Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2010
For calendar year 2010, or tax year beginning 01-01-2010 , and ending 12-31-2010
G
Check all that apply:
Name of foundation
OPPENHEIMER & HAAS FDN P61291004
 

Number and street (or P.O. box number if mail is not delivered to street address)JPMORGAN CHASE BANK PO BOX 3038   Room/suite
City or town, state, and ZIP code
MILWAUKEE, WI53201
A Employer identification number

13-6013101
B Telephone number (see page 10 of the instructions)

(414) 977-1210
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$16,893,935J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 211 211  
4 Dividends and interest from securities...... 332,927 332,653  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 911,650
b Gross sales price for all assets on line 6a 7,003,261
7 Capital gain net income (from Part IV, line 2)... 911,650
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,244,788 1,244,514  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 144,737 72,368   72,369
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 5,532 4,766   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 750 0   750
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 151,019 77,134   73,119
25 Contributions, gifts, grants paid........ 650,000 650,000
26 Total expenses and disbursements. Add lines 24 and 25 801,019 77,134   723,119
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 443,769
b Net investment income (if negative, enter -0-) 1,167,380
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2010)
Form 990-PF (2010)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 52,179 134,640 134,640
2 Savings and temporary cash investments.......... 806,475 152,528 152,528
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 7,477,763 Click to see attachment9,658,893 11,827,068
c Investments—corporate bonds (attach schedule)........ 4,318,786 Click to see attachment4,556,429 4,779,699
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment1,395,488 Click to see attachment0 Click to see attachment0
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 14,050,691 14,502,490 16,893,935
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 14,050,691 14,502,490
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 14,050,691 14,502,490
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 14,050,691 14,502,490
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 14,050,691
2 Enter amount from Part I, line 27a...................... 2 443,769
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 8,031
4 Add lines 1, 2, and 3.......................... 4 14,502,491
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 1
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.. 6 14,502,490
Form 990-PF (2010)
Form 990-PF (2010)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b CAPITAL GAINS DIVIDENDS P    
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 6,999,161   6,091,611 907,550
b 4,100     4,100
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       907,550
b       4,100
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 911,650
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2009 831,071 14,269,640 0.058241
2008 1,017,414 17,079,466 0.059569
2007 906,026 20,221,716 0.044805
2006 912,548 19,114,975 0.047740
2005 827,222 18,170,318 0.045526
2 Total of line 1, column (d) ...................... 2 0.255881
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.051176
4 Enter the net value of noncharitable-use assets for 2010 from Part X, line 5..... 4 15,707,508
5 Multiply line 4 by line 3....................... 5 803,847
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 11,674
7 Add lines 5 and 6......................... 7 815,521
8 Enter qualifying distributions from Part XII, line 4.............. 8 723,119
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2010)
Form 990-PF (2010)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 23,348
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 23,348
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 23,348
6 Credits/Payments:
a 2010 estimated tax payments and 2009 overpayment credited to 2010 6a 2,920
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,920
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 20,428
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2011 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?.............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletNY
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2010 or the taxable year beginning in 2010 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV...........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJPMORGAN CHASE BANK NA Telephone no.bullet (212) 648-1472
    Located atbullet245 PARK AVENUENEW YORKNY ZIP+4bullet10167
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2010?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2010, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2010?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2010 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2010.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2010?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JPMORGAN CHASE BANK NA TRUSTEE
    2.00     		144,737 0 0
    PO BOX 3038
    MILWAUKEE,WI53201
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 N/A 0
    2  
    3  
    4  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A 0
    2  
    All other program-related investments. See page 24 of the instructions.
    3 Click to see attachment 0
    Total. Add lines 1 through 3...........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    15,311,395
    b
    Average of monthly cash balances.......................
    1b
    635,314
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    15,946,709
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) ..............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d..........................
    3
    15,946,709
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ............................
    4
    239,201
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    15,707,508
    6
    Minimum investment return. Enter 5% of line 5...................
    6
    785,375
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    785,375
    2a
    Tax on investment income for 2010 from Part VI, line 5......
    2a
    23,348
    b
    Income tax for 2010. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    23,348
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    762,027
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4.............................
    5
    762,027
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1.................................
    7
    762,027
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    723,119
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes................................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    723,119
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4...............
    6
    723,119
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2009     		(c)
    2009     		(d)
    2010
    1 Distributable amount for 2010 from Part XI, line 7 762,027
    2 Undistributed income, if any, as of the end of 2010:
    a Enter amount for 2009 only....... 647,836
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2010:
    a From 2005.......  
    b From 2006.......  
    c From 2007.......  
    d From 2008.......  
    e From 2009.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2010 from Part
    XII, line 4: bullet$ 723,119
    a Applied to 2009, but not more than line 2a 647,836
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2010 distributable amount..... 75,283
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2010. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2009. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2010. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		686,744
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2005 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2011.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2006....  
    b Excess from 2007....  
    c Excess from 2008....  
    d Excess from 2009....  
    e Excess from 2010....  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2010, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2010 (b) 2009 (c) 2008 (d) 2007
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    92ND STREET YOUNG MEN'S & YOUNG WOMEN'S HEBREW ASSOC
    1895 LEXINGTON AVENUE
    NEW YORK,NY10128     		NONE PUBLIC CHARITY PROGRAM SUPPORT 25,000
    ARTHRITIS FOUNDATION NEW YORK CHAPTER
    122 EAST 42ND STREET 18TH FLOOR
    NEW YORK,NY101681898     		NONE PUBLIC CHARITY PROGRAM SUPPORT 10,000
    CANCER CARE INC
    275 SEVENTH AVENUE
    NEW YORK,NY10001     		NONE PUBLIC CHARITY PROGRAM SUPPORT 110,000
    CHAI LIFELINE
    151 W 30TH STREET
    NEW YORK,NY10001     		NONE PUBLIC CHARITY PROGRAM SUPPORT 20,000
    JBI INTERNATIONAL
    110 EAST 30TH STREET
    NEW YORK,NY10016     		NONE PUBLIC CHARITY PROGRAM SUPPORT 25,000
    JEWISH BOARD OF FAMILY AND CHILDREN'S SVCS INC
    135 WEST 50TH STREET- 6TH FLOOR
    NEW YORK,NY10020     		NONE PUBLIC CHARITY PROGRAM SUPPORT 55,000
    JEWISH CHILD CARE ASSOCIATION OF NEW YORK
    120 WALL STREET
    NEW YORK,NY10005     		NONE PUBLIC CHARITY PROGRAM SUPPORT 30,000
    MAIMONIDES MEDICAL CENTER
    4802 TENTH AVENUE
    BROOKLYN,NY11219     		NONE PUBLIC CHARITY PROGRAM SUPPORT 25,000
    MAKE-A-WISH FOUNDATION OF METRO NY INC
    152 WEST 57 STREET 35TH FLOOR
    LAKE SUCCESS,NY10019     		NONE PUBLIC CHARITY PROGRAM SUPPORT 20,000
    MOUNT SINAI SCHOOL OF MEDICINE
    FIFTH AVENUE AT 100TH STREET
    NEW YORK,NY100296574     		NONE PUBLIC CHARITY PROGRAM SUPPORT 100,000
    OHEL CHILDRENS HOME AND FAMILY SERVICES
    4510 16TH AVENUE
    BROOKLYN,NY11204     		NONE PUBLIC CHARITY PROGRAM SUPPORT 40,000
    ORT AMERICA INC
    75 MAIDEN LANE 10TH FLOOR
    NEW YORK,NY10038     		NONE PUBLIC CHARITY PROGRAM SUPPORT 30,000
    PARENTS FOR TORAH FOR ALL CHILDREN
    1428 36TH STREET SUITE 211
    BROOKLYN,NY11218     		NONE PUBLIC CHARITY PROGRAM SUPPORT 10,000
    PROJECT LEAD
    123-19 HILLSIDE AVENUE
    RICHMOND HILL,NY11418     		NONE PUBLIC CHARITY PROGRAM SUPPORT 10,000
    THE EDUCATIONAL ALLIANCE
    197 EAST BROADWAY
    NEW YORK,NY10002     		NONE PUBLIC CHARITY PROGRAM SUPPORT 25,000
    THE LEXINGTON SCHOOLCENTER FOR THE DEAF
    30TH AVENUE 75TH STREET
    JACKSON HEIGHTS,NY11370     		NONE PUBLIC CHARITY PROGRAM SUPPORT 35,000
    UJA-FEDERATION OF JEWISH PHILANTROPIES OF NY
    130 EAST 59TH STREET
    NEW YORK,NY10022     		NONE PUBLIC CHARITY PROGRAM SUPPORT 70,000
    YESHIVAH EDUCATION FOR SPECIAL STUDENTS
    147-37 70TH ST
    KEW GARDENS HILLS,NY113671719     		NONE PUBLIC CHARITY PROGRAM SUPPORT 10,000
    Total .................................bullet 3a 650,000
    bApproved for future payment
    Total ..................................bullet 3b 0
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 211  
    4 Dividends and interest from securities....     14 332,927  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 911,650  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,244,788 0
    13Total. Add line 12, columns (b), (d), and (e)...................
    131,244,788
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash....................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements............................
    1b(4)
     
    No
    (5) Loans or loan guarantees..............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2010)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2010 AllOthProgRltdInvestmentsSch
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Category Amount
    N/A 0

    TY 2010 InvestmentsCorpBondsSchedule
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Name of Bond End of Year Book Value End of Year Fair Market Value
    GOLDMAN SACHS TRUST HIGH YIELD FUND INSTITUTIONAL SHS - 28509.767 SHS 201,564 208,121
    VANGUARD FIXED INCOME SECS F INTR TRM CP PT (FUND 71) - 16520.502 SHS 143,894 163,883
    U S A NOTES 4 3/8% AUG 15 2012 DTD 8/15/2002 - 100000 SHS 101,355 106,328
    ISHARES BARCLAYS TIPS BOND FUND - 2971 SHS 298,022 319,442
    EATON VANCE MUT FDS TR FLT RT CL I - 91046.134 SHS 779,220 815,773
    JPM CORE BOND FD - SEL FUND 3720 3.52% - 39579.027 SHS 432,599 453,576
    JPM HIGH YIELD FD - SEL FUND 3580 6.12% - 100758.929 SHS 769,618 821,185
    JPM SHORT DURATION BOND FD - SEL FUND 3133 1.20% - 55607.474 SHS 600,000 610,014
    DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 27640.778 SHS 395,391 399,686
    JPM STR INC OPP FD FUND 3844 2.16% - 39839.978 SHS 437,159 471,307
    JPM INTL CURRENCY INCOME FD INCOME FUND 1.45% - 36478.594 SHS 397,607 410,384

    TY 2010 InvestmentsCorpStockSchedule
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LABORATORIES - 675 SHS 32,082 32,339
    ALEXION PHARMACEUTICALS INC - 100 SHS 5,454 8,055
    AMAZON COM INC - 145 SHS 15,799 26,100
    AMERICAN EXPRESS CO - 200 SHS 8,471 8,584
    APACHE CORP - 325 SHS 31,145 38,750
    APPLE INC. - 220 SHS 27,293 70,963
    BB & T CORP - 300 SHS 4,868 7,887
    BAKER HUGHES INC - 300 SHS 15,343 17,151
    CVS CAREMARK CORPORATION - 600 SHS 15,894 20,862
    CAMPBELL SOUP COMPANY - 300 SHS 10,852 10,425
    CARDINAL HEALTH INC - 500 SHS 13,824 19,155
    CELGENE CORPORATION - 325 SHS 15,242 19,221
    CISCO SYSTEMS INC - 2200 SHS 32,718 44,506
    CITRIX SYSTEMS INC - 125 SHS 8,594 8,551
    COLGATE PALMOLIVE CO - 170 SHS 13,356 13,663
    WALT DISNEY CO - 700 SHS 12,762 26,257
    DOW CHEMICAL CO - 600 SHS 17,190 20,484
    E I DU PONT DE NEMOURS & CO - 900 SHS 34,739 44,892
    E M C CORP MASS - 600 SHS 12,287 13,740
    FREEPORT-MCMORAN COPPER & GOLD INC CL B - 355 SHS 15,730 42,632
    GENERAL ELECTRIC CO - 800 SHS 12,279 14,632
    GENERAL MILLS INC - 300 SHS 8,618 10,677
    INTERNATIONAL BUSINESS MACHINES CORP - 195 SHS 4,434 28,618
    JOHNSON CONTROLS INC - 1000 SHS 17,758 38,200
    KELLOGG CO - 100 SHS 4,862 5,108
    LENNAR CORP - 200 SHS 3,083 3,750
    LOWES COMPANIES INC - 500 SHS 11,539 12,540
    MATTHEWS PACIFIC TIGER FD - 24489.568 SHS 422,206 574,035
    MICROSOFT CORP - 2500 SHS 56,601 69,775
    MORGAN STANLEY - 500 SHS 9,764 13,605
    NATIONAL-OILWELL VARCO INC - 125 SHS 7,584 8,406
    NIKE INC B - 175 SHS 10,253 14,949
    NORFOLK SOUTHERN CORP - 700 SHS 27,674 43,974
    NOVELLUS SYSTEMS INC - 400 SHS 9,999 12,928
    OCCIDENTAL PETROLEUM CORP - 420 SHS 19,630 41,202
    ORACLE CORP - 1100 SHS 25,449 34,430
    PACCAR INC - 525 SHS 15,897 30,104
    PARKER-HANNIFIN CORP - 60 SHS 2,389 5,178
    PEPSICO INC - 325 SHS 18,002 21,232
    PFIZER INC - 2600 SHS 37,378 45,526
    PROCTER & GAMBLE CO - 650 SHS 19,527 41,815
    QUALCOMM INC - 700 SHS 23,652 34,643
    SPDR S&P 500 ETF TRUST - 1378 SHS 165,470 173,284
    SANDISK CORP - 200 SHS 8,605 9,972
    SOUTHERN CO - 400 SHS 11,962 15,292
    SPRINT NEXTEL CORP - 2500 SHS 10,529 10,575
    STAPLES INC - 900 SHS 18,507 20,493
    STATE STREET CORP - 200 SHS 7,933 9,268
    SYSCO CORP - 300 SHS 9,435 8,820
    UNITED TECHNOLOGIES CORP - 500 SHS 9,879 39,360
    XILINX CORP - 400 SHS 11,441 11,592
    COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 300 SHS 15,493 21,987
    SEMPRA ENERGY - 200 SHS 10,265 10,496
    CITIGROUP INC - 6600 SHS 27,076 31,218
    WELLS FARGO & CO - 1200 SHS 27,132 37,188
    BANK OF AMERICA CORP - 2251 SHS 45,802 30,028
    GOLDMAN SACHS GROUP INC - 170 SHS 14,882 28,587
    DEVON ENERGY CORP - 290 SHS 19,737 22,768
    EOG RESOURCES INC - 280 SHS 23,902 25,595
    HONEYWELL INTERNATIONAL INC - 500 SHS 21,189 26,580
    UNITEDHEALTH GROUP INC - 300 SHS 11,270 10,833
    ISHARES S&P MIDCAP 400 INDEX FUND - 5591 SHS 384,986 507,048
    VERIZON COMMUNICATIONS INC - 894 SHS 4,624 31,987
    COACH INC - 300 SHS 10,998 16,593
    US BANCORP DEL - 600 SHS 12,395 16,182
    DODGE & COX INTERNATIONAL STOCK - 10550.749 SHS 246,382 376,767
    ADVANCED AUTO PARTS INC - 200 SHS 6,001 13,230
    3M CO - 130 SHS 11,151 11,219
    YUM BRANDS INC - 600 SHS 20,617 29,430
    ARTISAN INTL VALUE FUND - INV - 7178.238 SHS 176,800 194,602
    COMCAST CORP CL A - 500 SHS 8,461 10,985
    CARNIVAL CORPORATION - 300 SHS 10,490 13,833
    GOOGLE INC CL A - 30 SHS 8,420 17,819
    WELLPOINT INC - 100 SHS 5,542 5,686
    JPM US REAL ESTATE FD - SEL FUND 3037 - 26542.821 SHS 312,409 413,537
    JPM INTREPID AMERICA FD - SEL FUND 1206 - 14871.195 SHS 299,803 340,997
    JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 67007.493 SHS 647,860 721,001
    JPM MID CAP GROWTH - SEL FUND 3120 - 20557.99 SHS 300,000 472,628
    JPM ASIA 3 FD - SEL FUND 1134 - 17559.646 SHS 407,723 665,159
    VANGUARD MSCI EMERGING MARKETS ETF - 14610 SHS 646,262 703,413
    JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 41004.335 SHS 783,559 847,560
    AT&T INC - 400 SHS 15,304 11,752
    STARWOOD HOTELS & RESORTS - 150 SHS 3,143 9,117
    HARTFORD CAPITAL APPRECIATION FUND - 15195.983 SHS 424,670 526,389
    CME GROUP INC CLASS A COMMON STOCK - 40 SHS 11,132 12,870
    INVESCO LTD - 400 SHS 7,823 9,624
    ISHARES S&P GLOBAL INFRASTR - 8200 SHS 233,730 287,492
    PHILIP MORRIS INTERNATIONAL - 200 SHS 4,699 11,706
    ACE LTD NEW - 200 SHS 8,949 12,450
    TYCO INTERNATIONAL LTD - 300 SHS 11,187 12,432
    TIME WARNER INC NEW - 1400 SHS 34,037 45,038
    COVIDIEN PLC - 200 SHS 7,237 9,132
    THREADNEEDLE ASIA PACIFIC FUND - R5 - 12111.832 SHS 159,513 171,382
    MERCK AND CO INC - 1000 SHS 31,203 36,040
    BARC BREN DJ-UBS COMDTY 12/12/11 BUFFER 15% MAX LOSS 100% - 150000 SHS 147,750 172,800
    BARC BREN DJ-UBS COMDTY 12/19/11 BUFFER 15% MAX LOSS 100%- 150000 SHS 147,750 173,025
    HSBC EAFE BREN 02/17/11 - 240000 SHS 237,600 241,968
    GS SPX CONT BUFF EQ NOTE 08/18/11 - 150000 SHS 148,125 174,092
    DB ASIA BREN 03/24/11 - 155000 SHS 153,450 178,608
    CS SPX BREN 04/07/11 - 160000 SHS 158,400 171,840
    CS SPX NOTE 05/02/11 - 320000 SHS 317,440 339,584
    GS EAFE NOTE 04/25/11 - 160000 SHS 158,032 156,445
    DB ASIA BSKT BREN 04/28/11 - 165000 SHS 163,350 180,967
    GS SPX CONT BUFF EQ NOTE 11/21/11 - 160000 SHS 158,000 178,264
    GS EAFE BREN 06/17/11 - 160000 SHS 158,400 175,117
    NEXTERA ENERGY INC - 200 SHS 10,001 10,398
    BARC SPX BREN 07/15/11 - 160000 SHS 158,400 176,240
    MS WTI QRN 11/25/11 LNKD S&P GSCI CRUDE OIL INDEX 102.5% STRIKE- 150000 SHS 150,000 152,250
    DB BREN SPX 1/6/12 10%BUFFER-2XLEV-5.32%CAP- 250000 SHS 247,500 250,233
    DB BREN ASIA BASKET 01/06/12 10%BUFFER-2XLEV-7.15%CAP- 165000 SHS 163,350 166,176
    JUNIPER NETWORKS INC - 600 SHS 9,627 22,152
    EXXON MOBIL CORP - 905 SHS 26,361 66,174
    METLIFE INC - 400 SHS 13,707 17,776
    MARVELL TECHNOLOGY GROUP LTD - 500 SHS 10,179 9,275
    PRUDENTIAL FINANCIAL INC - 300 SHS 10,006 17,613
    CONOCOPHILLIPS - 400 SHS 19,038 27,240
    BIOGEN IDEC INC - 200 SHS 10,876 13,410
    BAIDU INC SPONS ADR - 110 SHS 10,125 10,618
    TD AMERITRADE HOLDING CORPORATION - 600 SHS 9,470 11,394
    MASTERCARD INC - CLASS A - 45 SHS 8,159 10,085
    GENERAL MOTORS CO - 400 SHS 13,957 14,744

    TY 2010 OtherAssetsSchedule
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    OTHER ASSETS 1,395,488    


    TY 2010 OtherDecreasesSchedule
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Description Amount
    ROUNDING 1


    TY 2010 OtherExpensesSchedule
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NY ATTORNEY GENERAL FILING FEE 750 0   750


    TY 2010 OtherIncreasesSchedule
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Description Amount
    RETURN OF CAPITAL ADJUSTMENT 8,031


    TY 2010 TaxesSchedule
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES WITHHELD 4,766 4,766   0
    ESTIMATED EXCISE TAXES 766 0   0