Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2010
Open to Public Inspection
A For the calendar year, or tax year beginning 01-01-2010 and ending 12-31-2010
BCheck if applicable:
CName of organization
RUDOLF STEINER FOUNDATION
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
1002A OREILLY AVENUE
 
Room/suite
City or town, state or country, and ZIP + 4
SAN FRANCISCO, CA941290915
D Employer identification number

13-6082763
E Telephone number

G Gross receipts $ 14,633,880
F Name and address of principal officer:
GARY SCHICK
1002A OREILLY AVENUE
SAN FRANCISCO,CA941290915
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.RSFSOCIALFINANCE.ORG
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1936
M State of legal domicile: NY
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: LENDING TO NOT-FOR-PROFIT AND SOCIALLY BENEFICIAL ORGANIZATIONS.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) .... 3 12
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 9
5 Total number of individuals employed in calendar year 2010 (Part V, line 2a) ... 5 31
6 Total number of volunteers (estimate if necessary) .... 6 9
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 5,000
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b 4,000
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 7,396,468 9,914,328
9 Program service revenue (Part VIII, line 2g) ......... 1,200,180 988,559
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... -1,799,573 1,789,496
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 4,507 121,324
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 6,801,582 12,813,707
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 5,028,736 7,330,354
14 Benefits paid to or for members (Part IX, column (A), line 4) .... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 969,419 1,222,755
16a Professional fundraising fees (Part IX, column (A), line 11e).... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet165,607    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 1,749,413 1,751,750
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 7,747,568 10,304,859
19 Revenue less expenses. Subtract line 18 from line 12...... -945,986 2,508,848
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............ 122,933,319 117,590,060
21 Total liabilities (Part X, line 26)............ 75,402,066 65,443,897
22 Net assets or fund balances. Subtract line 21 from line 20 ..... 47,531,253 52,146,163
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid Preparer's Use Only Preparer's
signature
Big Right Arrow
Date
right pointing bullet image Preparer’s taxpayer identification number
(see instructions)
Firm’s name (or yours
if self-employed),
address, and ZIP + 4
Big Right Arrow




EIN right pointing bullet image
Phone no. right pointing bullet image
May the IRS discuss this return with the preparer shown above? (see instructions) .........
For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2010)
Form 990 (2010)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III . . . . . . . . . .
1
Briefly describe the organization’s mission: THE ORGANIZATION'S MISSION IS TO MAKE MONEY AVAILABLE TO INNOVATIVE PROJECTS AND TO FUNDAMENTALLY CHANGE THE WAY THE WORLD WORKS WITH MONEY THROUGH LENDING, GRANT MAKING, ADVISING, PHILANTHROPIC SEVICES, SOCIAL INVESTMENT AND EDUCATIONAL PROGRAMS.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the exempt purpose achievements for each of the organization’s three largest program services by expenses.
Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 9,258,456 including grants of $ 7,330,354 ) (Revenue $ 1,094,068 )
IN 2010 THE RUDOLF STEINER FOUNDATION MADE 380 GRANTS TO A VARIETY OF ORANIZATIONS AND PROJECTS ALIGNED WITH THE FOUNDATION'S CHARITABLE MISSION TO PROMOTE A MORE SUSTAINABLE WORLD.
4b (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services. (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet$ 9,258,456
Form 990 (2010)
Form 990 (2010)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? Click to see attachment........
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part II
.........................
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III........................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete
Schedule D, Part I
Click to see attachment
.......................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IV
Click to see attachment
...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in term, permanent,or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
 
No
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, and program service activities outside the United States? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II..........
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III...................
19
 
No
Form 990 (2010)
Form 990 (2010)
Page 4
Part IV
Checklist of Required Schedules (continued)
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
Did the organization attach its audited financial statement to this return? Note: All Form 990 filers that operate one or more hospitals must attach audited financial statements. .....
20b
 
 
21
Did the organization report more than $5,000 of grants and other assistance to governments and organizations in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
 
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II
........................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor, or a grant selection committee member, or to a person related to such an individual? If “Yes,” complete Schedule L, Part III............... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV
................... Click to see attachment
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I
........................... Click to see attachment
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35
Is any related organization a controlled entity within the meaning of section 512(b)(13)? .....
35
Yes
 
a
Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2010)
Form 990 (2010)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V . . . . . . . . . .
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
110
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
31
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
No
Form 990 (2010)
Form 990 (2010)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI . . . . . . . . . .
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year ..............
1a
12
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
9
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? ..
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Does the organization have members or stockholders? ................
6
 
No
7a
Does the organization have members, stockholders, or other persons who may elect one or more members of the governing body? .........................
7a
 
No
b
Are any decisions of the governing body subject to approval by members, stockholders, or other persons? ..
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Does the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If “Yes,” does the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with those of the organization? ....
10b
Yes
 
11a
Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Does the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ...........................
12b
Yes
 
c
Does the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this is done ....................
12c
Yes
 
13
Does the organization have a written whistleblower policy? ...............
13
Yes
 
14
Does the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line a or b, describe the process in Schedule O. (See instructions.)
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AR , AZ , CA , CO , CT , DC , FL , GA , IL , KS , KY , LA , MA , MD , ME , MI , MN , MS , NC , ND , NH , NJ , NM , NY , OH , OK , OR , PA , RI , SC , TN , VA , WA , WI , WV
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you make these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial statements available to the public.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
THE ORGANIZATION
1002A OREILLY AVENUE
SAN FRANCISCO,CA941290915
(415) 561-3900
Form 990 (2010)
Form 990 (2010)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII . . . . . . . . . .
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (describe hours for related organizations in Schedule O)
(C)
Position (check all that apply)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) MARK A FINSER
CHAIR PERSON
30.00 X   X       168,636 0 35,589
(2) DON SHAFFER
PRESIDENT & CEO
40.00 X   X       253,573 0 39,005
(3) SARA ELLIS CONANT
TRUSTEE
1.00 X           0 0 0
(4) RON ALSTON
TRUSTEE
1.00 X           0 0 0
(5) MARTHA DAETWYLER
LEAD TRUSTEE
1.00 X           0 0 0
(6) SIEGFRIED E FINSER
TRUSTEE
1.00 X           0 0 0
(7) RACHAEL FLUG
TRUSTEE
1.00 X           0 0 0
(8) MARK RETZLOFF
TRUSTEE
1.00 X           0 0 0
(9) JESSICA ROLPH
TRUSTEE
1.00 X           0 0 0
(10) RUSS AGEE
TRUSTEE
1.00 X           0 0 0
(11) NEIL BLOMQUIST
TRUSTEE
1.00 X           0 0 0
(12) SCOTT WILLIAMS
TRUSTEE
1.00 X           0 0 0
(13) JOHN BLOOM
DIR OF ORGANIZATION
40.00     X       117,500 0 34,421
(14) GARY SCHICK
CFO/COO/TREASURER
40.00     X       181,974 0 30,397
(15) BETTE MCDONNELL 510
SECRETARY
40.00     X       62,842 0 10,025
(16) OLIVIA TETER
VP OF BUSINESS DEVELOPMENT
40.00     X       19,295 0 1,932
(17) KATRINA STEFFEK
SECRETARY
40.00     X       74,453 0 10,942
Form 990 (2010)
Form 990 (2010)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (describe hours for related organizations in Schedule O)
(C)
Position (check all that apply)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) THEODORE LEVINSON
LENDING MANAGER
40.00         X   105,000 0 20,964
























1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 983,273 0 183,275
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportable compensation from the organizationMediumBullet5
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization MediumBullet0
Form 990 (2010)
Form 990 (2010)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, gifts, grants and other similar amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d 192,775
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and
similar amounts not included above
1f
9,721,553
g Noncash contributions included in lines 1a-1f:$  
h Total. Add lines 1a-1f.......MediumBullet 9,914,328
 Program Service Revenue Business Code
2a FEE INCOME 525,990 505,854 505,854    
b INTEREST INCOME-BORROW 525,990 450,039 450,039    
c ADVISORY FEES 523,930 32,666 32,666    
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 988,559
 Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 519,980     519,980
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties............MediumBullet        
(i) Real (ii) Personal
6a Gross Rents 10,815  
b Less: rental expenses    
c Rental income or (loss) 10,815  
d Net rental income or (loss).......MediumBullet 10,815     10,815
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 3,089,689  
b Less: cost or other basis and sales expenses 1,820,173  
c Gain or (loss) 1,269,516  
d Net gain or (loss)..........MediumBullet 1,269,516     1,269,516
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a OTHER INCOME FROM PASS 525,990 110,509 105,509 5,000  
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 110,509
12 Total revenue. See Instructions....MediumBullet 12,813,707 1,094,068 5,000 1,800,311
Form 990 (2010)
Form 990 (2010)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the U.S. See Part IV, line 21 5,054,781 5,054,781
2 Grants and other assistance to individuals in the U.S. See Part IV, line 22 108,698 108,698
3 Grants and other assistance to governments, organizations, and individuals outside the U.S. See Part IV, lines 15 and 16 2,166,875 2,166,875
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 424,014 188,984 185,846 49,184
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 545,847 243,284 239,245 63,318
8 Pension plan contributions (include section 401(k) and section 403(b) employer contributions) .... 52,536 23,415 23,027 6,094
9 Other employee benefits ....... 130,873 58,330 57,362 15,181
10 Payroll taxes ........... 69,485 30,969 30,455 8,061
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 58,812   58,812  
c Accounting ........... 90,859   90,859  
d Lobbying ...........        
e Professional fundraising. See Part IV, line 17..    
f Investment management fees ...... 878,206 878,206    
g Other .......... 9,296 4,252 4,483 561
12 Advertising and promotion .... 79,978 36,582 38,573 4,823
13 Office expenses ....... 62,358 28,523 30,075 3,760
14 Information technology ......        
15 Royalties ..        
16 Occupancy ........... 69,071 31,593 33,313 4,165
17 Travel ............ 78,321 35,824 37,774 4,723
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 32,038 14,654 15,452 1,932
20 Interest ........... 115,141 115,141    
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 32,689 14,952 15,766 1,971
23 Insurance .............. 5,089   5,089  
24 Other expenses. Itemize expenses not covered above. (Expenses grouped together and labeled miscellaneous may not exceed 5% of total expenses shown on line 25 below.)
a PROGRAM EXPENSES 209,485 209,485    
b EMPLOYEE EXPENSE 27,346 12,508 13,189 1,649
c MEMBERSHIP & SPONSERSHI 3,061 1,400 1,476 185
d
e
f All other expenses        
25 Total functional expenses. Add lines 1 through 24f 10,304,859 9,258,456 880,796 165,607
26 Joint costs. Check here MediumBullet if following
SOP 98-2 (ASC 958-720). Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation
       
Form 990 (2010)
Form 990 (2010)
Page 11
Part X Balance Sheet
(A)
Beginning of year
(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 1,289,858 1 820,836
2 Savings and temporary cash investments ....... 1,759,393 2 4,183,723
3 Pledges and grants receivable, net ......... 788 3 16,388
4 Accounts receivable, net ......... 4,112 4 23,050
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..........   5  
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L ..........   6  
7 Notes and loans receivable, net ............. 69,149,127 7 68,901,680
8 Inventories for sale or use ..............   8  
9 Prepaid expenses and deferred charges ............ 276,905 9 288,515
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 511,234
b Less: accumulated depreciation. ..... 10b 469,481 69,837 10c 41,753
11 Investments—publicly traded securities .......... 8,739,753 11 8,440,301
12 Investments—other securities. See Part IV, line 11 ...... 41,643,546 12 34,858,719
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets .........   14  
15 Other assets. See Part IV, line 11 ........... 0 15 15,095
16 Total assets. Add lines 1 through 15 (must equal line 34)... 122,933,319 16 117,590,060
Liabilities 17 Accounts payable and accrued expenses . 842,490 17 298,698
18 Grants payable ..........   18  
19 Deferred revenue ..........   19  
20 Tax-exempt bond liabilities ..........   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 138,033 22 130,899
23 Secured mortgages and notes payable to unrelated third parties .. 65,657,543 23 65,014,300
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities. Complete Part X of Schedule D..... 8,764,000 25 0
26 Total liabilities. Add lines 17 through 25..... 75,402,066 26 65,443,897
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 29,805,969 27 33,247,119
28 Temporarily restricted net assets ..... 17,625,284 28 18,799,044
29 Permanently restricted net assets ..... 100,000 29 100,000
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 47,531,253 33 52,146,163
34 Total liabilities and net assets/fund balances ..... 122,933,319 34 117,590,060
Form 990 (2010)
Form 990 (2010)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI . . . . . . . . . .
1
Total revenue (must equal Part VIII, column (A), line 12) . . .
1
12,813,707
2
Total expenses (must equal Part IX, column (A), line 25) . . . . .
2
10,304,859
3
Revenue less expenses. Subtract line 2 from line 1 . . . .
3
2,508,848
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . .
4
47,531,253
5
Other changes in net assets or fund balances (explain in Schedule O) . . . .
5
2,106,062
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) . . . . . .
6
52,146,163
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII . . . . . . . . . .
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?..
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
 
No
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
 
 
Form 990 (2010)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
RUDOLF STEINER FOUNDATION
 
Employer identification number

13-6082763
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization
(ii)
EIN
(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv)
Is the organization in col. (i) listed in your governing document?
(v)
Did you notify the organization in col. (i) of your support?
(vi)
Is the organization in col. (i) organized in the U.S.?
(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") . 7,549,606 11,314,187 13,148,707 7,396,468 9,914,328 49,323,296
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose...... 2,453,074 2,494,470 1,692,860 1,200,180 988,559 8,829,143
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5. 10,002,680 13,808,657 14,841,567 8,596,648 10,902,887 58,152,439
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...           0
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.           0
c Add lines 7a and 7b..           0
8 Public Support (Subtract line 7c from line 6.)           58,152,439
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
9 Amounts from line 6... 10,002,680 13,808,657 14,841,567 8,596,648 10,902,887 58,152,439
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. 523,954 1,897,632 658,813 595,587 530,795 4,206,781
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b. 523,954 1,897,632 658,813 595,587 530,795 4,206,781
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) 5,301 16,651       21,952
13 Total support (Add lines 9, 10c, 11 and 12.). 10,531,935 15,722,940 15,500,380 9,192,235 11,433,682 62,381,172
14
Section C. Computation of Public Support Percentage
15
15
93.220 %
16
16
93.120 %
Section D. Computation of Investment Income Percentage
17
17
6.740 %
18
18
6.840 %
19a
b
20
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2010
Name of organization
RUDOLF STEINER FOUNDATION
 
Employer identification number

13-6082763
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule—
Special Rules
......................... Arrow Bullet   $    
Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990, or check the box in the heading of its
Form 990-EZ, or on line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part I
Name of organization
RUDOLF STEINER FOUNDATION
 
Employer identification number

13-6082763
Part I
Contributors (see Instructions)
     
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part II
Name of organization
RUDOLF STEINER FOUNDATION
 
Employer identification number

13-6082763
Part II
Noncash Property (see Instructions)
     
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part III
Name of organization
RUDOLF STEINER FOUNDATION
 
Employer identification number

13-6082763
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
aggregating more than $1,000 for the year. (Complete columns (a) through (e) and the following line entry.)
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
RUDOLF STEINER FOUNDATION
 
Employer identification number

13-6082763
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ....... 100  
2 Aggregate contributions to (during year) ... 5,926,323  
3 Aggregate grants from (during year) ... 4,466,050  
4 Aggregate value at end of year ....... 20,003,884  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds may be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit. ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a–2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06 ........ 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the taxable year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116, not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116, to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 105,268 100,000 100,000
b Contributions ........      
c Investment earnings or losses ... 1,985 5,268  
d Grants or scholarships .....      
e Other expenditures for facilities
and programs ........
     
f Administrative expenses ....      
g End of year balance ...... 107,253 105,268 100,000
2
Provide the estimated percentage of the year end balance held as:
a
Board designated or quasi-endowment: SchDMd Bullet  
b
Permanent endowment: SchDMd Bullet100.000 %
c
Term endowment: SchDMd Bullet  
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Investments—Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of investment (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............        
d Equipment ................   137,542 127,310 10,232
e Other .................   373,692 342,171 31,521
Total. Add lines 1a-1e. (Column (d) should equal Form 990, Part X, column (B), line 10(c).)........SchDMdBullet 41,753
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests 34,858,719 F
Other








Total. (Column (b) should equal Form 990, Part X, col.(B) line 12.)Small Bullet 34,858,719
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Amount
Federal Income Taxes  








Total. (Column (b) should equal Form 990, Part X, col.(B) line 25.)Small Bullet  
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 12,813,707
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 10,304,859
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 2,508,848
4 Net unrealized gains (losses) on investments .......................... 4 -673,829
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV) ................................. 8 2,779,891
9 Total adjustments (net). Add lines 4 - 8 ............................. 9 2,106,062
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 4,614,910
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 19,830,034
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a -673,829
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV): ............ 2d 8,801,734
e Add lines 2a through 2d ..................... 2e 8,127,905
3 Subtract line 2e from line 1..................... 3 11,702,129
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 5,344
b Other (Describe in Part XIV): ........... 4b 1,106,234
c Add lines 4a and 4b....................... 4c 1,111,578
5 Total Revenue. Add lines 3 and 4c. (This should equal Form 990, Part I, line 12.) ...... 5 12,813,707
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 15,215,124
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV): ............ 2d 7,341,176
e Add lines 2a through 2d...................... 2e 7,341,176
3 Subtract line 2e from line 1..................... 3 7,873,948
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 5,344
b Other (Describe in Part XIV): ............ 4b 2,425,567
c Add lines 4a and 4b....................... 4c 2,430,911
5 Total expenses. Add lines 3 and 4c. (This should equal Form 990, Part I, line 18.) ...... 5 10,304,859
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: TO FULL FILL ORGANIZATION'S MISSION.
PART XI, LINE 8 - OTHER ADJUSTMENTS:   NET INCOME FROM AFFILIATE INCLUDED IN AUDITED FINANCIAL STATEMENTS 1,480,558. BAD DEBT PROVISION 1,480,000. OTHER INTER COMPANY TRANSCATIONS -175,667. ARG INCOME -5,000.
PART XII, LINE 2D - OTHER ADJUSTMENTS:   INCOME FROM AFFILIATES INCLUDED IN FINANCIAL STATEMENTS 10,301,734. GRANT MADE FROM AFFILIATE -1,500,000.
PART XII, LINE 4B - OTHER ADJUSTMENTS:   RENTAL SUBLEASE INCOME 10,815. INTER-COMPANY GIFTS RECEIVED 192,775. INVESTMENT MANAGEMENT FEES 878,206. ORDINARY LOSS FROM CAM, LLC 2,841. CHARITABLE CONTRIBUTIONS FROM LLC 16,597. INCOME FROM ARG 5,000.
PART XIII, LINE 2D - OTHER ADJUSTMENTS:   EXPENSES FROM AFFILIATES INCLUDED IN FINANCIAL STATEMENTS 8,821,176. BAD DEBT PROVISION -1,480,000.
PART XIII, LINE 4B - OTHER ADJUSTMENTS:   RENTAL SUBLEASE INCOME 10,815. INTER-COMPANY INTEREST EXPENSE 17,108. INVESTMENT MANAGEMENT FEES 878,206. ORDINARY LOSS FROM CAM, LLC 2,841. CHARITABLE CONTRIBUTIONS FROM CAM, LLC 16,597. GRANT MADE FROM AFFILIATE 1,500,000.
Schedule D (Form 990) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE F
(Form 990)

Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,
Part IV, line 14b, 15, or 16.
Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
RUDOLF STEINER FOUNDATION
 
Employer identification number

13-6082763
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside the
United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total
expenditures for region/investments
in region
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total .....   0 0
b Total from continuation sheets to Part I ...   0 0
c Totals (add lines 3a and 3b)   0 0
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount of
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
NORTH AMERICA GENERAL OPERATING SUPPORT 13,105 WIRE TRANSFER      
SOUTH ASIA GENERAL OPERATING SUPPORT 43,750 WIRE TRANSFER      
EUROPE GENERAL OPERATING SUPPORT 104,650 WIRE TRANSFER      
EAST ASIA AND THE PACIFIC GENERAL OPERATINS SUPPORT 2,005,370 WIRE TRANSFER      
             
             
             
             
             
             
             
             
             
             
             
             
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
12
3
Enter total number of other organizations or entities ........................MediumBullet
 
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 5
Part V
Supplemental Information
Complete this part to provide the information (see instructions) required in Part I, line 2, and any additional information.
Identifier ReturnReference Explanation
PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:   SCHEDULE F, PART I, LINE 2: ORGANIZATION ONLY MAKES GRANTS TO FOREIGN CHARITABLE EQUIVALENT ORGANIZATIONS. RSF PRACTICES EQUIVALENCY DETERMINATION TO BE SURE THAT FOREIGN ORGANIZATIONS ARE SERVING A CHARITABLE PURPOSE OUTSIDE OF THE U.S. THE ORGANIZATION COLLECTS THEIR ORGANIZATIONAL BYLAWS AND ARTICLES OF INCORPORATION AS WELL AS THEIR GOVERNMENTAL DECREE OR CERTIFICATE EVIDENCING THAT THEY ARE A CHARITABLE ENTITY IN THEIR COUNTRY. RSF ALSO REQUIRES THAT FOREIGN GRANTEES SIGN A FOREIGN GRANT AGREEMENT THAT STATES THAT ALL GRANT FUNDS WILL BE USED FOR CHARITABLE PURPOSES AND MAY NOT BE USED TO INFLUENCE LEGISLATION OR A POLITICAL CAMPAIGN.FOREIGN GRANTEES ARE REQUIRED TO REPORT TO RSF AFTER 6 MONTHS AND EVERY 6 MONTHS THEREAFTER UNTIL THE FULL GRANT HAS BEEN SPENT. RSF REQUIRES A NARRATIVE AS WELL AS A FINANCIAL REPORT ON HOW THE GRANT FUNDS WERE USED.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2010
Additional Data


Software ID:  
Software Version:  



Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
RUDOLF STEINER FOUNDATION
 
Employer identification number
13-6082763
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed
......................... lBullet
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) ART ASSOCIATION OF JACKSONPO BOX 1248
JACKSON,NY83001
74-2547735 501(C)3 10,000       FOR SUPPORT OF A COUNCIL OF PRONGHORN: BEARING WITNESS.
(2) ASPEN GROVE PROJECT2628 OCEAN BLVD
CORONA DEL MAR,CA92625
31-1828091 501(C)3 9,126       FOR SUPPORT OF THE ASPEN GROVE JANUARY 2010 RETREAT AT ST. BENEDICT'S MONASTERY
(3) ASPEN WALDORF FOUNDATION16543 STATE HWY 82
CARBONDALE,CO81623
84-1179460 501(C)3 151,000       FOR GENERAL OPERATIONG SUPPORT.
(4) AUSTIN EURYTHMY ENSEMBLEPO BOX 90425
AUSTIN,TX78709
74-2803335 501(C)3 37,500       FOR SUPPORT OF IM-PULSE.EURYTHMY, INTERNATIONAL EURYTHMY STUDY.
(5) DETROIT WALDORF SCHOOL2555 BURNS AVENUE
DETROIT,MI48214
38-1790921 501(C)3 18,100       FOR SUPPORT OF A SCHOLARSHIP FUND.
(6) GROWING GARDENS3198 NORTH BROADWAY
BOULDER,CO80304
84-1454093 501(C)3 10,000       FOR GENERAL OPERATING SUPPORT.
(7) HAWTHORNE VALLEY ASSOCIATION327 ROUTE 21C
GHENT,NY12075
13-2722428 501(C)3 13,750       FOR SUPPORT OF THE CENTER FOR SOCIAL AND ENVIRONMENTAL RESPONSIBILITY'S
(8) PROXY DEMOCRACY INC1539 CAMBRIDGE STREET 2
CAMBRIDGE,MA02139
20-8729026 501(C)3 22,973       FOR ANDREW EGGARS PAY, EREWARDS AND REIMBURSEMENT.
(9) RAINFOREST ACTION NETWORK221 PINE STREET 500
SAN FRANCISCO,CA94104
94-3045180 501(C)3 8,500       FOR GENERAL OPERATING SUPPORT.
(10) AMERICAN COMMITTEE FOR THE WEIZMANN INSTITUTE1762 WESTWOOD BLVD SUITE 410
LOS ANGELES,CA90024
13-1623886 501(C)3 50,250       FOR SUPPORT OF SCHOLARSHIP FUND
(11) SHADE TREE MULTICULTURAL FOUNDPO BOX 72205
LOS ANGELES,CA90002
95-4618711 501(C)3 12,000       FOR SUPPORT OF ORLAND BISHOP'S WORK.
(12) SLOW MONEY320 WASHINGTON STREET
BROOKLINE,MA02445
26-4282320 501(C)3 52,000       FOR GENERAL OPERATING SUPPORT.
(13) RUDOLF STEINER FELLOWSHIP FOUNDATION241 HUNGRY HOLLOW ROAD
SPRING VALLEY,NY10977
13-6146945 501(C)3 10,679       FOR GENERAL OPERATING SUPPORT.
(14) SHINING MOUNTAIN WALDORF SCHOOL999 VIOLET AVE
BOULDER,CO80304
74-2249366 501(C)3 11,890       FOR GENERAL OPERATING SUPPORT.
(15) AMERICAN HIMALAYAN FOUNDATION909 MONTGOMERY ST 400
SAN FRANCISCO,CA94133
94-2951480 501(C)3 10,000       FOR GENERAL OPERATING SUPPORT.
(16) AMERICAN SOCIETY FOR TECHNION870 MARKET STREET 800
SAN FRANCISCO,CA94104
13-0434195 501(C)3 40,000       FOR GENERAL OPERATING SUPPORT.
(17) ANEWAMERICA COMMUNITY CORP1918 UNIVERSITY AVE 3A
BERKELEY,CA94704
94-3342658 501(C)3 27,500       FOR GENERAL OPERATING SUPPORT.
(18) ANTHROPOSOPHICAL SOCIETY IN AMERICA1923 GEDDES AVENUE
ANN ARBOR,MI48104
13-1628147 501(C)3 20,000       FOR GENERAL OPERATING SUPPORT.
(19) BAY AREA CENTER FOR WALDORF TEACHER TRAININGPO BOX 2228
SAUSALITO,CA94966
94-3399888 501(C)3 17,000       FOR GENERAL OPERATING SUPPORT.
(20) BUCKMINSTER FULLER INSTITUTE181 NORTH 11TH STREET
BROOKLYN,NY12121
95-3273023 501(C)3 5,000       FOR GENERAL OPERATING SUPPORT.
(21) CHARTER FOUNDATIONPO BOX 1260
SEBASTOPOL,CA95473
94-3314538 501(C)3 12,771       FOR GENERAL OPERATING SUPPORT.
(22) CENTER FOR ANTHROPOSOPHYPO BOX 545
WILTON,NH10970
04-3341510 501(C)3 37,000       FOR GENERAL OPERATING SUPPORT.
(23) GREEN AMERICA1612 K STREET NW 600
WASHINGTON,DC20006
52-1660746 501(C)3 146,000       FOR GENERAL OPERATING SUPPORT.
(24) COLLECTIVE HERITAGE INSTITUTE6 CERRO CIRCLE
LAMY,NM87540
85-0432731 501(C)3 130,000       FOR GENERAL OPERATING SUPPORT.
(25) DANE COUNTY TIMEBANK2210 FORDEM AVE 150
MADISON,WI53704
20-3307122 501(C)3 70,000       FOR GENERAL OPERATING SUPPORT.
(26) GREYSTON FOUNDATION21 PARK AVENUE
YONKERS,NY10703
13-3717310 501(C)3 20,000       FOR GENERAL OPERATING SUPPORT.
(27) FOUNDATION FOR THE PEOPLE225 BUSH ST 590
SAN FRANCISCO,CA94104
94-3375666 501(C)3 9,000       FOR GENERAL OPERATIONG SUPPORT.
(28) FRIENDS OF CRAFT INC1392 DITTEMORE ROAD
GOSPORT,IN47433
35-2112461 501(C)3 550,000       FOR GENERAL OPERATIONG SUPPORT.
(29) GEORGE RIVER LAND TRUST8 NORTH MAIN STREET
ROCKLAND,ME04841
01-0424837 501(C)3 25,000       FOR GENERAL OPERATIONG SUPPORT.
(30) GLOBAL FUND FOR WOMEN222 SUTTER STREET 500
SAN FRANCISCO,CA94108
77-0155782 501(C)3 7,500       FOR GENERAL OPERATIONG SUPPORT.
(31) GREEN PEACE FUND702 H STREET NW SUITE 300
WAHSINGTON,DC20001
52-1541501 501(C)3 5,000       FOR GENERAL OPERATIONG SUPPORT.
(32) GREEN MAP SYSTEMS175 RIVINGTON 1D
NEW YORK,NY10002
13-4062364 501(C)3 25,000       FOR GENERAL OPERATIONG SUPPORT.
(33) GREEN OAKS OF AGRICULTUREAL TRUSTPO BOX 138
DAVENPORT,CA95017
02-0780452 501(C)3 12,306       FOR SUPPORT OF EDUCATIONAL PROGRAMMING ACTIVITIES & GENERAL OPERATING SUPPORT.
(34) HOUR EXCHANGE PORTLAND85 GRANT STREET
PORTLAND,ME04101
01-0496955 501(C)3 10,500       FOR GENERAL OPERATING SUPPORT.
(35) HOUSATONIC VALLEY SCHOOL40 DODGINGTOWN ROAD
NEWTOWN,CT06470
06-1310050 501(C)3 25,222       FOR SUPPORT OF STUDENT SCHOLARSHIPS.
(36) INSPIRE USA FOUNDATION657 MISSION STREET 507
SAN FRANCISCO,CA94105
26-1253350 501(C)3 10,000       FOR GENERAL OPERATING SUPPORT.
(37) MAINE ORGANIC FARMERS AND GARDNERS ASSOCIATIONPOBOX 170
UNITY,ME04988
01-6048322 501(C)3 15,000       FOR GENERAL OPERATING SUPPORT.
(38) MARINE COMMUNITY FOUNDATION5 HAMILTON LNDG 200
NOVATO,CA94949
94-3007979 501(C)3 21,200       FOR SUPPORT OF THE NEW LEADERS SCHOLARSHIP FUND.
(39) ORGANIC CENTER FOR EDUCATION AND PROMOTIONPO BOX 20513
BOULDER,CO02825
02-0626006 501(C)3 10,500       FOR GENERAL OPERATING SUPPORT.
(40) SUSTAIN DANE222 S HAMILTON ST 1
MADISON,WI53703
43-1953180 501(C)3 120,000       GENERAL OPERATING SUPOORT.
(41) TANGLEWOOD CAMP & LEARNING CENTER1 TANGLEWOOD ROAD
LINCOLNVILLE,ME04849
01-0533472 501(C)3 75,000       SUPPORT OF BLUEBERRY COVE CAMP;WITH $50,000 FOR STAFFING AND $25,000 DISCRETIONARY.
(42) THRESHOLD FOUNDATIONPOBOX 29903
SAN FRANCISCO,CA94129
13-3028214 501(C)3 50,000       FOR GENERAL OPERATING SUPPORT AND SUPPORT OF POOL AND FUNDING CIRCLES.
(43) TIME DOLLAR INSTITUTE5500 39TH ST
WASHINGTON,DC20015
52-1950242 501(C)3 60,500       FOR GENERAL OPERATING SUPPORT.
(44) TUCSON WALDORF EDASSOCIATION3349 E PRESIDIO AVENUE
TUCSON,AZ85716
86-0729122 501(C)3 80,407       FOR GENERAL OPERATING SUPPORT.
(45) UNIVERSITY OF COLORADO FOUNDATION4740 WALNUT STREET
BOULDER,CO80301
84-6049811 501(C)3 10,000       FOR GENERAL OPERATIONG SUPPORT.
(46) WALDORF SCHOOL OF MENDOCINO6280 3RD STREET
CALPELLA,CA95418
94-2358610 501(C)3 10,000       FOR GENERAL OPERATIONG SUPPORT.
(47) WISDOM AND HEALING FOUNDATION407 FAIR STREET
PETALUMA,CA94952
20-5354915 501(C)3 9,000       FOR GENERAL OPERATIONG SUPPORT.
(48) WOODLAND STAR EDUCATIONAL FOUNDATIONPO BOX 53
SONOMA,CA95476
68-0458267 501(C)3 12,201       FOR SUPPORT OF PURCHASING KINDERGARTEN FURNISHINGS.
(49) WORLD WILDLIFE FUND1250 24TH STREET NW
WASHINGTON,DC20037
52-1693387 501(C)3 25,000       FOR SUPPORT OF TWO SCHOLARSHIPS FOR THE GIRL'S SCHOLARSHIP PROGRAM.
(50) YOUTH FOR ENVIRONMENTAL SANITY420 BRONCO ROAD
SOQUEL,CA95073
77-0467495 501(C)3 30,000       FOR SUPPORT OF ART IN ACTION
(51) AAMTA5909 SE DIVISION ST
PORTLAND,OR97206
56-1992032 501(C)3 5,000       FOR SUPPORT OF ATHENA TRAINING IN DENTAL EURYTHMY.
(52) ASSOCIATION OF WALDRF SCHOOLS OF NORTH AMERICA2344 NICOLLECT AVENUE S
MINNEAPOLIS,MN55404
23-2083226 501(C)3 14,277       FOR A MATCHING GRANT FOR THE ANNUAL APPEAL.
(53) BALLE1715 ELLIS ST
BELLINGHAM,WA98225
20-1544255 501(C)3 15,000       FOR GENERAL OPERATING SUPPORT
(54) BE PRESENT4151 MEMORIAL DRIVE
DECATUR,GA30032
58-1981535 501(C)3 33,000       FOR GENERAL OPERATING SUPPORT
(55) CANAL ALLIANCE91 LARKSPUR STREET
SAN RAFAEL,CA94901
94-2832648 501(C)3 5,000       FOR GENERAL OPERATING SUPPORT
(56) COMMUNITY ENVIRONMENTAL LEGAL DEFENSE FUNDPO BOX 2106
CHAMBERSBURG,PA17201
25-1760934 501(C)3 41,000       FOR GENERAL OPERATING SUPPORT
(57) CENTER FOR MEDIA AND DEMOCRACY520 UNIVERSITY AVE
MADISON,WI53703
39-1777402 501(C)3 10,000       FOR GENERAL OPERATING SUPPORT
(58) CENTER FOR MIND BODY MEDICINE5225 CONNECTICUT AVE NW
WASHINGTON,DC20018
52-1755744 501(C)3 10,000       FOR GENERAL OPERATING SUPPORT
(59) CHARLOTTE MAXWELL COMPLEMENTARY CLINIC610 16TH STREET 426
OAKLAND,CA94612
94-3116456 501(C)3 10,000       FOR GENERAL OPERATING SUPPORT
(60) CHRIST UNITED METHODIST CHURCH3295 MEADE AVENUE
SAN DIEGO,CA92116
95-1756412 501(C)3 5,000       FOR SUPPORT OF HAITI RELIEF: ICOLOGY SHELTER FUND.
(61) CITASLOW SONOMA VALLEYPO BOX 335
SONOMA,CA95476
27-1496603 501(C)3 5,500       FOR SUPPORT OF IMPLICATIONS FOR REPLICATION.
(62) COMMUNITY FOOD3830 SE DIVISION
PORTLAND,OR90294
06-1495135 501(C)3 7,185       FOR SUPPORT OF THE FOOD SOVEREIGNTY PRIZE.
(63) CONGRESSIONAL CHURCH OF WESTMINSTER WEST44 CHURCH STREET
PUTNEY,VT05346
501(C)3 5,000       FOR SUPPORT OF HUMAN NEED.
(64) CORPORATE ACCOUNTABILITY INTERNATIONAL10 MILK STREET SUITE 610
BOSTON,MA02108
41-1322686 501(C)3 5,000       FOR SUPPORT OF VALUE MEAL.
(65) COMMUNITY SERVICES AGENCY204 STIERLIN RD
MOUNTAIN VIEW,CA94043
94-1422465 501(C)3 7,833       FOR GENERAL OPERATING SUPPORT
(66) CROSSROAD RESOURCE CENTER7415 HUMBOLDT AVENUES
MINNEAPOLIS,MN55423
23-7206815 501(C)3 7,500       FOR SUPPORT OF BELO HORIZONTE URBAN FOOD TOUR.
(67) FOUNDATION FOR THE CHAPEL OF SACRED MIRRORS46 DEER HILL ROAD
WAPPINGER FALLS,NY12590
11-3350104 501(C)3 5,000       FOR GENERAL OPERATING SUPPORT
(68) ENVIRONMENTAL WORKING GROUP1436 U ST NEW STRE 100
WASHINGTON,DC20009
52-2148600 501(C)3 5,000       FOR SUPPORT OF THE MEAT EATER'S GUIDE
(69) EARTH ISLAND INSTITUTE2150 ALLSTON WAY STE 460
BERKELEY,CA94704
94-2889684 501(C)3 5,000       FOR SUPPORT OF WOMEN'S EARTH ALLIANCE.
(70) FAMILY PLANNING ASSOCIATION OF MAINEPO BOX 587
AUGUSTA,ME04332
01-0317679 501(C)3 25,000       FOR GENERAL OPERATING SUPPORT
(71) EURYTHMY SPRING VALLEY285 HUNGRY HOLLOW ROAD
CHESTNUT RIDGE,NY10977
13-6196291 501(C)3 29,000       FOR GENERAL OPERATING SUPPORT
(72) FRIENDS OF KAKAMEGA51 HUNTER ROAD
FREEPORT,ME04032
56-2385938 501(C)3 10,000       FOR GENERAL OPERATING SUPPORT
(73) FRIENDS OF DAVID SHELDRICK WILDLIFE TRUSTONE INDIANA SQUARE STE 2800
INDIANAPOLIS,IN46204
30-0224549 501(C)3 8,000       FOR GENERAL OPERATING SUPPORT
(74) GIRLS WRITE NOW520 EIGHT AVE STE 2020
NEW YORK,NY10018
54-2115054 501(C)3 20,000       FOR GENERAL OPERATING SUPPORT
(75) GLOBAL CITIZEN YEAR251 RHODE ISLAND ST
SAN FRANCISCO,CA94103
26-3161342 501(C)3 55,000       FOR GENERAL OPERATING SUPPORT
(76) GLOBAL FOOTPRINT NETWORK312 CLAY STREET
OAKLAND,CA94607
73-1672982 501(C)3 5,000       FOR GENERAL OPERATING SUPPORT
(77) GREEN MEADOW WALDORF SCHOOL307 HUNGRY HOLLOW ROAD
CHESTNUT RIDGE,NY10977
13-6192691 501(C)3 5,000       FOR GENERAL OPERATING SUPPORT
(78) GREEN FOR ALL1611 TELEGRAPH AVE
OAKLAND,CA94612
26-1140201 501(C)3 10,000       FOR GENERAL OPERATING SUPPORT
(79) INSTITUTE FOR LOCAL SELF RELIANCE1513 5TH ST SE
MINNEOPOLIS,MN55414
23-7394104 501(C)3 5,000       FOR GENERAL OPERATING SUPPORT
(80) INTERNATINAL CENTER FOR TRADITIONAL CHILDBEARINGPO BOX 11923
PORTLAND,OR97211
91-1837139 501(C)3 10,000       FOR GENERAL OPERATING SUPPORT
(81) LANCASER INVESTMENT IN A VIBRANT ECONOMYPO BOX 509
LANCASTER,PA17608
20-1243414 501(C)3 5,100       FOR GENERAL OPERATING SUPPORT
(82) JUST FOOD208 E 51ST STREET
NEW YORK,NY10022
06-1555759 501(C)3 11,500       FOR GENERAL OPERATING SUPPORT
(83) MANAV SADHNA1916 PASTORAL LANE
HANOVER PARK,IL60133
36-3954234 501(C)3 5,000       FOR SUPPORT OF WISDOM CRAFTS.
(84) MAINE INITIATIVESPO BOX 2248
AUGUSTA,ME04338
01-0484310 501(C)3 30,000       FOR GENERAL OPERATING SUPPORT
(85) MOTION250 C STREET
SAN RAFAEL,CA94901
51-0137210 501(C)3 10,000       FOR GENERAL OPERATING SUPPORT
(86) NATURE CONSERVANCY4245 NORTH FAIRFAX DRIVE 100
ARLINGTON,VA22203
53-0242652 501(C)3 30,000       FOR GENERAL OPERATING SUPPORT
(87) PACHAMAMA ALLIANCEPO BOX 29191
SAN FRANCISCO,CA94129
94-3249793 501(C)3 30,000       FOR GENERAL OPERATING SUPPORT
(88) PARTNERS IN HEALTHPO BOX 845578
BOSTON,MA02284
04-3567502 501(C)3 7,000       FOR GENERAL OPERATING SUPPORT
(89) PLEASANT RIDGE WALDORF SCHOOL431 EAST COURT STREET
VIROQUA,WI54665
95-3308553 501(C)3 6,400       FOR GENERAL OPERATING SUPPORT
(90) RAINWATER RENEWAL FOUNDATION333 WASHINGTON AVE N 300
MINNEAPOLIS,MN55401
26-1585758 501(C)3 5,000       FOR GENERAL OPERATING SUPPORT AND A MATCHING GRANT
(91) OLOHANA INCPO BOX 1216
HONOKAA,HI96727
26-2989826 501(C)3 40,000       FOR GENERAL OPERATING SUPPORT
(92) SAKHTI FOUNDATION1507 LONE OAK CIRCLE
FAIRFIELD,IA99999
42-1512070 501(C)3 5,000       TO PRODUCE A MODEL OF THE BENCHMARK, ROUGH DESIGN OF THE WEBSITE
(93) PARAIRIE HILL WALDORF SCHOOLN14 W29143 SILVERNAIL ROAD
PEWAUKEE,WI53072
39-1578689 501(C)3 10,000       FOR SUPPORT OF TWO SCHOOLS IN ECUADOR
(94) POSITIVE FUTURES NETWORK284 NE MADRONA WAY
BAINBRIDGE ISLAND,WA98110
91-1715916 501(C)3 15,000       FOR GENERAL OPERATING SUPPORT
(95) POST CARBON INSTITUTE500 N MAIN STREET
SEBASTOPOL,CA95472
65-1208462 501(C)3 10,000       FOR GENERAL OPERATING SUPPORT
(96) RESTAURANT OPPORTUNITIES CENTER OF NEW YORK275 SEVENTH AVENUE 1703
NEW YORK,NY10001
03-0522321 501(C)3 5,000       FOR GENERAL OPERATING SUPPORT
(97) REGENTS UNIVERSITY OF MICHINGAN SCHOOL OF NRE440 CHURCH STREET
ANN ARBOR,MI48109
38-6006309 501(C)3 57,591       FOR GENERAL OPERATING SUPPORT
(98) SEMINARY OF THE CHRISTIAN COMMUNITY-CHICAGOPO BOX 25603
CHICAGO,IL60625
35-2181804 501(C)3 14,000       FOR GENERAL OPERATING SUPPORT
(99) SOUND CIRCLE EURYTHMYPO BOX 11285
BOULDER,CO98030
20-4928546 501(C)3 7,500       FOR SUPPORT OF FINANCIAL AID
(100) STONE CIRCLES6602 NICKS ROAD
MEBANE,NC27032
56-2122586 501(C)3 10,000       FOR GENERAL OPERATING SUPPORT
(101) SOCIETY FOR THE RECOGNITITION OF ARTPO BOX 5008
BERKELEY,CA94705
94-3251894 501(C)3 6,000       FOR GENERAL OPERATING SUPPORT
(102) SUMMERFIELD WALDORF SCHOOL655 WILLOWSIDE ROAD
SANTA ROSA,CA95401
94-2248359 501(C)3 5,100       FOR GENERAL OPERATING SUPPORT AND THERAPY SCHOOL
(103) SPIRIT ROCK MEDITATION CENTERPO BOX 169
WOODACRE,CA94973
94-2971001 501(C)3 46,750       FOR GENERAL OPERATING SUPPORT
(104) TAMARACK COMMUNITY SCHOOL1150 EAST BRADY STREET
MILWAUKEE,WI53202
39-1861906 501(C)3 6,000       FOR GENERAL OPERATING SUPPORT
(105) TARA INSTITUTE4180 NINETEENTH STREET
BOULDER,CO90304
84-1274823 501(C)3 55,000       FOR GENERAL OPERATING SUPPORT
(106) VERMONT SUSTAINABLE EXCHANGE168 NORTH CHAMPLAIN ST
BURLINGTON,VT05401
26-0516100 501(C)3 27,000       FOR SUPPORT OF THE CREATION OF THE PILOT PROJECT.
(107) WISCONSIN COMMUNITY FUND1202 WILLIAMSON STREET
MADISON,WI53703
39-1398124 501(C)3 15,000       FOR GENERAL OPERATING SUPPORT
(108) YGGDRASIL LAND FOUNDATION INC1002A OREILLY ST
SAN FRANCISCO,CA94129
94-3372213 501(C)3 20,000       FOR GENERAL OPERATION SUPPORT.
(109) GUIDE DOGS OF AMERICA13445 GLENOAKS BLVD
SYLMAR,CA91342
95-1586088 501(C)3 5,000       FOR GENERAL OPERATING SUPPORT.
(110) HARDBROOK SCHOOL193 BAY ROAD
HADLEY,MA01035
04-2734173 501(C)3 15,000       FOR SUPPORT OF SCHOLARSHIP FUND.
(111) LIVEOAK WALDORF SCHOOL410 CROTHER ROAD
MEADOW VISTA,CA95722
94-2429431 501(C)3 8,000       FOR SUPPORT OF THE EURYTHMY PROGRAM.
(112) THE CATHEDRAL CHURCH OF STJOHN THE DIVINE1047 AMSTERDAM AVENUE
NEW YORK,NY10025
13-1623934 501(C)3 8,500       FOR THE SUPPORT OF THE CATHERAL AND CLIMATE CHANGE
(113) THE ELIB INC2343 W22ND STREET
FREMONT,MI49412
20-0631312 501(C)3 5,000       FOR GENERAL OPERATING SUPPORT.
(114) THE NATION INSTITUTE116 E 16TH STREET 9TH FLOOR
NEW YORK,NY10003
13-6216903 501(C)3 5,000       FOR SUPPORT OF THE FOOD AND ENIVRONMENTAL REPORTING NETWORK.
(115) THE NATURE INSTITUTE169 ROUTE 21C
GHENT,NY12075
14-1803390 501(C)3 35,000       FOR SUPPORT OF THE CAPITAL CAMPAIGN BUILDING PROJECT.
(116) THIRD SECTOR NEW ENGLAND89 SOUTH STREET SUITE 700
BOSTON,MA02111
04-2261109 501(C)3 25,000       FOR SUPPORT OF THE CARROT PROJECT.
(117) THREEFOLD EDUCATION FUND260 HUNGRY HOLLOW ROAD
CHESTNUT RIDGE,NY10977
13-6196291 501(C)3 10,000       FOR SUPPORT OF PRODUCTION OF THE SOUL'S PROBATION.
(118) TIDES CENTERPO BOX 29907
SAN FRANCISCO,CA94129
94-3213100 501(C)3 20,250       FOR SUPPORT OF HONOR THE EARTH.
(119) TRISKELES FOUNDATION707 EAGLEVIEW BLVD 205
EXTON,PA13185
75-3023740 501(C)3 13,185       FOR GENERAL OPERATIONG SUPPORT.
2
Enter total number of section 501(c)(3) and government organizations ......................... Bullet Image
 
3
Enter total number of other organizations ................................ . Bullet Image
 
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2010

Schedule I (Form 990) 2010
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance
(1) GRANTS WERE PROVIDED TO 5 INDIVIDUALS FOR VARIOUS RESEARCH, PROJECT AND PROGRAM SUPPORT 5 108,698      













Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: EACH GRANT RECIPIENTS REQUIRED TO SUBMIT A REPORT WITHIN ONE YEAR FROM WHEN THE GRANT WAS DISBURSED. EACH GRANT REQUIRES THE VERIFICATION OF ELIGIBILITY AND DUE DILIGENCE. ORGANIZATION OBTAINS A COPY OF THE ORGANIZATION'S 501 C (3) DETERMINATION LETTER OR EQUIVALENT INFORMATION. FOR GRANTEES RECEIVING LESS THAN $10,000 OF GRANTS REQUIRED TO SUBMIT A COPY OF ANNUAL REPORT AND A COPY OF MOST RECENT FINANCIAL STATEMENT WITH A NEWS LETTER OR SOME OTHER NARRATIVE OF THE WORK. FOR GRANTEES RECEIVING MORE THAT $10,000 OF GRANTS REQUIRED TO SUBMIT A NARRATIVE AND AN EXPENDITURE REPORT FOR THE GRANT FUNDS. THE EXPENDITURE REPORT SHOULD CLEARLY DESCRIBE HOW THE GRANT FUNDS HAVE BEEN SPENT.
Schedule I (Form 990) 2010


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
RUDOLF STEINER FOUNDATION
 
Employer identification number

13-6082763
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement orprovision of all the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
 
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regs. section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 if additional space needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, line 1a.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported in prior
Form 990 or
Form 990-EZ
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) MARK A FINSER (i)
(ii)
168,636
0
0
0
0
0
16,316
0
19,273
0
204,225
0
0
0
(2) DON SHAFFER (i)
(ii)
253,573
0
0
0
0
0
17,389
0
21,616
0
292,578
0
0
0
(3) JOHN BLOOM (i)
(ii)
117,500
0
0
0
0
0
8,225
0
26,196
0
151,921
0
0
0
(4) GARY SCHICK (i)
(ii)
181,974
0
0
0
0
0
12,738
0
17,659
0
212,371
0
0
0












Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
Schedule J (Form 990) 2010

Additional Data


Software ID:  
Software Version:  
Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
RUDOLF STEINER FOUNDATION
 
Employer identification number

13-6082763
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
(1) NEIL BLOMQUIST
TO INVEST IN SIF'S MISSION RELATED PROJECTS
X   20,000 21,466   No   No Yes  
(2) MARK FINSER
TO INVEST IN SIF'S MISSION RELATED PROJECTS
X   20,941 39,153   No   No Yes  
(3) BETTE MCDONNELL
TO INVEST IN SIF'S MISSION RELATED PROJECTS
X   3,000 4,366   No   No Yes  
(4) ESTHER PARK
TO INVEST IN SIF'S MISSION RELATED PROJECTS
X   2,000 2,297   No   No Yes  
(5) GARY SCHICK
TO INVEST IN SIF'S MISSION RELATED PROJECTS
X   3,600 2,540   No   No Yes  
(6) DONALD SHAFFER
TO INVEST IN SIF'S MISSION RELATED PROJECTS
X   1,400 3,871   No   No Yes  
(7) RON ALSTON
TO INVEST IN SIF'S MISSION RELATED PROJECTS
X   3,000     No   No Yes  
(8) SIEGFRIED FINSER
TO INVEST IN SIF'S MISSION RELATED PROJECTS
X   56,544 55,883   No   No Yes  
(9) JESSICA CROLICK ROLPH
TO INVEST IN SIF'S MISSION RELATED PROJECTS
X   2,000 0   No   No Yes  
(10) SARA ELLIS CONANT
TO INVEST IN SIF'S MISSION RELATED PROJECTS
X   1,000 1,323   No   No Yes  
Total ...............Small Bullet $ 130,899
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2010
Schedule L (Form 990 or 990-EZ) 2010
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) MARK A FINSER OFFICER/CHAIR PERSON 39,326 MARK FINSER IS ALSO A CHAIR PERSON OF NEW RESOURCE BANK. ORGANIZATION HAS BANK ACCOUNTS AND PARTICIPATION LOAN A/C WITH THIS BANK   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
RUDOLF STEINER FOUNDATION
 
Employer identification number

13-6082763
Part I
Types of Property
(a)
Check if applicable
(b)
Number of Contributions or items contributed
(c)
Contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 21 747,203 FAIR MARKET VALUE
10 Securities—Closely held stock . X 1 2,933,000 VALUATION STUDY BY CBIZ
11 Securities—Partnership, LLC,
or trust interests ....
       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
...
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell non-cash
contributions? ............................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2010
Schedule M (Form 990) 2010
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33. Also complete this part for any additional information.
Identifier Return Reference Explanation
Schedule M (Form 990) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
RUDOLF STEINER FOUNDATION
 
Employer identification number

13-6082763
Identifier Return Reference Explanation
THE ORGANIZATION'S MISSION STATEMENT PART III, LINE 1 AS A NOT-FOR-PROFIT PUBLIC FOUNDATION, RUDOLF STEINER FOUNDATION (RSF) CREATES SOCIAL BENEFIT THROUGH INNOVATIVE APPROACHES TO WORKING WITH MONEY THAT REFLECT THE HIGHEST ASPIRATIONS OF THE HUMAN SPIRIT. RSF FOSTERS RELATIONSHIPS, COLLABORATION, AND COMMUNITY BUILDING AS THE BASIS FOR THE MOVEMENT OF MONEY AND THE CULTIVATION OF LIVING ECONOMIES. RSF IS DEDICTAED TO USING THE TOOLS OF FINANCE TO BRING ABOUT POSITIVE, REAL-WORLD CHANGE. OUR GOAL IS TO MAKE MONEY AVAILABLE TO INNOVATIVE PROJECTS AND TO FUNDATMENTALLY CHANGE THE WAY THE WORLD WORKS WITH MONEY. TO FURTHER THIS MISSION, RSF CARRIES OUT ITS SERVICES ON A WORLDWIDE BASIS THROUGH PHILANTHROPIC SERVICES, SOCIAL INVESTMENT, LENDING, GRANT MAKING, ADVISING, AND EDUCATIONAL PROGRAMS. WE FUND BUSINESSES AND ORGANIZATIONS DEVOTED TO DRIVING ENTIRE INDUSTRIES TO IMPROVE THE WORLD, FROM COMPLEMENTARY CURRENCY INITIATIVES TO COMMUNITY-SUPPORTED AGRICULTURE PROGRAMS THAT RETURNS FARMS, LEGALLY AND SPIRITUALLY, TO THE COMMUNITY. OUR THREE FOCUS AREAS - FOOD & AGRICULTURE, EDUCATION & THE ARTS, AND ECOLOGICAL STEWARDSHIP - CONSIDER THE LONG-TERM IMPACT OUR INVESTMENTS HAVE ON THE MARKET AS A WHOLE, AND THE PEOPLE AND PLACES AFFECTED BY OUR INVESTMENTS IN PARTICULAR.
FORM 990, PART VI, SECTION A, LINE 2   MARK FINSER (CHAIRMAN) AND SIEGFRIED FINSER (BOARD MEMBER) -HAS FATHER/SON RELATIONSHIP.
FORM 990, PART VI, SECTION B, LINE 11   AUDIT COMMITTEE WILL REVIEW THE COMPLETED FORM 990 PRIOR TO ITS FILING.
  FORM 990, PART VI, SECTION B, LINE 12C PRIOR TO RSF BOARD OR COMMITTEE ACTION ON A CONTRACT, A COVERED PERSON WHO HAS A CONFLICT OF INTEREST WILL DISCLOSE ALL MATERIAL FACTS TO THE TRUSTEES. A COVERED PERSON WHO HAS A CONFLICT OF INTEREST IS PERMITTED TO ATTEND BOARD MEETINGS BUT HAS NO RIGHT TO VOTE IN BOARD MEETING RELATED TO THAT TRANSACTION.
  FORM 990, PART VI, SECTION B, LINE 15 ORGANIZATION HAS A BOARD COMPENSATION COMMITTEE. COMMITTEE MEMBERS DISCUSS THE COMPENSATION FOR CEO, EXECUTIVE DIRECTOR AND KEY EMPLOYEES IN THE COMMITTEE MEETING. THE COMMITTEE UTILIZES COMPARABILITY DATA FROM OTHER EXEMPT ORGANIZATIONS AND AN OUTSIDE CONSULTANT IN DETERMINING COMPENSATION. ALL MEETINGS OF THE COMPENSATION COMMITTEE ARE DOCUMENTED CONTEMPORANEOUSLY.
  FORM 990, PART VI, SECTION C, LINE 19 ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE GENERAL PUBLIC IN THE ORGANIZATION'S NEWSLETTER AND UPON REQUEST.
CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -673,829. NET INCOME FROM AFFILIATE INCLUDED IN AUDITED FINANCIAL STATEMENTS 1,480,558. BAD DEBT PROVISION 1,480,000. OTHER INTER COMPANY TRANSCATIONS -175,667. ARG INCOME -5,000. TOTAL TO FORM 990, PART XI, LINE 5: 2,106,062.
AUDIT COMMITTEE RESPONSIBILITY FORM 990, PART XII, LINE 2C THE ORGANIZATION HAS AN AUDIT COMMITTEE THE ROLE OF WHICH IS TO 1) REVIEW THE YEAR END FINANCIAL STATEMENTS, 2) WORK WITH THE CHIEF FINANCIAL OFFICER TO ADDRESS ANY AUDIT RECOMMENDATIONS OR RELATED FINDINGS, 3) TO MEET WITH AUDITORS TO REVIEW THE AUDIT REPORT, AND 4) TO APPROVE THE AUDIT REPORT.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
RUDOLF STEINER FOUNDATION
 
Employer identification number

13-6082763
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income



(e)
End-of-year assets


(f)
Direct controlling
entity









(1) RSF MEZZANINE MANAGEMENT LLC
1002A OREILLY AVENUE
SAN FRANCISOC,CA94129
26-3080387
GP OF MEZZANINE INVESTMENT FUND DE 31,962 503,183 RSF CAPITAL MANAGEMENT INC
 










Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section



(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled organization
Yes No
(1) RSF SOCIAL INVESTMENT FUND

1002A OREILLY AVENUE

SAN FRANCISCO,CA94129
36-4385559
LENDING AND INVESTING CA 501 C(3) LINE 11 RUDOLF STEINER FOUNDATION
 
 
No
(2) RSF GLOBAL COMMUNITY FUND

1002A OREILLY AVENUE

SAN FRANCISCO,CA94129
94-3396165
SUPPORTING ORGANIZATION FOR RSF CA 501 C(3) LINE 11 RUDOLF STEINER FOUNDATION
 
 
No










For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No
(1) RSF CHARITABLE ASSET MANAGEMENT LLC

1002A OREILLY AVENUE
SAN FRANCISCO,CA94129
20-2430499
MANAGEMENT OF PHILANTHROPIC FUNDS CA  
RELATED ORGANIZATION 2,380,720 31,159,351   No     No  
(2) RSF MEZZANINE FUND LP

1002A OREILLY AVENUE
SAN FRANCISCO,CA94129
26-3080457
MANAGEMENT OF MEZZANINE INVESTMENT FUND DE  
RELATED ORGANIZATION 31,962 205,160   No     No  










Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



(b)
Primary activity



(c)
Legal domicile
(state or
foreign
country)
(d)
Direct controlling
entity


(e)
Type of entity
(C corp, S corp,
or trust)

(f)
Share of total income



(g)
Share of
end-of-year
assets

(h)
Percentage
ownership


(1) RSF SOCIAL ENTERPRISE INC
1002A OREILLY AVENUE
SAN FRANCISCO,CA94129
26-0663311
ORIGINATING AND ACQUIRING LOANS TO SOCIALLY BENEFICIAL FOR -PROFIT ENTITIES CA RSF SOCIAL INVESTMENT FUND INC
 
C      
(2) RSF CAPITAL MANAGEMENT INC
1002A OREILLY AVENUE
SAN FRANCISCO,CA94129
26-3080292
MANAGING FOR-PROFIT ACTIVITIES ON BEHALF OF RSF DE RUDOLF STEINER FOUNDATION INC
 
C     100.000 %










Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
Yes
 
f Sale of assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Performance of services or membership or fundraising solicitations for other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations by other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Sharing of facilities, equipment, mailing lists, or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of paid employees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Reimbursement paid to other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid by other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Other transfer of cash or property to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization
(b)
Transaction
type(a-r)
(c)
Amount involved
(d)
Method of determining amount involved
(1) CAPITAL CONTRIBUTION TO RSF CHARITABLE ASSET MANAGAGEMENT LLC

B 4,214,396  
(2) RSF CHARITABLE ASSET MANAGEMENT LLC

A 501,121  
(3) GIFTS FROM RSF GLOBAL COMMUNITY FUND

C 192,775  
(4) RSF GLOBAL COMMUNITY FUND

M 18,555  
(5) RSF GLOBAL COMMUNITY FUND

N 120,481  
(6) RSF GLOBAL COMMUNITY FUND

P 164,908  
(7) RSF SOCIAL INVESTMENT FUND

M 23,732  
(8) RSF SOCIAL INVESTMENT FUND

N 492,745  
(9) RSF SOCIAL INVESTMENT FUND

P 642,951  
(10) LOANS FROM RSF SOCIAL INVESTMENT FUND

E 8,598,615  
(11) RSF SOCIAL ENTERPRISE INC

N 912,153  
(12) RSF CAPITAL MANAGEMENT INC

D 500,796  
(13) DISTRIBUTIONS FROM RSF CHARITABLE ASSET MANAGEMENT LLC

R 5,399,442  
(14) RSF CHARITABLE ASSET MANAGEMENT LLC

E 2,949,046  
(15) RSF SOCIAL ENTERPRISE INC

D 5,241,013  
(16) RSF CHARITABLE ASSET MANAGEMENT LLC

D 587,804  
(17) RSF CAPITAL MANAGEMENT INC

N 214,335  
(18) RSF CAPITAL MANAGEMENT INC

M 92,005  
(19) RSF SOCIAL ENTERPRISE INC

M 194,555  
(20) RSF GLOBAL COMMUNITY FUND

D 88,294  
(21) RSF SOCIAL INVESTMENT FUND

B 1,500,000  
(22) RSF CHARITABLE ASSET MANAGEMENT LLC

R 5,399,442  
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Are all
partners
section
501(c)(3)
organizations?
(e)
Share of
end-of-year
assets
(f)
Disproprtionate allocations?
(g)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065)
(h)
General or
managing
partner?
Yes No Yes No Yes No






























Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
Additional Data


Software ID:  
Software Version: