Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2010
For calendar year 2010, or tax year beginning 01-01-2010 , and ending 12-31-2010
G
Check all that apply:
Name of foundation
CLAYTON BAKER TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)2 EAST READ STREET - SUITE 100   Room/suite
City or town, state, and ZIP code
BALTIMORE, MD21202
A Employer identification number

52-6054237
B Telephone number (see page 10 of the instructions)

(410) 837-3555
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$32,764,249J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 552,522 546,001  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,145,681
b Gross sales price for all assets on line 6a 14,455,413
7 Capital gain net income (from Part IV, line 2)... 2,145,681
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......   169,296  
12 Total. Add lines 1 through 11........ 2,698,203 2,860,978  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages...... 7,725 0 0 7,725
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 128,451 128,451   0
17 Interest...............       0
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 14,873 5,964   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy.............. 10,406     10,406
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 6,295     6,295
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 167,750 134,415 0 24,426
25 Contributions, gifts, grants paid........ 1,459,200 1,459,200
26 Total expenses and disbursements. Add lines 24 and 25 1,626,950 134,415 0 1,483,626
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,071,253
b Net investment income (if negative, enter -0-) 2,726,563
c Adjusted net income (if negative, enter -0-)... 0
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2010)
Form 990-PF (2010)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 425,696 66,409 55,409
2 Savings and temporary cash investments.......... 2,520,199 1,260,407 1,260,407
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 3,334,592 Click to see attachment6,103,810 6,285,584
b Investments—corporate stock (attach schedule)........ 15,581,855 Click to see attachment16,887,841 21,118,053
c Investments—corporate bonds (attach schedule)........ 3,840,705 Click to see attachment3,018,393 3,099,058
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,450,000 Click to see attachment925,000 945,738
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 27,153,047 28,261,860 32,764,249
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 27,153,047 28,261,860
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 27,153,047 28,261,860
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 27,153,047 28,261,860
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 27,153,047
2 Enter amount from Part I, line 27a...................... 2 1,071,253
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 40,832
4 Add lines 1, 2, and 3.......................... 4 28,265,132
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 3,272
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.. 6 28,261,860
Form 990-PF (2010)
Form 990-PF (2010)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 765. ABB LTD SPON ADR   2009-09-25 2010-01-20
b 59. ABB LTD SPON ADR   2010-04-26 2010-11-08
c 2333. ABB LTD SPON ADR   2009-09-25 2010-11-08
d 300. A F C ENTERPRISES INC   2007-02-14 2010-04-15
e 400. A F C ENTERPRISES INC   2007-02-14 2010-11-08
100. A F C ENTERPRISES INC   2007-03-02 2010-12-09
200. A F C ENTERPRISES INC   2008-01-23 2010-12-16
6. ASBC CAPITAL I 7.6250% PFD   2008-11-04 2010-03-02
37. ASBC CAPITAL I 7.6250% PFD   2008-11-04 2010-03-03
23. ASBC CAPITAL I 7.6250% PFD   2008-11-04 2010-03-04
70. ASBC CAPITAL I 7.6250% PFD   2008-11-04 2010-03-05
129. ASBC CAPITAL I 7.6250% PFD   2009-02-25 2010-03-08
61. ASBC CAPITAL I 7.6250% PFD   2009-02-25 2010-03-09
13. ASBC CAPITAL I 7.6250% PFD   2009-02-25 2010-03-09
17. ASBC CAPITAL I 7.6250% PFD   2009-02-25 2010-03-19
63. ASBC CAPITAL I 7.6250% PFD   2009-02-25 2010-03-22
36. ASBC CAPITAL I 7.6250% PFD   2009-02-25 2010-03-23
35. ASBC CAPITAL I 7.6250% PFD   2009-02-24 2010-03-24
200. ACI WORLDWIDE INC   2010-08-23 2010-11-08
100. ACI WORLDWIDE INC   2010-07-06 2010-11-10
100. ACI WORLDWIDE INC   2010-08-24 2010-12-13
200. ACXIOM CORP   2010-08-11 2010-11-08
200. AFFILIATED MANAGERS GROUP INC   2008-07-30 2010-11-08
140. AIR PRODUCTS & CHEMICALS INC.   2009-01-12 2010-01-20
145. AIR PRODUCTS & CHEMICALS INC.   2010-02-05 2010-02-18
574. ALBERTO CULVER CO   2009-10-02 2010-01-20
462. ALBERTO CULVER CO   2009-03-11 2010-02-18
1036. ALBERTO CULVER CO   2009-03-11 2010-09-27
1073. ALBERTO CULVER CO   2009-02-26 2010-10-05
558. ALBERTO CULVER CO   2009-02-26 2010-10-08
118. ALBERTO CULVER CO   2009-02-26 2010-10-08
670. ALBERTO CULVER CO   2009-03-26 2010-10-11
666. ALBERTO CULVER CO   2009-04-27 2010-10-13
962. ALBERTO CULVER CO   2009-04-27 2010-10-18
208. ALLERGAN INC   2009-11-16 2010-01-20
77. ALLERGAN INC   2007-02-13 2010-01-20
229. ALLERGAN INC   2007-02-20 2010-02-18
227. ALLERGAN INC   2010-03-02 2010-10-29
156. ALLERGAN INC   2010-02-25 2010-11-08
639. ALLERGAN INC   2007-02-28 2010-11-08
8000. ALLIED CAPITAL CORP. 6.625% DUE 07/15/2011   2009-11-04 2010-03-17
200. AMERICAN EAGLE OUTFITTERS INC NEW COM   2010-03-01 2010-11-08
480. AMERICAN EXPRESS CO.   2008-11-14 2010-01-20
515. AMERICAN EXPRESS CO.   2008-11-14 2010-02-16
355. AMERICAN EXPRESS CO.   2008-11-14 2010-02-16
290. AMERICAN EXPRESS CO.   2008-11-24 2010-02-18
85. AMERICAN EXPRESS CO.   2008-11-24 2010-03-08
195. AMERICAN EXPRESS CO.   2008-11-24 2010-05-19
17000. AMERICAN EXPRESS CO. 6.8% DUE 09/01/2066   2009-07-28 2010-03-02
40. AMERICAN PUBLIC EDUCATION   2008-10-22 2010-02-18
44. AMERICAN PUBLIC EDUCATION   2010-01-13 2010-02-22
12. AMERICAN PUBLIC EDUCATION   2008-10-22 2010-02-22
16. AMERICAN PUBLIC EDUCATION   2010-01-13 2010-06-23
43. AMERICAN PUBLIC EDUCATION   2010-01-13 2010-06-23
25. AMERICAN PUBLIC EDUCATION   2009-07-24 2010-06-23
12. AMERICAN PUBLIC EDUCATION   2009-05-06 2010-06-23
132. AMERICAN PUBLIC EDUCATION   2009-05-06 2010-06-24
32. AMERICAN PUBLIC EDUCATION   2009-05-05 2010-11-01
70. AMERICAN PUBLIC EDUCATION   2009-11-18 2010-11-01
251. AMERICAN PUBLIC EDUCATION   2009-08-05 2010-11-01
175. AMERICAN PUBLIC EDUCATION   2009-08-05 2010-11-05
326. AMETEK INC (NEW) COM   2007-03-15 2010-01-20
262. AMETEK INC (NEW) COM   2007-03-15 2010-02-18
264. AMETEK INC (NEW) COM   2007-03-15 2010-04-14
242. AMETEK INC (NEW) COM   2008-10-22 2010-04-14
189. AMETEK INC (NEW) COM   2008-11-05 2010-04-15
47. AMETEK INC (NEW) COM   2009-07-28 2010-04-15
89. AMETEK INC (NEW) COM   2008-11-05 2010-04-15
345. AMETEK INC (NEW) COM   2009-07-28 2010-04-16
296. AMETEK INC (NEW) COM   2009-07-28 2010-04-19
184. AMETEK INC (NEW) COM   2009-07-28 2010-04-20
134. AMETEK INC (NEW) COM   2009-07-31 2010-04-20
260. AMETEK INC (NEW) COM   2009-07-31 2010-04-20
381. AMETEK INC (NEW) COM   2009-07-31 2010-04-21
455. AMETEK INC (NEW) COM   2008-12-03 2010-04-21
965. AMPHENOL CORP - CL A   2010-04-21 2010-11-08
561. ANSYS INC   2010-10-18 2010-11-08
101. APPLE COMPUTER INC.   2008-10-10 2010-01-20
79. APPLE COMPUTER INC.   2008-10-07 2010-02-18
42. APPLE COMPUTER INC.   2008-10-07 2010-04-26
12. APPLE COMPUTER INC.   2010-01-26 2010-10-06
11. APPLE COMPUTER INC.   2010-01-26 2010-10-13
253. APPLE COMPUTER INC.   2008-10-08 2010-11-08
85. APPLIED MICRO CIRCUITS CORP   2010-02-04 2010-02-18
300. APPLIED SIGNAL TECHNOLOGY INC   2010-08-13 2010-10-22
200. APPLIED SIGNAL TECHNOLOGY INC   2008-05-28 2010-10-22
100. APPLIED SIGNAL TECHNOLOGY INC   2008-05-28 2010-10-25
100. APPLIED SIGNAL TECHNOLOGY INC   2008-05-28 2010-11-03
100. ARENA RESOURCES, INC.   2009-12-16 2010-05-19
100. ARENA RESOURCES, INC.   2009-10-15 2010-05-21
100. ARENA RESOURCES, INC.   2010-04-05 2010-05-27
100. ARENA RESOURCES, INC.   2009-10-08 2010-06-02
100. ARENA RESOURCES, INC.   2009-10-08 2010-06-03
100. ARENA RESOURCES, INC.   2010-03-05 2010-06-07
645. ARES CAP CORP   2009-10-29 2010-03-02
100. ARGON ST, INC.   2009-12-04 2010-01-20
100. ARGON ST, INC.   2007-09-17 2010-01-20
100. ARGON ST, INC.   2007-09-17 2010-02-02
481. ARGON ST, INC.   2007-02-26 2010-02-03
49. ARGON ST, INC.   2007-02-27 2010-02-04
90. ARGON ST, INC.   2007-02-27 2010-02-18
165. ARGON ST, INC.   2007-10-24 2010-04-06
119. ARGON ST, INC.   2008-10-22 2010-04-21
95. ARGON ST, INC.   2008-10-22 2010-04-21
126. ARGON ST, INC.   2008-10-22 2010-04-22
65. ARGON ST, INC.   2007-12-04 2010-08-02
894. ARGON ST, INC.   2008-01-22 2010-08-03
101. ARGON ST, INC.   2008-01-22 2010-08-03
1430. ARGON ST, INC.   2009-05-06 2010-08-06
455. ASSURANT INC   2009-10-13 2010-01-20
380. ASSURANT INC   2009-10-13 2010-02-18
300. ASSURANT INC   2009-04-16 2010-07-16
320. ASSURANT INC   2009-04-21 2010-09-28
430. ASSURANT INC   2009-08-05 2010-10-04
185. ASSURANT INC   2009-08-05 2010-10-15
10. ATHENAHEALTH INC.   2009-10-16 2010-02-18
565. ATHENAHEALTH INC.   2010-04-07 2010-05-28
160. ATHENAHEALTH INC.   2010-04-07 2010-05-28
100. ATLAS AIR WORLDWIDE HOLDINGS   2009-12-10 2010-03-05
100. ATLAS AIR WORLDWIDE HOLDINGS   2009-11-19 2010-07-26
200. ATLAS AIR WORLDWIDE HOLDINGS   2009-10-29 2010-11-08
10. B & G FOODS INC NEW   2010-03-12 2010-11-04
190. B & G FOODS INC NEW   2008-07-24 2010-11-04
190. B & G FOODS INC NEW   2010-03-12 2010-11-08
310. B & G FOODS INC NEW   2008-07-11 2010-11-08
200. B & G FOODS INC NEW   2009-09-16 2010-12-02
400. B & G FOODS INC NEW   2009-10-22 2010-12-08
300. B & G FOODS INC NEW   2009-10-22 2010-12-21
257. BB&T CAP TRST VI 9.60% PFD   2009-07-22 2010-03-02
84. BB&T CAP TRST VI 9.60% PFD   2009-07-22 2010-03-03
31. BB&T CAP TRST VI 9.60% PFD   2009-07-21 2010-03-04
141. BB&T CAP TRST VI 9.60% PFD   2009-07-21 2010-03-05
100000. BGE DTD 06/12/97 6.730% DUE 06/12/12   2002-04-04 2010-09-22
575. BANK OF AMERICA CORPORATION   2010-01-20 2010-04-21
1145. BANK OF AMERICA CORPORATION   2010-01-20 2010-05-06
9000. BANK OF AMERICA CORP. PERPETUAL   2009-11-17 2010-03-02
595. BANK OF NEW YORK MELLON CORP   2008-09-18 2010-01-20
286. BANK OF NEW YORK MELLON CORP   2008-07-01 2010-01-20
500. BANK OF NEW YORK MELLON CORP   2008-11-05 2010-02-18
231. BANK OF NEW YORK MELLON CORP   2008-07-01 2010-02-18
1448. BANK OF NEW YORK MELLON CORP   2008-11-05 2010-11-08
635. BARCLAYS BK PLC 8.125% PFD   2009-06-24 2010-03-02
160. BECTON DICKINSON & CO.   2009-11-09 2010-01-20
130. BECTON DICKINSON & CO.   2009-03-02 2010-02-18
69. BECTON DICKINSON & CO.   2010-01-20 2010-10-29
41000. BLOCK FINL CORP 5.125% 10/30/14   2005-05-16 2010-08-11
17000. BLOCK FINL CORP 5.125% 10/30/14   2005-05-16 2010-08-31
17000. BLOCK FINL CORP 5.125% 10/30/14   2005-05-16 2010-09-13
130. BORG WARNER AUTOMOTIVE INC   2010-01-20 2010-05-05
100. BORG WARNER AUTOMOTIVE INC   2010-01-20 2010-10-01
89. BORG WARNER AUTOMOTIVE INC   2010-01-20 2010-12-21
100. THE BRINKS CO   2010-11-05 2010-11-08
35. BRINK'S HOME SECURITY HOLDINGS, INC.   2009-09-21 2010-02-18
135. BRINK'S HOME SECURITY HOLDINGS, INC.   2009-09-21 2010-04-21
22. BRINK'S HOME SECURITY HOLDINGS, INC.   2009-02-18 2010-04-21
163. BRINK'S HOME SECURITY HOLDINGS, INC.   2009-02-18 2010-04-21
220. BRINK'S HOME SECURITY HOLDINGS, INC.   2009-01-22 2010-04-22
215. BRINK'S HOME SECURITY HOLDINGS, INC.   2009-02-24 2010-05-04
170. BROADRIDGE FINANCIAL SOLUTIONS INC   2008-12-31 2010-02-18
335. BROADRIDGE FINANCIAL SOLUTIONS INC   2008-12-17 2010-04-21
610. BROADRIDGE FINANCIAL SOLUTIONS INC   2008-12-26 2010-05-12
200. BROADRIDGE FINANCIAL SOLUTIONS INC   2010-04-06 2010-06-11
300. BROADRIDGE FINANCIAL SOLUTIONS INC   2009-06-11 2010-06-15
100. BROADRIDGE FINANCIAL SOLUTIONS INC   2009-02-10 2010-10-05
200. BROADRIDGE FINANCIAL SOLUTIONS INC   2009-06-24 2010-11-02
200. BROADRIDGE FINANCIAL SOLUTIONS INC   2009-02-03 2010-11-08
9000. BROADRIDGE FINANCIAL SOLUTIONS INC. 6.125% DUE 06/01/2017   2009-01-15 2010-02-09
1000. CBIZ INC   2009-02-24 2010-11-08
17000. CIT GROUP, INC. 7% DUE 5/1/16   2010-02-08 2010-03-10
175. CANADIAN NATURAL RESOURCES LTD   2009-11-06 2010-01-20
257. CANADIAN NATURAL RESOURCES LTD   2009-11-19 2010-01-20
160. CANADIAN NATURAL RESOURCES LTD   2009-11-06 2010-02-18
207. CANADIAN NATURAL RESOURCES LTD   2009-11-19 2010-02-18
175. CANADIAN NATURAL RESOURCES LTD   2009-05-07 2010-07-22
150. CANADIAN NATURAL RESOURCES LTD   2009-05-07 2010-07-28
165. CANADIAN NATURAL RESOURCES LTD   2009-05-07 2010-07-29
671. CANADIAN NATURAL RESOURCES LTD   2010-10-29 2010-11-08
878. CANADIAN NATURAL RESOURCES LTD   2009-04-21 2010-11-08
160. CANADIAN NATURAL RESOURCES LTD   2010-10-27 2010-12-22
5. CANADIAN NATURAL RESOURCES LTD   2009-04-23 2010-12-22
448. CANADIAN NATURAL RESOURCES LTD   2009-04-21 2010-12-31
16000. CAPITAL ONE CAPITAL V 10.25% PFD. DUE 08/15/2039   2009-08-17 2010-03-02
500. CAPITALSOURCE INC   2010-11-05 2010-11-08
.607 CAPITOL FEDERAL FINANCIAL INC   2010-12-16 2010-12-29
200. CAPSTEAD MORTGAGE CORP.   2009-09-17 2010-04-28
200. CAPSTEAD MORTGAGE CORP.   2009-09-17 2010-04-29
100. CASH AMERICA INTL INC   2007-07-18 2010-11-08
100000. CATERPILLAR FINL 6.125% 2/17/14   2010-02-03 2010-11-05
200. CHEMED CORP   2009-09-11 2010-11-08
30. CHIPOTLE MEXICAN GRILL CL A   2010-01-20 2010-01-26
55. CHIPOTLE MEXICAN GRILL CL A   2010-01-20 2010-04-22
15. CHIPOTLE MEXICAN GRILL CL A   2010-01-20 2010-06-16
65. CHIPOTLE MEXICAN GRILL CL A   2010-01-20 2010-06-22
70. CHIPOTLE MEXICAN GRILL CL A   2010-01-20 2010-10-14
325. CHUBB CORP.   2009-01-07 2010-01-20
140. CHUBB CORP.   2010-01-27 2010-02-18
160. CHUBB CORP.   2009-01-07 2010-02-18
210. CHUBB CORP.   2009-01-07 2010-10-25
495. CISCO SYSTEMS   2008-02-07 2010-01-20
734. CISCO SYSTEMS   2008-07-21 2010-01-20
288. CISCO SYSTEMS   2008-07-21 2010-02-16
420. CISCO SYSTEMS   2008-10-01 2010-02-18
590. CISCO SYSTEMS   2006-05-16 2010-02-18
717. CISCO SYSTEMS   2010-09-03 2010-11-08
1341. CISCO SYSTEMS   2005-11-29 2010-11-08
50. CITI TRENDS INC   2009-10-01 2010-02-18
218. CITI TRENDS INC   2010-05-19 2010-06-08
375. CITRIX SYSTEMS INC   2008-07-01 2010-01-20
305. CITRIX SYSTEMS INC   2008-07-21 2010-01-28
279. CITRIX SYSTEMS INC   2008-07-21 2010-02-18
60. CITRIX SYSTEMS INC   2008-07-15 2010-02-18
270. CITRIX SYSTEMS INC   2008-07-15 2010-03-12
120. CITRIX SYSTEMS INC   2008-07-31 2010-03-16
70. CITRIX SYSTEMS INC   2010-01-20 2010-03-23
105. CITRIX SYSTEMS INC   2010-01-20 2010-04-01
50. CITRIX SYSTEMS INC   2010-01-20 2010-07-29
226. CITRIX SYSTEMS INC   2008-07-24 2010-08-05
321. CITRIX SYSTEMS INC   2008-07-24 2010-09-03
83. CITRIX SYSTEMS INC   2010-01-20 2010-09-16
271. CITRIX SYSTEMS INC   2008-09-29 2010-09-27
131. CITRIX SYSTEMS INC   2008-07-24 2010-10-19
123. CITRIX SYSTEMS INC   2009-02-24 2010-10-19
96. CITRIX SYSTEMS INC   2010-01-20 2010-10-20
699. CITRIX SYSTEMS INC   2008-11-05 2010-11-08
246. CITRIX SYSTEMS INC   2009-02-24 2010-12-09
100. CLEAN HBRS INC   2009-03-31 2010-11-26
100. CLEAN HBRS INC   2009-03-24 2010-12-13
80. CLOROX CO   2010-01-20 2010-03-10
410. CLOROX CO   2010-01-20 2010-11-12
601. COACH INC   2010-01-20 2010-02-18
215. COACH INC   2008-09-11 2010-02-18
268. COACH INC   2008-09-11 2010-06-03
1107. COACH INC   2008-11-05 2010-11-08
167. COACH INC   2008-11-05 2010-12-06
167. COACH INC   2008-10-22 2010-12-07
333. COGNIZANT TECH SOLUTIONS CRP COM   2008-10-30 2010-01-20
269. COGNIZANT TECH SOLUTIONS CRP COM   2008-10-22 2010-02-18
305. COGNIZANT TECH SOLUTIONS CRP COM   2008-10-22 2010-03-29
189. COGNIZANT TECH SOLUTIONS CRP COM   2010-06-02 2010-08-05
74. COGNIZANT TECH SOLUTIONS CRP COM   2010-06-02 2010-10-20
87. COGNIZANT TECH SOLUTIONS CRP COM   2008-10-22 2010-10-20
208. COGNIZANT TECH SOLUTIONS CRP COM   2008-10-22 2010-10-29
696. COGNIZANT TECH SOLUTIONS CRP COM   2008-12-05 2010-11-08
70. COLUMBIA BKG SYS INC   2010-11-08 2010-12-22
50. COLUMBIA BKG SYS INC   2010-11-08 2010-12-29
60. COLUMBIA BKG SYS INC   2010-11-08 2010-12-29
25. COLUMBIA BKG SYS INC   2010-11-08 2010-12-30
35. COLUMBIA BKG SYS INC   2010-11-08 2010-12-30
65. COLUMBIA BKG SYS INC   2010-11-08 2010-12-30
25000. COMCAST CORP 6.500% 1/15/17   2006-07-11 2010-12-23
55. COMMVAULT SYSTEMS INC   2009-06-26 2010-02-18
491. COMMVAULT SYSTEMS INC   2010-05-04 2010-08-23
158. COMMVAULT SYSTEMS INC   2010-05-04 2010-10-04
26. COMMVAULT SYSTEMS INC   2010-04-05 2010-10-08
272. COMMVAULT SYSTEMS INC   2009-07-14 2010-10-08
339. COMPELLENT TECHNOLOGIES INC   2010-03-22 2010-10-08
200. COMSTOCK RESOURCES INC NEW   2010-01-15 2010-08-04
100. COMSTOCK RESOURCES INC NEW   2010-02-22 2010-08-05
100. CONCHO RESOURCES INC.   2009-05-15 2010-04-30
100. CONCHO RESOURCES INC.   2009-02-10 2010-06-30
100. CONCHO RESOURCES INC.   2009-01-27 2010-07-20
500. CONVERGYS CORP   2007-11-02 2010-11-08
338. COSTCO WHOLESALE CORPORATION   2009-05-29 2010-01-20
202. COSTCO WHOLESALE CORPORATION   2009-05-29 2010-02-16
266. COSTCO WHOLESALE CORPORATION   2009-05-29 2010-02-18
826. COSTCO WHOLESALE CORPORATION   2009-05-29 2010-11-08
120. COSTCO WHOLESALE CORPORATION   2009-05-29 2010-12-06
120. COSTCO WHOLESALE CORPORATION   2009-06-23 2010-12-07
330. COUNTRYWIDE CAP V PFD 7%   2009-03-06 2010-03-04
100. COUNTRYWIDE CAP V PFD 7%   2009-01-20 2010-03-04
337. COVANCE INC   2009-10-09 2010-01-20
271. COVANCE INC   2009-12-31 2010-02-18
60. COVANCE INC   2010-02-12 2010-02-18
196. COVANCE INC   2010-03-02 2010-11-08
1004. COVANCE INC   2009-10-30 2010-11-08
1160. COVANTA HLDG CORP   2010-01-20 2010-03-11
810. COVANTA HLDG CORP   2010-01-20 2010-03-23
25. CUMMINS INC COM   2010-04-01 2010-07-29
95. CUMMINS INC COM   2010-04-01 2010-08-06
231. CYBERSOURCE CORP   2009-09-01 2010-02-04
170. CYBERSOURCE CORP   2009-07-16 2010-02-05
354. CYBERSOURCE CORP   2009-07-07 2010-02-05
500. CYPRESS SHARPRIDGE INVESTMENTS INC   2009-09-09 2010-11-08
174. DANAHER CORP   2008-03-18 2010-01-20
139. DANAHER CORP   2008-03-18 2010-02-18
910. DANAHER CORP   2008-03-18 2010-11-08
255. DARDEN RESTAURANTS INC   2009-11-18 2010-01-20
190. DARDEN RESTAURANTS INC   2009-11-18 2010-02-18
230. DARDEN RESTAURANTS INC   2009-11-18 2010-04-15
260. DARDEN RESTAURANTS INC   2009-11-18 2010-04-22
125. DARDEN RESTAURANTS INC   2009-11-18 2010-05-14
390. DARDEN RESTAURANTS INC   2009-11-19 2010-05-19
281. DAVITA INC   2010-01-11 2010-01-20
226. DAVITA INC   2010-01-11 2010-02-18
146. DAVITA INC   2010-01-08 2010-09-03
150. DAVITA INC   2008-01-14 2010-09-03
649. DAVITA INC   2008-01-14 2010-11-08
100. DECKERS OUTDOOR CORP   2009-10-28 2010-03-01
335. DEERE & CO.   2009-07-10 2010-01-20
45. DEERE & CO.   2009-07-10 2010-01-29
265. DEERE & CO.   2009-07-10 2010-02-18
70. DEERE & CO.   2009-03-30 2010-02-25
95. DEERE & CO.   2009-03-30 2010-03-03
85. DEERE & CO.   2010-01-20 2010-04-28
155. DEERE & CO.   2009-03-19 2010-04-29
260. DEERE & CO.   2010-01-20 2010-05-05
120. DEERE & CO.   2009-03-19 2010-06-03
165. DEERE & CO.   2009-03-19 2010-07-16
85. DEERE & CO.   2009-03-19 2010-07-28
75. DEERE & CO.   2009-03-19 2010-10-15
385. DELL INC   2008-09-22 2010-01-20
90. DELL INC   2009-09-25 2010-02-18
335. DELL INC   2008-09-22 2010-02-18
184. DB CONT CAPT TR 8.05% PFD   2009-08-11 2010-02-04
406. DB CONT CAPT TR 8.05% PFD   2009-08-11 2010-02-08
80. DEXCOM INC   2009-09-01 2010-02-18
170. DIAMOND OFFSHORE DRILLING   2008-12-26 2010-01-20
145. DIAMOND OFFSHORE DRILLING   2008-12-26 2010-02-18
275. DIAMOND OFFSHORE DRILLING   2009-01-15 2010-04-16
500. THE DOLAN COMPANY   2009-06-11 2010-11-08
15000. DOMINION RESOURCES INC. 5.6% DUE 11/15/16   2006-11-09 2010-06-22
500. R R DONNELLEY & SONS CO.   2010-08-05 2010-11-08
22. DOUBLE-TAKE SOFTWARE INC.   2008-09-15 2010-02-08
23. DOUBLE-TAKE SOFTWARE INC.   2008-09-15 2010-02-09
101. DOUBLE-TAKE SOFTWARE INC.   2008-09-15 2010-02-16
75. DOUBLE-TAKE SOFTWARE INC.   2008-09-15 2010-02-18
76. DOUBLE-TAKE SOFTWARE INC.   2008-09-15 2010-02-18
19. DOUBLE-TAKE SOFTWARE INC.   2008-09-15 2010-02-18
36. DOUBLE-TAKE SOFTWARE INC.   2009-07-24 2010-02-19
154. DOUBLE-TAKE SOFTWARE INC.   2008-12-31 2010-02-19
169. DOUBLE-TAKE SOFTWARE INC.   2009-07-24 2010-02-19
57. DOUBLE-TAKE SOFTWARE INC.   2009-07-24 2010-03-10
48. DOUBLE-TAKE SOFTWARE INC.   2009-07-24 2010-03-10
22. DOUBLE-TAKE SOFTWARE INC.   2008-10-22 2010-03-10
266. DOUBLE-TAKE SOFTWARE INC.   2009-02-25 2010-03-11
72. DOUBLE-TAKE SOFTWARE INC.   2009-02-25 2010-03-12
62. DOUBLE-TAKE SOFTWARE INC.   2008-10-06 2010-03-22
171. DOUBLE-TAKE SOFTWARE INC.   2008-10-06 2010-03-23
172. DOUBLE-TAKE SOFTWARE INC.   2009-02-06 2010-03-23
242. DOUBLE-TAKE SOFTWARE INC.   2009-02-06 2010-03-24
69. DOUBLE-TAKE SOFTWARE INC.   2009-02-06 2010-03-24
79. DOUBLE-TAKE SOFTWARE INC.   2009-02-06 2010-03-25
560. DOVER CORP.   2008-01-09 2010-01-20
605. DOVER CORP.   2008-09-29 2010-01-27
330. DOVER CORP.   2008-09-29 2010-01-29
200. DOVER CORP.   2008-09-29 2010-01-29
275. DOVER CORP.   2009-07-29 2010-02-18
30. DOVER CORP.   2008-01-22 2010-02-18
105. DOVER CORP.   2009-07-29 2010-03-08
215. DOVER CORP.   2009-07-29 2010-05-07
60. DOVER CORP.   2008-11-05 2010-05-07
100. DOVER CORP.   2008-11-05 2010-06-08
175. DOVER CORP.   2008-11-05 2010-10-15
225. DOVER CORP.   2008-10-22 2010-10-25
100. DRESS BARN INC   2010-03-05 2010-11-08
337. DRESSER RAND GROUP INC   2010-10-18 2010-12-27
505. E I DU PONT DE NEMOURS & CO.   2006-04-28 2010-01-20
30. E I DU PONT DE NEMOURS & CO.   2009-11-09 2010-02-18
405. E I DU PONT DE NEMOURS & CO.   2008-01-22 2010-02-18
135. E I DU PONT DE NEMOURS & CO.   2009-11-09 2010-04-29
160. E I DU PONT DE NEMOURS & CO.   2009-11-09 2010-10-15
240. E I DU PONT DE NEMOURS & CO.   2009-11-10 2010-10-21
75000. E I DU POINT DE 5.750% 3/15/19   2010-02-02 2010-11-05
8000. E TRADE FINANCIAL CORP. 7.375% DUE 09/15/2013   2009-10-15 2010-03-16
155. EATON CORP.   2008-12-18 2010-01-20
130. EATON CORP.   2008-12-18 2010-02-04
115. EATON CORP.   2008-12-16 2010-02-18
105. EATON CORP.   2008-12-16 2010-04-15
280. EATON CORP.   2010-01-20 2010-05-05
70. EATON CORP.   2008-12-16 2010-06-08
105. EATON CORP.   2008-12-16 2010-09-22
280. EATON CORP.   2009-03-06 2010-09-30
325. EBAY INC.   2009-10-23 2010-01-20
1615. EBAY INC.   2009-10-23 2010-02-05
100. ENTERTAINMENT PPTYS TR   2010-05-25 2010-11-08
132. ESCO TECHNOLOGIES, INC.   2007-08-21 2010-01-13
71. ESCO TECHNOLOGIES, INC.   2007-08-17 2010-01-13
35. ESCO TECHNOLOGIES, INC.   2008-10-22 2010-01-14
62. ESCO TECHNOLOGIES, INC.   2008-10-22 2010-01-14
30. ESCO TECHNOLOGIES, INC.   2008-10-22 2010-02-18
33. ESCO TECHNOLOGIES, INC.   2008-10-22 2010-03-08
32. ESCO TECHNOLOGIES, INC.   2007-08-29 2010-03-09
140. ESCO TECHNOLOGIES, INC.   2007-09-07 2010-03-24
269. ESCO TECHNOLOGIES, INC.   2008-11-19 2010-04-19
165. EXXON MOBIL CORP   2010-01-07 2010-01-20
130. EXXON MOBIL CORP   2010-01-07 2010-02-18
145. EXXON MOBIL CORP   2009-09-04 2010-09-20
375. EXXON MOBIL CORP   2009-09-04 2010-09-28
10. EXXON MOBIL CORP   2010-04-16 2010-10-26
155. EXXON MOBIL CORP   2009-09-04 2010-10-26
85. EXXON MOBIL CORP   2010-04-16 2010-10-27
179. FMC TECHNOLOGIES INC   2008-12-18 2010-01-20
145. FMC TECHNOLOGIES INC   2008-12-18 2010-02-18
297. FMC TECHNOLOGIES INC   2010-05-10 2010-09-03
695. FMC TECHNOLOGIES INC   2010-10-29 2010-11-08
30. FACTSET RESEARCH SYSTEMS INC   2007-09-07 2010-02-18
2549.58 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2010-01-15
2337.01 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2010-02-15
3268.26 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2010-03-15
2050.62 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2010-04-15
2215.03 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2010-05-15
2030.57 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2010-06-15
2213.93 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2010-07-15
2300.11 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2010-08-15
2696.52 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2010-09-15
3242.55 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2010-10-15
3362.94 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2010-11-15
2981. F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2010-12-15
1190.35 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2010-01-15
468.61 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2010-02-15
2131.41 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2010-03-15
1142.62 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2010-04-15
839.03 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2010-05-15
1015.3 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2010-06-15
1449.18 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2010-07-15
417.34 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2010-08-16
625.77 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2010-09-15
416.88 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2010-10-15
1184.31 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2010-11-15
582.39 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2010-12-15
6005.6 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2010-01-15
284.31 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2010-02-15
26573.47 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2010-03-15
6355.97 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2010-04-15
282.85 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2010-05-15
260.8 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2010-06-15
4406.02 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2010-07-15
9534.73 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2010-08-15
228.54 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2010-09-15
19218.57 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2010-10-15
202.94 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2010-11-15
8632.47 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2010-12-15
3089.19 FHLMC POOL G05726 5% DUE 8/1/39   2010-04-23 2010-06-15
5265.91 FHLMC POOL G05726 5% DUE 8/1/39   2010-04-23 2010-07-15
473435.33 FHLMC POOL G05726 5% DUE 8/1/39   2010-04-23 2010-08-13
2414.37 FHLMC POOL G05726 5% DUE 8/1/39   2010-04-23 2010-08-15
3131.82 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2010-01-15
2047.68 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2010-02-15
8165.04 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2010-03-15
1576.5 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2010-04-15
1477.27 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2010-05-15
3358.62 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2010-06-15
2619.9 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2010-07-15
915.59 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2010-08-15
3972.37 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2010-09-15
3341.12 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2010-10-15
2717.83 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2010-11-15
2517.94 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2010-12-15
12422.28 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2010-09-15
4385.26 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2010-10-15
12973.62 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2010-11-15
29400.12 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2010-12-15
400000. F H L B DEB 4.750% 12/16/16   2009-12-14 2010-12-22
75000. F N M A DEB 6.625 11/15/2030   2006-11-08 2010-12-22
546.66 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2010-01-25
358.79 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2010-02-25
655.17 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2010-03-25
677.36 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2010-04-26
947.41 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2010-05-25
735.16 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2010-06-25
757.31 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2010-07-26
486.97 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2010-08-25
504.16 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2010-09-25
599.19 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2010-10-25
483.65 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2010-11-25
535.32 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2010-12-25
5402.68 F N M A #256752 6.000% 6/01/27   2008-02-07 2010-01-25
4387.17 F N M A #256752 6.000% 6/01/27   2008-02-07 2010-02-25
5119.86 F N M A #256752 6.000% 6/01/27   2008-02-07 2010-03-25
7307.73 F N M A #256752 6.000% 6/01/27   2008-02-07 2010-04-26
16687.54 F N M A #256752 6.000% 6/01/27   2008-02-07 2010-05-25
7937.11 F N M A #256752 6.000% 6/01/27   2008-02-07 2010-06-25
6431.81 F N M A #256752 6.000% 6/01/27   2008-02-07 2010-07-26
6880.37 F N M A #256752 6.000% 6/01/27   2008-02-07 2010-08-25
3754.24 F N M A #256752 6.000% 6/01/27   2008-02-07 2010-09-25
5259.5 F N M A #256752 6.000% 6/01/27   2008-02-07 2010-10-25
3901.41 F N M A #256752 6.000% 6/01/27   2008-02-07 2010-11-25
2024.45 F N M A #256752 6.000% 6/01/27   2008-02-07 2010-12-25
9098.98 F N M A #257048 6.000% 1/01/28   2007-12-18 2010-01-25
7499.17 F N M A #257048 6.000% 1/01/28   2007-12-18 2010-02-25
9222.1 F N M A #257048 6.000% 1/01/28   2007-12-18 2010-03-25
8385.57 F N M A #257048 6.000% 1/01/28   2007-12-18 2010-04-26
21783.07 F N M A #257048 6.000% 1/01/28   2007-12-18 2010-05-25
8627.31 F N M A #257048 6.000% 1/01/28   2007-12-18 2010-06-25
7233.12 F N M A #257048 6.000% 1/01/28   2007-12-18 2010-07-26
7033.99 F N M A #257048 6.000% 1/01/28   2007-12-18 2010-08-25
7812.08 F N M A #257048 6.000% 1/01/28   2007-12-18 2010-09-25
7770.65 F N M A #257048 6.000% 1/01/28   2007-12-18 2010-10-25
7028.44 F N M A #257048 6.000% 1/01/28   2007-12-18 2010-11-25
7372.76 F N M A #257048 6.000% 1/01/28   2007-12-18 2010-12-25
24.37 FNMA POOL #628837 6.500% DUE 03/01/32   2007-04-23 2010-01-25
1926. FNMA POOL #628837 6.500% DUE 03/01/32   2007-04-23 2010-02-25
21.11 FNMA POOL #628837 6.500% DUE 03/01/32   2007-04-23 2010-03-25
21.23 FNMA POOL #628837 6.500% DUE 03/01/32   2007-04-23 2010-04-26
21.35 FNMA POOL #628837 6.500% DUE 03/01/32   2007-04-23 2010-05-25
21.47 FNMA POOL #628837 6.500% DUE 03/01/32   2007-04-23 2010-06-25
21.6 FNMA POOL #628837 6.500% DUE 03/01/32   2007-04-23 2010-07-26
21.72 FNMA POOL #628837 6.500% DUE 03/01/32   2007-04-23 2010-08-25
21.85 FNMA POOL #628837 6.500% DUE 03/01/32   2001-05-11 2010-09-25
1598.2 FNMA POOL #628837 6.500% DUE 03/01/32   2002-02-21 2010-10-25
19.34 FNMA POOL #628837 6.500% DUE 03/01/32   2002-02-21 2010-11-25
19.45 FNMA POOL #628837 6.500% DUE 03/01/32   2002-02-21 2010-12-25
188.26 F N M A #663238 5.500% 9/01/32   2007-04-23 2010-01-25
3427.45 F N M A #663238 5.500% 9/01/32   2007-04-23 2010-02-25
183.28 F N M A #663238 5.500% 9/01/32   2007-04-23 2010-03-25
2665.14 F N M A #663238 5.500% 9/01/32   2007-04-23 2010-04-25
180.12 F N M A #663238 5.500% 9/01/32   2007-04-23 2010-05-25
7539.5 F N M A #663238 5.500% 9/01/32   2007-04-23 2010-06-25
169.19 F N M A #663238 5.500% 9/01/32   2007-04-23 2010-07-25
3994.49 F N M A #663238 5.500% 9/01/32   2007-04-23 2010-08-25
165.99 F N M A #663238 5.500% 9/01/32   2001-05-11 2010-09-25
6036.37 F N M A #663238 5.500% 9/01/32   2002-09-19 2010-10-25
162.27 F N M A #663238 5.500% 9/01/32   2002-09-19 2010-11-25
8194.02 F N M A #663238 5.500% 9/01/32   2002-09-19 2010-12-25
1545.08 F N M A #725544 5.500% 12/01/17   2004-06-02 2010-01-25
1281.81 F N M A #725544 5.500% 12/01/17   2004-06-02 2010-02-25
1295.34 F N M A #725544 5.500% 12/01/17   2004-06-02 2010-03-25
1426.66 F N M A #725544 5.500% 12/01/17   2004-06-02 2010-04-25
1537.77 F N M A #725544 5.500% 12/01/17   2004-06-02 2010-05-25
1604.18 F N M A #725544 5.500% 12/01/17   2004-06-02 2010-06-25
1573.27 F N M A #725544 5.500% 12/01/17   2004-06-02 2010-07-25
1422.51 F N M A #725544 5.500% 12/01/17   2004-06-02 2010-08-25
1402. F N M A #725544 5.500% 12/01/17   2004-06-02 2010-09-25
1448.91 F N M A #725544 5.500% 12/01/17   2004-06-02 2010-10-25
1399.12 F N M A #725544 5.500% 12/01/17   2004-06-02 2010-11-25
1333.58 F N M A #725544 5.500% 12/01/17   2004-06-02 2010-12-25
250.9 F N M A #744805 2.017% 11/01/33   2003-12-10 2010-01-25
251.56 F N M A #744805 2.017% 11/01/33   2003-12-10 2010-02-25
6232.14 F N M A #744805 2.017% 11/01/33   2003-12-10 2010-03-25
190.23 F N M A #744805 2.017% 11/01/33   2003-12-10 2010-04-26
225.38 F N M A #744805 2.017% 11/01/33   2003-12-10 2010-05-25
1859.53 F N M A #744805 2.017% 11/01/33   2003-12-10 2010-06-25
173.11 F N M A #744805 2.017% 11/01/33   2003-12-10 2010-07-25
173.77 F N M A #744805 2.017% 11/01/33   2003-12-10 2010-08-25
175.12 F N M A #744805 2.017% 11/01/33   2003-12-10 2010-09-25
18680.78 F N M A #744805 2.017% 11/01/33   2003-12-10 2010-10-25
5443.14 F N M A #744805 2.017% 11/01/33   2003-12-10 2010-11-25
199.59 F N M A #744805 2.017% 11/01/33   2003-12-10 2010-12-25
107.47 F N M A #909932 6.000% 3/01/37   2008-05-19 2010-01-25
83.85 F N M A #909932 6.000% 3/01/37   2008-05-19 2010-02-25
2600.83 F N M A #909932 6.000% 3/01/37   2008-05-19 2010-03-25
10673.75 F N M A #909932 6.000% 3/01/37   2008-05-19 2010-04-25
13104.71 F N M A #909932 6.000% 3/01/37   2008-05-19 2010-05-25
55.28 F N M A #909932 6.000% 3/01/37   2008-05-19 2010-06-25
1437.96 F N M A #909932 6.000% 3/01/37   2008-05-19 2010-07-26
2103.82 F N M A #909932 6.000% 3/01/37   2008-05-19 2010-08-25
52.28 F N M A #909932 6.000% 3/01/37   2008-05-19 2010-09-25
1092.83 F N M A #909932 6.000% 3/01/37   2008-05-19 2010-10-25
2360.01 F N M A #909932 6.000% 3/01/37   2008-05-19 2010-11-25
981.14 F N M A #909932 6.000% 3/01/37   2008-05-19 2010-12-25
8664.73 F N M A #AC4824 3.590% 10/01/39   2010-10-01 2010-11-25
17765.2 F N M A #AC4824 3.590% 10/01/39   2010-10-01 2010-12-25
692. FIFTH STREET FINANCIAL CORP   2009-10-29 2010-03-02
85. FIFTH THIRD CAPITAL TRUST V 7.25% PF   2009-08-11 2010-03-02
165. FIFTH THIRD CAPITAL TRUST V 7.25% PF   2008-08-12 2010-03-02
210. FIFTH THIRD CAPITAL TRUST V 7.25% PF   2009-05-18 2010-03-03
245. FIFTH THIRD CAPITAL TRUST V 7.25% PF   2008-08-12 2010-03-03
1000. FIRST AMERICAN CAPITAL TRUST I 8.5% DUE 04/15/2012   2009-11-18 2010-03-17
13000. FIRST AMERICAN CAPITAL TRUST I 8.5% DUE 04/15/2012   2009-02-03 2010-03-17
35000. FLORIDA PWR & LT 4.850% 2/01/13   2003-08-05 2010-12-23
2. FRESH MARKET INC THE   2010-11-05 2010-11-12
100. FULLER H B CO   2010-03-15 2010-11-08
200. FULLER H B CO   2009-10-15 2010-11-08
100. FULLER H B CO   2009-12-18 2010-12-03
100. FULLER H B CO   2009-12-11 2010-12-07
100. FULLER H B CO   2009-12-11 2010-12-08
100. FULLER H B CO   2009-09-17 2010-12-09
100. FULLER H B CO   2010-02-02 2010-12-10
100. FULLER H B CO   2010-06-10 2010-12-13
40000. GE CAPITAL CREDIT CARD MASTER 2005-3 4.13% DUE 06/15/13   2005-06-23 2010-06-15
25. GEN PROBE INC   2007-02-27 2010-02-18
150000. GENERAL ELECTRIC CO 5.000% 2/01/13   2003-01-23 2010-12-23
45. GENOPTIX INC   2009-09-23 2010-02-18
1065. GENOPTIX INC   2010-03-02 2010-05-07
900. GLOBAL CASH ACCESS HLDGS INC   2007-02-26 2010-11-08
60. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2008-10-22 2010-02-18
20. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2010-04-21 2010-07-28
215. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2008-10-22 2010-07-28
30. GOLUB CAPITAL BDC INC   2010-11-08 2010-12-22
15. GOLUB CAPITAL BDC INC   2010-11-08 2010-12-28
30. GOLUB CAPITAL BDC INC   2010-11-08 2010-12-31
31. GOOGLE INC CL A   2009-03-11 2010-01-20
16. GOOGLE INC CL A   2009-03-11 2010-02-18
7. GOOGLE INC CL A   2008-12-03 2010-02-18
125. GOOGLE INC CL A   2010-07-21 2010-11-08
100. GOVERNMENT PROPERTIES INCOME   2010-03-12 2010-05-25
200. GOVERNMENT PROPERTIES INCOME   2010-08-05 2010-11-08
400. GRAFTECH INTL LTD   2010-05-20 2010-11-08
15. GREEN DOT CORP.   2010-07-21 2010-08-30
10. GULF IS FABRICATION INC   2009-11-17 2010-02-18
39. GULF IS FABRICATION INC   2010-03-03 2010-05-18
37. GULF IS FABRICATION INC   2010-03-03 2010-05-26
124. GULF IS FABRICATION INC   2010-03-02 2010-05-27
13. GULF IS FABRICATION INC   2009-11-12 2010-06-07
9. GULF IS FABRICATION INC   2009-11-12 2010-06-08
145. GULF IS FABRICATION INC   2009-11-12 2010-06-18
5. GULF IS FABRICATION INC   2009-09-18 2010-06-22
31. GULF IS FABRICATION INC   2009-09-18 2010-06-23
72. GULF IS FABRICATION INC   2009-09-21 2010-07-30
46. GULF IS FABRICATION INC   2009-09-17 2010-08-02
62. GULF IS FABRICATION INC   2009-09-17 2010-08-03
23. GULF IS FABRICATION INC   2009-09-17 2010-09-13
22. GULF IS FABRICATION INC   2009-09-16 2010-09-14
23. GULF IS FABRICATION INC   2009-09-15 2010-09-14
10. GULF IS FABRICATION INC   2009-09-10 2010-09-14
165. GULF IS FABRICATION INC   2009-09-10 2010-09-15
329. GULF IS FABRICATION INC   2009-09-08 2010-09-16
9. GULF IS FABRICATION INC   2010-11-08 2010-12-20
10. GULF IS FABRICATION INC   2010-11-08 2010-12-22
409. GULFMARK OFFSHORE INC CL A   2010-04-19 2010-06-08
152. GULFMARK OFFSHORE INC CL A   2010-03-09 2010-06-16
317. GULFMARK OFFSHORE INC CL A   2010-04-14 2010-06-18
328. GULFMARK OFFSHORE INC CL A   2010-04-13 2010-06-24
90. HARMAN INTERNATIONAL   2009-09-29 2010-02-18
83. HARMAN INTERNATIONAL   2009-09-29 2010-02-22
82. HARMAN INTERNATIONAL   2009-09-29 2010-02-23
375. HARMAN INTERNATIONAL   2009-10-02 2010-04-22
180. HARMAN INTERNATIONAL   2009-03-24 2010-04-22
265. HARMAN INTERNATIONAL   2010-05-04 2010-05-28
386. HARMAN INTERNATIONAL   2010-08-09 2010-09-24
375. HARRIS CORP.   2009-07-23 2010-01-20
325. HARRIS CORP.   2009-06-30 2010-02-18
245. HARRIS CORP.   2009-06-30 2010-04-16
255. HARRIS CORP.   2009-06-25 2010-05-07
255. HARRIS CORP.   2009-06-25 2010-05-25
305. HARSCO CORP   2010-01-08 2010-01-20
355. HARSCO CORP   2010-01-07 2010-02-18
315. HARSCO CORP   2010-01-20 2010-06-29
445. HARSCO CORP   2010-01-20 2010-07-09
1885. HARSCO CORP   2010-04-29 2010-07-29
100. HATTERAS FINANCIAL CORP   2010-08-09 2010-11-08
100. HATTERAS FINANCIAL CORP   2009-07-20 2010-11-08
400. HERCULES TECHNOLOGY GROWTH   2010-08-11 2010-11-08
100. HERCULES TECHNOLOGY GROWTH   2009-09-11 2010-11-08
63. HEWLETT PACKARD CORP.   2010-01-20 2010-10-13
642. HEWLETT PACKARD CORP.   2010-08-09 2010-12-01
130. IDEX CORP   2007-09-07 2010-02-18
421. IDEXX LABORATORIES CORP   2008-10-21 2010-01-08
245. IDEXX LABORATORIES CORP   2008-11-05 2010-01-20
153. IDEXX LABORATORIES CORP   2009-03-18 2010-02-18
45. IDEXX LABORATORIES CORP   2008-11-05 2010-02-18
110. IDEXX LABORATORIES CORP   2008-08-25 2010-02-18
643. IDEXX LABORATORIES CORP   2009-03-18 2010-11-08
45. IDEXX LABORATORIES CORP   2008-08-25 2010-12-29
955. ILLINOIS TOOL WORKS   2008-11-05 2010-01-07
229. IMMUCOR INC   2010-04-21 2010-10-13
317. IMMUCOR INC   2010-04-21 2010-10-27
289. IMMUCOR INC   2010-04-21 2010-11-01
105. IMMUCOR INC   2010-05-04 2010-11-29
70. IMMUCOR INC   2010-11-08 2010-12-22
105. IMMUCOR INC   2010-05-04 2010-12-28
157. IMMUCOR INC   2010-05-04 2010-12-29
99. INFORMATICA CORP   2010-04-21 2010-10-06
133. INFORMATICA CORP   2010-04-29 2010-10-08
1890. INFOGROUP, INC.   2007-02-14 2010-06-09
502. INFOGROUP, INC.   2007-02-14 2010-06-15
400. INFOGROUP, INC.   2008-03-19 2010-06-18
1288. INFOGROUP, INC.   2009-06-30 2010-07-02
200. INTERACTIVE DATA CORP.   2008-07-24 2010-02-17
100. INTERACTIVE DATA CORP.   2008-07-24 2010-02-24
200. INTERACTIVE DATA CORP.   2008-09-25 2010-03-05
100. INTERACTIVE DATA CORP.   2009-06-11 2010-04-12
200. INTERACTIVE DATA CORP.   2009-06-11 2010-04-14
200. INTERACTIVE DATA CORP.   2009-03-03 2010-05-04
400. INTERACTIVE DATA CORP.   2009-05-04 2010-07-30
210. INTERLINE BRANDS INC   2008-09-05 2010-02-18
77. INTERNATIONAL BUSINESS MACHINES CORP.   2010-01-20 2010-11-17
76. INTUITIVE SURGICAL INC   2007-02-15 2010-01-08
51. INTUITIVE SURGICAL INC   2007-02-28 2010-01-20
51. INTUITIVE SURGICAL INC   2009-01-08 2010-02-04
38. INTUITIVE SURGICAL INC   2009-01-08 2010-02-18
34. INTUITIVE SURGICAL INC   2009-01-08 2010-04-15
148. INTUITIVE SURGICAL INC   2010-10-20 2010-11-08
6. INTUITIVE SURGICAL INC   2009-01-08 2010-11-08
480. INVESTMENT TECHNOLOGY GROUP INC   2009-06-11 2010-09-10
9750. ISHARES TR MSCI EAFE INDEX FD   2009-08-13 2010-03-23
6345. ISHARES TR MSCI EAFE INDEX FD   2008-10-22 2010-03-23
190. J CREW GROUP INC   2010-10-08 2010-11-18
400. J2 GLOBAL COMMUNICATONS INC   2008-03-25 2010-11-08
190. JACOBS ENGR GROUP INC   2009-12-07 2010-01-20
418. JACOBS ENGR GROUP INC   2009-04-27 2010-01-20
150. JACOBS ENGR GROUP INC   2009-12-07 2010-02-18
336. JACOBS ENGR GROUP INC   2009-04-27 2010-02-18
210. JACOBS ENGR GROUP INC   2009-12-07 2010-04-07
90. JACOBS ENGR GROUP INC   2009-12-07 2010-04-29
495. JACOBS ENGR GROUP INC   2009-12-08 2010-05-20
1096. JACOBS ENGR GROUP INC   2009-07-28 2010-11-08
342. JACOBS ENGR GROUP INC   2009-07-28 2010-11-18
136. JACOBS ENGR GROUP INC   2009-07-28 2010-11-18
40. JACOBS ENGR GROUP INC   2009-07-28 2010-11-18
175. JACOBS ENGR GROUP INC   2009-05-20 2010-11-19
218. JACOBS ENGR GROUP INC   2009-05-20 2010-11-19
4. JACOBS ENGR GROUP INC   2009-05-20 2010-11-19
767. JACOBS ENGR GROUP INC   2009-11-18 2010-11-22
32. JACOBS ENGR GROUP INC   2009-12-02 2010-11-22
193. JACOBS ENGR GROUP INC   2009-11-18 2010-11-22
706. JACOBS ENGR GROUP INC   2009-12-02 2010-11-23
390. JOHNSON & JOHNSON   2010-01-20 2010-02-18
195. JOHNSON & JOHNSON   2009-09-25 2010-05-25
10. JOHNSON & JOHNSON   2009-09-25 2010-06-22
85. JOHNSON & JOHNSON   2001-04-27 2010-06-22
645. JOHNSON & JOHNSON   2001-04-27 2010-12-16
165. JOHNSON CONTROLS   2010-01-20 2010-05-05
400. KAR AUCTION SERVICES INC   2010-01-25 2010-11-08
400. KAMAN CORP   2008-05-15 2010-11-08
65. KEYCORP CAPITAL X 8% PFD CALL 03/13   2009-05-12 2010-03-02
225. KNOLOGY INC   2009-09-18 2010-02-18
62. KNOLOGY INC   2010-03-02 2010-05-26
267. KNOLOGY INC   2010-03-02 2010-05-27
46. KNOLOGY INC   2009-09-18 2010-05-28
78. KNOLOGY INC   2009-09-18 2010-06-01
232. KNOLOGY INC   2009-09-17 2010-06-02
2680. KRAFT FOODS INC   2009-06-30 2010-01-20
225.678 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-01-15
1191.407 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-02-18
90.697 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-03-17
66.967 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-04-19
72.056 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-05-17
67.435 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-06-18
1427.084 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-07-20
2096.8 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-07-21
62.144 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-08-18
270.64 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-09-17
66.66 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-10-18
63.28 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-11-17
68.01 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2010-12-17
50. LENDER PROCESSING SVCS INC   2010-02-03 2010-02-18
450. LENDER PROCESSING SVCS INC   2010-04-21 2010-10-05
177. LENDER PROCESSING SVCS INC   2009-07-24 2010-10-05
885. LENDER PROCESSING SVCS INC   2010-04-30 2010-10-05
840. LENDER PROCESSING SVCS INC   2010-07-29 2010-10-07
338. LENDER PROCESSING SVCS INC   2009-07-13 2010-10-18
200. LIQUIDITY SERVICES INC   2007-07-24 2010-09-24
100. LIQUIDITY SERVICES INC   2007-07-30 2010-09-27
200. LIQUIDITY SERVICES INC   2008-06-24 2010-10-14
100. LIQUIDITY SERVICES INC   2008-06-24 2010-11-08
82. M & T BK CORP COM   2009-10-02 2010-01-20
93. M & T BK CORP COM   2008-12-24 2010-01-20
160. M & T BK CORP COM   2009-01-08 2010-02-18
250. M & T BK CORP COM   2009-01-08 2010-03-03
30. M & T BK CORP COM   2009-05-14 2010-03-08
45. M & T BK CORP COM   2009-01-08 2010-03-08
140. M & T BK CORP COM   2009-05-14 2010-05-19
105. M & T BK CORP COM   2009-05-15 2010-05-28
270. M & T BK CORP COM   2009-05-15 2010-06-03
200. MDC PARTNERS INC CL A   2008-01-23 2010-03-11
300. MDC PARTNERS INC CL A   2007-02-14 2010-03-17
100. MDC PARTNERS INC CL A   2007-02-14 2010-04-26
100. MDC PARTNERS INC CL A   2007-02-14 2010-04-27
200. MDC PARTNERS INC CL A   2010-07-13 2010-09-24
200. MDC PARTNERS INC CL A   2007-02-14 2010-10-01
500. MDC PARTNERS INC CL A   2007-02-14 2010-11-08
100. MDC PARTNERS INC CL A   2010-11-29 2010-12-16
100. MDC PARTNERS INC CL A   2007-02-14 2010-12-23
76. MASTERCARD INC   2008-09-25 2010-01-20
70. MASTERCARD INC   2010-02-04 2010-02-18
61. MASTERCARD INC   2010-05-24 2010-11-08
174. MASTERCARD INC   2008-09-25 2010-11-08
300. MEDICAL PROPERTIES TRUST INC   2010-04-30 2010-11-08
395. MEDTRONIC INC.   2009-07-29 2010-01-20
380. MEDTRONIC INC.   2010-01-27 2010-02-18
215. MERCK AND CO INC NEW   2009-11-20 2010-01-20
250. MERCK AND CO INC NEW   2006-05-30 2010-01-20
390. MERCK AND CO INC NEW   2008-07-24 2010-02-18
485. MERCK AND CO INC NEW   2010-04-22 2010-07-22
234. MICROS SYSTEMS INC   2007-06-18 2010-01-20
371. MICROS SYSTEMS INC   2009-07-22 2010-02-03
415. MICROS SYSTEMS INC   2007-06-18 2010-02-03
319. MICROS SYSTEMS INC   2009-07-22 2010-02-03
13. MICROS SYSTEMS INC   2009-03-02 2010-02-04
290. MICROS SYSTEMS INC   2008-10-22 2010-02-04
136. MICROS SYSTEMS INC   2009-07-22 2010-02-04
640. MICROS SYSTEMS INC   2008-10-30 2010-02-04
72. MICROS SYSTEMS INC   2009-03-02 2010-02-04
19. MICROS SYSTEMS INC   2009-01-22 2010-02-04
233. MICROS SYSTEMS INC   2008-11-05 2010-02-04
142. MICROS SYSTEMS INC   2008-11-05 2010-02-05
56. MICROS SYSTEMS INC   2009-01-22 2010-02-05
365. MICROSOFT CORP.   2006-06-06 2010-01-20
250. MICROSOFT CORP.   2010-01-29 2010-02-18
125. MICROSOFT CORP.   2008-10-22 2010-02-18
239. MILLIPORE CORP.   2008-01-07 2010-01-20
125. MILLIPORE CORP.   2008-01-15 2010-02-12
65. MILLIPORE CORP.   2008-01-07 2010-02-16
63. MILLIPORE CORP.   2008-01-07 2010-02-16
65. MILLIPORE CORP.   2008-01-07 2010-02-16
184. MILLIPORE CORP.   2008-01-07 2010-02-18
20. MILLIPORE CORP.   2008-01-15 2010-02-18
210. MILLIPORE CORP.   2010-01-20 2010-02-22
977. MILLIPORE CORP.   2008-01-07 2010-02-22
436. MILLIPORE CORP.   2008-01-22 2010-02-22
355. MILLIPORE CORP.   2008-10-22 2010-02-22
522. MILLIPORE CORP.   2008-11-05 2010-03-01
190. MILLIPORE CORP.   2010-01-20 2010-03-10
300. MIPS TECHNOLOGIES INC   2007-03-29 2010-04-08
100. MIPS TECHNOLOGIES INC   2007-03-13 2010-04-14
100. MIPS TECHNOLOGIES INC   2007-03-13 2010-04-15
300. MIPS TECHNOLOGIES INC   2007-03-13 2010-04-29
200. MIPS TECHNOLOGIES INC   2007-03-13 2010-06-11
500. MIPS TECHNOLOGIES INC   2007-09-14 2010-08-05
300. MIPS TECHNOLOGIES INC   2007-09-14 2010-08-20
200. MIPS TECHNOLOGIES INC   2009-06-11 2010-09-01
400. MIPS TECHNOLOGIES INC   2009-06-11 2010-09-02
390. MIPS TECHNOLOGIES INC   2008-01-23 2010-09-08
185. NALCO HLDG CO   2010-01-20 2010-05-03
75. NATIONAL CINEMEDIA INC   2008-08-04 2010-02-18
233. NATIONAL CINEMEDIA INC   2008-07-02 2010-04-29
218. NATIONAL CINEMEDIA INC   2008-12-31 2010-04-30
49. NATIONAL CINEMEDIA INC   2008-09-19 2010-05-03
195. NATIONAL CINEMEDIA INC   2008-10-06 2010-05-04
660. NAT CITY CAP TRUST IV 8.0% PFD   2008-08-12 2010-03-02
300. NELNET INC CL A   2007-02-14 2010-08-25
100. NELNET INC CL A   2007-02-14 2010-09-21
500. NELNET INC CL A   2007-02-14 2010-11-08
494. NETAPP INC   2008-07-01 2010-01-20
397. NETAPP INC   2008-07-01 2010-02-18
959. NETAPP INC   2008-06-30 2010-05-27
202. NETAPP INC   2008-06-30 2010-10-20
954. NETAPP INC   2008-11-05 2010-11-08
234. NETAPP INC   2008-10-22 2010-11-12
255. NORFOLK SOUTHERN CORP.   2009-02-05 2010-01-20
220. NORFOLK SOUTHERN CORP.   2009-02-05 2010-02-18
90. NORFOLK SOUTHERN CORP.   2010-01-20 2010-04-22
60. NORFOLK SOUTHERN CORP.   2009-05-29 2010-04-22
275. NORFOLK SOUTHERN CORP.   2009-04-03 2010-04-22
300. NORFOLK SOUTHERN CORP.   2009-05-29 2010-04-28
125. NORFOLK SOUTHERN CORP.   2009-05-27 2010-05-14
385. NORFOLK SOUTHERN CORP.   2010-02-26 2010-06-14
385. NORFOLK SOUTHERN CORP.   2009-05-27 2010-11-30
65000. NORFOLK SOUTHERN COR 5.900% 6/15/19   2009-06-01 2010-12-23
150. NORTHROP GRUMMAN CORP   2010-02-04 2010-02-18
400. NORTHWEST BANCSHARES INC MD   2010-07-26 2010-11-08
100. NUVASIVE INC   2008-09-11 2010-02-18
26. NUVASIVE INC   2009-09-30 2010-04-13
270. NUVASIVE INC   2008-10-22 2010-04-13
134. NUVASIVE INC   2009-11-17 2010-04-14
61. NUVASIVE INC   2010-04-21 2010-06-23
144. NUVASIVE INC   2010-05-07 2010-06-23
15. NUVASIVE INC   2009-01-22 2010-06-23
230. NUVASIVE INC   2009-11-20 2010-07-26
20. NUVASIVE INC   2009-01-22 2010-07-26
105. NUVASIVE INC   2009-11-23 2010-07-27
396. NUVASIVE INC   2010-10-08 2010-10-29
155. NUVASIVE INC   2009-04-14 2010-10-29
765. NUVEEN GLOBAL GOVERNMENT ENHANCED INCOME FUND   2009-08-17 2010-03-02
100. OCEANEERING INTERNATIONAL INC   2009-06-11 2010-01-04
85. OCEANEERING INTERNATIONAL INC   2008-09-29 2010-02-18
110. OCEANEERING INTERNATIONAL INC   2007-02-22 2010-03-15
100. OCEANEERING INTERNATIONAL INC   2007-07-03 2010-11-01
100. OCEANEERING INTERNATIONAL INC   2007-07-03 2010-11-08
185. OCEANEERING INTERNATIONAL INC   2010-10-26 2010-11-18
227. OCEANEERING INTERNATIONAL INC   2010-10-26 2010-11-18
70. OCEANEERING INTERNATIONAL INC   2010-10-26 2010-11-22
130. OCEANEERING INTERNATIONAL INC   2010-10-26 2010-11-30
185. OCEANEERING INTERNATIONAL INC   2010-10-26 2010-12-02
50. OCEANEERING INTERNATIONAL INC   2010-06-01 2010-12-08
305. OCEANEERING INTERNATIONAL INC   2010-06-03 2010-12-08
141. OCEANEERING INTERNATIONAL INC   2010-07-09 2010-12-09
17. OCEANEERING INTERNATIONAL INC   2007-02-22 2010-12-09
100. OCEANEERING INTERNATIONAL INC   2007-02-27 2010-12-27
160. ORBITZ WORLDWIDE INC   2009-11-03 2010-02-18
5. ORBITZ WORLDWIDE INC   2008-10-08 2010-02-18
388. ORBITZ WORLDWIDE INC   2008-10-08 2010-03-05
118. ORBITZ WORLDWIDE INC   2008-10-08 2010-03-05
95. ORBITZ WORLDWIDE INC   2008-07-14 2010-03-08
146. ORBITZ WORLDWIDE INC   2008-07-14 2010-03-08
88. ORBITZ WORLDWIDE INC   2008-10-09 2010-03-09
53. ORBITZ WORLDWIDE INC   2008-12-31 2010-04-29
805. ORBITZ WORLDWIDE INC   2008-12-31 2010-04-29
3. ORBITZ WORLDWIDE INC   2008-12-22 2010-04-30
78. ORBITZ WORLDWIDE INC   2008-12-22 2010-05-03
627. ORBITZ WORLDWIDE INC   2008-10-22 2010-05-04
134. ORBITZ WORLDWIDE INC   2008-12-29 2010-05-05
97. ORBITZ WORLDWIDE INC   2008-12-29 2010-05-14
83. ORBITZ WORLDWIDE INC   2008-12-22 2010-05-14
23. ORBITZ WORLDWIDE INC   2008-12-22 2010-05-17
6. ORBITZ WORLDWIDE INC   2008-10-29 2010-05-18
60. ORBITZ WORLDWIDE INC   2008-10-29 2010-06-03
308. ORBITZ WORLDWIDE INC   2008-10-28 2010-06-08
217. ORBITZ WORLDWIDE INC   2008-11-17 2010-06-08
145. ORBITZ WORLDWIDE INC   2009-06-02 2010-06-18
490. ORBITZ WORLDWIDE INC   2009-06-04 2010-06-18
171. ORBITZ WORLDWIDE INC   2009-06-02 2010-06-21
260. ORBITZ WORLDWIDE INC   2009-06-04 2010-06-22
475. ORMAT TECHNOLOGIES INC.   2010-01-20 2010-01-26
7. PLC CAPITAL TRUST V 6.125% CALL 06/15/2009 @25   2009-06-25 2010-03-01
4. PLC CAPITAL TRUST V 6.125% CALL 06/15/2009 @25   2009-06-25 2010-03-02
33. PLC CAPITAL TRUST V 6.125% CALL 06/15/2009 @25   2009-06-25 2010-03-03
19. PLC CAPITAL TRUST V 6.125% CALL 06/15/2009 @25   2009-06-25 2010-03-04
18. PLC CAPITAL TRUST V 6.125% CALL 06/15/2009 @25   2009-06-25 2010-03-08
100. PLC CAPITAL TRUST V 6.125% CALL 06/15/2009 @25   2009-06-25 2010-03-19
180. PLC CAPITAL TRUST V 6.125% CALL 06/15/2009 @25   2009-06-24 2010-03-22
81. PLC CAPITAL TRUST V 6.125% CALL 06/15/2009 @25   2009-06-23 2010-03-23
31. PLC CAPITAL TRUST V 6.125% CALL 06/15/2009 @25   2009-06-23 2010-03-24
131. PLC CAPITAL TRUST V 6.125% CALL 06/15/2009 @25   2009-06-23 2010-03-25
4. PLC CAPITAL TRUST V 6.125% CALL 06/15/2009 @25   2009-05-21 2010-03-26
149. PLC CAPITAL TRUST V 6.125% CALL 06/15/2009 @25   2009-05-21 2010-03-30
25. PEGASYSTEMS INC   2010-01-13 2010-02-18
82. PEGASYSTEMS INC   2010-04-23 2010-07-14
50. PEGASYSTEMS INC   2010-02-23 2010-07-15
108. PEGASYSTEMS INC   2010-02-23 2010-07-16
185. PEGASYSTEMS INC   2010-01-27 2010-07-29
260. PEGASYSTEMS INC   2010-04-23 2010-07-30
111. PEGASYSTEMS INC   2010-06-24 2010-10-06
118. PEGASYSTEMS INC   2010-05-04 2010-10-08
9. PEGASYSTEMS INC   2010-05-04 2010-10-11
1. PEGASYSTEMS INC   2010-05-04 2010-10-13
6. PEGASYSTEMS INC   2010-05-04 2010-10-13
396. PEGASYSTEMS INC   2010-09-09 2010-11-09
299. PEGASYSTEMS INC   2010-08-12 2010-11-09
229. PETMED EXPRESS INC.   2009-11-17 2010-05-28
116. PETMED EXPRESS INC.   2009-07-16 2010-05-28
103. PETMED EXPRESS INC.   2009-06-04 2010-06-18
444. PETMED EXPRESS INC.   2009-06-04 2010-06-18
283. PETMED EXPRESS INC.   2009-06-04 2010-07-19
241. PETSMART INC   2009-05-20 2010-01-20
454. PETSMART INC   2008-01-22 2010-01-20
559. PETSMART INC   2009-05-20 2010-02-18
45. PETSMART INC   2009-08-13 2010-02-18
34. PETSMART INC   2009-05-20 2010-03-08
136. PETSMART INC   2009-05-20 2010-03-08
411. PETSMART INC   2009-10-09 2010-03-08
280. PETSMART INC   2009-10-09 2010-03-08
359. PETSMART INC   2009-10-09 2010-05-24
485. PETSMART INC   2008-03-03 2010-05-24
808. PETSMART INC   2008-03-03 2010-05-24
2051. PETSMART INC   2009-05-21 2010-05-25
152. PETSMART INC   2009-05-21 2010-05-25
1437. PETSMART INC   2009-05-21 2010-05-26
270. PETSMART INC   2009-08-13 2010-05-27
395. PETSMART INC   2009-08-13 2010-05-28
90. POLYCOM INC   2009-11-17 2010-02-18
858. POLYCOM INC   2010-07-09 2010-09-03
168. POLYCOM INC   2010-01-29 2010-10-08
364. POLYCOM INC   2009-11-19 2010-10-08
258. PRINCIPAL FINANCIAL GROUP 6.518% PFD CALL 06/30/15 @25   2009-09-15 2010-03-02
58. PRINCIPAL FINANCIAL GROUP 6.518% PFD CALL 06/30/15 @25   2009-09-15 2010-03-04
61. PRINCIPAL FINANCIAL GROUP 6.518% PFD CALL 06/30/15 @25   2009-09-15 2010-03-05
58. PRINCIPAL FINANCIAL GROUP 6.518% PFD CALL 06/30/15 @25   2009-09-15 2010-03-08
12. PRINCIPAL FINANCIAL GROUP 6.518% PFD CALL 06/30/15 @25   2009-09-15 2010-03-10
79. PRINCIPAL FINANCIAL GROUP 6.518% PFD CALL 06/30/15 @25   2009-09-15 2010-03-11
289. PRINCIPAL FINANCIAL GROUP 6.518% PFD CALL 06/30/15 @25   2009-09-15 2010-03-12
125. PROCTER & GAMBLE CO.   2008-06-27 2010-01-20
75. PROCTER & GAMBLE CO.   2010-01-20 2010-02-12
155. PROCTER & GAMBLE CO.   2010-01-27 2010-02-18
160. PROCTER & GAMBLE CO.   2010-01-20 2010-03-10
45. PROCTER & GAMBLE CO.   2010-01-20 2010-03-23
55. PROCTER & GAMBLE CO.   2010-01-27 2010-07-22
55. PROCTER & GAMBLE CO.   2008-10-22 2010-07-22
85. PROCTER & GAMBLE CO.   2008-10-22 2010-07-28
315. PROCTER & GAMBLE CO.   2010-01-20 2010-08-03
530. PROCTER & GAMBLE CO.   2009-03-17 2010-10-25
8912.656 BROWN ADVISORY INTERMED INCOME FUND   2010-06-11 2010-12-08
100. PROGRESS SOFTWARE CORP.   2010-03-26 2010-11-08
200. PROGRESS SOFTWARE CORP.   2008-01-23 2010-11-08
100. PROGRESS SOFTWARE CORP.   2008-01-23 2010-12-20
100. PROGRESS SOFTWARE CORP.   2007-02-26 2010-12-22
366. QUALCOMM CORP.   2009-08-31 2010-01-20
332. QUALCOMM CORP.   2009-08-31 2010-02-18
115. QUALCOMM CORP.   2010-02-16 2010-02-18
1302. QUALCOMM CORP.   2009-09-04 2010-11-08
100. QUALCOMM CORP.   2010-04-16 2010-12-30
165. QUALCOMM CORP.   2010-04-22 2010-12-30
232. QUANTA SVCS INC COM W/RIGHTS ATTACHED EXP 3/8/2010   2010-01-20 2010-09-01
167. QUANTA SVCS INC COM W/RIGHTS ATTACHED EXP 3/8/2010   2010-01-20 2010-09-16
646. QUANTA SVCS INC COM W/RIGHTS ATTACHED EXP 3/8/2010   2010-03-11 2010-10-08
300. RESOLUTE ENERGY CORP   2010-11-05 2010-11-08
60. RIGHT NOW TECHNOLOGIES INC   2010-02-08 2010-02-18
405. ROCKWOOD HLDGS INC   2008-12-01 2010-04-06
270. ROPER INDUSTRIES INC NEW   2009-10-27 2010-01-20
216. ROPER INDUSTRIES INC NEW   2009-10-26 2010-02-18
707. ROPER INDUSTRIES INC NEW   2009-10-26 2010-11-08
44. ROSETTA STONE INC.   2009-06-02 2010-02-12
50. ROSETTA STONE INC.   2009-06-02 2010-02-12
59. ROSETTA STONE INC.   2009-06-02 2010-02-16
1. ROSETTA STONE INC.   2009-06-02 2010-02-17
168. ROSETTA STONE INC.   2009-09-14 2010-02-19
361. ROSETTA STONE INC.   2009-09-14 2010-02-19
347. ROSETTA STONE INC.   2009-11-17 2010-02-22
80. SBA COMMUNICATIONS CORP   2008-09-29 2010-02-18
400. S R S LABS INC   2007-10-15 2010-03-24
200. S R S LABS INC   2009-06-11 2010-11-08
200. SALESFORCE COM INC   2009-02-10 2010-01-20
161. SALESFORCE COM INC   2009-02-10 2010-02-18
175. SALESFORCE COM INC   2010-01-20 2010-04-21
182. SALESFORCE COM INC   2009-02-10 2010-04-26
237. SALESFORCE COM INC   2009-02-10 2010-05-10
107. SALESFORCE COM INC   2009-02-10 2010-08-23
73. SALESFORCE COM INC   2009-02-10 2010-10-19
345. SALESFORCE COM INC   2009-02-12 2010-11-08
230. SALESFORCE COM INC   2009-02-12 2010-11-30
120. HENRY SCHEIN INC   2008-05-22 2010-02-18
272. SCHLUMBERGER LTD.   2007-02-20 2010-01-20
219. SCHLUMBERGER LTD.   2008-11-05 2010-02-18
169. SCHLUMBERGER LTD.   2008-11-05 2010-05-10
219. SCHLUMBERGER LTD.   2010-09-03 2010-10-29
466. SCHLUMBERGER LTD.   2010-09-03 2010-11-08
338. SCHLUMBERGER LTD.   2008-10-24 2010-11-08
196. SCHLUMBERGER LTD.   2008-10-24 2010-12-31
636. CHARLES SCHWAB CORP.   2008-04-24 2010-01-20
513. CHARLES SCHWAB CORP.   2008-04-24 2010-02-18
2766. CHARLES SCHWAB CORP.   2008-11-05 2010-11-08
55. SEATTLE GENETICS INC /WA   2008-05-22 2010-02-18
129. SELECTIVE INSURANCE GROUP INC. 7.5% CALL 09/26/11 @25   2009-08-21 2010-03-02
498. SELECTIVE INSURANCE GROUP INC. 7.5% CALL 09/26/11 @25   2009-07-20 2010-03-05
120. SHERWIN WILLIAMS CO   2009-10-23 2010-01-20
110. SHERWIN WILLIAMS CO   2009-10-23 2010-02-18
95. SHERWIN WILLIAMS CO   2009-10-23 2010-05-07
50. SHERWIN WILLIAMS CO   2009-03-19 2010-05-07
120. SHERWIN WILLIAMS CO   2009-03-19 2010-05-14
295. SHERWIN WILLIAMS CO   2009-03-19 2010-05-21
400. SILGAN HLDGS INC COM   2007-02-14 2010-11-08
100. SIX FLAGS ENTERTAINMENT   2010-11-01 2010-11-08
1200. SKILLSOFT PLC SPONSORED ADR   2009-11-25 2010-02-12
570. SNAP-ON INC   2009-10-30 2010-01-20
475. SNAP-ON INC   2009-04-21 2010-02-18
240. SNAP-ON INC   2009-04-21 2010-04-20
245. SNAP-ON INC   2009-04-21 2010-09-28
80. SNAP-ON INC   2009-04-16 2010-10-04
80. SNAP-ON INC   2009-04-16 2010-10-05
150. SNAP-ON INC   2009-04-21 2010-10-27
130. SNAP-ON INC   2009-04-21 2010-11-09
95. SNAP-ON INC   2009-04-21 2010-12-17
115. SNAP-ON INC   2009-04-06 2010-12-22
345. SOVEREIGN CAP TR V 7.75% PFD   2008-12-31 2010-03-01
35. SPARTAN STORES INC   2010-11-08 2010-12-22
100. SPEEDWAY MOTORSPORTS INC.   2007-02-14 2010-11-03
400. SPEEDWAY MOTORSPORTS INC.   2007-02-14 2010-11-08
400. STAGE STORES INC   2007-04-30 2010-11-08
100. STANLEY BLACK DECKER INC   2009-06-19 2010-03-17
100. STANLEY BLACK DECKER INC   2009-01-13 2010-03-22
100. STANLEY BLACK DECKER INC   2009-01-13 2010-04-09
100. STANLEY BLACK DECKER INC   2009-01-21 2010-04-20
100. STANLEY WORKS   2009-06-19 2010-03-09
235. STAPLES INC.   2009-09-11 2010-01-20
45. STAPLES INC.   2007-11-06 2010-01-20
245. STAPLES INC.   2007-11-06 2010-02-18
255. STAPLES INC.   2008-01-14 2010-03-04
820. STAPLES INC.   2010-01-20 2010-04-01
1005. STAPLES INC.   2008-11-05 2010-06-22
499. STERICYCLE INC   2010-03-02 2010-09-03
691. STERICYCLE INC   2010-02-25 2010-11-08
240. SUNTRUST CAPITAL IX 7.875% PFD CALL 03/13   2009-08-12 2010-03-02
120. SUNTRUST CAPITAL IX 7.875% PFD CALL 03/13   2009-02-24 2010-03-02
244. SUSQUEHANNA CAPITAL 9.3750% PFD CALL 12/12/12 @25   2009-07-02 2010-03-02
116. SUSQUEHANNA CAPITAL 9.3750% PFD CALL 12/12/12 @25   2009-06-30 2010-03-03
25. SYBASE INC COM   2009-10-14 2010-02-18
170. SYBASE INC COM   2009-10-14 2010-05-12
610. SYBASE INC COM   2009-09-16 2010-07-30
380. SYMANTEC CORP   2009-09-23 2010-01-20
70. SYMANTEC CORP   2006-03-17 2010-01-20
390. SYMANTEC CORP   2006-03-17 2010-02-18
1075. SYMANTEC CORP   2010-05-14 2010-06-30
2005. SYMANTEC CORP   2008-11-05 2010-06-30
225. SYSCO CORP   2009-02-19 2010-01-20
190. SYSCO CORP   2009-02-19 2010-02-18
200. SYSCO CORP   2009-02-18 2010-04-15
365. SYSCO CORP   2009-04-21 2010-04-16
440. SYSCO CORP   2009-04-03 2010-04-16
345. T-3 ENERGY SERVICES, INC.   2009-11-17 2010-05-04
135. T-3 ENERGY SERVICES, INC.   2009-07-06 2010-06-01
30. T-3 ENERGY SERVICES, INC.   2009-07-06 2010-06-24
27. T-3 ENERGY SERVICES, INC.   2009-07-06 2010-06-24
259. T-3 ENERGY SERVICES, INC.   2009-07-06 2010-06-25
154. T-3 ENERGY SERVICES, INC.   2009-07-02 2010-06-28
200. TELEDYNE TECHNOLOGIES INC   2009-06-05 2010-11-08
100. TELEFLEX INC.   2010-03-05 2010-11-08
676. TETRA TECH INC NEW   2010-01-20 2010-09-03
539. TETRA TECH INC NEW   2010-03-11 2010-09-09
130. 3M COMPANY   2008-01-22 2010-01-20
110. 3M COMPANY   2007-02-28 2010-02-18
15. 3PAR INC   2009-11-17 2010-02-18
360. 3PAR INC   2010-07-12 2010-08-25
236. 3PAR INC   2009-04-30 2010-08-25
674. 3PAR INC   2009-04-29 2010-08-26
920. 3PAR INC   2009-04-27 2010-09-13
400. TIDEWATER INC   2009-10-16 2010-01-20
340. TIDEWATER INC   2009-10-16 2010-02-18
240. TIDEWATER INC   2009-10-16 2010-05-12
155. TIDEWATER INC   2009-09-28 2010-05-18
195. TIDEWATER INC   2009-09-21 2010-05-24
125. TIDEWATER INC   2009-09-21 2010-05-25
410. TIDEWATER INC   2009-12-15 2010-05-28
630. TIDEWATER INC   2009-09-21 2010-08-27
275. TIDEWATER INC   2009-09-18 2010-10-20
8. TIDEWATER INC   2010-11-08 2010-12-20
15. TITAN MACHY INC   2009-10-08 2010-02-18
40. TITAN MACHY INC   2010-04-14 2010-08-17
672. TITAN MACHY INC   2010-04-14 2010-08-17
100. TITAN MACHY INC   2010-03-02 2010-10-13
38. TITAN MACHY INC   2010-03-02 2010-10-13
188. TITAN MACHY INC   2009-10-08 2010-10-13
128. TITAN MACHY INC   2009-10-08 2010-12-09
127. TITAN MACHY INC   2009-10-07 2010-12-09
325. TOTAL FINA ELF S.A. ADS REPSTG 1/2 OF A 'B' SH   2009-07-29 2010-01-20
280. TOTAL FINA ELF S.A. ADS REPSTG 1/2 OF A 'B' SH   2009-02-24 2010-02-18
609. TRIMBLE NAV LTD   2008-01-22 2010-01-20
610. TRIMBLE NAV LTD   2010-01-20 2010-02-02
448. TRIMBLE NAV LTD   2008-01-22 2010-02-16
473. TRIMBLE NAV LTD   2008-01-22 2010-02-18
250. TRIMBLE NAV LTD   2008-04-15 2010-02-18
185. TRIMBLE NAV LTD   2008-02-05 2010-04-06
427. TRIMBLE NAV LTD   2008-09-29 2010-04-13
105. TRIMBLE NAV LTD   2009-06-05 2010-04-14
78. TRIMBLE NAV LTD   2008-09-29 2010-04-14
300. TRIMBLE NAV LTD   2009-06-05 2010-05-04
306. TRIMBLE NAV LTD   2008-11-05 2010-05-10
243. TRIMBLE NAV LTD   2008-11-05 2010-05-10
160. TRIMBLE NAV LTD   2008-10-22 2010-07-13
176. TRIMBLE NAV LTD   2008-10-22 2010-07-14
80. TRIMBLE NAV LTD   2009-06-05 2010-07-14
144. TRIMBLE NAV LTD   2008-10-22 2010-07-15
177. TRIMBLE NAV LTD   2008-10-22 2010-07-16
170. TRIMBLE NAV LTD   2008-10-22 2010-07-19
162. TRIMBLE NAV LTD   2008-10-22 2010-07-20
327. TRIMBLE NAV LTD   2009-01-16 2010-07-21
165. TRIMBLE NAV LTD   2009-06-05 2010-07-22
256. TRIMBLE NAV LTD   2009-01-16 2010-07-22
391. TRIMBLE NAV LTD   2009-01-16 2010-07-29
183. TRIMBLE NAV LTD   2009-04-22 2010-08-11
156. TRIMBLE NAV LTD   2010-01-20 2010-10-06
141. TRIMBLE NAV LTD   2008-10-22 2010-10-06
162. TRIMBLE NAV LTD   2009-01-22 2010-10-06
269. TRIMBLE NAV LTD   2009-02-24 2010-11-03
728. TRIMBLE NAV LTD   2009-01-16 2010-11-08
50000. U S TREAS BDS 7.875% 2/15/21   2006-02-14 2010-12-22
15000. US TREASURY BOND DTD 02/15/95 7.625% DUE 02/15/25   2006-02-09 2010-12-22
125000. U S TREASURY NT 5.125% 5/15/16   2006-06-27 2010-12-22
100000. U S TREASURY I P S 2.500% 7/15/16   2008-07-01 2010-06-11
242854.64 U S TREASURY I P S 2.500% 7/15/16   2008-07-01 2010-09-03
25000. U S TREASURY I P S 2.125% 1/15/19   2009-03-19 2010-06-10
228442.5 U S TREASURY I P S 2.125% 1/15/19   2009-03-19 2010-09-09
500000. U S TREASURY NT 3.625% 8/15/19   2009-09-29 2010-12-08
1529. URBAN OUTFITTERS INC   2010-05-26 2010-11-08
245. URBAN OUTFITTERS INC   2010-05-24 2010-12-06
245. URBAN OUTFITTERS INC   2010-05-24 2010-12-07
365. VALMONT INDS INC   2010-09-01 2010-12-21
100. VENOCO INC   2009-10-16 2010-11-08
20000. VERIZON COMM INC 5.550% 2/15/16   2006-02-09 2010-12-23
89. VITACOST COM INC   2010-04-07 2010-08-25
102. VITACOST COM INC   2010-04-07 2010-08-25
31. VITACOST COM INC   2010-04-07 2010-08-26
291. VITACOST COM INC   2010-04-07 2010-08-27
57. VITACOST COM INC   2010-04-07 2010-08-30
722. VITACOST COM INC   2010-04-07 2010-08-31
46. VITACOST COM INC   2010-04-06 2010-08-31
247. VITACOST COM INC   2010-05-27 2010-09-01
20. VOLCANO CORP   2009-10-13 2010-02-18
265. VOLTERRA SEMICONDUCTOR CORP   2009-11-17 2010-01-26
70. VOLTERRA SEMICONDUCTOR CORP   2009-11-11 2010-02-18
10. VOLTERRA SEMICONDUCTOR CORP   2007-07-31 2010-02-18
370. VOLTERRA SEMICONDUCTOR CORP   2007-10-24 2010-03-26
90. VOLTERRA SEMICONDUCTOR CORP   2009-04-27 2010-04-27
145. VOLTERRA SEMICONDUCTOR CORP   2007-10-24 2010-04-27
55. WMS INDS INC   2008-08-01 2010-02-18
420. WMS INDS INC   2008-10-22 2010-06-18
218.387 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2010-01-15
219.627 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2010-02-16
301.55 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2010-03-15
222.592 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2010-04-15
250.653 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2010-05-17
225.283 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2010-06-16
253.272 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2010-07-15
228.005 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2010-08-16
229.3 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2010-09-15
257.18 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2010-10-15
232.07 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2010-11-15
259.88 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2010-12-15
55000. WACHOVIA BANK NA 5.600% 3/15/16   2006-03-06 2010-12-23
90. WASTE CONNECTIONS INC   2009-07-24 2010-02-18
240. WASTE CONNECTIONS INC   2009-04-14 2010-05-12
80. WATERS CORP   2008-10-24 2010-01-20
65. WATERS CORP   2008-10-24 2010-02-18
100. WATERS CORP   2008-12-12 2010-11-11
65. WATERS CORP   2008-12-12 2010-11-22
187. WATERS CORP   2008-12-12 2010-11-26
73000. WEATHERFORD INTL 5.150% 3/15/13   2010-02-05 2010-09-29
2000. WEATHERFORD INTL 5.150% 3/15/13   2010-02-05 2010-10-25
400. WENDYS ARBYS GROUP INCCL A DELAWARE   2007-08-09 2010-11-08
100. WEST PHARMACEUTICAL SVCS INC   2007-10-03 2010-11-08
100. WORLD FUEL SVCS CORP   2010-04-12 2010-11-08
200. WORLD FUEL SVCS CORP   2009-10-19 2010-11-08
215. ZYMOGENETICS INC   2008-05-22 2010-02-18
113. ZYMOGENETICS INC   2008-05-22 2010-03-22
36. ZYMOGENETICS INC   2009-05-12 2010-03-23
442. ZYMOGENETICS INC   2008-10-22 2010-03-23
590. ZYMOGENETICS INC   2009-05-21 2010-03-24
459. ZYMOGENETICS INC   2009-05-21 2010-03-24
350. ACCENTURE PLC CL A   2009-03-30 2010-01-20
303. ACCENTURE PLC CL A   2009-12-31 2010-01-20
289. ACCENTURE PLC CL A   2007-11-09 2010-01-20
295. ACCENTURE PLC CL A   2009-03-27 2010-02-18
476. ACCENTURE PLC CL A   2007-11-09 2010-02-18
400. ACCENTURE PLC CL A   2008-01-08 2010-03-29
1066. ACCENTURE PLC CL A   2008-01-08 2010-06-02
200. ACCENTURE PLC CL A   2010-01-20 2010-08-23
280. ACCENTURE PLC CL A   2009-03-27 2010-09-28
1120. ACCENTURE PLC CL A   2008-02-20 2010-11-08
257. GENPACT LIMITED   2010-06-18 2010-10-20
189. GENPACT LIMITED   2010-06-18 2010-10-20
37. GENPACT LIMITED   2010-06-01 2010-10-21
130. GENPACT LIMITED   2010-06-01 2010-10-21
2396. GENPACT LIMITED   2010-10-19 2010-11-08
12. PRIMUS GUARANTY, LTD 7% PFD 12/27/2036 SERIES   2009-05-18 2010-03-02
88. PRIMUS GUARANTY, LTD 7% PFD 12/27/2036 SERIES   2009-05-20 2010-03-03
34. PRIMUS GUARANTY, LTD 7% PFD 12/27/2036 SERIES   2008-11-06 2010-03-03
164. PRIMUS GUARANTY, LTD 7% PFD 12/27/2036 SERIES   2008-11-06 2010-03-05
124. PRIMUS GUARANTY, LTD 7% PFD 12/27/2036 SERIES   2009-01-02 2010-03-08
25. U T I WORLDWIDE INC   2007-02-22 2010-02-18
471. U T I WORLDWIDE INC   2007-03-23 2010-10-14
333. U T I WORLDWIDE INC   2007-10-24 2010-11-29
127. U T I WORLDWIDE INC   2007-10-24 2010-11-29
56.318 WILLIS GROUP HOLDINGS PLC   2009-04-30 2010-01-12
43.682 WILLIS GROUP HOLDINGS PLC   2008-11-04 2010-01-12
100. WILLIS GROUP HOLDINGS PLC   2008-11-04 2010-01-27
100. WILLIS GROUP HOLDINGS PLC   2009-05-01 2010-02-02
182. WILLIS GROUP HOLDINGS PLC   2008-11-21 2010-02-02
330. ACE LTD   2009-09-25 2010-01-20
295. ACE LTD   2009-11-19 2010-02-18
125. ACE LTD   2009-11-19 2010-10-25
80. ACE LTD   2009-08-05 2010-10-25
120. TRANSOCEAN LTD   2010-01-20 2010-02-18
370. TRANSOCEAN LTD   2010-01-20 2010-05-25
175. TRANSOCEAN LTD   2010-01-20 2010-05-26
550. TRANSOCEAN LTD   2010-04-30 2010-06-30
360. VESTAS WIND SYSTEMS   2010-01-20 2010-02-04
. PROCEEDS OF LITIGATION FROM AIG     2010-11-29
. PROCEEDS OF LITIGATION FROM AIG     2010-11-29
. LITIGATION PROCEEDS FORM AMERICA ON LINE INC.     2010-02-23
. PROCEEDS FROM SECURITIES LITIGATION     2010-02-24
. PROCEEDS OF LITIGATION FROM EL PASO CORP     2010-11-29
. PROCEEDS OF LITIGATION FROM GENERAL MOTORS     2010-08-06
. PROCEEDS OF LITIGATION FROM GENERAL MOTORS     2010-11-29
. PROCEEDS OF LITIGATION FROM QWEST COMMUNICATIONS     2010-08-06
. PROCEEDS OF LITIGATION FROM QWEST COMMUNICATIONS     2010-11-29
. PROCEEDS OF LITIGATION FROM QWEST COMMUNICATIONS     2010-11-29
64. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2010-12-17
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 14,550   15,442 -892
b 1,255   1,228 27
c 49,623   47,093 2,530
d 3,325   5,380 -2,055
e 5,232   7,173 -1,941
1,448   1,654 -206
2,997   1,852 1,145
132   112 20
816   692 124
507   430 77
1,544   1,310 234
2,846   2,115 731
1,346   949 397
287   202 85
372   265 107
1,376   980 396
785   556 229
764   533 231
5,346   3,920 1,426
2,676   1,926 750
2,755   1,917 838
3,530   3,116 414
18,026   17,849 177
11,452   7,939 3,513
10,139   9,875 264
16,739   15,148 1,591
12,798   10,283 2,515
38,942   22,928 16,014
40,246   23,728 16,518
20,993   12,340 8,653
4,443   2,597 1,846
25,118   14,650 10,468
25,049   14,525 10,524
36,123   20,662 15,461
12,680   12,484 196
4,694   4,372 322
13,607   12,990 617
16,317   13,665 2,652
10,913   9,104 1,809
44,703   36,105 8,598
7,920   7,510 410
3,258   3,465 -207
20,496   10,152 10,344
20,066   10,892 9,174
13,837   7,508 6,329
11,316   6,112 5,204
3,367   1,708 1,659
7,723   3,918 3,805
16,065   12,584 3,481
1,605   1,724 -119
1,750   1,672 78
477   517 -40
731   608 123
1,957   1,621 336
1,146   875 271
550   418 132
6,043   4,576 1,467
868   1,106 -238
1,886   2,390 -504
6,762   8,569 -1,807
4,700   5,648 -948
12,489   11,210 1,279
9,982   9,009 973
11,208   9,066 2,142
10,270   8,250 2,020
7,999   6,372 1,627
1,991   1,557 434
3,770   2,953 817
14,451   11,430 3,021
12,281   9,807 2,474
7,679   6,096 1,583
5,603   4,388 1,215
10,874   8,489 2,385
16,013   12,440 3,573
19,123   14,818 4,305
50,638   45,563 5,075
26,266   25,505 761
21,310   9,589 11,721
15,951   7,456 8,495
11,300   3,964 7,336
3,445   2,482 963
3,309   2,275 1,034
80,741   23,794 56,947
734   678 56
9,054   5,842 3,212
6,036   3,015 3,021
3,317   1,508 1,809
3,297   1,508 1,789
3,318   4,311 -993
3,022   4,135 -1,113
3,222   3,671 -449
3,355   3,638 -283
3,480   3,638 -158
3,518   3,378 140
8,649   6,533 2,116
2,586   1,993 593
2,586   1,905 681
2,612   1,905 707
12,426   12,209 217
1,236   1,212 24
2,244   2,206 38
4,308   3,507 801
3,116   2,395 721
2,487   1,817 670
3,264   2,386 878
2,241   1,205 1,036
30,804   16,172 14,632
3,481   1,728 1,753
49,335   25,616 23,719
13,735   14,115 -380
11,714   10,860 854
11,006   8,256 2,750
12,872   8,671 4,201
17,357   11,155 6,202
7,559   4,784 2,775
426   394 32
13,994   21,806 -7,812
3,948   5,857 -1,909
4,934   3,432 1,502
5,946   2,954 2,992
12,225   5,626 6,599
126   97 29
2,390   1,896 494
2,381   1,848 533
3,885   2,916 969
2,588   1,747 841
5,390   3,233 2,157
4,125   2,410 1,715
7,345   6,500 845
2,401   2,111 290
885   775 110
4,028   3,525 503
107,443   100,589 6,854
10,454   9,539 915
19,385   18,996 389
8,663   7,956 707
18,361   19,736 -1,375
8,849   11,291 -2,442
13,805   16,152 -2,347
6,364   8,843 -2,479
40,341   48,584 -8,243
16,074   12,700 3,374
12,295   11,311 984
10,080   8,249 1,831
5,227   5,302 -75
43,364   40,777 2,587
17,879   16,909 970
17,592   16,909 683
5,164   4,811 353
5,185   3,701 1,484
6,457   3,294 3,163
2,603   2,634 -31
1,441   1,116 325
5,747   4,303 1,444
937   483 454
6,941   3,528 3,413
9,381   4,533 4,848
9,024   4,380 4,644
3,681   2,171 1,510
7,643   4,263 3,380
13,369   7,554 5,815
3,897   4,336 -439
5,814   5,193 621
2,279   1,591 688
4,420   3,178 1,242
4,235   2,975 1,260
9,027   6,992 2,035
6,265   7,042 -777
15,343   14,697 646
11,977   11,404 573
17,558   17,150 408
11,065   9,071 1,994
14,336   9,711 4,625
6,150   4,624 1,526
5,259   3,963 1,296
5,805   3,967 1,838
26,414   24,292 2,122
34,563   19,506 15,057
6,998   5,611 1,387
219   120 99
19,920   9,953 9,967
18,144   16,234 1,910
3,171   3,151 20
7   7  
2,331   2,932 -601
2,256   2,932 -676
3,702   3,807 -105
115,700   110,997 4,703
12,202   8,413 3,789
2,913   2,941 -28
7,865   5,392 2,473
2,303   1,471 832
9,612   6,373 3,239
12,654   6,863 5,791
16,139   15,543 596
7,059   6,943 116
8,067   7,652 415
12,250   10,043 2,207
12,038   11,230 808
17,843   16,261 1,582
6,881   6,092 789
10,113   9,383 730
14,242   10,919 3,323
17,566   15,090 2,476
32,854   23,880 8,974
1,415   1,448 -33
6,767   6,491 276
15,971   10,874 5,097
12,938   8,790 4,148
12,396   7,772 4,624
2,663   1,608 1,055
12,693   7,237 5,456
5,819   3,214 2,605
3,354   2,987 367
4,934   4,480 454
2,756   2,133 623
12,983   6,058 6,925
19,936   8,486 11,450
5,505   3,541 1,964
18,876   7,001 11,875
7,461   3,463 3,998
7,006   2,875 4,131
5,457   4,096 1,361
45,519   18,367 27,152
17,185   5,037 12,148
7,488   4,831 2,657
7,998   4,733 3,265
4,948   4,918 30
25,981   25,206 775
21,684   21,384 300
7,757   6,501 1,256
11,210   8,104 3,106
58,149   31,962 26,187
9,318   3,324 5,994
9,406   3,198 6,208
15,637   6,048 9,589
12,721   4,816 7,905
15,588   5,460 10,128
11,481   9,395 2,086
4,896   3,679 1,217
5,756   1,538 4,218
13,699   3,662 10,037
43,834   11,431 32,403
1,498   1,333 165
1,062   952 110
1,273   1,142 131
530   476 54
743   666 77
1,394   1,237 157
28,716   24,998 3,718
1,243   943 300
11,630   10,261 1,369
4,262   3,282 980
667   540 127
6,973   4,544 2,429
5,719   6,222 -503
4,809   8,214 -3,405
2,511   3,667 -1,156
5,701   2,828 2,873
5,608   2,755 2,853
5,646   2,372 3,274
5,884   8,545 -2,661
19,648   16,234 3,414
12,040   9,702 2,338
16,236   12,760 3,476
53,185   39,456 13,729
8,280   5,732 2,548
8,348   5,654 2,694
7,222   2,287 4,935
2,188   1,329 859
19,158   18,801 357
15,544   14,875 669
3,444   3,300 144
8,512   11,474 -2,962
43,603   49,412 -5,809
20,126   22,533 -2,407
13,754   15,734 -1,980
1,972   1,568 404
7,588   5,959 1,629
4,067   3,424 643
2,948   2,472 476
6,076   5,126 950
6,800   6,914 -114
13,166   13,049 117
10,497   10,424 73
40,321   34,118 6,203
9,295   8,277 1,018
7,712   6,167 1,545
10,848   7,465 3,383
12,517   8,439 4,078
5,408   4,057 1,351
16,943   12,466 4,477
17,425   17,145 280
13,777   13,761 16
9,364   8,873 491
9,621   8,799 822
46,660   37,259 9,401
12,258   9,446 2,812
18,773   11,917 6,856
2,243   1,599 644
15,139   8,691 6,448
3,946   2,257 1,689
5,594   3,058 2,536
5,059   4,772 287
9,366   4,988 4,378
14,872   14,596 276
7,121   3,861 3,260
10,041   5,309 4,732
5,466   2,735 2,731
5,697   2,413 3,284
5,548   6,506 -958
1,283   1,384 -101
4,777   5,659 -882
4,657   4,126 531
10,094   8,649 1,445
754   619 135
17,115   9,693 7,422
12,647   8,268 4,379
23,870   15,646 8,224
6,157   6,861 -704
16,551   14,999 1,552
8,935   9,493 -558
187   243 -56
195   254 -59
856   1,116 -260
625   829 -204
644   840 -196
161   210 -49
305   301 4
1,304   1,502 -198
1,436   1,415 21
500   477 23
421   402 19
193   168 25
2,318   2,005 313
620   518 102
558   439 119
1,525   1,211 314
1,534   1,210 324
2,144   1,647 497
613   470 143
703   533 170
25,390   24,109 1,281
25,566   23,224 2,342
14,169   12,625 1,544
8,595   7,553 1,042
12,336   9,193 3,143
1,346   1,082 264
4,896   3,510 1,386
10,424   7,187 3,237
2,909   1,938 971
4,150   3,230 920
9,438   5,394 4,044
12,059   6,434 5,625
2,428   2,702 -274
14,359   12,979 1,380
17,422   22,245 -4,823
1,000   1,032 -32
13,498   17,253 -3,755
5,449   4,642 807
7,424   5,502 1,922
11,270   8,130 3,140
89,558   80,863 8,695
7,692   7,284 408
10,582   6,801 3,781
8,067   5,520 2,547
7,767   4,746 3,021
8,455   4,334 4,121
20,613   19,160 1,453
4,663   2,889 1,774
8,509   4,334 4,175
23,163   9,147 14,016
7,215   7,894 -679
36,305   29,622 6,683
4,907   3,874 1,033
4,603   4,321 282
2,477   2,319 158
1,217   1,142 75
2,153   2,014 139
965   975 -10
1,136   1,071 65
1,092   1,033 59
4,199   4,496 -297
8,073   8,384 -311
11,228   11,575 -347
8,542   8,955 -413
8,931   9,968 -1,037
22,985   25,778 -2,793
663   685 -22
10,269   10,655 -386
5,553   5,824 -271
10,419   4,127 6,292
7,962   3,343 4,619
19,779   19,065 714
54,612   46,941 7,671
1,962   1,765 197
2,550   2,546 4
2,337   2,334 3
3,268   3,264 4
2,051   2,048 3
2,215   2,212 3
2,031   2,028 3
2,214   2,211 3
2,300   2,297 3
2,697   2,693 4
3,243   3,239 4
3,363   3,359 4
2,981   2,977 4
1,190   1,231 -41
469   484 -15
2,131   2,203 -72
1,143   1,181 -38
839   867 -28
1,015   1,050 -35
1,449   1,498 -49
417   431 -14
626   646 -20
417   430 -13
1,184   1,220 -36
582   599 -17
6,006   5,782 224
284   274 10
26,573   25,585 988
6,356   6,120 236
283   272 11
261   251 10
4,406   4,242 164
9,535   9,180 355
229   220 9
19,219   18,548 671
203   196 7
8,632   8,355 277
3,089   3,192 -103
5,266   5,440 -174
503,469   489,118 14,351
2,414   2,494 -80
3,132   3,098 34
2,048   2,025 23
8,165   8,076 89
1,577   1,559 18
1,477   1,461 16
3,359   3,322 37
2,620   2,591 29
916   906 10
3,972   3,930 42
3,341   3,307 34
2,718   2,691 27
2,518   2,493 25
12,422   13,185 -763
4,385   4,646 -261
12,974   13,718 -744
29,400   31,036 -1,636
446,876   430,424 16,452
94,052   90,261 3,791
547   553 -6
359   363 -4
655   662 -7
677   685 -8
947   958 -11
735   743 -8
757   766 -9
487   492 -5
504   509 -5
599   605 -6
484   488 -4
535   540 -5
5,403   5,560 -157
4,387   4,515 -128
5,120   5,269 -149
7,308   7,520 -212
16,688   17,173 -485
7,937   8,168 -231
6,432   6,619 -187
6,880   7,080 -200
3,754   3,860 -106
5,260   5,402 -142
3,901   4,003 -102
2,024   2,076 -52
9,099   9,251 -152
7,499   7,625 -126
9,222   9,376 -154
8,386   8,526 -140
21,783   22,147 -364
8,627   8,772 -145
7,233   7,354 -121
7,034   7,152 -118
7,812   7,939 -127
7,771   7,892 -121
7,028   7,134 -106
7,373   7,480 -107
24   25 -1
1,926   1,958 -32
21   21  
21   22 -1
21   22 -1
21   22 -1
22   22  
22   22  
22   22  
1,598   1,623 -25
19   20 -1
19   20 -1
188   190 -2
3,427   3,465 -38
183   185 -2
2,665   2,695 -30
180   182 -2
7,540   7,623 -83
169   171 -2
3,994   4,039 -45
166   168 -2
6,036   6,098 -62
162   164 -2
8,194   8,272 -78
1,545   1,580 -35
1,282   1,311 -29
1,295   1,325 -30
1,427   1,459 -32
1,538   1,573 -35
1,604   1,641 -37
1,573   1,609 -36
1,423   1,455 -32
1,402   1,433 -31
1,449   1,479 -30
1,399   1,427 -28
1,334   1,359 -25
251   253 -2
252   254 -2
6,232   6,281 -49
190   192 -2
225   227 -2
1,860   1,874 -14
173   174 -1
174   175 -1
175   176 -1
18,681   18,823 -142
5,443   5,484 -41
200   201 -1
107   110 -3
84   86 -2
2,601   2,666 -65
10,674   10,941 -267
13,105   13,433 -328
55   57 -2
1,438   1,474 -36
2,104   2,157 -53
52   54 -2
1,093   1,118 -25
2,360   2,413 -53
981   1,003 -22
8,665   9,052 -387
17,765   18,547 -782
7,654   7,225 429
1,917   1,696 221
3,722   2,989 733
4,727   3,305 1,422
5,515   4,439 1,076
994   972 22
12,922   10,476 2,446
37,367   34,963 2,404
66   44 22
2,125   2,340 -215
4,250   4,517 -267
2,167   2,220 -53
2,156   2,133 23
2,134   2,133 1
2,134   2,100 34
2,139   2,070 69
2,144   2,068 76
40,000   39,987 13
1,109   1,205 -96
160,133   149,968 10,165
1,469   1,561 -92
31,661   33,773 -2,112
2,493   14,333 -11,840
2,628   2,390 238
720   907 -187
7,741   8,252 -511
490   486 4
254   243 11
518   486 32
17,917   9,820 8,097
8,609   5,069 3,540
3,766   1,940 1,826
78,101   65,517 12,584
2,641   2,431 210
5,290   5,000 290
7,513   6,371 1,142
685   540 145
179   222 -43
856   857 -1
703   802 -99
2,353   2,645 -292
209   276 -67
133   191 -58
2,765   2,844 -79
88   97 -9
512   600 -88
1,285   1,392 -107
837   886 -49
1,116   1,195 -79
366   441 -75
347   420 -73
363   423 -60
158   176 -18
2,559   2,771 -212
5,094   5,132 -38
259   234 25
293   260 33
9,962   11,553 -1,591
4,109   4,273 -164
8,733   8,801 -68
8,894   8,903 -9
3,912   3,023 889
3,670   2,788 882
3,548   2,754 794
19,166   11,984 7,182
9,199   2,368 6,831
8,571   10,796 -2,225
13,005   12,224 781
18,142   11,045 7,097
15,031   9,246 5,785
12,072   6,944 5,128
12,038   7,226 4,812
11,574   7,226 4,348
10,465   10,466 -1
10,850   11,937 -1,087
7,498   10,840 -3,342
10,999   15,313 -4,314
42,845   59,947 -17,102
2,976   2,971 5
2,976   2,873 103
4,306   3,927 379
1,077   973 104
2,633   3,292 -659
27,368   32,691 -5,323
4,020   4,687 -667
23,564   17,764 5,800
14,428   9,460 4,968
8,256   5,096 3,160
2,428   1,670 758
5,934   6,297 -363
39,909   20,915 18,994
3,185   2,574 611
46,082   31,223 14,859
3,838   4,955 -1,117
5,370   6,859 -1,489
4,999   6,253 -1,254
1,940   2,270 -330
1,426   1,263 163
2,123   2,236 -113
3,164   3,343 -179
3,586   2,662 924
4,800   3,441 1,359
14,913   18,972 -4,059
3,966   5,039 -1,073
3,156   2,676 480
10,304   6,673 3,631
5,892   5,283 609
3,037   2,642 395
6,183   5,009 1,174
3,259   2,359 900
6,700   4,665 2,035
6,634   4,379 2,255
13,544   8,305 5,239
3,759   3,363 396
10,912   10,030 882
23,475   8,563 14,912
15,744   5,663 10,081
16,559   5,550 11,009
12,961   4,015 8,946
13,238   3,592 9,646
41,089   40,690 399
1,666   634 1,032
6,825   18,313 -11,488
541,088   500,175 40,913
352,123   267,564 84,559
6,926   6,588 338
11,283   9,498 1,785
7,594   6,627 967
16,717   19,258 -2,541
5,866   5,232 634
13,124   15,480 -2,356
9,477   7,325 2,152
4,456   3,139 1,317
20,339   17,004 3,335
46,535   45,062 1,473
13,977   13,827 150
5,620   5,498 122
1,658   1,615 43
7,045   7,027 18
8,776   8,753 23
163   161 2
30,215   30,050 165
1,252   1,130 122
7,548   7,531 17
27,368   24,938 2,430
25,096   24,776 320
11,581   11,884 -303
599   609 -10
5,096   4,031 1,065
40,135   30,589 9,546
5,160   4,813 347
4,870   5,812 -942
11,379   9,755 1,624
1,621   1,144 477
2,543   1,892 651
743   788 -45
3,187   2,341 846
541   373 168
938   632 306
2,780   1,867 913
76,664   61,698 14,966
226   217 9
1,191   1,147 44
91   87 4
67   64 3
72   69 3
67   65 2
1,427   1,374 53
2,097   2,019 78
62   60 2
271   261 10
67   64 3
63   61 2
68   65 3
1,912   2,001 -89
12,244   17,505 -5,261
4,816   5,045 -229
24,265   35,397 -11,132
23,171   29,462 -6,291
8,943   9,354 -411
3,111   3,580 -469
1,566   1,746 -180
3,351   3,115 236
1,627   1,193 434
6,399   4,946 1,453
7,258   5,200 2,058
11,974   8,735 3,239
19,260   12,467 6,793
2,361   1,427 934
3,542   2,244 1,298
11,701   6,659 5,042
8,414   4,944 3,470
21,228   11,126 10,102
2,174   1,578 596
3,285   2,296 989
1,276   765 511
1,266   765 501
2,622   2,090 532
2,679   1,530 1,149
6,760   3,826 2,934
1,556   1,375 181
1,687   765 922
20,022   14,932 5,090
15,610   15,872 -262
15,441   13,156 2,285
44,044   34,186 9,858
3,396   3,059 337
18,016   13,950 4,066
16,598   14,535 2,063
8,778   7,850 928
10,207   8,576 1,631
14,502   13,228 1,274
17,108   17,173 -65
7,398   6,220 1,178
10,798   9,837 961
12,079   11,017 1,062
9,322   8,458 864
359   208 151
8,006   7,269 737
3,755   3,606 149
17,669   11,972 5,697
2,014   1,152 862
531   273 258
6,516   4,224 2,292
3,791   2,415 1,376
1,495   804 691
11,114   8,105 3,009
7,172   7,003 169
3,586   2,766 820
17,370   17,612 -242
8,550   8,982 -432
4,490   4,721 -231
4,351   4,575 -224
4,472   4,721 -249
12,939   13,363 -424
1,406   1,416 -10
19,490   15,278 4,212
90,674   70,664 20,010
37,347   28,639 8,708
32,947   22,806 10,141
54,638   28,705 25,933
19,961   13,823 6,138
1,378   2,719 -1,341
465   898 -433
468   898 -430
1,569   2,695 -1,126
1,090   1,797 -707
3,140   4,021 -881
1,939   2,225 -286
1,389   700 689
2,826   1,400 1,426
2,932   1,347 1,585
5,071   4,725 346
1,200   853 347
4,534   2,557 1,977
4,207   2,307 1,900
938   512 426
3,695   1,888 1,807
17,002   10,307 6,695
6,280   7,781 -1,501
2,400   2,594 -194
11,446   12,969 -1,523
16,030   10,907 5,123
12,388   8,759 3,629
36,393   21,085 15,308
10,535   4,400 6,135
53,229   17,643 35,586
12,693   3,096 9,597
13,173   9,759 3,414
10,888   8,345 2,543
5,370   4,645 725
3,603   2,221 1,382
16,515   10,206 6,309
17,764   10,977 6,787
7,257   4,505 2,752
21,897   19,863 2,034
23,243   13,751 9,492
73,021   65,660 7,361
9,045   8,725 320
4,490   4,806 -316
2,951   4,891 -1,940
1,123   1,067 56
11,658   12,989 -1,331
5,763   5,451 312
2,259   2,620 -361
5,323   5,639 -316
554   574 -20
7,873   7,811 62
685   766 -81
3,505   3,479 26
10,514   12,849 -2,335
4,115   4,743 -628
12,819   12,712 107
5,998   5,511 487
4,762   4,260 502
7,028   4,460 2,568
6,311   5,314 997
6,890   5,314 1,576
12,908   10,185 2,723
15,838   11,926 3,912
4,982   3,854 1,128
9,086   7,157 1,929
13,535   8,088 5,447
3,788   2,004 1,784
22,647   13,160 9,487
10,224   6,550 3,674
1,233   684 549
7,332   4,026 3,306
1,075   823 252
34   22 12
2,647   1,718 929
806   512 294
639   412 227
985   633 352
594   380 214
370   221 149
5,605   3,072 2,533
20   11 9
531   280 251
4,069   2,241 1,828
871   478 393
570   345 225
488   295 193
135   74 61
36   19 17
300   182 118
1,437   931 506
1,015   652 363
651   413 238
2,201   1,191 1,010
761   414 347
1,110   627 483
16,696   17,664 -968
149   119 30
85   68 17
703   562 141
405   324 81
384   307 77
2,082   1,698 384
3,732   3,041 691
1,680   1,340 340
643   513 130
2,716   1,976 740
83   52 31
3,022   1,932 1,090
911   877 34
2,708   2,882 -174
1,620   1,753 -133
3,409   3,779 -370
5,765   6,465 -700
8,049   8,789 -740
3,116   3,639 -523
3,302   3,779 -477
252   288 -36
27   32 -5
162   192 -30
10,590   11,696 -1,106
8,070   6,865 1,205
4,562   3,772 790
2,304   1,802 502
1,801   1,593 208
7,748   6,851 897
4,251   4,297 -46
6,406   5,465 941
12,068   10,870 1,198
15,094   12,675 2,419
1,217   975 242
1,011   771 240
4,026   3,084 942
12,294   9,237 3,057
8,290   6,261 2,029
11,458   8,028 3,430
15,480   10,463 5,017
25,945   17,244 8,701
63,442   42,573 20,869
4,688   3,077 1,611
44,720   27,040 17,680
8,517   5,848 2,669
12,449   8,555 3,894
2,305   2,121 184
23,913   22,618 1,295
4,605   3,758 847
9,923   8,083 1,840
5,839   4,663 1,176
1,308   1,048 260
1,377   1,102 275
1,308   1,048 260
271   217 54
1,782   1,428 354
6,519   5,223 1,296
7,537   7,640 -103
4,617   4,530 87
9,735   9,337 398
10,081   9,664 417
2,895   2,718 177
3,378   3,313 65
3,378   3,308 70
5,341   5,113 228
18,808   19,026 -218
33,734   25,374 8,360
100,000   99,465 535
3,887   3,204 683
7,773   5,819 1,954
4,203   2,885 1,318
4,409   2,875 1,534
17,630   16,941 689
13,087   15,368 -2,281
4,533   4,479 54
62,742   59,568 3,174
4,965   4,262 703
8,199   6,820 1,379
4,269   4,343 -74
2,944   3,126 -182
12,852   12,089 763
3,852   3,811 41
994   926 68
11,107   2,622 8,485
14,391   14,021 370
11,677   11,213 464
50,429   32,516 17,913
780   1,059 -279
888   1,203 -315
1,005   1,419 -414
17   24 -7
2,856   3,918 -1,062
6,120   7,567 -1,447
5,939   5,863 76
2,742   1,936 806
3,888   2,883 1,005
1,798   1,358 440
13,611   5,544 8,067
11,063   4,463 6,600
14,773   11,925 2,848
16,130   5,045 11,085
20,073   6,569 13,504
12,001   2,966 9,035
7,626   2,023 5,603
39,288   9,297 29,991
32,517   6,088 26,429
6,817   6,659 158
18,730   16,882 1,848
14,318   12,301 2,017
11,162   8,485 2,677
15,188   12,566 2,622
34,977   26,738 8,239
25,370   16,434 8,936
16,351   9,391 6,960
12,058   13,808 -1,750
9,051   11,131 -2,080
43,813   56,784 -12,971
574   529 45
2,932   2,605 327
11,329   9,715 1,614
7,046   7,031 15
7,113   6,445 668
7,251   5,566 1,685
3,816   2,217 1,599
9,273   5,308 3,965
22,186   13,021 9,165
13,742   10,282 3,460
5,277   5,145 132
13,212   11,781 1,431
24,776   18,624 6,152
20,124   13,688 6,436
11,600   6,818 4,782
11,289   6,949 4,340
3,707   2,267 1,440
3,739   2,267 1,472
7,444   4,236 3,208
6,768   3,669 3,099
5,438   2,647 2,791
6,597   3,200 3,397
8,475   6,707 1,768
607   555 52
1,553   3,934 -2,381
6,200   15,736 -9,536
5,622   8,788 -3,166
5,842   3,478 2,364
5,890   3,374 2,516
5,994   3,374 2,620
6,115   3,184 2,931
5,918   3,478 2,440
5,814   5,260 554
1,113   992 121
6,100   5,400 700
5,843   5,479 364
19,426   20,369 -943
21,561   18,743 2,818
33,302   27,874 5,428
49,267   37,629 11,638
5,950   4,907 1,043
2,975   1,943 1,032
6,017   5,352 665
2,865   2,391 474
1,080   1,050 30
9,372   6,866 2,506
39,650   21,689 17,961
7,053   5,915 1,138
1,299   1,083 216
6,607   6,033 574
15,092   17,278 -2,186
28,149   29,998 -1,849
6,356   5,244 1,112
5,402   4,417 985
5,952   4,648 1,304
10,793   7,880 2,913
13,011   10,098 2,913
10,057   5,517 4,540
3,515   1,586 1,929
879   352 527
783   317 466
7,601   3,033 4,568
4,494   1,801 2,693
8,457   8,205 252
5,498   6,340 -842
12,861   17,946 -5,085
10,344   13,792 -3,448
10,983   9,790 1,193
8,856   8,173 683
142   153 -11
9,568   3,627 5,941
6,272   1,839 4,433
17,739   4,962 12,777
30,240   6,404 23,836
20,096   18,756 1,340
15,600   15,719 -119
12,255   11,247 1,008
7,527   7,195 332
8,215   8,991 -776
5,033   5,763 -730
16,909   18,807 -1,898
25,637   29,046 -3,409
12,611   12,667 -56
409   395 14
185   188 -3
663   603 60
10,964   9,387 1,577
1,854   1,262 592
703   480 223
3,480   2,350 1,130
2,434   1,591 843
2,412   1,562 850
20,413   17,814 2,599
16,380   13,948 2,432
14,598   15,231 -633
14,106   14,637 -531
11,094   11,204 -110
12,162   11,830 332
6,428   6,647 -219
5,324   4,915 409
12,532   11,235 1,297
3,109   2,232 877
2,309   2,038 271
9,286   6,378 2,908
9,134   6,806 2,328
7,183   4,563 2,620
4,724   2,905 1,819
5,227   3,161 2,066
2,376   1,701 675
4,239   2,579 1,660
5,050   3,170 1,880
4,806   3,045 1,761
4,523   2,896 1,627
9,304   5,670 3,634
4,763   3,231 1,532
7,392   3,908 3,484
11,105   5,970 5,135
5,117   3,389 1,728
5,490   3,743 1,747
4,867   2,558 2,309
5,597   2,773 2,824
9,969   3,923 6,046
27,502   10,964 16,538
69,703   61,359 8,344
21,208   19,135 2,073
144,209   124,548 19,661
118,764   113,318 5,446
270,744   272,709 -1,965
27,293   26,485 808
251,867   241,752 10,115
522,285   511,707 10,578
50,533   55,966 -5,433
9,264   8,803 461
9,207   8,803 404
31,807   26,804 5,003
1,533   1,581 -48
22,403   19,915 2,488
558   1,169 -611
637   1,339 -702
190   407 -217
1,728   3,821 -2,093
327   748 -421
4,053   9,463 -5,410
260   596 -336
1,381   2,835 -1,454
414   324 90
5,486   4,058 1,428
1,569   995 574
224   115 109
8,983   4,246 4,737
2,527   998 1,529
4,072   1,656 2,416
2,155   1,499 656
18,572   10,283 8,289
218   215 3
220   216 4
302   297 5
223   219 4
251   247 4
225   222 3
253   249 4
228   224 4
229   226 3
257   253 4
232   228 4
260   256 4
59,445   54,959 4,486
2,980   2,446 534
8,470   6,419 2,051
4,848   3,274 1,574
3,835   2,595 1,240
7,675   3,790 3,885
5,115   2,402 2,713
14,587   6,910 7,677
79,266   77,096 2,170
2,140   2,109 31
1,920   8,167 -6,247
3,887   4,000 -113
2,910   2,803 107
5,820   5,472 348
1,254   2,049 -795
635   1,046 -411
197   160 37
2,416   3,133 -717
3,246   2,583 663
2,528   1,861 667
15,207   9,812 5,395
13,147   12,636 511
12,540   10,112 2,428
12,063   8,270 3,793
19,459   16,654 2,805
16,958   13,988 2,970
38,943   36,937 2,006
7,671   8,704 -1,033
11,674   7,790 3,884
50,433   38,236 12,197
4,376   4,463 -87
3,186   3,232 -46
618   630 -12
2,158   2,214 -56
36,584   42,561 -5,977
204   138 66
1,492   1,016 476
577   289 288
2,783   1,393 1,390
2,105   982 1,123
343   782 -439
8,329   14,150 -5,821
6,411   8,696 -2,285
2,448   3,049 -601
1,528   1,546 -18
1,185   1,194 -9
2,651   2,733 -82
2,672   2,645 27
4,864   4,345 519
16,027   16,882 -855
14,794   15,013 -219
7,578   6,300 1,278
4,850   3,981 869
9,986   10,982 -996
20,569   33,861 -13,292
10,016   16,015 -5,999
25,850   44,929 -19,079
18,100   21,434 -3,334
226     226
150     150
584     584
5     5
336     336
51     51
6     6
527     527
893     893
393     393
1,907   1,484 423
      10
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -892
b       27
c       2,530
d       -2,055
e       -1,941
      -206
      1,145
      20
      124
      77
      234
      731
      397
      85
      107
      396
      229
      231
      1,426
      750
      838
      414
      177
      3,513
      264
      1,591
      2,515
      16,014
      16,518
      8,653
      1,846
      10,468
      10,524
      15,461
      196
      322
      617
      2,652
      1,809
      8,598
      410
      -207
      10,344
      9,174
      6,329
      5,204
      1,659
      3,805
      3,481
      -119
      78
      -40
      123
      336
      271
      132
      1,467
      -238
      -504
      -1,807
      -948
      1,279
      973
      2,142
      2,020
      1,627
      434
      817
      3,021
      2,474
      1,583
      1,215
      2,385
      3,573
      4,305
      5,075
      761
      11,721
      8,495
      7,336
      963
      1,034
      56,947
      56
      3,212
      3,021
      1,809
      1,789
      -993
      -1,113
      -449
      -283
      -158
      140
      2,116
      593
      681
      707
      217
      24
      38
      801
      721
      670
      878
      1,036
      14,632
      1,753
      23,719
      -380
      854
      2,750
      4,201
      6,202
      2,775
      32
      -7,812
      -1,909
      1,502
      2,992
      6,599
      29
      494
      533
      969
      841
      2,157
      1,715
      845
      290
      110
      503
      6,854
      915
      389
      707
      -1,375
      -2,442
      -2,347
      -2,479
      -8,243
      3,374
      984
      1,831
      -75
      2,587
      970
      683
      353
      1,484
      3,163
      -31
      325
      1,444
      454
      3,413
      4,848
      4,644
      1,510
      3,380
      5,815
      -439
      621
      688
      1,242
      1,260
      2,035
      -777
      646
      573
      408
      1,994
      4,625
      1,526
      1,296
      1,838
      2,122
      15,057
      1,387
      99
      9,967
      1,910
      20
       
      -601
      -676
      -105
      4,703
      3,789
      -28
      2,473
      832
      3,239
      5,791
      596
      116
      415
      2,207
      808
      1,582
      789
      730
      3,323
      2,476
      8,974
      -33
      276
      5,097
      4,148
      4,624
      1,055
      5,456
      2,605
      367
      454
      623
      6,925
      11,450
      1,964
      11,875
      3,998
      4,131
      1,361
      27,152
      12,148
      2,657
      3,265
      30
      775
      300
      1,256
      3,106
      26,187
      5,994
      6,208
      9,589
      7,905
      10,128
      2,086
      1,217
      4,218
      10,037
      32,403
      165
      110
      131
      54
      77
      157
      3,718
      300
      1,369
      980
      127
      2,429
      -503
      -3,405
      -1,156
      2,873
      2,853
      3,274
      -2,661
      3,414
      2,338
      3,476
      13,729
      2,548
      2,694
      4,935
      859
      357
      669
      144
      -2,962
      -5,809
      -2,407
      -1,980
      404
      1,629
      643
      476
      950
      -114
      117
      73
      6,203
      1,018
      1,545
      3,383
      4,078
      1,351
      4,477
      280
      16
      491
      822
      9,401
      2,812
      6,856
      644
      6,448
      1,689
      2,536
      287
      4,378
      276
      3,260
      4,732
      2,731
      3,284
      -958
      -101
      -882
      531
      1,445
      135
      7,422
      4,379
      8,224
      -704
      1,552
      -558
      -56
      -59
      -260
      -204
      -196
      -49
      4
      -198
      21
      23
      19
      25
      313
      102
      119
      314
      324
      497
      143
      170
      1,281
      2,342
      1,544
      1,042
      3,143
      264
      1,386
      3,237
      971
      920
      4,044
      5,625
      -274
      1,380
      -4,823
      -32
      -3,755
      807
      1,922
      3,140
      8,695
      408
      3,781
      2,547
      3,021
      4,121
      1,453
      1,774
      4,175
      14,016
      -679
      6,683
      1,033
      282
      158
      75
      139
      -10
      65
      59
      -297
      -311
      -347
      -413
      -1,037
      -2,793
      -22
      -386
      -271
      6,292
      4,619
      714
      7,671
      197
      4
      3
      4
      3
      3
      3
      3
      3
      4
      4
      4
      4
      -41
      -15
      -72
      -38
      -28
      -35
      -49
      -14
      -20
      -13
      -36
      -17
      224
      10
      988
      236
      11
      10
      164
      355
      9
      671
      7
      277
      -103
      -174
      14,351
      -80
      34
      23
      89
      18
      16
      37
      29
      10
      42
      34
      27
      25
      -763
      -261
      -744
      -1,636
      16,452
      3,791
      -6
      -4
      -7
      -8
      -11
      -8
      -9
      -5
      -5
      -6
      -4
      -5
      -157
      -128
      -149
      -212
      -485
      -231
      -187
      -200
      -106
      -142
      -102
      -52
      -152
      -126
      -154
      -140
      -364
      -145
      -121
      -118
      -127
      -121
      -106
      -107
      -1
      -32
       
      -1
      -1
      -1
       
       
       
      -25
      -1
      -1
      -2
      -38
      -2
      -30
      -2
      -83
      -2
      -45
      -2
      -62
      -2
      -78
      -35
      -29
      -30
      -32
      -35
      -37
      -36
      -32
      -31
      -30
      -28
      -25
      -2
      -2
      -49
      -2
      -2
      -14
      -1
      -1
      -1
      -142
      -41
      -1
      -3
      -2
      -65
      -267
      -328
      -2
      -36
      -53
      -2
      -25
      -53
      -22
      -387
      -782
      429
      221
      733
      1,422
      1,076
      22
      2,446
      2,404
      22
      -215
      -267
      -53
      23
      1
      34
      69
      76
      13
      -96
      10,165
      -92
      -2,112
      -11,840
      238
      -187
      -511
      4
      11
      32
      8,097
      3,540
      1,826
      12,584
      210
      290
      1,142
      145
      -43
      -1
      -99
      -292
      -67
      -58
      -79
      -9
      -88
      -107
      -49
      -79
      -75
      -73
      -60
      -18
      -212
      -38
      25
      33
      -1,591
      -164
      -68
      -9
      889
      882
      794
      7,182
      6,831
      -2,225
      781
      7,097
      5,785
      5,128
      4,812
      4,348
      -1
      -1,087
      -3,342
      -4,314
      -17,102
      5
      103
      379
      104
      -659
      -5,323
      -667
      5,800
      4,968
      3,160
      758
      -363
      18,994
      611
      14,859
      -1,117
      -1,489
      -1,254
      -330
      163
      -113
      -179
      924
      1,359
      -4,059
      -1,073
      480
      3,631
      609
      395
      1,174
      900
      2,035
      2,255
      5,239
      396
      882
      14,912
      10,081
      11,009
      8,946
      9,646
      399
      1,032
      -11,488
      40,913
      84,559
      338
      1,785
      967
      -2,541
      634
      -2,356
      2,152
      1,317
      3,335
      1,473
      150
      122
      43
      18
      23
      2
      165
      122
      17
      2,430
      320
      -303
      -10
      1,065
      9,546
      347
      -942
      1,624
      477
      651
      -45
      846
      168
      306
      913
      14,966
      9
      44
      4
      3
      3
      2
      53
      78
      2
      10
      3
      2
      3
      -89
      -5,261
      -229
      -11,132
      -6,291
      -411
      -469
      -180
      236
      434
      1,453
      2,058
      3,239
      6,793
      934
      1,298
      5,042
      3,470
      10,102
      596
      989
      511
      501
      532
      1,149
      2,934
      181
      922
      5,090
      -262
      2,285
      9,858
      337
      4,066
      2,063
      928
      1,631
      1,274
      -65
      1,178
      961
      1,062
      864
      151
      737
      149
      5,697
      862
      258
      2,292
      1,376
      691
      3,009
      169
      820
      -242
      -432
      -231
      -224
      -249
      -424
      -10
      4,212
      20,010
      8,708
      10,141
      25,933
      6,138
      -1,341
      -433
      -430
      -1,126
      -707
      -881
      -286
      689
      1,426
      1,585
      346
      347
      1,977
      1,900
      426
      1,807
      6,695
      -1,501
      -194
      -1,523
      5,123
      3,629
      15,308
      6,135
      35,586
      9,597
      3,414
      2,543
      725
      1,382
      6,309
      6,787
      2,752
      2,034
      9,492
      7,361
      320
      -316
      -1,940
      56
      -1,331
      312
      -361
      -316
      -20
      62
      -81
      26
      -2,335
      -628
      107
      487
      502
      2,568
      997
      1,576
      2,723
      3,912
      1,128
      1,929
      5,447
      1,784
      9,487
      3,674
      549
      3,306
      252
      12
      929
      294
      227
      352
      214
      149
      2,533
      9
      251
      1,828
      393
      225
      193
      61
      17
      118
      506
      363
      238
      1,010
      347
      483
      -968
      30
      17
      141
      81
      77
      384
      691
      340
      130
      740
      31
      1,090
      34
      -174
      -133
      -370
      -700
      -740
      -523
      -477
      -36
      -5
      -30
      -1,106
      1,205
      790
      502
      208
      897
      -46
      941
      1,198
      2,419
      242
      240
      942
      3,057
      2,029
      3,430
      5,017
      8,701
      20,869
      1,611
      17,680
      2,669
      3,894
      184
      1,295
      847
      1,840
      1,176
      260
      275
      260
      54
      354
      1,296
      -103
      87
      398
      417
      177
      65
      70
      228
      -218
      8,360
      535
      683
      1,954
      1,318
      1,534
      689
      -2,281
      54
      3,174
      703
      1,379
      -74
      -182
      763
      41
      68
      8,485
      370
      464
      17,913
      -279
      -315
      -414
      -7
      -1,062
      -1,447
      76
      806
      1,005
      440
      8,067
      6,600
      2,848
      11,085
      13,504
      9,035
      5,603
      29,991
      26,429
      158
      1,848
      2,017
      2,677
      2,622
      8,239
      8,936
      6,960
      -1,750
      -2,080
      -12,971
      45
      327
      1,614
      15
      668
      1,685
      1,599
      3,965
      9,165
      3,460
      132
      1,431
      6,152
      6,436
      4,782
      4,340
      1,440
      1,472
      3,208
      3,099
      2,791
      3,397
      1,768
      52
      -2,381
      -9,536
      -3,166
      2,364
      2,516
      2,620
      2,931
      2,440
      554
      121
      700
      364
      -943
      2,818
      5,428
      11,638
      1,043
      1,032
      665
      474
      30
      2,506
      17,961
      1,138
      216
      574
      -2,186
      -1,849
      1,112
      985
      1,304
      2,913
      2,913
      4,540
      1,929
      527
      466
      4,568
      2,693
      252
      -842
      -5,085
      -3,448
      1,193
      683
      -11
      5,941
      4,433
      12,777
      23,836
      1,340
      -119
      1,008
      332
      -776
      -730
      -1,898
      -3,409
      -56
      14
      -3
      60
      1,577
      592
      223
      1,130
      843
      850
      2,599
      2,432
      -633
      -531
      -110
      332
      -219
      409
      1,297
      877
      271
      2,908
      2,328
      2,620
      1,819
      2,066
      675
      1,660
      1,880
      1,761
      1,627
      3,634
      1,532
      3,484
      5,135
      1,728
      1,747
      2,309
      2,824
      6,046
      16,538
      8,344
      2,073
      19,661
      5,446
      -1,965
      808
      10,115
      10,578
      -5,433
      461
      404
      5,003
      -48
      2,488
      -611
      -702
      -217
      -2,093
      -421
      -5,410
      -336
      -1,454
      90
      1,428
      574
      109
      4,737
      1,529
      2,416
      656
      8,289
      3
      4
      5
      4
      4
      3
      4
      4
      3
      4
      4
      4
      4,486
      534
      2,051
      1,574
      1,240
      3,885
      2,713
      7,677
      2,170
      31
      -6,247
      -113
      107
      348
      -795
      -411
      37
      -717
      663
      667
      5,395
      511
      2,428
      3,793
      2,805
      2,970
      2,006
      -1,033
      3,884
      12,197
      -87
      -46
      -12
      -56
      -5,977
      66
      476
      288
      1,390
      1,123
      -439
      -5,821
      -2,285
      -601
      -18
      -9
      -82
      27
      519
      -855
      -219
      1,278
      869
      -996
      -13,292
      -5,999
      -19,079
      -3,334
      226
      150
      584
      5
      336
      51
      6
      527
      893
      393
      423
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,145,681
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2009 1,265,727 26,434,018 0.047883
2008 1,540,471 32,059,530 0.04805
2007 1,858,953 37,693,867 0.049317
2006 1,623,879 35,226,865 0.046098
2005 1,596,906 33,888,439 0.047122
2 Total of line 1, column (d) ...................... 2 0.23847
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.047694
4 Enter the net value of noncharitable-use assets for 2010 from Part X, line 5..... 4 30,185,278
5 Multiply line 4 by line 3....................... 5 1,439,658
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 27,266
7 Add lines 5 and 6......................... 7 1,466,924
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,483,626
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2010)
Form 990-PF (2010)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 27,266
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 27,266
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 27,266
6 Credits/Payments:
a 2010 estimated tax payments and 2009 overpayment credited to 2010 6a 11,486
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 68,014
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 79,500
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 2
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 52,232
11 Enter the amount of line 10 to be: Credited to 2011 estimated taxBullet27,268 Refunded Bullet 11 24,964
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?.............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletMD
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2010 or the taxable year beginning in 2010 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV...........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletJOHN B POWELL JR Telephone no.bullet (410) 837-3555
    Located atbullet2 EAST READ STREET - SUITE 100BALTIMOREMD ZIP+4bullet21202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2010?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2010, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2010?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2010 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2010.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2010?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JOHN B POWELL JR TRUSTEE
    15     		0    
    2 EAST READ STREET - SUITE 100
    BALTIMORE,MD21202
    WILLIAM C BAKER TRUSTEE
    0     		0    
    2 EAST READ STREET - SUITE 100
    BALTIMORE,MD21202
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3...........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    28,350,744
    b
    Average of monthly cash balances.......................
    1b
    2,294,208
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    30,644,952
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) ..............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d..........................
    3
    30,644,952
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ............................
    4
    459,674
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    30,185,278
    6
    Minimum investment return. Enter 5% of line 5...................
    6
    1,509,264
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,509,264
    2a
    Tax on investment income for 2010 from Part VI, line 5......
    2a
    27,266
    b
    Income tax for 2010. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    27,266
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,481,998
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4.............................
    5
    1,481,998
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1.................................
    7
    1,481,998
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,483,626
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes................................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,483,626
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    27,266
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4...............
    6
    1,456,360
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2009     		(c)
    2009     		(d)
    2010
    1 Distributable amount for 2010 from Part XI, line 7 1,481,998
    2 Undistributed income, if any, as of the end of 2010:
    a Enter amount for 2009 only....... 625,711
    b Total for prior years:2008, 20, 20 0
    3 Excess distributions carryover, if any, to 2010:
    a From 2005....... 0
    b From 2006....... 0
    c From 2007....... 0
    d From 2008....... 0
    e From 2009....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2010 from Part
    XII, line 4: bullet$ 1,483,626
    a Applied to 2009, but not more than line 2a 625,711
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2010 distributable amount..... 857,915
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2010. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2009. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2010. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		624,083
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2005 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2011.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2006.... 0
    b Excess from 2007.... 0
    c Excess from 2008.... 0
    d Excess from 2009.... 0
    e Excess from 2010.... 0
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2010, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2010 (b) 2009 (c) 2008 (d) 2007
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Association of Baltimore Area Grant
    2 EAST READ STREET 2ND FLOOR
    Baltimore,MD21202     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 4,200
    1000 Friends of Maryland
    1209 NORTH CALVERT STREET
    Baltimore,MD21202     		NONE PUBLIC CHARITY ENVIRONMENT 7,500
    Advocates for Children and Youth
    8 MARKET PLACE -5TH FLOOR
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 25,000
    Baltimore Station
    140 W WEST STREET
    Baltimore,MD21230     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 25,000
    Beyond Pesticides for Maryland Pesticide Netw
    544 EPPING FOREST ROAD
    Annapolis,MD21401     		NONE PUBLIC CHARITY ENVIRONMENT 2,500
    Children's Scholarship Fund
    2300 NORTH CHARLES STREET 2ND FL
    Baltimore,MD21218     		NONE PUBLIC CHARITY EDUCATION 30,000
    Dyslexia Tutoring Program
    711 W 40TH STREET SUITE 310
    Baltimore,MD21211     		NONE PUBLIC CHARITY EDUCATION 8,000
    MD League of Conservation Voters
    NINE STATE CIRCLE SUITE 202
    Annapolis,MD21401     		NONE PUBLIC CHARITY ENVIRONMENT 5,000
    Maryland Nonprofits
    190 WEST OSTEND STREET SUITE 201
    Baltimore,MD21230     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 15,000
    Neighborhood Design Center
    1401 HOLLINS STREET
    Baltimore,MD21223     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 10,000
    New Leaders Inc
    1 EAST MOUNT ROYAL AVENUE
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 35,000
    South Baltimore Learning Center
    28 EAST OSTEND STREET
    Baltimore,MD21230     		NONE PUBLIC CHARITY EDUCATION 15,000
    Women's Housing Coalition
    119 E 25TH STREET
    Baltimore,MD21218     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 5,000
    Teach for America Inc
    711 WEST 40TH STREET SUITE 356
    Baltimore,MD21211     		NONE PUBLIC CHARITY EDUCATION 40,000
    Cristo Rey Jesuit High School
    420 S CHESTER STREET
    Baltimore,MD21231     		NONE PUBLIC CHARITY EDUCATION 50,000
    American Logistics Aid Network
    555 THIRTEENTH STREET NW
    Washington,DC20004     		NONE PUBLIC CHARITY MAJOR DISASTER RECOVERY 10,000
    St Paul's School
    11152 FALLS ROAD-PO BOX 8100
    Brooklandville,MD210228100     		NONE PUBLIC CHARITY EDUCATION 20,000
    Clinton Bush Haiti Fund
    610 PRESIDENT CLINTON AVENUE
    Little Rock,AR72201     		NONE PUBLIC CHARITY HAITI EARTHQUAKE RELIEF 30,000
    Arts Education in MD Schools Alliance
    175 W OSTEND STREET
    Baltimore,MD21230     		NONE PUBLIC CHARITY EDUCATION 10,000
    BCF-Middle Grades Partnership
    2 EAST READ STREET
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 30,000
    Baltimore Urban Debate League
    2601 NORTH HOWARD STREET
    Baltimore,MD21218     		NONE PUBLIC CHARITY EDUCATION 35,000
    Baltimore Youth Alliance Inc
    6101 LOCH RAVEN BOULEVARD STE 408
    Baltimore,MD21239     		NONE PUBLIC CHARITY EDUCATION 7,000
    Big Brothers Big Sisters
    3600 CLIPPER MILL ROAD SUITE 250
    Baltimore,MD21211     		NONE PUBLIC CHARITY EDUCATION 25,000
    Chesapeake Rivers Association Inc
    329 RIVERVIEW TRAIL
    Annapolis,MD21401     		NONE PUBLIC CHARITY ENVIRONMENT 5,000
    Community Law Center
    2500 MARYLAND AVENUE
    Baltimore,MD21218     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 20,000
    Creative Alliance at the Patterson
    3134 EASTERN AVENUE
    Baltimore,MD21224     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 10,000
    Irvine Nature Center
    11201 GARRISON FOREST ROAD
    Owings Mills,MD21117     		NONE PUBLIC CHARITY ENVIRONMENT 10,000
    National Audubon Society Inc
    2901 EAST BALTIMORE STREET
    Baltimore,MD21224     		NONE PUBLIC CHARITY ENVIRONMENT 10,000
    National Summer Learning Association
    800 WYMAN PARK DRIVE SUITE 110
    Baltimore,MD21211     		NONE PUBLIC CHARITY EDUCATION 10,000
    Open Society Institute-Baltimore
    201 NORTH CHARLES STREET STE 1300
    Baltimore,MD21201     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 25,000
    Planned Parenthood of MD Inc
    330 N HOWARD STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY EDUCATION 10,000
    St Frances Academy
    501 EAST CHASE STREET
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 15,000
    Habitat for Humanity International
    121 HABITAT STREET
    Americus,GA31709     		NONE PUBLIC CHARITY CHILE EARTHQUAKE REBUILDING 15,000
    Parks & People Foundation
    800 WYMAN PARK DRIVE STE 010
    Baltimore,MD21211     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 5,000
    American Civil Liberties Union -MD
    3600 CLIPPER MILL ROAD SUITE 350
    Baltimore,MD21211     		NONE PUBLIC CHARITY EDUCATION 25,000
    Baltimore Community Foundation
    2 EAST READ STREET
    Baltimore,MD21202     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 20,000
    Central MD Transportation Alliance
    2 EAST READ STREET SUITE 200
    Baltimore,MD21202     		NONE PUBLIC CHARITY ENVIRONMENT 25,000
    Baltimore Montessori Charter School
    1600 GUILFORD AVENUE
    Baltimore,MD21202     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 50,000
    Baltimore School for the Arts Fdn Inc
    712 CATHEDRAL STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY EDUCATION 30,000
    Baltimore Symphony Orchestra
    1212 CATHEDRAL STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY EDUCATION 10,000
    BELL Foundation Inc
    60 CLAYTON STREET
    Dorchester,MA02122     		NONE PUBLIC CHARITY EDUCATION 15,000
    Building STEPS
    PO BOX 1393
    Brooklandville,MD210221393     		NONE PUBLIC CHARITY EDUCATION 10,000
    Chesapeake Bay Foundation
    6 HERNDON AVENUE
    Annapolis,MD21403     		NONE PUBLIC CHARITY ENVIRONMENT 65,000
    Chesapeake Bay Foundation
    6 HERNDON AVENUE
    Annapolis,MD21403     		NONE PUBLIC CHARITY ENVIRONMENT 40,000
    CollegeBound Foundation
    300 WATER STREET SUITE 300
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 30,000
    FreeState Legal Project Inc
    241 WEST CHASE STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 20,000
    Friends of Patterson Park Inc
    27 SOUTH PATTERSON PARK AVENUE
    Baltimore,MD21231     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 15,000
    Habitat for Humanity ot Chesapeake
    3741 COMMERCE DRIVE SUITE 309
    Baltimore,MD21227     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 10,000
    Hampden Family Center
    1104-1108 WEST 36TH STREET
    Baltimore,MD21211     		NONE PUBLIC CHARITY EDUCATION 15,000
    Baltimore Water Alliance Inc
    P O BOX 24567
    Baltimore,MD21214     		NONE PUBLIC CHARITY ENVIRONMENT 40,000
    Baltimore CASH Campaign
    111 WATER STREET SUITE 201
    Baltimore,MD21202     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 15,000
    Institute of Notre Dame
    901 AISQUITH STREET
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 25,000
    Baltimore Community Foundation
    2 EAST READ STREET
    Baltimore,MD21202     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 20,000
    Baltimore Community Foundation
    2 EAST READ STREET
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 20,000
    Partnership for Baltimore's Waterfront
    2 EAST READ STREET
    Baltimore,MD21202     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 10,000
    Baltimore School for the Arts Fdn
    712 CATHEDRAL STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY EDUCATION 40,000
    Baltimore Station
    140 W WEST STREET
    Baltimore,MD21230     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 25,000
    Everyman Theatre
    1727 N CHARLES STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 50,000
    Green Street Academy Foundation Inc
    621 EAST PRATT STREET SUITE 601
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 50,000
    Hearing and Speech Agency
    5900 METRO DRIVE
    Baltimore,MD21215     		NONE PUBLIC CHARITY EDUCATION 15,000
    Baltimore Water Alliance Inc
    PO BOX 24567
    Baltimore,MD21214     		NONE PUBLIC CHARITY ENVIRONMENT 25,000
    JHU-ChildAdolescent Psychiatry Program Fund
    100 NORTH CHARLES STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY GENERAL SUPPORT 50,000
    JHU-School of Public Health
    615 N WOLFE STREET
    Baltimore,MD212052179     		NONE PUBLIC CHARITY GENERAL SUPPORT 25,000
    Maryland Food Bank
    2200 HALETHORPE FARMS ROAD
    Baltimore,MD21227     		NONE PUBLIC CHARITY GENERAL SUPPORT 30,000
    Meals on Wheels of Central MD Inc
    515 SOUTH HAVEN STREET
    Baltimore,MD21224     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 25,000
    SEED School of Maryland
    200 FONT HILL AVENUE
    Baltimore,MD21223     		NONE PUBLIC CHARITY EDUCATION 35,000
    Total .................................bullet 3a 1,459,200
    bApproved for future payment
    Total ..................................bullet 3b  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 552,522  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 2,145,681  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   2,698,203  
    13Total. Add line 12, columns (b), (d), and (e)...................
    132,698,203
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash....................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements............................
    1b(4)
     
    No
    (5) Loans or loan guarantees..............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2010)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2010 InvestmentsCorpBondsSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS 1,348,128 1,409,812
    MORTGAGE BACKED SECURITIES    
    ASSET BACKED SECURITIES    
    FIXED INCOME FUNDS 821,973 831,339
    FOREIGN BONDS 293,292 308,115
    TAXABLE MUNI ISSUES 155,000 153,752
    NON TAXABLE MUNI ISSUES 400,000 396,040

    TY 2010 InvestmentsCorpStockSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Name of Stock End of Year Book Value End of Year Fair Market Value
    COMMON STOCK 10,675,039 13,885,501
    REAL ESTATE    
    EQUITY MUTUAL FUNDS 4,638,000 5,257,565
    PRIVATE EQUITY 468,923 492,558
    PREFERRED STOCK 28,735 28,267
    FOREIGN STOCK 1,077,144 1,454,162

    TY 2010 InvestmentsGovtObligationsSch
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    US Government Securities - End of Year Book Value:

    6,103,810
    US Government Securities - End of Year Fair Market Value:

    6,285,584
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2010 InvestmentsOtherSchedule2
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CDK GLOBAL SELECT SERIES 6/07 AT COST 500,000 518,936
    CDK GLOBAL SELECT SERIES 7/07 AT COST 250,000 256,467
    CDK GLOBAL SELECT SERIES 3/08 AT COST 175,000 170,335

    TY 2010 OtherDecreasesSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Description Amount
    ACCRUED INT ATTRIBUTED TO 2011 3,272


    TY 2010 OtherExpensesSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EMPLOYEE PARKING 419 0   419
    INTERNET, BUS 375 0   375
    MAINTENANCE 163 0   163
    MEALS-ENTERTAINMENT 6 0   6
    MISC 30 0   30
    PARKING 803 0   803
    POSTAGE & DELIVERY 336 0   336
    SUPPLIES, BUS 332 0   332
    TELEPHONE, BUS 647 0   647
    D&O INSURANCE   0   0
    BUSINESS INSURANCE 2,884 0   2,884
    ABAG DUES 300 0   300


    TY 2010 OtherIncomeSchedule2
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    NET PARTNERSHIP INCOME   169,296  


    TY 2010 OtherIncreasesSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Description Amount
    PARTNERSHIP CASH FLOW NOT IN BASIS 6,712
    ACCRUED INT PAID IN 2009 9,250
    BASIS ADJUSTMENTS - US ASSETS 20,902
    OTHER BOOK VALUE ADJUSTMENTS 3,968


    TY 2010 OtherProfessionalFeesSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES-PRIN 128,451 128,451    


    TY 2010 TaxesSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,776 1,776   0
    FEDERAL EXCISE TAX 120 0   0
    QUARTERLY TAX DEPOSIT 8,789 0   0
    FOREIGN TAXES ON QUALIFIED FOR 2,767 2,767   0
    FOREIGN TAXES ON NONQUALIFIED 1,421 1,421   0