TY 2010 Form 990

(A) Name and Title	(B) Average hours per week (describe hours for related organizations in Schedule O)	(C) Position (check all that apply)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(1) ZHENQING WU PHYSICIAN	40.00				X	828,014	10,946
(2) William P Miller Trustee	1.00	X				0	0
(3) SUSAN CALLISTER BEER Trustee	1.00	X				0	0
(4) Steven Shaefer ENT Chair	0.00			X		716,141	0
(5) STEPHEN A HOCHMAN Treasurer	1.00	X	X			0	0
(6) SORRELL MATHES Chairman	1.00	X	X			0	0
(7) SHELDON S GORDON Trustee	1.00	X				0	0
(8) S Tennaro SR VP/CNO	0.00			X		390,705	23,083
(9) RONALD HOFFMAN PHYSICIAN	0.00				X	652,544	4,316
(10) Ronald Gentile PHYSICIAN	40.00				X	677,642	5,525
(11) Robert Ritch MD Trustee	1.00	X				0	0
(12) PLINY JEWELL IV Trustee	1.00	X				0	0
(13) PETER J CROWLEY VICE CHAIR	1.00	X	X			0	0
(14) Peter Frelinghuysen VICE CHAIR	1.00	X	X			0	0
(15) NAVIN MEHTA MD Trustee	1.00	X				0	0
(16) Mrs Otto Preminger Trustee	1.00	X				0	0
(17) MORTON P HYMAN VICE CHAIR	1.00	X	X			0	0

(A) Name and Title	(B) Average hours per week (describe hours for related organizations in Schedule O)	(C) Position (check all that apply)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(18) Michael Pitman PHYSICIAN	40.00				X		852,558	10,630
(19) LEIGH LACHMAN MD Trustee	1.00	X					0	0
(20) LAWRENCE S HUNTINGTON VICE CHAIR	1.00	X	X				0	0
(21) JUDITH C ZESIGER Trustee	1.00	X					0	0
(22) Joseph Walsh Chairman, Ophtalmology	0.00			X			57,841	0
(23) JOSEPH M COHEN Trustee	1.00	X					0	0
(24) JOSEPH L BROADWIN Trustee	1.00	X					0	0
(25) JOHN SEEDOR MD Trustee	1.00	X					0	0
(26) JOHN M GILLEN Trustee	1.00	X					0	0
(27) JEROME R GOLDSTEIN Trustee	1.00	X					0	0
(28) JAMES L KEMPNER VICE CHAIR	1.00	X	X				0	0
(29) J Rosenthal SR VP/CMO	0.00			X			313,471	17,616
(30) J CORCORAN PRESIDENT & CEO	0.00					X	5,057	0
(31) HENRY J LEINGANG Trustee	1.00	X					0	0
(32) EDWIN K CHAN MD PHYSICIAN	40.00				X		1,028,117	3,217
(33) EDWARD J NOWAK Secretary	1.00	X	X				0	0
(34) E Esquieres VP Oerioperative Svcs	0.00			X			185,740	7,430
(35) DOTTIE PAYSON ASST SECRETARY	1.00	X	X				0	0
(36) D M KESSLER President & CEO	40.00		X				979,641	23,660
(37) C FIGLIOZZI Senior VP & CFO	40.00		X				355,148	28,275
(38) BARRY KONIG Trustee	1.00	X					0	0
(39) Allan Fine SR VP STRATEGY & BUSINESS DEV	0.00			X			362,654	21,490

(A) Name and business address	(B) Description of services	(C) Compensation
Gennady Ukrainsky MD PC 601 W 57th Street NEW YORK,NY100191068	PROFESSIONAL SVCS	817,834
Mededicus 10 Peaceable Street Redding,CT06896	PROFESSIONAL SVCS	517,004
LOR MEDICAL PC 2748 OCEAN AVENUE BROOKLYN,NY11229	PROFESSIONAL SVCS	1,041,174
Head & Neck Surgery LLC 310 East 14th Street New York,NY10003	PROFESSIONAL SVCS	620,371
Facial Plastic Surgery-Otolaryngology 2560 Ocean Avenue Brooklyn,NY11229	PROFESSIONAL SVCS	736,692
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization 35

Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.	(A) Total expenses	(B) Program service expenses	(C) Management and general expenses	(D) Fundraising expenses
1	Grants and other assistance to governments and organizations in the U.S. See Part IV, line 21	0
2	Grants and other assistance to individuals in the U.S. See Part IV, line 22	0
3	Grants and other assistance to governments, organizations, and individuals outside the U.S. See Part IV, lines 15 and 16	0
4	Benefits paid to or for members	0
5	Compensation of current officers, directors, trustees, and key employees ....	3,482,895	1,712,027	1,770,868
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....	0
7	Other salaries and wages	48,852,677	43,554,550	5,157,790	140,337
8	Pension plan contributions (include section 401(k) and section 403(b) employer contributions) ....	3,452,233	3,052,405	389,201	10,627
9	Other employee benefits .......	10,344,251	9,005,615	1,307,659	30,977
10	Payroll taxes ...........	3,692,358	3,214,535	466,766	11,057
11	Fees for services (non-employees):
a	Management ......	178,187		178,187
b	Legal .........	508,353		508,353
c	Accounting ...........	254,668		254,668
d	Lobbying ...........	0
e	Professional fundraising. See Part IV, line 17..	89,228			89,228
f	Investment management fees ......	0
g	Other ..........	2,025,129	1,733,926	291,203
12	Advertising and promotion ....	330,251		264,741	65,510
13	Office expenses .......	29,052,135	26,778,388	2,236,402	37,345
14	Information technology ......	514,365	447,802	65,023	1,540
15	Royalties ..	0
16	Occupancy ...........	4,275,567	3,722,536	520,214	32,817
17	Travel ............	132,491	98,419	33,743	329
18	Payments of travel or entertainment expenses for any federal, state, or local public officials ......	0
19	Conferences, conventions, and meetings ....	80,358	75,664	3,458	1,236
20	Interest ...........	0
21	Payments to affiliates .......	962,430	762,430	200,000
22	Depreciation, depletion, and amortization .....	6,327,049	4,941,396	1,384,906	747
23	Insurance ..............	2,608,524	2,393,551	214,973
24	Other expenses. Itemize expenses not covered above. (Expenses grouped together and labeled miscellaneous may not exceed 5% of total expenses shown on line 25 below.)
a	Funds Released from restrictio	3,638,607	2,998,967	639,640
b	Bad Debt	3,345,547	3,345,547
c
d
e
f	All other expenses	0
25	Total functional expenses. Add lines 1 through 24f	124,147,303	107,837,758	15,887,795	421,750
26	Joint costs. Check here if following SOP 98-2 (ASC 958-720). Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation

Part X Balance Sheet
	1	Cashnon-interest-bearing ..........	9,776,613	1	23,048,688
2	Savings and temporary cash investments .......		2	0
3	Pledges and grants receivable, net .........	1,539,210	3	1,368,543
4	Accounts receivable, net .........	11,699,532	4	11,707,610
5	Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
	Schedule L ..........		5	0
6	Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
	Schedule L ..........		6	0
7	Notes and loans receivable, net .............		7	0
8	Inventories for sale or use ..............	1,103,961	8	1,757,197
9	Prepaid expenses and deferred charges ............	1,266,522	9	948,499
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	143,962,937
b	Less: accumulated depreciation. .....	10b	102,349,531	42,150,331	10c	41,613,406
11	Investments—publicly traded securities ..........	8,269,764	11	10,201,322
12	Investments—other securities. See Part IV, line 11 ......		12	0
13	Investments—program-related. See Part IV, line 11 ..	694,000	13	694,000
14	Intangible assets .........		14	0
15	Other assets. See Part IV, line 11 ...........	8,057,898	15	10,892,466
16	Total assets. Add lines 1 through 15 (must equal line 34)...	84,557,831	16	102,231,731
	17	Accounts payable and accrued expenses .	39,839,321	17	42,757,071
18	Grants payable ..........		18
19	Deferred revenue ..........		19
20	Tax-exempt bond liabilities ..........		20
21	Escrow or custodial account liability. Complete Part IV of Schedule D..		21
22	Payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........		22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ....		24
25	Other liabilities. Complete Part X of Schedule D.....	3,814,214	25	13,551,453
26	Total liabilities. Add lines 17 through 25.....	43,653,535	26	56,308,524
		Organizations that follow SFAS 117, check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets .....	25,460,892	27	29,361,044
28	Temporarily restricted net assets .....	9,428,033	28	10,316,411
29	Permanently restricted net assets .....	6,015,371	29	6,245,752
	Organizations that do not follow SFAS 117, check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds .....		30
31	Paid-in or capital surplus, or land, building or equipment fund .....		31
32	Retained earnings, endowment, accumulated income, or other funds		32
33	Total net assets or fund balances .....	40,904,296	33	45,923,207
34	Total liabilities and net assets/fund balances .....	84,557,831	34	102,231,731

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SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.

OMB No. 1545-0047

2010

Open to Public
Inspection

Name of the organization

New York Eye and Ear Infirmary

Employer identification number

13-5562304

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions

The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)

A church, convention of churches, or association of churches. section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E.)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in

section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in

section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross

receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of

its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses

acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. Seesection 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box that describes the type of supporting organization and complete lines 11e through 11h.

Type I

Type II

Type III - Functionally integrated

Type III - Other

By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).

If the organization received a written determination from the IRS that it is a Type I, Type II or Type III supporting organization, check this box ..................................................

Since August 17, 2006, has the organization accepted any gift or contribution from any of the
following persons?

(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)

Yes

and (iii) below, the governing body of the the supported organization? ................

11g(i)

(ii) a family member of a person described in (i) above? ......................

11g(ii)

(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................

11g(iii)

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization in col. (i) listed in your governing document?		(v) Did you notify the organization in col. (i) of your support?		(vi) Is the organization in col. (i) organized in the U.S.?		(vii) Amount of support?
(i) Name of supported organization	(ii) EIN	Yes	No	Yes	No	Yes	No	(vii) Amount of support?


Total

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2010

Page 2

Part II

Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year(or fiscal year beginning in)		(a) 2006	(b) 2007	(c) 2008	(d) 2009	(e) 2010	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3..
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6	Public Support. Subtract line 5 from line 4.

Section B. Total Support

Calendar year(or fiscal year beginning in)		(a) 2006	(b) 2007	(c) 2008	(d) 2009	(e) 2010	(f) Total
7	Amounts from line 4..
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
9	Net income from unrelated business activities, whether or not the business is regularly carried on..
10	Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..
11	Total support (Add lines 7 through 10).

Gross receipts from related activities, etc. (See instructions.) ..................

First Five Years If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.......................................... right arrow

Section C. Computation of Public Support Percentage

Public Support Percentage for 2010 (line 6 column (f) divided by line 11 column (f)) .........

Public Support Percentage for 2009 Schedule A, Part II, line 14 ...............

16a

33 1/3% support test—2010. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ...................... right arrow

33 1/3% support test—2009. If the organization did not check the box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2010. If the organization did not check a box on line 13, 16a, or 16b and line 14
is 10% or more, and if the organization meets the "facts and circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts and circumstances" test. The organization qualifies as a publicly supported
organization .................................................. right arrow

10%-facts-and-circumstances test—2009. If the organization did not check a box on line 13, 16a, 16b, or 17a and line
15 is 10% or more, and if the organization meets the "facts and circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts and circumstances" test. The organization qualifies as a publicly
supported organization .............................................. right arrow

Private Foundation If the organization did not check a box on line 13, 16a, 16b, 17a or 17b, check this box and see
instructions ................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2010

Page 3

Part III

Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year(or fiscal year beginning in)		(a) 2006	(b) 2007	(c) 2008	(d) 2009	(e) 2010	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3	Gross receipts from activities that are not an unrelated trade or business under section 513..
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge..
6	Total. Add lines 1 through 5.
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons...
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public Support (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2006	(b) 2007	(c) 2008	(d) 2009	(e) 2010	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
13	Total support (Add lines 9, 10c, 11 and 12.).

Section C. Computation of Public Support Percentage

Public Support Percentage for 2010 (line 8 column (f) divided by line 13 column (f)) .........

Public support percentage from 2009 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2010 (line 10c column (f) divided by line 13 column (f)) ......

Investment income percentage from 2009 Schedule A, Part III, line 17 .............

19a

33 1/3% support tests—2010. If the organization did not check the box on line 14, and line 15 is more than 33 1/3% and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .......... right arrow

33 1/3% support tests—2009. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .... right arrow

Private Foundation If the organization did not check a box on line 14, 19a or 19b, check this box and see instructions ..... right arrow

Schedule A (Form 990 or 990-EZ) 2010

Page 4

Part IV

Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Explanation

Schedule A (Form 990 or 990-EZ) 2010

Additional Data

Software ID:	10000105
Software Version:	2010v3.2

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

OMB No. 1545-0047

2010

Name of organization

New York Eye and Ear Infirmary

Employer identification number

13-5562304

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or
property) from any one contributor. Complete Parts I and II.

Special Rules

For a section 501(c)(3) organization filing Form 990 or 990-EZ, that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), and received from any one contributor, during the year, a contribution of the
greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For a section 501(c)(7), (8), or (10) organization filing Form 990, or 990-EZ, that received from any one contributor,
during the year, aggregate contributions of more than $1,000 for use exclusively for religious, charitable,
scientific, literary, or educational purposes, or the prevention of cruelty to children or animals. Complete Parts I, II, and
III.

For a section 501(c)(7), (8), or (10) organization filing Form 990, or 990-EZ, that received from any one contributor,
during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did
not aggregate to more than $1,000. If this box is checked, enter here the total contributions that were received during
the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule
applies to this organization because it received nonexclusively religious, charitable, etc., contributions of $5,000 or more
during the year. ......................... Arrow Bullet

Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990, or check the box in the heading of its
Form 990-EZ, or on line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2010)

Name of organization New York Eye and Ear Infirmary
Schedule B (Form 990, 990-EZ, or 990-PF) (2010) Page 1 of 1 of Part I
Part I	Contributors (see Instructions)
(a) No.	(b) Name, address, and ZIP + 4	(c) Aggregate contributions	(d) Type of contribution
RESTRICTED	RESTRICTED RESTRICTED RESTRICTED RESTRICTED, RESTRICTED RESTRICTED	$RESTRICTED	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Aggregate contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Aggregate contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Aggregate contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Aggregate contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Aggregate contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Name of organization New York Eye and Ear Infirmary
Schedule B (Form 990, 990-EZ, or 990-PF) (2010) Page 1 of 1 of Part II
Part II	Noncash Property (see Instructions)
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Page 1 of 1 of Part III

Name of organization
New York Eye and Ear Infirmary

Employer identification number

13-5562304

Part III

Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
aggregating more than $1,000 for the year. (Complete columns (a) through (e) and the following line entry.)
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet

(a) No.
from
Part I

(b)
Purpose of gift

(d)
Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b)
Purpose of gift

(d)
Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b)
Purpose of gift

(d)
Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b)
Purpose of gift

(d)
Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Additional Data

Software ID:	10000105
Software Version:	2010v3.2

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet

Complete if the organization is described below.
SchCMd Bullet

Attach to Form 990 or Form 990-EZ. SchCMd Bullet

See separate instructions.

OMB No. 1545-0047

2010

Open to Public
Inspection

If the organization answered “Yes,” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes,” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes,” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35a (Proxy Tax), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

New York Eye and Ear Infirmary

Employer identification number

13-5562304

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization's direct and indirect political campaign activities on behalf of or in opposition to candidates for public office in Part IV.

Political expenditures .................................... SchCMd Bullet

Volunteer hours ........................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ......... SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ...... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............

Yes No

Was a correction made? .........................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c) except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt funtion activities .................................... SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b.. SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ..........................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.

For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2010

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check if the filing organization belongs to an affiliated group.
B Check if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(b) Affiliated Group Totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......
b	Total lobbying expenditures to influence a legislative body (direct lobbying) .......
c	Total lobbying expenditures (add lines 1a and 1b) ...................
d	Other exempt purpose expenditures ........................
e	Total exempt purpose expenditures (add lines 1c and 1d) ...............
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ......................................	Yes No

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2007	(b) 2008	(c) 2009	(d) 2010	(e) Total

2a	Lobbying non-taxable amount

b	Lobbying ceiling amount (150% of line 2a, column(e))

c	Total lobbying expenditures

d	Grassroots non-taxable amount

e	Grassroots ceiling amount (150% of line 2d, column (e))

f	Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2010

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

(a)

Yes

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? .........................................

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....

Media advertisements? ....................................

Mailings to members, legislators, or the public? .........................

Publications, or published or broadcast statements? .......................

Grants to other organizations for lobbying purposes? .......................

Direct contact with legislators, their staffs, government officials, or a legislative body? ........

Yes

46,382

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......

Other activities? If "Yes," describe in Part IV ..........................

Yes

35,026

Total. lines 1c through 1i ...................................

81,408

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 .................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ................

Did the organization make only in-house lobbying expenditures of $2,000 or less? ................

Did the organization agree to carryover lobbying and political expenditures from the prior year? ..........

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) if BOTH Part III-A, lines 1 and 2 are answered “No” OR if Part III-A, line 3 is answered “Yes”.

Dues, assessments and similar amounts from members .....................

Section 162(e) non-deductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).

Current year .........................................

Carryover from last year ....................................

Total ...........................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................

Taxable amount of lobbying and political expenditures (see instructions) ..............

Part IV

Supplemental Information

Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; and Part ll-B, line 1i.
Also, complete this part for any additional information.

Identifier	Return Reference	Explanation
Part II-B, Line 1i	Part II-B, Line 1i - Other Activities Description	The New York Eye and Ear Infirmary pays dues to The American Hospital Association (AHA), The Greater New York Hospital Association (GNYHA), the American Association of Eye and Ear Centers of Excellence (AAEEE) and The Healthcare Association of New York State (HANYS). In accordance with section 6033(e) of the Internal Revenue Code, and as reported by AHA, GNYHA, AAEEE and HANYS, a portion of these dues are attributable to lobbying activities. The lobbying activities applicable to 2010 AHA, GNYHA, AAEEE and HANYS annual dues was $5,589, $13,287, $5,463 and $10,687, respectively.Additionally, the organization has a contract with a lobbyist who was engaged to lobby legislators on behalf of the organization regarding policies which impact the organization's exempt purpose and which pertain to public health care. During 2010 New York Eye and Ear Infirmary paid $46,382 in connection with these services.

Schedule C (Form 990 or 990EZ) 2010

Additional Data

Software ID:	10000105
Software Version:	2010v3.2

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
SchDMd Bullet

Attach to Form 990. SchDMd Bullet

See separate instructions.

OMB No. 1545-0047

2010

Open to Public Inspection

Name of the organization

New York Eye and Ear Infirmary

Employer identification number

13-5562304

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .......
2	Aggregate contributions to (during year) ...
3	Aggregate grants from (during year) ...
4	Aggregate value at end of year .......

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds may be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit. ...................................

Yes No

Part II

Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or pleasure) Preservation of an historically importantly land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a–2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements .......................	2a
b	Total acreage restricted by conservation easements ..................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 8/17/06 ........	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the taxable year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................

Yes No

Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................

Yes No

In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.

If the organization elected, as permitted under SFAS 116, not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116, to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:

(i)

Revenues included in Form 990, Part VIII, line 1 ........................ SchDMd Bullet

(ii)

Assets included in Form 990, Part X .............................. SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 relating to these items:

Revenues included in Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990

Cat. No. 52283D

Schedule D (Form 990) 2010

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No

If "Yes," explain the arrangement in Part XIV and complete the following table:


c	Beginning balance .................................	1c
d	Additions during the year ..............................	1d
e	Distributions during the year .............................	1e
f	Ending balance ...................................	1f

Did the organization include an amount on Form 990, Part X, line 21? .....................

Yes No

If “Yes,” explain the arrangement in Part XIV.

Part V

Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.

		(a)Current Year	(b)Prior Year	(c)Two Years Back
1a	Beginning of year balance ....	3,592,690	3,210,337	2,917,502
b	Contributions ........	195,000	353,965	270,000
c	Investment earnings or losses ...	76,964	64,035	73,690
d	Grants or scholarships .....
e	Other expenditures for facilities and programs ........	41,583	35,647	50,855
f	Administrative expenses ....
g	End of year balance ......	3,823,071	3,592,690	3,210,337

Provide the estimated percentage of the year end balance held as:

Board designated or quasi-endowment: SchDMd Bullet

Permanent endowment: SchDMd Bullet

100.000 %

Term endowment: SchDMd Bullet

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) unrelated organizations ........................

3a(i)

(ii) related organizations ........................

3a(ii)

If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIV the intended uses of the organization's endowment funds.

Part VI

InvestmentsLand, Buildings, and Equipment. See Form 990, Part X, line 10.

Description of investment		(a) Cost or other basis (investment)	(b)Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value
1a	Land .................		1,874,917		1,874,917
b	Buildings ................	293,275	36,584,886	24,697,974	12,180,187
c	Leasehold improvements ............		21,133,243	12,272,254	8,860,989
d	Equipment ................		80,616,053	65,379,303	15,236,750
e	Other .................		3,460,563		3,460,563
Total. Add lines 1a-1e. (Column (d) should equal Form 990, Part X, column (B), line 10(c).)........					41,613,406

Schedule D (Form 990) 2010

Page 3

Part VII

InvestmentsOther Securities. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)		(b)Book value	(c) Method of valuation: Cost or end-of-year market value
(1)Financial derivatives
(2)Closely-held equity interests
Other








Total. (Column (b) should equal Form 990, Part X, col.(B) line 12.)

Part VIII

InvestmentsProgram Related. See Form 990, Part X, line 13.

(a) Description of investment type		(b) Book value	(c) Method of valuation: Cost or end-of-year market value









Total. (Column (b) should equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets. See Form 990, Part X, line 15.

(a) Description				(b) Book value
(1) Permanent Fund Investment				2,060,947
(2) Other Accounts Receivable				1,988,829
(3) Est Amounts Due From 3rd Party Payors				1,837,555
(4) Endowment Fund				3,823,071
(5) DUE FROM Housing Company				1,070,944
(6) Deposits				111,120



Total. (Column (b) should equal Form 990, Part X, col.(B) line 15.)...........				10,892,466

Part X

Other Liabilities. See Form 990, Part X, line 25.

1.(a) Description of Liability		(b) Amount
Federal Income Taxes
Other Current Liabilities		11,314
Due to Third Parties		12,162,214
Asbestos Removal Liability (FIN47)		1,377,925






Total. (Column (b) should equal Form 990, Part X, col.(B) line 25.)		13,551,453
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).

Schedule D (Form 990) 2010

Page 4

Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1	Total revenue (Form 990, Part VIII, column (A), line 12) ....................	1
2	Total expenses (Form 990, Part IX, column (A), line 25) .....................	2
3	Excess or (deficit) for the year. Subtract line 2 from line 1 .............	3
4	Net unrealized gains (losses) on investments ..........................	4
5	Donated services and use of facilities .............................	5
6	Investment expenses ...................................	6
7	Prior period adjustments ..................................	7
8	Other (Describe in Part XIV) .................................	8
9	Total adjustments (net). Add lines 4 - 8 .............................	9
10	Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 .........	10

Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1	Total revenue, gains, and other support per audited financial statements .......		1
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains on investments ..........	2a
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIV): ............	2d
e	Add lines 2a through 2d .....................		2e
3	Subtract line 2e from line 1.....................		3
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIV): ...........	4b
c	Add lines 4a and 4b.......................		4c
5	Total Revenue. Add lines 3 and 4c. (This should equal Form 990, Part I, line 12.) ......		5

Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1	Total expenses and losses per audited financial statements .............		1
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities ..........	2a
b	Prior year adjustments ..............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIV): ............	2d
e	Add lines 2a through 2d......................		2e
3	Subtract line 2e from line 1.....................		3
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIV): ............	4b
c	Add lines 4a and 4b.......................		4c
5	Total expenses. Add lines 3 and 4c. (This should equal Form 990, Part I, line 18.) ......		5

Part XIV

Supplemental Information

Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.

Identifier	Return Reference	Explanation
Part XI, Line 8	Part XI, Line 8: Other Changes in Net Assets or Fund Balances	Pension related changes other than net cost $ -1329220
Part V, Line 4	Part V, Line 4: Intended uses of the endowment fund.	Harlem Eye and Ear Fund, amount of $51,975: Established as a restricted fund in 1970 with funds received from the liquidation of the Harlem Eye and Ear Institute. Converted to an endowment fund in December 2003 for Eye and Ear research.Y.B. Choo MD Professorship Fund, amount of $177,438: Established as a restricted fund in 1989. Converted to an endowment fund in December 2003 for the purpose of Dr. Y. B. Choos professorship.P. Chodosh MD Professorship Fund, amount of $461,456: Established first as a restricted fund. Converted to an endowment fund in December 2003 for the purpose of supporting Dr. Paul Chodosh professorship.Ophthalmology Endowment Fund, amount of $23,112: Established as a restricted fund in 1980. Converted to an endowment fund in December 2003 for the purpose of supporting Ophthalmology.HPB Foundation Endowment Fund, amount of $1,109,090: Established in December 2006 to support Ophthalmology. Contribution received form the HPD foundation.Einhorn Endowment, amount of $2,000,000: Established in December 2006 to support distinguished Ophthalmology physician, Dr. Ritch. Interest generated by the fund is paid to Dr. Ritch while the corps remains at $2,000,000.

Schedule D (Form 990) 2010

Additional Data

Software ID:	10000105
Software Version:	2010v3.2

- TIN:

SCHEDULE G
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,
or if the organization entered more than $15,000 on Form 990-EZ, line 6a.
right arrow

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.

OMB No. 1545-0047

2010

Open to Public Inspection

Name of the organization
New York Eye and Ear Infirmary

Employer identification number

13-5562304

Part I

Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and e-mail solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

Yes

If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.

(i) Name and address of individual or entity (fundraiser)	(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
	(ii) Activity	Yes	No	(iv) Gross receipts from activity		(vi) Amount paid to (or retained by) organization
Total .................

List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2010

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.

			(a) Event #1 (event type)	(b) Event #2 (event type)	(c) Other Events (total number)	(d) Total Events (Add col. (a) through col. (c))
	1	Gross receipts . . .
	2	Less: Charitable contributions . . .
	3	Gross income (line 1 minus line 2) . . .
	4	Cash prizes . . .
	5	Non-cash prizes . .
	6	Rent/facility costs . .
	7	Food and beverages . .
	8	Entertainment . . .
	9	Other direct expenses .
	10	Direct expense summary. Add lines 4 through 9 in column (d) ...........
	11	Net income summary. Combine lines 3 and 10 in column (d)............

Part III

Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

(a) Bingo

(b) Pull tabs/Instant
bingo/progressive bingo

(c) Other gaming

(d) Total gaming (Add col. (a) through col. (c))

Gross revenue . . . .

Cash prizes . . . .

Non-cash prizes . . .

Rent/facility costs . . .

Other direct expenses . .

Volunteer labor . . .

	Yes
	No

	Yes
	No

	Yes
	No

Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow

Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow

Enter the state(s) in which the organization operates gaming activities:

Is the organization licensed to operate gaming activities in each of these states? ............

YesNo

If "No," Explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....

YesNo

If "Yes," Explain:

Does the organization operate gaming activities with nonmembers? .................

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? ...........................

YesNo

Schedule G (Form 990 or 990-EZ) 2010

Page 3

Indicate the percentage of gaming activity operated in:

The organization's facility ......................

13a

An outside facility ........................

13b

Provide the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? ......................................

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? ............................

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)

Identifier	ReturnReference	Explanation

Schedule G (Form 990 or 990-EZ) 2010

Additional Data

Software ID:	10000105
Software Version:	2010v3.2

- TIN:

SCHEDULE H
(Form 990)

Department of the Treasury
Internal Revenue Service

Hospitals

Complete if the organization answered "Yes" to Form 990, Part IV, question 20.
MediumBullet

Attach to Form 990. MediumBullet

See separate instructions.

OMB No. 1545-0047

2010

Open to Public Inspection

Name of the organization

New York Eye and Ear Infirmary

Employer identification number

13-5562304

Part I

Charity Care and Certain Other Community Benefits at Cost

Yes

Does the organization have a charity care policy? If "No," skip to question 6a...........

Yes

If "Yes," is it a written policy? .......................

Yes

If the organization has multiple hospitals, indicate which of the following best describes application of the charity care policy to the various hospitals.

Applied uniformly to all hospitals Applied uniformly to most hospitals Generally tailored to individual hospitals

Answer the following based on the charity care eligibility criteria that applies to the largest number of the organization's patients.

Does the organization use Federal Poverty Guidelines (FPG) to determine eligibility for providing free care to low

income individuals? If "Yes," indicate which of the following is the FPG family income limit for eligibility for free care:

Yes

100% 150% 200% Other

Does the organization use FPG to determine eligibility for providing discounted care to low income individuals? If

"Yes," indicate which of the following is the family income limit for eligibility for discounted care: .....

Yes

200% 250% 300% 350% 400% Other

If the organization does not use FPG to determine eligibility, describe in Part VI the income based criteria for determining eligibility for free or discounted care. Include in the description whether the organization uses an asset test or other threshold, regardless of income, to determine eligibility for free or discounted care.

Does the organization's policy provide free or discounted care to the "medically indigent"? ......

Yes

Does the organization budget amounts for free or discounted care provided under its charity care policy? ...

Yes

If "Yes," did the organization's charity care expenses exceed the budgeted amount?.........

Yes

If "Yes" to line 5b, as a result of budget considerations, was the organization unable to provide free or discounted
care to a patient who was eligibile for free or discounted care?...............

Does the organization prepare an annual community benefit report?.............

Yes

If "Yes," does the organization make it available to the public? ..............

Yes

Complete the following table using the worksheets provided in the Schedule H instructions. Do not submit these worksheets with the Schedule H.

Charity Care and Certain Other Community Benefits at Cost

	(c) Total community benefit expense	(d) Direct offsetting revenue	(e) Net community benefit expense	(f) Percent of total expense
a Charity care at cost (from Worksheets 1 and 2) ..	2,540,217	1,200,921	1,339,296	1.080 %
b Unreimbursed Medicaid (from Worksheet 3, column a) .	32,387,698	27,685,586	4,702,112	3.790 %
c Unreimbursed costs—other means-tested government programs (from Worksheet 3, column b) ....
dTotal Charity Care and Means-Tested Government Programs .....	34,927,915	28,886,507	6,041,408	4.870 %
Other Benefits e Community health improvement services and community benefit operations (from (Worksheet 4) ....	196,001	12,000	184,001	0.150 %
f Health professions education (from Worksheet 5) ..	7,043,869	1,557,105	5,486,764	4.420 %
g Subsidized health services (from Worksheet 6) ..	214,928		214,928	0.170 %
h Research (from Worksheet 7)	3,968,618	3,160,648	807,970	0.650 %
i Cash and in-kind contributions to community groups (from Worksheet 8) ..	19,097		19,097	0.020 %
jTotal Other Benefits ...	11,442,513	4,729,753	6,712,760	5.410 %
kTotal. Add lines 7d and 7j. ..	46,370,428	33,616,260	12,754,168	10.280 %

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat. No. 50192T Schedule H (Form 990) 2010

Schedule H (Form 990) 2010

Page 2

Part II

Community Building Activities Complete this table if the organization conducted any community building activities.

		(c) Total community building expense	(e) Net community building expense	(f) Percent of total expense
1	Physical improvements and housing
2	Economic development
3	Community support
4	Environmental improvements	28,000	28,000	0.020 %
5	Leadership development and training for community members	1,150	1,150
6	Coalition building	18,175	18,175	0.010 %
7	Community health improvement advocacy	5,902	5,902
8	Workforce development	1,694	1,694
9	Other	40,932	40,932	0.030 %
10	Total	95,853	95,853	0.060 %

Part III

Bad Debt, Medicare, & Collection Practices

Section A. Bad Debt Expense

Yes

Does the organization report bad debt expense in accordance with Heathcare Financial Management Association Statement No. 15? ..........................

Yes

Enter the amount of the organization's bad debt expense (at cost).....

1,382,185

Enter the estimated amount of the organization's bad debt expense (at cost) attributable to patients eligible under the organization's charity care policy ..

Provide in Part VI the text of the footnote to the organization's financial statements that describes bad debt expense. In addition, describe the costing methodology used in determining the amounts reported on lines 2 and 3, and rationale for including a portion of bad debt amounts as community benefit.

Section B. Medicare

Enter total revenue received from Medicare (including DSH and IME).....

22,678,187

Enter Medicare allowable costs of care relating to payments on line 5.....

17,991,521

Subtract line 6 from line 5. This is the surplus or (shortfall)........

4,686,666

Describe in Part VI the extent to which any shortfall reported in line 7 should be treated as community benefit.
Also describe in Part VI the costing methodology or source used to determine the amount reported on line 6.
Check the box that describes the method used:

Cost accounting system Cost to charge ratio Other

Section C. Collection Practices

Does the organization have a written debt collection policy? ...............

Yes

If "Yes," does the organization's collection policy contain provisions on the collection practices to be followed for patients who are known to qualify for charity care or financial assistance? Describe in Part VI......

Yes

Part IV

Management Companies and Joint Ventures

(a) Name of entity	(b) Description of primary activity of entity	(c) Organization's profit % or stock ownership %	(d) Officers, directors, trustees, or key employees' profit % or stock ownership%	(e) Physicians' profit % or stock ownership %
1
2
3
4
5
6
7
8
9
10
11
12
13

Schedule H (Form 990) 2010

Page 3

Part VFacility Information

Section A. Hospital Facilities (list in order of size, measured by total revenue per facility, from largest to smallest) How many hospital facilities did the organization operate during the tax year?1 Name and address		Other (Describe)
0	NEW YORK EYE AND EAR INFIRMARY 310 EAST 14TH STREET NEW YORK,NY10003	X	X	Specialty Eye and Ear Hospital

Schedule H (Form 990) 2010

Page 4

Part VFacility Information (continued)

Section B. Facility Policies and Practices.

(Complete a separate Section B for each of the hospital facilities listed in Part V, Section A)

Name of Hospital Facility:NEW YORK EYE AND EAR INFIRMARY

Line Number of Hospital Facility (from Schedule H, Part V, Section A):1

				Yes	No
Community Health Needs Assessment (Lines 1 through 7 are optional for 2010)
1	During the tax year or any prior tax year, did the hospital facility conduct a community health needs assessment (“Needs Assessment”)? If “No,” skip to question 8. .....................		1		No
	If “Yes,” indicate what the Needs Assessment describes (check all that apply):
	a	A definition of the community served by the hospital facility
	b	Demographics of the community
	c	Existing health care facilities and resources within the community that are available to respond to the health needs of the community
	d	How data was obtained
	e	The health needs of the community
	f	Primary and chronic disease needs and other health issues of uninsured persons, low-income persons, and minority groups
	g	The process for identifying and prioritizing community health needs and services to meet those needs
	h	The process for consulting with persons representing the community’s interests
	i	Information gaps that limit the hospital facility’s ability to assess all of the community’s health needs
	j	Other (describe in Part VI)
2	Indicate the tax year the hospital facility last conducted a Needs Assessment: 20
3	In conducting its most recent Needs Assessment, did the hospital facility take into account input from persons who represent the community served by the hospital facility? If “Yes,” describe in Part VI how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted.		3
4	Was the hospital facility’s Needs Assessment conducted with one or more other hospital facilities? If “Yes,” list the other hospital facilities in Part VI............................		4
5	Did the hospital facility make its Needs Assessment widely available to the public? ...........		5
	If “Yes,” indicate how the Needs Assessment was made widely available (check all that apply):
	a	Hospital facility’s website
	b	Available upon request from the hospital facility
	c	Other (describe in Part VI)
6	If the hospital facility addressed needs identified in its most recently conducted Needs Assessment, indicate how (check all that apply):
	a	Adoption of an implementation strategy to address the health needs of the hospital facility’s community
	b	Execution of the implementation strategy
	c	Development of a community benefit plan for the facility
	d	Participation in community-wide community benefit plan
	e	Inclusion of a community benefit section in operational plans
	f	Adoption of a budget for provision of services that address the needs identified in the CHNA
	g	Prioritization of health needs in the community
	h	Prioritization of services that the hospital facility will undertake to meet health needs in its community
	i	Other (describe in Part VI)
7	Did the hospital facility address all of the needs identified in its most recently conducted Needs Assessment? If “No,” explain in Part VI which needs it has not addressed together with the reasons why it has not addressed such needs.		7
Financial Assistance Policy
	Did the hospital facility have in place during the tax year a written financial assistance policy that:
8	Explains eligibility criteria for financial assistance, and whether such assistance includes free or discounted care?		8		No
9	Used federal poverty guidelines (FPG) to determine eligibility for providing free care to low incomeindividuals?..		9		No
	If “Yes,” indicate the FPG family income limit for eligibility for free care: %

Schedule H (Form 990) 2010

Page 5

Part VFacility Information (continued)

				Yes	No
10	Used FPG to determine eligibility for providing discounted care to low income individuals?.........		10		No
	If “Yes,” indicate the FPG family income limit for eligibility for discounted care: %
11	Explained the basis for calculating amounts charged to patients?.................		11		No
	If “Yes,” indicate the factors used in determining such amounts (check all that apply):
	a	Income level
	b	Asset level
	c	Medical indigency
	d	Insurance status
	e	Uninsured discount
	f	Medicaid/Medicare
	g	State regulation
	h	Other (describe in Part VI)
12	Explained the method for applying for financial assistance?...................		12		No
13	Included measures to publicize the policy within the community served by the hospital facility?.......		13		No
	If “Yes,” indicate how the hospital facility publicized the policy (check all that apply):
	a	The policy was posted at all times on the hospital facility’s web site
	b	The policy was attached to all billing invoices
	c	The policy was posted in the hospital facility’s emergency rooms or waiting rooms
	d	The policy was posted in the hospital facility’s admissions offices
	e	The policy was provided, in writing, to patients upon admission to the hospital facility
	f	The policy was available upon request
	g	Other (describe in Part VI)
Billing and Collections
14	Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy that explained actions the hospital facility may take upon non-payment?........		14		No
15	Check all of the following collection actions against a patient that were permitted under the hospital facility's policies at any time during the tax year:
	a	Reporting to credit agency
	b	Lawsuits
	c	Liens on residences
	d	Body attachments or arrests
	e	Other (describe in Part VI)
16	Did the hospital facility engage in or authorize a third party to engage in any of the following collection actions during the tax year?...................................		16		No
	If “Yes,” check all collection actions in which the hospital facility or a third party engaged (check all that apply):
	a	Reporting to credit agency
	b	Lawsuits
	c	Liens on residences
	d	Body attachments
	e	Other (describe in Part VI)
17	Indicate which actions the hospital facility took before initiating any of the collection actions checked in question 16 (check all that apply):
	a	Notified patients of the financial assistance policy upon admission
	b	Notified patients of the financial assistance policy prior to discharge
	c	Notified patients of the financial assistance policy in communications with the patients regarding the patients’ bills
	d	Documented its determination of whether a patient who applied for financial assistance under the financial assistance policy qualified for financial assistance
	e	Other (describe in Part VI)

Schedule H (Form 990) 2010

Page 6

Part VFacility Information (continued)

Policy Relating to Emergency Medical Care
				Yes	No
18	Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that requires the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?..........		18	Yes
	If “No,” indicate the reasons why (check all that apply):
	a	The hospital facility did not provide care for any emergency medical conditions
	b	The hospital facility did not have a policy relating to emergency medical care
	c	The hospital facility limited who was eligible to receive care for emergency medical conditions (describe in Part VI)
	d	Other (describe in Part VI)
Charges for Medical Care
19	Indicate how the hospital facility determined the amounts generally billed to individuals who had insurance covering emergency or other medically necessary care (check all that apply):
	a	The hospital facility used the lowest negotiated commercial insurance rate for those services at the hospital facility
	b	The hospital facility used the average of the three lowest negotiated commercial insurance rates for those services at the hospital facility
	c	The hospital facility used the Medicare rate for those services
	d	Other (describe in Part VI)
20	Did the hospital facility charge any of its patients who were eligible for assistance under the hospital facility’s financial assistance policy, and to whom the hospital facility provided emergency or other medically necessary services, more than the amounts generally billed to individuals who had insurance covering such care?.........		20		No
	If “Yes,” explain in Part VI.
21	Did the hospital facility charge any of its patients an amount equal to the gross charge for services provided to that patient?...................................		21		No
	If “Yes,” explain in Part VI.

Schedule H (Form 990) 2010

Page 7

Part VFacility Information (continued)

Section C. Other Facilities That Are Not Licensed, Registered, or Similarly Recognized as a Hospital Facility (list in order of size, measured by total revenue per facility, from largest to smallest) How many non-hospital facilities did the organization operate during the tax year?2
Name and address		Type of Facility (Describe)
1	New York Eye and Ear Extension Clinic 380 2nd Ave New York,NY10010	Outpatient Clinic
2	New York Eye and Ear Extension Clinic 380 2nd Ave New York,NY10010	Outpatient Clinic
3
4
5
6
7
8
9
10

Schedule H (Form 990) 2010

Page 8

Part VI

Supplemental Information

Complete this part to provide the following information.

1	Required descriptions. Provide the description required for Part I, lines 3c, 6a, and 7; Part II; Part III, lines 4, 8, and 9b; and Part V, Section B, lines 1j, 2, 4c, 6i, 7, 11i, 13i, 17l, 18l, 19e, 21d, 25, and 26.
2	Community health needs assessment. Describe how the organization assesses the health care needs of the communities it serves, in addition to any community health needs assessments reported in Part V, Section B.
3	Patient education of eligibility for assistance. Describe how the organization informs and educates patients and persons who may be billed for patient care about their eligibility for assistance under federal, state, or local government programs or under the organization’s financial assistance policy.
4	Community information. Describe the community the organization serves, taking into account the geographic area and demographic constituents it serves.
5	Promotion of community health. Provide any other information important to describing how the organization’s hospital facilities or other health care facilities further its exempt purpose by promoting the health of the community (e.g., open medical staff, community board, use of surplus funds, etc.).
6	Affiliated health care system. If the organization is part of an affiliated health care system, describe the respective roles of the organization and its affiliates in promoting the health of the communities served.
7	State filing of community benefit report. If applicable, identify all states with which the organization, or a related organization, files a community benefit report.

Identifier	ReturnReference	Explanation
	Part VI - Additional Information	SCHEDULE H, PART VI QUESTION 6 (CONT.)G. Patient & Family Education NYEEs commitment to educating patients and families has continued to broaden. We obtained a grant from the United Hospital Fund (UHF) which allowed us to produce an instructional video, audiocassette and hard copy materials to standardize and expedite post-surgical cataract care. It is shown or given to patients prior to surgery and is now on the website. These materials are offered in English, Spanish, Russian and Chinese to meet the needs and assuage the concerns of our diverse, multi-ethnic, multi-cultural population. We have also produced a new swallowing retraining program video in English and Spanish. A second UHF grant helped establish a Multi-Cultural Trained Volunteer Advocacy Program. Many of our programs have a separate education component. For example, the head and neck cancer support groups for patients and caregivers, the vestibular rehabilitation support group, the uveitis support group, pediatric glaucoma and the macular degeneration support group monthly meetings all have an educational module for both patients and family members. Ninety specialty-specific health education materials in three languages other than English are available to all patients. Other strategic initiatives have also had numerous patient/community education components: For example, we distributed thousands of wallet-size cards for patients to note their medications, participated in the Passport to Health distribution and created user-friendly picture posters about the five steps undertaken here to assure correct site surgery on every case.
	Part V - Explanation of Number of Facility Type	Two outpatient clinics
	Part VI - States Where Community Benefit Report Filed	NY
	Part VI - Affilated Health Care System Roles and Promotion	THE NEW YORK EYE AND EAR INFIRMARY IS PART OF CONTIUUM HEALTH PARTNERS, INC.,(CHP) A NONPROFIT HOSPITAL SYSTEM CURRENTLY COMPRISED OF FOUR HISTORICALLY DISTINGUISHED NEW YORK CITY HOSPITALS - BETH ISREAL, ROOSEVELT, ST. LUKE'S AND THE NYEEI. THE COMBINED SYSTEM DELIVERS IMPATIENT CARE THROUGH NEARLY 3,100 CERTIFIED BEDS LOCATED IN SEVEN MAJOR FACILITIES IN MANHATTAN AND BROOKLYN, WHILE PROVIDING OUTPATIENT CARE IN OFFICE PRACTICE SETTINGS AND AMBULATORY CENTERS IN FOUR COUNTIES. This collaboration makes available an extraordinary array of resources. Together, the members of CHP are superbly equipped to identify and respond to the multiple health-related needs of diverse populations in patient- and physician-friendly environments. Continuum's goal is to enhance each member institution's ability to fulfill its mission. NYEE's mission is to provide highest quality diagnosis and treatment of diseases and disorders of the eyes, ears, nose, throat, head & neck. The vast majority of the care here is provided on an outpatient basis. While each hospital remains a separate legal entity, with its own assets, liabilities, licenses, books and records, the Infirmary works with its partners collaboratively to improve services to the community. A few examples follow:a. The Infirmary and Beth Israel have developed a Vestibular Rehabilitation Service at the Infirmary which is now located at the Ear Institute.b. Infirmary physicians refer radiation therapy cases to Beth Israel. This has resulted in an excellent service and a joint tumor board.c. The Infirmary and Beth Israel jointly recruited a superb neuro-radiologist from NYU. The Infirmary refers all MRI, special radiation cases and invasive radiology studies to Beth Israel.d. The Infirmary receives pediatric coverage under a contract with Beth Israel. This provides an essential community service (approximately 30% of Infirmary patients are children).e. Through our Chief of Oculoplasty, the Infirmary manages the ophthalmology resident program at St. Luke's-Roosevelt. We also have joint grand rounds including interactive streaming video conferencing and provide ENT residents to Beth Israel and other opportunities for observation of complicated, unusual and interesting cases.f. A merger of the two institutions' cochlear programs at the Infirmary's new Ear Institute.g. The CHP-wide service lines for both EYE and ENT are managed administratively by NYEE and the institution acts as the exclusive provider for eye care within the system. NYEE eye residents cover the BI consult service, emergency room and provide on-call services. In turn,consults from BIMC are utilized for pediatric, infectious disease, urology, and neurology cases.All these initiatives to integrate clinical educational and research resources throughout CHP help facilitate collaborative, community benefit activities. In 2010 these included:Attendings from BI & St. Luke's Roosevelt joining together on an eye mission, Joint patient safety activities,Support for the NYEE Look-alike, Sound alike drug safety initiative, Audiology Day,Local health fair on 15th St. at the NYC Health Studies HS.,Community emergency preparedness activities and a BI Blood Drive at the Infirmary.
	Part VI - Explanation Of How Organization Furthers Its Exempt Purpose	Another major community building activity is our ongoing Emergency Preparedness Program. In 2010, employees spent approximately 890 hrs A. Staff regularly participates in a variety on community benefit activities per the attached schedules. In 2010, these included;Blood drivesSheltered workshop training for developmentally disabled youth Holiday clothing driveVolunteer missionsArt therapy for pediatric glaucoma patientsASSEMBLYMAN KAVANAGH HEALTH FAIRGlaucoma Support & Education GroupALLERGY AWARENESS AT HEALTH FAIRHead & Neck Cancer Support GroupDOCUMENTARY FILM: "GOING BLIND" - ABOUT INDIVIDUALS WITH DIFFERENT FORMS OF VISION LOSSMacular Degeneration Support GroupMedical Reserve Corps, NYOncology Clinic Children's DayPatient Safety Awareness WeekRecruitment for Uveitis Support GroupSupervise Minority Enrichment ProgramVolunteers in local homeless sheltersHARD OF HEARING DAY AT METS/CITIFIELDThyroid Cancer screeningWORKING WOMEN'S HEALTH & WELLNESS FAIRWorld Voice Day ScreeningEye Smart campaign; Diabetes educationLOOK ALIKE/SOUND ALIKE DRUG SAFETY INITIATIVEMission for free cataract surgeryVASCULAR BIRTHMARKS EDUCATIONAL PROGRAMVASCULAR EYE DISEASE FOR OPTOMETRISTSGreat American SmokeoutHome visits to elderly & homeboundFree strabismus & cataract surgery to orphansSTREAMING OPHTHALMOLOGY GRAND ROUNDS TO ALL INTERESTED HEALTH PROFESSIONALSAddressing Health Disparities; Hearing loss educationB. The NYEE Medical Staff is open to all physicians who meet the standards of the credentialing process. C. All surplus funds are reinvested in the institution. D. Leadership Role in the CommunityE. Otolaryngology- and Ophthalmology-specific information is regularly provided to the community. The greatest need identified by the many constituencies of The New York Eye and Ear Infirmary is for expert, specialized information to protect their vision and hearing. In response to the needs assessment process, numerous community outreach programs and screenings were conducted in 2010. One of the most recent responses to a community-identified need, was to conduct thyroid screenings here and in Brooklyn for populations at riski.e., Russian and Ukrainian immigrants exposed to radiation around Chernobyl (Brooklyn and the Lower East Side house the largest concentration of Russian immigrants in NYC).F. More than 120 clinical trials are underway annually at The New York Eye and Ear Infirmary, and a vital component is the outreach to inform and recruit people in the community who may benefit from participation in state-of-the-art clinical trials on the diagnosis and treatment of ocular and otolaryngological disease, blindness, deafness or head and neck cancers (See earlier Community Benefit Research Schedule)Continued later on Schedule H.
	Part VI - Community Building Activities	The Infirmary has one of the strongest volunteer programs of any hospital in NYC. A recent UHF study showed NYEE to have the highest volunteer to FTE ratio (320 to 550) of any metropolitan area hospital. We work collaboratively with local community organizations in mutually beneficial career and social welfare programs. In 2010, we helped train and supervise students from over 50 NYC organizations, including: ALLEN SCHOOL FOR MEDICAL ASSISTANTS- Students are trained to become Medical Assistants. They have to do an internship in a hospital setting and must contribute over 200 hours. Students are placed in the Operating Rooms, Recovery, the Inpatient Floor and Ambulatory Surgery Center.ASA- INSTITUTE FOR BUSINESS AND COMPUTER TECHNOLOGY- This program trains adults in Computer Programming, Computerized Accounting, and Medical Billing. They also have a health component which trains adults to become Medical Assistants and Medical Assistants/Billers. Students are required to do an internship and to contribute at least 300 hours per semester.BARUCH HIGH SCHOOL- Students are required to volunteer at least 2 days after school so they can get community service credit. BEGIN INTERNSHIP PROGRAM- Students who have been downsized or laid-off from their jobs and receive public assistance until they get employment are placed at NYEE for six months. Students are placed in offices; Plastic Surgery, Medical Records, Eye & ENT Clinics, and Social Services.BEGIN LANGUAGE PROGRAM- Also under the auspices of the Begin Program. Adults in this program speak very little English, but are fluent in Spanish, Russian or Chinese. They attend school twice a week and are sent to our hospital 3 times a week for 8 hours each day TO IMPROVE THEIR ENGLISH WHILE USING THEIR FIRST LANGUAGE IN PATIENT CARE AND SUPPORT SERVICE AREAS.BOARD OF EDUCATION SPECIAL EDUCATION FOR VISUALLY & HEARING IMPAIRED- The hospital usually receives 4-6 students with special needs for the summer months. They are required to work for 6 hours each day, Monday through Friday. They are placed in Food Services, Central Supply and the ORs workroom.CATHEDRAL HIGH SCHOOL- Students in their senior year are required to volunteer 75 hours as part of their community service in order to graduate. CAREER ACADEMY OF NEW YORK- Medical Assistant Program focusing on adults who are changing careers. The program is earmarked for people who have work experience and want to explore careers in the medical field. They commit to volunteer 5 days a week for 6 hours each day for a total of 175 hours while working volunteer in ASU, Operating Rooms and the 7th Floor inpatient unit.CHINESE-AMERICAN PLANNING COUNCIL-About 30 students from this organization are placed throughout the hospital during the summer months, PAIRING SOMEONE WHO NEEDS HELP IN ENGLISH WITH SOMEONE WHO WANTS TO WORK ON CHINESE. These students are placed in many of the departments throughout the hospital.CITY COLLEGE- PRE-MED Students volunteer for one semester during their school term. These students want experience in the medical field and are interested in becoming physicians and some are interested in becoming Ophthalmologists.COLUMBIA UNIVERSITY- Students who are interested in becoming Speech Pathologists or interested in Audiology are placed in the Communicative Sciences Department or the Hearing Institute for one semester.DOMINICAN ACADEMY Students are required to volunteer for 50 hours for a semester as part of their community service requirement. FOCUS CAREER GROUP, INC.-A Medical Office Assistant Training Program in which the students are placed in clinics and Medical Offices.FORDHAM UNIVERSITY COMMUNITY SERVICE PROJECT- The students assist as translators, transporters, aides etc. We also have students in an MSW program. CONTINUED ON SCHEDULE O.
	Part VI - Community Information	A. Immediate Geographic Area:Research included compilation of extensive data from the U.S. Census, New York City Department of Health and other numerous published sources; direct mail; and personal canvassing by a corps of volunteers (many of whom live or were raised in the neighborhood) with an emphasis on Alphabet City and Chinatown. The findings concluded that this area was eligible for the designation of a Medicaid Health Personnel Shortage Area (HPSA). The U.S. Health Resources and Services Administration (HRSA) affirmed the geographic HPSA status. This was a stark reminder that on the Lower East Side: * 38% of children and 42% of all seniors live in poverty.* 69% of the population is non-white.* 28% of all households are linguistically isolated.* The teenage birth rate is more than twice the citywide average. * Twice as many women (compared to citywide rate) abuse drugs during pregnancy.* Only 54% of the persons over 25 years of age are high school graduates. The report yielded valuable information that is further being used to benefit the health of the community surrounding NYEE. With the quantification of poverty statistics and poor health indicators on the Lower East Side, sites have been targeted for screenings. Agencies have opened dialogue on more collaborative efforts and programs. Pursuit of outside funding will be considered for specific projects that have been identified by and with the community. B. Diverse Patient Population:In addition to our Lower East Side patient base, patients travel from the five boroughs and the entire tri-state region to receive care at The New York Eye and Ear Infirmary. With approximately 195,000 outpatient visits, including emergencies, plus 31,000 surgical cases a year, it is impossible to profile a typical patient of NYEE. In 2010, 55% of the outpatients were Hispanic, 22% black, 6% Asian and 17% other.To best assess the multiple (and possibly conflicting) priorities and needs of such a diverse population, the hospital greatly expanded a patient satisfaction survey effort. The surveys were made available in English, Spanish and Russian, determined to be the most common languages spoken by our patients. To increase completion rates, questionnaires have been mailed to patients homes with return postage and personally distributed on the premises by a corps of multi-lingual, multi-cultural volunteers. We have moved from in-house to the objective, standardized NCR Picker surveys. Results are analyzed in the Quality Department and issued in regular performance reports to all departments and immediate action taken if indicated.
	Part VI - Patient Education of Eligibility for Assistance	The New York Eye and Ear Infirmary informs and educates all of the appropriate 250,000 outpatients and approximately 1,000 inpatients each year about their eligibility under all Federal (CHP), State (Family Health Plus, etc.), and local (e.g., the EPIC prescription program) as well as our own fee discounts that fall under our charity care program. Our detailed Charity Care Policy is available to all and is on our website. A summary is prominently posted in the patient registration areas. Most importantly, each appropriate patient is so informed at the admitting and registration areas of their potential eligibility. The Federal Poverty Guidelines, updated annually, for eligibility are also available on our website and in the appropriate areas of the hospital.
	Part VI - Needs Assessment	A copy of NYEEI's Community Service Plan (CSP) can be found on the hospital's website at www.nyee.edu/community.html. The comprehensive data and information contained in this CSP will exhaustively address Part VI of this Schedule H. Specifically, the NYEEI CSP will address the Part VI (2) Needs Assessment; Part VI (3) Patient education of eligibility for assistance; Part VI (4) Community information; Part VI (5) Community building activities and Part VI (6) to (8), as applicable.In conjunction with Continuum Health Partners (CHP), The New York Eye and Ear Infirmary has conducted in-depth assessments of distinct constituencies examining both short and long-term needs, utilizing a variety of government and private sources, including NYS SPARCS data, NYC mortality and morbidity reports, the 2010 U.S. Census information, a Community Health Needs Studies conducted by the United Hospital Fund and Greater New York Hospital Association, the 2003 Community Health Profile (The Health of the Lower East Side, Manhattan including Chinatown and the East Village) and regular internal statistical abstracts to provide an ongoing analysis of need and changing demographic characteristics of the many communities we serve. This process included the following areas of focus: (1) the immediate geographic area surrounding the hospital.(2) our diverse patient population -- geographically dispersed, multi-cultural and multi-ethnic. (3) our interactions with the local NYC Department of Health. (4) the wider public who seeks health information and services through the media, internet and direct mail. (5) an assessment of our current and projected rates of outpatient visits, inpatient admissions and ER utilization. The report yielded valuable information that is further being used to benefit the health of the community surrounding NYEE. With the quantification of poverty statistics and poor health indicators on the Lower East Side, sites have been targeted for screenings. Agencies have opened dialogue on more collaborative efforts and programs. Pursuit of outside funding will be considered for specific projects that have been identified by and with the community. Recently, the otolaryngology service commenced a targeted physician recruitment program to better serve the Chinese, Korean and Russian populations of the Greater New York area.Including the Community We Serve in the Needs Assessment Process:Through mass media, the Internet, and various direct response vehicles, NYEE solicits and receives comments from approximately 8,000-10,000 individuals a year. This hospitals communications strategy recognizes that there are a substantial number of consumers who are avid information seekers and that they search out health data in everything from newspapers and magazines to cyberspace. We actively attempt to reach many audiences through a variety of organizations, community groups and broadcasting media. The majority of our community service and health needs activities are held in the community and all are interactive. We have worked collaboratively with the community in planning various strategies to define and realize various goals. To solicit input specific to our Community Service Plan, we placed items in local community newspapers and as noted, encourage feedback for the complete Community Service Plan which is located prominently on our website. Additionally, copies are at the front information desk at 310 E. 14th St. NY, NY and in the Medical Library with a cover sheet stating Feedback welcome. Copies can be ordered from the Public Affairs office at the same address. Please contact. This has enhanced the collaborative process.
	Part III, Line 9b - Provisions On Collection Practices For Qualified Patients	Collection policies:The billing and follow-up processes begin with the review and correction of pre-bill edit reports and conclude with the resolution of accounts through regular follow-up activities or the transfer of accounts to an outside collections agency.Unbilled and Pre-bill EditsAll accounts pass through both the Meditech Claim Scrubber and the ePREMIS billing systems to inspect the content of the claim prior to being submitted to the payors. Accounts that do not meet the requirements for a bill to be released are routed to the pre-bill edit reports. These accounts are corrected in an attempt to reduce the likelihood of administrative and basic coding related denials and issues are identified and resolved prior to submitting the final bill to the individual payors. Accounts from the pre-bill edit reports remain in an unbilled error status until corrected and are worked by billing and follow-up staff until resolution. No trending is done to allow management to identify key issues and/or errors. Control Objective: To reduce the potential for claims to be submitted to payors with errors that result in denials or delaying claim adjudication.Control Activity: Meditech Claim Check pre-bill edit reports and ePREMIS pre-bill edit reports are run identifying those accounts with billing related issues. Accounts remain in pre-bill status until errors are resolved.Pre-bill edit reports are printed and sorted by payor and/or error. Account issues are worked by the patient account representatives or by other appropriate hospital departments as needed.Once a claim is deemed ready for release to the payor it is transmitted electronically for electronically enabled payors or via paper bills for secondary payors or non-electronically enabled payors. All relevant account information is transmitted at this time. Once the account is received by the insurance company it is run through the payors internal bill review process. Any items, coding or other documentation on the claim, resulting in a rejection will not be paid. Billing and follow-up staff review rejected accounts as part of their normal follow-up activities by working their respective aged trial balance report. Control Objective: To ensure all payor identified claim issues are addressed and claims are resubmitted in a timely manner.Control Activity: All claims are run through edits prior to adjudication by the individual payors. Follow-up staff review payor edits based on their respective follow-up account populations daily. Timely follow-up is performed by staff to resolve all accounts held by payor edits allowing appropriate claim submission.Contractual Adjustments & Charge Write-offsAdjustments are built into the pro-ration formula at time of bill drop. These formulas are supplied by Budget & Reimbursement to the IS Department and is based upon managed care contracts. Any additional write offs occur at the time of posting if necessary.Control Objective: To ensure that all payments are applied correctly and that the payor amounts are per the contracts.Monthly review of Open BalancesThe following report - "Open balance with payment" is run monthly by the AR staff to review accounts that have had payments to ensure that they are receiving the correct contract amount and that the payment was applied to the correct account. All insurance contracts are maintained on-line for easy access. If they note that the third party payor is not paying as to the contract amounts, then details are provided to Budget & Reimbursement department to investigate whether the contract has changed. If it is determined that the third party is violating the contract, then they will first send a letter and file to the payor for follow-up. If this is not resolved, then NYEEI is now reporting these payors to the StateIn addition, a weekly report is run for partial payments (open balances) as well as Denial Payment reports. These are follow-up by the respective billers.Continued on Schedule O.
	Part III, Line 8 - Explanation Of Shortfall As Community Benefit	On line 7 there is no shortfall. On line 6, we applied the cost-to-charge ratio from worksheet c to the medicare program charges from the cost report.
	Part III, Line 4 - Bad Debt Expense	Net Patient Service Revenue, Accounts Receivable and Allowance for Uncollectible Accounts:The Infirmary has agreements with third-party payers that provide for payments to the Infirmary at amounts different from its established rates (i.e., gross charges). Payment arrangements include prospectively determined rates per discharge, reimbursed costs, discounted charges, and per diem payments. Billings relating to services rendered are recorded as net patient service revenue in the period in which the service is performed, net of contractual and other allowances which represent differences between gross charges and the estimated receipts under such programs. Net patient service revenue is reported at the estimated net realizable amounts from patients, third-party payers, and others for services rendered, including estimated retroactive adjustments under reimbursement agreements with third-party payers. Retroactive adjustments are accrued on an estimated basis in the period the related services are rendered and adjusted in future periods as final settlements are determined. Patient accounts receivable are also reduced for allowances for uncollectible accounts. The process for estimating the ultimate collection of receivables involves significant assumptions and judgments. Account balances are written off against the allowance when management determines it is probable the receivable will not be recovered. Historical collection and payer reimbursement experience is an integral part of the estimation process related to reserves for uncollectible accounts. In addition, the Infirmary assesses the current state of its billing functions in order to identify any known collection or reimbursement issues in order to assess the impact, if any, on reserve estimates, which involves judgment. The Infirmary believes that the collectability of its receivables is directly linked to the quality of its billing processes, most notably those related to obtaining the correct information in order to bill effectively for the services provided. Revisions in reserve for uncollectible accounts estimates are recorded as an adjustment to bad debt expense. A summary of the payment arrangements with major third-party payers is as follows: Medicare. Inpatient acute care services and outpatient services rendered to Medicare program beneficiaries are paid at prospectively determined rates. These rates vary according to a patient classification system that is based on clinical, diagnostic, and other factors. Effective October 1, 2007, the Centers for Medicare and Medicaid Services (CMS) revised the Medicare patient classification systems. The new Medicare severity adjusted diagnosis related groups (MS-DRGs) reflect changes in technology and current methods of care delivery. CMS has expanded the number of DRGs from 538 to 745 and requires identification of conditions that are present upon admission. Certain inpatient non acute services and defined medical education costs related to Medicare beneficiaries are paid based on a cost reimbursement methodology. The Infirmary is reimbursed for cost reimburseable items at a tentative rate with final settlement determined after submission of annual cost reports by the Infirmary and audits thereof by the Medicare fiscal intermediary.Bad debt expense at cost is $1,382,185. Bad debt expense per the audited financial statement is $3,345,548. Continued on schedule O.
	Part I, Line 7g - Costs Associated With Physicans Clinics	We provide pharmaceuticals free to many needy patients and to others at discounted prices.
	Part I, Line 7, Column F - Explanation of Bad Debt Expense	We followed the instructions, dividing the result from column (e) by the expense from Part IX line 25 of column (A).
	Part I, Line 7 - Explanation of Costing Methodology	New York Eye and Ear Infirmary costing methodology was based upon the 2010 New York State Institutional Cost Report and the 2010 Medicare (Form 2552) Cost Report. These cost reports are filed with the New York State Department of Health and the applicable CMS intermediary, respectively. The cost-to-charge ratio derived from Worksheet 2, Ratio of Patient Care Cost-to-Charge, was used for the various sub-line items of line #7.We utilized the worksheets from the instructions to calculate the total amount.

Schedule H (Form 990) 2010

Additional Data

Software ID:	10000105
Software Version:	2010v3.2

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet

Attach to Form 990. SchJMediumBullet

See separate instructions.

OMB No. 1545-0047

2010

Open to Public Inspection

Name of the organization

New York Eye and Ear Infirmary

Employer identification number

13-5562304

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement orprovision of all the expenses described above? If "No," complete Part III to explain....

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....

Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? ...............

Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........

Participate in, or receive payment from, an equity-based compensation arrangement? ........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.

For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 5a or 5b, describe in Part III.

For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 6a or 6b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regs. section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................

If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990

Cat. No. 50053T

Schedule J (Form 990) 2010

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 if additional space needed.

For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, line 1a.

(A) Name		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
(A) Name		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
(1) ZHENQING WU	(i) (ii)	828,014				10,946	838,960
(2) Steven Shaefer	(i) (ii)	716,141					716,141
(3) S Tennaro	(i) (ii)	390,705			19,800	3,283	413,788
(4) RONALD HOFFMAN	(i) (ii)	652,544				4,316	656,860
(5) Ronald Gentile	(i) (ii)	677,642				5,525	683,167
(6) Michael Pitman	(i) (ii)	852,558				10,630	863,188
(7) J Rosenthal	(i) (ii)	313,471			9,800	7,816	331,087
(8) J CORCORAN	(i) (ii)	5,057					5,057
(9) EDWIN K CHAN MD	(i) (ii)	1,028,117				3,217	1,031,334
(10) E Esquieres	(i) (ii)	185,740			7,430		193,170
(11) D M KESSLER	(i) (ii)	670,261		309,380	19,800	3,860	1,003,301
(12) C FIGLIOZZI	(i) (ii)	355,148			19,800	8,475	383,423
(13) Allan Fine	(i) (ii)	362,654			19,800	1,690	384,144

Schedule J (Form 990) 2010

Page 3

Part III

Supplemental Information

Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.

Identifier	Return Reference	Explanation

Schedule J (Form 990) 2010

Additional Data

Software ID:	10000105
Software Version:	2010v3.2

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.

OMB No. 1545-0047

2010

Open to Public
Inspection

Name of the organization

New York Eye and Ear Infirmary

Employer identification number

13-5562304

Identifier	Return Reference	Explanation
	SCHEDULE H, PART VI QUESTION 5 (CONT.)	State University of New York - sends Medical Billers and Medical Assistants as part of their program to be placed in the Operating Rooms, Recover and Ambulatory Surgery areasTHE NEW YORK CENTER FOR EMPLOYMENT TRAINING- Adult students are retrained in another field of study who desire to reenter the work force. They are trained in computers, offered a Medical Assistant/Billing program and are given assistance to complete their high school education. Most of these adults are on public assistance and were displaced from their original jobs.THE WOOD TOBE-COBURN SCHOOL- Students have enrolled in this program for Medical Assistants and are required to commit to 350 hours. These students, already high school graduates, are placed in the Ambulatory Surgery Center and the inpatient unit.XAVIER H.S. Students in their senior year are required to contribute 100 hours of community service in their community in order to graduate. They usually volunteer one day a week for 6 hours a day.BMCC- CONTINUING EDUCATION AND WORKFORCE DEVELOPMENT-Students are high school graduates who are seeking medical careers. As a result they take Medical Assistant, Medical Billing and Office Management Courses so that they can find employment in a hospital environment. These students are required to volunteer 100 hours per semester. HOSTOS COMMUNITY COLLEGE-Students volunteer for one semester- 2 days a week for 8 hours each day. These are students whose major is Business Management. They are placed in Admitting, Quality and Medical Affairs.MAGNET HIGH SCHOOL- High School students who volunteer after school in the Registration and Admission areas. MANDEL MEDICAL ASSISTANT PROGRAMS- Students perform an internship of 240 hours in the Operating Rooms, Recovery, Ambulatory Surgery, Retina and patient care units.New affiliations for 2010:berkeley college HEALTH CARE ADMINISTRATION- ASSIGNMENTS DESIGNED FOR STUDENTS TO TAKE ADVANTAGE OF THEIR COMPUTER SKILLS, CUSTOMER SERVICE SKILLS AND OFFICE MANAGEMENT.BORICUA COLLEGE HEALTH CARE ADMINISTRATION - ASSIGNMENTS DESIGNED FOR STUDENTS TO TAKE ADVANTAGE OF THEIR COMPUTER SKILLS, CUSTOMER SERVICE SKILLS AND OFFICE MANAGEMENT.Brooklyn Tech & Stuyvesant High Schools Community Service Site - FOR 12TH GRADERS WHO MUST CONTRIBUTE 75 HOURS TO GRADUATE.CALIBER TRAINING INSTITUTE (CTI) TRAINING SITE - 300 HRS (OR 4 MONTHS) OF INTERNSHIP IN CLINICAL FACILITIES SUCH AS OPERATING ROOMS, AMBULATORY SURGERY CENTER, POST ANESTHESIA CARE UNIT (RECOVERY) AND INPATIENT FLOOR. Contemporary Guidance Services - Program to provide competitive employment experience for the developmentally disabled.Democracy Prep - Charter School for grades 6-12 in Harlem.Dominican High School - 11th and 12th graders who must contribute 100 hours in order to graduate.HOSTOS COLLEGE TRAINING SITE - STUDENTS RECEIVE ONE SEMESTER CREDIT FOR WORK IN ACCOUNTING OR NURSING DEPARTMENTS, DEPENDING ON MAJOR.MANHATTAN & STATEN ISLAND HEALTH EDUCATION CENTER INTERNSHIPS FOR H.S. SENIORS - STUDENTS ARE PLACED IN AREAS WHERE THEY ARE EXPOSED TO THEIR CAREER CHOICES.PABLO NERUDA ACADEMY - ALTERNATIVE SCHOOL BASED IN BRONX, STUDENTS BILINGUAL IN SPANISH AND ENGLISH HAVE OPPORTUNITY TO EXPLORE MEDICAL CAREERS WITH SPECIAL INTEREST IN HELPING THEIR OWN COMMUNITIES UPON GRADUATION.SUNY/EDUCATION OPPORTUNITY CENTER FOR BRONX/BROOKLYN - STUDENTS RECEIVE INTENSIVE TRAINING IN TECHNICAL, INTERPERSONAL AND COMMUNICATION SKILLS TO MAKE THEM MORE COMPETITIVE IN JOB MARKET. PLACEMENT FOR 7-10 MONTHS AS INTERNS IN MEDICAL/CLERICAL ASSIGNMENTS, USUALLY IN DEPT. OF OTOLARYNGOLOGY.
	SCHEDULE H, PART VI QUESTION 5 (CONT.)	GOOD SHEPHERD SERVICES- LEARNING TO WORK-Students in this program had problems in their regular high schools and are taught to be responsible young people with a second chance at getting a diploma. Students are required to volunteer at least 9 hours each week and attend school at night. Students also have to maintain an 80 average. Upon completion of this program they are given their diplomas.HIGH SCHOOL FOR HEALTH PROFESSIONS AND HUMAN SERVICES- ROTATIONS THROUGH different careers in the medical field OVER A PERIOD OF A YEAR.HUNTER COLLEGE- Students in the Nutrition Program volunteer in our Food Services Department with REGISTERED DieticiaN FOR 150-200 hours EXPERIENCE. INSTITUTE FOR COLLABORATIVE EDUCATION-(ICE) - Students in their senior year who have all their academic requirements but want to explore the medical field. They are placed here Tuesday through Friday for 6 hours each day in the Ambulatory Surgery Center, Recovery and O.R., WITH ADDITIONAL REQUIREMENT TO KEEP A JOURNAL AND REPORT ON EXPERIENCE.L.I.USEMESTER ROTATION IN CLINICAL SPEECH PATHOLOGY SERVICE, FOR GRADUATE STUDENTS.MANHATTAN COMPREHENSIVE NIGHT AND DAY SCHOOL- ALTERNATIVE HIGH SCHOOL FOR STUDENTS WHO MUST LIVE INDEPENDENTLY AND SUPPORT THEMSELVES. RECENT IMMIGRANTS FROM places such as the Dominican Republic, India, Bangladesh and Taiwan, Africa, etc., who are learning English along with the rest of the academic requirements. Most of these students range in ages from 18-21 years, UP TO AGE 25. MANHATTAN VILLAGE ACADEMY H.S. - The goal is to familiarize youngsters with careers in hospitals and expose them to professional environments. Students are required to keep a journal of their experiences for the 2 years they are with us. M.O.T.C. - MANHATTAN OCCUPATIONAL TRAINING CENTER - NYEE is a training site for this school which is designed for high school youngsters with special needs. They volunteer five days a week for five hours each day in Food Services, Medical Records and the 7th Floor inpatient unit.New York University.-PRE-MEDICAL students commit to volunteer for one semester and are PLACED IN RECOVERY ROOM, CLINICS, OR PEDIATRIC UNITS.RETIRED SENIOR VOLUNTEER PROGRAM (R.S.V.P.) Program is designed for adults who are retired and interested in volunteering in hospitals, schools and churches. The programs intention is to UTILIZE SKILLS OF OLDER INDIVIDUALS WHILE ACCOMMODATING VISUAL AND MOBILITY PROBLEMS. SAINT NICHOLAS - The Summer Youth Employment program in Brooklyn which runs for 6 weeks beginning in July. BILINGUAL (SPANISH-ENGLISH) TEENAGERS INTERESTED IN HEALTH CAREERS. SCHOOL OF THE FUTURE- High School students are required to volunteer at least one semester for 6 hours each day in the clinics.
	SCHEDULE H, PART V, SECTION B	PURSUANT TO IRS ANNOUNCEMENT 2011-37 DATED JUNE 9, 2011, SCHEDULE H PART V SECTION B WAS MADE OPTIONAL FOR 2010. HOWEVER, DUE TO LACERTE SOFTWARE DESIGN LIMITATIONS THE PROGRAM ERRONEOUSLY COMPLETED SECTION B AND COULD NOT BE OVERRIDDEN. ACCORDINGLY SECTION B SHOULD BE DISREGARDED.
	SCHEDULE H, PART III, LINE 9B (Cont.)	Vendor OutsourcingNew York Eye & Ear uses an outside vendor for follow-up activity on aged accounts. The billing and follow-up managers prepare a file of all accounts meeting these criteria and accounts are then distributed to an outside vendor for follow-up and resolution via FTP. At the time of the referral each account is assigned a vendor collector code enabling the tracking of payment on each account. The billing supervisors create payment reports to ensure that payments are not inappropriately credited to the vendor.Control Objective: To identify accounts to be transferred to outside vendors for follow-up and account resolution.Control Activity: The billing and follow-up managers prepare an account download file for transfer to the outside vendor. The download file includes: Ambulatory Surgery accounts greater than 120 days, Inpatient accounts greater than 120 days, Outpatient accounts greater than 30 days and Referred Ambulatory accounts greater than 30 days.Quality ReviewFormal review of account activity within the billing and follow-up department is not conducted on an account by account basis. Trial balances are assigned to patient accounts staff for account by account review, particularly inpatient and ASU. Outsourcing only occurs if payors have not resolved for payment within the given time frame. Quality reviews are conducted through the regular review of payment and adjustment summary reports. Reports include partial payment and denial payment report.Control Objective: To review account activity on a weekly basis to ensure that staff fulfills written expectations for account resolution.Control Activity: Regular quality reviews are conducted to ensure accuracy and timeliness of account follow-up and resolution.Policies and ProceduresPolicies and procedures exist and are available to staff.Control Objective: Policies and Procedures are documented in writing.Control Activity: Policies and procedures exist and are available to individual staff.Per NYEEIs Policies & Procedures, all patients are treated the sameregardless of financial class, patient status, type of service, etc. We do NOT collect up front for all patients who are presumed to be eligible for CC. Collection is the same for all patients; however, additional assistance and counseling is provided to patients who cannot afford to pay.
	Schedule H, Part I, Question 3	NYEEI utilizes Federal Poverty guidelines (FPG's) to determine eligibility for providing free care (100%) and 400% for providing discounted care to low income individuals who present here (see Part V 11(b)). We do not use an asset test or other threshold, regardless of income, to determine eligibility for free or discounted care for any of our annual 250,000 outpatient encounters. Asset levels are documented and submitted as a requirement or NYS medicaid applications.
	SCHED H, PART III, SECTION A, Q 4(CONT.)	Non Medicare Payments: The New York Health Care Reform Act of 1996, as updated, governs payments to hospitals in New York State. Under this system, hospitals and all non Medicare payers, except Medicaid, workers compensation and no-fault insurance programs, negotiate hospitals payment rates. If negotiated rates are not established, payers are billed at hospitals established charges. Medicaid, workers compensation and no-fault payers pay hospital rates promulgated by the New York State Department of Health on a prospective basis. Adjustments to current and prior years rates for these payers will continue to be made in the future. Effective December 1, 2009 the New York State Department of Health (DOH) updated the data utilized to calculate the NYS DRG service intensity weights (SIWs) in order to utilize more current data in DOH promulgated rates.There are also various other proposals at the Federal and State level that could, among other things, reduce payment rates. The ultimate outcome of these proposals, regulatory changes, and other market conditions cannot presently be determined.Revenue from the Medicare and Medicaid programs accounted for approximately 24% and 9%, respectively, of the Infirmarys net patient service revenue for the year ended December 31, 2010, and 21% and 8%, respectively, of the Infirmarys net patient service revenue for the year ended December 31, 2009.Laws and regulations governing the Medicare and Medicaid programs are extremely complex and subject to interpretation. As a result, there is at least a reasonable possibility that recorded estimates will change by a material amount in the near term. The Infirmarys Medicare cost reports have been audited and finalized by the Medicare fiscal intermediary through December 31, 2007.The Infirmary grants credit without collateral to its patients, most of whom are local residents and are insured under third-party payer arrangements. The mix of receivables (net of contractual allowances, advances from certain third-parties and allowance for doubtful accounts) from patients and third-party payers at December 31, 2010 and 2009 is as follows:
Form 990, Part VI, Line 19	Form 990, Part VI, Line 19: Other Organization Documents Publicly Available	Upon request, the organization will make available only those documents required to be disclosed under the public inspection laws.
Form 990, Part VI, Line 15b	Form 990, Part VI, Line 15b: Compensation Review and Approval Process for Officers and Key Employees	THE CORPORATION UNDERTAKES A RIGOROUS PROCESS TO ENSURE THAT ITS EXECUTIVE COMPENSATION IS REASONABLE. TOWARD THAT END, THE BOARD OF TRUSTEES HAS A COMPENSATION COMMITTEE OF INDEPENDENT PERSONS THAT HAVE NO PERSONAL INTEREST IN ANY PROPOSED COMPENSATION ARRANGEMENT. THE BOARD ENGAGED AN INDEPENDENT COMPENSATION CONSULTANT WHO CONDUCTED INDEPENDENT RESEARCH AND UTILIZED A WIDE RANGE OF INDUSTRY DATA TO DEVELOP COMPARABILITY OR BENCHMARKING DATA FOR APPROPRIATE LEVELS OF COMPENSATION FOR TOP MANAGEMENT OFFICIALS. THE COMPENSATION COMMITTEE, TAKING THE CONSULTANT'S RECOMMENDATIONS UNDER ADVISEMENT, HELD A MEETING AND AT THAT MEETING DETERMINED TO MAKE RECOMMENDATIONS TO THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES THEN CONSIDERED AND APPROVED THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE.
Form 990, Part VI, Line 12c	Form 990, Part VI, Line 12c: Explanation of Monitoring and Enforcement of Conflicts	Compliance officer surveys, reviews and reports to CEO.
Form 990, Part VI, Line 11	Form 990, Part VI, Line 11: Form 990 Review Process	The finance director and CFO undertake a detailed review of the 990. In addition, select board members undertake a review of the organization's Form 990 and then review with the CFO any commentary, observations, and recommendations, as appropriate.
Form 990, Part VI, Line 6	Form 990, Part VI, Line 6: Explanation of Classes of Members or Shareholder	THE NEW YORK EYE AND EAR INFIRMARY'S SOLE CORPORATE MEMBER IS CONTINUUM HEALTH PARTNERS INC.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2010

Additional Data

Software ID:	10000105
Software Version:	2010v3.2

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBullet

Attach to Form 990. MediumBullet

See separate instructions.

OMB No. 1545-0047

2010

Open to Public Inspection

Name of the organization

New York Eye and Ear Infirmary

Employer identification number

13-5562304

Part I

Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)

(a) Name, address, and EIN of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity

Part II

Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled organization
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1) CONTINUUM HEALTH PARTNERS INC 555 WEST 57TH STREET 5TH FL NEW YORK,NY10019 13-3939476	SUPPORT AFFILIATED HOSPITALS	NY	501(C)(3)	11A	N/A		No
(2) NYEEI HOUSING COMPANY INC 317-327 EAST 13TH STREET NEW YORK,NY10003 31-1696826	Provides housing & facilities for employees of the infirmary	NY	501(C)(2)	N/A	N/A	Yes
(3) NEW YORK EYE & EAR INFIRMARY FOUNDATION 310 EAST 14TH STREET NEW YORK,NY10003 13-4012469	PRIVATE NONOPERATING FOUNDATION	NY	501(C)(3)	PF	NA	Yes

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2010

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code VUBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code VUBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership

Schedule R (Form 990) 2010

Page 3

Part V

Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)

Note. Complete line 1 if any entity is listed in Parts II, III or IV.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .

b Gift, grant, or capital contribution to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

c Gift, grant, or capital contribution from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

d Loans or loan guarantees to or for other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

e Loans or loan guarantees by other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

f Sale of assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

g Purchase of assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

h Exchange of assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

i Lease of facilities, equipment, or other assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .

j Lease of facilities, equipment, or other assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

k Performance of services or membership or fundraising solicitations for other organization(s) . . . . . . . . . . . . . . . . . . . . . .

Yes

l Performance of services or membership or fundraising solicitations by other organization(s) . . . . . . . . . . . . . . . . . . . . . .

m Sharing of facilities, equipment, mailing lists, or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

n Sharing of paid employees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

o Reimbursement paid to other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

p Reimbursement paid by other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

q Other transfer of cash or property to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

r Other transfer of cash or property from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of other organization	(b) Transaction type(a-r)	(c) Amount involved	(d) Method of determining amount involved
(1) NYEEI HOUSING COMPANY INC	k	349,668	Cost
(2) NYEEI HOUSING COMPANY INC	j	345,405	Cost
(3) NYEEI HOUSING COMPANY INC	d	333,584	Cost
(4) NEW YORK EYE & EAR INFIRMARY FOUNDATION	c	93,715	Cost
(5)
(6)

Schedule R (Form 990) 2010

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Are all partners section 501(c)(3) organizations?		(e) Share of end-of-year assets	(f) Disproprtionate allocations?		(g) Code VUBI amount in box 20 of Schedule K-1 (Form 1065)	(h) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(e) Share of end-of-year assets	Yes	No	(g) Code VUBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2010

Page 5

Part VII

Supplemental Information

Complete this part to provide additional information for responses to questions on Schedule R (see instructions).

Identifier	Return Reference	Explanation

Additional Data

Software ID:	10000105
Software Version:	2010v3.2

1	Briefly describe the organization’s mission or most significant activities: THE NEW YORK EYE & EAR INFIRMARY WAS ESTABLISHED IN 1820 TO MEET THE EYE CARE NEEDS OF NEW YORKERS, ESPECIALLY THE WORKING POOR.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ....	3	25
4	Number of independent voting members of the governing body (Part VI, line 1b) ....	4	25
5	Total number of individuals employed in calendar year 2010 (Part V, line 2a) ...	5	1,068
6	Total number of volunteers (estimate if necessary) ....	6	588
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ..	7a	0
b	Net unrelated business taxable income from Form 990-T, line 34 ..	7b

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	3,779,151	7,286,802
9	Program service revenue (Part VIII, line 2g) .........	104,561,854	110,544,039
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	141,418	351,718
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	12,673,714	11,049,711
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)...................	121,156,137	129,232,270
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...		0
14	Benefits paid to or for members (Part IX, column (A), line 4) ....		0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	65,921,043	69,824,414
16a	Professional fundraising fees (Part IX, column (A), line 11e)....		89,228
b	Total fundraising expenses (Part IX, column (D), line 25) 421,750
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f)....	54,103,876	54,233,661
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	120,024,919	124,147,303
19	Revenue less expenses. Subtract line 18 from line 12......	1,131,218	5,084,967
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16)............	84,557,831	102,231,731
21	Total liabilities (Part X, line 26)............	43,653,535	56,308,524
22	Net assets or fund balances. Subtract line 21 from line 20 .....	40,904,296	45,923,207

Sign Here

	Signature of officer	Date

	Type or print name and title.

Paid Preparer's Use Only	Preparer's signature	Date	Check if self- employed	Preparer’s taxpayer identification number (see instructions)
	Firm’s name (or yours if self-employed), address, and ZIP + 4			EIN
				Phone no.


4a	(Code: ) (Expenses $ 107,837,758 including grants of $ ) (Revenue $ 119,941,962 )
	THE HIGHEST QUALITY, MOST TECHNOLOGICALLY ADVANCED AND CONSISTENT MULTIDISCRIPLINARY CARE IN A SAFE AND COMFORTABLE ENVIRONMENT PROVIDING AN ONGOING SERIES OF LECTURES, SEMINARS AND HEALTH SCREENINGS DEVELOPMENT OF HIGHLY QUALIFIED, WELL TRAINED PHYSICIAN/SURGEONS THROUGH PROGRAMS OF RESIDENCY TRAINING.New York Eye and Ear Infirmary provided the following services to residents of its local community in 2010: 1,112 In Patient Discharges 30,346 Ambulatory Surgery Visits 62,164 Referred Abulatory Procedures including 1,583 for the sleep center 132,491 Out Patient clinic Visits IN ADDITION, PLEASE REFERENCE WWW.NYEE.EDU FOR OUR CAPABILITIES REPORT AND COMMUNITY INFORMATION REPORT LOCATED UNDER THE GENERAL INFORMATION SECTION OF THE WEBSITE.

4b	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4c	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4d	Other program services. (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses$ 107,837,758

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)............	7,405,273	156,188

				(A) Total revenue	(B) Related or exempt function revenue	(C) Unrelated business revenue	(D) Revenue excluded from tax under sections 512, 513, or 514
1a	Federated campaigns..1a
b	Membership dues....1b
c	Fundraising events....1c
d	Related organizations...1d
e	Government grants (contributions)1e

f	All other contributions, gifts, grants, and similar amounts not included above1f		7,286,802
g	Noncash contributions included in lines 1a-1f:$
h	Total. Add lines 1a-1f.......			7,286,802
			Business Code
2a	PATIENT SERVICES		621,300	110,544,039	110,544,039
b
c
d
e
f	All other program service revenue .
g	Total. Add lines 2a–2f........			110,544,039
3	Investment income (including dividends, interest
	and other similar amounts).....			397,062			397,062
4	Income from investment of tax-exempt bond proceeds..			0
5	Royalties............			0
		(i) Real	(ii) Personal
6a	Gross Rents	1,094,180
b	Less: rental expenses	28,310
c	Rental income or (loss)	1,065,870
d	Net rental income or (loss).......			1,065,870			1,065,870
		(i) Securities	(ii) Other
7a	Gross amount from sales of assets other than inventory	7,811,714
b	Less: cost or other basis and sales expenses	7,857,058
c	Gain or (loss)	-45,344
d	Net gain or (loss)..........			-45,344			-45,344
8a	Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ...
	a
b	Less: direct expenses ...b
c	Net income or (loss) from fundraising events..			0
9a	Gross income from gaming activities. See Part IV, line 19 ...
	a
b	Less: direct expenses ...b
c	Net income or (loss) from gaming activities...			0
10a	Gross sales of inventory, less returns and allowances .
	a
b	Less: cost of goods sold ..b
c	Net income or (loss) from sales of inventory..			0
Miscellaneous Revenue			Business Code
11a	Overhead Recovery		900,099	5,028,962	5,028,962
b	Other Patient Services		900,099	4,368,961	4,368,961
c	Miscellaneous Income		900,099	585,918			585,918
d	All other revenue ....
e	Total. Add lines 11a–11d ......			9,983,841
12	Total revenue. See Instructions....			129,232,270	119,941,962		2,003,506


				(A) Beginning of year		(B) End of year
1	Cashnon-interest-bearing ..........			9,776,613	1	23,048,688
2	Savings and temporary cash investments .......				2	0
3	Pledges and grants receivable, net .........			1,539,210	3	1,368,543
4	Accounts receivable, net .........			11,699,532	4	11,707,610
5	Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
	Schedule L ..........				5	0
6	Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
	Schedule L ..........				6	0
7	Notes and loans receivable, net .............				7	0
8	Inventories for sale or use ..............			1,103,961	8	1,757,197
9	Prepaid expenses and deferred charges ............			1,266,522	9	948,499
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	143,962,937
b	Less: accumulated depreciation. .....	10b	102,349,531	42,150,331	10c	41,613,406
11	Investments—publicly traded securities ..........			8,269,764	11	10,201,322
12	Investments—other securities. See Part IV, line 11 ......				12	0
13	Investments—program-related. See Part IV, line 11 ..			694,000	13	694,000
14	Intangible assets .........				14	0
15	Other assets. See Part IV, line 11 ...........			8,057,898	15	10,892,466
16	Total assets. Add lines 1 through 15 (must equal line 34)...			84,557,831	16	102,231,731
17	Accounts payable and accrued expenses .			39,839,321	17	42,757,071
18	Grants payable ..........				18
19	Deferred revenue ..........				19
20	Tax-exempt bond liabilities ..........				20
21	Escrow or custodial account liability. Complete Part IV of Schedule D..				21
22	Payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........				22
23	Secured mortgages and notes payable to unrelated third parties ..				23
24	Unsecured notes and loans payable to unrelated third parties ....				24
25	Other liabilities. Complete Part X of Schedule D.....			3,814,214	25	13,551,453
26	Total liabilities. Add lines 17 through 25.....			43,653,535	26	56,308,524
	Organizations that follow SFAS 117, check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets .....			25,460,892	27	29,361,044
28	Temporarily restricted net assets .....			9,428,033	28	10,316,411
29	Permanently restricted net assets .....			6,015,371	29	6,245,752
	Organizations that do not follow SFAS 117, check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds .....				30
31	Paid-in or capital surplus, or land, building or equipment fund .....				31
32	Retained earnings, endowment, accumulated income, or other funds				32
33	Total net assets or fund balances .....			40,904,296	33	45,923,207
34	Total liabilities and net assets/fund balances .....			84,557,831	34	102,231,731