Department of the Treasury Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
Attach to Form 990 or Form 990-EZ. See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
CAMPAIGN FOR TOBACCO-FREE KIDS
Employer identification number
52-1969967
Part I
Reason for Public Charity Status
(All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f
If the organization received a written determination from the IRS that it is a Type I, Type II or Type III supporting organization, check this box
..................................................
g
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization?
................
11g(i)
(ii)
a family member of a person described in (i) above?
......................
11g(ii)
(iii)
a 35% controlled entity of a person described in (i) or (ii) above?
................
11g(iii)
h
Provide the following information about the supported organization(s).
(i) Name of supported organization
(ii) EIN
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv) Is the organization in col. (i) listed in your governing document?
(v) Did you notify the organization in col. (i) of your support?
(vi) Is the organization in col. (i) organized in the U.S.?
(vii) Amount of support?
Yes
No
Yes
No
Yes
No
Total
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the
organization failed to qualify under Part III. If the organization fails to
qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in)
(a) 2006
(b) 2007
(c) 2008
(d) 2009
(e) 2010
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
13,175,347
12,270,469
28,003,233
6,985,364
18,951,795
79,386,208
2
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3
The value of services or facilities furnished by a governmental unit to the organization without charge..
4
Total. Add lines 1 through 3..
13,175,347
12,270,469
28,003,233
6,985,364
18,951,795
79,386,208
5
The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included
on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
62,884,569
6
Public Support. Subtract line 5 from line 4.
16,501,639
Section B. Total Support
Calendar year(or fiscal year beginning in)
(a) 2006
(b) 2007
(c) 2008
(d) 2009
(e) 2010
(f) Total
7
Amounts from line 4..
13,175,347
12,270,469
28,003,233
6,985,364
18,951,795
79,386,208
8
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
265,098
336,271
414,381
260,727
114,814
1,391,291
9
Net income from unrelated business activities, whether or not the business is regularly carried on..
10
Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..
2,203
70,387
72,590
11
Total support (Add lines 7 through 10).
80,850,089
12
Gross receipts from related activities, etc. (See instructions.)
..................
12
566,152
13
First Five Years
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here..........................................
Section C. Computation of Public Support Percentage
14
Public Support Percentage for 2010 (line 6 column (f) divided by line 11 column (f))
.........
14
20.410 %
15
Public Support Percentage for 2009 Schedule A, Part II, line 14
...............
15
32.823 %
16a
33 1/3% support test—2010.
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
......................
b
33 1/3% support test—2009.
If the organization did not check the box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
.....................
17a
10%-facts-and-circumstances test—2010.
If the organization did not check a box on line 13, 16a, or 16b and line 14
is 10% or more, and if the organization meets the "facts and circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts and circumstances" test. The organization qualifies as a publicly supported
organization
..................................................
b
10%-facts-and-circumstances test—2009.
If the organization did not check a box on line 13, 16a, 16b, or 17a and line
15 is 10% or more, and if the organization meets the "facts and circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts and circumstances" test. The organization qualifies as a publicly supported organization
..............................................
18
Private Foundation
If the organization did not check a box on line 13, 16a, 16b, 17a or 17b, check this box and see
instructions
...................................................
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization
failed to qualify under Part II. If the organization fails to qualify under
the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in)
(a) 2006
(b) 2007
(c) 2008
(d) 2009
(e) 2010
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2
Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3
Gross receipts from activities that are not an unrelated trade or business under section 513..
4
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5
The value of services or facilities furnished by a governmental unit to the organization without charge..
6
Total. Add lines 1 through 5.
7a
Amounts included on lines 1, 2, and 3 received from disqualified persons...
b
Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c
Add lines 7a and 7b..
8
Public Support (Subtract line 7c from line 6.)
Section B. Total Support
Calendar year (or fiscal year beginning in)
(a) 2006
(b) 2007
(c) 2008
(d) 2009
(e) 2010
(f) Total
9
Amounts from line 6...
10a
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b
Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c
Add lines 10a and 10b.
11
Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
13
Total support (Add lines 9, 10c, 11 and 12.).
14
First Five Years
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.............................................
Section C. Computation of Public Support Percentage
15
Public Support Percentage for 2010 (line 8 column (f) divided by line 13 column (f))
.........
15
16
Public support percentage from 2009 Schedule A, Part III, line 15
...............
16
Section D. Computation of Investment Income Percentage
17
Investment income percentage for 2010 (line 10c column (f) divided by line 13 column (f))
......
17
18
Investment income percentage from 2009 Schedule A, Part III, line 17
.............
18
19a
33 1/3% support tests—2010.
If the organization did not check the box on line 14, and line 15 is more than 33 1/3% and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
..........
b
33 1/3% support tests—2009.
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
....
20
Private Foundation
If the organization did not check a box on line 14, 19a or 19b, check this box and see instructions
.....
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 4
Part IV
Supplemental Information.
Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
Explanation
THE ORGANIZATION SATISFIES THE FACTS & CIRCUMSTANCES TEST FOR PUBLIC CHARITY STATUS. IN 2010, THE ORGANIZATION MAINTAINED AN ONGOING DEVELOPMENT PROGRAM DESIGNED TO SECURE CONTRIBUTED INCOME FROM INDIVIDUALS, FOUNDATIONS, CORPORATIONS AND OTHER ORGANIZATIONS. THE ORGANIZATION SOLICITED MAJOR GIFTS THROUGH PERSONAL SOLICITATION; CONDUCTED A SERIES OF DIRECT MARKETING ACTIVITIES (I.E. DIRECT MAIL, E-MAIL); HOSTED A MAJOR FUNDRAISING EVENT; AND SUBMITTED WRITTEN PROPOSALS AND REQUESTS FOR SUPPORT. IN ADDITION, THE ORGANIZATION MAINTAINS AN ACTIVE PRESENCE ON THE INTERNET AND THROUGH SOCIAL MEDIA TO RECRUIT DONORS AND SOLICIT DONATION. THESE EFFORTS PRODUCED OVER 1,300 GIFTS FROM ALMOST 550 DONORS. FURTHER, THE ORGANIZATION SATISFIES THE FACTS AND CIRCUMSTANCES TEST BECAUSE ITS MISSION IS TO PROTECT THE PUBLIC'S HEALTH BY REDUCING THE DEATH AND DISEASE CASUED BY TOBACCO USE. THE WORK THAT IT DOES BENEFITS THE GENERAL PUBLIC - WHETHER THEY USE TOBACCO OR NOT. FINALLY, THE BOARD OF DIRECTORS IS BROADLY REPRESENTATIVE OF THE PUBLIC AND WORKS TO ENSURE THAT THE ORGANIZATION'S PROGRAMS EFfECTIVELY ADVANCE THE ORGANIZATION'S MISSION. THE DECREASE IN REPORTED PUBLIC SUPPORT IN 2010 (20.41%) COMPARED TO 2009 (32.82%) IS THE RESULT OF A TWO YEAR GRANT AWARDED BY ONE CONTRIBUTOR IN 2010.
Schedule A (Form 990 or 990-EZ) 2010
Additional Data
Software ID:
Software Version:
-
TIN:
SCHEDULE O (Form 990 or 990-EZ)
Department of the Treasury Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
CAMPAIGN FOR TOBACCO-FREE KIDS
Employer identification number
52-1969967
Identifier
Return Reference
Explanation
PART III, LINE 4A
International Programs Educated the American public, health officials, policy makers, and a variety of domestic and in-country non-profits about the need for international tobacco control efforts and the domestic and global significance of the World Health Organization's Framework Convention on Tobacco Control, promoted advocacy efforts in support of tobacco control policies that reduce tobacco use in low and middle income countries, provided a wide range of assistance to those working on policy advocacy campaigns, including strategic planning, campaign implementation, communications and media outreach, policy research and legal drafting analysis, sponsored a Judy Wilkenfeld Award for International Tobacco Control Excellence to support up-and-coming international advocates who have made a major contribution to reducing tobacco use.
PART III, LINE 4B
Advocacy and Technical Assistance Provided extensive technical information and assistance to organizations at the national, state and local levels; sponsored a grant program for state and locally-based charities to support new efforts to reduce tobacco use by children; maintained relationships with policy-makers at the federal level to promote public health-oriented policies. Research Conducted secondary and primary research to support organization-wide advocacy and communication efforts; implemented message development and testing for communications, monitoring public opinion, policy analysis and producing information on tobacco industry marketing practices and their effects; developed and refined organization-wide research strategies and tactics; created fact sheets, briefing papers and media materials .
PART III, LINE 4C
Public Information and Communications Planned and executed a comprehensive public education campaign disseminating timely, up-to-date information to the media and general public regarding tobacco use by children, primarily via media relations and advertising; sponsored a grant program for state and locally-based charities to conduct education advertising; sponsored a national "Kick Butts Day" program to involve school-aged children in efforts to prevent the sale and marketing of tobacco products to kids; and sponsored a national "Youth Advocates of the Year" awards program, including a "Youth Advocacy Symposium" where current and past award winners participate in advocacy events and training.
PART III, LINE 4D
CONSTITUENT RELATIONS & OUTREACH MAINTAINED AND EXPANDED RELATIONSHIP WITH 140 PARTNER ORGANIZATIONS; ENGAGED IN ADVOCATES IN SUPPORT OF THE CAMPAIGN'S ACTIVITIES, SPONSORED A GRANT PROGRAM FOR FAITH-RELATED ORGANIZATIONS THAT ARE NOT NORMALLY INVOLVED IN THE TOBACCO CONTROL MOVEMENT IN ORDER TO SUPPORT NEW EFFORTS TO PROTECT CHILDREN FROM TOBACCO USE.
PART VI, SECTION A, LINE 8B
No Committees are authorized to act on behalf of the Board.
PART VI, SECTION B, LINE 11
The Finance & Administration staff, in consultation with our outside accounting firm, prepare the 990 form each year. Additionally, the organization's counsel reviews the form 990. Once it is completed and approved by the Vice-President for Finance & Administration and the President, it is presented to the Finance Committee of the Board of Directors (which includes the Treasurer) along with key underlying data and records. The Finance Committee is given ready access to relevant staff as well as the accounting firm in the event that the Committee has questions or wants to review any data or records that were not initially provided. The Board Members are provided a copy of the form 990 prior to it being submitted to the IRS.
PART VII, SECTION B, LINE 12
The Campaign for Tobacco-Free Kids has a formal, written conflict of interest policy for staff that is periodically reviewed and, as needed, updated and revised. The written policy is periodically distributed to all staff and board members, and always distributed when any significant changes are made. All new staff members and new board members are given a copy of the written staff conflicts of interest policy, and it is included in the employee manual and is available on the Campaign's internal computer network. The conflict of interest policy clearly states that staff must disclose any of their existing or planned activities that might constitute a conflict of interest and that the Campaign reserves the right to take any reasonable action to resolve a conflict situation, including the possible termination of an employee. A written conflict of interest policy for board members and related procedures has been completed and approved by the Board.
PART VI, SECTION B, LINE 15
Executive Compensation: The President's compensation is reviewed and approved annually by the Compensation Committee that is comprised of four Board Members who work at similar organizations and are familiar with comparable compensation for similarly qualified individuals. The Compensation Committee evaluates the performance of the President annually and makes recommendations to the Board on salary increases based on performance and the average rate of inflation. Compensation is considered and approved in an executive session by the full Board of Directors. The Board also reviews the salaries of the Executive Management Team. The President reviews the Executive Management Team's performance and compensation and makes recommendations to the Board of Directors on their salary increases based on the average rate of inflation. Periodically, the compensation of the executive management team is reviewed to ensure that compensations are in line with similarly qualified individuals in comparable positions at other non-profit organizations.
PART VI, SECTION C, LINE 17
AL, AK, AZ, AR, CA, CO, CT, DC, FL, GA, IL, KS, KY, ME, MD, MA, MI, MN, MS, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, VA, WA, WV, WI.
PART VI, SECTION C, LINE 19
articles of incorporation and annual report ARE available by public filing and/or UPON request.
Part XI, Line 5
Unrealized Gain on Investment (3900)
HOURS DEVOTED FOR RELATED ORGANIZATION
FORM 990 PART VII
NAME:Matthew L. Myers TITLE:President HOURS:15
HOURS DEVOTED FOR RELATED ORGANIZATION
FORM 990 PART VII
NAME:Jacqueline M. Bolt TITLE:VP of F&A and Board Treasurer HOURS:15
HOURS DEVOTED FOR RELATED ORGANIZATION
FORM 990 PART VII
NAME:Daniel E. McGoldrick TITLE:VP of research and Board Sec. HOURS:1
HOURS DEVOTED FOR RELATED ORGANIZATION
FORM 990 PART VII
NAME:Yolonda Richardson TITLE:VP of International Programs HOURS:4
HOURS DEVOTED FOR RELATED ORGANIZATION
FORM 990 PART VII
NAME:Patricia A. Lambert TITLE:Director Intl Legal Consortium HOURS:34
HOURS DEVOTED FOR RELATED ORGANIZATION
FORM 990 PART VII
NAME:Anne J. Ford TITLE:VP of Federal Relations HOURS:16
HOURS DEVOTED FOR RELATED ORGANIZATION
FORM 990 PART VII
NAME:Peter H. Fisher TITLE:VP of State Issues HOURS:2
HOURS DEVOTED FOR RELATED ORGANIZATION
FORM 990 PART VII
NAME:John M. Keightley TITLE:VP of Development HOURS:1
HOURS DEVOTED FOR RELATED ORGANIZATION
FORM 990 PART VII
NAME:Patricia Sosa TITLE:Director, Latin America Team HOURS:4
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.