Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2010
For calendar year 2010, or tax year beginning 01-01-2010 , and ending 12-31-2010
G
Check all that apply:
Name of foundation
THE ROGER AND ROSEMARY ENRICO FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)3831 TURTLE CREEK BLVD 23B   Room/suite
City or town, state, and ZIP code
DALLAS, TX75219
A Employer identification number

75-2871636
B Telephone number (see page 10 of the instructions)

(214) 526-2401
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$24,530,006J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 7,069,008
2 Check bullet
3 Interest on savings and temporary cash investments 257,701 257,701  
4 Dividends and interest from securities...... 354,592 353,669  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 928,224
b Gross sales price for all assets on line 6a 6,744,075
7 Capital gain net income (from Part IV, line 2)... 928,224
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 100,977 100,977 0
12 Total. Add lines 1 through 11........ 8,710,502 1,640,571 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 26,303 26,303 0 0
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 5,672 5,672 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 391,776 391,563 0 0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 423,751 423,538 0 0
25 Contributions, gifts, grants paid........ 4,031,470 4,031,470
26 Total expenses and disbursements. Add lines 24 and 25 4,455,221 423,538 0 4,031,470
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 4,255,281
b Net investment income (if negative, enter -0-) 1,217,033
c Adjusted net income (if negative, enter -0-)... 0
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2010)
Form 990-PF (2010)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 705,793 1,289,612 1,289,612
3 Accounts receivable bullet1,542
Less: allowance for doubtful accounts bullet   800 1,542 1,542
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 371,995 Click to see attachment106,903 103,080
b Investments—corporate stock (attach schedule)........ 4,488,484 Click to see attachment10,733,102 11,007,295
c Investments—corporate bonds (attach schedule)........ 4,911,745 Click to see attachment1,818,249 1,853,145
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 10,029,175 Click to see attachment12,359,199 10,275,332
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 20,507,992 26,308,607 24,530,006
Liabilities 17 Accounts payable and accrued expenses.......... 95,000 95,000
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 95,000 95,000
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 20,412,992 26,213,607
30 Total net assets or fund balances (see page 17 of the
instructions).................... 20,412,992 26,213,607
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 20,507,992 26,308,607
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 20,412,992
2 Enter amount from Part I, line 27a...................... 2 4,255,281
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 1,548,325
4 Add lines 1, 2, and 3.......................... 4 26,216,598
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 2,991
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.. 6 26,213,607
Form 990-PF (2010)
Form 990-PF (2010)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a GABELLI   2009-12-31 2010-12-31
b GABELLI   2009-12-31 2010-12-31
c J P MORGAN #5000   2009-12-31 2010-12-31
d GOLDMAN SACH 667   2009-12-31 2010-12-31
e GOLDMAN SACH 199   2009-12-31 2010-12-31
CIC ADVANTAGE HOLDINGS P 2009-12-31 2010-12-31
CIC PARTNERS Q LP P 2009-12-31 2010-12-31
K-1 CIC II LP P 2009-12-31 2010-12-31
K-1 CIC II LP SEC 1231 P 2009-12-31 2010-12-31
K-1 CIC ADVANTAGE HOLDINGS SEC 1231 LOSS P 2009-12-31 2010-12-31
K-1 DALE EAST TEXAS MINERALS 2008 LP P 2009-12-31 2010-12-31
K-1 EVERCORE LEXINGTON P 2009-12-31 2010-12-31
K-1 EVERCORE LEXINGTON P 2009-12-31 2010-12-31
K-1 HEDGE STRATEGY FUND P 2009-12-31 2010-12-31
K-1 HEDGE STRATEGY FUND P 2009-12-31 2010-12-31
K-1 HEDGE STRATEGY FUND SEC 1231 P 2009-12-31 2010-12-31
K-1 INTERNATIONAL STRATEGIES FUND P 2009-12-31 2010-12-31
K-1 INTERNATIONAL STRATEGIES FUND P 2009-12-31 2010-12-31
K-1 KA ENERGY PARTNERS P 2009-12-31 2010-12-31
K-1 KA ENERGY PARTNERS SEC 1231 P 2009-12-31 2010-12-31
K-1 KA ENERGY PARTNERS 2006 P 2009-12-31 2010-12-31
K-1 KA ENERGY PARTNERS 2006 P 2009-12-31 2010-12-31
K-1 KA ENERGY PARTNERS 2006 SEC 1231 P 2009-12-31 2010-12-31
K-1 KAYNE ANDERSON MLP FUND P 2009-12-31 2010-12-31
K-1 KAYNE ANDERSON MLP FUND P 2009-12-31 2010-12-31
K-1 KAYNE ANDERSON MLP FUND SEC 1231 P 2009-12-31 2010-12-31
K-1 PECP 2005 P 2009-12-31 2010-12-31
K-1 PECP 2005 P 2009-12-31 2010-12-31
K-1 PECP 2005 SEC 1231 P 2009-12-31 2010-12-31
K-1 PECP 2008 P 2009-12-31 2010-12-31
K-1 RECF P 2009-12-31 2010-12-31
K-1 RECF P 2009-12-31 2010-12-31
K-1 RECF SEC 1231 P 2009-12-31 2010-12-31
K-1 RECF 2005 P 2009-12-31 2010-12-31
K-1 RECF 2005 P 2009-12-31 2010-12-31
K-1 RECF 2005 SEC 1231 P 2009-12-31 2010-12-31
K-1 RECF 2006 P 2009-12-31 2010-12-31
K-1 RECF 2006 P 2009-12-31 2010-12-31
K-1 RECF 2006 SEC 1231 P 2009-12-31 2010-12-31
K-1 RECF 2008 P 2009-12-31 2010-12-31
K-1 RECF 2008 P 2009-12-31 2010-12-31
K-1 TEMF P 2009-12-31 2010-12-31
K-1 TEMF P 2009-12-31 2010-12-31
T ROWE PRICE NEW ASIA FUND P 2009-12-31 2010-12-31
GOLDMAN SACH 668 P 2009-12-31 2010-12-31
K-1 EVERCORE LEXINGTON SEC 1231 P 2009-12-31 2010-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 34,851     34,851
b 4,401     4,401
c 4,844,831   4,279,417 565,414
d 261,543   252,054 9,489
e 1,077,994   940,260 137,734
18,801   104,030 -85,229
817   817 0
1,181     1,181
4,241     4,241
    52 -52
1,456     1,456
    322 -322
31,880     31,880
23,931     23,931
58,588     58,588
    1,935 -1,935
22,250     22,250
44,354     44,354
3,257     3,257
65,454     65,454
    236 -236
    2,335 -2,335
100,415     100,415
    138,221 -138,221
    71,182 -71,182
    2,912 -2,912
    299 -299
18,271     18,271
    5 -5
    4 -4
42     42
    567 -567
    1,477 -1,477
    1,075 -1,075
    3,734 -3,734
    6,743 -6,743
    132 -132
    8,042 -8,042
871     871
8,789     8,789
6,378     6,378
67,072     67,072
33,668     33,668
6,674     6,674
1,678     1,678
387     387
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       34,851
b       4,401
c       565,414
d       9,489
e       137,734
      -85,229
      0
      1,181
      4,241
      -52
      1,456
      -322
      31,880
      23,931
      58,588
      -1,935
      22,250
      44,354
      3,257
      65,454
      -236
      -2,335
      100,415
      -138,221
      -71,182
      -2,912
      -299
      18,271
      -5
      -4
      42
      -567
      -1,477
      -1,075
      -3,734
      -6,743
      -132
      -8,042
      871
      8,789
      6,378
      67,072
      33,668
      6,674
      1,678
      387
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 928,224
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2009 5,039,135 20,452,643 0.246381
2008 2,175,332 26,026,300 0.083582
2007 1,697,092 28,346,244 0.059870
2006 989,625 24,622,052 0.040193
2005 894,919 22,082,819 0.040526
2 Total of line 1, column (d) ...................... 2 0.470552
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.094110
4 Enter the net value of noncharitable-use assets for 2010 from Part X, line 5..... 4 22,507,874
5 Multiply line 4 by line 3....................... 5 2,118,216
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 12,170
7 Add lines 5 and 6......................... 7 2,130,386
8 Enter qualifying distributions from Part XII, line 4.............. 8 4,031,470
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2010)
Form 990-PF (2010)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 12,170
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 12,170
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 12,170
6 Credits/Payments:
a 2010 estimated tax payments and 2009 overpayment credited to 2010 6a 15,545
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 35,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 50,545
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 38,375
11 Enter the amount of line 10 to be: Credited to 2011 estimated taxBullet38,375 Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?.............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletTX
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2010 or the taxable year beginning in 2010 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV...........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTERENCE C SULLIVAN CPA Telephone no.bullet (216) 491-3990
    Located atbullet20820 CHAGRIN BLVD SUITE 300SHAKER HEIGHTSOH ZIP+4bullet44122
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2010?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2010, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2010?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2010 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2010.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2010?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ROGER A ENRICO DIRECTOR
    0.00     		0 0 0
    3831 TURTLE CREEK 23B
    DALLAS,TX75219
    ROSEMARY ENRICO DIRECTOR
    0.00     		0 0 0
    3831 TURTLE CREEK 23B
    DALLAS,TX75219
    AARON J ENRICO DIRECTOR
    0.00     		0 0 0
    3601 GREENBRIAR DRIVE
    UNIVERSITY PARK,TX75225
    TERENCE C SULLIVAN TREASURER
    0.00     		0 0 0
    20820 CHAGRIN BLVD SUITE 300
    SHAKER HEIGHTS,OH44122
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3...........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    10,973,070
    b
    Average of monthly cash balances.......................
    1b
    1,591,441
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    10,286,123
    d
    Total (add lines 1a, b, and c).........................
    1d
    22,850,634
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) Click to see attachment..............
    1e
    2,091,065
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d..........................
    3
    22,850,634
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ............................
    4
    342,760
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    22,507,874
    6
    Minimum investment return. Enter 5% of line 5...................
    6
    1,125,394
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,125,394
    2a
    Tax on investment income for 2010 from Part VI, line 5......
    2a
    12,170
    b
    Income tax for 2010. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    12,170
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,113,224
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4.............................
    5
    1,113,224
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1.................................
    7
    1,113,224
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    4,031,470
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes................................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    4,031,470
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    12,170
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4...............
    6
    4,019,300
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2009     		(c)
    2009     		(d)
    2010
    1 Distributable amount for 2010 from Part XI, line 7 1,113,224
    2 Undistributed income, if any, as of the end of 2010:
    a Enter amount for 2009 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2010:
    a From 2005.......  
    b From 2006.......  
    c From 2007.......  
    d From 2008.......  
    e From 2009....... 4,013,483
    fTotal of lines 3a through e......... 4,013,483
    4Qualifying distributions for 2010 from Part
    XII, line 4: bullet$ 4,031,470
    a Applied to 2009, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2010 distributable amount..... 1,113,224
    e Remaining amount distributed out of corpus 2,918,246
    5 Excess distributions carryover applied to 2010. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 6,931,729
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2009. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2010. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2005 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2011.
    Subtract lines 7 and 8 from line 6a ......     		6,931,729
    10 Analysis of line 9:
    a Excess from 2006....  
    b Excess from 2007....  
    c Excess from 2008....  
    d Excess from 2009.... 4,013,483
    e Excess from 2010.... 2,918,246
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2010, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2010 (b) 2009 (c) 2008 (d) 2007
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADVANCED PLACEMENT STRATEGIES
    325 N ST PAUL STREET SUITE 2900
    DALLAS,TX75201     		NONE 501(C)(3) GENERAL 1,064,850
    AMERICAN PRAIRIE FOUNDATION
    PO BOX 908
    BOZEMAN,MT59771     		NONE 501(C)(3) GENERAL 375,000
    BABSON COLLEGE - BABSON RISING CAMPAIGN
    231 FOREST STREET
    BABSON PARK,MA02457     		NONE 501(C)(3) GENERAL 150,000
    CATHOLIC CHARITIES OF DALLAS INC
    9461 LBJ FREEWAY SUITE 128
    DALLAS,TX75243     		NONE 501(C)(3) GENERAL 1,028,847
    CROSS INTERNATIONAL
    370 W CAMINO GARDENS BLVD
    BOCA RATON,FL33432     		NONE 501(C)(3) GENERAL 200,000
    DALLAS OPERA ENDOWMENT
    2403 FLORA STREET SUITE 500
    DALLAS,TX75201     		NONE 501(C)(3) GENERAL 112,500
    DALLAS THEATRE CENTER
    2400 FLORA STREET
    DALLAS,TX75201     		NONE 501(C)(3) GENERAL 50,000
    ENVIRONMENTAL DEFENSE FUND
    1875 CONNECTICUT AVE NW
    WASHINGTON,DC20009     		NONE 501(C)(3) GENERAL 250,000
    FLOW THROUGH FROM K-1 CIC II LP
    500 CRESCENT COURT SUITE 250
    DALLAS,TX75201     		NONE 501(C)(3) GENERAL 173
    FLOW THROUGH FROM K-1 KA ENERGY PARTNERS
    20820 CHAGRIN BLVD SUITE 300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 9
    FLOW THROUGH FROM K-1 KA ENERGY PARTNERS 2006
    20820 CHAGRIN BLVD SUITE 300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 30
    FLOW THROUGH FROM K-1 KAYNE ANDERSON MLP FUND
    1800 AVENUE OF THE STARS SUITE 200
    LOS ANGELES,CA90067     		NONE 501(C)(3) GENERAL 46
    FLOW THROUGH FROM K-1 PRIVATE EQUITY CAPITAL FUND 2005
    20820 CHAGRIN BLVD SUITE 300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 3
    FLOW THROUGH FROM K-1 REAL ESTATE CAPITAL FUND 2005
    20820 CHAGRIN BLVD SUITE 300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 2
    FLOW THROUGH FROM K-1 REAL ESTATE CAPITAL FUND 2006
    20820 CHAGRIN BLVD SUITE 300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 4
    FLOW THROUGH FROM K-1 REAL ESTATE CAPITAL FUND 2008
    20820 CHAGRIN BLVD SUITE 300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 3
    FLOW THROUGH FROM K-1 REAL ESTATE CAPITAL FUND
    20820 CHAGRIN BLVD SUITE 300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 3
    MADAGASCAR HEALTH
    228 W LEXINGTON ST
    BALTIMORE,MD21201     		NONE 501(C)(3) GENERAL 50,000
    NATIONAL GEOGRAPHIC
    1145 17TH STREET NW
    WASHINGTON,DC20036     		NONE 501(C)(3) GENERAL 750,000
    Total .................................bullet 3a 4,031,470
    bApproved for future payment
    Total ..................................bullet 3b 0
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 257,701  
    4 Dividends and interest from securities....     14 354,592  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....     14 100,580  
    8Gain or (loss) from sales of assets other than inventory     18 928,224  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aST PAUL SECURITY LITIGATION     14 291  
    bAIG SECURITY LITIGATION     14 106  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,641,494 0
    13Total. Add line 12, columns (b), (d), and (e)...................
    131,641,494
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    3 TAX EXEMPT INCOME FROM TOWER EAST MAVERICK AND HEDGE STRATEGY
    3 FUND K-1 EQUALS $923
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash....................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements............................
    1b(4)
     
    No
    (5) Loans or loan guarantees..............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2010)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    OMB No. 1545-0047
    2010
    Name of organization
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
     
    Employer identification number

    75-2871636
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule—
    Special Rules
    ......................... Arrow Bullet   $    
    Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990, or check the box in the heading of its
    Form 990-EZ, or on line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2010)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
    Page 1 of 1 of Part I
    Name of organization
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
          		Employer identification number

    75-2871636
    Part I
    Contributors (see Instructions)
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
    1
     
     

    ROGER A ENRICO    
    3831 TURTLE CREEK BLVD 23B
       
    DALLAS, TX   75219

    		$7,069,008




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is
    a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Aggregate contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is
    a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
    Page 1 of 1 of Part II
    Name of organization
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
          		Employer identification number

    75-2871636
    Part II
    Noncash Property (see Instructions)
    		     
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 219,540 SHARES OF DREAMWORKS ANIMATION SKG, INC COMMON STOCK   $7,069,008 2010-08-04
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
    Page 1 of 1 of Part III
    Name of organization
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
          		Employer identification number

    75-2871636
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    aggregating more than $1,000 for the year. (Complete columns (a) through (e) and the following line entry.)
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2010 GeneralExplanationAttachment
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN: 75-2871636
    Identifier Return Reference Explanation
    PART X, LINE 1E DETAILED EXPLANATION FORM 990-PF, PART X, LINE 1E ASSET DESCRIPTION REDUCTION CLAIMED EXPLANATION HEDGE FUNDS:HEDGE STRATEGY FUND NQP, LLC, $2,433,260 $243,326 SEE ITEM 1 INTERNATIONAL STRATEGIES FUND, 2,177,016 217,702 SEE ITEM 1 KAYNE ANDERSON MLP FUND, LP 2,803,585 280,359 SEE ITEM 1 TOWER EAST MAVERICK, LLC 1,515,948 151,595 SEE ITEM 1CAPITAL GROUP OPPOR. FUND 602,894 542,604 SEE ITEM 1 TOTAL ITEM 1 HEDGE FUNDS 9,532,703 953,270 CIC PARTNERS II 719,605 287,842 SEE ITEM 2 DALE EAST TEXAS MINERALS 2008 44,213 17,685 SEE ITEM 2 EVERCORE-LEXINGTON INVES FUND 232,725 93,090 SEE ITEM 2 KAYNE ANDERSON ENERGY PART. 267,123 106,849 SEE ITEM 2 KAYNE ANDERSON ENERGY PART 2006 308,075 123,230 SEE ITEM 2 PRIVATE EQUITY CAP. FUND 2005 311,352 124,541 SEE ITEM 2 PRIVATE EQUITY CAP. FUND 2008 99,562 39,825 SEE ITEM 2 REAL ESTATE CAPITAL FUND, LLC 52,724 21,090 SEE ITEM 2 REAL ESTATE CAPITAL FUND 2005 219,510 87,804 SEE ITEM 2 REAL ESTATE CAPITAL FUND 2006 310,968 124,387 SEE ITEM 2 REAL ESTATE CAPITAL FUND 2008 260,644 104,258 SEE ITEM 2RED MANGO INC 17,985 7,194 SEE ITEM 2 TOTAL ITEM 2 PRIVATE EQUITY 2,844,486 1,137,794 TOTALS 12,377,189 2,091,065EXPLANATIONS: 1. - PARTNERSHIPS DESIGNATED WITH A 1 ABOVE ARE PRIVATE INVESTMENT PARTNERSHIPS THAT RESTRICT THE ABILITY TO WITHDRAW FUNDS AS WELL AS THE ABILITY TO SELL INTERESTS TO OUTSIDE PARTIES. THEREFORE THESE INVESTMENTS ARE NOT LIQUID ON A DAILY BASIS, AND AS SUCH A 10% DISCOUNT FROM "NET ASSET VALUE" HAS BEEN REFLECTED ABOVE. 2. - PARTNERSHIPS DESIGNATED WITH A 2 ABOVE ARE STAGED PAY-IN INVESTMENTS, WHERE EACH PARTNER COMMITS TO AN AMOUNT WHICH WILL BE FUNDED OVER A PERIOD OF APPROXIMATELY 3-8 YEARS. WHEN THE PARTNERSHIP MANAGER ISSUES A "CAPITAL CALL", PARTNERS ARE REQUIRED TO FUND THEIR PRO RATA SHARE OF THE CALL, UNTIL OVER TIME THEIR ENTIRE COMMITMENT IS FUNDED. INVESTORS HAVE NO RIGHT TO REQUEST A WITHDRAWAL FROM THESE PARTNERSHIPS. WHEN CASH IS GENERATED, THE MANAGING MEMBER OF THE PARTNERSHIP WILL DISTRIBUTE IT AT HIS SOLE DISCRETION. THESE ARE PRIVATE INVESTMENT PARTNERSHIPS WHICH RESTRICT THE SALE OF INTERESTS TO OUTSIDE PARTIES. AS SUCH, THERE IS NO SECONDARY MARKET FOR THESE INVESTMENTS. GIVEN THE LIMITATIONS ON LIQUIDITY, CONTROL, AND MARKETABILITY, A 40% DISCOUNT FROM MARKET VALUE HAS BEEN REFLECTED ABOVE.

    TY 2010 InvestmentsCorpBondsSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN: 75-2871636
    Name of Bond End of Year Book Value End of Year Fair Market Value
    GOLDMAN SACHS (MAIN ACCOUNT) 407,353 408,221
    JP MORGAN - MAIN BROKERAGE (BONDS) 1,410,896 1,444,924

    TY 2010 InvestmentsCorpStockSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN: 75-2871636
    Name of Stock End of Year Book Value End of Year Fair Market Value
    JP MORGAN - GABELLI 2,465,566 3,614,447
    BRANDYWINE FUND 86,578 76,243
    GOLDMAN SACHS (MANAGED EQUITY) 0 0
    T ROWE PRICE 1,023,910 864,298
    JP MORGAN - MAIN BROKERAGE (STOCK) 7,139,063 6,441,516
    RED MANGO INC 17,985 10,791

    TY 2010 InvestmentsGovtObligationsSch
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN: 75-2871636
    US Government Securities - End of Year Book Value:

    106,903
    US Government Securities - End of Year Fair Market Value:

    103,080
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2010 InvestmentsOtherSchedule2
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN: 75-2871636
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CIC II LP AT COST 719,604 431,763
    CIC PARTNERS Q LLC AT COST 0 0
    EVERCORE LEXINGTON AT COST 232,724 139,635
    HEDGE STRATEGY FUND NPQ AT COST 2,433,260 2,189,934
    INTERNATIONAL STRATEGIES FUND AT COST 2,177,016 1,959,314
    KA ENERGY PARTNERS AT COST 267,123 160,274
    KA ENERGY PARTNERS 2006 AT COST 308,075 184,845
    KAYNE ANDERSON MLP FUND AT COST 2,803,585 2,523,227
    PRIVATE EQUITY CAPITAL PARTNERS 2005 AT COST 311,352 186,811
    REAL ESTATE CAPITAL FUND AT COST 52,724 31,634
    REAL ESTATE CAPITAL FUND 2005 AT COST 219,510 131,706
    REAL ESTATE CAPITAL FUND 2006 AT COST 310,968 186,581
    TOWER EAST MAVERICK AT COST 1,515,946 1,364,353
    DALE EAST TEXAS MINERALS 2008 AT COST 44,213 26,528
    CIC ADVANTAGE HOLDINGS AT COST 0 0
    PRIVATE EQUITY CAPITAL PARTNERS 2008 AT COST 99,562 59,737
    REAL ESTATE CAPITAL FUND 2008 AT COST 260,644 156,386
    CAPITAL GROUP OPPORTUNISTIC FUND AT COST 602,893 542,604

    TY 2010 OtherDecreasesSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN: 75-2871636
    Description Amount
    M-1: K-1 NON DEDUCTIBLE EXPENSE 2,991


    TY 2010 OtherExpensesSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN: 75-2871636
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    K-1 INTEREST EXPENSE 111,388 111,388 0 0
    K-1 OTHER DEDUCTIONS 17,143 17,143 0 0
    K-1 PORTFOLIO DEDUCTIONS 140,612 140,612 0 0
    K-1 ROYALTY DEDUCTIONS 77 77 0 0
    K-1 SEC 179 EXPENSE 265 265 0 0
    K-1 SEC 59E EXEPNSE 64,498 64,498 0 0
    BANK FEES 8,749 8,749 0 0
    BOND PREMIUM AMORTIZATION 22,631 22,631 0 0
    K-1 ORDINARY RENTAL LOSS 26,200 26,200 0 0
    K-1 BACKUP WITHHOLDING 213 0 0 0


    TY 2010 OtherIncomeSchedule2
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN: 75-2871636
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 ROYALTY INCOME 3,986 3,986  
    K-1 CANCELLED DEBT 2,108 2,108  
    K-1 OTHER ORDINARY INCOME 94,486 94,486  
    ST PAUL SECURITY LITIGATION 291 291 0
    AIG SECURITY LITIGATION 106 106 0


    TY 2010 OtherIncreasesSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN: 75-2871636
    Description Amount
    M-1: K-1 UNREALIZED G/L 1,216,132
    M-1: K-1 - BOOK/TAX DIFFERENCE 332,193


    TY 2010 OtherProfessionalFeesSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN: 75-2871636
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GABELLI INVESTMENT FEES 21,303 21,303 0 0
    PARAGON ADVISORS 5,000 5,000 0 0


    TY 2010 ReductionExplanationStatement
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN: 75-2871636
    Explanation:
    THE OTHER ASSETS REPRESENT PARTNERSHIP INTERESTS. THESE INVESTMENTS ARE RESTRICTED IN THEIR ABILITY TO WITHDRAW FUNDS OR TO SELL INTERESTS TO OUTSIDE PARTIES. GIVEN THE LIMITATIONS ON LIQUIDITY, CONTROL, AND MARKETABILITY, DISCOUNTS FROM THE MARKET VALUES HAVE BEEN REFLECTED ABOVE.THE FMV OF HEDGE FUND INVESTMENTS BEFORE REDUCTION IS $9,532,703. A 10% DISCOUNT IS CLAIMED WHICH TOTALS $953,270.THE FMV OF PRIVATE EQUITY INVESTMENTS BEFORE REDUCTION IS $2,844,486. A 40% DISCOUNT IS CLAIMED WHICH TOTALS $1,137,794.FOR ADDITIONAL INFORMATION, PLEASE CONTACT J. ZUPEC AT 216-491-3990.

    TY 2010 TaxesSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN: 75-2871636
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE WITHHOLDING 1,012 1,012 0 0
    FOREIGN TAX 4,660 4,660 0 0