| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ROCKEFELLER & CO. | 14,800 | 9,867 | 4,933 |
| Category | Amount |
|---|---|
| NONE |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 50000 AMERICAN EXP, 7.25% 5/20 | 49,943 | 56,961 |
| 25000 AUTOZONE, 6.95% DUE 6/15 | 25,250 | 28,947 |
| 15000 BANK OF AMER CO 5.75% 8/ | 15,092 | 15,322 |
| 50000 BOFA CORP NOTES 7.375% 5 | 49,801 | 55,579 |
| 25000 BEAR STEARNS CO. 5.3% 10 | 24,661 | 27,130 |
| 60000 BOTTLING GROUP LLC NOTES | 60,876 | 66,133 |
| 50000 CATERPILLAR FIN 5.75% 02 | 49,994 | 52,772 |
| 281323 CENTERPOINT CNP 4.97% 8 | 281,251 | 289,209 |
| 30000 CITIGROUP INC. 5.5% 10/1 | 29,882 | 32,323 |
| 50000 CVS CORP, 5.75% DUE 08/1 | 0 | 0 |
| 75000 FFCB 5.00% 2/23/23 | 75,000 | 79,248 |
| 50000 FHLB 3.40% DUE 06/17/14 | 50,537 | 53,353 |
| 25000 FHLB 3.40% DUE 06/17/14 | 0 | 0 |
| 100000 FFCB 2.125% DUE 06/18/1 | 99,881 | 102,294 |
| 50000 FEDERAL HOME LOAN BANK F | 0 | 0 |
| 25000 GENERAL ELEC CAP CORP 5. | 0 | 0 |
| 75000 GE CAP CORP 4.00% 2/15/1 | 75,000 | 77,073 |
| 50000 GE CAP.CORP, 5.9% 05/13/ | 49,960 | 55,338 |
| 25000 GENERAL ELEC CAP CORP 5. | 25,000 | 25,695 |
| 40000 J&J 5.15% DUE 07/15/2018 | 42,949 | 45,521 |
| 25000 MICROSOFT CORP 2.95% 06/ | 25,101 | 26,024 |
| 25000 ORACLE CORP. 4.95% 4/15 | 25,972 | 27,235 |
| 37000 ROYAL BANK OF SCOT GRP P | 37,517 | 35,593 |
| 20000 STATOIL 5.125% DUE 04/30 | 19,943 | 22,030 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ADVANCE AUTO PARTS, INC. | 17,243 | 29,767 |
| AERCAP HOLDINGS NV | 19,514 | 19,768 |
| ALEXION PHARMACEUTICALS, INC. | 11,393 | 20,137 |
| ALLSTATE CORPORATION | 30,622 | 28,851 |
| AMERIPRISE FINANCIAL, INC. | 27,431 | 43,163 |
| AMGEN INC. | 0 | 0 |
| ANADARKO PETROLEUM CORPORATION | 55,362 | 69,686 |
| ANGLO AMERICAN PLC | 0 | 0 |
| ANNALY MORTGAGE MANAGEMENT INC | 20,822 | 21,862 |
| APACHE CORPORATION | 37,470 | 52,461 |
| APPLE INC. | 43,848 | 54,835 |
| ARM HOLDING PLC | 0 | 0 |
| AVERY DENNISON CORP. | 30,844 | 44,457 |
| BAKER HUGHES INCORPORATED | 30,236 | 41,162 |
| BANK OF AMERICA CORPORATION | 44,498 | 34,150 |
| BIOMARIN PHARMACEUTICAL INC. | 16,287 | 18,312 |
| BNP PARIBAS | 41,870 | 41,516 |
| BOSKALIS WESTMINSTER - CVA | 20,284 | 31,322 |
| BP PLC - SPONS ADR | ||
| CAPITAL ONE FINANCIAL CORP. | 0 | 0 |
| CAREFUSION CORPORATION | 34,357 | 42,919 |
| CARLSBERG A/S | 0 | 0 |
| CENTRICA PLC | 37,962 | 52,177 |
| CHEVRON CORPORATION | 20,604 | 57,488 |
| CHINA AGRI-INDUSTRIES HOLDINGS | 19,013 | 17,019 |
| CHINA HIGH SPEED TRANSMISSION | 10,787 | 7,744 |
| CHINA MOBILE (HONG KONG) LIMIT | 18,419 | 22,329 |
| CHUNGHWA TELECOM LTD ADR | 20,861 | 26,786 |
| CISCO SYSTEMS, INC. | 45,536 | 53,003 |
| CIT GROUP, INC. | 18,013 | 23,079 |
| COMCAST CORPORATION - CL A | 29,599 | 41,963 |
| COMERICA INCORPORATED | 24,767 | 27,878 |
| COMMUNITY HEALTH CARE | 33,670 | 30,270 |
| COMPAGNIE FINANCIERE RICHEMONT | 0 | 0 |
| CONTINENTAL RESOURCES, INC. | 12,971 | 32,368 |
| COVIDIEN LIMITED | 26,144 | 33,332 |
| CREDIT SUISSE GROUP | 26,008 | 26,269 |
| ERICSSON (LM) TEL - SP ADR | 0 | 0 |
| FEDEX CORPORATION | 28,084 | 40,459 |
| GALAXY ENTERTAINMENT GROUP LTD | 12,632 | 16,301 |
| GENZYME CORPORATION | ||
| GOLDMAN SACHS GROUP, INC. | 15,926 | 27,410 |
| GOOGLE INC - CLASS A | 69,795 | 66,525 |
| HERTZ GLOBAL HOLDINGS INC. | 25,475 | 30,719 |
| HEWLETT-PACKARD COMPANY | 37,375 | 37,890 |
| HOLOGIC, INC. | 0 | 0 |
| HONEYWELL INC. | 42,180 | 59,008 |
| HUMAN GENOME SCIENCES INC. | 11,642 | 10,989 |
| HYUNDAI MOBIS | 20,260 | 34,594 |
| INTEL CORP. | 17,501 | 25,236 |
| INTERCONTINENTAL HOTELS GROUP | 17,432 | 33,473 |
| INTERTEK GROUP PLC | 21,075 | 30,014 |
| INTESA SANPAOLO - RNC | 36,282 | 28,728 |
| INT'L BUSINESS MACHINES CORP. | 0 | 0 |
| JOHNSON MATTHEY PLC | 30,679 | 36,375 |
| KOREA ELECTRIC POWER CORP. | 37,383 | 39,649 |
| LABORATORY CORP OF AMERICA HOL | 0 | 0 |
| MASTERCARD INC - CLASS A | 34,627 | 44,150 |
| MICROSOFT CORP. | 68,521 | 74,799 |
| MORGAN STANLEY | 26,454 | 22,856 |
| MSCI INC. - A | 19,900 | 21,038 |
| NESTLE SA | 0 | 0 |
| NEWMONT MINING CORPORATION | 36,598 | 47,915 |
| NOBLE ENERGY, INC. | 0 | 0 |
| NOVARTIS AG - ADR | 37,228 | 40,086 |
| NYSE EURONEXT | 23,293 | 27,282 |
| OCEANEERING INTERNATIONAL, INC | 11,376 | 14,726 |
| OGX PETROLEO E GAS PARTICIPACO | 17,968 | 22,892 |
| PEPSICO, INC | 43,682 | 54,224 |
| PFIZER INC. | 38,391 | 38,347 |
| PHILIPPINE LONG DIST TELE CO | 11,692 | 12,120 |
| QUALCOMM INC. | 33,241 | 43,551 |
| REGENERON PHARMACEUTICALS | 12,483 | 13,789 |
| REPUBLIC SERVICES INC. CL A | 29,037 | 31,652 |
| ROGERS COMMUNICATIONS -CL B | 0 | 0 |
| ROYAL DUTCH SHELL PLC-ADR A | 35,019 | 43,407 |
| SCHNEIDER ELECTRIC SA | 13,162 | 42,071 |
| SKF AB - B SHS | 23,243 | 41,325 |
| SMITHS GROUP PLC | 30,373 | 34,619 |
| STATE STREET CORP. | 29,007 | 35,914 |
| SUMCO CORPORATION | 18,208 | 12,872 |
| SWEDBANK AB | 19,319 | 25,812 |
| THE MCGRAW-HILL COMPANIES, INC | 22 | 54,615 |
| THE TRAVELERS COMPANIES, INC. | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC. | 27,718 | 35,430 |
| TORONTO-DOMINION BANK | 28,319 | 32,696 |
| TULLOW OIL PLC | 11,571 | 11,253 |
| VODAFONE GROUP PLC - SP ADR | 41,349 | 56,582 |
| WALGREEN CO. | 0 | 0 |
| WAL-MART STORES, INC. | 39,979 | 45,841 |
| WELLPOINT INC. | 28,752 | 32,410 |
| WELLS FARGO COMPANY | 17,358 | 38,118 |
| WYNN MACAU, LIMITED | 13,307 | 14,773 |
| YUM! BRANDS, INC. | 21,150 | 42,183 |
| ZIMMER HOLDINGS, INC. | 0 | 0 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 5500 FUND LP | AT COST | 364,206 | 676,907 |
| Category / Item | Cost / Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| DRINKER BIDDLE & REATH LLP | 918 | 612 | 306 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| BANK CHARGES | 82 | 82 | ||
| PORTFOLIO DEDUCTIONS THRU K-1 | 9,029 | 9,029 | ||
| FEES & LICENSES | 30 | 30 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| OTHER INCOME FROM 5500 FUND K-1 | 1,975 | 0 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT ADVISORY FEES- ROCK | 21,667 | 21,667 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX | 3,913 | 3,913 | ||
| U.S. EXCISE TAX | 5,400 |