 B STREET
    DAVIS,CA95616     		NONE NONE THE ROLE OF CIS-REGULATORY SEQUENCES IN THE EVOLUTION OF GENE EXPRESSION 6,000
    HEIDI KUMAO
    1601 PONTIAC TRAIL
    ANN ARBOR,MI48105     		NONE NONE VIDEO SCULPTURES 21,000
    PAUL LAFFOLEY
    15 CHANNEL CENTER STREET STUDIO 409
    BOSTON,MA02210     		NONE NONE FINE ARTS 13,000
    BARBARA LANDAU
    219 WENDOVER ROAD
    BALTIMORE,MD21218     		NONE NONE SPATIAL REPRESENTATION IN PEOPLE WITH WILLIAMS SYNDROME 16,000
    RICHARD LANGE
    1421 NORTH BENTON WAY
    LOS ANGELES,CA90026     		NONE NONE FICTION 17,500
    JAIME R LARA
    111 PARK STREET 14C
    NEW HAVEN,CT06511     		NONE NONE FLYING FRANCIS: A NEW ICONOGRAPHY IN THE ANDES 35,000
    DEBORAH LAWRENCE
    525 GROVE AVENUE
    CHARLOTTESVILLE,VA22902     		NONE NONE SUSTAINABILITY OF SHIFTING CULTIVATION 35,000
    THOMAS LAWSON
    127 WILTON DRIVE
    LOS ANGELES,CA90004     		NONE NONE PAINTING 16,500
    ZACHARY LAZAR
    35 MISSAPOGUE AVENUE
    SOUTHAMPTON,NY11968     		NONE NONE FICTION 35,000
    ZACHARY LEADER
    11 BROOKSVILLE AVENUE
    LONDON   NE6 6TH
    UK     		NONE NONE A BIOGRAPHY OF SAUL BELLOW 17,500
    RALPH LEMON
    C/O MAPP INTERNATIONAL PROD INC
    NEW YORK,NY10003     		NONE NONE CHOREOGRAPHY 20,800
    NOEL LENSKI
    4806 MCKINLEY DRIVE
    BOULDER,CO80303     		NONE NONE A HISTORY OF SLAVERY IN LATE ANTIQUITY 21,600
    LEI LIANG
    7858 CAMINO AGUILA
    SAN DIEGO,CA92122     		NONE NONE MUSIC COMPOSITION 23,300
    PAUL ETIENNE LINCOLN
    177 WEST 26TH STREET 604
    NEW YORK,NY10001     		NONE NONE FINE ARTS 20,800
    JULIA LOKTEV
    39 PEARL STREET 5F
    BROOKLYN,NY11201     		NONE NONE FILM 20,000
    MEDRIE MACPHEE
    111 BOWERY 4TH FLOOR
    NEW YORK,NY10002     		NONE NONE PAINTING 18,700
    LENORE MALEN
    121 WEST 17TH STREET 3C
    NEW YORK,NY10011     		NONE NONE FINE ARTS 20,800
    JOANNA MALINOWSKA
    78 BERRY STREET 3L
    BROOKLYN,NY11211     		NONE NONE MULTIMEDIA ART 15,000
    INIGO MANGLANO-OVALLE
    1235 NORTH ROCKWELL STREET
    CHICAGO,IL60622     		NONE NONE FINE ARTS 16,500
    CHARLES MARSH
    1841 UNIVERSITY CIRCLE
    CHARLOTTESVILLE,VA22903     		NONE NONE DIETRICH BONHOEFFER IN AMERICA 17,000
    RODERICK A MCDONALD
    1810 RITTENHOUSE SQUARE 1411
    PHILADELPHIA,PA19103     		NONE NONE DR. JONATHAN TROUP'S JOURNAL OF DOMINICA, 1789-1791 22,700
    MARGARET MCFALL-NGAI
    5078 SUNRISE RIDGE TRAIL
    MIDDLETON,WI53562     		NONE NONE BENEFICIAL ANIMAL-MICROBE INTERACTIONS 17,800
    JEFF MCMAHAN
    133 BENNER STREET
    HIGHLAND PARK,NJ08904     		NONE NONE SELF-DEFENSE, WAR AND PUNISHMENT 32,000
    SARAH MICHELSON
    256 ADELPHI STREET APT 1
    BROOKLYN,NY11205     		NONE NONE CHOREOGRAPHY 20,800
    SUSAN MIDDLETON
    4403 A 20TH STREET
    SAN FRANCISCO,CA94114     		NONE NONE SCIENCE WRITING 12,500
    L SCOTT MILLS
    3239 CUMMINS WAY
    MISSOULA,MT59802     		NONE NONE ECOLOGY AND CONSERVATION BIOLOGY 8,000
    ROBERT A MOFFITT
    JOHNS HOPKINS UNIVERSITY
    BALTIMORE,MD21218     		NONE NONE THE GROWTH OF VOLATILITY IN THE U.S. LABOR MARKET 16,000
    UDAYAN MOHANTY
    BOSTON UNIVERSITY
    CHESTNUT HILL,MA02467     		NONE NONE THEORETICAL STUDIES OF COMPLEX SYSTEMS 16,000
    INGRID MONSON
    330 BROADWAY 2
    CAMBRIDGE,MA02139     		NONE NONE MUSIC OF MALI 19,800
    TAMAR MUSKAL
    306 WEST 100TH STREET 51
    NEW YORK,NY10025     		NONE NONE MUSIC COMPOSITION 24,000
    OSAMU JAMES NAKAGAWA
    2431 N BARBARA DRIVE
    BLOOMINGTON,IN47408     		NONE NONE PHOTOGRAPHY 23,300
    PRIYAMVADA NATARAJAN
    29 CONCORD AVENUE 307
    CAMBRIDGE,MA02138     		NONE NONE BLACK HOLE FORMATION AT HIGH REDSHIFT 16,500
    FAE MYENNE NG
    PO BOX 1501
    NEW YORK,NY10028     		NONE NONE FICTION 17,500
    MAE M NGAI
    606 WEST 116TH STREET APT 41
    NEW YORK,NY10027     		NONE NONE THE CHINESE MINING DIASPORA, 1848-1908 16,500
    SUZANNE OPTON
    652 BROADWAY 11F
    NEW YORK,NY10012     		NONE NONE PHOTOGRAPHY 29,200
    EVE C OSTRIKER
    UNIVERSITY OF MARYLAND
    COLLEGE PARK,MD20742     		NONE NONE LARGE-SCALE REGULATION OF STAR FORMATION 16,500
    CHUCK OWEN
    406 GLEN RIDGE AVENUE
    TAMPA,FL33617     		NONE NONE MUSIC COMPOSITION 32,000
    ROLANDO PENA
    AV MIGUEL ANGEL EDIF MACAREO PH-4
    CARACAS   1041
    VE     		NONE NONE INSTALLATION ART 19,300
    ARTURO PEREZ TORRES
    52 LANSDOWNE AVENUE
    TORONTO   M6K 2V8
    CA     		NONE NONE FILM 8,400
    ENRIQUE PERUZZOTTI
    UNIVERSIDAD TORCUATO DI TELLA
    BUENOS AIRES   C1428ATG
    AR     		NONE NONE DEMOCRATIC REPRESENTATION AS MEDIATED POLITICS 13,500
    CARLA GARDINA PESTANA
    6313 BIGWOOD CIRCLE
    OXFORD,OHIO45056-9271
    UK     		NONE NONE ATLANTIC ORIGINS OF IMPERIALISM 35,000
    ANDREW X PHAM
    94-1066 MAUELE STREET
    WAIPAHU,HI96797     		NONE NONE A MEMOIR 20,000
    JUAN CARLOS QUINTERO-HERENCIA
    1103 CANNON ROAD
    SILVER SPRING,MD20904     		NONE NONE CARIBBEAN LITERATURE AND CULTURE: POETICS AND POLITICS 27,000
    WALID RAAD
    338 EAST 67TH STREET 16
    NEW YORK,NY10065     		NONE NONE FINE ARTS 16,700
    MARIA CLEMENCIA RAMIREZ
    48 LIBERTY AVENUE
    SOMERVILE,MA02144     		NONE NONE ETHNOGRAPHY OF GOOD GOVT. AND DEMOCRACY IN A MARGINAL REGION OF COLUMBIA. 15,700
    ANGELA CECILIA RAMIREZ SANZ
    AMAPOLAS 3874 DEPARTAMENTO 202
    SANTIAGO    
    CI     		NONE NONE FINE ARTS 13,500
    BARBARA RAS
    PO BOX 91046
    SAN ANTONIO,TX78209     		NONE NONE POETRY 30,000
    ALEXANDER REHDING
    HARVARD UNIV/DEPT OF MUSIC
    CAMBRIDGE,MA02138     		NONE NONE NINETEENTH-CENTURY AESTHETICS AND ACOUSTICS 12,000
    LISA RODENSKY
    26 CHARLOTTE ROAD
    NEWTON,MA02459     		NONE NONE THE 19TH- AND 20TH-CENTURY NOVEL AND THE PERIODICAL REVIEW 32,000
    TAMAR ROGOFF HEITLER
    170 AVENUE C 19G
    NEW YORK,NY10009     		NONE NONE CHOREOGRAPHY 16,700
    VICTORIA SANFORD
    525 WEST 238TH STREET APT C
    BRONX,NY10463     		NONE NONE FEMINICIDE, SOCIAL CLEANSING, AND IMPURITY 17,500
    RENATO DE LIMA SANTOS
    BLOCO 1 APARTMENTO 903
    BELO HORIZONTE MG   31140-540
    BR     		NONE NONE ANTIMICROBIAL RESPONSES TO +SALMONELLA= 26,000
    JONATHAN H SHANNON
    2 WASHINGTON SQUARE VILLAGE 14N
    NEW YORK,NY10012     		NONE NONE MUSICAL PERFORMANCE AND COLLECTIVE MEMORY 35,000
    ANNA SHTEYNSHLEYGER
    6529 NORTH FRANCISCO AVENUE 2
    CHICAGO,IL60645     		NONE NONE PHOTOGRAPHY 25,000
    MARK P SIMMONS
    DEPARTMENT OF BIOLOGY
    FORT COLLINS,CO80523     		NONE NONE THE PHYLOGEOGRAPHY OF +CATHA EDULIS= (QAT) 19,400
    GEORGE SINGLETON
    1315 HESTER STORE ROAD
    EASLEY,SC29640     		NONE NONE FICTION 13,300
    JOSEPH R SLAUGHTER
    706 NORTH PROSPECT
    YPSILANTI,MI48198     		NONE NONE INTELLECTUAL PROPERTY AND THE WORLD NOVEL 17,500
    ROBERT COURTNEY SMITH
    301 VALLEY ROAD
    MONTCLAIR,NJ07042     		NONE NONE AMERICA'S CRUEL NATURAL EXPERIMENT WITH UNDOCUMENTED CHILDREN 16,000
    WADADA LEO SMITH
    575 ARCADE DRIVE
    VENTURA,CA93003     		NONE NONE MUSIC COMPOSITION 17,500
    STEPHANIE SNIDER
    21 SOUTH PORTLAND AVENUE 2F
    BROOKLYN,NY11217     		NONE NONE VISUAL ARTS 20,500
    JACOB SOLL
    4417 OSAGE AVENUE
    PHILADELPHIA,PA19104     		NONE NONE THE ENLIGHTENMENT LIBRARY AND THE QUEST FOR UNIVERSAL KNOWLEDGE 17,500
    FEDERICO SOLMI
    505 EAST 79TH STREET 1H
    NEW YORK,NY10075     		NONE NONE FILM 19,000
    LISA RUSS SPAAR
    UNIVERSITY OF VIRGINIA-PO BOX
    400121
    CHARLOTTESVILLE,VA22904     		NONE NONE POETRY 17,500
    JERED SPRECHER
    147 DRUID DRIVE
    KNOXVILLE,TN37920     		NONE NONE PAINTING 20,400
    JESSICA EVE STERN
    141 COOLIDGE HILL
    CAMBRIDGE,MA02138     		NONE NONE A MEMOIR OF POST-TRAUMATIC STRESS DISORDER 7,100
    CHERYLE ST ONGE
    8 WISWALL ROAD
    DURHAM,NH03824     		NONE NONE PHOTOGRAPHY 17,500
    DANIEL Z SUI
    9200 BROOKWATER CIRCLE
    COLLEGE STATION,TX77845     		NONE NONE GEOSLAVERY IN AN AGE OF PERVASIVE SURVEILLANCE 32,000
    JEANNIE SUK
    72 SPARKS STREET
    CAMBRIDGE,MA02138     		NONE NONE THE LEGAL CONSTRUCTION OF TRAUMA 32,000
    LARISSA SZPORLUK CELLI
    1102 MELROSE STREET
    BOWLING GREEN,OH43402     		NONE NONE POETRY 17,500
    DANIEL TOBIN
    EMERSON COLLEGE - 120 BOYLSTON ST
    BOSTON,MA02116     		NONE NONE POETRY 16,500
    SUKNAI SHIRLEY TSE
    5509 EATON STREET
    LOS ANGELES,CA90042     		NONE NONE INSTALLATION ART 14,600
    BRIAN ULRICH
    3910 NORTH BERNARD STREET APT GW
    CHICAGO,IL60618     		NONE NONE PHOTOGRAPHY 20,800
    DAVID J WALLACE
    1722 DELANCEY STREET
    PHILADELPHIA,PA19103     		NONE NONE A LITERARY HISTORY OF EUROPE, 1348-1418 32,000
    ANNE WASHBURN
    87 TEHAMA STREET
    BROOKLYN,NY11218     		NONE NONE PLAYWRITING 16,700
    SUSAN COTTS WATKINS
    2700 NEILSON WAY 1436
    SANTA MONICA,CA90405     		NONE NONE NAVIGATING AIDS IN SUB-SAHARAN AFRICA 5,800
    ANNA WEESNER
    3419 HAMILTON STREET
    PHILADELPHIA,PA19104     		NONE NONE MUSIC COMPOSITION 17,500
    JEFF WHEELWRIGHT
    246 KERN AVENUE
    MORRO BAY,CA93442     		NONE NONE GENETICS, CULTURE, AND RELIGION 25,000
    DEBORAH GRAY WHITE
    12 PARK SQUARE
    METUCHEN,NJ08840     		NONE NONE AMERICAN IDENTITY AT THE TURN OF THE MILLENNIUM 32,000
    PAMELA WILSON-RYCKMAN
    454 DAY STREET
    SAN FRANCISCO,CA94131     		NONE NONE PAINTING 17,500
    BYRON WOLFE
    788 DOWNING AVENUE
    CHICO,CA95926     		NONE NONE PHOTOGRAPHY 21,600
    LINDA WORDEMAN
    UNIVERSITY OF WASHINGTON
    SEATTLE,WA98195     		NONE NONE ECHINODERMS AS A MODEL FOR CELL DIVISION 15,000
    YASUKO YOKOSHI
    39 CHARLES STREET 5
    NEW YORK,NY10014     		NONE NONE CHOREOGRAPHY 16,700
    MUHAMMAD QASIM ZAMAN
    32 SHADYBROOK LANE
    PRINCETON,NJ08540     		NONE NONE ISLAM IN PAKISTAN 34,000
    OSCAR ADOLFO ZANETTI LECUONA
    10426 SW 22ND STREET
    MIAMI,FL33165     		NONE NONE THE RISE AND FALL OF THE SPANISH CARIBBEAN SUGAR INDUSTRY 28,000
    SHOU-WU ZHANG
    COLUMBIA UNIV 2990 BROADWAY
    NEW YORK,NY10027     		NONE NONE TOPICS IN ARITHMETICAL ALGEBRAIC GEOMETRY 17,000
    JAWOLE WILLA JO ZOLLAR
    309 HOFFMAN DRIVE
    TALLAHASSEE,FL32312     		NONE NONE CHOREOGRAPHY 35,000
    KIMBERLEE ACQUARO
    302 MESA ROAD
    SANTA MONICA,CA90402     		NONE NONE "I'LL RISE" 40,000
    LORRAINE ADAMS
    112 WEST 118TH STREET
    NEW YORK,NY10026     		NONE NONE NOVEL ABOUT PAKISTAN 17,500
    SHELBY ADAMS
    3 SOUTH CHURCH STREET
    PITTSFIELD,MA01201     		NONE NONE APPALACIAN PORTRAITS 40,000
    OSCAR F AGUILERA
    MEJICANA 1232
    PUNTA ARENAS    
    CI     		NONE NONE EL OCASO DELOS HIJOIS DE LA MUJER SOL. LOS KAWESQUAR DE LA PATAGONIA OCCID. 23,000
    RICARDO AINSLIE
    403 EAST 35TH STREET
    AUSTIN,TX78705     		NONE NONE MEXICO AT THE CROSSROADS 20,400
    ANA AMADO
    GALLO 1080
    BUENOS AIRES   1172
    AR     		NONE NONE INSURGENCIA POLITICA E IMAGINARIO POPULAR EN LA FOTOGRAFIA 9,600
    CHRISTY ANDERSON
    PO BOX 427
    SUNDERLAND,MA01375     		NONE NONE THE MATTER OF RENAISSANCE ARCHITECTURE 29,200
    ROBERT ANTONI
    110 WEST 25TH STREET APT7
    NEW YORK,NY10001     		NONE NONE AS FLIES TO WHATLESS BOYS: THE STORY OF THE TROPICAL EMIGRATION SOC. IN BR. 11,000
    ANDREW APTER
    1207 OAK STREET
    SANTA MONICA,CA90405     		NONE NONE CREOLE DIVIDES: SLAVE COASTS AND HINTERLANDS IN AFRO-ATLANTIC PERSPECTIVE 11,000
    LILIANA ARRACHEA
    CIUDAD AUTONOMA DE BUENOS AIRES
    BUENOS AIRES   1430
    AR     		NONE NONE QUEANTUM TRANSPORT ON NANO AND MESOSTRUCTURES 23,000
    GUAVIN BAILEY
    INVERURIE AB51 5HJ
    UK     		NONE NONE ROCOCO ART AND SPIRITUALITY IN SOUTH AMERICA 17,500
    ADAM BEGLEY
    11-17 BENEFIELD ROAD
    PETERBOROUGH   PE8 4EU
    UK     		NONE NONE BIOGRAPHY OF JOHN UPDIKE 23,300
    JOHN BEWAJI
    UNIVERSITY OF THE WEST INDIES MONA
    KINGSTON ST ANDREW    
    JM     		NONE NONE POLITICAL PHILOSOPHY IN AFRICANA THOUGHT 23,000
    TOM BISSELL
    PO BOX 1244
    ESCANABA,MI49829     		NONE NONE BONES THAT SHINE LIKE FIRE 18,700
    ED BOWES
    236 WEST 27TH STREET 1302
    NEW YORK,NY10001     		NONE NONE TIME, CONTRADICTION 20,400
    PATRICIA T BOZZA
    INST OSWALDO CRUZ OSWALDO CRUZ
    RIO DE JANEIRO   21045900
    BR     		NONE NONE BIOGENESIS AND FUNCTIONS OF LIPID DROPLETS IN HOST-PATHOGEN INTERACTIONS 23,000
    TROY BRAUNTUCH
    2413 SOUTH 6TH STREET
    AUSTIN,TX78704     		NONE NONE BERLIN PROJECT 23,800
    JOEL BROUWER
    306 17TH AVENUE
    TUSCALOOSA,AL35401     		NONE NONE THE WESTERN APPROACHES 19,000
    MARKUS BRUNNERMEIER
    26 PROSPECT AVENUE
    PRINCETON,NJ08540     		NONE NONE FINANCIAL FRICTIONS AND THE MACROECONOMY 16,000
    ANTOINETTE BURTON
    1801 PLEASANT STREET
    URBANA,IL61801     		NONE NONE EMPIRE FROM BELOW 13,800
    HARMEN BUSSEMAKER
    1212 AMSTERDAM AVE MC 2441
    NEW YORK,NY10027     		NONE NONE DECIPHERING THE LANGUAGE OF GENE EXPRESSION REGULATION 13,200
    WILLIAM CAFERRO
    VANDERBILT UN DPT HISTORY BENSON
    HALL 2613 ESSEX PL
    NASHVILLE,TN37212     		NONE NONE WAR, ECONOMY AND CULTURE IN ITALY, 1330-1450 13,800
    REBECCA CAMMISA
    21 DUNNINGS DRIVE
    TARRYTOWN,NY10591     		NONE NONE THE DEATH OF THE U.S. NEWSPAPER 37,500
    LEONOR CARABALLO-FARMAN
    6 ALLAPARTUS CIRCLE
    OSSINING,NY10562     		NONE NONE BRCA2: THE BREAST AND ITS ILLNESSES 10,000
    DAVID CARON
    1312 BROADWAY STREET
    ANN ARBOR,MI48105     		NONE NONE TACT AND CONTACT: HIV/AIDS, DISCLOSURE, AND THE RETURN OF THE BODY 11,700
    ARACHU CASTRO
    243 CONCORD AVENUE 4
    CAMBRIDGE,MA02138     		NONE NONE WOMEN AND AIDS IN LATIN AMERICA NAD THE CARIBBEAN 17,500
    ROSSINA CAZALI
    3 AVENIDA 3-81 ZONA 8 SAN CISTOBAL
        01001
    GT     		NONE NONE ARTE CONTEMPORANEO EN GUATEMALA 24,000
    CATHERINE CHALMERS
    35 WOOSTER STREET 2R
    NEW YORK,NY10013     		NONE NONE LEAFCUTTER ANT PROJECT 33,300
    ENRICO CHAPELA
    OLIVAR DE LOS PADRES/DELE ALVARO
    MEXICO   01780
    MX     		NONE NONE PRIVATE ALLELES 24,000
    ABRAHAM CHIAN
    AV ASTRO 1758 SAO HOSE DOS CAMPOS
    SAO PAULO   12227-010
    BR     		NONE NONE NONLINEAR DYNAMICS OF EARTH-OCEAN-SPACE INVIRONMENT: IMPACT ON CLIMATE CHNG. 23,000
    ANNE CHU
    3513 76 STREET APT 31
    JACKSON HEIGHTS,NY11372     		NONE NONE ARTIST BOOK AND PAINTED SCULPTURE 9,500
    LEON CHUA
    2916 AVALON AVENUE
    BERKELEY,CA94705     		NONE NONE BEYOND MEMRISTORS 5,500
    JOHN COLLINS
    504 GRAND STREET APT B14
    NEW YORK,NY10002     		NONE NONE THE SUN ALSO RISES 33,800
    JANE COMFORT
    55 NORTH MOORE STREET
    NEW YORK,NY10013     		NONE NONE BEAUTY 20,000
    PETER CONSTANTINE
    339 WEST 48TH STREET APT 4C
    NEW YORK,NY10036     		NONE NONE A TRANSLATION OF POPE JOAN AND OTHER WRITINGS BY EMMANUEL ROIDIS 31,500
    INGRID DAUBECHIES
    PRINCETON UNIV/218 FINE HALL
    WASHINGTON ROAD
    PRINCETON,NJ08544     		NONE NONE MATHEMATICAL MOKELING FOR THE MADAGASCAR RAIN FOREST 33,000
    BLANE DE ST CROIX
    111 NORTH 10TH STREET
    BROOKLYN,NY11211     		NONE NONE LANDSCAPE SECTIONS, BORDERS 25,000
    LAV DIAZ
    2618 91ST STREET
    EAST ELMHURST,NY11369     		NONE NONE POSTPRODUCTION, PREPRODUCTION, RESEARCH, PRODUCTION 40,000
    HASIA DINER
    4 WASHINGTON SQUARE VILLAGE 8L
    NEW YORK,NY10012     		NONE NONE PEDDLERS: A NEW WORLD JEWISH HISTORY 11,000
    EDGARDO DOBRY
    PUTGET 84 1 B
    BARCELONA   08024
    SP     		NONE NONE EL DR. JREST EN OL PIQUETE 23,000
    C JOSH DONLAN
    PO BOX 1201
    MIDWAY,UT840491201     		NONE NONE BUILDING AN ENVIRONMENTAL SOCIAL NETWORK 23,300
    JILL DOWNEN
    377 N TAYLOR 3 SOUTH
    ST LOUIS,MO63108     		NONE NONE TEMPORAL BODIES: A TRANSFORMATION OF SITE AND FLESH 19,000
    CAROLYN DRAKE
    25 LAKESIDE DRIVE
    GREENBELT,MD20770     		NONE NONE PARADISE RIVERS 20,000
    JUDITH EISEN
    UNIV-OREGON DPT OF BIOLOGY 1254
    UNIVERSITY OF OREGON
    EUGENE,OR974031254     		NONE NONE LEARNING THE ROLE OF RESIDENT MICROBES IN NERVOUS SYSTEM DEV. AND FUNCTION 16,500
    NORMAN ELLSTRAND
    3416 ELMWOOD DRIVE
    RIVERSIDE,CA925061231     		NONE NONE GENETICS, GENOMICS, AND THE MANY FACES OF HYBRIDIZATION 16,500
    ANGIE ESTES
    209 WEST CALIFORNIA AVENUE
    URBANA,IL61801     		NONE NONE SWAY: A FIFTH BOOK OF POEMS 13,300
    RITA FELSKI
    2285 OWENSVILLE ROAD
    CHARLOTTESVILLE,VA22901     		NONE NONE THE DEMON OF INTERPRETATION 13,200
    GARY FINE
    CTR FOR ADV STUDIES IN BEHAVIORAL
    SCIENCE 75 ALTA ROAD
    STANFORD,CA94305     		NONE NONE TINY PUBLICS: GROUP DYNANMICS, MICROCULTURES, AND THE EST. OF SOCIAL ORDER 32,000
    JAMES FOWLER
    1811 LYNDON ROAD
    SAN DIEGO,CA92103     		NONE NONE PAY-IT-FORWARD DYNAMICS IN SOCIAL NETWORKS 33,000
    DALE FRAIL
    1234 CALLE DEL LAGO
    SOCORRO,NM87801     		NONE NONE FINDING THAT WHICH IS HIDDEN: PULSARS, BARYONS AND THE FIRST GEN. OF STARS 11,700
    KATHERINE FREEMAN
    538 WESTVIEW AVENUE
    STATE COLLEGE,PA16803     		NONE NONE PLANTS, WATER AND CLIMATE: IS THE PAST OUR FUTURE 11,000
    NELL FREUDENBERGER
    444 6TH STREET
    BROOKLYN,NY11215     		NONE NONE THE NEWLYWEDS 26,300
    ALBERTO FUGUET
    COPIHUE 2874 DPTO 601
    SANTIAGO   7510165
    CI     		NONE NONE MATIAS VICUNA (A NOVEL) 24,000
    MATTHEW GABEL
    6317 ALAMO AVENUE
    SAINT LOUIS,MO63105     		NONE NONE THE POLITICS OF SUPRANATIONAL LEGAL INTEGRATION IN THE EUROPEAN UNION 17,500
    MARIO D GALIGNIANA
    SAN JOSE DE CALASANZ 439/1 PISO
    BUENOS AIRES   C1424AHI
    AR     		NONE NONE ROLE OF THE HSP90-BINDING IMMUNOPHILIN FKBP51 IN APOPTOSIS AND TUMOR PROG. 22,000
    TED GENOWAYS
    128 BENNINGTON ROAD
    CHARLOTTESVILLE,VA22901     		NONE NONE WALT WHITMAN AND THE CIVIL WAR 20,400
    PETER GODWIN
    210 RIVERSIDE DRIVE APT 1E
    NEW YORK,NY10025     		NONE NONE THE FEAR - THE LAST DAYS OF ROBERT MUGABE 45,000
    PINELOPI GOLDBERG
    40 WEST 77TH STREET 14B
    NEW YORK,NY10024     		NONE NONE ESTIMATING THE IMPACT OF TRADE ON PROD. AND GROWTH USING FIRM-LEVEL DATA 8,300
    SANDER GOLDBERG
    1406 SELBY AVENUE
    LOS ANGELES,CA90024     		NONE NONE REALITIES OF ROMAN PERFORMANCE 16,500
    ENRICO GONZALEZ GONZALEZ
    ANICETO ORTEGA 1346 COLONIA DEL
    MEXICO   03400
    MX     		NONE NONE EL SURGIMIENTO DE LAS UNIVERSIDADES EN EL NUEVO MUNDO (S. XVI-XVII) 23,000
    GASTON GORDILLO
    UNI-BRIT COLUMBIA-DPT ANTH 6303 NW
    VANCOUVER   V6T-1Z1
    CA     		NONE NONE SEDIMENTS OF HISTORY: RUINS OF MEMORIES OF THE CONQUEST OF THE GRAN CHACO 17,500
    PHILIP GOUREVITCH
    MACVITCH LIMITED 159 PROSPECT PLACE
    BROOKLYN,NY11238     		NONE NONE YOU HIDE THAT YOU HATE ME AND I HIDE THAT I KNOW: SURVIVAL IN RWANDA 20,400
    ALAN GOVENAR
    PO BOX 140244
    DALLAS,TX75214     		NONE NONE THE FOLK ART OF COMMUNITY PHOTOGRAPHY 40,000
    TERENCE GOWER
    465 WEST 23RD ST 4D
    NEW YORK,NY10011     		NONE NONE EMBASSY SERIES 21,500
    PAUL GRAHAM
    799 GREENWICH ST APT 6N
    NEW YORK,NY10014     		NONE NONE THE WHITENESS OF THE WHALE 25,000
    VINCENT GRENIER
    912 N AURORA STREET
    ITHACA,NY14850     		NONE NONE BORDERLESS MATTER 33,000
    MARLON GRIFFITH
    ROYAL CASTLE HIRYU 2012-19-20
    AICHI   451-0031
    JA     		NONE NONE A WALK INTO THE NIGHT (TRINIDAD) 12,000
    JORGE GROSSMANN
    335 LINGERING LANE
    HENDERSON,NV89012     		NONE NONE MOVEMENTS (A QUINTET) AND NOCTURNE, FOR BARITONE, CELLO AND CONTRABASS 7,300
    MIGUEL GUTIERREZ
    210 HUMBOLDT ST 2
    BROOKLYN,NY11206     		NONE NONE UNTITLED NEW PROJECT 20,000
    KIMIKO HAHN
    550 SUNSET AVENUE
    MATTITUCK,NY11952     		NONE NONE KIMIKO HAHN / POETRY 35,000
    MONICA HALLER
    3821 14TH AVENUE SOUTH
    MINNEAPOLIS,MN55407     		NONE NONE RECONTAIN: BOOKLETS WITH VETERANS (WORKING TITLE) 28,700
    BARBARA HAMBY
    1168 SEMINOLE DRIVE
    TALLAHASSEE,FL323014656     		NONE NONE ON THE STREET OF DIVINE LOVE: NEW AND SELECTED POEMS 25,300
    PAUL HARDING
    118 WEST MAIN STREET
    GEORGETOWN,MA01833     		NONE NONE ENON 26,300
    LORENZO HARRIS
    1529 SOUTH 11TH STREET
    PHILADELPHIA,PA19147     		NONE NONE LEGENDS OF HIP HOP 20,000
    JOEL HARRISON
    10 SOUTH OXFORD ST APT 1
    BROOKLYN,NY11217     		NONE NONE TWO COMPOSITIONS 22,500
    MOLLY HASKELL
    19 EAST 88TH ST APT 11E
    NEW YORK,NY10128     		NONE NONE MY BROTHER / MY SISTER 20,400
    JUAN HERRERA
    1210 VIA PALERMO
    REDLANDS,CA92374     		NONE NONE POETRY FELLOWSHIP 35,000
    DANIEL HEYMAN
    833 NORTH WOODSTOCK STREET
    PHILADELPHIA,PA19130     		NONE NONE RAPE ACROSS THE ARMY 22,200
    KATHRYN HIGH
    138 BALTIC STREET 4C
    BROOKLYN,NY11201     		NONE NONE VAMPIRE STUDIES GROUP 17,500
    CYNTHIA HOPKINS
    85 SOUTH 6TH STREET
    BROOKLYN,NY11211     		NONE NONE THE TRUTH: A TRAGEDY 25,000
    HOLLY HUGHES
    216 BUCHOLZ COURT
    ANN ARBOR,MI48103     		NONE NONE LET THEM EAT CAKE 17,500
    PABLO IRARRAZAVAL
    LAS TERRAZAS 1171 LAS CONDES
    SANTIAGO   761-0585
    CI     		NONE NONE NEW TECHNIQUES FOR FAST MAGNETIC RESONANCE IMAGING 23,000
    SHEILA JASANOFF
    74 GARFIELD STREET
    CAMBRIDGE,MA02138     		NONE NONE THE IMAGINED EARTH: NATURE, CULTURE, ENVIRONMENT 33,000
    MYRIAM JIMENO
    AK 20 86-30 APTO 301
    BOGOTA   0057
    CO     		NONE NONE CIUDADANIAS EN EL LIMITE: EL CASO DE KITEK KIWE EN EL CAUCA 13,000
    ROSEMARY JOYCE
    2679 SIMAS AVENUE
    PINOLE,CA94654     		NONE NONE MATERIALITY AND HISTORY: AN ARCHAEOLOGICAL APPROACH 19,300
    JOSHUA KATZ
    PRINCETON UN-DPT-CLASSICS 141 EAST
    PYNE BUILDING
    PRINCETON,NJ08544     		NONE NONE "WORDPLAY: A CHAPTER IN THE HISTORY OF IDEAS" 16,500
    MARK KILSTOFTE
    134 LAKECREST DRIVE
    GREENVILLE,SC29609     		NONE NONE ORCHESTRAL SONGS: "WHITE ALBUM" / CHAMBER OPERA: IBSEN'S "BRAND" 11,700
    JIN HI KIM
    1042 BROAD ST STUDIO 504
    BRIDGEPORT,CT06604     		NONE NONE KOMUNGO MEDITATION 29,200
    MARI KIMURA
    145 WEST 79TH ST APT 5B
    NEW YORK,NY10024     		NONE NONE EXTRACTING HUMAN EXPRESSION FROM BOWING DATA:INT. COMP. WITH AUG. VIOLIN 12,700
    JEFFREY KINKLEY
    226 RIVER ROAD
    MILLINGTON,NJ07946     		NONE NONE MOVING BACKWARD: THE DYSTOPIAN IMAGINATION OF CHINA'S AVANT-GARDE 16,500
    SHINOBU KITAYAMA
    419 SOUTH ASHLEY
    ANN ARBOR,MI48103     		NONE NONE CULTURAL NEUROSCIENCE 33,000
    HERBERT KOHL
    40561 EUREKA HILL ROAD
    POINT ARENA,CA95468     		NONE NONE CONTINUITY AND CHANGE IN MORAL DEVELOPMENT 24,500
    ELIZABETH KOLBERT
    326 OBLONG ROAD
    WILLIAMSTOWN,MA01267     		NONE NONE A HISTORY OF LOSS 20,400
    TAMARA KOSTIANOVSKY
    14 CLIFFORD PLACE APT 2L
    BROOKLYN,NY11222     		NONE NONE THE ARCHITECTURE OF VIOLENCE 11,000
    LADISLAV KUBIK
    2305 HAMPSHIRE WAY
    TALLAHASSEE,FL323093106     		NONE NONE CONCERTO NO.3 FOR PIANO, ORCHESTRA, AND ELECTRONICS 20,400
    THOMAS KUEHNE
    950 MAIN STREET
    WORCESTER,MA01610     		NONE NONE STRUGGLING FOR BEAUTY: BODY AESTHETICS AND SOCIAL CONFLICT IN MODERN HISTORY 11,700
    FRANZISKA LAMPRECHT
    50-15 39TH STREET 3H
    SUNNYSIDE,NY11104     		NONE NONE OPEN SOURCE GRABELAND 28,000
    JORGE LANZARO
    UNIVERSIDAD DE LA REPUBLICA AV
    MONTEVIDEO   113300
    UY     		NONE NONE SOCIAL DEMOCRATIC GOVT. IN L.A.: BRAZIL, CHILE AND URUGUAY IN COMP. PERSP. 23,000
    VICTOR LAVALLE
    804 WEST 180TH STREET 33
    NEW YORK,NY10033     		NONE NONE THE BLUE HOUSE 17,500
    GREGORY LEVINE
    111 RAMONA AVENUE
    EL CERRITO,CA94530     		NONE NONE SCULPTURAL FRAGMENTS IN DEVOTIONAL AND MODERN-CONTEMPORARY IMAGINATIONS 17,500
    CHARLES LINDSAY
    35 WOOSTER STREET 2R
    NEW YORK,NY10013     		NONE NONE CARBON 50,000
    LAURENT LOINARD
    UNIVERSITE LAVAL 1045 AVENUE DE LA
    QUEBEC   G1V 0A6
    CA     		NONE NONE THE SPACE DISTRIBUTION OF NEARBY STAR-FORMATION 13,400
    HUGO LUJAN
    UN-CATOLICA CORDOBA/JACINTO RIOS
    CORDOBA   X5004ASK
    AR     		NONE NONE DEVELOPMENT OF A VACCINE AGAINST GIARDIA LAMBLIA 13,400
    MARY LUM
    243 UNION STREET 403
    NORTH ADAMS,MA01247     		NONE NONE TRACING THE CITY 9,000
    JIM LUTES
    333 ADDISON RD
    RIVERSIDE,IL60546     		NONE NONE INCONVENIENT STORIES OF YORE 11,700
    PATRICK LYNETT
    TEXAS AM UN DPT CIVIL ENG CE/TTI MS
    3136
    COLLEGE STATION,TX778433136     		NONE NONE WIND OVER WAVES OVER SURGE OVER SAND: WHEN HURRICANES HIT THE COAST 20,400
    NATHANIEL MACKEY
    3506 LOCHNORA PARKWAY
    DURHAM,NC27705     		NONE NONE SERIAL POETICS 33,000
    SILVIA MALAGRINO
    2325 WEST FARWELL AVE APT 2N
    CHICAGO,IL60645     		NONE NONE CREATION OF NEW WORK 14,600
    CAMERON MARTIN
    422 STATE STREET 12
    BROOKLYN,NY11217     		NONE NONE PLAN FOR CAMERON MARTIN 30,000
    ADELINE MASQUELIER
    TULANE UN DPT ANTHRO 7041 FRERET
    STREET
    NEW ORLEANS,LA701185549     		NONE NONE NEGOTIATING FUTURES: YOUTH, ISLAM, AND GLOBALIZATION IN NIGER 17,500
    RICHARD MAXWELL
    400 WEST 43RD ST 27N
    NEW YORK,NY10036     		NONE NONE BALLET AND NEUTRAL HERO 26,700
    COLUM MCCANN
    61 EAST 86TH STREET APT 51
    NEW YORK,NY10028     		NONE NONE DOUGLASS IN IRELAND 35,000
    VAN MCELWEE
    645 CRAIGSWOODS DRIVE
    ST LOUIS,MO63122     		NONE NONE HALF-REAL 20,400
    LAWRENCE MCFARLAND
    1702 RAVEY STREET
    AUSTIN,TX787044927     		NONE NONE HIGH PLAINS REVISITED 17,500
    MICHAEL MCKEAN
    1916 MONTAIGNE DRIVE
    RICHMOND,VA23235     		NONE NONE NEW WORK 15,800
    LOUISE MCREYNOLDS
    105 PRIESTLY CREEK DRIVE
    CHAPEL HILL,NC27614     		NONE NONE MURDER MOST RUSSIAN: TRUE CRIME AND PUNISHMENT IN LATE IMPERIAL RUSSIA 16,500
    ANNE MENDELSON
    9060 PALISADES AVENUE
    NORTH BERGEN,NJ07047     		NONE NONE THE CHINESE DIASPORA AND AMERICAN CULINARY HISTORY 20,400
    ZOILA MENDOZA
    1528 SANTA ROSA STREET
    DAVIS,CA95616     		NONE NONE PILGRIMAGE, MUSIC AND DANCE AMONG QUECHUA-SPEAKING PEOPLE 11,000
    MICHAEL MEYER
    5920 WOLFBERRY LANE
    GOLDEN VALLEY,MN55422     		NONE NONE IN MANCHURIA 20,400
    PHILIPP MEYER
    4807 CASWELL AVENUE
    AUSTIN,TX78751     		NONE NONE AMERICAN SON 45,000
    NIC NICOSIA
    130 SUNLIT DRIVE WEST
    SANTA FE,NM87508     		NONE NONE MAKING PICTURES 50,000
    MARK NOWAK
    104 CHESTNUT LANE
    QUEENSTOWN,MD21658     		NONE NONE GENERAL DOLLAR: POEMS 19,000
    SEUNG-AH OH
    171 ELM STREET
    OBERLIN,OH44074     		NONE NONE NEW WORKS FOR CME, ICE, MR. AGI AND MR. LIPPEL 18,800
    HELEN OLEARY
    133 EAST PARK AVENUE
    STATE COLLEGE,PA16803     		NONE NONE THINGS YOU DO 20,400
    JOAO OLIVEIRA
    34 CASA 01 VARZEA RECLIFE
    PERNAMBUCCO   50810-000
    BR     		NONE NONE DEFINING A NEW MODEL FOR BRAIN RESILIENCE 23,000
    JOSEPH O'NEILL
    348 WEST 38TH STREET APT 10D
    NEW YORK,NY10018     		NONE NONE DUBAI: A NOVEL 8,800
    LOTHAR OSTERBURG
    226 14TH STREET
    BROOKLYN,NY11215     		NONE NONE IMAGINING NEW YORK 13,300
    JED PERL
    250 WEST 85 STREET 5C
    NEW YORK,NY10024     		NONE NONE ALEXANDER CALDER: A BIOGRAPHY 35,000
    PATRICK PHILLIPS
    275 CLINTON AVENUE 1-2
    BROOKLYN,NY11205     		NONE NONE THE HOUSE WITHOUT YOU 8,800
    SIMONE PINET
    230 HIGHGATE ROAD
    ITHACA,NY14850     		NONE NONE CARTOGRAPHIC CULTURE IN THIRTEENTH-CENTURY CASTILE 11,000
    MARIANO BEN PLOTKIN
    IDES ARAOZ 2838
    BUENOS AIRES   C1425DGT
    AR     		NONE NONE THE DIFFUSION OF PSYCHOANALYSIS AND POLITICAL AUTHORITARIANISM IN LATIN AM. 11,000
    JORGE RICARDO PONTE
    URUGUAY 765 PLANTA BAJA CIUD
    MENDOZA   M5502HBC
    UY     		NONE NONE ULAS CIUDADES EMERGENTES DE LAS CIVILIZACIONES DE REGADO 23,000
    MARTA PTASZYNSKA
    5819 S BLACKSTONE AVENUE
    CHICAGO,IL60637     		NONE NONE TONE POEM FOR A GLOBAL VILLAGE 35,000
    DAVID RHODES
    E18836 HAVLIK ROAD
    WONEWOC,WI53968     		NONE NONE DAUGHTERS OF INSPIRATION 29,200
    FRANCES ROSENBLUTH
    49 DEEPWOOD DRIVE
    HAMDEN,CT06517     		NONE NONE REAL EQUALITY: ASSESSING ALTERNATIVE PATHS TO GENDER PARITY 18,700
    J ROSSER
    12750 RICH LANE
    ATHENS,OH45701     		NONE NONE CREATIVE WRITING 15,600
    FEDERICO RUBIO
    WILLIMAN 515
    MONTEVIDEO   11309
    UY     		NONE NONE BOTANICA 24,000
    SARAH RUDEN
    128 DOWNEY HOUSE WESLEYAN UNIV-294
    HIGH STREET
    MIDDLETOWN,CT064590413     		NONE NONE THREE GREEK TRAGEDIES 29,200
    CARL SAFINA
    BLUE OCEAN INSTITUTE 250 LAWRENCE
    HILL RD
    COLD SPRING HARBOR,NY11724     		NONE NONE NARRATIVE NONFICTION: NATURE, RELIGION, ECONOMICS, ETHICS 26,300
    ALEJANDRO SCHNIDER
    FUNDACION INSTITUTO LELOIR AV
    BUENOS AIRES   1405
    AR     		NONE NONE ADULT NEUROGENESIS AS A STRATEGY TO UNDERSTAND NEURODEGENERATION 7,300
    SUSAN SCHULTEN
    UN DENVER DPT HISTORY STURM HALL
    2000 EAST ASBURY
    DENVER,CO80208     		NONE NONE A NATION IN TIME AND SPACE 14,600
    MICHAEL SCHULTZ
    10662 UNION STAR CHURCH RD
    WEST FORK,AR72774     		NONE NONE FOUNDRY WORK II 26,300
    CHARLOTTE SCHULTZ
    19 EAST WILLOW STREET
    BEACON,NY12508     		NONE NONE THE FOLDS IN OUR SCREENS 20,000
    CHRISTINE SCHUTT
    51 EAST 90TH STREET
    NEW YORK,NY10128     		NONE NONE HOUSE WITH NAMES, A NOVEL 17,500
    ELIZABETH SEARS
    UN-MICHIGAN 110 TAPPAN HALL 855 SO
    UNIVERSITY AVE
    ANN ARBOR,MI481091357     		NONE NONE WARBURG CIRCLES: TOWARDS A CULTURAL HISTORICAL HISTORY OF ART, 1929-1964 17,500
    NADRIAN SEEMAN
    3 WASHINGTON SQ VILLAGE APT 17E
    NEW YORK,NY10012     		NONE NONE STRUCTURAL DNA NANOTECHNOLOGY 14,700
    RICHARD SERRANO
    204 WEST 103RD ST APT9
    NEW YORK,NY10025     		NONE NONE QUR'AN AND THE LYRIC IMPERATIVE 18,000
    NANCY SHAVER
    PO BOX 205
    JEFFERSON,NY12093     		NONE NONE ART, LIFE, AND COMMERCE 19,000
    EDWARD SIMON
    1750 N SPARKMAN AVE
    ORANGE CITY,FL32763     		NONE NONE WORKS FOR STRINGS 26,300
    ADAM SMITH
    23 HUNTER LANE
    ITHACA,NY14850     		NONE NONE THE POLITICAL MACHINE: AFFECTS, OBJECTS & PUBLICS FROM ANC. TO THE MODERN 20,400
    DAWN SONG
    COMP SCI DIV 675 SODA HALL
    UN-CALIFORNIA BERKELEY
    BERKELEY,CA947201776     		NONE NONE SAFE PATCHES AND APPLICATIONS TO SECURE MEDICAL DEVICES 22,000
    DAVID STOREY
    134 WEST BROADWAY
    NEW YORK,NY10013     		NONE NONE PAINTING 12,700
    WINNIFRED SULLIVAN
    5555 S EVERETT AVE APT A1-2
    CHICAGO,IL60637     		NONE NONE SPIRITUAL GOVERNANCE: THE NEW ESTABLISHMENT OF RELIGION 16,000
    SEBASTIAN SZYD
    CHARLONE 1366 DPTO 2
    BUENOS AIRES    
    AR     		NONE NONE LAS FLORES Y LAS PIEDRAS 24,000
    MARYAM TABRIZIAN
    MCGILL UNIVERSITY DUFF MEDICAL
    MONTREAL   H3A-2B4
    CA     		NONE NONE CELL-CELL AND CELL-BIOMATERIAL INTERACTIONS 26,000
    STEVEN TAKASUGI
    31 LARCH ROAD
    WABAN,MA02468     		NONE NONE A VIRTUAL STRING QUARTET 25,300
    GORDON TESKEY
    98 ERIE STREET 2
    CAMBRIDGE,MA02139     		NONE NONE MYTH AND METAPHYSICS IN EARLY MODERN POETRY, 1590-1674 16,500
    MORGAN THORSON
    3112 10TH AVENUE SOUTH
    MINNEAPOLIS,MN55407     		NONE NONE GRID/FAT (WORKING TITLE) 17,500
    RICHARD TILLINGHAST
    GLENASKEOGH-NINE MILE HOUSE
    EI     		NONE NONE TO START A NEW BOOK OF POEMS 20,000
    ALEXANDER TODOROV
    PRINCETON UN/DPT PSYCHOLOGY GREEN
    HALL
    PRINCETON,NJ08540     		NONE NONE FOOLED BY FIRST IMPRESSIONS: THE INORDINATE INFLUENCE OF FIRST IMP. ON DEC. 16,500
    PETER TRACHTENBERG
    18 BROADWAY
    TIVOLI,NY12583     		NONE NONE ON RUIN: GOING BROKE IN AMERICA 30,000
    MONIQUE TRUONG
    535 CLINTON STREET 1B
    BROOKLYN,NY11231     		NONE NONE HISORICAL NOVEL BASED ON LIFE OF LAFCADIO HEARN (1850-1904) 30,000
    ANNA TSING
    237 DICKENS WAY
    SANTA CRUZ,CA95064     		NONE NONE ON THE CIRCULATION OF SPECIES 8,300
    SEBASTIAN VAN DOESBURG
    544 WEST 156TH STREET 3W
    NEW YORK,NY10032     		NONE NONE 500 YEARS OF HISTORY: THE PICTOGRAPHIC LIT. OF THE COIXTLAHUACA VALLEY, MEX. 23,000
    DAVID VAN TAYLOR
    C/O LUMIERE PRODUCTIONS INC 26 WEST
    17TH ST SUITE 803
    NEW YORK,NY10011     		NONE NONE THE DEER HUNTER 22,200
    VICTOR VICH
    CALLE PORTA 671 MIRAFLORES
    LIMA   18
    PE     		NONE NONE THE POWER OF REPRESENTATION: ART, VIOLENCE AND POLITICS IN CONTEMPORARY PERU 23,000
    IRENE VILAR
    2580 JUNIPER AVENUE APT C
    BOULDER,CO80304     		NONE NONE THE MIDDLE OF THE NIGHT, A MEMOIR 49,000
    R WALLACE
    UNIV OF CALIFORNIA 314 MOSES HALL
    MC 2
    BERKELEY,CA947202390     		NONE NONE THE MORAL NEXUS 16,500
    LAURA WALLS
    UNIVERSITY OF SOUTH CAROLINA 6486
    BRIDGEWOOD DRIVE
    COLUMBIA,SC29206     		NONE NONE WRITING THE COSMOS: THE LIFE OF HENRY DAVID THOREAU 13,800
    KENNY WERNER
    PO BOX 820
    SOUTH FALLSBURG,NY12779     		NONE NONE NO BEGINNING, NO END (VISITATION AND CRY OUT) 38,000
    JOHN WETTLAUFER
    67 RUGGLES ROAD
    GUILFORD,CT06437     		NONE NONE WHITHER ARCTIC SEA ICE? STOCHASTIC DYN. AND ABRUPT CHANGES IN ARCTIC CLIMATE 33,000
    JAMES WHITMAN
    215 W 78TH ST APT 10A/B
    NEW YORK,NY10024     		NONE NONE THE VERDICT OF BATTLE 8,000
    MATT WOLF
    402 GRAHAM AVE PMB 134
    BROOKLYN,NY11211     		NONE NONE TEENAGE: A PREHISTORY OF YOUTH 20,000
    SHUHAI XAO
    VIRGINIA TECH/ DPT GEOSCIENCES 4044
    DERRING HALL
    BLACKSBURG,VA24061     		NONE NONE AN INTEGRATED STUDY OF EDIACARAN GEO. AND PALEN. IN ARCTIC SIB. & S. CHINA 13,800
    YUNXIANG YAN
    10526 TENNESSEE AVE
    LOS ANGELES,CA900642328     		NONE NONE THE INDIVIDUAL AND MORAL CHANGES IN CHINA, 1978-2008 16,500
    DAVID ZAMBRANO
    ROMBOUT HOGERBEETSSTRAAT 40 HS
    AMSTERDAM   1052XE
    NL     		NONE NONE DAVID ZAMBRANO'S 50 24,000
    DAVID ZEIGER
    3421 FERNWOOD AVENUE
    LOS ANGELES,CA90039     		NONE NONE SWEET OLD WORLD 50,000
    JOHN ZURIER
    2156 BLAKE STREET
    BERKELEY,CA947042716     		NONE NONE PAINTING 45,000
    PAVEL ZUSTIAK
    875 WEST 181ST STREET APT 5H
    NEW YORK,NY10033     		NONE NONE THE PAINTED BIRD 12,500
    Total .................................bullet 3a 7,735,100
    bApproved for future payment
    JONATHAN M METZL
    2203 LANE HALL UNIVERSITY OF
    MICHIGAN 204 SOUTH STATE STREET
    ANN ARBOR,MI481091290     		NONE NONE RACE, STIGMA, AND THE DIAGNOSIS OF SCHIZOPHRENIA 19,000
    DANIEL TRUEMAN
    167 NASSAU STREET
    PRINCETON,NJ08542     		NONE NONE MUSIC COMPOSITION 20,000
    SANDRA R WAXMAN
    DEPARTMENT OF PSYCHOLOGY NORTHWESTE
    N UNIVERSITY 2029 SHERIDAN ROAD
    EVANSTON,IL602082710     		NONE NONE NOTIONS OF THE NATURAL WORLD 40,000
    KEN ALDER
    DEPARTMENT OF HISTORY NORTHWESTERN
    UNIVERSITY 1881 SHERIDAN ROAD
    EVANSTON,IL602082710     		NONE NONE PERSONAL IDENTIFICATION FROM THE RENAISSANCE TO THE GENOME 42,000
    RUI CURI
    UNIVERSIDADE DE SAO PAULO INSTITUTO
    DE CINCIAS BIOMDICAS
    SAO PAULO   05588-090
    BR     		NONE NONE THE CENTRAL ROLE OF FATTY ACIDS IN THE PATHOGENESIS AND COMPLICATIONS OF DIA 34,000
    MARTHA HIMMELFARB
    14 MADISON STREET
    PRINCETON,NJ08542     		NONE NONE JEWISH ESCHATOLOGY AND CHRISTIAN EMPIRE 32,000
    PAUL CHRISTOPHER JOHNSON
    716 GRANGER AVENUE
    ANN ARBOR,MI48104     		NONE NONE "RELIGION" AND THE PURIFICATION OF SPIRITS 42,000
    FERNANDO BENADON
    16501 KIPLING ROAD
    DERWOOD,MD20855     		NONE NONE MUSIC COMPOSITION 17,300
    SALLY BLOWER
    453 12TH STREET
    SANTA MONICA,CA90402     		NONE NONE MATHEMATICAL MODELING OF INFECTIOUS DISEASES 16,000
    JOHN CAMPBELL
    1852 TACOMA AVENUE
    BERKELEY,CA947071936     		NONE NONE CAUSATION IN PSYCHOLOGY 33,000
    RYAN COHAN
    4620 NORTH BEACON STREET
    CHICAGO,IL60640     		NONE NONE MUSIC COMPOSITION 15,000
    MARTIN DOYLE
    2700 CANTER DRIVE
    HILLSBOROUGH,NC27278     		NONE NONE A HISTORY OF AMERICAN RIVERS 35,000
    FRANCESCA FIORANI
    907 OLD FARM ROAD
    CHARLOTTESVILLE,VA22903     		NONE NONE LEONARDO DA VINCI'S SHADOWS 23,300
    JOSHUA GAMSON
    5906 COLBY STREET
    OAKLAND,CA94618     		NONE NONE A BIOGRAPHY OF MOMS MABLEY 32,000
    FLAVIO DOS SANTOS GOMES
    RUA SOARES CABRAL-26 APAR 701
    LARANJEIRAS
    RIO DE JANEIRO   2241-070
    BR     		NONE NONE A COMPARATIVE STUDY OF THE POST-EMANCIPATION BLACK PEASANTRY IN RIO DE JAN. 9,450
    ANNETTE GORDON-REED
    101 WEST 90TH STREET 16H
    NEW YORK,NY10024     		NONE NONE MONTICELLO LEGACIES IN THE "NEW AGE." 32,000
    AMY S GREENBERG
    318 HILL DRIVE
    STATE COLLEGE,PA168016830     		NONE NONE THE 1846 U.S.-MEXICO WAR 34,000
    NOEL LENSKI
    4806 MCKINLEY DRIVE
    BOULDER,CO80303     		NONE NONE A HISTORY OF SLAVERY IN LATE ANTIQUITY 15,400
    CHARLES MARSH
    1841 UNIVERSITY CIRCLE
    CHARLOTTESVILLE,VA22903     		NONE NONE DIETRICH BONHOEFFER IN AMERICA 17,000
    TARA NUMMEDAL
    20 EAST STREET
    PROVIDENCE,RI02906     		NONE NONE ALCHEMY, APOCALYPSE, AND GENDER IN REFORMATION EUROPE 35,000
    FAITH WILDING
    3037 WEST LOGAN BOULEVARD 3
    CHICAGO,IL60647     		NONE NONE MULTIMEDIA INSTALLATION 35,000
    LORRAINE ADAMS
    112 WEST 118TH STREET
    NEW YORK,NY10026     		NONE NONE NOVEL ABOUT PAKISTAN 17,500
    RICARDO AINSLIE
    403 EAST 35TH STREET
    AUSTIN,TX78705     		NONE NONE MEXICO AT THE CROSSROADS 14,600
    ANA AMADO
    GALLO 1080
    BUENOS AIRES   1172
    AR     		NONE NONE INSURGENCIA POLITICA E IMAGINARIO POPULAR EN LA FOTOGRAFIA 13,400
    CHRISTY ANDERSON
    PO BOX 427
    SUNDERLAND,MA01375     		NONE NONE THE MATTER OF RENAISSANCE ARCHITECTURE 5,800
    ROBERT ANTONI
    110 WEST 25TH STREET APT7
    NEW YORK,NY10001     		NONE NONE AS FLIES TO WHATLESS BOYS: THE STORY OF THE TROPICAL EMIGRATION SOC. IN BR. 11,000
    ANDREW APTER
    1207 OAK STREET
    SANTA MONICA,CA90405     		NONE NONE CREOLE DIVIDES: SLAVE COASTS AND HINTERLANDS IN AFRO-ATLANTIC PERSPECTIVE 22,000
    GUAVIN BAILEY
    INVERURIE AB51 5HJ
    UK     		NONE NONE ROCOCO ART AND SPIRITUALITY IN SOUTH AMERICA 17,500
    ADAM BEGLEY
    11-17 BENEFIELD ROAD
    PETERBOROUGH   PE8 4EU
    UK     		NONE NONE BIOGRAPHY OF JOHN UPDIKE 11,700
    TOM BISSELL
    PO BOX 1244
    ESCANABA,MI49829     		NONE NONE BONES THAT SHINE LIKE FIRE 13,300
    ED BOWES
    236 WEST 27TH STREET 1302
    NEW YORK,NY10001     		NONE NONE TIME, CONTRADICTION 14,600
    FRANCISCO BOZINOVIC
    PONTIFICIA UNIV CATALOICA DE CHILE
    ECOLOGIA ALAMEDA 340
    SANTIAGO   6513677
    CI     		NONE NONE MECHANISTIC INSIGHTS INTO GLOBAL CHANGE BIOLOGY 23,000
    TROY BRAUNTUCH
    2413 SOUTH 6TH STREET
    AUSTIN,TX78704     		NONE NONE BERLIN PROJECT 14,200
    JOEL BROUWER
    306 17TH AVENUE
    TUSCALOOSA,AL35401     		NONE NONE THE WESTERN APPROACHES 19,000
    JOSHUA BROWN
    211 WEST 106TH STREET APT 4C
    NEW YORK,NY10025     		NONE NONE THE DIVIDED EYE: STUDIES IN THE VISUAL CULTURE OF THE AMERICAN CIVIL WAR 33,000
    MARKUS BRUNNERMEIER
    26 PROSPECT AVENUE
    PRINCETON,NJ08540     		NONE NONE FINANCIAL FRICTIONS AND THE MACROECONOMY 16,000
    ANTOINETTE BURTON
    1801 PLEASANT STREET
    URBANA,IL61801     		NONE NONE EMPIRE FROM BELOW 19,200
    HARMEN BUSSEMAKER
    1212 AMSTERDAM AVE MC 2441
    NEW YORK,NY10027     		NONE NONE DECIPHERING THE LANGUAGE OF GENE EXPRESSION REGULATION 19,800
    LUCA BUVOLI
    32 SPRING STREET 8
    NEW YORK,NY10012     		NONE NONE RUNNING ON THE MOON 40,000
    WILLIAM CAFERRO
    VANDERBILT UN DPT HISTORY BENSON
    HALL 2613 ESSEX PL
    NASHVILLE,TN37212     		NONE NONE WAR, ECONOMY AND CULTURE IN ITALY, 1330-1450 19,200
    REBECCA CAMMISA
    21 DUNNINGS DRIVE
    TARRYTOWN,NY10591     		NONE NONE THE DEATH OF THE U.S. NEWSPAPER 7,500
    ETHAN CANIN
    210 RICHARDS STREET
    IOWA CITY,IA52246     		NONE NONE A COLLECTION OF SHORT STORIES 33,000
    LEONOR CARABALLO-FARMAN
    6 ALLAPARTUS CIRCLE
    OSSINING,NY10562     		NONE NONE BRCA2: THE BREAST AND ITS ILLNESSES 14,000
    DAVID CARON
    1312 BROADWAY STREET
    ANN ARBOR,MI48105     		NONE NONE TACT AND CONTACT: HIV/AIDS, DISCLOSURE, AND THE RETURN OF THE BODY 23,300
    ARACHU CASTRO
    243 CONCORD AVENUE 4
    CAMBRIDGE,MA02138     		NONE NONE WOMEN AND AIDS IN LATIN AMERICA NAD THE CARIBBEAN 17,500
    CATHERINE CHALMERS
    35 WOOSTER STREET 2R
    NEW YORK,NY10013     		NONE NONE LEAFCUTTER ANT PROJECT 16,700
    ANNE CHU
    3513 76 STREET APT 31
    JACKSON HEIGHTS,NY11372     		NONE NONE ARTIST BOOK AND PAINTED SCULPTURE 28,500
    LEON CHUA
    2916 AVALON AVENUE
    BERKELEY,CA94705     		NONE NONE BEYOND MEMRISTORS 27,500
    JOHN COLLINS
    504 GRAND STREET APT B14
    NEW YORK,NY10002     		NONE NONE THE SUN ALSO RISES 11,200
    JANE COMFORT
    55 NORTH MOORE STREET
    NEW YORK,NY10013     		NONE NONE BEAUTY 20,000
    PETER CONSTANTINE
    339 WEST 48TH STREET APT 4C
    NEW YORK,NY10036     		NONE NONE A TRANSLATION OF POPE JOAN AND OTHER WRITINGS BY EMMANUEL ROIDIS 13,500
    CARLOS DE LA TORRE
    PASAJE PANORAMA 101 Y BOSSANNO ED
    TORRES PANORAMICAS/APT 61 A
    QUITO    
    EC     		NONE NONE UNDERSTANDING POPULAR SUPPORT FOR RADICAL POPULIST REGIMES 23,000
    BLANE DE ST CROIX
    111 NORTH 10TH STREET
    BROOKLYN,NY11211     		NONE NONE LANDSCAPE SECTIONS, BORDERS 15,000
    HASIA DINER
    4 WASHINGTON SQUARE VILLAGE 8L
    NEW YORK,NY10012     		NONE NONE PEDDLERS: A NEW WORLD JEWISH HISTORY 22,000
    ANTHONY DOERR
    164 EAST HULLS RIDGE COURT
    BOISE,ID83702     		NONE NONE CIVILIZATION: A NOVEL 35,000
    C JOSH DONLAN
    PO BOX 1201
    MIDWAY,UT840491201     		NONE NONE BUILDING AN ENVIRONMENTAL SOCIAL NETWORK 11,700
    JILL DOWNEN
    377 N TAYLOR 3 SOUTH
    ST LOUIS,MO63108     		NONE NONE TEMPORAL BODIES: A TRANSFORMATION OF SITE AND FLESH 19,000
    CAROLYN DRAKE
    25 LAKESIDE DRIVE
    GREENBELT,MD20770     		NONE NONE PARADISE RIVERS 20,000
    JUDITH ELSEN
    UNIV-OREGON DPT OF BIOLOGY 1254
    UNIVERSITY OF OREGON
    EUGENE,OR974031254     		NONE NONE LEARNING THE ROLE OF RESIDENT MICROBES IN NERVOUS SYSTEM DEV. AND FUNCTION 16,500
    CAROLINE ELKINS
    HARVARD UN/CGIS SOUTH BLDG-432 1730
    CAMBRIDGE STREET
    CAMBRIDGE,MA02138     		NONE NONE TWILIGHT: THE END OF THE BRITISH EMPIRE AFTER THE SECOND WORLD WAR 33,000
    NORMAN ELLSTRAND
    3416 ELMWOOD DRIVE
    RIVERSIDE,CA925061231     		NONE NONE GENETICS, GENOMICS, AND THE MANY FACES OF HYBRIDIZATION 16,500
    BETSY ERKKILA
    1629 CENTRAL AVENUE
    WILMETTE,IL60091     		NONE NONE IMAGINING THE REVOLUTION: LITERATURE AND POLITICS IN INSURRECTIONARY AM. 33,000
    EDUARDO ESPINA
    1009 GLADE
    COLLEGE STATION,TX77840     		NONE NONE THE GREAT NORTH AMERICAN PAST 23,000
    ANGIE ESTES
    209 WEST CALIFORNIA AVENUE
    URBANA,IL61801     		NONE NONE SWAY: A FIFTH BOOK OF POEMS 26,700
    RITA FELSKI
    2285 OWENSVILLE ROAD
    CHARLOTTESVILLE,VA22901     		NONE NONE THE DEMON OF INTERPRETATION 19,800
    DALE FRAIL
    1234 CALLE DEL LAGO
    SOCORRO,NM87801     		NONE NONE FINDING THAT WHICH IS HIDDEN: PULSARS, BARYONS & FIRST GEN. OF STARS IN UNIV 23,300
    AMY FRANCESCHINI
    499 ALABAMA STREET 114
    SAN FRANCISCO,CA94110     		NONE NONE LOCAL LANDSCAPE CAMPUS 40,000
    KATHERINE FREEMAN
    538 WESTVIEW AVENUE
    STATE COLLEGE,PA16803     		NONE NONE PLANTS, WATER AND CLIMATE: IS THE PAST OUR FUTURE 22,000
    NELL FREUDENBERGER
    444 6TH STREET
    BROOKLYN,NY11215     		NONE NONE THE NEWLYWEDS 8,700
    MATTHEW GABEL
    6317 ALAMO AVENUE
    SAINT LOUIS,MO63105     		NONE NONE THE POLITICS OF SUPRANATIONAL LEGAL INTEGRATION IN THE EUROPEAN UNION 17,500
    TED GENOWAYS
    128 BENNINGTON ROAD
    CHARLOTTESVILLE,VA22901     		NONE NONE WALT WHITMAN AND THE CIVIL WAR 14,600
    SHARON GERSTEL
    1644 WEST 25TH STREET
    LOS ANGELES,CA90007     		NONE NONE THE LANDSCAPE OF THE VILLAGE: THE DEV. LIFE & SETTING OF THE LATE BYZ. PEAS. 33,000
    PINELOPI GOLDBERG
    40 WEST 77TH STREET 14B
    NEW YORK,NY10024     		NONE NONE ESTIMATING THE IMPACT OF TRADE ON PROD. AND GROWTH USING FIRM-LEVEL DATA 24,700
    SANDER GOLDBERG
    1406 SELBY AVENUE
    LOS ANGELES,CA90024     		NONE NONE REALITIES OF ROMAN PERFORMANCE 16,500
    GASTON GORDILLO
    UNI-BRIT COLUMBIA-DPT ANTH 6303 NW
    MARINE DRIVE
    VANCOUVER   V6T-1Z1
    CA     		NONE NONE SEDIMENTS OF HISTORY: RUINS OF MEMORIES OF THE CONQUEST OF THE GRAN CHACO 17,500
    PHILIP GOUREVITCH
    MACVITCH LIMITED 159 PROSPECT PLACE
    BROOKLYN,NY11238     		NONE NONE YOU HIDE THAT YOU HATE ME AND I HIDE THAT I KNOW: SURVIVAL IN RWANDA 14,600
    TERENCE GOWER
    465 WEST 23RD ST 4D
    NEW YORK,NY10011     		NONE NONE EMBASSY SERIES 21,500
    PAUL GRAHAM
    799 GREENWICH ST APT 6N
    NEW YORK,NY10014     		NONE NONE THE WHITENESS OF THE WHALE 25,000
    MARLON GRIFFITH
    ROYAL CASTLE HIRYU 201 2-19-20
    JOUSAI NISHI-KU NAGOYA-SHI
    AICHI   451-0031
    JA     		NONE NONE A WALK INTO THE NIGHT (TRINIDAD) 12,000
    JORGE GROSSMANN
    335 LINGERING LANE
    HENDERSON,NV89012     		NONE NONE MOVEMENTS (A QUINTET) AND NOCTURNE, FOR BARITONE, CELLO AND CONTRABASS 14,700
    MIGUEL GUTIERREZ
    210 HUMBOLDT ST 2
    BROOKLYN,NY11206     		NONE NONE UNTITLED NEW PROJECT 20,000
    MONICA HALLER
    3821 14TH AVENUE SOUTH
    MINNEAPOLIS,MN55407     		NONE NONE RECONTAIN: BOOKLETS WITH VETERANS (WORKING TITLE) 14,300
    BARBARA HAMBY
    1168 SEMINOLE DRIVE
    TALLAHASSEE,FL323014656     		NONE NONE ON THE STREET OF DIVINE LOVE: NEW AND SELECTED POEMS 12,700
    PAUL HARDING
    118 WEST MAIN STREET
    GEORGETOWN,MA01833     		NONE NONE ENON 18,700
    JONATHAN HARR
    58 LYMAN ROAD
    NORTHAMPTON,MA01060     		NONE NONE THE LIVES OF SAINTS (ALTERNATIVELY, THE BUREAU OF COMPETING SORROWS) 35,000
    LORENZO HARRIS
    1529 SOUTH 11TH STREET
    PHILADELPHIA,PA19147     		NONE NONE LEGENDS OF HIP HOP 20,000
    JOEL HARRISON
    10 SOUTH OXFORD ST APT 1
    BROOKLYN,NY11217     		NONE NONE TWO COMPOSITIONS 22,500
    MOLLY HASKELL
    19 EAST 88TH ST APT 11E
    NEW YORK,NY10128     		NONE NONE MY BROTHER / MY SISTER 14,600
    BERNARD HAYKEL
    PRINCETON UN-NEAR EAST STUDIES 110
    JONES HALL
    PRINCETON,NY08544     		NONE NONE A POLITICAL HISTORY OF SAUDI ARABIA 33,000
    BERNARD HERMAN
    116 EASTGREEN DRIVE
    CHAPEL HILL,NC27516     		NONE NONE TROUBLESOME THINGS IN THE BORDERLANDS OF CONTEMPORARY ART 33,000
    LINDA HESS
    1520 BLAKE STREET
    BERKELEY,CA94703     		NONE NONE BODIES OF SONG: KABIR ORAL TRADITIONS AND PERFORMATIVE WORLDS IN CEN. IND. 35,000
    DANIEL HEYMAN
    833 NORTH WOODSTOCK STREET
    PHILADELPHIA,PA19130     		NONE NONE RAPE ACROSS THE ARMY 15,800
    KATHRYN HIGH
    138 BALTIC STREET 4C
    BROOKLYN,NY11201     		NONE NONE VAMPIRE STUDIES GROUP 17,500
    CYNTHIA HOPKINS
    85 SOUTH 6TH STREET
    BROOKLYN,NY11211     		NONE NONE THE TRUTH: A TRAGEDY 25,000
    HOLLY HUGHES
    216 BUCHOLZ COURT
    ANN ARBOR,MI48103     		NONE NONE LET THEM EAT CAKE 17,500
    PETR JANATA
    CENTER FOR MIND AND BRAIN 267
    COSTEAU PLACE
    DAVIS,CA95618     		NONE NONE MUSIC, MEMORIES, AND THE BRAIN 35,000
    MYRIAM JIMENO
    AK 20 86-30 APTO 301
    BOGOTA   0057
    CO     		NONE NONE CIUDADANIAS EN EL LIMITE: EL CASO DE KITEK KIWE EN EL CAUCA 10,000
    WALTER JOHNSON
    HARVARD UN-HISTORY DP/CGIS SO 1730
    CAMBRIDGE STREET
    CAMBRIDGE,MA02138     		NONE NONE RIVER OF DARK DREAMS: SLAVERY, CAPITALISM, AND IMPERIALISM IN MISSISSIPPI 33,000
    ROSEMARY JOYCE
    2679 SIMAS AVENUE
    PINOLE,CA94654     		NONE NONE MATERIALITY AND HISTORY: AN ARCHAEOLOGICAL APPROACH 13,700
    PIETER JUDSON
    SWARTHMORE COLLEGE DEPT OF
    HISTORY-500 COLLEGE AVENUE
    SWARTHMORE,PA19081     		NONE NONE EVERYDAY EMPIRE: A NEW HISTORY OF HABSBURG CENTRAL EUROPE 1780-1948 33,000
    JOSHUA KATZ
    PRINCETON UN-DPT-CLASSICS 141 EAST
    PYNE BUILDING
    PRINCETON,NJ08544     		NONE NONE "WORDPLAY: A CHAPTER IN THE HISTORY OF IDEAS" 16,500
    MARK KILSTOFTE
    134 LAKECREST DRIVE
    GREENVILLE,SC29609     		NONE NONE ORCHESTRAL SONGS: "WHITE ALBUM" / CHAMBER OPERA: IBSEN'S "BRAND" 23,300
    JIN HI KIM
    1042 BROAD ST STUDIO 504
    BRIDGEPORT,CT06604     		NONE NONE KOMUNGO MEDITATION 20,800
    JUNHYONG KIM
    UN-PENNSYLVANIA DPT-BIOLOGY 415 S
    UNIVERSITY AVENUE
    PHILADELPHIA,PA19104     		NONE NONE GENOME-SCALE HIGHER ORDER EVOLUTION 32,000
    MARI KIMURA
    145 WEST 79TH ST APT 5B
    NEW YORK,NY10024     		NONE NONE EXTRACTING HUMAN EXPRESSION FROM BOWING DATA: INT. COMP. WITH AUG. VIOLIN 25,300
    JEFFREY KINKLEY
    226 RIVER ROAD
    MILLINGTON,NJ07946     		NONE NONE MOVING BACKWARD: THE DYSTOPIAN IMAGINATION OF CHINA'S AVANT-GARDE 16,500
    IGOR KLEBANOV
    14 WILLOW STREET
    PRINCETON,NJ08542     		NONE NONE QUANTUM FIELD THEORIES AS CURVED SPACETIMES 32,000
    HERBERT KOHL
    40561 EUREKA HILL ROAD
    POINT ARENA,CA95468     		NONE NONE CONTINUITY AND CHANGE IN MORAL DEVELOPMENT 17,500
    ELIZABETH KOLBERT
    326 OBLONG ROAD
    WILLIAMSTOWN,MA01267     		NONE NONE A HISTORY OF LOSS 14,600
    TAMARA KOSTIANOVSKY
    14 CLIFFORD PLACE APT 2L
    BROOKLYN,NY11222     		NONE NONE THE ARCHITECTURE OF VIOLENCE 11,000
    LADISLAV KUBIK
    2305 HAMPSHIRE WAY
    TALLAHASSEE,FL323093106     		NONE NONE CONCERTO NO.3 FOR PIANO, ORCHESTRA, AND ELECTRONICS 14,600
    THOMAS KUEHNE
    950 MAIN STREET
    WORCESTER,MA01610     		NONE NONE STRUGGLING FOR BEAUTY: BODY AESTHETICS AND SOCIAL CONFLICT IN MODERN HISTORY 23,300
    GERALD KUTCHER
    PO BOX 6000
    BINGHAMTON,NY139026000     		NONE NONE HIGH EXPECTATIONS: A HISTORY OF CANCER THERAPIES 35,000
    FRANZISKA LAMPRECHT
    50-15 39TH STREET 3H
    SUNNYSIDE,NY11104     		NONE NONE OPEN SOURCE GRABELAND 12,000
    VICTOR LAVALLE
    804 WEST 180TH STREET 33
    NEW YORK,NY10033     		NONE NONE THE BLUE HOUSE 17,500
    GREGORY LEVINE
    111 RAMONA AVENUE
    EL CERRITO,CA94530     		NONE NONE SCULPTURAL FRAGMENTS IN DEVOTIONAL AND MODERN-CONTEMPORARY IMAGINATIONS 17,500
    LAURENT LOINARD
    UNIVERSITE LAVAL 1045 AVENUE DE LA
    MEDECINE
    QUEBEC   G1V 0A6
    CA     		NONE NONE THE SPACE DISTRIBUTION OF NEARBY STAR-FORMATION 9,600
    HUGO LUJAN
    UN-CATOLICA CORDOBA/BIOCH/MOLEBIO
    JACINTO RIOS 571 GENERAL PAZ
    CORDOBA   X5004ASK
    AR     		NONE NONE DEVELOPMENT OF A VACCINE AGAINST GIARDIA LAMBLIA 9,600
    MARY LUM
    243 UNION STREET 403
    NORTH ADAMS,MA01247     		NONE NONE TRACING THE CITY 26,000
    JIM LUTES
    333 ADDISON RD
    RIVERSIDE,IL60546     		NONE NONE INCONVENIENT STORIES OF YORE 23,300
    PATRICK LYNETT
    TEXAS AM UN DPT CIVIL ENG CE/TTI MS
    3136
    COLLEGE STATION,TX778433136     		NONE NONE WIND OVER WAVES OVER SURGE OVER SAND: WHEN HURRICANES HIT THE COAST 14,600
    SILVIA MALAGRINO
    2325 WEST FARWELL AVE APT 2N
    CHICAGO,IL60645     		NONE NONE CREATION OF NEW WORK 20,400
    CAMERON MARTIN
    422 STATE STREET 12
    BROOKLYN,NY11217     		NONE NONE PLAN FOR CAMERON MARTIN 15,000
    ADELINE MASQUELIER
    TULANE UN DPT ANTHRO 7041 FRERET
    STREET
    NEW ORLEANS,LA701185549     		NONE NONE NEGOTIATING FUTURES: YOUTH, ISLAM, AND GLOBALIZATION IN NIGER 17,500
    TOMOKO MASUZAWA
    3995 PENBERTON DRIVE
    ANN ARBOR,MI48105     		NONE NONE PROMISE OF THE SECULAR: WILLIAM ROBERTSON SMITH & HIST. CONS. OF BIB. STUD. 33,000
    RICHARD MAXWELL
    400 WEST 43RD ST 27N
    NEW YORK,NY10036     		NONE NONE BALLET AND NEUTRAL HERO 13,300
    VAN MCELWEE
    645 CRAIGSWOODS DRIVE
    ST LOUIS,MO63122     		NONE NONE HALF-REAL 14,600
    LAWRENCE MCFARLAND
    1702 RAVEY STREET
    AUSTIN,TX787044927     		NONE NONE HIGH PLAINS REVISITED 17,500
    MICHAEL MCKEAN
    1916 MONTAIGNE DRIVE
    RICHMOND,VA23235     		NONE NONE NEW WORK 22,200
    LOUISE MCREYNOLDS
    105 PRIESTLY CREEK DRIVE
    CHAPEL HILL,NC27614     		NONE NONE MURDER MOST RUSSIAN: TRUE CRIME AND PUNISHMENT IN LATE IMPERIAL RUSSIA 16,500
    ANNE MENDELSON
    9060 PALISADES AVENUE
    NORTH BERGEN,NJ07047     		NONE NONE THE CHINESE DIASPORA AND AMERICAN CULINARY HISTORY 14,600
    ZOILA MENDOZA
    1528 SANTA ROSA STREET
    DAVIS,CA95616     		NONE NONE PILGRIMAGE, MUSIC AND DANCE AMONG QUECHUA-SPEAKING PEOPLE 11,000
    MICHAEL MEYER
    5920 WOLFBERRY LANE
    GOLDEN VALLEY,MN55422     		NONE NONE IN MANCHURIA 14,600
    PAULA MICHAELS
    106 HANFORD ROAD
    CHAPEL HILL,NC27516     		NONE NONE LAMAZE: AN INTERNATIONAL HISTORY 33,000
    MARGARET MITCHELL
    UN-CHICAGO DIVINITY SCHOOL SWIFT
    HALL 1025 E 58TH ST
    CHICAGO,IL60637     		NONE NONE PREACHING PAUL IN THE LATE ANTIQUE CITY 32,000
    TOMASZ MROWKA
    MIT DPT MATH BLDG 2 RM 367 77
    MASSACHUSETTS AVENUE
    CAMBRIDGE,MA02139     		NONE NONE GAUGE THEORY AND LOW DIMENSIONAL TOPOLOGY 33,000
    MAGGIE NELSON
    839 NORTH AVENUE 64
    LOS ANGELES,CA900421413     		NONE NONE THE ART OF CRUELTY 38,000
    MARK NOWAK
    104 CHESTNUT LANE
    QUEENSTOWN,MD21658     		NONE NONE GENERAL DOLLAR: POEMS 19,000
    SEUNG-AH OH
    171 ELM STREET
    OBERLIN,OH44074     		NONE NONE NEW WORKS FOR CME, ICE, MR. AGI AND MR. LIPPEL 26,200
    HELEN OLEARY
    133 EAST PARK AVENUE
    STATE COLLEGE,PA16803     		NONE NONE THINGS YOU DO 14,600
    JOSEPH O'NEILL
    348 WEST 38TH STREET APT 10D
    NEW YORK,NY10018     		NONE NONE DUBAI: A NOVEL 26,200
    CARMEN OQUENDO-VILLAR
    CALLE 2 A-39 TINTILLO
    GUAYNABO,PR00966     		NONE NONE DIANA DE SANTA FE 22,000
    LOTHAR OSTERBURG
    226 14TH STREET
    BROOKLYN,NY11215     		NONE NONE IMAGINING NEW YORK 26,700
    PHILIP PETTIT
    PRINCETON UN-CTR HUMAN VALUES
    WASHINGTON RD
    PRINCETON,NJ08544     		NONE NONE A CIVIC REPUBLICAN THEORY OF DEMOCRACY 32,000
    PATRICK PHILLIPS
    275 CLINTON AVENUE 1-2
    BROOKLYN,NY11205     		NONE NONE THE HOUSE WITHOUT YOU 26,200
    SIMONE PINET
    230 HIGHGATE ROAD
    ITHACA,NY14850     		NONE NONE CARTOGRAPHIC CULTURE IN THIRTEENTH-CENTURY CASTILE 11,000
    MARIANO BEN PLOTKIN
    IDES ARAOZ 2838
    BUENOS AIRES   C1425DGT
    AR     		NONE NONE THE DIFFUSION OF PSYCHOANALYSIS AND POLITICAL AUTHORITARIANISM IN LATIN AM. 11,000
    DAVID RHODES
    E18836 HAVLIK ROAD
    WONEWOC,WI53968     		NONE NONE DAUGHTERS OF INSPIRATION 20,800
    FRANCES ROSENBLUTH
    49 DEEPWOOD DRIVE
    HAMDEN,CT06517     		NONE NONE REAL EQUALITY: ASSESSING ALTERNATIVE PATHS TO GENDER PARITY 13,300
    J ROSSER
    12750 RICH LANE
    ATHENS,OH45701     		NONE NONE CREATIVE WRITING 19,400
    SARAH RUDEN
    DEPT OF CLASSICS-128 DOWNEY HOUSE
    WESLEYAN UNIV-294 HIGH STREET
    MIDDLETOWN,CT064590413     		NONE NONE THREE GREEK TRAGEDIES 20,800
    CARL SAFINA
    BLUE OCEAN INSTITUTE 250 LAWRENCE
    HILL RD
    COLD SPRING HARBOR,NY11724     		NONE NONE NARRATIVE NONFICTION: NATURE, RELIGION, ECONOMICS, ETHICS 18,700
    ALEJANDRO SCHNIDER
    FUNDACION INSTITUTO LELOIR AV
    PATRICIAS ARGENTINAS 435
    BUENOS AIRES   1405
    AR     		NONE NONE ADULT NEUROGENESIS AS A STRATEGY TO UNDERSTAND NEURODEGENERATION 14,700
    SUSAN SCHULTEN
    UN DENVER DPT HISTORY STURM HALL
    2000 EAST ASBURY
    DENVER,CO80208     		NONE NONE A NATION IN TIME AND SPACE 20,400
    MICHAEL SCHULTZ
    10662 UNION STAR CHURCH RD
    WEST FORK,AR72774     		NONE NONE FOUNDRY WORK II 18,700
    CHARLOTTE SCHULTZ
    19 EAST WILLOW STREET
    BEACON,NY12508     		NONE NONE THE FOLDS IN OUR SCREENS 20,000
    CHRISTINE SCHUTT
    51 EAST 90TH STREET
    NEW YORK,NY10128     		NONE NONE HOUSE WITH NAMES, A NOVEL 17,500
    SALVATORE SCIBONA
    4 BREWSTER STREET 8
    PROVINCETOWN,MA02657     		NONE NONE THE ICE GARDEN 35,000
    ELIZABETH SEARS
    UN-MICHIGAN 110 TAPPAN HALL 855 SO
    UNIVERSITY AVE
    ANN ARBOR,MI481091357     		NONE NONE WARBURG CIRCLES: TOWARDS A CULTURAL HISTORICAL HISTORY OF ART, 1929-1964 17,500
    NADRIAN SEEMAN
    3 WASHINGTON SQ VILLAGE APT 17E
    NEW YORK,NY10012     		NONE NONE STRUCTURAL DNA NANOTECHNOLOGY 18,300
    RICHARD SERRANO
    204 WEST 103RD ST APT9
    NEW YORK,NY10025     		NONE NONE QUR'AN AND THE LYRIC IMPERATIVE 18,000
    NANCY SHAVER
    PO BOX 205
    JEFFERSON,NY12093     		NONE NONE ART, LIFE, AND COMMERCE 19,000
    KERRY SHAW
    DPT NEUROBIO BEHAVIOR CORNELL UN
    TOWER ROAD
    ITHACA,NY14853     		NONE NONE AXES OF DIFFERENTIATION AND THE ORIGIN OF SPECIES 33,000
    MARY SHERIFF
    810 OLD MILL ROAD
    CHAPEL HILL,NC27514     		NONE NONE ENCHANTED ISLANDS: PICTURING THE ALLURE OF CONQUEST IN 18TH CENT. FRANCE 33,000
    CAROL SILVERMAN
    3150 PORTLAND STREET
    EUGENE,OR97405     		NONE NONE GLOBAL GYPSY: REPRESENTATION, APPROPRIATION, AND ROMA IN WORLD MUSIC 35,000
    EDWARD SIMON
    1750 N SPARKMAN AVE
    ORANGE CITY,FL32763     		NONE NONE WORKS FOR STRINGS 18,700
    ADAM SMITH
    23 HUNTER LANE
    ITHACA,NY14850     		NONE NONE THE POLITICAL MACHINE: AFFECTS, OBJECTS, AND PUBLICS FROM ANCIENT TO MODERN 14,600
    HYONGSOK SOH
    1182 VIA BOLANZO
    SANTA BARBARA,CA93106     		NONE NONE DIRECTED EVOLUTION OF COMPLEX MOLECULAR FUNCTIONS 33,000
    DAWN SONG
    COMP SCI DIV 675 SODA HALL
    UN-CALIFORNIA BERKELEY
    BERKELEY,CA947201776     		NONE NONE SAFE PATCHES AND APPLICATIONS TO SECURE MEDICAL DEVICES 11,000
    SARAH STANBURY
    14 ARNOLD STREET
    PROVIDENCE,RI02906     		NONE NONE CREOLE THINGS FROM CHAUCER TO LYDGATE 33,000
    DAVID STOREY
    134 WEST BROADWAY
    NEW YORK,NY10013     		NONE NONE PAINTING 25,300
    WINNIFRED SULLIVAN
    5555 S EVERETT AVE APT A1-2
    CHICAGO,IL60637     		NONE NONE SPIRITUAL GOVERNANCE: THE NEW ESTABLISHMENT OF RELIGION 16,000
    STEVEN TAKASUGI
    31 LARCH ROAD
    WABAN,MA02468     		NONE NONE A VIRTUAL STRING QUARTET 12,700
    GORDON TESKEY
    98 ERIE STREET 2
    CAMBRIDGE,MA02139     		NONE NONE MYTH AND METAPHYSICS IN EARLY MODERN POETRY, 1590-1674 16,500
    MORGAN THORSON
    3112 10TH AVENUE SOUTH
    MINNEAPOLIS,MN55407     		NONE NONE GRID/FAT (WORKING TITLE) 17,500
    RICHARD TILLINGHAST
    GLENASKEOGH-NINE MILE HOUSE
    CARRICK-ON-SUIR-TIPPERARY
    EI     		NONE NONE TO START A NEW BOOK OF POEMS 25,000
    ALEXANDER TODOROV
    PRINCETON UN/DPT PSYCHOLOGY GREEN
    HALL
    PRINCETON,NJ08540     		NONE NONE FOOLED BY FIRST IMPRESSIONS: THE INORDINATE INFLUENCE OF FIRST IMP. ON DEC. 16,500
    CAMILLA TOWNSEND
    122 NORTH 6TH AVENUE
    HIGHLAND PARK,NJ08904     		NONE NONE NATIVE HISTORY FOR NATIVES: THE EVOLVING NAHUA TRADITION 36,000
    PETER TRACHTENBERG
    18 BROADWAY
    TIVOLI,NY12583     		NONE NONE ON RUIN: GOING BROKE IN AMERICA 15,000
    MONIQUE TRUONG
    535 CLINTON STREET 1B
    BROOKLYN,NY11231     		NONE NONE HISORICAL NOVEL BASED ON LIFE OF LAFCADIO HEARN (1850-1904) 15,000
    ANNA TSING
    237 DICKENS WAY
    SANTA CRUZ,CA95064     		NONE NONE ON THE CIRCULATION OF SPECIES 24,700
    LEA VANDERVELDE
    914 HIGHWOOD STREET
    IOWA CITY,IA52246     		NONE NONE SLAVERY AND FREEDOM IN THE LAW OF THE AMERICAN FRONTIER: 1818-1857 36,000
    DAVID VAN TAYLOR
    C/O LUMIERE PRODUCTIONS INC 26 WEST
    17TH ST SUITE 803
    NEW YORK,NY10011     		NONE NONE THE DEER HUNTER 15,800
    R WALLACE
    UNIV OF CALIFORNIA 314 MOSES HALL
    MC 2
    BERKELEY,CA947202390     		NONE NONE THE MORAL NEXUS 16,500
    LAURA WALLS
    UNIVERSITY OF SOUTH CAROLINA 6486
    BRIDGEWOOD DRIVE
    COLUMBIA,SC29206     		NONE NONE WRITING THE COSMOS: THE LIFE OF HENRY DAVID THOREAU 19,200
    TANDY WARNOW
    1734 BEN CRENSHAW WAY
    AUSTIN,TX78746     		NONE NONE NEW PROBLEMS IN EVOLUTIONARY ESTIMATION 33,000
    JAMES WHITMAN
    215 W 78TH ST APT 10A/B
    NEW YORK,NY10024     		NONE NONE THE VERDICT OF BATTLE 24,000
    JOHN WITT
    175 BISHOP STREET
    NEW HAVEN,CT06511     		NONE NONE THE LAW OF WAR IN AMERICA 32,000
    MATT WOLF
    402 GRAHAM AVE PMB 134
    BROOKLYN,NY11211     		NONE NONE TEENAGE: A PREHISTORY OF YOUTH 20,000
    SHUHAI XAO
    VIRGINIA TECH/ DPT GEOSCIENCES 4044
    DERRING HALL
    BLACKSBURG,VA24061     		NONE NONE AN INTEGRATED STUDY OF EDIACARAN GEO. AND PAL. IN ARCTIC SIB. & S. CHINA 19,200
    YUNXIANG YAN
    10526 TENNESSEE AVE
    LOS ANGELES,CA900642328     		NONE NONE THE INDIVIDUAL AND MORAL CHANGES IN CHINA, 1978-2008 16,500
    PAVEL ZUSTIAK
    875 WEST 181ST STREET APT 5H
    NEW YORK,NY10033     		NONE NONE THE PAINTED BIRD 37,500
    Total ..................................bullet 3b 4,181,950
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 1,752,968  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 3,980,401  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aOTHER INVESTMENT INCOME     14 3,655  
    bUNRELATED BUSINESS INCOME (LOSS) PASSED THROUGH FROM LIMITED PARTNERSHIPS 900000 -42,821      
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -42,821 5,737,024 0
    13Total. Add line 12, columns (b), (d), and (e)...................
    135,694,203
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash....................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements............................
    1b(4)
     
    No
    (5) Loans or loan guarantees..............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2010)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    OMB No. 1545-0047
    2010
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
     
    Employer identification number

    13-5673173
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule—
    Special Rules
    ......................... Arrow Bullet   $    
    Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990, or check the box in the heading of its
    Form 990-EZ, or on line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2010)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
    Page 1 of 3 of Part I
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part I
    Contributors (see Instructions)
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    1
     
     

    A ALEX PORTER    
    110 EAST 57TH STREET
       
    NEW YORK, NY   10022

    		$75,386




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    2
     
     

    DOROTHY GOLDMAN    
    1070 PARK AVENUE PENTHOUSE EAST
       
    NEW YORK, NY   10128

    		$150,000




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    3
     
     

    EDWARD T CONE FOUNDATION    
    18 COLLEGE ROAD WEST
       
    PRINCETON, NJ   08540

    		$5,000




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    4
     
     

    ESTATE OF MARY HENLE    
    801 OLD LANCASTER ROAD
       
    BRYN MAWR, PA   19010

    		$232,783




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    5
     
     

    JOSEPH RICE    
    15 ROSE LANE
       
    CHAPPAQUA, NY   10514

    		$50,041




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    6
     
     

    THE AARON COPLAND FUND FOR MUSIC    
    254 WEST 31ST STREET 15TH FLOOR
       
    NEW YORK, NY   10001

    		$20,000




    (Complete Part II if there is
    a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
    Page 2 of 3 of Part I
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part I
    Contributors (see Instructions)
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    7
     
     

    THE WINSTON FOUNDATION    
    1285 AVENUE OF THE AMERICAS
       
    NEW YORK, NY   10019

    		$20,000




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    8
     
     

    WW NORTON COMPANY INC ROBERT ADAMS    
    500 FIFTH AVE
       
    NEW YORK, NY   10110

    		$21,433




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    9
     
     

    MAXINE SEMMEL    
    PO BOX 1162
       
    STONY BROOK, NY   11790

    		$10,000




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    10
     
     

    H ALLEN BROOKS    
    80 LYME ROAD APT 373
       
    HANOVER, NH   03755

    		$10,335




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    11
     
     

    ESTATE OF CARL GANS    
    C/O LEO GANS EXECUTOR 1044 EAST LAW
       
    TEANECK, NJ   07666

    		$100,000




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    12
     
     

    AI OGAWA    
    2029 WEST SHERWOOD AVENUE
       
    STILLWATER, OK   74074

    		$8,426




    (Complete Part II if there is
    a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
    Page 3 of 3 of Part I
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part I
    Contributors (see Instructions)
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    13
     
     

    ROGER D ABRAHAMS    
    1648 CHATTIN ROAD
       
    LAVEROCK, PA   19038

    		$5,000




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    14
     
     

    THOMAS KAILATH    
    1024 CATHCART WAY
       
    STANFORD, CA   94305

    		$5,000




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is
    a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
    Page 1 of 1 of Part II
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part II
    Noncash Property (see Instructions)
    		     
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 2,770 SHARES OF BIOMARIN PHARMACEUTICAL INC.   $75,386 2010-12-10
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    5
    		 1,772 SHARES OF THE BANK OF NEW YORK MELLON CORPORATION   $50,041 2010-12-09
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
    Page 1 of 1 of Part III
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    aggregating more than $1,000 for the year. (Complete columns (a) through (e) and the following line entry.)
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2010 AccountingFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDIT & TAXES 30,591 13,766   16,325

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2010 DepreciationSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    COMPUTER EQUIPMENT 2005-01-01 205,214 124,679 SL 3.000000000000 48,843 0    
    OFFICE EQUIPMENT 2005-01-01 39,513 31,753 SL 5.000000000000 3,103 0    
    LEASEHOLD IMPROVEMENTS 2008-07-01 506,057 133,585 SL 7.000000000000 72,294 0    
    OFFICE FURNITURE 2008-07-01 66,816 18,414 SL 5.000000000000 9,545 0    
    WEBSITE DEVELOPMENT 2008-07-01 493,300 72,398 SL 3.000000000000 121,698 0    

    TY 2010 InvestmentsCorpBondsSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS 9,084,225 9,084,225

    TY 2010 InvestmentsGovtObligationsSch
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    US Government Securities - End of Year Book Value:

    27,336,348
    US Government Securities - End of Year Fair Market Value:

    27,336,348
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2010 InvestmentsOtherSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SHORT-TERM INVESTMENTS FMV 19,322,296 19,322,296
    AMERICAN SECURITIES PARTNERS III FMV 2,913,824 2,913,824
    DAVIDSON KEMPNER DISTRESSED OPPO INTL LTD FMV 14,595,729 14,595,729
    GOLDMAN SACHS MEZZANINE PARTNERS FMV 1,353,150 1,353,150
    GS INTRASTRUCTURE PARTNERS I FMV 4,779,814 4,779,814
    HHR ATLAS FUND FMV 12,889,621 12,889,621
    KING STREET CAPITAL, LTD. FMV 16,774,634 16,774,634
    MATTERHORN OFFSHORE FUND LTD. FMV 6,363,568 6,363,568
    MILLENNIUM TECH VALUE PARTNERS, LLP FMV 1,204,567 1,204,567
    KEYWISE GREATER CHINA FUND FMV 5,181,937 5,181,937
    ODYSSEY INVESTMENT PARTNERS FUND III FMV 3,183,890 3,183,890
    OWL CREEK OVERSEAS FUND FMV 17,949,608 17,949,608
    PARA INTERNATIONAL FUND LTD FMV 11,929,096 11,929,096
    ROCKEFELLER ACCESS FUND 06-I, LLC FMV 2,107,457 2,107,457
    GOLDMAN SACHS MEZZANINE V FUND FMV 1,387,678 1,387,678
    BOSTWICK COMPOUND OFFSHORE, LTD. FMV 9,881,158 9,881,158
    SCOGGIN OVERSEAS FUND, LTD. FMV 11,672,528 11,672,528
    ARCHSTONE OFFSHORE FUND, LTD. FMV 9,830,419 9,830,419
    GS VINTAGE FUND V OFFSHORE FMV 2,635,323 2,635,323
    AMERICAN SECURITIES PARTNERS V FMV 3,984,560 3,984,560
    GS RE MEZZ PARTNERS OFFSHORE FMV 839,059 839,059
    PAULSON ADVANTAGE PLUS FMV 11,677,995 11,677,995
    ODYSSEY INVESTMENT PARTNERS FUND IV FMV 1,828,089 1,828,089
    SPH PARTNERS (STEEL) FMV 7,225,779 7,225,779
    PAULSON ADVANTAGE PLUS - GOLD EX FMV 4,350,662 4,350,662
    PAULSON CREDIT OPPORTUNITY FMV 5,077,572 5,077,572
    PAULSON CREDIT OPPORTUNITY - GOLD FMV 1,896,985 1,896,985
    PAULSON RECOVERY FUND, LTD. FMV 5,052,408 5,052,408
    PAULSON RECOVERY FUND, LTD. - GOLD FMV 1,876,295 1,876,295
    PAULSON RE RECOVERY LP FMV 2,533,901 2,533,901
    TONTINE CAPITAL PARTNERS II FMV 2,229,312 2,229,312
    BUCKINGHAM RAF INT'L FMV 5,190,956 5,190,956
    RUSSIAN PROSPERITY FUND FMV 7,018,161 7,018,161

    TY 2010 LandEtcSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    COMPUTER EQUIPMENT 205,214 173,522 31,692 0
    OFFICE EQUIPMENT 39,513 34,856 4,657 0
    LEASEHOLD IMPROVEMENTS 506,057 205,879 300,178 0
    OFFICE FURNITURE 66,816 27,959 38,857 0
    WEBSITE DEVELOPMENT 493,300 194,096 299,204 0


    TY 2010 LegalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 15,146 0   6,638


    TY 2010 OtherAssetsSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INVESTMENT INCOME RECEIVABLE 255,522 124,845 124,845
    PREPAID FEDERAL EXCISE TAX 113,110 219,315 219,315
    DUE FROM BROKERS 0 5,756,653 5,756,653


    TY 2010 OtherDecreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Amount
    DEFERRED FEDERAL EXCISE TAX EXPENSE 403,139
    NON TAXABLE INCOME PER K-1'S FROM PARTNERSHIPS 210,334


    TY 2010 OtherExpensesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OFFICE EQUIPMENT 232,507 11,625   222,378
    TELEPHONE 15,759 1,743   14,016
    POSTAGE, STATIONARY, & SUPPLIES 45,983 0   45,983
    INSURANCE 26,985 2,985   24,000
    MISCELLANEOUS 80,527 0   77,148
    ANNUITY PAYMENTS 7,972 0   7,972
    OTHER DEDUCTIONS RELATED TO PORTFOLIO INCOME PER K-1'S 1,220,887 1,220,887   0
    PENSION AND POSTRETIREMENT BENEFIT CHANGES OTHER THAN PERIODIC BENEFIT COSTS -285,989 -31,590   0
    ORDINARY AND OTHER LOSS PASSTHROUGH FROM LPS PER K-1'S 1,916 1,916   0


    TY 2010 OtherIncomeSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INVESTMENT INCOME 3,655 3,655 3,655
    UNRELATED BUSINESS INCOME (LOSS) PASSED THROUGH FROM LIMITED PARTNERSHIPS -42,821   -42,821


    TY 2010 OtherIncreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Amount
    UNREALIZED APPRECIATION IN MARKET VALUE OF INVESTMENTS 20,156,901
    RECOVERY OF RESERVE FOR IMPAIRED INVESTMENT 193,105


    TY 2010 OtherLiabilitiesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED EXCISE TAX LIABILITY 426,033 829,172
    ACCUMULATED POSTRETIREMENT BENEFIT OBLIGATION 5,730,655 6,246,161
    DEFERRED LEASE INCENTIVE 310,714 259,171
    PENSION ACCOUNT LIABILITY 634,797 501,487
    DUE TO BROKER 1,494,247 858,853


    TY 2010 OtherProfessionalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT CUSTODY FEES 106,934 106,934   0
    ACTUARY FEES 6,361 704   2,296
    OTHER FEES 1,912 0   1,912


    TY 2010 TaxesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 4,795 0   0
    NYS UNRELATED BUSINESS INCOME TAX 250 0   0
    FOREIGN TAX EXPENSE 1,137 1,137   0