| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ROCKEFELLER&CO ACCOUNTING FEES | 14,800 | 9,867 | 4,933 |
| Category | Amount |
|---|---|
| NONE |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 200000 AVON PRODUCTS 6.50% DUE | 197,835 | 232,515 |
| 65000 BANK OF AMER CO 5.75% 8/ | 65,399 | 66,393 |
| 85000 BEAR STEARNS CO. 5.3% 10 | 83,846 | 92,240 |
| 200000 BERKSHIRE HATHAWAY 5% 8 | 201,459 | 218,304 |
| 265000 BOTTLING GROUP LLC NOTE | 268,871 | 292,086 |
| 100000 CATERPILLAR FIN 5.75% 0 | 99,989 | 105,545 |
| 281323 CENTERPOINT CNP 4.97% 8 | 281,251 | 289,209 |
| 149543 CENTERPOINT CNP 4.97% 8 | 0 | 0 |
| 200000 CONOCOPHILL CA 5.625% 1 | 185,935 | 227,316 |
| 100000 CSX CORP DEBT 6.250% 4/ | 99,960 | 113,643 |
| 96133.24 CSX TRANS, 8.375% 10/ | 92,133 | 107,176 |
| 100000 CVS CORP, 5.75% | 101,080 | 103,101 |
| 100000 CVS CORP, 5.75% | 0 | 0 |
| 100000 E.I. DU PONT, 6% 07/15/ | 95,181 | 114,980 |
| 100000 ESTEE LAUDER 5.55% 05/1 | 99,890 | 109,274 |
| 300000 FFCB 2.125% DUE 06/18/1 | 299,643 | 306,881 |
| 100000 FFCB, 4.70% 8/10/2015 | 106,702 | 111,729 |
| 500000 FEDERAL FARM CREDIT BAN | 0 | 0 |
| 250000 GE CAP CORP 4.00% 2/15/ | 250,000 | 256,911 |
| 400000 GENERAL ELEC CAP CORP 5 | 0 | 0 |
| 150000 J&J 5.15% DUE 07/15/201 | 161,062 | 170,703 |
| 10000 JOHN DEERE CAP 5.5% 4/13 | 99,611 | 111,494 |
| 20000 JPM CHASE FDIC 2.125% 12 | 202,198 | 205,508 |
| 50000 NORFOLK SOUTHERN CORP. S | 49,943 | 50,280 |
| 205000 ROYAL BANK OF SCOT GRP | 207,860 | 197,205 |
| 100000 STATOIL 5.125% DUE 04/3 | 99,715 | 110,151 |
| 200000 UNITED TECHNOLOGIES COR | 211,777 | 233,880 |
| 100000 WELLS FARGO BANK NA SUB | 100,000 | 100,411 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ADVANCE AUTO PARTS, INC. | 83,535 | 144,207 |
| AERCAP HOLDINGS NV | 93,407 | 94,604 |
| ALEXION PHARMACEUTICALS, INC. | 55,570 | 98,271 |
| ALLSTATE CORPORATION | 148,877 | 140,272 |
| AMERIPRISE FINANCIAL, INC. | 132,757 | 208,907 |
| AMGEN INC. | 0 | 0 |
| ANADARKO PETROLEUM CORPORATION | 267,573 | 337,388 |
| ANGLO AMERICAN PLC | 0 | 0 |
| ANNALY MORTGAGE MANAGEMENT INC | 100,181 | 105,190 |
| APACHE CORPORATION | 183,667 | 256,345 |
| APPLE INC. | 213,070 | 266,112 |
| ARM HOLDING PLC | 0 | 0 |
| AVERY DENNISON CORP. | 149,776 | 215,934 |
| BAKER HUGHES INCORPORATED | 146,559 | 199,523 |
| BANK OF AMERICA CORPORATION | 214,480 | 164,749 |
| BIOMARIN PHARMACEUTICAL INC. | 79,422 | 89,677 |
| BNP PARIBAS | 202,905 | 201,193 |
| BOSKALIS WESTMINSTER - CVA | 100,938 | 150,097 |
| BP PLC - SPONS ADR | 0 | 0 |
| CAPITAL ONE FINANCIAL CORP. | 0 | 0 |
| CAREFUSION CORPORATION | 166,710 | 208,170 |
| CARLSBERG A/S | 0 | 0 |
| CENTRICA PLC | 183,366 | 252,162 |
| CHEVRON CORPORATION | 96,478 | 269,188 |
| CHINA AGRI-INDUSTRIES HOLDINGS | 96,285 | 86,230 |
| CHINA HIGH SPEED TRANSMISSION | 58,375 | 41,818 |
| CHINA MOBILE (HONG KONG) LIMIT | 87,078 | 105,691 |
| CHUNGHWA TELECOM LTD ADR | 102,144 | 131,151 |
| CISCO SYSTEMS, INC. | 212,291 | 246,604 |
| CIT GROUP, INC. | 87,861 | 112,569 |
| COMCAST CORPORATION - CL A | 141,563 | 202,563 |
| COMERICA INCORPORATED | 121,197 | 136,435 |
| COMMUNITY HEALTH CARE | 163,362 | 146,864 |
| COMPAGNIE FINANCIERE RICHEMONT | 0 | 0 |
| CONTINENTAL RESOURCES, INC. | 62,254 | 155,364 |
| COVIDIEN LIMITED | 127,226 | 162,550 |
| CREDIT SUISSE GROUP | 125,355 | 126,496 |
| ERICSSON (LM) TEL - SP ADR | 0 | 0 |
| FEDEX CORPORATION | 137,319 | 197,181 |
| GALAXY ENTERTAINMENT GROUP LTD | 61,312 | 79,129 |
| GENZYME CORPORATION | 0 | 0 |
| GOLDMAN SACHS GROUP, INC. | 77,188 | 132,846 |
| GOOGLE INC - CLASS A | 337,128 | 320,744 |
| HERTZ GLOBAL HOLDINGS INC. | 123,525 | 148,957 |
| HEWLETT-PACKARD COMPANY | 181,477 | 183,977 |
| HOLOGIC, INC. | 0 | 0 |
| HONEYWELL INC. | 204,361 | 286,001 |
| HUMAN GENOME SCIENCES INC. | 56,439 | 53,275 |
| HYUNDAI MOBIS | 98,362 | 167,958 |
| INTEL CORP. | 85,013 | 122,605 |
| INTERCONTINENTAL HOTELS GROUP | 84,243 | 161,916 |
| INTERTEK GROUP PLC | 101,995 | 145,344 |
| INTESA SANPAOLO - RNC | 175,700 | 139,117 |
| INT'L BUSINESS MACHINES CORP. | 0 | 0 |
| JOHNSON MATTHEY PLC | 147,904 | 174,856 |
| KOREA ELECTRIC POWER CORP. | 181,896 | 192,924 |
| LABORATORY CORP OF AMERICA HOL | 0 | 0 |
| MASTERCARD INC - CLASS A | 169,643 | 216,266 |
| MICROSOFT CORP. | 333,344 | 362,830 |
| MORGAN STANLEY | 127,544 | 110,201 |
| MSCI INC. - A | 96,173 | 101,686 |
| NESTLE SA | 0 | 0 |
| NEWMONT MINING CORPORATION | 153,431 | 200,876 |
| NOBLE ENERGY, INC. | 0 | 0 |
| NOVARTIS AG - ADR | 195,104 | 209,862 |
| NYSE EURONEXT | 115,944 | 135,809 |
| OCEANEERING INTERNATIONAL, INC | 55,741 | 72,157 |
| OGX PETROLEO E GAS PARTICIPACO | 84,959 | 108,434 |
| PEPSICO, INC | 211,869 | 263,280 |
| PFIZER INC. | 186,517 | 186,306 |
| PHILIPPINE LONG DIST TELE CO | 56,622 | 58,853 |
| QUALCOMM INC. | 161,666 | 211,817 |
| REGENERON PHARMACEUTICALS | 60,043 | 66,317 |
| REPUBLIC SERVICES INC. CL A | 140,807 | 153,480 |
| ROGERS COMMUNICATIONS -CL B | 0 | 0 |
| ROYAL DUTCH SHELL PLC-ADR A | 171,283 | 212,360 |
| SCHNEIDER ELECTRIC SA | 62,520 | 199,836 |
| SKF AB - B SHS | 113,005 | 200,924 |
| SMITHS GROUP PLC | 148,199 | 167,635 |
| STATE STREET CORP. | 140,408 | 174,702 |
| SUMCO CORPORATION | 92,897 | 65,791 |
| SWEDBANK AB | 93,101 | 124,456 |
| THE MCGRAW-HILL COMPANIES, INC | 240,306 | |
| THE TRAVELERS COMPANIES, INC. | 135,121 | 172,723 |
| TORONTO-DOMINION BANK | 143,523 | 165,711 |
| TULLOW OIL PLC | 56,211 | 54,688 |
| VODAFONE GROUP PLC - SP ADR | 200,416 | 274,183 |
| WALGREEN CO. | 0 | 0 |
| WAL-MART STORES, INC. | 186,456 | 218,956 |
| WELLPOINT INC. | 140,245 | 158,639 |
| WELLS FARGO COMPANY | 84,134 | 185,010 |
| WYNN MACAU, LIMITED | 64,916 | 72,074 |
| YUM! BRANDS, INC. | 103,502 | 204,539 |
| ZIMMER HOLDINGS, INC. | 0 | 0 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 5500 FUND LP | AT COST | 1,346,290 | 2,654,463 |
| Category / Item | Cost / Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| DRINKER BIDDLE & REATH LLP | 8,600 | 5,733 | 2,867 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| MEMBERSHIP DUES | 2,500 | 2,500 | ||
| INTEREST EXPENSE | 5 | 5 | ||
| PORTFOLIO DEDUCTIONS THRU K-1 | 37,647 | 37,647 | ||
| BANK CHARGES | 403 | 403 | ||
| FEES | 30 | 30 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ROCKEFELLER & CO - INVESTMENT | 97,324 | 97,324 | ||
| MERRILL LYNCH - CONSULTING FEE | 10,500 | 10,500 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| US EXCISE TAX-EST PYMTS | 21,900 | |||
| FOREIGN TAX ON DIVIDENDS RECD | 18,596 | 18,596 |