| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING & TAX PREPARATION FEE | 11,700 | 11,700 |
| Person Name | Explanation |
|---|---|
| BARRY HAHN | |
| HELEN HELFMAN |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| CITIGROUP FUNDING INC | ||
| TOYOTA MOTOR CREDIT CORP | ||
| ROYAL BANK CANADA | ||
| SEK 2 YEAR GOLD LINKED NOTE | 325,000 | 421,135 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BLACKROCK ALL-CAP GLOBAL RESOURCES | 117,496 | 140,822 |
| BLACKROCK GLOBAL ALLOCATION | 574,458 | 569,249 |
| CALAMOS MARKET NEUTRAL INCOME FUND | 368,078 | 403,812 |
| COLUMBIA SHORT TERM BOND FUND | ||
| DWS GOLD & PRECIOUS METALS FUND | 126,557 | 144,262 |
| DELAWARE DIVERSIFIED INCOME FUND | 221,533 | 220,590 |
| EATON VANCE FLOATING RATE FUND | 442,205 | 443,640 |
| EATON VANCE RISK-MANAGED EQUITY INC | ||
| EATON VANCE GLOBAL MACRO ABSOLUTE FD | 630,056 | 637,149 |
| FEDERATED PRUDENT BEAR FUND | 400,000 | 376,814 |
| FIRST EAGLE OVERSEAS FUND | 89,577 | 89,711 |
| FIRST EAGLE GOLD FUND | 294,970 | 401,014 |
| GOLDMAN SACHS ABSOLUTE RETURN FUND | ||
| HARTFORD GROWTH OPPORTUNITIES | 119,280 | 96,634 |
| HARFORD SHORT DURATION FUND CLASS C | ||
| HARTFORD FLOATING RATE FUND CLASS A | 250,000 | 330,970 |
| HIGHLAND LONG/SHORT EQUITY FUND | 357,475 | 372,937 |
| IVY GLOBAL NATURAL RESOURCES FUND | 270,604 | 267,766 |
| IVY ASSET STRATEGY FUND CLASS A | 758,219 | 883,082 |
| IVY LIMITED-TERM BOND FUND CLASS A | 273,445 | 278,598 |
| JPMORGAN MARKET NEUTRAL FUND CLASS A | ||
| JPMORGAN STRATEGIC INC OPPORTUNITIES | 567,694 | 584,262 |
| LORD ABBETT SHORT DURATION INCOME FD | 373,742 | 389,023 |
| MUTUAL GLOBAL DISCOVERY FUND | 508,474 | 521,527 |
| NEW WORLD FUND CLASS A | 26,517 | 26,564 |
| NEW WORLD FUND CLASS C | 39,916 | 40,092 |
| OPPENHEIMER INTERNATIONAL BOND FUND | 498,213 | 529,086 |
| OPPENHEIMER GOLD & SPECIAL MINERALS | 351,098 | 548,973 |
| PRUDENTIAL JENNISON 20/20 FOCUS FD A | 134,818 | 136,574 |
| PRUDENTIAL JENNISON MKT NEUTRAL FD A | 450,000 | 456,012 |
| PIONEER STRATEGIC INCOME FUND CL A | ||
| PRINCIPAL PREFERRED SECURITIES FUND | ||
| RYDEX INVERSE S&P 500 CLASS A | ||
| RYDEX SGI MANAGED FUTURES STRATEGY | ||
| TEMPLETON GLOBAL BOND FUND CLASS A | 688,956 | 745,043 |
| THORNBURG LTD TERM INCOME FUND CL A | 165 | 162 |
| THORNBURG INTERNATIONAL VALUE FD A | 316,544 | 307,662 |
| WELLS FARGO ADVANTAGE ST HIYLD CL A | 384,916 | 399,428 |
| WELLS FARGO ADVANTAGE ST ULTRA CL A | ||
| CALAMOS MARKET NEUTRAL INC FD CL I | 35,552 | 36,498 |
| DELAWARE LIMITED TERM DIVERSIFIED | 10,347 | 10,345 |
| FAIRHOLME FUNDS INC | 52,781 | 52,296 |
| GABELLI INV FUNDS ABC FUND | 200,000 | 198,979 |
| GABELLI UTILITIES FUND | 22,814 | 24,884 |
| OAKMARK EQUITY & INCOME FUND | 25,000 | 25,733 |
| MERGER FUND | 152,733 | 151,539 |
| GOLDMAN SACHS ABSOLUTE RETURN TRACKR | ||
| PERMANENT PORTFOLIO FUND | 120,562 | 132,248 |
| RYDEX SGI MANAGED FUTURES STRATGEY | ||
| VANGUARD/WELLESLEY INCOME FUND | 25,000 | 26,082 |
| WELLS FARGO ADVANTAGE UTILITIES FUND | 25,000 | 25,427 |
| WISDOMTREE TR INTL DIVIDEND FUND | 1,845 | 2,650 |
| BP PLC SPONS ADR | 12,851 | 15,239 |
| ENI SPA SPONSORED ADR | 14,717 | 15,965 |
| ENERPLUS RESOURSES FD | 28,118 | 54,741 |
| TOTAL SA SPONSORED ADR | 14,680 | 16,311 |
| FIRST TR DOW JONES INTERNET INDEX FD | 21,737 | 26,015 |
| FIRST TR CONS DIS ALPHADEX FUND | 22,375 | 26,466 |
| FIRST TR FINANCIAL ALPHADEX FUND | 22,411 | 24,223 |
| FIRST TR MATERIALS ALPHADEX FUND | 22,575 | 25,922 |
| FIRST TR NASDAQ 100 TECH INDEX FUND | 22,318 | 26,173 |
| POWERSHARES ETF DWA TECHNICAL LEADER | 22,178 | 25,414 |
| POWERSHARES DWA EMERGING MARKETS FD | 19,137 | 21,689 |
| RYDEX S7P EQUAL WEIGHT ETF | 22,307 | 25,311 |
| SPDR S&P EMERGING ASIA PAC ETF | 19,511 | 20,933 |
| SPDR S&P RUSSIA ETF | 20,355 | 20,594 |
| SPDR S&P EMERGING LATIN AMER ETF | 19,769 | 22,076 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| RISING STARS OFFSHORE FUND | AT COST | 11,837 | 1,964 |
| UBP ARV II SER Q OFFSHORE FUND | AT COST | 286,376 | 206,503 |
| IRONWOOD INTERNATIONAL OFFSHORE FUND | AT COST | 234,291 | 12,049 |
| HEDGE FORUM CHILTON OFFSHORE FUND | AT COST | 250,000 | 251,921 |
| CR CHINA RE GROWTH OFFSHORE FUND | AT COST | 139,107 | 171,433 |
| ASIA ENTERPRISE III OFFSHORE FUND | AT COST | 240,000 | 185,792 |
| HF PAULSON ADVANTAGE OFFSHORE FUND | AT COST | 252,500 | 256,649 |
| MS HP IVORY FLAG FD LP OFFSHORE | AT COST | 300,000 | 294,754 |
| MS CREDIT PARTNERS OFFSHORE FEEDER | AT COST | 119,980 | 119,980 |
| FP SJC OFFSHORE DIRECT LENDING FUND | AT COST | 18,850 | 18,850 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES FOR GENERAL MATTERS | 1,500 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| REPORTABLE INCOME ACCRUED | 18,547 | 10,279 | 10,279 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| FEDERAL EXCISE TAX REFUND | 1,063 | ||
| PORTFOLIO INCOME | 10,519 | 10,519 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| GRANT ADVISOR FEE | 10,000 | 10,000 | ||
| ADR/ FOREIGN TRANSACTION FEES | 48 | 48 | ||
| INVESTMENT ADVISORY FEES | 6,474 | 6,474 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FILING FEES | 111 | 111 | ||
| FOREIGN TAX WITHHELD | 3,493 | 3,493 |