| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| MFO MANAGEMENT FEE | 500,028 | 485,028 | 15,000 | |
| AUDIT FEE | 33,300 | 0 | 33,300 |
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
FLINT FARMERS MARKET |
519 S SAGINAW ST SUITE 200 FLINT,MI48502 |
2010-06-25 | 141,570 | TO PROVIDE FUNDING FOR ELECTRICAL UPGRADE TO COMMUNITY ORGANIZATION WHOSE MISSION IS TO HELP REBUILD THE COMMUNITY THROUGH SUSTAINABLE USE OF OUR ENVIRONMENT AND A CONSCIOUS AWARENESS OF WHAT WE EAT. THE UPGRADE IS INTENDED TO IMPROVE SAFETY, REDUCE OPERATING COSTS, AND FROM AN ENVIRONMENTAL PERSPECTIVE TO REDUCE ELECTRICITY CONSUMPTION. | 141,570 | GRANTOR KNOWS OF NO FUNDS THAT HAVE BEEN DIVERTED TO ANY OTHER ACTIVITY. | 01/24/2011 | 2011-01-24 | THE RUTH MOTT FOUNDATION REVIEWED THE GRANT REPORT ON FEBRUARY 9, 2011 BUT DID NOT UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS AS THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)). |
|
FLINT FARMERS MARKET |
519 S SAGINAW ST SUITE 200 FLINT,MI48502 |
2010-03-05 | 54,850 | TO PROVIDE FUNDING FOR SNAP (BRIDGE CARD) BENEFIT SUPPLEMENTS PROGRAM RUN BY A COMMUNITY ORGANIZATION WHOSE MISSION IS TO HELP REBUILD THE COMMUNITY THROUGH SUSTAINABLE USE OF OUR ENVIRONMENT AND A CONSCIOUS AWARENESS OF WHAT WE EAT. SPECIFICALLY, EXISTING NUTRITION AND HEALTHY LIVING EDUCATION CLASSES WERE TIED TO THE PURCHASE OF FRESH PRODUCE BY PROVIDING TWO $5 GIFT CERTIFICATES TO EACH STUDENT AT THE CONCLUSION OF THESE CLASSES. | 45,394 | GRANTOR KNOWS OF NO FUNDS THAT HAVE BEEN DIVERTED TO ANY OTHER ACTIVITY. | 02/08/2011 | 2011-02-10 | THE RUTH MOTT FOUNDATION REVIEWED THE GRANT REPORT ON FEBRUARY 10, 2011 BUT DID NOT UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS AS THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)). THE DIFFERENCE ($9,456) BETWEEN THE GRANT AMOUNT ($54,850) AND THE AMOUNT EXPENDED ($45,394) WAS RETURNED TO THE FOUNDATION ON FEBRUARY 10, 2011. |
| Identifier | Return Reference | Explanation |
|---|---|---|
| PRESERVATION/OPERATION OF APPLEWOOD ESTATE | PART XI-A | PRESERVATION/OPERATION OF APPLEWOOD ESTATETHE RUTH MOTT FOUNDATION MAINTAINS THE HISTORIC ESTATE OF APPLEWOOD AS A COMMUNITY RESOURCE AND PLACE WHERE IT DESIGNS, PRESERVES, DELIVERS AND SUPPORTS COMMUNITY PROGRAMS TO ENCOURAGE COMMUNITY VITALITY IN THE GREATER FLINT AREA. IN 2010 OVER 15,000 PEOPLE ATTENDED THE ESTATE'S PUBLIC PROGRAMS THAT CELEBRATE FLINT'S RICH HERITAGE AND CULTURAL DIVERSITY. ESTATE TOURS ARE CONDUCTED BY STAFF. A STAFF OF HORTICULTURISTS WITH SEASONAL HELP AND COLLEGE/HIGH SCHOOL LEVEL HORTICULTURE INTERNSHIPS SUPPORT THE DESIGN AND CONTINUOUS MAINTENANCE OF THESE GARDENS WHICH ARE USED TO PROVIDE BEAUTY AND A PHYSICAL PLACE TO SUPPORT PUBLIC PROGRAMS OFFERED BY THE FOUNDATION FREE OF CHARGE. ADDITIONALLY, PUBLIC EVENTS OFFER A CHANCE FOR VISITATION THROUGHOUT THE SUMMER WITHOUT MAKING RESERVATIONS. VISITORS CAN STROLL THE GROUNDS AT THEIR LEISURE WHILE FAMILY ACTIVITIES, STORYTELLERS, ARTS & ARTISANS PROVIDE SOMETHING FOR EVERYONE. APPLEWOOD ALSO HOSTS HANDS-ON SESSIONS ON A VARIETY OF TIMELY TOPICS DESIGNED TO ENGAGE CITIZENS IN THEIR COMMUNITIES. SOME PAST CLASSES INCLUDED: HERITAGE APPLES (TASTING ENCOURAGED!), CULTIVATING YOUNG MINDS (GARDENING WITH KIDS), ENVIRONMENTALLY FRIENDLY GARDENING, ROSE CARE, GARDEN ART AND LAWN CARE. PUBLIC EVENTS AT APPLEWOOD STRIVE TO CELEBRATE ARTS AND CULTURE OF OUR COMMUNITY. ON THESE DAYS, THE ESTATE IS OPEN FOR THE GENERAL PUBLIC TO COME AND ENJOY SEASONAL ACTIVITIES, FOOD AND ENTERTAINMENT AS WELL AS TO LEARN ABOUT THE MOTT LEGACY AND LOCAL HISTORY. |
| ESTATE PROGRAMS | PART XI-A | ESTATE PROGRAMSPROGRAMS ARE DESIGNED AND DELIVERED ON THE GROUNDS OF APPLEWOOD FOR THE PUBLIC TO EXPERIENCE THE HIGHLY MAINTAINED GARDENS AND LOCAL PERFORMING AND VISUAL ARTS. TO PRODUCE EXHIBITS, THE ARCHIVES DEPARTMENT PROVIDES INFORMATIONAL DOCENT HANDBOOKS AND OTHER AIDS FOR APPLEWOOD PUBLIC PROGRAMS AND EVENTS. THE COLLECTION CONTAINS OVER 350,000 ITEMS INCLUDING APPLEWOOD HOUSE AND FARM, PHOTOGRAPHS, MEMORABILIA, AUDIO RECORDINGS, MOVING IMAGES AND BOOKS. IN TOTAL, 107 EVENTS WERE HELD ON THE GROUNDS. SEVERAL MAJOR FULL DAY PUBLIC EVENTS COMBINING THEMES OF ARTS, HEALTH PROMOTION, BEAUTIFICATION AND HORTICULTURAL EXCELLENCE ARE DELIVERED EACH YEAR WITH UP TO 2000 PEOPLE ATTENDING EACH. IN ADDITION, DAYS ARE RESERVED TO GIVE IN DEPTH HORTICULTURALIST LED TOURS OF THE EXTENSIVE GARDENS. VARIOUS HORTICULTURAL BASED WORKSHOPS ARE ALSO OFFERED THROUGHOUT THE YEAR AS ARE ARTISTIC PERFORMANCES. ALL OF THESE ACTIVITIES ARE DESIGNED AND DELIVERED FREE TO THE GENERAL PUBLIC.IN 2010, THE HISTORIC HOME HOSTED 54 MEETINGS AND CONVENING EVENTS AIMED AT PROMOTING COMMUNITY VITALITY AND POSITIVE CONVERSATIONS IN FLINT. GETTING PEOPLE TOGETHER IN A NEUTRAL PLACE TO DISCOVER AND UNDERSTAND COMMUNITY ISSUES IS AN IMPORTANT STEP TOWARD ACHIEVING THESE GOALS. CONVENING EVENTS INCLUDE UP TO 30 COMMUNITY MEMBERS AT A TIME AND HAVE INCLUDED TOPICS RELATED TO LAND USE, COMMUNITY ART, BEAUTIFICATION AND PERFORMING ARTS. THE FOUNDATION ALSO HOLDS VARIOUS MEETINGS WITH GRANTEES AND COMMUNITY MEMBERS TO BETTER INFORM AND DESIGN ITS GRANT MAKING AND PROGRAM OFFERINGS. |
| OUTREACH | PART XI-A | OUTREACHPROGRAMS EXTEND THE FOUNDATION HORTICULTURAL EXPERTISE DIRECTLY INTO THE COMMUNITY OF FLINT. THIS IS DONE TO ENHANCE OUR GRANT-MAKING EFFORTS TO BEAUTIFY THE FLINT COMMUNITY THOUGH GARDENING. OUTREACH ACTIVITIES INCLUDE EDUCATION AND DIRECT ASSISTANCE IN ESTABLISHING YOUTH GARDENS AND COMMUNITY GARDENS THROUGHOUT GENESEE COUNTY WHERE THEY ARE USED TO TEACH NUTRITION, THE NATURAL ENVIRONMENT, COMMUNITY PRIDE AND HEALTHY LIFESTYLES. OUTREACH ALSO INCLUDES FOUNDATION STAFF PROVIDING HORTICULTURAL TECHNICAL ASSISTANCE FOR COMMUNITY GARDENING AND BEAUTIFICATION PROJECTS CARRIED OUT BY NUMEROUS NEIGHBORHOOD AND GARDEN ASSOCIATIONS. SUPPORT IS ALSO GIVEN TO DESIGN AND DEVELOP AN ANNUAL BEAUTIFICATION CONFERENCE FOR GENESEE COUNTY THAT WAS ATTENDED BY MORE THAN 300 PEOPLE IN 2010. THE OUTREACH PROGRAMS ASSIST THE COMMUNITY IN PLANNING AND COMMUNITY ENGAGEMENT ACTIVITIES TO SUPPORT ARTS & CULTURE, BEAUTIFICATION, AND HEALTH PROMOTION INITIATIVES. |
| PRIVATE FOUNDATION - HIGHEST PAID EMPLOYEES | PART XI-A | FIVE PART VIII, LINE 2, PRIVATE FOUNDATION - HIGHEST PAID EMPLOYEES------------------------------------------------------------------- BENEFIT PLAN EXP ACCT COMPENSATION CONTRIBUTIONS ALLOWANCES DAVE MILLER PROGRAM DIRECTOR, APPLEWOOD $133,882.54 $ 7,310.13 $0.00111 E. COURT ST., SUITE 3C FLINT, MI 48502 DEBORAH ELLIOTT ESTATE MANAGER, APPLEWOOD $103,055.31 $19,241.58 $0.00111 E. COURT ST., SUITE 3C FLINT, MI 48502 SYLVESTER JONES, JR. PROGRAM OFFICER $92,577.84 $28,847.28 $0.00111 E. COURT ST., SUITE 3C FLINT, MI 48502 STEPHEN ARELLANO PROGRAM OFFICER $95,907.09 $17,315.47 $0.00111 E. COURT ST., SUITE 3C FLINT, MI 48502 MARIA JORDAN DIRECTOR OF FINANCE AND ADMIN $90,000.00 $28,646.01 $0.00111 E. COURT ST., SUITE 3C FLINT, MI 48502 ----------- ----------- ----- $515,422.78 $101,360.47 $0.00 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 623371.086 SHS VANGUARD ADM INTERM INVEST GRADE BOND FD VALUATION: FM | 5,820,403 | 6,183,841 |
| 1203698.668 SHS VANGUARD ADMIRAL HIGH YIELD CORPORATE FD VALUATION: FM | 6,517,105 | 6,861,082 |
| 1738483.730 SHS VANGUARD ADMIRAL SHORT-TERM INVESTMENT GR VALUATION: FM | 18,401,006 | 18,723,470 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 21700.000 SHS ABBOTT LABORATORIES VALUATION: FM | 1,086,978 | 1,039,647 |
| 11000.000 SHS AIR PRODUCTS AND CHEMICALS, INC. VALUATION: FM | 1,003,235 | 1,000,450 |
| 17900.000 SHS AMERICAN EXPRESS COMPANY VALUATION: FM | 555,130 | 768,268 |
| 17700.000 SHS AMERIPRISE FINANCIAL, INC. VALUATION: FM | 739,312 | 1,018,635 |
| 19500.000 SHS AMGEN INC. VALUATION: FM | 1,129,037 | 1,070,550 |
| 10500.000 SHS ANADARKO PETROLEUM CORPORATION VALUATION: FM | 740,451 | 799,680 |
| 10900.000 SHS APACHE CORP PFD 6% CONV SER D VALUATION: FM | 635,564 | 725,286 |
| 6500.000 SHS APACHE CORPORATION VALUATION: FM | 0 | 0 |
| 31700.000 SHS AT&T INC. VALUATION: FM | 980,582 | 931,346 |
| 35700.000 SHS BANK OF NEW YORK MELLON CORPORATION VALUATION: FM | 1,049,433 | 1,078,140 |
| 29100.000 SHS BB&T CORPORATION VALUATION: FM | 947,349 | 765,039 |
| 16900.000 SHS BED BATH & BEYOND INC. VALUATION: FM | 582,675 | 830,635 |
| 18750.000 SHS BEST BUY CO., INC. VALUATION: FM | 518,223 | 642,938 |
| 14400.000 SHS BP P.L.C. VALUATION: FM | 565,410 | 636,048 |
| 27300.000 SHS CAL-MAINE FOODS, INC. VALUATION: FM | 738,958 | 862,134 |
| 42100.000 SHS CISCO SYSTEMS, INC. VALUATION: FM | 819,814 | 851,683 |
| 9500.000 SHS COACH, INC. VALUATION: FM | 528,913 | 525,445 |
| 17800.000 SHS COCA-COLA COMPANY (THE) VALUATION: FM | 915,483 | 1,170,706 |
| 14800.000 SHS CONOCOPHILLIPS VALUATION: FM | 807,508 | 1,007,880 |
| 25100.000 SHS COVIDIEN PLC VALUATION: FM | 989,234 | 1,146,066 |
| 33100.000 SHS CVS CAREMARK CORPORATION VALUATION: FM | 959,583 | 1,150,887 |
| 19300.000 SHS DOW CHEMICAL COMPANY (THE) VALUATION: FM | 488,484 | 658,902 |
| 19900.000 SHS E.I. DU PONT DE NEMOURS AND COMPANY VALUATION: FM | 769,737 | 992,612 |
| 15800.000 SHS EBAY INC. VALUATION: FM | 463,699 | 439,714 |
| 42700.000 SHS EMC CORPORATION VALUATION: FM | 559,135 | 977,830 |
| 17000.000 SHS ESTEE LAUDER COMPANIES INC. VALUATION: FM | 0 | 0 |
| 17600.000 SHS EXPRESS SCRIPTS, INC. VALUATION: FM | 956,804 | 951,280 |
| 8000.000 SHS FRANKLIN RESOURCES, INC. VALUATION: FM | 885,321 | 889,680 |
| 5200.000 SHS FREEPORT-MCMORAN COPPER & GOLD INC. VALUATION: FM | 619,706 | 624,468 |
| 38500.000 SHS GENERAL ELECTRIC COMPANY VALUATION: FM | 1,255,882 | 704,165 |
| 29800.000 SHS GENERAL MILLS, INC. VALUATION: FM | 871,272 | 1,060,582 |
| 37300.000 SHS HAIN CELESTIAL GROUP, INC (THE) VALUATION: FM | 691,720 | 1,009,338 |
| 445514.135 SHS HANSBERGER INSTL. EMERGING MARKETS FUND VALUATION: FM | 7,842,642 | 5,742,677 |
| 15000.000 SHS ILLINOIS TOOL WORKS INC. VALUATION: FM | 807,485 | 801,000 |
| 40300.000 SHS INTEL CORPORATION VALUATION: FM | 1,019,650 | 847,509 |
| 17700.000 SHS JOHNSON & JOHNSON VALUATION: FM | 1,063,753 | 1,094,745 |
| 19800.000 SHS JPMORGAN CHASE & CO. VALUATION: FM | 0 | 0 |
| 20600.000 SHS JUNIPER NETWORKS, INC. VALUATION: FM | 767,225 | 760,552 |
| 12700.000 SHS KIMBERLY-CLARK CORPORATION VALUATION: FM | 661,160 | 800,608 |
| 36000.000 SHS MARSH & MCLENNAN COMPANIES, INC. VALUATION: FM | 1,093,653 | 984,240 |
| 44400.000 SHS MASCO CORPORATION VALUATION: FM | 799,103 | 562,104 |
| 17000.000 SHS MERCK & CO., INC. VALUATION: FM | 490,733 | 612,680 |
| 13536286.40 SHS MFO - NORTHPOINTE FUND A VALUATION: FM | 12,343,071 | 16,169,618 |
| 2947173.886 SHS MFO - TOWLE FUND VALUATION: FM | 8,912,284 | 11,222,472 |
| 280059.794 SHS MFO - WESTFIELD FUND A VALUATION: FM | 7,980,949 | 11,626,476 |
| 55500.000 SHS MICROSOFT CORPORATION VALUATION: FM | 1,445,822 | 1,549,005 |
| 14700.000 SHS MONSANTO COMPANY VALUATION: FM | 1,137,112 | 1,023,708 |
| 13700.000 SHS MOSAIC COMPANY VALUATION: FM | 1,013,757 | 1,046,132 |
| 6800.000 SHS NEWFIELD EXPLORATION COMPANY VALUATION: FM | 493,502 | 490,348 |
| 25700.000 SHS PATTERSON COMPANIES, INC. VALUATION: FM | 794,531 | 787,191 |
| 14500.000 SHS PEABODY ENERGY CORPORATION VALUATION: FM | 919,012 | 927,710 |
| 25900.000 SHS PENTAIR, INC. VALUATION: FM | 822,846 | 945,609 |
| 17700.000 SHS PEPSICO, INC. VALUATION: FM | 1,041,769 | 1,156,341 |
| 25200.000 SHS PETROHAWK ENERGY CORPORATION VALUATION: FM | 476,134 | 459,900 |
| 19500.000 SHS PFIZER INC. VALUATION: FM | 448,937 | 341,445 |
| 19200.000 SHS PROCTER & GAMBLE COMPANY, THE VALUATION: FM | 1,181,950 | 1,235,136 |
| 19700.000 SHS QUALCOMM INCORPORATED VALUATION: FM | 688,530 | 974,953 |
| 50600.000 SHS REGAL ENTERTAINMENT GROUP VALUATION: FM | 799,317 | 594,044 |
| 29800.000 SHS REGIONS FINANCIAL CORPORATION VALUATION: FM | 0 | 0 |
| 27700.000 SHS RYLAND GROUP, INC. (THE) VALUATION: FM | 834,396 | 471,731 |
| 15500.000 SHS SCHLUMBERGER LIMITED VALUATION: FM | 1,299,969 | 1,294,250 |
| 95100.000 SHS SPRINT NEXTEL CORPORATION VALUATION: FM | 1,464,027 | 402,273 |
| 14800.000 SHS STRYKER CORPORATION VALUATION: FM | 804,802 | 794,760 |
| 17200.000 SHS SUNCOR ENERGY INC. VALUATION: FM | 547,415 | 658,588 |
| 74900.000 SHS SYMANTEC CORPORATION VALUATION: FM | 1,242,176 | 1,253,826 |
| 16900.000 SHS TARGET CORPORATION VALUATION: FM | 1,013,900 | 1,016,197 |
| 498057.116 SHS TEMPLETON INSTL. EMERGING MARKETS FUND VALUATION: FM | 5,067,741 | 8,317,554 |
| 878147.316 SHS TEMPLETON INSTL. FOREIGN EQUITY FUND VALUATION: FM | 20,865,878 | 17,606,854 |
| 6700.000 SHS TRANSOCEAN LTD. VALUATION: FM | 538,962 | 465,717 |
| 25625.000 SHS TYCO INTERNATIONAL LTD. VALUATION: FM | 1,218,119 | 1,061,900 |
| 29800.000 SHS UNILEVER N.V. VALUATION: FM | 456,514 | 935,720 |
| 14100.000 SHS UNITED PARCEL SERVICE, INC. VALUATION: FM | 994,453 | 1,023,378 |
| 19386.000 SHS UNITED STATES SUGAR CORPORATION VALUATION: FM | 3,295,620 | 4,169,929 |
| 9200.000 SHS UNITED TECHNOLOGIES CORPORATION VALUATION: FM | 730,347 | 724,224 |
| 166193.584 SHS VANGUARD ADM EMERGING MKTS INDEX FD VALUATION: FM | 4,917,875 | 6,624,476 |
| 29100.000 SHS VERIZON COMMUNICATIONS INC. VALUATION: FM | 979,892 | 1,041,198 |
| 31600.000 SHS WASTE MANAGEMENT INC. VALUATION: FM | 1,083,738 | 1,165,092 |
| 21900.000 SHS WEATHERFORD INTERNATIONAL LTD. VALUATION: FM | 340,678 | 499,320 |
| 16600.000 SHS ZIMMER HOLDINGS, INC. VALUATION: FM | 1,190,619 | 891,088 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 43000.000 SHS AMERICAN CAPITAL STRATEGIES, LTD | FMV | 0 | 0 |
| 185514.814 SHS ARCHIPELAGO HLDGS LTD-OFFSHORE | FMV | 3,700,000 | 3,926,087 |
| 26000.000 SHS ARES CAPITAL CORPORATION | FMV | 2,210,935 | 428,480 |
| 6000000.000 SHS CROSSLINK VENTURES V L.P. | FMV | 4,987,696 | 6,156,873 |
| 800000.000 SHS CROSSLINK VI VENTURE FUND | FMV | 786,972 | 785,107 |
| 9000000.000 SHS INTEGRAL CAPITAL PARTNERS VI | FMV | 1,085,388 | 668,598 |
| 1164.381 SHS OTTER CREEK INTL SERIES 1-08 | FMV | 2,250,000 | 2,944,655 |
| 2250.000 SHS OZ OVERSEAS FUND II E-PRIME/35 | FMV | 2,250,000 | 2,658,039 |
| 2000.000 SHS TACONIC OFFSHORE 1.5 LTD CL A-NR SER 71 | FMV | 2,000,000 | 2,009,465 |
| 2200000.000 SHS TGAP VENTURE CAPITAL FUND II, L.P. | FMV | 2,100,730 | 2,097,006 |
| 3000000.000 SHS TGAP VENTURE CAPITAL FUND, L.P. | FMV | 2,028,230 | 1,806,068 |
| 13390.461 SHS VANGUARD ADMIRAL REIT INDEX FUND | FMV | 772,758 | 1,050,348 |
| 95359.629 SHS VANGUARD ARBITRAGE FUND | FMV | 1,233,000 | 1,219,650 |
| 2000.000 SHS WEXFORD OFFSHORE SPECTRUM C-000E17 | FMV | 2,000,000 | 2,445,336 |
| 250.000 SHS WEXFORD OFFSHORE SPECTRUM C-0709-E | FMV | 250,000 | 302,997 |
| 2250.000 SHS YORK CREDIT OPPORTUNITIES UNIT TRUST | FMV | 2,250,000 | 2,938,190 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL | 35,282 | 1,299 | 33,983 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| EMPLOYEE BENEFIT PLAN - FLEXIBLE SPENDING ACCOUNT | 224 | 0 | |
| PREPAID EXPENSES | 8,972 | 0 | |
| FINE ART | 502,500 | 502,500 | 702,500 |
| SCULPTURE USED AT APPLEWOOD | 84,551 | 84,551 | 84,551 |
| Description | Amount |
|---|---|
| CONVERSION FROM CASH TO ACCRUAL - BOOKS ONLY | 1,395,031 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FROM SCH K-1: CROSSLINK VENTURES V, L.P. - INVESTMENT INTEREST | 4,748 | 4,748 | 0 | |
| FROM SCH K-1: CROSSLINK VENTURES V, L.P. - PORTFOLIO DEDUCTIONS | 99,759 | 99,759 | 0 | |
| FROM SCH K-1: CROSSLINK VENTURES VI, L.P. - INVESTMENT INTEREST | 468 | 468 | 0 | |
| FROM SCH K-1: CROSSLINK VENTURES VI, L.P. - PORTFOLIO DEDUCTIONS | 12,620 | 12,620 | 0 | |
| FROM SCH K-1: INTEGRAL CAPITAL PARTNERS VI - PORTFOLIO DEDUCTIONS | 1,352 | 1,352 | 0 | |
| FROM SCH K-1: MFO NORTHPOINTE FUND A - PORTFOLIO DEDUCTIONS | 87,416 | 87,416 | 0 | |
| FROM SCH K-1: MFO TOWLE FUND - PORTFOLIO DEDUCTIONS | 75,170 | 75,170 | 0 | |
| FROM SCH K-1: MFO WESTFIELD FUND A - PORTFOLIO DEDUCTIONS | 55,049 | 55,049 | 0 | |
| FROM SCH K-1: SANDS TECHNOLOGY PTRS. - PORTFOLIO DEDUCTIONS | 11,312 | 11,312 | 0 | |
| FROM SCH K-1: TGAP VENTURE CAPITAL FUND - PORTFOLIO DEDUCTIONS | 53,094 | 53,094 | 0 | |
| FROM SCH K-1: TGAP VENTURE CAPITAL FUND II - PORTFOLIO DEDUCTIONS | 53,428 | 53,428 | 0 | |
| INSURANCE | 9,055 | 0 | 9,055 | |
| MEMBERSHIP DUES | 2,543 | 0 | 2,543 | |
| MISCELLANEOUS | 4,044 | 0 | 4,044 | |
| OFFICE SUPPLIES | 5,005 | 0 | 5,005 | |
| OTHER EMPLOYMENT EXPENSES | 3,733 | 30 | 3,703 | |
| 401K PROCESSING FEES | 4,104 | 0 | 4,104 | |
| PAYROLL PROCESSING | 5,626 | 0 | 5,626 | |
| POSTAGE | 5,203 | 0 | 5,203 | |
| SMALL TOOLS & EQUIPMENT | 265 | 0 | 265 | |
| SPECIAL EVENTS | 5,815 | 0 | 5,815 | |
| SUPPLIES | 2,385 | 0 | 2,385 | |
| TELEPHONE | 8,426 | 0 | 8,426 | |
| TRAINING | 1,472 | 0 | 1,472 | |
| BUSINESS MEALS | 14,237 | 0 | 14,237 | |
| COMPUTER/INFORMATION TECHNOLOGY | 46,452 | 0 | 46,452 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| TGAP VENTURE CAPITAL - CAPITAL COMMITMENT | 645,000 | 600,000 |
| TGAP VENTURE CAPITAL II - CAPITAL COMMITMENT | 1,980,000 | 1,760,000 |
| CROSSLINK VENTURES V - CAPITAL COMMITMENT | 2,194,264 | 1,615,283 |
| CROSSLINK VI VENTURE FUND - CAPITAL COMM. | 800,000 | 736,000 |
| DEFERRED EXCISE TAX | 0 | 149,000 |
| Borrower's Name | Relationship to Insider | Original Amount of Loan | Balance Due | Date of Note | Maturity Date | Repayment Terms | Interest Rate | Security Provided by Borrower | Purpose of Loan | Description of Lender Consideration | Consideration FMV |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GERALD & CHRISTINA KAHRS | UNRELATED PURCHASER ON LAND CONTRACT | 100,000 | 0 | 1998-01 | 2018-01 | 850.0000000000 % | LAND & BUILDING MORTGAGE | MORTGAGE LOAN | N/A | 0 | |
| NJS HAGGERTY LLC 7 12112002 | UNRELATED THIRD PARTY BORROWER | 2,100,000 | 0 | 2002-12 | 2012-12 | QUARTERLY PYMTS OF $44,622 COMMENCING 3/11/03 AND PAYABLE IN FULL 12/11/12 | 700.0000000000 % | 8% PARTNERSHIP INTEREST IN HAGGERTY CORRIDOR PARTNERS LLC | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PROGRAM CONSULTANTS | 161,403 | 0 | 161,403 | |
| OTHER CONTRACTED SERVICES | 19,048 | 0 | 19,048 | |
| INVESTMENT MANAGEMENT FEES | 89,114 | 89,114 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES WITHHELD | 97,705 | 97,705 | 0 | |
| PAYROLL TAXES | 58,275 | 457 | 57,818 | |
| FROM SCH K-1: MFO WESTFIELD FUND A - FOREIGN TAXES WITHHELD | 148 | 148 | 0 | |
| FEDERAL EXCISE TAX | 189,000 | 0 | 0 |