| Category | Amount |
|---|---|
| N/A | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| GOLDMAN SACHS TRUST HIGH YIELD FUND INSTITUTIONAL SHS - 40604.328 SHS | 286,825 | 296,412 |
| ISHARES BARCLAYS TIPS BOND FUND - 1649 SHS | 166,159 | 177,300 |
| JPM HIGH YIELD FD - SEL FUND 3580 5.95% - 36159.177 SHS | 272,674 | 294,697 |
| JPM SHORT DURATION BOND FD - SEL FUND 3133 1.12% - 111567.906 SHS | 1,165,885 | 1,223,900 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 4242.21 SHS | 59,900 | 61,342 |
| JPM STR INC OPP FD FUND 3844 2.00% - 9922.945 SHS | 115,900 | 117,388 |
| JPM INTL CURRENCY INCOME FD INCOME FUND 1.74% - 10625.481 SHS | 115,924 | 119,537 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ABBOTT LABORATORIES - 150 SHS | 6,975 | 7,187 |
| ALEXION PHARMACEUTICALS INC - 25 SHS | 1,364 | 2,014 |
| AMAZON COM INC - 35 SHS | 3,344 | 6,300 |
| AMERICAN EXPRESS CO - 50 SHS | 2,118 | 2,146 |
| APACHE CORP - 70 SHS | 6,335 | 8,346 |
| APPLE INC. - 50 SHS | 3,462 | 16,128 |
| BB & T CORP - 75 SHS | 1,217 | 1,972 |
| BAKER HUGHES INC - 70 SHS | 3,560 | 4,002 |
| CVS CAREMARK CORPORATION - 150 SHS | 3,813 | 5,216 |
| CAMPBELL SOUP COMPANY - 75 SHS | 2,731 | 2,606 |
| CARDINAL HEALTH INC - 100 SHS | 2,614 | 3,831 |
| CELGENE CORPORATION - 75 SHS | 3,462 | 4,436 |
| CISCO SYSTEMS INC - 500 SHS | 6,974 | 10,115 |
| CITRIX SYSTEMS INC - 25 SHS | 1,717 | 1,710 |
| COLGATE PALMOLIVE CO - 45 SHS | 3,535 | 3,617 |
| WALT DISNEY CO - 150 SHS | 2,716 | 5,627 |
| DOW CHEMICAL CO - 135 SHS | 3,834 | 4,609 |
| E I DU PONT DE NEMOURS & CO - 195 SHS | 7,100 | 9,727 |
| E M C CORP MASS - 125 SHS | 2,522 | 2,863 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 80 SHS | 2,901 | 9,607 |
| GENERAL ELECTRIC CO - 175 SHS | 2,686 | 3,201 |
| GENERAL MILLS INC - 75 SHS | 1,984 | 2,669 |
| INTERNATIONAL BUSINESS MACHINES CORP - 45 SHS | 3,793 | 6,604 |
| JOHNSON CONTROLS INC - 225 SHS | 3,066 | 8,595 |
| KELLOGG CO - 25 SHS | 1,216 | 1,277 |
| LENNAR CORP - 50 SHS | 774 | 938 |
| LOWES COMPANIES INC - 100 SHS | 2,305 | 2,508 |
| MICROSOFT CORP - 550 SHS | 12,520 | 15,351 |
| MORGAN STANLEY - 125 SHS | 2,733 | 3,401 |
| NATIONAL-OILWELL VARCO INC - 30 SHS | 1,820 | 2,018 |
| NIKE INC B - 40 SHS | 2,331 | 3,417 |
| NORFOLK SOUTHERN CORP - 170 SHS | 6,721 | 10,679 |
| NOVELLUS SYSTEMS INC - 100 SHS | 2,484 | 3,232 |
| OCCIDENTAL PETROLEUM CORP - 90 SHS | 4,200 | 8,829 |
| ORACLE CORP - 250 SHS | 5,643 | 7,825 |
| PACCAR INC - 120 SHS | 3,880 | 6,881 |
| PARKER-HANNIFIN CORP - 15 SHS | 597 | 1,295 |
| PEPSICO INC - 70 SHS | 3,736 | 4,573 |
| PFIZER INC - 590 SHS | 8,230 | 10,331 |
| PROCTER & GAMBLE CO - 160 SHS | 7,166 | 10,293 |
| QUALCOMM INC - 175 SHS | 5,613 | 8,661 |
| T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 11591.504 SHS | 156,598 | 222,325 |
| SPDR S&P 500 ETF TRUST - 1150 SHS | 144,002 | 144,613 |
| SANDISK CORP - 35 SHS | 1,506 | 1,745 |
| SOUTHERN CO - 100 SHS | 2,940 | 3,823 |
| SPRINT NEXTEL CORP - 575 SHS | 2,348 | 2,432 |
| STAPLES INC - 200 SHS | 4,201 | 4,554 |
| STATE STREET CORP - 50 SHS | 1,983 | 2,317 |
| SYSCO CORP - 75 SHS | 2,376 | 2,205 |
| UNITED TECHNOLOGIES CORP - 115 SHS | 6,253 | 9,053 |
| XILINX CORP - 100 SHS | 2,860 | 2,898 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 55 SHS | 2,673 | 4,031 |
| SEMPRA ENERGY - 0 SHS | 1,830 | 1,837 |
| CITIGROUP INC - 1500 SHS | 6,168 | 7,095 |
| WELLS FARGO & CO - 250 SHS | 4,822 | 7,748 |
| BANK OF AMERICA CORP - 475 SHS | 7,511 | 6,337 |
| GOLDMAN SACHS GROUP INC - 40 SHS | 3,482 | 6,726 |
| DEVON ENERGY CORP - 65 SHS | 4,245 | 5,103 |
| EOG RESOURCES INC - 65 SHS | 4,498 | 5,942 |
| HONEYWELL INTERNATIONAL INC - 110 SHS | 4,417 | 5,848 |
| UNITEDHEALTH GROUP INC - 55 SHS | 2,066 | 1,986 |
| VERIZON COMMUNICATIONS INC - 200 SHS | 5,408 | 7,156 |
| COACH INC - 65 SHS | 2,188 | 3,595 |
| US BANCORP DEL - 125 SHS | 2,719 | 3,371 |
| DODGE & COX INTERNATIONAL STOCK - 4325.27 SHS | 102,163 | 154,455 |
| ISHARES RUSSELL MIDCAP INDEX FUND - 700 SHS | 59,630 | 71,225 |
| ADVANCED AUTO PARTS INC - 50 SHS | 1,630 | 3,308 |
| 3M CO - 30 SHS | 2,591 | 2,589 |
| YUM BRANDS INC - 125 SHS | 4,282 | 6,131 |
| COMCAST CORP CL A - 100 SHS | 1,692 | 2,197 |
| FMI FDS INC LARGE CAP FD - 9165.903 SHS | 100,000 | 143,080 |
| CARNIVAL CORPORATION - 75 SHS | 2,602 | 3,458 |
| ARBITRAGE FUNDS - I CL I - 9380.789 SHS | 122,982 | 119,980 |
| GOOGLE INC CL A - 7 SHS | 2,005 | 4,158 |
| WELLPOINT INC - 20 SHS | 1,108 | 1,137 |
| JPM US REAL ESTATE FD - SEL FUND 3037 - 11656.421 SHS | 168,967 | 181,607 |
| JPM INTREPID AMERICA FD - SEL FUND 1206 - 5634.791 SHS | 132,699 | 129,206 |
| JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 12894.772 SHS | 115,924 | 138,748 |
| JPM ASIA 3 FD - SEL FUND 1134 - 3660.133 SHS | 83,449 | 138,646 |
| MANAGERS AMG FUNDS-TIMESSQUARE MID CAP GROWTH FUND - 6375.503 SHS | 88,301 | 88,747 |
| VANGUARD MSCI EMERGING MARKETS ETF - 2494 SHS | 122,464 | 120,076 |
| AT&T INC - 100 SHS | 3,826 | 2,938 |
| STARWOOD HOTELS & RESORTS - 25 SHS | 529 | 1,520 |
| POWERSHARES DB COMMODITY INDEX TRACKING FUND - 2564 SHS | 55,986 | 70,638 |
| MANNING & NAPIER FUND INC 3 SERIES - 5542.359 SHS | 70,000 | 106,801 |
| CME GROUP INC CLASS A COMMON STOCK - 10 SHS | 2,831 | 3,218 |
| EATON VANCE MUT FDS TR GLOBAL MACRO - I - 11882.333 SHS | 123,142 | 122,032 |
| INVESCO LTD - 75 SHS | 1,467 | 1,805 |
| PHILIP MORRIS INTERNATIONAL - 50 SHS | 1,299 | 2,927 |
| GATEWAY FUND - Y - 2236.037 SHS | 57,913 | 58,271 |
| MORGAN STANLEY ARN SPX 5/02/11 - 35000 SHS | 34,300 | 34,589 |
| SPDR GOLD TRUST - 300 SHS | 28,416 | 41,616 |
| DEUTSCHE BK ARN SPX 7/28/11 - 60000 SHS | 58,800 | 64,338 |
| ACE LTD NEW - 45 SHS | 2,001 | 2,801 |
| TYCO INTERNATIONAL LTD - 75 SHS | 2,797 | 3,108 |
| TIME WARNER INC NEW - 333 SHS | 8,001 | 10,713 |
| COVIDIEN PLC - 50 SHS | 1,824 | 2,283 |
| HSBC 18M SPX MKT PLS NOTE 02/10/11 - 20000 SHS | 19,800 | 24,654 |
| MERCK AND CO INC - 235 SHS | 7,310 | 8,469 |
| JPM RESEARCH MARKET NEUTRAL FD - SEL FUND - SEL - 7505.264 SHS | 116,099 | 115,881 |
| HSBC EAFE BREN 02/17/11 - 60000 SHS | 59,400 | 60,492 |
| GS EAFE NOTE 02/08/11 - 60000 SHS | 59,400 | 60,857 |
| HSBC ASIA BREN 02/03/11 - 60000 SHS | 59,400 | 68,418 |
| DB ASIA BREN 03/03/11 - 55000 SHS | 54,450 | 63,994 |
| GS SPX CONT BUFF EQ NOTE 08/18/11 - 55000 SHS | 54,313 | 63,834 |
| CS SPX BREN 04/14/11 - 60000 SHS | 59,400 | 64,092 |
| GS EAFE NOTE 04/25/11 - 60000 SHS | 59,262 | 58,667 |
| MS COMMODITY CPN 04/14/11 - 30000 SHS | 29,700 | 32,100 |
| GS SPX CONT BUFF EQ NOTE 11/21/11 - 60000 SHS | 59,250 | 66,849 |
| NEXTERA ENERGY INC - 50 SHS | 2,476 | 2,600 |
| BARC SPX BREN 07/15/11 - 60000 SHS | 59,400 | 66,090 |
| MS WTI QRN 11/25/11 - 60000 SHS | 60,000 | 60,900 |
| JUNIPER NETWORKS INC - 150 SHS | 2,421 | 5,538 |
| EXXON MOBIL CORP - 200 SHS | 379 | 14,624 |
| METLIFE INC - 100 SHS | 3,153 | 4,444 |
| MARVELL TECHNOLOGY GROUP LTD - 125 SHS | 2,513 | 2,319 |
| PRUDENTIAL FINANCIAL INC - 70 SHS | 2,452 | 4,110 |
| CONOCOPHILLIPS - 100 SHS | 4,759 | 6,810 |
| BIOGEN IDEC INC - 45 SHS | 2,447 | 3,017 |
| BAIDU INC SPONS ADR - 20 SHS | 1,841 | 1,931 |
| TD AMERITRADE HOLDING CORPORATION - 125 SHS | 1,967 | 2,374 |
| MASTERCARD INC - CLASS A - 12 SHS | 2,180 | 2,689 |
| GENERAL MOTORS CO - 105 SHS | 3,684 | 3,870 |
| Description | Amount |
|---|---|
| ROUNDING ADJUSTMENT | 2,891 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| NEW YORK ATTORNEY GENERAL FILING FEE | 250 | 0 | 250 | |
| EXPENSE FROM POWERSHARES DB COMMODITY INDEX TRACKING FUND | 0 | 263 | 0 |
| Description | Amount |
|---|---|
| RETURN OF CAPITAL ADJUSTMENT | 4,408 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES WITHHELD | 1,117 | 1,117 | 0 | |
| ESTIMATED EXCISE TAXES - CURRENT YEAR | 1,259 | 0 | 0 |