Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
AICHER FAMILY FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)2 JUNIPER LANE   Room/suite
City or town, state, and ZIP code
FALMOUTH, ME04105
A Employer identification number

06-1398331
B Telephone number (see page 10 of the instructions)

(207) 899-1990
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$7,454,080J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 191,117 191,115  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 193,366
b Gross sales price for all assets on line 6a 7,593,313
7 Capital gain net income (from Part IV, line 2)... 193,366
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 114 114  
12 Total. Add lines 1 through 11........ 384,597 384,595  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 698     698
b Accounting fees (attach schedule)....... Click to see attachment 5,985 2,993   2,992
c Other professional fees (attach schedule).... Click to see attachment 32,499 32,499    
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 6,731 6,731    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 883 883    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 46,796 43,106   3,690
25 Contributions, gifts, grants paid........ 1,125,000 1,125,000
26 Total expenses and disbursements. Add lines 24 and 25 1,171,796 43,106   1,128,690
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -787,199
b Net investment income (if negative, enter -0-) 341,489
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............   168 168
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet34,335
Less: allowance for doubtful accounts bullet   34,530 34,335 34,335
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........   5,600 5,600
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 5,928,590 Click to see attachment4,276,472 4,276,472
c Investments—corporate bonds (attach schedule)........ 2,203,201 Click to see attachment2,432,125 2,432,125
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 741,536 Click to see attachment705,380 705,380
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 8,907,857 7,454,080 7,454,080
Liabilities 17 Accounts payable and accrued expenses.......... 4,282  
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 4,282 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 8,903,575 7,454,080
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 8,903,575 7,454,080
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 8,907,857 7,454,080
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 8,903,575
2 Enter amount from Part I, line 27a..................... 2 -787,199
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 8,116,376
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 662,296
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 7,454,080
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 30 SHS GLAXO WELLCOME PLC SPONSORED P 2010-09-24 2011-01-13
b 12 SHS MOLSON COORS BREWING CO CL B P 2010-12-08 2011-03-04
c 6 SHS ENSCO INTL LTD P 2011-02-16 2011-09-13
d 2 SHS GENERAL MTRS CO P 2011-01-13 2011-10-26
e 16 SHS TE CONNECTIVITY LTD P 2011-01-14 2011-11-18
2 SHS CHINA CONSTR BK CORP P 2010-04-16 2011-01-11
20 SHS SWISS REINSURANCE SPONSORED A P 2010-10-12 2011-03-07
325 SHS DPL INC P 2010-08-16 2011-01-05
100 SHS GOODRICH (B F) CO P 2010-08-24 2011-01-10
25 SHS ZIMMER HLDGS INC P 2010-08-17 2011-01-10
100 SHS CELGENE CORP COM P 2010-04-19 2011-01-21
25 SHS NINTENDO LTD ADR P 2010-08-17 2011-01-21
53 SHS UNITED PARCEL SVC INC CL B P 2010-12-07 2011-01-21
17 SHS FOREST OIL CORP P 2010-10-13 2011-01-27
4 SHS APPLE COMPUTER INC P 2010-05-20 2011-02-07
50 SHS MERCK & CO INC P 2010-09-27 2011-02-07
65 SHS EMC CORPORATION P 2010-04-23 2011-02-11
275 SHS TIBCO SOFTWARE INC P 2010-09-17 2011-02-11
400 SHS ADVANCED MICRO DEVICES INC P 2010-11-11 2011-02-28
25 SHS MEDCO HEALTH SOLUTIONS INC P 2010-08-16 2011-02-28
45 SHS DISH NETWORK CORP CL A P 2010-09-27 2011-03-04
17 SHS PEPSICO INC P 2010-03-24 2011-03-04
15 SHS NORDSTROM INC P 2010-10-13 2011-03-08
28 SHS AMERICAN ELECTRIC POWER INC P 2010-12-07 2011-03-14
68 SHS CVS CORPORATION DEL P 2010-12-02 2011-03-14
4 SHS COSTCO WHSL CORP NEW P 2010-12-07 2011-03-14
12 SHS FLUOR CORP (NEW)-WI P 2011-02-28 2011-03-14
9 SHS INTUIT P 2011-01-21 2011-03-14
80 SHS METROPCS COMMUNICATIONS INC P 2011-01-05 2011-03-14
25 SHS PNC BANK CORP P 2010-11-11 2011-03-14
15 SHS SCHLUMBERGER LTD P 2010-12-07 2011-03-14
18 SHS COOPER INDS PLC P 2011-03-08 2011-03-14
339 SHS HARTFORD FINL SVCS GROUP INC P 2011-02-17 2011-03-23
293 SHS PROCTER & GAMBLE CO P 2010-12-14 2011-03-23
8 SHS CARDINAL HEALTH INC P 2010-11-11 2011-03-25
25 SHS PRICE T ROWE GROUP INC P 2010-07-30 2011-03-25
525 SHS LOWES COMPANIES INC P 2010-10-25 2011-03-30
141 SHS ALPHA NAT RES INC P 2011-02-07 2011-04-19
14 SHS ENTERGY CORP NEW P 2010-12-18 2011-04-19
175 SHS CELANESE CORP DEL SER A P 2011-03-30 2011-04-27
10 SHS CELGENE CORP COM P 2010-09-27 2011-05-05
9 SHS KINDER MORGAN INC DEL P 2011-03-30 2011-05-05
11 SHS FREEPORT-MCMORAN COPPER & GOL P 2010-10-13 2011-05-16
425 SHS PFIZER INC P 2011-03-04 2011-05-16
200 SHS OWENS CORNING NEW P 2010-10-12 2011-05-20
0.4 SHS CITIGROUP INC P 2010-07-09 2011-05-31
50 SHS CELGENE CORP COM P 2010-08-17 2011-06-07
25 SHS LORILLARD INC P 2011-03-30 2011-06-14
725 SHS TD AMERITRADE HLDG CORP P 2011-04-19 2011-06-29
75 SHS MCDONALDS CORP P 2011-03-30 2011-07-13
21 SHS PEPSICO INC P 2010-10-21 2011-07-26
231.83 SHS COLUMBIA FDS SER TR I SMA P 2010-10-13 2011-08-08
425 SHS ROCHE HLDG LTD SPONSORED ADR P 2011-05-16 2011-08-08
23 SHS JOHNSON AND JOHNSON P 2011-05-25 2011-08-18
250 SHS UNITED PARCEL SVC INC CL B P 2011-03-30 2011-08-18
250.5 SHS CITIGROUP INC P 2011-06-29 2011-08-22
400 SHS GENERAL ELECTRIC CO P 2011-04-27 2011-08-22
200 SHS METROPCS COMMUNICATIONS INC P 2011-01-05 2011-08-22
75 SHS ST JUDE MEDICAL INC P 2011-05-20 2011-08-22
125 SHS DISH NETWORK CORP CL A P 2011-04-15 2011-08-31
225 SHS MICROSOFT CORP P 2011-06-29 2011-09-08
46 SHS PEPSICO INC P 2011-02-11 2011-09-20
200 SHS SAFEWAY INC P 2011-06-29 2011-09-26
100 SHS LIBERTY MEDIA HLDG CORP P 2011-08-31 2011-10-07
200 SHS BEAM INC P 2011-10-05 2011-10-24
50 SHS ORACLE CORPORATION P 2011-03-30 2011-10-28
100 SHS SYMANTEC CORP P 2011-07-08 2011-11-01
500 SHS ANALOG DEVICES INC P 2011-08-08 2011-11-23
350 SHS THERMO ELECTRON CORP P 2011-08-18 2011-11-23
100 SHS PFIZER INC P 2011-10-11 2011-12-21
5 SHS FOOT LOCKER INC P 2009-08-12 2011-05-04
8 SHS MORGAN STANLEY P 2009-03-23 2011-05-04
60 SHS ENSCO INTL LTD P 2010-08-06 2011-09-13
8 SHS BOSTON PPTYS INC P 2006-11-22 2011-11-09
31 SHS OCCIDENTAL PETROLEUM CORP P 2006-11-22 2011-11-14
10 SHS XL GROUP PLC P 2009-12-03 2011-11-16
10 SHS GENUINE PARTS CO P 2009-07-16 2011-11-18
52 SHS FREEPORT-MCMORAN COPPER & GOL P 2007-08-22 2011-11-21
181 SHS US BANCORP DEL NEW P 2006-11-22 2011-11-21
6 SHS AIR LIQUIDE ADR P 2007-12-27 2011-01-11
5 SHS NESTLE S A ADR REG P 2007-12-27 2011-01-11
18 SHS LVMH MOET HENNESSY LOUIS VUIT P 2009-11-06 2011-01-20
52.5 SHS SUMITOMO MITSUI FINL GROUP P 2007-12-27 2011-08-30
4 SHS BNP PARIBAS SPONSORED ADR P 2008-08-22 2011-11-23
36 SHS EDP-ELECTRICIDADE DE PORTUGAL P 2010-05-12 2011-12-21
91 SHS AVON PRODUCTS INC P 2009-12-21 2011-01-21
192 SHS BORG-WARNER AUTOMOTIVE INC P 2009-10-09 2011-02-07
1 SHS ISHARES SILVER TR ISHARES ETF P 2009-11-09 2011-02-28
14 SHS MEAD JOHNSON NUTRITION CO P 2010-02-01 2011-03-14
160 SHS PG & E CORP P 2009-01-23 2011-03-23
200 SHS AT&T INC P 2009-01-16 2011-03-30
36 SHS WELLS FARGO & CO (NEW) P 2010-03-05 2011-04-27
1 SHS SPDR GOLD TR GOLD SHS ETF P 2009-02-17 2011-05-09
100 SHS CELGENE CORP COM P 2010-05-06 2011-06-07
1 SHS SPDR GOLD TR GOLD SHS ETF P 2009-02-17 2011-07-08
8 SHS CHEVRONTEXACO CORP P 2008-07-31 2011-08-22
200 SHS CURRENCYSHARES AUSTRALIAN DL P 2009-10-15 2011-09-26
50 SHS PNC BANK CORP P 2010-08-17 2011-09-30
168 SHS OCCIDENTAL PETROLEUM CORP P 2009-05-13 2011-10-28
1000 SHS POWERSHARES INDIA EXCHANGE P 2010-11-05 2011-11-21
63 SHS GLAXO WELLCOME PLC SPONSORED P 2010-09-27 2011-01-13
7 SHS MOLSON COORS BREWING CO CL B P 2010-12-06 2011-03-04
9 SHS ENSCO INTL LTD P 2011-02-06 2011-09-13
17 SHS GENERAL MTRS CO P 2011-01-13 2011-10-26
16 SHS AIR PRODUCTS & CHEMICALS INC P 2011-02-16 2011-11-21
2 SHS CREDIT SUISSE GROUP SPONSORED P 2010-04-23 2011-01-11
10 SHS SCHLUMBERGER LTD P 2010-05-20 2011-03-10
21 SHS DPL INC P 2010-12-07 2011-01-05
29 SHS LINCOLN NATIONAL CORP P 2010-05-31 2011-01-10
300 SHS ZIMMER HLDGS INC P 2010-04-19 2011-01-10
25 SHS CELGENE CORP COM P 2010-04-05 2011-01-21
35 SHS NINTENDO LTD ADR P 2010-09-27 2011-01-21
122 SHS UNITED PARCEL SVC INC CL B P 2010-11-11 2011-01-21
25 SHS GOLDMAN SACHS GROUP INC P 2011-01-21 2011-01-27
21 SHS APPLE COMPUTER INC P 2010-12-07 2011-02-07
25 SHS METLIFE INC P 2010-05-08 2011-02-07
25 SHS EMC CORPORATION P 2010-04-23 2011-02-11
17 SHS CHEVRONTEXACO CORP P 2011-02-11 2011-02-17
370 SHS ADVANCED MICRO DEVICES INC P 2010-10-12 2011-02-28
50 SHS MEDCO HEALTH SOLUTIONS INC P 2010-08-17 2011-02-28
22 SHS DISH NETWORK CORP CL A P 2010-04-06 2011-03-04
4 SHS PEPSICO INC P 2010-10-10 2011-03-04
25 SHS NORDSTROM INC P 2010-09-02 2011-03-08
10 SHS AMERICAN ELECTRIC POWER INC P 2010-10-13 2011-03-14
33 SHS CARDINAL HEALTH INC P 2010-04-27 2011-03-14
24 SHS COSTCO WHSL CORP NEW P 2010-11-09 2011-03-14
117 SHS FORD MTR CO DEL P 2010-12-23 2011-03-14
60 SHS JP MORGAN CHASE & CO P 2011-02-28 2011-03-14
25 SHS MURPHY OIL CORP P 2010-11-26 2011-03-14
14 SHS PARKER-HANNIFIN CP P 2010-12-23 2011-03-14
38 SHS SKYWORKS SOLUTIONS INC P 2011-01-05 2011-03-14
21 SHS COVIDIEN LTD P 2011-02-28 2011-03-14
11 SHS HARTFORD FINL SVCS GROUP INC P 2011-01-10 2011-03-23
575 SHS PROCTER & GAMBLE CO P 2010-12-02 2011-03-23
12 SHS COMCAST CORP NEW CL A P 2010-09-27 2011-03-25
25 SHS ACCENTURE PLC P 2010-12-14 2011-03-25
125 SHS MURPHY OIL CORP P 2010-11-26 2011-03-30
9 SHS ALPHA NAT RES INC P 2011-02-16 2011-04-19
300 SHS EXPRESS SCRIPTS INC P 2010-09-17 2011-04-19
275 SHS CHICAGO BRIDGE & IRON-NY SHR P 2010-12-14 2011-04-27
65 SHS CELGENE CORP COM P 2010-05-12 2011-05-05
100 SHS METROPCS COMMUNICATIONS INC P 2011-01-05 2011-05-05
50 SHS JP MORGAN CHASE & CO P 2011-02-18 2011-05-16
155 SHS PFIZER INC P 2011-02-22 2011-05-16
6 SHS UNION PACIFIC CORP P 2010-09-27 2011-05-20
175 SHS DOVER CORP P 2010-11-22 2011-06-03
85 SHS CELGENE CORP COM P 2010-12-09 2011-06-07
150 SHS LORILLARD INC P 2011-04-19 2011-06-14
325 SHS TD AMERITRADE HLDG CORP P 2011-04-27 2011-06-29
516 SHS MCDONALDS CORP P 2011-01-21 2011-07-13
50 SHS PEPSICO INC P 2010-08-17 2011-07-26
479 SHS EMERSON ELECTRIC CO P 2011-01-21 2011-08-08
125 SHS TERADATA CORP DEL P 2011-06-29 2011-08-08
277 SHS JOHNSON AND JOHNSON P 2011-05-25 2011-08-18
175 SHS UNITED PARCEL SVC INC CL B P 2010-09-17 2011-08-18
75 SHS COMCAST CORP NEW CL A P 2011-08-08 2011-08-22
125 SHS GILEAD SCIENCES INC P 2011-04-27 2011-08-22
181 SHS MICROSOFT CORP P 2011-06-29 2011-08-22
25 SHS ST JUDE MEDICAL INC P 2011-05-20 2011-08-22
25 SHS DISH NETWORK CORP CL A P 2011-04-19 2011-08-31
17 SHS PEPSICO INC P 2011-03-25 2011-09-08
125 SHS ZIMMER HLDGS INC P 2011-07-13 2011-09-20
75 SHS SAFEWAY INC P 2011-02-28 2011-09-26
325 SHS MCKESSON HBOC INC P 2011-04-19 2011-10-07
100 SHS FRANKLIN RESOURCES INC P 2011-02-07 2011-10-24
100 SHS ORACLE CORPORATION P 2011-04-16 2011-10-28
250 SHS SYMANTEC CORP P 2011-06-29 2011-11-01
375 SHS BERKSHIRE HATHAWAY INC DEL P 2011-07-13 2011-11-23
75 SHS ZIMMER HLDGS INC P 2011-07-13 2011-11-23
418 SHS ST JUDE MEDICAL INC P 2011-02-28 2011-12-21
24 SHS FOOT LOCKER INC P 2009-08-14 2011-05-04
12 SHS PARKER-HANNIFIN CP P 2009-04-29 2011-05-04
27 SHS ENSCO INTL LTD P 2010-08-09 2011-09-13
9 SHS BOSTON PPTYS INC P 2006-11-22 2011-11-09
25 SHS GENERAL MILLS INC P 2007-10-16 2011-11-15
34 SHS XL GROUP PLC P 2009-12-03 2011-11-16
14 SHS GENUINE PARTS CO P 2009-07-28 2011-11-18
7 SHS GENUINE PARTS CO P 2009-07-16 2011-11-21
30 SHS UNITED TECHNOLOGIES CORP P 2006-11-22 2011-11-21
1 SHS AKZO NOBEL NV ADR P 2007-12-27 2011-01-11
7 SHS NOMURA HLDGS INC SPONSORED ADR P 2009-12-10 2011-01-11
16 SHS HUTCHISON WHAMPOA LTD ADR P 2009-08-27 2011-01-31
38.5 SHS SUMITOMO MITSUI FINL GROUP P 2008-09-25 2011-08-30
56 SHS ERSTE BK DER OESTERREICHISCHE P 2010-10-18 2011-11-23
18 SHS EDP-ELECTRICIDADE DE PORTUGAL P 2010-05-27 2011-12-21
47 SHS AVON PRODUCTS INC P 2007-02-08 2011-01-21
8 SHS CHEVRONTEXACO CORP P 2008-04-28 2011-02-07
290 SHS MEDCO HEALTH SOLUTIONS INC P 2008-12-19 2011-02-28
65 SHS MICROSOFT CORP P 2009-08-04 2011-03-14
52 SHS AT&T INC P 2009-11-25 2011-03-25
247 SHS ABBOTT LABS P 2009-09-29 2011-03-30
10 SHS WELLS FARGO & CO (NEW) P 2009-08-01 2011-04-27
100 SHS CELGENE CORP COM P 2010-03-29 2011-05-16
25 SHS CELGENE CORP COM P 2010-04-22 2011-06-07
750 SHS DISCOVER FINL SVCS P 2009-07-08 2011-07-13
99.5 SHS CITIGROUP INC P 2010-07-24 2011-08-22
200 SHS CURRENCYSHARES CDN DLR TR CD P 2009-10-15 2011-09-26
444 SHS GILEAD SCIENCES INC P 2010-06-15 2011-10-05
1 SHS ISHARES SILVER TR ISHARES ETF P 2009-11-09 2011-10-31
384 SHS VIACOM INC NEW CL B P 2009-09-14 2011-11-23
1 SHS GLAXO WELLCOME PLC SPONSORED A P 2010-09-24 2011-01-13
44 SHS MOLSON COORS BREWING CO CL B P 2010-12-09 2011-03-04
1 SHS ENSCO INTL LTD P 2011-02-06 2011-09-13
15 SHS GENERAL MTRS CO P 2011-01-14 2011-10-26
10 SHS UNITED PARCEL SVC INC CL B P 2011-01-13 2011-11-21
3 SHS DENSO CORP ADR P 2010-10-28 2011-01-11
41 SHS ESPRIT HLDGS LTD P 2010-05-07 2011-04-14
20 SHS DPL INC P 2010-09-27 2011-01-05
18 SHS LINCOLN NATIONAL CORP P 2010-04-06 2011-01-10
20 SHS ZIMMER HLDGS INC P 2010-09-27 2011-01-10
340 SHS COCA COLA P 2010-05-10 2011-01-21
34 SHS NINTENDO LTD ADR P 2010-04-20 2011-01-21
100 SHS UNITED PARCEL SVC INC CL B P 2010-11-22 2011-01-21
975 SHS INTEL CORP P 2010-12-14 2011-01-27
75 SHS BLACKROCK INC CL A P 2011-01-27 2011-02-07
25 SHS PARKER-HANNIFIN CP P 2011-01-21 2011-02-07
69 SHS EMC CORPORATION P 2010-12-07 2011-02-11
187 SHS GOODRICH (B F) CO P 2010-08-24 2011-02-17
59 SHS CBS CORP NEW CL B P 2010-12-07 2011-02-28
15 SHS POTASH CORP SASK INC P 2010-12-07 2011-02-28
21 SHS DISH NETWORK CORP CL A P 2010-03-19 2011-03-04
25 SHS QUALCOMM INC P 2011-02-11 2011-03-04
75 SHS PARKER-HANNIFIN CP P 2010-12-23 2011-03-08
39 SHS AMERICAN TOWER SYS CORP CL A P 2010-11-11 2011-03-14
7 SHS CARDINAL HEALTH INC P 2010-03-19 2011-03-14
34 SHS CROWN HLDGS INC COM 144A P 2010-12-23 2011-03-14
11 SHS FRANKLIN RESOURCES INC P 2010-11-30 2011-03-14
50 SHS JP MORGAN CHASE & CO P 2011-02-28 2011-03-14
9 SHS NII HLDGS INC CL B NEW P 2010-10-13 2011-03-14
18 SHS PEABODY ENERGY CORP P 2011-02-11 2011-03-14
46 SHS STAPLES INC P 2010-12-09 2011-03-14
27 SHS FOSTER WHEELER AG P 2011-01-21 2011-03-14
26 SHS HUNTINGTON BANCSHARES INC P 2010-12-23 2011-03-23
35 SHS PROCTER & GAMBLE CO P 2010-12-07 2011-03-23
38 SHS COMCAST CORP NEW CL A P 2010-11-11 2011-03-25
150 SHS ABBOTT LABS P 2010-05-28 2011-03-30
125 SHS MURPHY OIL CORP P 2010-12-14 2011-03-30
141 SHS ALPHA NAT RES INC P 2011-03-23 2011-04-19
10 SHS EXPRESS SCRIPTS INC P 2010-10-13 2011-04-19
150 SHS CHICAGO BRIDGE & IRON-NY SHR P 2010-12-23 2011-04-27
25 SHS CORNING INC P 2010-08-17 2011-05-05
175 SHS UNION PACIFIC CORP P 2011-03-30 2011-05-05
50 SHS JP MORGAN CHASE & CO P 2011-02-28 2011-05-16
500 SHS PFIZER INC P 2011-02-28 2011-05-16
75 SHS WELLS FARGO & CO (NEW) P 2010-08-17 2011-05-20
120 SHS DOVER CORP P 2010-12-02 2011-06-03
96 SHS EMERSON ELECTRIC CO P 2011-01-27 2011-06-07
800 SHS MYLAN LABS INC P 2011-03-30 2011-06-14
50 SHS TD AMERITRADE HLDG CORP P 2011-04-27 2011-06-29
244 SHS OCEANEERING INTL INC P 2010-12-02 2011-07-13
425 SHS RAYTHEON CO NEW P 2011-05-25 2011-07-26
25 SHS ENSCO INTL LTD P 2011-03-04 2011-08-08
675 SHS XEROX CORP P 2011-06-22 2011-08-08
250 SHS PPL CORP P 2011-06-29 2011-08-18
24 SHS UNITED PARCEL SVC INC CL B P 2010-10-12 2011-08-18
100 SHS COMCAST CORP NEW CL A P 2011-03-30 2011-08-22
19 SHS GILEAD SCIENCES INC P 2010-10-13 2011-08-22
19 SHS MICROSOFT CORP P 2011-06-29 2011-08-22
150 SHS SYMANTEC CORP P 2011-06-29 2011-08-22
325 SHS EXXON MOBIL CORP P 2011-08-18 2011-08-31
129 SHS PEPSICO INC P 2011-02-11 2011-09-08
250 SHS CURRENCYSHARES AUSTRALIAN DL P 2011-03-03 2011-09-26
23 SHS UNITED TECHNOLOGIES CORP P 2010-12-07 2011-09-26
100 SHS MCKESSON HBOC INC P 2011-08-08 2011-10-07
75 SHS HARTFORD FINL SVCS GROUP INC P 2011-01-10 2011-10-24
50 SHS QUALCOMM INC P 2011-04-27 2011-10-28
125 SHS TERADATA CORP DEL P 2011-07-09 2011-11-01
100 SHS BOEING CO P 2011-08-18 2011-11-23
175 SHS ZIMMER HLDGS INC P 2011-06-30 2011-11-23
0.09 SHS ROYAL DUTCH SHELL PLC SPONS P 2011-10-28 2011-12-30
30 SHS FOOT LOCKER INC P 2009-08-14 2011-05-04
5 SHS PARKER-HANNIFIN CP P 2009-04-29 2011-05-04
4 SHS ENSCO INTL LTD P 2010-08-09 2011-09-13
63 SHS KRAFT FOODS INC CL A P 2008-11-11 2011-11-09
18 SHS AMERICAN ELECTRIC POWER INC P 2009-11-09 2011-11-16
43 SHS XL GROUP PLC P 2009-12-03 2011-11-16
16 SHS GENUINE PARTS CO P 2009-07-29 2011-11-18
25 SHS GENUINE PARTS CO P 2009-03-04 2011-11-21
35 SHS UNITED TECHNOLOGIES CORP P 2006-11-22 2011-11-21
2 SHS BHP BILLITON PLC SPONSORED ADR P 2007-12-27 2011-01-11
1 SHS RICOH LTD ADR NEW P 2009-12-14 2011-01-11
27 SHS KEPPEL LTD SPONSORED ADR P 2009-04-22 2011-01-31
6 SHS CHINA UNICOM LTD SPONSORED ADR P 2009-06-02 2011-09-20
56 SHS TAIWAN SEMICONDUCTOR MFG ADR P 2009-09-17 2011-11-30
64 SHS CHEVRONTEXACO CORP P 2008-07-31 2011-01-05
3 SHS AVON PRODUCTS INC P 2007-03-06 2011-01-21
16 SHS MEAD JOHNSON NUTRITION CO P 2010-02-01 2011-02-07
1 SHS SPDR GOLD TR GOLD SHS ETF P 2009-02-17 2011-03-03
36 SHS OCCIDENTAL PETROLEUM CORP P 2009-08-11 2011-03-14
16 SHS AT&T INC P 2009-11-18 2011-03-25
17 SHS MEAD JOHNSON NUTRITION CO P 2010-02-01 2011-03-30
216 SHS WELLS FARGO & CO (NEW) P 2010-02-22 2011-04-27
20 SHS FREEPORT-MCMORAN COPPER & GOL P 2010-04-23 2011-05-16
1 SHS SPDR GOLD TR GOLD SHS ETF P 2009-02-17 2011-06-08
15 SHS DISCOVER FINL SVCS P 2010-03-05 2011-07-13
6 SHS GILEAD SCIENCES INC P 2010-06-15 2011-08-22
100 SHS CURRENCYSHARES CDN DLR TR CD P 2010-03-23 2011-09-26
50 SHS GILEAD SCIENCES INC P 2010-08-17 2011-10-05
7 SHS LIMITED INC P 2010-10-01 2011-11-01
1 SHS ISHARES SILVER TR ISHARES ETF P 2009-11-09 2011-11-30
6 SHS GLAXO WELLCOME PLC SPONSORED A P 2010-09-27 2011-01-13
9 SHS MOLSON COORS BREWING CO CL B P 2010-12-08 2011-03-04
3 SHS ENSCO INTL LTD P 2011-02-16 2011-09-13
37 SHS BB & T CORP P 2011-02-16 2011-11-09
17 SHS UNITED PARCEL SVC INC CL B P 2011-01-14 2011-11-21
1 SHS EDP-ELECTRICIDADE DE PORTUGAL P 2010-10-14 2011-01-11
6 SHS CHINA PETE & CHEM CORP SPONSOR P 2010-12-14 2011-06-21
80 SHS OCCIDENTAL PETROLEUM CORP P 2010-10-25 2011-01-05
425 SHS LINCOLN NATIONAL CORP P 2010-05-05 2011-01-10
75 SHS INGERSOLL-RAND CO LTD P 2010-10-01 2011-01-10
100 SHS CUMMINS ENGINE INC P 2010-05-28 2011-01-21
51 SHS PACKAGING CORP AMER P 2010-08-24 2011-01-21
400 SHS INGERSOLL-RAND CO LTD P 2010-09-24 2011-01-21
2 SHS MEDCO HEALTH SOLUTIONS INC P 2010-03-30 2011-01-27
169 SHS CVS CORPORATION DEL P 2010-12-02 2011-02-07
25 SHS PEPSICO INC P 2010-10-06 2011-02-07
175 SHS EOG RES INC P 2011-01-10 2011-02-11
25 SHS JP MORGAN CHASE & CO P 2010-11-11 2011-02-17
975 SHS CBS CORP NEW CL B P 2010-11-15 2011-02-28
225 SHS POTASH CORP SASK INC P 2010-11-15 2011-02-28
25 SHS DOVER CORP P 2010-12-23 2011-03-04
809 SHS WEATHERFORD INTL LTD P 2010-08-24 2011-03-04
225 SHS STAPLES INC P 2010-12-09 2011-03-08
29 SHS AMGEN INC P 2010-08-27 2011-03-14
22 SHS CELANESE CORP DEL SER A P 2010-12-07 2011-03-14
27 SHS CYPRESS SEMICONDUCTOR CORP P 2011-02-11 2011-03-14
8 SHS FRANKLIN RESOURCES INC P 2011-02-07 2011-03-14
38 SHS JOHNSON CONTROLS INC P 2011-01-10 2011-03-14
10 SHS NII HLDGS INC CL B NEW P 2010-09-27 2011-03-14
33 SHS PEPSICO INC P 2010-09-27 2011-03-14
5 SHS UNION PACIFIC CORP P 2010-10-13 2011-03-14
25 SHS TYCO ELECTRONICS LTD P 2010-12-07 2011-03-14
128 SHS HUNTINGTON BANCSHARES INC P 2010-12-07 2011-03-23
265 SHS PRUDENTIAL FINL INC P 2010-12-23 2011-03-23
24 SHS COSTCO WHSL CORP NEW P 2010-11-11 2011-03-25
550 SHS AMERICAN ELECTRIC POWER INC P 2010-08-16 2011-03-30
150 SHS MURPHY OIL CORP P 2011-02-11 2011-03-30
20 SHS AMERICAN TOWER SYS CORP CL A P 2010-09-27 2011-04-19
20 SHS EXPRESS SCRIPTS INC P 2010-09-27 2011-04-19
93 SHS CHICAGO BRIDGE & IRON-NY SHR P 2011-01-21 2011-04-27
325 SHS FORD MTR CO DEL P 2010-11-11 2011-05-05
250 SHS VIACOM INC NEW CL B P 2011-03-30 2011-05-05
125 SHS MCDONALDS CORP P 2011-03-30 2011-05-16
100 SHS ABERCROMBIE & FITCH CO CL A P 2010-12-09 2011-05-20
85 SHS WELLS FARGO & CO (NEW) P 2010-10-13 2011-05-20
200 SHS EBAY INC P 2011-03-30 2011-06-03
4 SHS EMERSON ELECTRIC CO P 2011-02-17 2011-06-07
25 SHS CELANESE CORP DEL SER A P 2011-03-30 2011-06-22
100000 SHS CATERPILLAR FINL SVCS COR P 2011-04-19 2011-06-30
100 SHS OCEANEERING INTL INC P 2010-12-09 2011-07-13
100 SHS CUMMINS ENGINE INC P 2011-06-03 2011-07-28
175 SHS ENSCO INTL LTD P 2011-03-23 2011-08-08
1850 SHS XEROX CORP P 2011-06-07 2011-08-08
825 SHS PPL CORP P 2011-04-19 2011-08-18
500 SHS WAL MART STORES INC P 2011-07-13 2011-08-18
125 SHS COMCAST CORP NEW CL A P 2011-03-30 2011-08-22
125 SHS HALLIBURTON CO P 2011-06-03 2011-08-22
100 SHS MICROSOFT CORP P 2011-06-29 2011-08-22
100 SHS SYMANTEC CORP P 2011-06-29 2011-08-22
200 SHS KOHLS CORP P 2011-05-05 2011-08-31
86 SHS PEPSICO INC P 2011-03-30 2011-09-08
250 SHS CURRENCYSHARES AUSTRALIAN DL P 2011-03-03 2011-09-26
5 SHS VIACOM INC NEW CL B P 2011-02-28 2011-09-26
25 SHS TYCO INTL LTD P 2011-06-15 2011-10-07
86 SHS HARTFORD FINL SVCS GROUP INC P 2011-05-05 2011-10-24
25 SHS QUALCOMM INC P 2011-02-11 2011-10-28
125 SHS THERMO ELECTRON CORP P 2011-08-19 2011-11-01
200 SHS BOEING CO P 2011-08-08 2011-11-23
100 SHS COMCAST CORP NEW CL A P 2011-03-16 2011-12-21
0.81 SHS ROYAL DUTCH SHELL PLC SPONS P 2011-10-06 2011-12-30
5 SHS FOOT LOCKER INC P 2009-08-13 2011-05-04
2000 SHS UNITED STS STL CORP P 2009-07-16 2011-05-04
4000 SHS EMC CORP SR NT CONV P 2010-03-26 2011-09-15
70 SHS KRAFT FOODS INC CL A P 2009-05-06 2011-11-09
20 SHS AMERICAN ELECTRIC POWER INC P 2009-11-10 2011-11-16
23 SHS AMERICAN ELECTRIC POWER INC P 2009-11-09 2011-11-17
10.78 SHS METLIFE INC P 2009-02-18 2011-11-18
1 SHS GENUINE PARTS CO P 2009-02-03 2011-11-21
7 SHS UNITED TECHNOLOGIES CORP P 2007-07-31 2011-11-21
2 SHS BNP PARIBAS SPONSORED ADR P 2007-12-27 2011-01-11
2 SHS ROYAL PTT NEDERLAND NV ADR P 2009-05-05 2011-01-11
12 SHS SCHLUMBERGER LTD P 2010-02-25 2011-03-10
30 SHS SANOFI-SYNTHELABO SPONSORED A P 2010-01-14 2011-09-20
18 SHS TAIWAN SEMICONDUCTOR MFG ADR P 2009-10-28 2011-11-30
8 SHS CHEVRONTEXACO CORP P 2008-05-27 2011-01-05
75 SHS PACKAGING CORP AMER P 2009-10-23 2011-01-21
22 SHS TARGET CORP P 2009-08-10 2011-02-07
9 SHS AT&T INC P 2007-07-08 2011-03-04
26 SHS PACKAGING CORP AMER P 2009-11-12 2011-03-14
5 SHS CARDINAL HEALTH INC P 2010-03-19 2011-03-25
200 SHS MEAD JOHNSON NUTRITION CO P 2009-10-09 2011-03-30
15 SHS WELLS FARGO & CO (NEW) P 2009-07-01 2011-04-27
8 SHS METLIFE INC P 2010-03-19 2011-05-16
93 SHS CITIGROUP INC P 2010-06-10 2011-06-14
313 SHS DISCOVER FINL SVCS P 2009-11-03 2011-07-13
1 SHS ISHARES SILVER TR ISHARES ETF P 2009-11-09 2011-08-31
100 SHS CURRENCYSHARES CDN DLR TR CD P 2010-03-23 2011-09-26
175 SHS GILEAD SCIENCES INC P 2010-08-16 2011-10-05
18 SHS LIMITED INC P 2010-07-30 2011-11-01
1 SHS SPDR GOLD TR GOLD SHS ETF P 2009-02-17 2011-12-09
10 SHS XCEL ENERGY INC P 2010-05-18 2011-01-13
0.46 SHS EL PASO CORP P 2011-01-27 2011-03-21
8 SHS ENSCO INTL LTD P 2011-01-14 2011-09-13
12 SHS BB & T CORP P 2011-01-14 2011-11-09
14 SHS UNITED PARCEL SVC INC CL B P 2011-02-16 2011-11-21
5 SHS ESPRIT HLDGS LTD P 2010-02-12 2011-01-11
15 SHS CHINA PETE & CHEM CORP SPONSO P 2010-09-24 2011-06-21
20 SHS OCCIDENTAL PETROLEUM CORP P 2010-08-17 2011-01-05
35 SHS LINCOLN NATIONAL CORP P 2010-09-27 2011-01-10
33 SHS INGERSOLL-RAND CO LTD P 2010-12-07 2011-01-10
76 SHS CUMMINS ENGINE INC P 2010-05-10 2011-01-21
36 SHS PACKAGING CORP AMER P 2010-12-07 2011-01-21
25 SHS INGERSOLL-RAND CO LTD P 2010-10-01 2011-01-21
13 SHS MEDCO HEALTH SOLUTIONS INC P 2010-12-07 2011-01-27
81 SHS CVS CORPORATION DEL P 2010-12-07 2011-02-07
35 SHS TARGET CORP P 2010-12-07 2011-02-07
12 SHS INTERCONTINENTALEXCHANGE INC P 2010-05-08 2011-02-11
166 SHS MONSANTO CO NEW P 2010-10-12 2011-02-17
248 SHS CITIGROUP INC P 2010-09-15 2011-02-28
150 SHS PROCTER & GAMBLE CO P 2010-12-23 2011-02-28
185 SHS LAS VEGAS SANDS CORP P 2010-12-15 2011-03-04
25 SHS CHEVRONTEXACO CORP P 2010-12-07 2011-03-08
30 SHS UNITED PARCEL SVC INC CL B P 2010-09-27 2011-03-08
14 SHS APACHE CORP P 2010-10-25 2011-03-14
25 SHS CELGENE CORP COM P 2010-04-19 2011-03-14
14 SHS DENDREON CORP P 2010-10-12 2011-03-14
24 SHS FREEPORT-MCMORAN COPPER & GOL P 2010-11-30 2011-03-14
47 SHS KELLOGG CO P 2011-03-08 2011-03-14
22 SHS NORFOLK SOUTHERN CORP P 2011-02-17 2011-03-14
21 SHS PEPSICO INC P 2010-10-10 2011-03-14
14 SHS UNION PACIFIC CORP P 2010-09-27 2011-03-14
1 SHS TYCO ELECTRONICS LTD P 2010-07-12 2011-03-14
925 SHS HUNTINGTON BANCSHARES INC P 2010-12-14 2011-03-23
300 SHS PRUDENTIAL FINL INC P 2010-12-14 2011-03-23
1 SHS COSTCO WHSL CORP NEW P 2010-11-09 2011-03-25
10 SHS AMERICAN ELECTRIC POWER INC P 2010-10-22 2011-03-30
353 SHS NORFOLK SOUTHERN CORP P 2011-02-17 2011-03-30
10 SHS AMERICAN TOWER SYS CORP CL A P 2010-10-13 2011-04-19
20 SHS EXPRESS SCRIPTS INC P 2010-12-07 2011-04-19
1100 SHS PFIZER INC P 2011-03-23 2011-04-27
500 SHS FORD MTR CO DEL P 2011-04-19 2011-05-05
275 SHS FOSTER WHEELER AG P 2010-12-14 2011-05-05
20 SHS MERCK & CO INC P 2010-10-17 2011-05-16
175 SHS CARNIVAL CORP PAIRED CTF 1 C P 2011-03-23 2011-05-20
175 SHS WELLS FARGO & CO (NEW) P 2010-09-27 2011-05-20
575 SHS EBAY INC P 2011-03-23 2011-06-03
778 SHS ADVANCED MICRO DEVICES INC P 2010-10-12 2011-06-14
100 SHS LAM RESH CORP P 2011-05-05 2011-06-22
0.31 SHS ROYAL DUTCH SHELL PLC SPONS P 2011-03-25 2011-07-12
11 SHS VISA INC CL A P 2011-02-11 2011-07-13
4 SHS EMERSON ELECTRIC CO P 2011-01-27 2011-07-28
175 SHS EXPEDIA INC DEL P 2011-05-20 2011-08-08
2500 SHS BOSTON SCIENTIFIC CORP COM P 2011-06-29 2011-08-18
325 SHS ROCHE HLDG LTD SPONSORED ADR P 2011-05-16 2011-08-18
675 SHS AXIS CAPITAL HOLDINGS LTD SH P 2011-04-19 2011-08-18
25 SHS COMCAST CORP NEW CL A P 2011-03-30 2011-08-22
175 SHS HARTFORD FINL SVCS GROUP INC P 2011-01-10 2011-08-22
225 SHS NCR CORP NEW P 2011-07-28 2011-08-22
200 SHS VERIZON COMMUNICATIONS P 2011-06-14 2011-08-22
175 SHS ZIMMER HLDGS INC P 2011-07-13 2011-08-31
100 SHS VERIZON COMMUNICATIONS P 2011-06-14 2011-09-08
250 SHS CURRENCYSHARES AUSTRALIAN DL P 2011-07-25 2011-09-26
14 SHS VIACOM INC NEW CL B P 2010-12-07 2011-09-26
125 SHS TYCO INTL LTD P 2011-06-03 2011-10-07
239 SHS HARTFORD FINL SVCS GROUP INC P 2011-01-10 2011-10-24
75 SHS ST JUDE MEDICAL INC P 2011-02-28 2011-10-28
25 SHS THERMO ELECTRON CORP P 2011-08-19 2011-11-01
450 SHS DEVON ENERGY CORPORATION NEW P 2011-09-20 2011-11-23
125 SHS COMCAST CORP NEW CL A P 2011-04-01 2011-12-21
37 SHS AMERICAN ELECTRIC POWER INC P 2009-11-11 2011-01-13
32 SHS FOOT LOCKER INC P 2009-08-12 2011-05-04
12 SHS V F CORP P 2007-10-18 2011-05-04
50 SHS GOODRICH (B F) CO P 2006-11-22 2011-09-19
3 SHS NORDSTROM INC P 2010-09-27 2011-11-09
26 SHS ANALOG DEVICES INC P 2009-07-16 2011-11-16
22 SHS AMERICAN ELECTRIC POWER INC P 2009-11-06 2011-11-17
33.22 SHS METLIFE INC P 2008-08-16 2011-11-18
5 SHS GENUINE PARTS CO P 2009-02-02 2011-11-21
19 SHS TE CONNECTIVITY LTD P 2010-04-29 2011-11-21
3 SHS BANCO SANTANDER BRASIL S A P 2009-12-21 2011-01-11
1 SHS SIEMENS A G SPONSORED ADR P 2007-12-27 2011-01-11
3 SHS BG PLC ADR FINAL INSTALLMENT N P 2010-02-11 2011-04-08
31 SHS BNP PARIBAS SPONSORED ADR P 2007-12-27 2011-10-18
12 SHS MITSUBISHI CORP SPONSORED ADR P 2007-12-27 2011-12-01
10 SHS CHEVRONTEXACO CORP P 2008-07-15 2011-01-05
38 SHS PACKAGING CORP AMER P 2009-11-12 2011-01-21
20 SHS AVON PRODUCTS INC P 2009-05-08 2011-02-11
643 SHS DISH NETWORK CORP CL A P 2009-09-15 2011-03-04
4 SHS PEPSICO INC P 2010-03-03 2011-03-14
12 SHS CARDINAL HEALTH INC P 2010-03-05 2011-03-25
36 SHS PACKAGING CORP AMER P 2009-11-12 2011-03-30
19 SHS WELLS FARGO & CO (NEW) P 2009-05-12 2011-04-27
250 SHS METLIFE INC P 2010-03-18 2011-05-16
125 SHS CELANESE CORP DEL SER A P 2009-05-19 2011-06-22
17 SHS PEPSICO INC P 2010-03-03 2011-07-26
18 SHS PEPSICO INC P 2010-03-05 2011-09-08
200 SHS CURRENCYSHARES CDN DLR TR CD P 2009-10-15 2011-09-26
125 SHS PEPSICO INC P 2009-08-05 2011-10-05
49 SHS TERADATA CORP DEL P 2009-11-06 2011-11-01
5 SHS UNITED TECHNOLOGIES CORP P 2009-05-08 2011-12-21
99 SHS XCEL ENERGY INC P 2010-04-29 2011-01-13
2000 SHS NAVISTAR INTL CORP NEW P 2010-09-24 2011-04-15
4 SHS ENSCO INTL LTD P 2011-01-13 2011-09-13
31 SHS BB & T CORP P 2011-01-14 2011-11-09
5 SHS UNITED PARCEL SVC INC CL B P 2011-01-13 2011-11-21
7 SHS MAN SE P 2010-04-20 2011-01-11
32 SHS PETROLEO BRASILEIRO SA PETROB P 2011-02-23 2011-08-23
325 SHS SANDISK CORP P 2010-12-14 2011-01-05
175 SHS MURPHY OIL CORP P 2010-12-23 2011-01-10
17 SHS INGERSOLL-RAND CO LTD P 2010-10-13 2011-01-10
100 SHS FLOWSERVE CORP P 2010-11-11 2011-01-21
18 SHS THERMO ELECTRON CORP P 2010-12-07 2011-01-21
30 SHS INGERSOLL-RAND CO LTD P 2010-09-27 2011-01-21
25 SHS PNC BANK CORP P 2010-12-07 2011-01-27
17 SHS CHEVRONTEXACO CORP P 2010-12-07 2011-02-07
100 SHS TARGET CORP P 2010-12-09 2011-02-07
32 SHS INTERCONTINENTALEXCHANGE INC P 2010-04-23 2011-02-11
2 SHS OCCIDENTAL PETROLEUM CORP P 2010-09-27 2011-02-17
452 SHS CITIGROUP INC P 2010-12-07 2011-02-28
150 SHS PROCTER & GAMBLE CO P 2010-12-14 2011-02-28
15 SHS LAS VEGAS SANDS CORP P 2010-12-13 2011-03-04
102 SHS CORNING INC P 2010-03-10 2011-03-08
47 SHS UNITED PARCEL SVC INC CL B P 2010-11-11 2011-03-08
10 SHS APACHE CORP P 2010-10-13 2011-03-14
10 SHS CELGENE CORP COM P 2010-05-12 2011-03-14
47 SHS DISNEY WALT CO P 2011-03-04 2011-03-14
6 SHS FREEPORT-MCMORAN COPPER & GOLD P 2011-02-17 2011-03-14
16 SHS L-3 COMMUNICATIONS HLDGS INC P 2011-01-10 2011-03-14
8 SHS OCEANEERING INTL INC P 2010-12-07 2011-03-14
155 SHS PFIZER INC P 2011-03-08 2011-03-14
28 SHS UNITED PARCEL SVC INC CL B P 2010-10-12 2011-03-14
5 SHS MILLICOM INTERNATIONAL CELLULA P 2010-08-29 2011-03-14
65 SHS HUNTINGTON BANCSHARES INC P 2010-10-13 2011-03-23
125 SHS SCHLUMBERGER LTD P 2010-05-28 2011-03-23
25 SHS EMERSON ELECTRIC CO P 2011-02-17 2011-03-25
28 SHS AMERICAN ELECTRIC POWER INC P 2010-12-16 2011-03-30
225 SHS PARKER-HANNIFIN CP P 2010-12-02 2011-03-30
300 SHS AMERICAN TOWER SYS CORP CL A P 2010-09-02 2011-04-19
120 SHS EXPRESS SCRIPTS INC P 2011-02-28 2011-04-19
65 SHS WELLS FARGO & CO (NEW) P 2010-12-07 2011-04-27
32 SHS FORD MTR CO DEL P 2010-10-13 2011-05-05
100 SHS FOSTER WHEELER AG P 2010-12-23 2011-05-05
5 SHS MERCK & CO INC P 2010-10-13 2011-05-16
225 SHS CISCO SYSTEM INC P 2010-07-01 2011-05-20
225 SHS CHESAPEAKE ENERGY CORP P 2011-03-30 2011-05-25
38 SHS JOHNSON CONTROLS INC P 2011-01-19 2011-06-03
97 SHS ADVANCED MICRO DEVICES INC P 2010-10-25 2011-06-14
250 SHS POTASH CORP SASK INC P 2011-05-20 2011-06-22
250 SHS ALEXION PHARMACEUTICALS INC P 2011-05-05 2011-07-13
25 SHS VISA INC CL A P 2011-02-18 2011-07-13
121 SHS EMERSON ELECTRIC CO P 2011-01-21 2011-07-28
100 SHS HESS CORP P 2011-03-23 2011-08-08
100 SHS EMC CORPORATION P 2011-06-29 2011-08-18
53 SHS ROYAL DUTCH SHELL PLC SPONSOR P 2011-03-25 2011-08-18
550 SHS ARCH COAL INC P 2011-05-20 2011-08-19
100 SHS CROWN HLDGS INC COM 144A P 2011-01-21 2011-08-22
100 SHS HUNT J B TRANSPORTATION SERV P 2011-02-17 2011-08-22
125 SHS NETAPP INC P 2011-08-08 2011-08-22
50 SHS VIACOM INC NEW CL B P 2011-02-28 2011-08-22
225 SHS CITIGROUP INC P 2011-06-29 2011-09-08
500 SHS CURRENCYSHARES SWISS FRANC T P 2011-09-07 2011-09-12
250 SHS CURRENCYSHARES AUSTRALIAN DL P 2011-07-25 2011-09-26
75 SHS VIACOM INC NEW CL B P 2011-03-26 2011-09-26
250 SHS JOHNSON AND JOHNSON P 2011-05-16 2011-10-11
400 SHS MICROSOFT CORP P 2011-06-29 2011-10-24
25 SHS ST JUDE MEDICAL INC P 2011-02-14 2011-10-28
125 SHS BERKSHIRE HATHAWAY INC DEL P 2011-07-13 2011-11-08
75 SHS GENERAL ELECTRIC CO P 2011-04-13 2011-11-23
275 SHS COMCAST CORP NEW CL A P 2011-09-26 2011-12-21
8 SHS AMERICAN ELECTRIC POWER INC P 2009-11-11 2011-01-13
27 SHS FOOT LOCKER INC P 2009-10-08 2011-05-04
1 SHS V F CORP P 2007-10-19 2011-05-04
48 SHS GOODRICH (B F) CO P 2006-11-22 2011-09-23
7 SHS NORDSTROM INC P 2010-09-27 2011-11-09
35 SHS ANALOG DEVICES INC P 2009-07-10 2011-11-16
1 SHS AMERICAN ELECTRIC POWER INC P 2009-10-21 2011-11-17
28 SHS OCCIDENTAL PETROLEUM CORP P 2006-11-22 2011-11-18
10 SHS GENUINE PARTS CO P 2009-02-02 2011-11-21
14 SHS TE CONNECTIVITY LTD P 2010-04-29 2011-11-21
6 SHS DEUTSCHE BOERSE AG P 2009-09-03 2011-01-11
6 SHS SUMITOMO MITSUI FINL GROUP INC P 2007-12-27 2011-01-11
28 SHS BHP BILLITON PLC SPONSORED AD P 2007-12-27 2011-04-12
146 SHS NOMURA HLDGS INC SPONSORED A P 2009-12-10 2011-10-18
8 SHS BAYER A G SPONSORED ADR P 2007-12-27 2011-12-08
1 SHS SPDR GOLD TR GOLD SHS ETF P 2009-02-17 2011-01-05
42 SHS THERMO ELECTRON CORP P 2009-09-23 2011-01-21
320 SHS AVON PRODUCTS INC P 2008-10-31 2011-02-11
536 SHS TARGET CORP P 2009-08-10 2011-03-04
29 SHS SOUTHWESTERN ENERGY CO P 2009-11-22 2011-03-14
31 SHS EMC CORPORATION P 2007-04-04 2011-03-25
335 SHS PACKAGING CORP AMER P 2009-03-02 2011-03-30
243 SHS WELLS FARGO & CO (NEW) P 2010-04-19 2011-04-27
28 SHS METLIFE INC P 2010-04-23 2011-05-16
72 SHS RIO TINTO PLC SPONSORED ADR P 2009-12-16 2011-06-22
4 SHS PEPSICO INC P 2010-03-14 2011-07-26
1 SHS SPDR GOLD TR GOLD SHS ETF P 2009-02-17 2011-09-09
100 SHS CURRENCYSHARES CDN DLR TR CD P 2009-05-29 2011-09-26
267 SHS PEPSICO INC P 2009-08-05 2011-10-07
125 SHS TERADATA CORP DEL P 2010-02-12 2011-11-01
22 SHS UNITED TECHNOLOGIES CORP P 2009-01-13 2011-12-21
83 SHS XCEL ENERGY INC P 2010-04-29 2011-01-13
42.77 SHS EL PASO CORP P 2011-01-27 2011-05-04
25 SHS ENSCO INTL LTD P 2011-01-13 2011-09-13
17 SHS BB & T CORP P 2011-01-13 2011-11-09
16 SHS UNITED PARCEL SVC INC CL B P 2011-01-13 2011-11-21
2 SHS SANOFI-SYNTHELABO SPONSORED AD P 2010-01-14 2011-01-11
121 SHS MITSUBISHI UFJ FINL GROUP IN P 2011-06-02 2011-08-30
25 SHS SCHLUMBERGER LTD P 2010-12-07 2011-01-05
36 SHS PPL CORP P 2010-12-07 2011-01-10
29 SHS AKAMAI TECHNOLOGIES INC P 2010-12-07 2011-01-21
75 SHS FLOWSERVE CORP P 2010-12-09 2011-01-21
1 SHS THERMO ELECTRON CORP P 2010-09-27 2011-01-21
125 SHS LYONDELLBASELL INDUSTRIES NV P 2010-12-14 2011-01-21
74 SHS PRICE T ROWE GROUP INC P 2010-02-04 2011-01-27
49 SHS COMCAST CORP NEW CL A P 2010-12-07 2011-02-07
18 SHS TARGET CORP P 2010-10-09 2011-02-07
20 SHS INTERCONTINENTALEXCHANGE INC P 2010-04-08 2011-02-11
50 SHS PARKER-HANNIFIN CP P 2011-01-21 2011-02-17
17 SHS CORNING INC P 2010-03-20 2011-02-28
675 SHS UNITEDHEALTH GROUP INC P 2011-01-10 2011-02-28
100 SHS LAS VEGAS SANDS CORP P 2011-01-21 2011-03-04
78 SHS CORNING INC P 2010-12-07 2011-03-08
98 SHS UNITED PARCEL SVC INC CL B P 2010-10-12 2011-03-08
1 SHS APACHE CORP P 2010-12-07 2011-03-14
52 SHS CHEVRONTEXACO CORP P 2010-11-15 2011-03-14
10 SHS DISCOVER FINL SVCS P 2010-10-13 2011-03-14
40 SHS GILEAD SCIENCES INC P 2010-09-27 2011-03-14
19 SHS LIFE TECHNOLOGIES CORP P 2011-01-21 2011-03-14
3 SHS OCEANEERING INTL INC P 2010-12-02 2011-03-14
20 SHS PRICE T ROWE GROUP INC P 2010-07-30 2011-03-14
25 SHS UNITED TECHNOLOGIES CORP P 2010-12-23 2011-03-14
2 SHS MILLICOM INTERNATIONAL CELLULA P 2010-11-15 2011-03-14
130 SHS HUNTINGTON BANCSHARES INC P 2010-09-27 2011-03-23
729 SHS STAPLES INC P 2010-12-09 2011-03-23
4 SHS GOOGLE INC CL A P 2010-10-13 2011-03-25
112 SHS AMERICAN ELECTRIC POWER INC P 2011-03-23 2011-03-30
150 SHS SOUTHWESTERN ENERGY CO P 2010-04-06 2011-03-30
40 SHS AMERICAN TOWER SYS CORP CL A P 2011-01-27 2011-04-19
30 SHS EXPRESS SCRIPTS INC P 2011-03-11 2011-04-19
250 SHS WELLS FARGO & CO (NEW) P 2010-05-20 2011-04-27
65 SHS FORD MTR CO DEL P 2010-09-27 2011-05-05
48 SHS FOSTER WHEELER AG P 2011-01-21 2011-05-05
275 SHS MERCK & CO INC P 2010-10-12 2011-05-16
460 SHS CISCO SYSTEM INC P 2011-03-08 2011-05-20
55 SHS DOVER CORP P 2010-12-02 2011-05-25
437 SHS JOHNSON CONTROLS INC P 2011-01-10 2011-06-03
1750 SHS ALCATEL ALSTHOM ADR REPSTG P 2011-05-16 2011-06-14
282 SHS COOPER INDS PLC P 2011-03-08 2011-06-22
1 SHS CIGNA CORP P 2010-09-27 2011-07-13
89 SHS VISA INC CL A P 2011-02-28 2011-07-13
125 SHS HESS CORP P 2011-04-07 2011-07-28
100 SHS HESS CORP P 2011-06-14 2011-08-08
1100 SHS EL PASO CORP P 2011-03-30 2011-08-18
45 SHS ROYAL DUTCH SHELL PLC SPONSOR P 2011-03-25 2011-08-18
425 SHS ROCKWELL COLLINS INC P 2011-07-26 2011-08-19
116 SHS CROWN HLDGS INC COM 144A P 2010-12-23 2011-08-22
275 SHS JP MORGAN CHASE & CO P 2011-02-28 2011-08-22
150 SHS ORACLE CORPORATION P 2011-03-30 2011-08-22
75 SHS VIACOM INC NEW CL B P 2011-03-30 2011-08-22
25 SHS JP MORGAN CHASE & CO P 2011-02-28 2011-09-08
500 SHS CURRENCYSHARES SWISS FRANC T P 2011-03-14 2011-09-12
250 SHS CURRENCYSHARES CDN DLR TR CD P 2011-03-03 2011-09-26
50 SHS VIACOM INC NEW CL B P 2011-02-24 2011-09-26
0.81 SHS ROYAL DUTCH SHELL PLC SPONS P 2011-09-19 2011-10-11
63 SHS SAFEWAY INC P 2011-02-28 2011-10-24
75 SHS ST JUDE MEDICAL INC P 2011-05-06 2011-10-28
25 SHS CHESAPEAKE ENERGY CORP P 2011-03-30 2011-11-08
675 SHS HEWLETT PACKARD CO P 2011-10-24 2011-11-23
275 SHS FREEPORT-MCMORAN COPPER & GO P 2011-09-08 2011-12-21
15 SHS AMERICAN ELECTRIC POWER INC P 2009-11-10 2011-01-13
20 SHS FOOT LOCKER INC P 2009-08-12 2011-05-04
6 SHS V F CORP P 2007-10-19 2011-05-04
15 SHS GOODRICH (B F) CO P 2008-10-29 2011-09-23
7 SHS NORDSTROM INC P 2010-09-24 2011-11-09
33 SHS ANALOG DEVICES INC P 2009-07-15 2011-11-16
18 SHS AMERICAN ELECTRIC POWER INC P 2009-11-09 2011-11-17
83 SHS PEOPLES UTD FINL INC P 2010-07-29 2011-11-18
30 SHS GENUINE PARTS CO P 2009-07-16 2011-11-21
43 SHS TE CONNECTIVITY LTD P 2010-04-30 2011-11-21
7 SHS EAST JAPAN RY CO P 2009-01-15 2011-01-11
2 SHS SYMRISE AG P 2009-09-04 2011-01-11
16 SHS BHP BILLITON PLC SPONSORED AD P 2008-09-23 2011-04-12
16 SHS EDP-ELECTRICIDADE DE PORTUGAL P 2010-10-14 2011-11-09
9 SHS LVMH MOET HENNESSY LOUIS VUITT P 2010-05-06 2011-12-08
41 SHS ABBOTT LABS P 2009-09-20 2011-01-10
250 SHS THERMO ELECTRON CORP P 2009-10-05 2011-01-21
25 SHS AVON PRODUCTS INC P 2008-07-07 2011-02-11
25 SHS ABBOTT LABS P 2009-09-29 2011-03-14
27 SHS TERADATA CORP DEL P 2009-11-06 2011-03-14
14 SHS EMC CORPORATION P 2007-04-04 2011-03-25
35 SHS PACKAGING CORP AMER P 2009-04-09 2011-03-30
175 SHS WELLS FARGO & CO (NEW) P 2010-04-06 2011-04-27
225 SHS TERADATA CORP DEL P 2009-11-06 2011-05-16
107 SHS RIO TINTO PLC SPONSORED ADR P 2009-12-11 2011-06-22
1 SHS ISHARES SILVER TR ISHARES ETF P 2009-11-09 2011-07-31
16 SHS PEPSICO INC P 2009-11-09 2011-09-20
100 SHS CURRENCYSHARES CDN DLR TR CD P 2009-05-29 2011-09-26
100 SHS CITIGROUP INC P 2010-06-10 2011-10-13
175 SHS VIACOM INC NEW CL B P 2009-09-14 2011-11-01
73 SHS UNITED TECHNOLOGIES CORP P 2009-08-04 2011-12-21
15 SHS XCEL ENERGY INC P 2010-04-29 2011-01-14
77.23 SHS EL PASO CORP P 2011-01-26 2011-05-04
499 SHS ALLEGHENY TECHNOLOGIES INC P 2011-01-18 2011-10-12
24 SHS BB & T CORP P 2011-01-13 2011-11-09
10 SHS UNITED PARCEL SVC INC CL B P 2010-12-06 2011-11-21
1 SHS SCHLUMBERGER LTD P 2010-02-25 2011-01-11
35 SHS CHINA UNICOM LTD SPONSORED AD P 2011-05-10 2011-09-20
3 SHS MILLICOM INTERNATIONAL CELLULA P 2010-10-13 2011-01-05
18 SHS PPL CORP P 2010-10-13 2011-01-10
30 SHS AKAMAI TECHNOLOGIES INC P 2010-09-27 2011-01-21
6 SHS FLOWSERVE CORP P 2010-12-07 2011-01-21
151 SHS TIBCO SOFTWARE INC P 2010-09-13 2011-01-21
18 SHS LYONDELLBASELL INDUSTRIES NV P 2010-12-07 2011-01-21
80 SHS PRICE T ROWE GROUP INC P 2010-07-30 2011-01-27
151 SHS COMCAST CORP NEW CL A P 2010-11-11 2011-02-07
25 SHS UNITED TECHNOLOGIES CORP P 2010-12-23 2011-02-07
25 SHS INTERCONTINENTALEXCHANGE INC P 2010-08-17 2011-02-11
14 SHS PARKER-HANNIFIN CP P 2010-12-07 2011-02-17
38 SHS CORNING INC P 2010-03-29 2011-02-28
50 SHS WELLS FARGO & CO (NEW) P 2010-04-09 2011-02-28
25 SHS MURPHY OIL CORP P 2010-11-26 2011-03-04
20 SHS CORNING INC P 2010-03-20 2011-03-08
97 SHS AT&T INC P 2010-09-24 2011-03-14
19 SHS APPLE COMPUTER INC P 2010-05-20 2011-03-14
2 SHS CHEVRONTEXACO CORP P 2010-12-07 2011-03-14
59 SHS DISCOVER FINL SVCS P 2010-09-27 2011-03-14
4 SHS GILEAD SCIENCES INC P 2010-10-13 2011-03-14
47 SHS LIMITED INC P 2010-10-01 2011-03-14
11 SHS OIL STS INTL INC P 2010-09-27 2011-03-14
2 SHS PRICELINE.COM INC P 2010-12-07 2011-03-14
9 SHS UNITED TECHNOLOGIES CORP P 2010-12-07 2011-03-14
22 SHS AVAGO TECHNOLOGIES LTD P 2010-12-23 2011-03-14
1150 SHS HUNTINGTON BANCSHARES INC P 2010-07-23 2011-03-23
64 SHS AT&T INC P 2010-10-13 2011-03-25
10 SHS GOOGLE INC CL A P 2010-09-27 2011-03-25
9 SHS AMERICAN ELECTRIC POWER INC P 2010-12-07 2011-03-30
20 SHS SOUTHWESTERN ENERGY CO P 2010-09-27 2011-03-30
50 SHS CARDINAL HEALTH INC P 2010-08-17 2011-04-19
95 SHS EXPRESS SCRIPTS INC P 2011-03-25 2011-04-19
409 SHS TE CONNECTIVITY LTD P 2010-07-12 2011-04-27
84 SHS FORD MTR CO DEL P 2010-12-07 2011-05-05
30 SHS ALLERGAN INC P 2010-05-28 2011-05-16
34 SHS MERCK & CO INC P 2010-10-28 2011-05-16
200 SHS CISCO SYSTEM INC P 2010-08-17 2011-05-20
49 SHS DOVER CORP P 2010-12-23 2011-05-25
137 SHS JOHNSON CONTROLS INC P 2011-03-23 2011-06-03
1000 SHS ALCATEL ALSTHOM ADR REPSTG P 2011-06-03 2011-06-14
82 SHS COOPER INDS PLC P 2011-03-25 2011-06-22
99 SHS CIGNA CORP P 2010-10-01 2011-07-13
725 SHS XL GROUP PLC P 2011-05-16 2011-07-13
75 SHS HESS CORP P 2011-03-23 2011-07-28
175 SHS KOHLS CORP P 2011-05-05 2011-08-08
500 SHS EMBRAER S A P 2011-04-19 2011-08-18
218.69 SHS ROYAL DUTCH SHELL PLC SPO P 2011-03-25 2011-08-18
525 SHS WAL MART STORES INC P 2011-07-13 2011-08-19
59 SHS CROWN HLDGS INC COM 144A P 2010-12-09 2011-08-22
150 SHS JOHNSON AND JOHNSON P 2011-05-25 2011-08-22
100 SHS ORACLE CORPORATION P 2011-03-30 2011-08-22
66 SHS ACCENTURE PLC P 2010-12-14 2011-08-22
50 SHS JP MORGAN CHASE & CO P 2011-02-28 2011-09-08
500 SHS CURRENCYSHARES SWISS FRANC T P 2011-03-14 2011-09-12
250 SHS CURRENCYSHARES CDN DLR TR CD P 2011-03-03 2011-09-26
225 SHS GOODRICH (B F) CO P 2011-03-23 2011-09-30
125 SHS COVIDIEN PLC P 2011-03-25 2011-10-11
675 SHS SAFEWAY INC P 2011-02-07 2011-10-24
100 SHS EQT CORP P 2011-10-24 2011-11-01
100 SHS CHESAPEAKE ENERGY CORP P 2011-04-28 2011-11-08
375 SHS KELLOGG CO P 2011-02-28 2011-11-23
175 SHS INFORMATICA CORP P 2011-10-24 2011-12-21
14 SHS JOHNSON AND JOHNSON P 2007-12-14 2011-01-26
30 SHS MORGAN STANLEY P 2009-04-09 2011-05-04
26 SHS BOSTON PPTYS INC P 2006-11-22 2011-08-10
4 SHS V F CORP P 2008-05-02 2011-10-12
4 SHS NORDSTROM INC P 2010-09-24 2011-11-09
8 SHS ANALOG DEVICES INC P 2009-07-16 2011-11-16
32 SHS AUTOMATIC DATA PROCESSING INC P 2009-12-03 2011-11-17
25 SHS PEOPLES UTD FINL INC P 2010-07-29 2011-11-18
3 SHS GENUINE PARTS CO P 2009-07-16 2011-11-21
39 SHS PACKAGING CORP AMER P 2009-06-19 2011-11-22
1 SHS HSBC HLDGS PLC SPONSORED ADR N P 2009-04-16 2011-01-11
7 SHS TAIWAN SEMICONDUCTOR MFG ADR P 2009-09-17 2011-01-11
79 SHS ESPRIT HLDGS LTD P 2010-02-12 2011-04-14
98 SHS BANCO SANTANDER BRASIL S A P 2009-12-21 2011-11-22
11 SHS LVMH MOET HENNESSY LOUIS VUIT P 2009-01-14 2011-12-08
53 SHS ABBOTT LABS P 2009-09-29 2011-01-10
10 SHS MEDCO HEALTH SOLUTIONS INC P 2010-01-24 2011-01-27
45 SHS AVON PRODUCTS INC P 2009-12-21 2011-02-11
18 SHS AKAMAI TECHNOLOGIES INC P 2009-12-17 2011-03-14
293 SHS AKAMAI TECHNOLOGIES INC P 2009-12-17 2011-03-23
5 SHS EMC CORPORATION P 2008-07-09 2011-03-25
7 SHS SOUTHWESTERN ENERGY CO P 2010-01-18 2011-03-30
46 SHS WELLS FARGO & CO (NEW) P 2010-03-19 2011-04-27
50 SHS CISCO SYSTEM INC P 2009-11-11 2011-05-20
100 SHS APACHE CORP P 2008-10-30 2011-06-29
150 SHS METLIFE INC P 2010-07-01 2011-08-08
113 SHS PEPSICO INC P 2009-08-05 2011-09-20
100 SHS CURRENCYSHARES CDN DLR TR CD P 2009-10-09 2011-09-26
1 SHS SPDR GOLD TR GOLD SHS ETF P 2009-02-17 2011-10-13
1 SHS SPDR GOLD TR GOLD SHS ETF P 2009-02-17 2011-11-14
392 SHS ACCENTURE PLC P 2010-12-02 2011-12-21
50 SHS XCEL ENERGY INC P 2010-05-18 2011-01-14
34 SHS EL PASO CORP P 2011-01-27 2011-05-04
501 SHS ALLEGHENY TECHNOLOGIES INC P 2011-01-14 2011-10-12
48 SHS KELLOGG CO P 2011-03-04 2011-11-14
36 SHS UNITED PARCEL SVC INC CL B P 2010-12-06 2011-11-21
1 SHS WESTPAC BANKING LTD ADR P 2010-01-20 2011-01-11
17 SHS UNITED OVERSEAS BK LTD SPONSO P 2011-08-31 2011-10-21
17 SHS MILLICOM INTERNATIONAL CELLUL P 2010-11-15 2011-01-05
575 SHS PPL CORP P 2010-10-12 2011-01-10
15 SHS AKAMAI TECHNOLOGIES INC P 2010-10-13 2011-01-21
40 SHS MORGAN STANLEY P 2010-09-27 2011-01-21
25 SHS TIBCO SOFTWARE INC P 2010-10-13 2011-01-21
300 SHS LYONDELLBASELL INDUSTRIES NV P 2010-11-11 2011-01-21
35 SHS PRICE T ROWE GROUP INC P 2010-09-27 2011-01-27
32 SHS EMC CORPORATION P 2010-06-03 2011-02-07
46 SHS WELLS FARGO & CO (NEW) P 2010-12-07 2011-02-07
125 SHS INTERCONTINENTALEXCHANGE INC P 2010-08-16 2011-02-11
11 SHS PARKER-HANNIFIN CP P 2010-12-23 2011-02-17
5 SHS CORNING INC P 2010-04-30 2011-02-28
50 SHS WELLS FARGO & CO (NEW) P 2010-04-19 2011-02-28
25 SHS NORDSTROM INC P 2010-12-07 2011-03-04
275 SHS DEERE & CO P 2011-01-21 2011-03-08
24 SHS ABERCROMBIE & FITCH CO CL A P 2010-12-09 2011-03-14
41 SHS AUTODESK INC P 2010-12-07 2011-03-14
32 SHS CHICAGO BRIDGE & IRON-NY SHR P 2011-01-21 2011-03-14
26 SHS DOVER CORP P 2010-12-23 2011-03-14
24 SHS GOLDMAN SACHS GROUP INC P 2011-01-21 2011-03-14
66 SHS LOWES COMPANIES INC P 2010-10-12 2011-03-14
1 SHS OIL STS INTL INC P 2010-09-17 2011-03-14
57 SHS PROCTER & GAMBLE CO P 2010-12-14 2011-03-14
45 SHS VIACOM INC NEW CL B P 2011-02-28 2011-03-14
111 SHS AMERICAN TOWER SYS CORP CL A P 2010-11-11 2011-03-23
750 SHS HUNTINGTON BANCSHARES INC P 2010-08-16 2011-03-23
76 SHS AT&T INC P 2010-12-07 2011-03-25
50 SHS LIMITED INC P 2010-10-01 2011-03-25
50 SHS AMERICAN ELECTRIC POWER INC P 2010-08-17 2011-03-30
21 SHS SOUTHWESTERN ENERGY CO P 2010-10-13 2011-03-30
50 SHS CARDINAL HEALTH INC P 2010-09-27 2011-04-19
659 SHS FIFTH THIRD BANCORP P 2011-02-28 2011-04-19
5 SHS MILLICOM INTERNATIONAL CELLULA P 2010-09-09 2011-04-27
950 SHS FORD MTR CO DEL P 2010-09-10 2011-05-05
20 SHS ALLERGAN INC P 2010-08-17 2011-05-16
41 SHS MERCK & CO INC P 2010-10-29 2011-05-16
200 SHS CISCO SYSTEM INC P 2010-08-16 2011-05-20
21 SHS DOVER CORP P 2010-12-07 2011-05-25
125 SHS MYLAN LABS INC P 2011-04-19 2011-06-03
100 SHS APACHE CORP P 2010-09-02 2011-06-14
18 SHS COOPER INDS PLC P 2011-03-19 2011-06-22
426 SHS COSTCO WHSL CORP NEW P 2010-11-11 2011-07-13
175 SHS EMBRAER S A P 2011-05-16 2011-07-21
125 SHS ABERCROMBIE & FITCH CO CL A P 2011-02-07 2011-08-08
323 SHS METLIFE INC P 2010-08-16 2011-08-08
25 SHS EMBRAER S A P 2011-05-16 2011-08-18
8 SHS ROYAL DUTCH SHELL PLC SPONSORE P 2011-03-25 2011-08-18
225 SHS WALGREEN CO P 2011-06-06 2011-08-19
100 SHS CUMMINS ENGINE INC P 2011-06-03 2011-08-22
100 SHS KBR INC P 2011-03-23 2011-08-22
75 SHS PNC BANK CORP P 2010-11-11 2011-08-22
26 SHS ACCENTURE PLC P 2010-12-07 2011-08-22
50 SHS JP MORGAN CHASE & CO P 2011-03-10 2011-09-08
500 SHS CURRENCYSHARES SWISS FRANC T P 2011-09-07 2011-09-12
775 SHS DOW CHEMICAL P 2011-08-18 2011-09-26
25 SHS PNC BANK CORP P 2010-11-11 2011-09-30
75 SHS COVIDIEN PLC P 2011-04-19 2011-10-11
275 SHS SCHLUMBERGER LTD P 2011-08-18 2011-10-24
150 SHS LAUDER ESTEE COS INC CL A P 2011-10-05 2011-11-01
475 SHS CHESAPEAKE ENERGY CORP P 2011-03-23 2011-11-08
75 SHS KELLOGG CO P 2011-03-25 2011-11-23
190 SHS JP MORGAN CHASE & CO P 2011-02-28 2011-12-21
30 SHS JOHNSON AND JOHNSON P 2007-01-03 2011-01-26
1 SHS MORGAN STANLEY P 2009-04-09 2011-05-04
15 SHS ILLINOIS TOOL WORKS INC P 2009-12-23 2011-08-15
4 SHS V F CORP P 2007-10-18 2011-10-12
26 SHS BOSTON PPTYS INC P 2006-11-22 2011-11-10
39 SHS CITIGROUP INC P 2010-01-05 2011-11-16
5 SHS 3M CO P 2010-10-22 2011-11-17
6 SHS TE CONNECTIVITY LTD P 2010-04-29 2011-11-18
13 SHS GENUINE PARTS CO P 2009-02-05 2011-11-21
37 SHS JP MORGAN CHASE & CO P 2007-11-14 2011-11-23
7 SHS HEINEKEN N V ADR P 2007-12-27 2011-01-11
1 SHS TECK CORP LTD CL B NPV P 2009-12-10 2011-01-11
23 SHS PT INDOSAT TBK SPONSORED ADR P 2010-04-08 2011-05-13
42 SHS BANCO SANTANDER BRASIL S A P 2010-02-11 2011-11-22
15 SHS ROCHE HLDG LTD SPONSORED ADR P 2007-12-27 2011-12-08
106 SHS ABBOTT LABS P 2009-10-16 2011-01-10
10 SHS PRICE T ROWE GROUP INC P 2009-12-15 2011-01-27
93 SHS AVON PRODUCTS INC P 2009-04-21 2011-02-11
1 SHS CELANESE CORP DEL SER A P 2009-05-19 2011-03-14
62 SHS INTERNATIONAL BUSINESS MACHIN P 2008-10-09 2011-03-23
4 SHS GOOGLE INC CL A P 2007-04-05 2011-03-25
8 SHS SOUTHWESTERN ENERGY CO P 2010-03-05 2011-03-30
350 SHS WELLS FARGO & CO (NEW) P 2010-03-18 2011-04-27
72 SHS CISCO SYSTEM INC P 2009-11-06 2011-05-20
50 SHS FREEPORT-MCMORAN COPPER & GOL P 2010-03-13 2011-06-29
274 SHS NII HLDGS INC CL B NEW P 2010-02-01 2011-08-08
200 SHS CURRENCYSHARES AUSTRALIAN DL P 2009-10-15 2011-09-26
100 SHS CURRENCYSHARES CDN DLR TR CD P 2009-10-09 2011-09-26
56 SHS MICROSOFT CORP P 2009-08-04 2011-10-24
1500 SHS CLAYMORE EXCHANGE TRADED FD P 2010-10-27 2011-11-21
1 SHS ISHARES SILVER TR ISHARES ETF P 2009-11-09 2011-12-31
127 SHS XCEL ENERGY INC P 2010-05-17 2011-01-14
23 SHS TARGET CORP P 2010-08-06 2011-05-04
9 SHS ACE LTD P 2011-01-13 2011-10-21
38 SHS KELLOGG CO P 2011-03-07 2011-11-14
51 SHS COLGATE PALMOLIVE P 2011-05-04 2011-11-22
16 SHS LVMH MOET HENNESSY LOUIS VUIT P 2010-05-06 2011-01-20
8 SHS ING GROEP N V ADR P 2011-03-07 2011-11-22
5 SHS MILLICOM INTERNATIONAL CELLULA P 2010-09-27 2011-01-05
10 SHS WAL MART STORES INC P 2010-10-13 2011-01-10
22 SHS AVON PRODUCTS INC P 2010-11-08 2011-01-21
550 SHS MORGAN STANLEY P 2010-08-27 2011-01-21
50 SHS TIBCO SOFTWARE INC P 2010-09-27 2011-01-21
95 SHS ALLERGAN INC P 2010-12-02 2011-01-27
34 SHS PRICE T ROWE GROUP INC P 2010-12-07 2011-01-27
43 SHS EMC CORPORATION P 2010-12-07 2011-02-07
4 SHS WELLS FARGO & CO (NEW) P 2010-12-07 2011-02-07
27 SHS OCCIDENTAL PETROLEUM CORP P 2010-08-17 2011-02-11
188 SHS TRANSDIGM GROUP INC P 2010-04-19 2011-02-17
40 SHS CORNING INC P 2010-05-16 2011-02-28
441 SHS AT&T INC P 2010-09-24 2011-03-04
7 SHS OIL STS INTL INC P 2010-10-13 2011-03-04
425 SHS INCYTE PHARMACEUTICALS INC P 2010-12-23 2011-03-08
177 SHS ADVANCED MICRO DEVICES INC P 2010-10-12 2011-03-14
1 SHS AUTODESK INC P 2010-11-22 2011-03-14
500 SHS CITIGROUP INC P 2010-06-11 2011-03-14
46 SHS EMERSON ELECTRIC CO P 2011-02-17 2011-03-14
8 SHS GOOGLE INC CL A P 2010-12-07 2011-03-14
65 SHS MACYS INC P 2011-02-28 2011-03-14
34 SHS ORACLE CORPORATION P 2010-12-14 2011-03-14
35 SHS PRUDENTIAL FINL INC P 2010-12-23 2011-03-14
25 SHS VISA INC CL A P 2011-03-04 2011-03-14
29 SHS AMERICAN TOWER SYS CORP CL A P 2010-12-07 2011-03-23
25 SHS INTERNATIONAL BUSINESS MACHIN P 2010-08-17 2011-03-23
412 SHS AT&T INC P 2010-09-24 2011-03-25
25 SHS MCDONALDS CORP P 2011-01-21 2011-03-25
225 SHS COACH INC P 2011-01-05 2011-03-30
353 SHS AVAGO TECHNOLOGIES LTD P 2010-12-23 2011-03-30
142 SHS CARDINAL HEALTH INC P 2010-11-11 2011-04-19
225 SHS HOSPIRA INC P 2011-03-23 2011-04-19
6 SHS MILLICOM INTERNATIONAL CELLULA P 2010-11-15 2011-04-27
408 SHS FORD MTR CO DEL P 2010-12-23 2011-05-05
100 SHS ALLERGAN INC P 2010-07-30 2011-05-16
23 SHS METLIFE INC P 2010-12-07 2011-05-16
100 SHS KOHLS CORP P 2011-05-05 2011-05-20
1250 SHS GENERAL ELECTRIC CO P 2011-04-27 2011-05-25
200 SHS MYLAN LABS INC P 2011-03-30 2011-06-03
20 SHS APACHE CORP P 2010-09-27 2011-06-14
81 SHS APACHE CORP P 2010-08-24 2011-06-29
211 SHS DENDREON CORP P 2010-10-12 2011-07-13
200 SHS RAYTHEON CO NEW P 2011-05-25 2011-07-21
151 SHS ABERCROMBIE & FITCH CO CL A P 2010-12-09 2011-08-08
80 SHS METLIFE INC P 2010-09-27 2011-08-08
100 SHS ENSCO INTL LTD P 2011-05-20 2011-08-18
5.31 SHS ROYAL DUTCH SHELL PLC SPONS P 2011-06-27 2011-08-18
199 SHS AUTODESK INC P 2010-11-22 2011-08-22
125 SHS DISH NETWORK CORP CL A P 2011-04-19 2011-08-22
150 SHS KELLOGG CO P 2011-03-08 2011-08-22
75 SHS PNC BANK CORP P 2011-03-25 2011-08-22
33 SHS ACCENTURE PLC P 2010-12-02 2011-08-22
200 SHS KOHLS CORP P 2011-05-05 2011-09-08
150 SHS ALLEGHENY TECHNOLOGIES INC P 2011-06-29 2011-09-20
24 SHS GOLDMAN SACHS GROUP INC P 2011-02-01 2011-09-26
150 SHS TYCO INTL LTD P 2011-06-15 2011-09-30
275 SHS BRISTOL MYERS SQUIBB COMPANY P 2011-08-31 2011-10-13
182 SHS AIR PRODUCTS & CHEMICALS INC P 2011-01-27 2011-10-28
100 SHS LIMITED INC P 2011-08-18 2011-11-01
50 SHS CHESAPEAKE ENERGY CORP P 2011-09-20 2011-11-08
78 SHS KELLOGG CO P 2011-03-08 2011-11-23
60 SHS JP MORGAN CHASE & CO P 2011-03-09 2011-12-21
8 SHS JOHNSON AND JOHNSON P 2007-01-03 2011-01-27
29 SHS MORGAN STANLEY P 2009-03-13 2011-05-04
35 SHS ILLINOIS TOOL WORKS INC P 2009-12-23 2011-08-15
5 SHS V F CORP P 2008-05-02 2011-10-12
20 SHS DIAGEO PLC SPONSORED ADR NEW P 2006-11-22 2011-11-14
3 SHS NEXTERA ENERGY INC P 2010-08-03 2011-11-16
33 SHS 3M CO P 2010-10-22 2011-11-17
19 SHS TE CONNECTIVITY LTD P 2010-04-29 2011-11-18
12 SHS GENUINE PARTS CO P 2009-02-04 2011-11-21
3 SHS PACKAGING CORP AMER P 2009-06-23 2011-11-23
1 SHS HUTCHISON WHAMPOA LTD ADR P 2009-08-27 2011-01-11
1 SHS TOKIO MARINE HLDGS INC P 2009-07-13 2011-01-11
97 SHS MAN SE P 2010-04-20 2011-06-22
19 SHS HDFC BK LTD ADR REPSTG 3 SHS P 2008-11-26 2011-11-22
9 SHS SANOFI-SYNTHELABO SPONSORED AD P 2010-01-14 2011-12-08
18 SHS ABBOTT LABS P 2009-08-26 2011-01-10
1 SHS ISHARES SILVER TR ISHARES ETF P 2009-11-09 2011-01-31
9 SHS EMC CORPORATION P 2009-11-20 2011-02-11
72 SHS CISCO SYSTEM INC P 2009-11-12 2011-03-14
31 SHS INTERNATIONAL BUSINESS MACHIN P 2009-03-19 2011-03-23
4 SHS GOOGLE INC CL A P 2010-03-05 2011-03-25
13 SHS SOUTHWESTERN ENERGY CO P 2009-11-22 2011-03-30
95 SHS MILLICOM INTERNATIONAL CELLUL P 2009-05-27 2011-04-27
118 SHS CISCO SYSTEM INC P 2009-11-12 2011-05-20
50 SHS FREEPORT-MCMORAN COPPER & GOL P 2010-03-26 2011-06-29
1 SHS SPDR GOLD TR GOLD SHS ETF P 2009-02-17 2011-08-10
100 SHS CURRENCYSHARES AUSTRALIAN DL P 2009-05-29 2011-09-26
59 SHS GOLDMAN SACHS GROUP INC P 2010-05-05 2011-09-26
625 SHS MICROSOFT CORP P 2009-01-12 2011-10-24
1500 SHS CLAYMORE EXCHANGE TRADED FD P 2010-01-05 2011-11-21
ST DISALLOWED LOSSES ON WASH SALES P 2011-01-01 2011-12-31
86 SHS FORD MTR CO CAP TR II CONV PF P 2010-07-29 2011-02-16
20 SHS PACCAR INC P 2011-04-15 2011-08-31
30 SHS ACE LTD P 2011-01-13 2011-10-21
7 SHS AUTOMATIC DATA PROCESSING INC P 2010-12-06 2011-11-16
9 SHS COLGATE PALMOLIVE P 2011-05-04 2011-11-23
8 SHS SCHLUMBERGER LTD P 2010-02-25 2011-02-22
267 SHS CARDINAL HEALTH INC P 2010-04-27 2011-01-05
1000 SHS ISHARES SILVER TR ISHARES E P 2010-10-13 2011-01-06
20 SHS WAL MART STORES INC P 2010-12-07 2011-01-10
17 SHS AVON PRODUCTS INC P 2010-11-20 2011-01-21
37 SHS MORGAN STANLEY P 2010-12-07 2011-01-21
49 SHS TIBCO SOFTWARE INC P 2010-12-07 2011-01-21
30 SHS ALLERGAN INC P 2010-12-07 2011-01-27
17 SHS PRICE T ROWE GROUP INC P 2010-10-13 2011-01-27
300 SHS LOWES COMPANIES INC P 2010-10-12 2011-02-07
25 SHS APPLE COMPUTER INC P 2010-05-20 2011-02-11
48 SHS OCCIDENTAL PETROLEUM CORP P 2010-09-27 2011-02-11
5 SHS UNION PACIFIC CORP P 2010-10-13 2011-02-17
73 SHS DISCOVER FINL SVCS P 2010-12-07 2011-02-28
25 SHS CF INDS HLDGS INC P 2010-12-09 2011-03-04
14 SHS OIL STS INTL INC P 2010-12-07 2011-03-04
25 SHS METLIFE INC P 2010-05-08 2011-03-08
18 SHS AIR PRODUCTS & CHEMICALS INC P 2011-01-27 2011-03-14
16 SHS AUTOLIV INC P 2011-02-07 2011-03-14
102 SHS CITIGROUP INC P 2010-07-09 2011-03-14
10 SHS ENSCO INTL LTD P 2011-03-04 2011-03-14
61 SHS HARTFORD FINL SVCS GROUP INC P 2011-02-17 2011-03-14
34 SHS MCDONALDS CORP P 2011-01-21 2011-03-14
31 SHS OWENS CORNING NEW P 2010-12-07 2011-03-14
27 SHS QUALCOMM INC P 2011-02-11 2011-03-14
11 SHS VISA INC CL A P 2011-02-28 2011-03-14
110 SHS AMERICAN TOWER SYS CORP CL A P 2011-01-27 2011-03-23
32 SHS INTERNATIONAL BUSINESS MACHIN P 2010-06-15 2011-03-23
130 SHS AT&T INC P 2010-09-27 2011-03-25
30 SHS MERCK & CO INC P 2010-10-12 2011-03-25
81 SHS COACH INC P 2011-01-10 2011-03-30
1 SHS ISHARES SILVER TR ISHARES ETF P 2010-09-20 2011-03-31
25 SHS CARDINAL HEALTH INC P 2010-10-13 2011-04-19
100 SHS INTERCONTINENTALEXCHANGE INC P 2011-03-23 2011-04-19
2 SHS MILLICOM INTERNATIONAL CELLULA P 2010-11-26 2011-04-27
125 SHS GENERAL ELECTRIC CO P 2011-04-27 2011-05-05
175 SHS DISH NETWORK CORP CL A P 2011-04-27 2011-05-16
39 SHS METLIFE INC P 2010-10-13 2011-05-16
306 SHS LIFE TECHNOLOGIES CORP P 2011-01-21 2011-05-20
175 SHS JOHNSON CONTROLS INC P 2011-01-10 2011-05-25
350 SHS CARNIVAL CORP PAIRED CTF 1 C P 2011-03-23 2011-06-06
11 SHS APACHE CORP P 2010-10-25 2011-06-14
575 SHS CONSTELLATION ENERGY GROUP I P 2011-04-19 2011-06-29
14 SHS DENDREON CORP P 2010-12-07 2011-07-13
750 SHS ADVANCED MICRO DEVICES INC P 2010-10-25 2011-07-26
1203 SHS ADVANCED MICRO DEVICES INC P 2010-10-25 2011-08-08
150 SHS METLIFE INC P 2010-08-24 2011-08-08
125 SHS ENSCO INTL LTD P 2011-06-29 2011-08-18
125 SHS ROYAL DUTCH SHELL PLC SPONSO P 2011-03-30 2011-08-18
14 SHS AUTODESK INC P 2010-10-13 2011-08-22
100 SHS DOVER CORP P 2011-08-18 2011-08-22
50 SHS MACYS INC P 2011-03-30 2011-08-22
61 SHS PEPSICO INC P 2010-10-12 2011-08-22
125 SHS COVIDIEN PLC P 2011-04-19 2011-08-22
475 SHS METROPCS COMMUNICATIONS INC P 2011-01-10 2011-09-08
100 SHS ALLEGHENY TECHNOLOGIES INC P 2011-08-08 2011-09-20
1 SHS GOLDMAN SACHS GROUP INC P 2011-03-25 2011-09-26
100 SHS AIR PRODUCTS & CHEMICALS INC P 2011-01-27 2011-10-05
75 SHS CITIGROUP INC P 2011-06-29 2011-10-13
75 SHS BOEING CO P 2011-09-30 2011-10-28
225 SHS NCR CORP NEW P 2011-07-14 2011-11-01
2000 SHS CLAYMORE EXCHANGE TRADED FD P 2011-02-08 2011-11-21
150 SHS KELLOGG CO P 2011-03-04 2011-11-23
150 SHS JP MORGAN CHASE & CO P 2011-03-23 2011-12-21
40 SHS JOHNSON AND JOHNSON P 2007-01-04 2011-01-27
9 SHS MORGAN STANLEY P 2009-03-20 2011-05-04
14 SHS ILLINOIS TOOL WORKS INC P 2009-12-23 2011-08-30
1 SHS V F CORP P 2008-05-01 2011-10-13
7 SHS DIAGEO PLC SPONSORED ADR NEW P 2006-11-22 2011-11-14
11 SHS NEXTERA ENERGY INC P 2010-08-02 2011-11-16
55 SHS XL GROUP PLC P 2009-07-31 2011-11-17
1 SHS TE CONNECTIVITY LTD P 2010-04-29 2011-11-18
9 SHS GENUINE PARTS CO P 2009-02-03 2011-11-21
3 SHS PACKAGING CORP AMER P 2009-06-19 2011-11-23
1 SHS ICICI BK LTD ADR P 2009-12-22 2011-01-11
1 SHS VODAFONE GROUP PLC NEW SPONSOR P 2007-12-27 2011-01-11
9 SHS RICOH LTD ADR NEW P 2009-12-14 2011-07-18
21 SHS ICICI BK LTD ADR P 2009-12-22 2011-11-22
6 SHS SANOFI-SYNTHELABO SPONSORED AD P 2009-10-28 2011-12-08
7 SHS ABBOTT LABS P 2009-09-17 2011-01-10
1 SHS SPDR GOLD TR GOLD SHS ETF P 2009-02-17 2011-02-04
40 SHS TERADATA CORP DEL P 2009-11-06 2011-02-11
50 SHS CISCO SYSTEM INC P 2009-11-17 2011-03-14
32 SHS OCCIDENTAL PETROLEUM CORP P 2009-08-11 2011-03-23
3 SHS GOOGLE INC CL A P 2010-03-19 2011-03-25
250 SHS SOUTHWESTERN ENERGY CO P 2010-03-25 2011-03-30
1 SHS ISHARES SILVER TR ISHARES ETF P 2009-11-09 2011-04-30
300 SHS UNION PACIFIC CORP P 2010-04-06 2011-05-20
250 SHS FREEPORT-MCMORAN COPPER & GO P 2010-04-06 2011-06-29
219 SHS UNITED PARCEL SVC INC CL B P 2009-11-02 2011-08-18
100 SHS CURRENCYSHARES AUSTRALIAN DL P 2010-03-23 2011-09-26
25 SHS GOLDMAN SACHS GROUP INC P 2010-08-17 2011-09-26
300 SHS MICROSOFT CORP P 2010-07-01 2011-10-24
250000 SHS GENERAL ELEC CAP CORP MED P 2008-07-03 2011-11-21
LT DISALLOWED LOSSES ON WASH SALES P 2010-01-01 2011-12-31
23 SHS MOLSON COORS BREWING CO CL B P 2010-12-07 2011-03-04
26 SHS PACCAR INC P 2011-04-15 2011-08-31
36 SHS ACE LTD P 2011-01-14 2011-10-21
31 SHS AUTOMATIC DATA PROCESSING INC P 2010-12-06 2011-11-16
24 SHS COLGATE PALMOLIVE P 2011-05-04 2011-11-23
10 SHS SMITH & NEPHEW P L C SPONSORE P 2010-07-08 2011-02-22
58 SHS CARDINAL HEALTH INC P 2010-12-07 2011-01-05
25 SHS BAKER HUGHES INC P 2010-09-27 2011-01-10
165 SHS WAL MART STORES INC P 2010-04-30 2011-01-10
45 SHS AVON PRODUCTS INC P 2010-09-27 2011-01-21
19 SHS MORGAN STANLEY P 2010-10-13 2011-01-21
8 SHS TRANSDIGM GROUP INC P 2010-10-13 2011-01-21
25 SHS CIGNA CORP P 2010-12-07 2011-01-27
25 SHS PROCTER & GAMBLE CO P 2010-12-23 2011-01-27
75 SHS MEAD JOHNSON NUTRITION CO P 2010-07-30 2011-02-07
24 SHS BROADCOM CORP P 2010-12-07 2011-02-11
33 SHS TERADATA CORP DEL P 2010-12-07 2011-02-11
20 SHS UNION PACIFIC CORP P 2010-12-07 2011-02-17
27 SHS DISCOVER FINL SVCS P 2010-10-13 2011-02-28
25 SHS CF INDS HLDGS INC P 2011-02-17 2011-03-04
4 SHS OIL STS INTL INC P 2010-09-27 2011-03-04
225 SHS NORDSTROM INC P 2010-07-30 2011-03-08
5 SHS ALLERGAN INC P 2010-12-02 2011-03-14
5 SHS CF INDS HLDGS INC P 2010-12-09 2011-03-14
112 SHS CITIGROUP INC P 2010-09-15 2011-03-14
14 SHS ENTERGY CORP NEW P 2010-12-02 2011-03-14
35 SHS HUNT J B TRANSPORTATION SERVI P 2011-02-17 2011-03-14
34 SHS MERCK & CO INC P 2010-10-12 2011-03-14
1 SHS OWENS CORNING NEW P 2010-10-13 2011-03-14
11 SHS RIO TINTO PLC SPONSORED ADR P 2010-12-07 2011-03-14
46 SHS WELLS FARGO & CO (NEW) P 2011-01-01 2011-03-14
84 SHS AUTOLIV INC P 2011-02-07 2011-03-23
259 SHS L-3 COMMUNICATIONS HLDGS INC P 2011-01-10 2011-03-23
75 SHS APACHE CORP P 2010-10-25 2011-03-25
20 SHS MERCK & CO INC P 2010-10-12 2011-03-25
150 SHS COACH INC P 2011-03-23 2011-03-30
83 SHS CF INDS HLDGS INC P 2010-09-02 2011-04-07
753 SHS DISNEY WALT CO P 2011-03-04 2011-04-19
50 SHS INTERCONTINENTALEXCHANGE INC P 2011-03-25 2011-04-19
3 SHS MILLICOM INTERNATIONAL CELLULA P 2010-09-14 2011-04-27
1000 SHS ISHARES SILVER TR ISHARES E P 2010-09-20 2011-05-05
70 SHS FREEPORT-MCMORAN COPPER & GOL P 2011-02-17 2011-05-16
27 SHS METLIFE INC P 2010-08-16 2011-05-16
19 SHS LIFE TECHNOLOGIES CORP P 2011-02-06 2011-05-20
200 SHS LIMITED INC P 2010-10-01 2011-05-25
200 SHS CARNIVAL CORP PAIRED CTF 1 C P 2011-03-30 2011-06-06
19 SHS APACHE CORP P 2010-08-24 2011-06-14
150 SHS DARDEN RESTAURANTS INC P 2011-05-16 2011-06-29
16 SHS DISCOVER FINL SVCS P 2010-09-27 2011-07-13
7 SHS PEPSICO INC P 2010-09-27 2011-07-26
2350 SHS ALCATEL ALSTHOM ADR REPSTG P 2011-07-21 2011-08-08
3 SHS NII HLDGS INC CL B NEW P 2010-12-07 2011-08-08
140 SHS ENSCO INTL LTD P 2011-03-04 2011-08-18
850 SHS SPRINT CORP P 2011-04-27 2011-08-18
30 SHS AUTODESK INC P 2010-09-27 2011-08-22
125 SHS DOW CHEMICAL P 2011-08-18 2011-08-22
125 SHS MACYS INC P 2011-02-28 2011-08-22
64 SHS PEPSICO INC P 2011-03-30 2011-08-22
175 SHS TYCO INTL LTD P 2011-06-29 2011-08-22
50 SHS METROPCS COMMUNICATIONS INC P 2011-08-08 2011-09-08
500 SHS BROADCOM CORP P 2011-05-05 2011-09-20
51 SHS GOLDMAN SACHS GROUP INC P 2011-01-21 2011-09-26
125 SHS NETAPP INC P 2011-08-08 2011-10-05
75 SHS SAFEWAY INC P 2011-02-22 2011-10-13
225 SHS BOEING CO P 2011-08-08 2011-10-28
75 SHS NCR CORP NEW P 2011-09-20 2011-11-01
2000 SHS ISHARES INC MSCI SINGAPORE P 2010-12-10 2011-11-21
500 SHS NETAPP INC P 2011-08-08 2011-11-23
225 SHS JOHNSON AND JOHNSON P 2011-05-20 2011-12-21
29 SHS WILLIAMS COMPANIES P 2009-03-20 2011-02-17
7 SHS MORGAN STANLEY P 2009-03-20 2011-05-04
53 SHS ILLINOIS TOOL WORKS INC P 2009-12-17 2011-08-30
10 SHS V F CORP P 2008-05-01 2011-10-13
27 SHS DIAGEO PLC SPONSORED ADR NEW P 2006-11-22 2011-11-14
6 SHS NEXTERA ENERGY INC P 2010-08-02 2011-11-16
21 SHS XL GROUP PLC P 2009-07-31 2011-11-17
31 SHS TE CONNECTIVITY LTD P 2010-04-29 2011-11-18
37 SHS PG & E CORP P 2009-07-13 2011-11-21
54 SHS PACKAGING CORP AMER P 2009-06-22 2011-11-23
4 SHS ING GROEP N V ADR P 2007-12-27 2011-01-11
1 SHS WPP PLC P 2007-12-27 2011-01-11
6 SHS RICOH LTD ADR NEW P 2009-03-23 2011-07-18
4 SHS ING GROEP N V ADR P 2007-11-29 2011-11-22
14 SHS LVMH MOET HENNESSY LOUIS VUIT P 2009-01-14 2011-12-13
20 SHS WAL MART STORES INC P 2009-12-14 2011-01-10
7 SHS AT&T INC P 2007-06-01 2011-02-07
250000 SHS WAL MART STORES INC GLOBA P 2008-10-16 2011-02-15
63 SHS CORNING INC P 2010-03-10 2011-03-14
68 SHS OCCIDENTAL PETROLEUM CORP P 2009-06-18 2011-03-23
50 SHS MICROSOFT CORP P 2009-08-04 2011-03-25
1 SHS ISHARES SILVER TR ISHARES ETF P 2009-11-09 2011-03-31
7 SHS CELGENE CORP COM P 2010-03-29 2011-05-05
61 SHS WELLS FARGO & CO (NEW) P 2010-02-22 2011-05-20
23 SHS INTERNATIONAL BUSINESS MACHIN P 2008-10-09 2011-06-29
25 SHS UNITED PARCEL SVC INC CL B P 2010-08-17 2011-08-18
100 SHS CURRENCYSHARES AUSTRALIAN DL P 2010-03-23 2011-09-26
127 SHS UNITED TECHNOLOGIES CORP P 2009-08-04 2011-09-26
19 SHS PNC BANK CORP P 2010-10-13 2011-10-24
2000 SHS ISHARES INC MSCI SINGAPORE P 2010-09-20 2011-11-21
10 SHS MOLSON COORS BREWING CO CL B P 2010-12-06 2011-03-04
14 SHS CARNIVAL CORP PAIRED CTF 1 CO P 2011-05-04 2011-09-06
42 SHS GENERAL MTRS CO P 2010-11-23 2011-10-26
8 SHS AUTOMATIC DATA PROCESSING INC P 2010-12-06 2011-11-17
1 SHS BP AMOCO P L C ADR P 2010-07-21 2011-01-11
19 SHS SWISS REINSURANCE SPONSORED A P 2010-04-16 2011-02-22
18 SHS CHEVRONTEXACO CORP P 2010-12-07 2011-01-05
12 SHS BAKER HUGHES INC P 2010-10-13 2011-01-10
125 SHS WAL MART STORES INC P 2010-05-11 2011-01-10
5 SHS CF INDS HLDGS INC P 2010-12-07 2011-01-21
75 SHS NINTENDO LTD ADR P 2010-04-27 2011-01-21
15 SHS TRANSDIGM GROUP INC P 2010-09-27 2011-01-21
34 SHS FOREST OIL CORP P 2010-12-07 2011-01-27
25 SHS VIACOM INC NEW CL B P 2010-12-07 2011-01-27
12 SHS MEAD JOHNSON NUTRITION CO P 2010-09-27 2011-02-07
400 SHS BROADCOM CORP P 2010-11-11 2011-02-11
35 SHS TERADATA CORP DEL P 2010-09-27 2011-02-11
50 SHS UNION PACIFIC CORP P 2010-12-23 2011-02-17
100 SHS FORD MTR CO DEL P 2010-12-23 2011-02-28
25 SHS DEERE & CO P 2011-01-21 2011-03-04
25 SHS PG & E CORP P 2010-12-07 2011-03-04
175 SHS NORDSTROM INC P 2010-07-22 2011-03-08
13 SHS ALLERGAN INC P 2010-09-27 2011-03-14
21 SHS CIGNA CORP P 2010-10-13 2011-03-14
19 SHS COACH INC P 2011-01-10 2011-03-14
30 SHS EXPRESS SCRIPTS INC P 2011-02-28 2011-03-14
199 SHS HUNTINGTON BANCSHARES INC P 2010-12-23 2011-03-14
41 SHS MERCK & CO INC P 2010-10-13 2011-03-14
3 SHS PG & E CORP P 2010-12-07 2011-03-14
62 SHS SAFEWAY INC P 2011-02-28 2011-03-14
111 SHS WELLS FARGO & CO (NEW) P 2010-04-19 2011-03-14
125 SHS AUTOLIV INC P 2010-05-28 2011-03-23
3 SHS PG & E CORP P 2010-07-09 2011-03-23
25 SHS AUTODESK INC P 2010-11-22 2011-03-25
10 SHS NII HLDGS INC CL B NEW P 2010-09-27 2011-03-25
188 SHS FLUOR CORP (NEW)-WI P 2011-02-28 2011-03-30
199 SHS OIL STS INTL INC P 2010-09-17 2011-04-07
14 SHS ENTERGY CORP NEW P 2010-12-07 2011-04-19
183 SHS SCHLUMBERGER LTD P 2010-05-28 2011-04-19
68 SHS MILLICOM INTERNATIONAL CELLUL P 2011-03-25 2011-04-27
135 SHS KINDER MORGAN INC DEL P 2011-03-30 2011-05-05
6 SHS FREEPORT-MCMORAN COPPER & GOLD P 2011-03-05 2011-05-16
75 SHS METLIFE INC P 2010-08-17 2011-05-16
156 SHS LIFE TECHNOLOGIES CORP P 2011-03-30 2011-05-20
275 SHS MACYS INC P 2011-03-30 2011-05-25
618 SHS CISCO SYSTEM INC P 2011-03-08 2011-06-06
242.5 SHS CITIGROUP INC P 2010-08-16 2011-06-14
1 SHS FREEPORT-MCMORAN COPPER & GOLD P 2010-10-13 2011-06-29
125 SHS DISH NETWORK CORP CL A P 2011-04-19 2011-07-13
4 SHS PEPSICO INC P 2010-09-19 2011-07-26
1630.79 SHS COLUMBIA ACORN TR FD CL P 2010-12-10 2011-08-08
125 SHS NII HLDGS INC CL B NEW P 2011-04-27 2011-08-08
150 SHS FLOWSERVE CORP P 2011-07-21 2011-08-18
3525 SHS SPRINT CORP P 2011-03-23 2011-08-18
100 SHS BERKSHIRE HATHAWAY INC DEL P 2011-07-13 2011-08-22
100 SHS EMC CORPORATION P 2011-06-19 2011-08-22
66 SHS MERCK & CO INC P 2010-10-12 2011-08-22
225 SHS QUALCOMM INC P 2011-04-27 2011-08-22
475 SHS WALGREEN CO P 2011-06-06 2011-08-24
200 SHS METROPCS COMMUNICATIONS INC P 2010-12-22 2011-09-08
225 SHS CITIGROUP INC P 2011-06-29 2011-09-20
15 SHS GOLDMAN SACHS GROUP INC P 2010-09-27 2011-09-26
150 SHS SCHLUMBERGER LTD P 2011-08-18 2011-10-05
25 SHS SAFEWAY INC P 2011-06-23 2011-10-13
350 SHS BRISTOL MYERS SQUIBB COMPANY P 2011-08-31 2011-10-28
225 SHS NCR CORP NEW P 2011-07-28 2011-11-01
1500 SHS MARKET VECTORS ETF TR AGRIB P 2011-02-08 2011-11-21
25 SHS SYMANTEC CORP P 2011-06-29 2011-11-23
475 SHS JOHNSON AND JOHNSON P 2011-05-16 2011-12-21
23 SHS WILLIAMS COMPANIES P 2009-03-20 2011-02-17
10 SHS MORGAN STANLEY P 2009-03-23 2011-05-04
8 SHS ILLINOIS TOOL WORKS INC P 2009-12-17 2011-09-06
59 SHS APACHE CORP P 2010-07-23 2011-11-04
19 SHS GENERAL MILLS INC P 2007-10-16 2011-11-14
149 SHS PEOPLES UTD FINL INC P 2010-07-29 2011-11-16
55 SHS XL GROUP PLC P 2009-08-03 2011-11-17
70 SHS AIR PRODUCTS & CHEMICALS INC P 2006-11-22 2011-11-21
38 SHS PG & E CORP P 2009-07-14 2011-11-21
4 SHS PACKAGING CORP AMER P 2009-06-22 2011-11-23
2 SHS KAO CORP SPONSORED ADR REPSTG P 2007-12-27 2011-01-11
5 SHS WPP PLC P 2007-12-27 2011-01-19
24 SHS RICOH LTD ADR NEW P 2009-01-14 2011-07-18
57 SHS ING GROEP N V ADR P 2007-12-27 2011-11-22
2 SHS LVMH MOET HENNESSY LOUIS VUITT P 2009-01-20 2011-12-13
1 SHS WAL MART STORES INC P 2008-04-11 2011-01-10
29 SHS AT&T INC P 2007-07-22 2011-02-07
8 SHS CHEVRONTEXACO CORP P 2008-05-02 2011-02-17
19 SHS EMC CORPORATION P 2009-11-20 2011-03-14
135 SHS PG & E CORP P 2009-01-07 2011-03-23
25 SHS TERADATA CORP DEL P 2009-11-06 2011-03-25
1 SHS SPDR GOLD TR GOLD SHS ETF P 2009-02-17 2011-04-07
40 SHS CELGENE CORP COM P 2010-04-05 2011-05-05
739 SHS WELLS FARGO & CO (NEW) P 2009-04-20 2011-05-20
105 SHS INTERNATIONAL BUSINESS MACHI P 2008-10-10 2011-06-29
325 SHS AUTODESK INC P 2010-04-19 2011-08-22
100 SHS CURRENCYSHARES AUSTRALIAN DL P 2009-10-09 2011-09-26
40 SHS VIACOM INC NEW CL B P 2009-09-24 2011-09-26
50 SHS PNC BANK CORP P 2009-12-17 2011-10-24
500 SHS ISHARES INC MSCI SINGAPORE I P 2010-09-24 2011-11-21
4 SHS MOLSON COORS BREWING CO CL B P 2010-12-06 2011-03-04
16 SHS CARNIVAL CORP PAIRED CTF 1 CO P 2011-05-04 2011-09-06
41 SHS GENERAL MTRS CO P 2010-12-01 2011-10-26
27 SHS TE CONNECTIVITY LTD P 2011-01-13 2011-11-18
2 SHS BARCLAYS PLC ADR P 2010-05-20 2011-01-11
8 SHS SWISS REINSURANCE SPONSORED AD P 2010-04-16 2011-02-25
12 SHS COLGATE PALMOLIVE P 2010-10-02 2011-01-05
24 SHS BAKER HUGHES INC P 2010-12-07 2011-01-10
22 SHS ZIMMER HLDGS INC P 2010-12-07 2011-01-10
20 SHS CF INDS HLDGS INC P 2010-12-09 2011-01-21
17 SHS NINTENDO LTD ADR P 2010-10-13 2011-01-21
15 SHS TRANSDIGM GROUP INC P 2010-12-07 2011-01-21
500 SHS FOREST OIL CORP P 2010-08-24 2011-01-27
1 SHS ISHARES SILVER TR ISHARES ETF P 2010-09-20 2011-01-31
22 SHS MEAD JOHNSON NUTRITION CO P 2010-12-07 2011-02-07
54 SHS EMC CORPORATION P 2010-03-05 2011-02-11
17 SHS TERADATA CORP DEL P 2010-10-13 2011-02-11
275 SHS ACE LTD P 2010-12-23 2011-02-17
1 SHS ISHARES SILVER TR ISHARES ETF P 2010-09-20 2011-02-28
46 SHS DISH NETWORK CORP CL A P 2010-12-07 2011-03-04
25 SHS PEABODY ENERGY CORP P 2011-02-11 2011-03-04
4 SHS NORDSTROM INC P 2010-12-07 2011-03-08
5 SHS ALLERGAN INC P 2010-08-17 2011-03-14
16 SHS CIGNA CORP P 2010-12-07 2011-03-14
111 SHS COMCAST CORP NEW CL A P 2010-11-11 2011-03-14
46 SHS FAIRCHILD SEMICONDUCTOR INTL P 2011-01-27 2011-03-14
27 SHS INTERNATIONAL BUSINESS MACHIN P 2010-06-15 2011-03-14
5 SHS MERCK & CO INC P 2010-09-27 2011-03-14
24 SHS PG & E CORP P 2010-07-09 2011-03-14
32 SHS ST JUDE MEDICAL INC P 2011-02-28 2011-03-14
4 SHS WELLS FARGO & CO (NEW) P 2011-01-01 2011-03-14
38 SHS AUTOLIV INC P 2010-08-24 2011-03-23
68 SHS PEABODY ENERGY CORP P 2010-12-09 2011-03-23
25 SHS CIGNA CORP P 2010-09-27 2011-03-25
15 SHS NII HLDGS INC CL B NEW P 2010-12-07 2011-03-25
35 SHS LOWES COMPANIES INC P 2010-10-13 2011-03-30
387 SHS SKYWORKS SOLUTIONS INC P 2011-01-05 2011-04-07
211 SHS ENTERGY CORP NEW P 2010-12-02 2011-04-19
325 SHS SCHLUMBERGER LTD P 2010-06-02 2011-04-19
1 SHS ISHARES SILVER TR ISHARES ETF P 2010-09-20 2011-04-30
378 SHS KINDER MORGAN INC DEL P 2011-03-30 2011-05-05
24 SHS FREEPORT-MCMORAN COPPER & GOL P 2010-11-05 2011-05-16
250 SHS PFIZER INC P 2011-03-23 2011-05-16
15 SHS OWENS CORNING NEW P 2010-10-13 2011-05-20
175 SHS MCKESSON HBOC INC P 2011-04-19 2011-05-25
350 SHS CISCO SYSTEM INC P 2011-03-30 2011-06-06
90 SHS CITIGROUP INC P 2010-08-17 2011-06-14
275 SHS LAM RESH CORP P 2011-05-05 2011-06-29
50 SHS DISH NETWORK CORP CL A P 2011-04-27 2011-07-13
64 SHS PEPSICO INC P 2010-10-12 2011-07-26
318.53 SHS COLUMBIA ACORN TR FD CL Z P 2010-10-13 2011-08-08
1675 SHS NEWS CORP CL A P 2011-07-13 2011-08-08
50 SHS JP MORGAN CHASE & CO P 2011-03-04 2011-08-18
725 SHS TD AMERITRADE HLDG CORP P 2011-05-16 2011-08-18
100 SHS CHESAPEAKE ENERGY CORP P 2011-03-30 2011-08-22
125 SHS EMC CORPORATION P 2011-08-08 2011-08-22
25 SHS MERCK & CO INC P 2010-10-12 2011-08-22
225 SHS SAFEWAY INC P 2011-07-13 2011-08-22
100 SHS WELLS FARGO & CO (NEW) P 2011-08-18 2011-08-24
495 SHS METROPCS COMMUNICATIONS INC P 2011-01-05 2011-09-08
750 SHS EXXON MOBIL CORP P 2011-08-18 2011-09-20
50 SHS SAFEWAY INC P 2011-07-13 2011-09-26
200 SHS DOVER CORP P 2011-08-18 2011-10-07
175 SHS SAFEWAY INC P 2011-02-28 2011-10-13
75 SHS FREEPORT-MCMORAN COPPER & GOL P 2011-09-08 2011-10-28
675 SHS ORACLE CORPORATION P 2011-03-23 2011-11-01
200 SHS ABERCROMBIE & FITCH CO CL A P 2011-11-08 2011-11-23
1025 SHS SYMANTEC CORP P 2011-06-22 2011-11-23
250 SHS NCR CORP NEW P 2011-09-20 2011-12-21
35 SHS WILLIAMS COMPANIES P 2009-03-20 2011-02-17
19 SHS MORGAN STANLEY P 2009-03-23 2011-05-04
16 SHS ILLINOIS TOOL WORKS INC P 2010-04-28 2011-09-06
36 SHS APACHE CORP P 2010-07-23 2011-11-04
43 SHS GENERAL MILLS INC P 2007-10-16 2011-11-14
21 SHS PEOPLES UTD FINL INC P 2010-07-29 2011-11-16
2 SHS XL GROUP PLC P 2009-11-27 2011-11-17
4 SHS AIR PRODUCTS & CHEMICALS INC P 2007-04-16 2011-11-21
26 SHS P P G INDS INC P 2009-10-08 2011-11-21
39 SHS WELLS FARGO & CO (NEW) P 2006-11-22 2011-11-23
10 SHS KEPPEL LTD SPONSORED ADR P 2009-04-22 2011-01-11
18 SHS WPP PLC P 2008-09-25 2011-01-19
12 SHS MAN SE P 2010-04-20 2011-08-12
34 SHS ING GROEP N V ADR P 2009-09-04 2011-11-22
28 SHS TESCO PLC SPONSORED ADR P 2007-12-27 2011-12-13
87 SHS AKAMAI TECHNOLOGIES INC P 2010-01-06 2011-01-21
5 SHS AT&T INC P 2007-07-08 2011-02-07
23 SHS OCCIDENTAL PETROLEUM CORP P 2009-08-11 2011-02-17
50 SHS EMC CORPORATION P 2009-11-27 2011-03-14
30 SHS PG & E CORP P 2009-01-16 2011-03-23
495 SHS AT&T INC P 2009-11-25 2011-03-30
200000 SHS FEDERAL NATL MTG ASSN NOT P 2007-06-18 2011-04-15
35 SHS CELGENE CORP COM P 2010-04-03 2011-05-05
1 SHS ISHARES SILVER TR ISHARES ETF P 2009-11-09 2011-05-31
145 SHS INTERNATIONAL BUSINESS MACHI P 2008-10-24 2011-06-29
75 SHS AUTODESK INC P 2010-06-02 2011-08-22
100 SHS CURRENCYSHARES AUSTRALIAN DL P 2009-10-09 2011-09-26
41 SHS VIACOM INC NEW CL B P 2009-09-14 2011-09-26
31 SHS PNC BANK CORP P 2010-09-27 2011-10-24
500 SHS ISHARES INC MSCI SINGAPORE I P 2010-11-05 2011-11-21
1 SHS MOLSON COORS BREWING CO CL B P 2010-12-06 2011-03-04
32 SHS CARNIVAL CORP PAIRED CTF 1 CO P 2011-05-04 2011-09-06
44 SHS GENERAL MTRS CO P 2010-12-06 2011-10-26
11 SHS TE CONNECTIVITY LTD P 2011-01-13 2011-11-18
1 SHS BAYERISCHE MOTOREN WERKE A G P 2010-11-03 2011-01-11
11 SHS SWISS REINSURANCE SPONSORED A P 2010-10-12 2011-02-25
202 SHS COLGATE PALMOLIVE P 2010-09-10 2011-01-05
350 SHS BAKER HUGHES INC P 2010-08-24 2011-01-10
11 SHS ZIMMER HLDGS INC P 2010-10-13 2011-01-10
75 SHS CELGENE CORP COM P 2010-04-19 2011-01-21
150 SHS NINTENDO LTD ADR P 2010-08-16 2011-01-21
37 SHS TRANSDIGM GROUP INC P 2010-04-19 2011-01-21
35 SHS FOREST OIL CORP P 2010-09-27 2011-01-27
200 SHS ADVANCED MICRO DEVICES INC P 2010-12-07 2011-02-07
25 SHS MEAD JOHNSON NUTRITION CO P 2010-08-17 2011-02-07
53 SHS EMC CORPORATION P 2010-03-19 2011-02-11
299 SHS TIBCO SOFTWARE INC P 2010-09-13 2011-02-11
30 SHS ADVANCED MICRO DEVICES INC P 2010-12-07 2011-02-28
10 SHS MEDCO HEALTH SOLUTIONS INC P 2010-12-07 2011-02-28
23 SHS DISH NETWORK CORP CL A P 2010-10-13 2011-03-04
4 SHS PEPSICO INC P 2010-10-06 2011-03-04
30 SHS NORDSTROM INC P 2010-09-27 2011-03-08
9 SHS ALPHA NAT RES INC P 2011-02-07 2011-03-14
4 SHS CIGNA CORP P 2010-09-27 2011-03-14
19 SHS CONTINENTAL RES INC OKLA P 2011-03-04 2011-03-14
41 SHS FIFTH THIRD BANCORP P 2011-02-28 2011-03-14
17 SHS INTUIT P 2010-12-07 2011-03-14
72 SHS METLIFE INC P 2010-04-23 2011-03-14
20 SHS PNC BANK CORP P 2010-12-07 2011-03-14
25 SHS SCHLUMBERGER LTD P 2010-05-28 2011-03-14
34 SHS ACCENTURE PLC P 2010-12-14 2011-03-14
423 SHS CYPRESS SEMICONDUCTOR CORP P 2011-02-11 2011-03-23
57 SHS PEABODY ENERGY CORP P 2011-02-11 2011-03-23
1088 SHS CVS CORPORATION DEL P 2010-12-02 2011-03-25
157 SHS PEABODY ENERGY CORP P 2010-12-09 2011-03-25
485 SHS LOWES COMPANIES INC P 2010-10-12 2011-03-30
225 SHS SKYWORKS SOLUTIONS INC P 2011-01-21 2011-04-07
286 SHS ENTERGY CORP NEW P 2011-03-30 2011-04-19
457 SHS AMGEN INC P 2010-08-27 2011-04-27
18 SHS CELGENE CORP COM P 2010-10-13 2011-05-05
28 SHS KINDER MORGAN INC DEL P 2011-03-30 2011-05-05
119 SHS FREEPORT-MCMORAN COPPER & GO P 2011-03-30 2011-05-16
245 SHS PFIZER INC P 2011-03-08 2011-05-16
300 SHS OWENS CORNING NEW P 2010-10-01 2011-05-20
225 SHS MYLAN LABS INC P 2011-04-19 2011-05-25
325 SHS GENERAL ELECTRIC CO P 2011-04-27 2011-06-06
99.5 SHS CITIGROUP INC P 2010-07-09 2011-06-14
1145 SHS PFIZER INC P 2011-02-28 2011-06-29
729 SHS FAIRCHILD SEMICONDUCTOR INTL P 2011-01-27 2011-07-13
33 SHS PEPSICO INC P 2010-10-08 2011-07-26
1590.33 SHS COLUMBIA FDS SER TR I SM P 2010-12-10 2011-08-08
300 SHS ORACLE CORPORATION P 2011-03-30 2011-08-08
50 SHS JP MORGAN CHASE & CO P 2011-02-22 2011-08-18
50 SHS TD AMERITRADE HLDG CORP P 2011-05-24 2011-08-18
115 SHS CHEVRONTEXACO CORP P 2010-11-15 2011-08-22
125 SHS EXPEDIA INC DEL P 2011-05-20 2011-08-22
159 SHS MERCK & CO INC P 2010-09-17 2011-08-22
25 SHS ST JUDE MEDICAL INC P 2011-02-28 2011-08-22
266 SHS CROWN HLDGS INC COM 144A P 2010-12-09 2011-08-31
100 SHS MICROSOFT CORP P 2011-07-01 2011-09-08
525 SHS GENERAL MTRS CO P 2011-08-18 2011-09-20
25 SHS SAFEWAY INC P 2011-06-29 2011-09-26
300 SHS EXPRESS SCRIPTS INC P 2011-09-26 2011-10-07
650 SHS AMERICAN ELECTRIC POWER INC P 2011-08-22 2011-10-24
125 SHS ORACLE CORPORATION P 2011-03-23 2011-10-28
541 SHS ORACLE CORPORATION P 2010-12-14 2011-11-01
175 SHS ANALOG DEVICES INC P 2011-09-08 2011-11-23
125 SHS THERMO ELECTRON CORP P 2011-08-15 2011-11-23
875 SHS NCR CORP NEW P 2011-08-08 2011-12-21
46 SHS FOOT LOCKER INC P 2009-08-13 2011-05-04
15 SHS MORGAN STANLEY P 2009-03-23 2011-05-04
69 SHS ILLINOIS TOOL WORKS INC P 2010-03-26 2011-09-06
188 SHS WILLIAMS COMPANIES P 2009-03-20 2011-11-04
32 SHS OCCIDENTAL PETROLEUM CORP P 2006-11-22 2011-11-14
11 SHS PEOPLES UTD FINL INC P 2010-07-29 2011-11-16
87 SHS GENERAL MILLS INC P 2007-10-16 2011-11-18
9 SHS AIR PRODUCTS & CHEMICALS INC P 2008-10-29 2011-11-21
23 SHS P P G INDS INC P 2009-10-08 2011-11-21
29 SHS PACKAGING CORP AMER P 2009-06-23 2011-11-25
3 SHS LVMH MOET HENNESSY LOUIS VUITT P 2009-11-06 2011-01-11
17 SHS WPP PLC P 2008-08-20 2011-01-19
145 SHS MAN SE P 2010-03-26 2011-08-12
25 SHS BNP PARIBAS SPONSORED ADR P 2007-12-27 2011-11-23
2 SHS EDP-ELECTRICIDADE DE PORTUGAL P 2010-10-14 2011-12-21
39 SHS AKAMAI TECHNOLOGIES INC P 2009-12-17 2011-01-21
9 SHS AT&T INC P 2007-07-10 2011-02-07
225 SHS ABBOTT LABS P 2009-09-29 2011-02-28
25 SHS EMC CORPORATION P 2007-04-04 2011-03-14
100 SHS PG & E CORP P 2009-07-13 2011-03-23
95 SHS AT&T INC P 2009-04-09 2011-03-30
350 SHS CARDINAL HEALTH INC P 2010-03-01 2011-04-19
973 SHS CORNING INC P 2010-03-10 2011-05-05
18 SHS CELGENE CORP COM P 2010-03-29 2011-06-07
1 SHS ISHARES SILVER TR ISHARES ETF P 2009-11-09 2011-06-30
27 SHS CHEVRONTEXACO CORP P 2008-07-09 2011-08-22
100 SHS CURRENCYSHARES AUSTRALIAN DL P 2009-05-29 2011-09-26
1 SHS ISHARES SILVER TR ISHARES ETF P 2009-11-09 2011-09-30
32 SHS OCCIDENTAL PETROLEUM CORP P 2009-06-18 2011-10-28
1000 SHS POWERSHARES INDIA EXCHANGE P 2010-09-20 2011-11-21
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,167   1,214 -47
b 532   594 -62
c 286   321 -35
d 80   112 -32
e 526   585 -59
36   34 2
1,202   954 248
8,338   8,224 114
8,932   7,001 1,931
1,324   1,277 47
5,642   6,078 -436
860   822 38
3,853   3,822 31
630   547 83
1,392   967 425
1,644   1,862 -218
1,755   1,283 472
6,945   4,322 2,623
3,726   3,030 696
1,566   1,165 401
1,045   862 183
1,084   1,131 -47
659   591 68
989   1,003 -14
2,305   2,186 119
289   278 11
819   832 -13
444   426 18
1,194   1,128 66
1,568   1,424 144
1,283   1,236 47
1,108   1,141 -33
8,890   10,273 -1,383
17,801   18,619 -818
331   282 49
1,637   1,216 421
14,195   11,579 2,616
7,624   7,477 147
925   991 -66
8,525   7,780 745
604   583 21
253   268 -15
533   531 2
8,855   8,362 493
6,975   5,450 1,525
16   16  
2,982   2,796 186
2,562   2,397 165
13,965   15,722 -1,757
6,410   5,681 729
1,347   1,393 -46
6,361   6,452 -91
17,287   18,031 -744
1,440   1,531 -91
15,543   18,691 -3,148
6,645   10,297 -3,652
6,119   8,244 -2,125
2,069   2,820 -751
3,115   3,888 -773
2,967   2,931 36
5,844   5,777 67
2,789   2,913 -124
3,261   5,045 -1,784
1,519   1,599 -80
9,954   9,005 949
1,677   1,659 18
1,682   2,119 -437
16,452   15,474 978
15,592   17,875 -2,283
2,152   1,886 266
106   57 49
202   185 17
2,860   2,696 164
770   910 -140
3,034   1,485 1,549
202   183 19
566   340 226
1,875   2,439 -564
4,449   6,105 -1,656
143   153 -10
276   230 46
542   392 150
299   783 -484
67   174 -107
1,053   1,235 -182
2,600   2,897 -297
13,024   5,807 7,217
11   6 5
804   638 166
6,978   5,968 1,010
6,170   5,003 1,167
1,046   1,032 14
24   16 8
5,964   5,556 408
25   15 10
756   668 88
19,556   19,556  
2,442   2,814 -372
16,248   10,435 5,813
16,885   26,515 -9,630
2,450   2,546 -96
311   343 -32
428   498 -70
683   957 -274
1,271   1,505 -234
83   96 -13
856   602 254
539   539  
847   881 -34
15,889   18,135 -2,246
1,411   1,551 -140
1,205   1,236 -31
8,870   8,276 594
4,099   4,135 -36
7,307   6,756 551
1,184   1,210 -26
675   521 154
1,641   1,639 2
3,446   2,721 725
3,132   2,310 822
511   468 43
255   265 -10
1,098   811 287
353   360 -7
1,337   1,186 151
1,735   1,558 177
1,703   1,970 -267
2,718   2,814 -96
1,750   1,824 -74
1,198   1,193 5
1,217   1,131 86
1,104   1,069 35
288   305 -17
34,933   35,808 -875
301   221 80
1,380   1,171 209
9,138   9,120 18
487   522 -35
16,480   13,760 2,720
10,835   8,701 2,134
3,928   3,882 46
1,747   1,410 337
2,146   2,368 -222
3,229   2,949 280
617   493 124
10,990   9,794 1,196
5,069   4,852 217
15,372   14,966 406
6,260   7,126 -866
44,102   38,642 5,460
3,208   3,283 -75
20,987   27,741 -6,754
6,485   7,450 -965
17,344   18,442 -1,098
10,880   11,663 -783
1,506   1,583 -77
4,758   4,968 -210
4,360   4,647 -287
1,038   1,296 -258
593   579 14
1,042   1,093 -51
7,094   8,105 -1,011
1,223   1,622 -399
22,857   25,998 -3,141
10,377   12,272 -1,895
3,353   3,551 -198
4,206   4,894 -688
27,665   28,755 -1,090
3,567   4,863 -1,296
13,729   20,028 -6,299
508   272 236
1,084   540 544
1,287   1,226 61
888   1,024 -136
983   747 236
695   623 72
792   493 299
387   238 149
2,204   1,975 229
59   78 -19
45   53 -8
932   595 337
219   493 -274
408   1,242 -834
527   562 -35
1,343   1,548 -205
779   815 -36
18,167   12,369 5,798
1,654   1,534 120
1,498   1,417 81
12,121   12,218 -97
291   287 4
5,971   5,793 178
1,491   1,420 71
19,978   6,968 13,010
2,640   4,133 -1,493
    141 -141
17,060   15,558 1,502
13   7 6
16,425   10,259 6,166
39   40 -1
1,952   2,160 -208
48   55 -7
603   840 -237
679   722 -43
54   47 7
361   529 -168
513   519 -6
525   546 -21
1,059   1,017 42
21,442   18,363 3,079
1,170   1,415 -245
7,271   6,880 391
21,241   20,889 352
14,627   14,981 -354
2,280   2,170 110
1,863   1,523 340
16,928   13,091 3,837
1,381   1,055 326
928   719 209
488   437 51
1,465   1,422 43
6,396   6,393 3
1,966   2,060 -94
284   250 34
1,323   1,154 169
1,326   1,352 -26
2,265   2,345 -80
345   383 -38
1,161   1,114 47
926   1,034 -108
928   1,014 -86
169   177 -8
2,126   2,183 -57
954   781 173
7,361   7,220 141
9,138   8,969 169
7,624   8,041 -417
549   479 70
5,910   4,857 1,053
509   419 90
17,809   17,269 540
2,146   2,345 -199
10,417   9,486 931
2,139   1,945 194
7,536   6,874 662
4,946   5,642 -696
18,014   18,276 -262
963   1,096 -133
10,523   8,926 1,597
19,695   21,357 -1,662
1,045   1,423 -378
5,366   6,882 -1,516
6,762   6,981 -219
1,492   1,607 -115
2,007   2,476 -469
723   688 35
458   488 -30
2,355   2,936 -581
24,115   23,070 1,045
7,904   8,169 -265
24,445   24,445  
1,614   1,815 -201
7,033   7,253 -220
1,442   2,078 -636
2,669   2,868 -199
7,200   6,906 294
6,275   5,881 394
8,324   10,204 -1,880
6   6  
635   339 296
452   226 226
190   182 8
2,186   1,754 432
696   567 129
879   782 97
905   567 338
1,383   672 711
2,572   2,304 268
156   125 31
71   69 2
491   217 274
134   91 43
721   613 108
5,866   5,533 333
86   102 -16
940   730 210
20   13 7
3,532   2,477 1,055
461   443 18
990   775 215
6,276   5,941 335
968   1,034 -66
24   15 9
400   209 191
228   210 18
9,630   9,630  
1,921   1,703 218
297   188 109
13   7 6
233   242 -9
398   445 -47
143   161 -18
862   1,065 -203
1,154   1,234 -80
32   37 -5
560   576 -16
7,725   6,455 1,270
12,406   12,510 -104
3,494   2,705 789
10,621   6,899 3,722
1,437   1,124 313
18,302   14,150 4,152
126   140 -14
5,510   5,432 78
1,596   1,667 -71
18,054   16,628 1,426
1,195   1,008 187
22,814   16,268 6,546
13,922   10,434 3,488
1,651   1,473 178
16,713   12,139 4,574
4,526   5,057 -531
1,546   1,509 37
899   867 32
521   629 -108
965   982 -17
1,542   1,555 -13
383   425 -42
2,118   2,184 -66
473   427 46
867   836 31
834   833 1
16,124   15,806 318
1,727   1,556 171
19,532   19,445 87
10,966   10,399 567
990   1,033 -43
1,099   976 123
3,664   3,135 529
4,841   5,390 -549
12,431   11,783 648
10,052   9,469 583
7,440   5,574 1,866
2,425   2,229 196
6,165   6,361 -196
206   246 -40
1,284   1,111 173
103,648   102,468 1,180
4,313   3,605 708
10,685   10,217 468
7,316   10,067 -2,751
14,706   17,997 -3,291
22,316   22,164 152
25,517   27,018 -1,501
2,509   3,095 -586
4,883   6,383 -1,500
2,409   2,567 -158
1,570   1,958 -388
9,312   10,407 -1,095
5,269   5,591 -322
    969 -969
205   224 -19
1,049   1,256 -207
1,653   2,380 -727
1,335   1,422 -87
6,130   6,395 -265
12,551   12,130 421
2,346   2,579 -233
59   62 -3
106   56 50
3,226   2,671 555
5,605   4,988 617
2,429   1,757 672
773   635 138
885   719 166
330   626 -296
55   32 23
514   520 -6
62   109 -47
29   24 5
1,027   723 304
1,009   1,240 -231
232   177 55
733   861 -128
2,113   1,542 571
1,195   925 270
252   370 -118
714   509 205
207   179 28
11,645   8,973 2,672
436   420 16
353   336 17
3,675   3,640 35
8,337   4,416 3,921
17   7 10
    136 -136
6,724   6,000 724
764   455 309
26   15 11
234   217 17
8   7 1
381   422 -41
280   334 -54
950   1,055 -105
47   76 -29
1,401   1,310 91
1,931   1,539 392
1,022   834 188
1,537   1,446 91
8,072   5,303 2,769
1,014   949 65
1,144   902 242
818   828 -10
2,641   2,682 -41
1,901   2,092 -191
1,526   1,460 66
12,013   8,396 3,617
1,164   1,000 164
9,410   9,793 -383
8,083   7,846 237
2,581   2,149 432
2,165   2,027 138
1,656   1,431 225
1,355   1,520 -165
476   551 -75
1,185   1,386 -201
2,569   2,563 6
1,455   1,426 29
1,348   1,390 -42
1,325   1,151 174
35   25 10
6,026   5,999 27
18,253   17,014 1,239
72   65 7
355   349 6
24,515   22,883 1,632
495   510 -15
1,099   1,084 15
22,363   21,885 478
7,447   7,338 109
9,400   9,138 262
739   745 -6
6,953   6,831 122
4,992   4,516 476
17,724   17,391 333
5,959   5,722 237
4,307   4,905 -598
22   22  
978   823 155
200   235 -35
4,792   4,780 12
15,319   17,425 -2,106
13,313   13,788 -475
19,049   24,013 -4,964
502   619 -117
3,104   4,848 -1,744
3,486   4,641 -1,155
7,041   7,142 -101
9,993   11,347 -1,354
3,542   3,571 -29
24,445   24,445  
573   555 18
5,247   5,960 -713
4,595   6,621 -2,026
3,082   3,594 -512
1,226   1,279 -53
27,339   29,239 -1,900
2,933   3,088 -155
1,313   1,176 137
677   368 309
1,179   993 186
5,213   2,275 2,938
147   111 36
954   655 299
847   681 166
1,018   2,080 -1,062
277   159 118
608   610 -2
39   40 -1
118   158 -40
380   268 112
629   1,685 -1,056
499   660 -161
917   864 53
1,070   744 326
575   462 113
14,932   11,575 3,357
257   265 -8
496   427 69
1,034   705 329
552   536 16
11,034   10,744 290
6,419   2,454 3,965
1,091   1,124 -33
1,103   1,158 -55
19,260   19,260  
7,494   7,300 194
2,823   1,393 1,430
374   263 111
2,320   2,132 188
2,914   2,263 651
190   211 -21
722   851 -129
339   361 -22
83   65 18
861   1,290 -429
16,952   16,326 626
12,746   12,956 -210
792   659 133
11,587   10,644 943
1,006   949 57
1,373   1,045 328
1,543   1,456 87
1,656   1,461 195
5,431   5,938 -507
4,069   3,751 318
210   152 58
2,122   2,081 41
9,410   9,532 -122
655   670 -15
2,325   1,899 426
3,392   3,188 204
1,183   1,023 160
542   597 -55
1,993   2,047 -54
296   329 -33
1,277   1,212 65
636   589 47
3,051   3,059 -8
2,057   1,875 182
440   470 -30
423   392 31
11,089   7,115 3,974
1,449   1,539 -90
994   971 23
21,293   18,957 2,336
14,857   14,238 619
6,592   6,664 -72
1,889   1,882 7
477   446 31
3,418   3,450 -32
185   191 -6
3,747   4,776 -1,029
7,020   7,721 -701
1,438   1,524 -86
743   678 65
13,351   13,146 205
12,951   11,833 1,118
2,222   1,955 267
6,036   7,008 -972
5,565   8,190 -2,625
2,056   2,713 -657
3,367   3,855 -488
9,795   16,173 -6,378
3,337   3,303 34
3,748   4,326 -578
4,467   5,030 -563
2,123   2,237 -114
6,393   9,249 -2,856
    1,596 -1,596
    2,746 -2,746
3,071   3,562 -491
16,046   16,604 -558
10,890   10,270 620
1,027   1,216 -189
9,699   9,585 114
1,116   1,582 -466
6,453   6,021 432
284   254 30
571   327 244
98   83 15
5,808   2,184 3,624
342   258 84
1,303   837 466
38   31 7
2,627   1,341 1,286
553   318 235
448   448  
41   47 -6
42   90 -48
2,336   1,750 586
555   1,108 -553
495   721 -226
24   17 7
2,347   1,938 409
9,203   7,480 1,723
27,810   22,529 5,281
1,088   1,465 -377
847   421 426
9,625   3,377 6,248
7,061   7,886 -825
1,236   1,285 -49
4,981   3,931 1,050
257   266 -9
28   15 13
9,630   9,630  
16,289   15,594 695
7,201   3,528 3,673
1,644   1,125 519
1,946   1,787 159
773   687 86
1,190   1,313 -123
396   459 -63
1,086   1,156 -70
64   83 -19
526   555 -29
2,022   2,060 -38
948   939 9
1,436   1,553 -117
8,690   8,560 130
56   48 8
4,323   4,011 312
5,000   3,706 1,294
1,138   1,021 117
978   1,016 -38
2,543   2,203 340
4,540   4,341 199
387   329 58
28,633   25,964 2,669
4,369   4,542 -173
1,778   1,464 314
7,073   6,563 510
118   117 1
5,175   4,465 710
219   173 46
1,625   1,452 173
973   1,033 -60
239   219 20
1,282   973 309
2,021   1,989 32
176   186 -10
847   765 82
14,350   16,384 -2,034
2,335   2,189 146
3,977   3,828 149
6,536   6,343 193
1,981   2,073 -92
1,648   1,756 -108
7,264   7,381 -117
968   817 151
1,641   1,802 -161
10,168   10,050 118
7,661   8,409 -748
3,484   3,151 333
16,538   17,880 -1,342
9,391   10,544 -1,153
17,161   17,875 -714
51   36 15
7,911   6,662 1,249
8,832   10,559 -1,727
5,565   7,267 -1,702
19,718   19,646 72
2,859   3,273 -414
19,285   24,265 -4,980
3,871   3,938 -67
9,470   12,896 -3,426
3,782   4,976 -1,194
3,184   3,535 -351
847   1,172 -325
55,891   55,891  
24,075   24,075  
2,048   2,255 -207
48   52 -4
1,192   1,363 -171
3,082   3,944 -862
658   858 -200
17,395   17,574 -179
10,230   12,364 -2,134
533   476 57
423   229 194
588   497 91
1,815   554 1,261
342   256 86
1,229   823 406
693   567 126
1,015   1,152 -137
1,660   1,020 640
1,377   1,375 2
74   85 -11
53   33 20
1,335   853 482
495   597 -102
268   193 75
1,964   2,109 -145
13,968   11,125 2,843
719   794 -75
1,203   1,237 -34
1,337   768 569
383   191 192
1,006   461 545
5,085   5,501 -416
11,935   6,396 5,539
7,402   5,488 1,914
15   7 8
970   995 -25
493     493
2,847   3,914 -1,067
7,405   4,675 2,730
5,456   4,023 1,433
352   323 29
1,395   1,205 190
630   811 -181
564   647 -83
679   715 -36
82   60 22
784   707 77
288   297 -9
474   498 -24
1,486   1,532 -46
695   692 3
3,185   2,374 811
622   563 59
5,405   3,892 1,513
3,505   3,104 401
2,071   1,989 82
3,179   2,468 711
1,271   1,199 72
866   776 90
1,619   1,740 -121
1,856   1,824 32
456   387 69
2,740   2,784 -44
6,735   4,595 2,140
199   172 27
1,293   993 300
163   145 18
1,477   1,261 216
794   502 292
922   832 90
728   710 18
684   626 58
7,492   6,745 747
1,844   1,826 18
5,838   5,339 499
320   322 -2
871   660 211
2,067   1,552 515
5,219   5,230 -11
14,419   10,118 4,301
1,251   1,410 -159
2,418   1,822 596
1,257   1,275 -18
3,331   4,423 -1,092
3,104   2,886 218
5,185   5,448 -263
5,366   5,645 -279
4,990   5,293 -303
5,091   3,548 1,543
15,731   16,592 -861
5,299   6,142 -843
7,821   9,106 -1,285
11,262   15,963 -4,701
13,894   15,905 -2,011
27,487   28,369 -882
1,969   1,895 74
9,521   9,987 -466
2,521   3,318 -797
3,193   3,090 103
1,694   2,411 -717
2,358     2,358
    1,466 -1,466
27,218   18,840 8,378
5,589   7,062 -1,473
12,767   14,253 -1,486
6,063   6,804 -741
2,632   3,652 -1,020
18,131   19,959 -1,828
6,995   7,804 -809
849   948 -99
758   744 14
2,559   2,959 -400
529   310 219
196   146 50
298   201 97
1,614   1,392 222
306   346 -40
166   101 65
975   573 402
54   37 17
94   77 17
696   1,205 -509
693   1,316 -623
327   123 204
2,539   2,622 -83
629   695 -66
1,294   1,433 -139
649   457 192
10,784   7,443 3,341
137   67 70
305   339 -34
1,337   1,381 -44
833   1,202 -369
12,198   7,381 4,817
5,059   5,677 -618
6,852   6,600 252
9,630   9,630  
32   19 13
26   14 12
20,157   17,313 2,844
1,173   1,077 96
613   546 67
632   783 -151
2,383   2,606 -223
2,444   2,584 -140
109   114 -5
438   508 -70
1,634   1,585 49
15,142   15,860 -718
743   699 44
1,183   1,002 181
527   451 76
10,375   8,555 1,820
2,365   1,769 596
828   751 77
1,516   1,636 -120
15,893   12,176 3,717
999   938 61
114   108 6
1,619   1,623 -4
1,114   1,068 46
25,198   24,630 568
1,316   1,338 -22
1,648   1,543 105
1,120   1,079 41
1,648   1,532 116
3,839   3,969 -130
1,769   1,463 306
72   44 28
3,483   3,622 -139
2,031   2,013 18
5,408   5,862 -454
4,886   4,241 645
2,190   2,173 17
1,623   1,341 282
1,776   1,789 -13
915   714 201
2,067   1,658 409
8,972   9,684 -712
540   494 46
14,150   11,304 2,846
1,612   1,267 345
1,516   1,552 -36
3,331   4,255 -924
1,330   1,220 110
2,872   2,947 -75
11,743   9,129 2,614
1,095   1,194 -99
34,657   27,624 7,033
5,176   5,760 -584
7,911   6,444 1,467
10,893   12,686 -1,793
563   823 -260
508   582 -74
7,865   9,780 -1,915
8,000   10,217 -2,217
2,587   3,645 -1,058
3,298   4,272 -974
1,258   1,173 85
1,694   2,387 -693
55,891   55,891  
18,735   20,983 -2,248
1,221   1,424 -203
3,354   3,961 -607
18,558   20,661 -2,103
14,297   13,183 1,114
12,504   16,053 -3,549
3,626   4,026 -400
6,104   8,910 -2,806
1,820   2,007 -187
25   25  
678   804 -126
524   331 193
2,482   2,959 -477
3,275   3,859 -584
405   439 -34
198   193 5
719   433 286
1,055   1,676 -621
166   227 -61
63   35 28
690   773 -83
297   506 -209
608   641 -33
5,078   5,472 -394
676   497 179
2,675   1,976 699
41   20 21
9,794   5,704 4,090
2,335   1,882 453
349   330 19
10,170   10,503 -333
1,199   1,711 -512
2,620   2,252 368
10,290   9,074 1,216
1,167     1,167
93     93
1,525   1,322 203
23,797   30,593 -6,796
13   8 5
2,980   2,721 259
1,122   1,203 -81
625   547 78
1,886   2,056 -170
4,504   4,368 136
482   344 138
53   99 -46
481   500 -19
537   544 -7
629   792 -163
16,266   13,709 2,557
1,055   918 137
6,681   6,388 293
2,297   2,134 163
1,112   949 163
132   152 -20
2,661   2,077 584
15,312   10,023 5,289
911   898 13
12,345   12,657 -312
528   345 183
5,906   7,238 -1,332
1,541   1,302 239
40   34 6
2,250   2,014 236
2,722   2,831 -109
4,591   4,732 -141
1,541   1,543 -2
1,076   1,043 33
2,164   2,088 76
1,802   1,885 -83
1,413   1,513 -100
3,949   3,218 731
11,870   11,825 45
1,892   1,872 20
11,769   11,694 75
11,034   10,050 984
5,869   4,998 871
12,612   11,654 958
648   559 89
6,077   6,869 -792
8,058   6,081 1,977
1,015   947 68
5,637   5,204 433
23,993   25,762 -1,769
4,595   4,569 26
2,349   1,970 379
9,880   7,140 2,740
8,234   8,304 -70
9,457   10,050 -593
9,557   8,417 1,140
2,698   3,130 -432
4,379   5,543 -1,164
337   362 -25
4,854   6,695 -1,841
2,739   2,896 -157
7,871   8,178 -307
3,298   4,653 -1,355
1,597   1,457 140
8,919   10,407 -1,488
7,057   9,784 -2,727
2,326   3,938 -1,612
6,281   7,535 -1,254
8,991   8,149 842
16,308   15,779 529
4,242   3,410 832
1,316   1,562 -246
3,771   4,253 -482
1,927   2,813 -886
486   535 -49
733   715 18
1,582   1,875 -293
656   388 268
1,669   1,526 143
167   161 6
2,670   2,910 -240
625   612 13
664   395 269
73   42 31
60   37 23
30   27 3
1,308   897 411
496   216 280
316   372 -56
862   972 -110
12   8 4
243   154 89
1,280   1,675 -395
4,897   2,861 2,036
2,335   2,244 91
566   657 -91
10,256   5,491 4,765
1,965   2,745 -780
2,620   2,216 404
25   14 11
9,778   9,778  
5,718   8,893 -3,175
17,015   12,283 4,732
23,797   27,780 -3,983
35,915     35,915
4,382   4,043 339
746   1,021 -275
2,084   1,824 260
361   327 34
779   771 8
752   482 270
10,320   9,593 727
28,615   23,028 5,587
1,073   1,101 -28
486   604 -118
1,094   957 137
1,034   1,027 7
2,110   2,065 45
1,149   893 256
7,423   6,651 772
8,899   6,046 2,853
4,730   3,655 1,075
487   427 60
1,599   1,386 213
3,443   3,041 402
1,056   877 179
1,146   1,210 -64
1,565   1,561 4
1,140   1,197 -57
459   407 52
551   569 -18
1,647   1,849 -202
2,590   2,546 44
1,059   870 189
1,429   1,536 -107
793   823 -30
5,360   5,702 -342
5,055   4,136 919
3,745   3,720 25
982   1,096 -114
4,237   4,348 -111
14   8 6
1,033   824 209
11,985   12,533 -548
216   196 20
2,503   2,576 -73
5,041   4,273 768
1,721   1,541 180
16,684   16,641 43
6,591   7,160 -569
12,921   13,662 -741
1,292   1,124 168
21,775   18,926 2,849
546   531 15
5,771   5,239 532
7,237   8,403 -1,166
5,059   5,507 -448
5,474   6,686 -1,212
7,942   9,067 -1,125
341   461 -120
5,144   5,159 -15
1,175   1,215 -40
3,805   3,976 -171
6,028   6,602 -574
5,002   6,272 -1,270
4,704   4,546 158
97   159 -62
7,765   8,670 -905
2,136   3,083 -947
5,072   4,605 467
4,014   4,871 -857
31,729   44,950 -13,221
7,252   8,159 -907
4,819   6,791 -1,972
2,430   2,671 -241
228   186 42
651   750 -99
129   77 52
585   534 51
613   592 21
1,086   770 316
33   32 1
498   290 208
73   44 29
45   36 9
27   38 -11
486   622 -136
597   755 -158
211   234 -23
335   380 -45
22   16 6
1,945   1,137 808
889   1,177 -288
3,205   2,202 1,003
1,751   1,680 71
10,893   9,787 1,106
17   7 10
30,847   22,007 8,840
13,102   10,878 2,224
13,616   11,706 1,910
585     585
2,423   3,715 -1,292
8,167   6,935 1,232
250,000   251,905 -1,905
1,417     1,417
1,020   1,137 -117
969   1,314 -345
2,500   2,187 313
1,599   1,448 151
2,078   2,053 25
578   443 135
2,242   2,203 39
1,401   1,034 367
8,856   8,917 -61
1,286   1,446 -160
562   498 64
616   511 105
1,058   936 122
1,603   1,632 -29
4,408   4,026 382
1,039   1,108 -69
1,605   1,384 221
1,946   1,907 39
591   466 125
3,443   3,649 -206
302   183 119
9,880   7,585 2,295
355   336 19
637   608 29
504   451 53
978   1,011 -33
1,482   1,514 -32
1,105   1,243 -138
34   28 6
715   791 -76
1,481   1,579 -98
6,001   6,285 -284
20,550   19,621 929
9,501   7,664 1,837
654   731 -77
7,846   7,645 201
11,650   7,701 3,949
30,951   32,799 -1,848
5,993   6,406 -413
324   279 45
35,027   20,292 14,735
3,389   3,842 -453
1,192   1,060 132
1,036   1,050 -14
7,722   5,364 2,358
7,383   7,761 -378
2,231   1,675 556
7,450   7,522 -72
426   269 157
449   463 -14
7,273   12,114 -4,841
113   124 -11
6,131   7,966 -1,835
2,958   4,084 -1,126
732   957 -225
3,268   3,384 -116
2,938   2,967 -29
3,993   4,161 -168
6,689   8,562 -1,873
526   453 73
17,942   17,238 704
4,943   8,435 -3,492
4,336   5,030 -694
1,419   1,722 -303
15,217   13,646 1,571
1,338   1,372 -34
22,035   27,469 -5,434
17,387   20,120 -2,733
14,541   14,930 -389
866   342 524
178   148 30
2,465   2,730 -265
1,297   766 531
2,267   2,061 206
334   324 10
415   297 118
1,022   995 27
1,412   1,401 11
1,315   768 547
38   132 -94
61   64 -3
324   354 -30
26   135 -109
403   157 246
1,073   1,142 -69
196   289 -93
250,000   249,928 72
1,345   1,173 172
6,810   4,337 2,473
1,283   1,180 103
14   7 7
423   406 17
1,740   1,678 62
3,922   2,116 1,806
1,554   1,636 -82
9,778   9,778  
8,911   7,000 1,911
1,026   1,015 11
22,035   26,090 -4,055
443   491 -48
424   543 -119
1,687   2,101 -414
404   372 32
47   36 11
1,165   938 227
1,650   1,547 103
672   539 133
6,709   6,577 132
681   627 54
2,581   3,160 -579
1,155   968 187
1,261   1,241 20
1,056   991 65
705   681 24
17,310   16,458 852
1,702   1,342 360
4,866   4,600 266
1,525   1,684 -159
2,306   2,239 67
1,149   1,194 -45
7,684   5,797 1,887
924   861 63
913   763 150
1,022   1,020 2
1,562   1,666 -104
1,334   1,358 -24
1,333   1,513 -180
134   143 -9
1,408   1,341 67
3,574   3,602 -28
8,930   6,034 2,896
131   128 3
1,092   841 251
402   425 -23
14,037   13,031 1,006
15,162   8,771 6,391
925   993 -68
15,484   10,416 5,068
7,341   6,306 1,035
3,789   4,013 -224
290   362 -72
3,310   2,955 355
8,506   8,128 378
7,732   6,681 1,051
9,926   11,297 -1,371
9,582   9,494 88
52   48 4
4,012   2,896 1,116
257   263 -6
41,830   50,000 -8,170
4,694   5,144 -450
12,821   16,557 -3,736
12,269   15,951 -3,682
6,855   7,668 -813
2,069   2,894 -825
2,065   2,412 -347
10,358   12,907 -2,549
16,299   20,647 -4,348
2,106   2,564 -458
6,260   9,249 -2,989
1,454   2,209 -755
8,903   11,270 -2,367
473   664 -191
11,314   10,372 942
4,014   4,641 -627
69,715   85,279 -15,564
392   489 -97
30,697   31,547 -850
687   271 416
254   223 31
345   412 -67
3,306   3,128 178
747   568 179
1,892   2,073 -181
1,086   792 294
5,560   5,002 558
1,450   1,441 9
97   56 41
53   61 -8
319   320 -1
1,295   1,557 -262
377   1,876 -1,499
58   21 37
54   54  
811   1,225 -414
772   807 -35
502   326 176
5,888   5,096 792
1,279   711 568
23   15 8
2,417   2,346 71
21,080   13,692 7,388
17,903   9,149 8,754
7,927   10,162 -2,235
725     725
1,638   1,075 563
2,701   2,655 46
5,509   6,588 -1,079
177   196 -19
484   623 -139
1,647   2,112 -465
888   983 -95
36   34 2
488   395 93
949   947 2
1,345   1,327 18
1,165   1,104 61
2,722   2,433 289
585   537 48
1,155   1,055 100
18,542   13,026 5,516
12   9 3
1,293   1,381 -88
1,458   948 510
827   651 176
17,370   17,110 260
11   7 4
1,068   847 221
1,723   1,547 176
176   171 5
355   317 38
695   599 96
2,742   2,282 460
771   837 -66
4,358   3,489 869
163   186 -23
1,072   1,021 51
1,555   1,533 22
129   147 -18
2,715   2,003 712
4,779   4,181 598
1,077   899 178
603   618 -15
946   776 170
10,722   11,522 -800
13,937   15,239 -1,302
27,499   18,000 9,499
17   8 9
10,610   11,236 -626
1,162   1,519 -357
5,209   4,974 235
523   417 106
14,740   13,999 741
5,621   6,098 -477
3,556   3,542 14
12,060   13,488 -1,428
1,605   1,221 384
4,107   4,171 -64
8,170   8,874 -704
23,626   26,239 -2,613
1,751   2,397 -646
10,444   16,130 -5,686
2,904   3,432 -528
2,587   2,797 -210
782   914 -132
3,858   5,370 -1,512
2,391   2,382 9
5,212   6,980 -1,768
55,355   53,239 2,116
815   1,193 -378
10,070   10,318 -248
3,312   3,785 -473
3,122   3,372 -250
21,387   21,090 297
9,037   11,781 -2,744
16,056   19,480 -3,424
3,991   4,574 -583
1,035   413 622
482   435 47
689   818 -129
2,017   1,893 124
1,692   1,286 406
267   291 -24
39   36 3
318   297 21
2,121   1,536 585
913   1,382 -469
177   80 97
1,147   817 330
111   111  
225   438 -213
507   806 -299
4,309   2,316 1,993
140   206 -66
2,411   1,582 829
1,321   847 474
1,308   1,132 176
15,271   13,489 1,782
200,000   200,000  
2,115   2,064 51
16   8 8
24,724   11,984 12,740
1,829   2,171 -342
9,778   9,778  
1,679   1,095 584
1,674   1,636 38
5,509   7,148 -1,639
44   49 -5
966   1,245 -279
1,767   2,267 -500
362   401 -39
26   24 2
670   524 146
15,968   15,189 779
19,608   13,501 6,107
583   565 18
4,232   4,559 -327
5,162   4,892 270
2,848   1,973 875
1,298   1,018 280
1,689   1,605 84
1,469   1,330 139
1,431   988 443
7,551   4,700 2,851
279   241 38
626   637 -11
534   451 83
255   267 -12
1,317   1,088 229
468   477 -9
174   144 30
1,194   1,295 -101
567   603 -36
839   805 34
3,222   3,303 -81
1,254   1,165 89
2,138   1,423 715
1,747   1,592 155
8,009   9,852 -1,843
4,006   3,526 480
36,862   34,973 1,889
11,419   9,652 1,767
13,113   10,753 2,360
6,234   6,589 -355
18,891   19,560 -669
25,758   23,787 1,971
1,088   1,046 42
786   832 -46
5,761   6,525 -764
5,104   4,835 269
10,462   7,856 2,606
5,201   5,304 -103
6,045   6,698 -653
3,932   3,975 -43
23,529   21,723 1,806
11,511   13,258 -1,747
2,117   2,188 -71
43,639   50,000 -6,361
8,111   9,953 -1,842
1,751   2,420 -669
720   1,124 -404
10,868   9,875 993
3,406   3,414 -8
4,976   5,801 -825
1,038   1,198 -160
9,513   8,543 970
2,597   2,621 -24
12,088   12,465 -377
408   631 -223
11,841   11,657 184
25,411   23,993 1,418
4,192   3,906 286
17,141   16,595 546
5,758   5,709 49
5,569   6,600 -1,031
13,970   14,452 -482
973   526 447
380   348 32
2,973   3,263 -290
5,853   2,216 3,637
3,118   1,533 1,585
138   153 -15
3,358   2,601 757
715   480 235
1,876   1,363 513
710   406 304
94   65 29
1,083   760 323
1,337   1,231 106
421   1,359 -938
59   75 -16
1,932   991 941
252   371 -119
10,758   11,130 -372
661   341 320
4,361   3,764 597
2,931   2,459 472
14,467   11,902 2,565
19,829   18,114 1,715
1,074   1,043 31
15   8 7
2,552   2,316 236
1,766     1,766
15   9 6
3,095   2,041 1,054
16,885   25,128 -8,243
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -47
b       -62
c       -35
d       -32
e       -59
      2
      248
      114
      1,931
      47
      -436
      38
      31
      83
      425
      -218
      472
      2,623
      696
      401
      183
      -47
      68
      -14
      119
      11
      -13
      18
      66
      144
      47
      -33
      -1,383
      -818
      49
      421
      2,616
      147
      -66
      745
      21
      -15
      2
      493
      1,525
       
      186
      165
      -1,757
      729
      -46
      -91
      -744
      -91
      -3,148
      -3,652
      -2,125
      -751
      -773
      36
      67
      -124
      -1,784
      -80
      949
      18
      -437
      978
      -2,283
      266
      49
      17
      164
      -140
      1,549
      19
      226
      -564
      -1,656
      -10
      46
      150
      -484
      -107
      -182
      -297
      7,217
      5
      166
      1,010
      1,167
      14
      8
      408
      10
      88
       
      -372
      5,813
      -9,630
      -96
      -32
      -70
      -274
      -234
      -13
      254
       
      -34
      -2,246
      -140
      -31
      594
      -36
      551
      -26
      154
      2
      725
      822
      43
      -10
      287
      -7
      151
      177
      -267
      -96
      -74
      5
      86
      35
      -17
      -875
      80
      209
      18
      -35
      2,720
      2,134
      46
      337
      -222
      280
      124
      1,196
      217
      406
      -866
      5,460
      -75
      -6,754
      -965
      -1,098
      -783
      -77
      -210
      -287
      -258
      14
      -51
      -1,011
      -399
      -3,141
      -1,895
      -198
      -688
      -1,090
      -1,296
      -6,299
      236
      544
      61
      -136
      236
      72
      299
      149
      229
      -19
      -8
      337
      -274
      -834
      -35
      -205
      -36
      5,798
      120
      81
      -97
      4
      178
      71
      13,010
      -1,493
      -141
      1,502
      6
      6,166
      -1
      -208
      -7
      -237
      -43
      7
      -168
      -6
      -21
      42
      3,079
      -245
      391
      352
      -354
      110
      340
      3,837
      326
      209
      51
      43
      3
      -94
      34
      169
      -26
      -80
      -38
      47
      -108
      -86
      -8
      -57
      173
      141
      169
      -417
      70
      1,053
      90
      540
      -199
      931
      194
      662
      -696
      -262
      -133
      1,597
      -1,662
      -378
      -1,516
      -219
      -115
      -469
      35
      -30
      -581
      1,045
      -265
       
      -201
      -220
      -636
      -199
      294
      394
      -1,880
       
      296
      226
      8
      432
      129
      97
      338
      711
      268
      31
      2
      274
      43
      108
      333
      -16
      210
      7
      1,055
      18
      215
      335
      -66
      9
      191
      18
       
      218
      109
      6
      -9
      -47
      -18
      -203
      -80
      -5
      -16
      1,270
      -104
      789
      3,722
      313
      4,152
      -14
      78
      -71
      1,426
      187
      6,546
      3,488
      178
      4,574
      -531
      37
      32
      -108
      -17
      -13
      -42
      -66
      46
      31
      1
      318
      171
      87
      567
      -43
      123
      529
      -549
      648
      583
      1,866
      196
      -196
      -40
      173
      1,180
      708
      468
      -2,751
      -3,291
      152
      -1,501
      -586
      -1,500
      -158
      -388
      -1,095
      -322
      -969
      -19
      -207
      -727
      -87
      -265
      421
      -233
      -3
      50
      555
      617
      672
      138
      166
      -296
      23
      -6
      -47
      5
      304
      -231
      55
      -128
      571
      270
      -118
      205
      28
      2,672
      16
      17
      35
      3,921
      10
      -136
      724
      309
      11
      17
      1
      -41
      -54
      -105
      -29
      91
      392
      188
      91
      2,769
      65
      242
      -10
      -41
      -191
      66
      3,617
      164
      -383
      237
      432
      138
      225
      -165
      -75
      -201
      6
      29
      -42
      174
      10
      27
      1,239
      7
      6
      1,632
      -15
      15
      478
      109
      262
      -6
      122
      476
      333
      237
      -598
       
      155
      -35
      12
      -2,106
      -475
      -4,964
      -117
      -1,744
      -1,155
      -101
      -1,354
      -29
       
      18
      -713
      -2,026
      -512
      -53
      -1,900
      -155
      137
      309
      186
      2,938
      36
      299
      166
      -1,062
      118
      -2
      -1
      -40
      112
      -1,056
      -161
      53
      326
      113
      3,357
      -8
      69
      329
      16
      290
      3,965
      -33
      -55
       
      194
      1,430
      111
      188
      651
      -21
      -129
      -22
      18
      -429
      626
      -210
      133
      943
      57
      328
      87
      195
      -507
      318
      58
      41
      -122
      -15
      426
      204
      160
      -55
      -54
      -33
      65
      47
      -8
      182
      -30
      31
      3,974
      -90
      23
      2,336
      619
      -72
      7
      31
      -32
      -6
      -1,029
      -701
      -86
      65
      205
      1,118
      267
      -972
      -2,625
      -657
      -488
      -6,378
      34
      -578
      -563
      -114
      -2,856
      -1,596
      -2,746
      -491
      -558
      620
      -189
      114
      -466
      432
      30
      244
      15
      3,624
      84
      466
      7
      1,286
      235
       
      -6
      -48
      586
      -553
      -226
      7
      409
      1,723
      5,281
      -377
      426
      6,248
      -825
      -49
      1,050
      -9
      13
       
      695
      3,673
      519
      159
      86
      -123
      -63
      -70
      -19
      -29
      -38
      9
      -117
      130
      8
      312
      1,294
      117
      -38
      340
      199
      58
      2,669
      -173
      314
      510
      1
      710
      46
      173
      -60
      20
      309
      32
      -10
      82
      -2,034
      146
      149
      193
      -92
      -108
      -117
      151
      -161
      118
      -748
      333
      -1,342
      -1,153
      -714
      15
      1,249
      -1,727
      -1,702
      72
      -414
      -4,980
      -67
      -3,426
      -1,194
      -351
      -325
       
       
      -207
      -4
      -171
      -862
      -200
      -179
      -2,134
      57
      194
      91
      1,261
      86
      406
      126
      -137
      640
      2
      -11
      20
      482
      -102
      75
      -145
      2,843
      -75
      -34
      569
      192
      545
      -416
      5,539
      1,914
      8
      -25
      493
      -1,067
      2,730
      1,433
      29
      190
      -181
      -83
      -36
      22
      77
      -9
      -24
      -46
      3
      811
      59
      1,513
      401
      82
      711
      72
      90
      -121
      32
      69
      -44
      2,140
      27
      300
      18
      216
      292
      90
      18
      58
      747
      18
      499
      -2
      211
      515
      -11
      4,301
      -159
      596
      -18
      -1,092
      218
      -263
      -279
      -303
      1,543
      -861
      -843
      -1,285
      -4,701
      -2,011
      -882
      74
      -466
      -797
      103
      -717
      2,358
      -1,466
      8,378
      -1,473
      -1,486
      -741
      -1,020
      -1,828
      -809
      -99
      14
      -400
      219
      50
      97
      222
      -40
      65
      402
      17
      17
      -509
      -623
      204
      -83
      -66
      -139
      192
      3,341
      70
      -34
      -44
      -369
      4,817
      -618
      252
       
      13
      12
      2,844
      96
      67
      -151
      -223
      -140
      -5
      -70
      49
      -718
      44
      181
      76
      1,820
      596
      77
      -120
      3,717
      61
      6
      -4
      46
      568
      -22
      105
      41
      116
      -130
      306
      28
      -139
      18
      -454
      645
      17
      282
      -13
      201
      409
      -712
      46
      2,846
      345
      -36
      -924
      110
      -75
      2,614
      -99
      7,033
      -584
      1,467
      -1,793
      -260
      -74
      -1,915
      -2,217
      -1,058
      -974
      85
      -693
       
      -2,248
      -203
      -607
      -2,103
      1,114
      -3,549
      -400
      -2,806
      -187
       
      -126
      193
      -477
      -584
      -34
      5
      286
      -621
      -61
      28
      -83
      -209
      -33
      -394
      179
      699
      21
      4,090
      453
      19
      -333
      -512
      368
      1,216
      1,167
      93
      203
      -6,796
      5
      259
      -81
      78
      -170
      136
      138
      -46
      -19
      -7
      -163
      2,557
      137
      293
      163
      163
      -20
      584
      5,289
      13
      -312
      183
      -1,332
      239
      6
      236
      -109
      -141
      -2
      33
      76
      -83
      -100
      731
      45
      20
      75
      984
      871
      958
      89
      -792
      1,977
      68
      433
      -1,769
      26
      379
      2,740
      -70
      -593
      1,140
      -432
      -1,164
      -25
      -1,841
      -157
      -307
      -1,355
      140
      -1,488
      -2,727
      -1,612
      -1,254
      842
      529
      832
      -246
      -482
      -886
      -49
      18
      -293
      268
      143
      6
      -240
      13
      269
      31
      23
      3
      411
      280
      -56
      -110
      4
      89
      -395
      2,036
      91
      -91
      4,765
      -780
      404
      11
       
      -3,175
      4,732
      -3,983
      35,915
      339
      -275
      260
      34
      8
      270
      727
      5,587
      -28
      -118
      137
      7
      45
      256
      772
      2,853
      1,075
      60
      213
      402
      179
      -64
      4
      -57
      52
      -18
      -202
      44
      189
      -107
      -30
      -342
      919
      25
      -114
      -111
      6
      209
      -548
      20
      -73
      768
      180
      43
      -569
      -741
      168
      2,849
      15
      532
      -1,166
      -448
      -1,212
      -1,125
      -120
      -15
      -40
      -171
      -574
      -1,270
      158
      -62
      -905
      -947
      467
      -857
      -13,221
      -907
      -1,972
      -241
      42
      -99
      52
      51
      21
      316
      1
      208
      29
      9
      -11
      -136
      -158
      -23
      -45
      6
      808
      -288
      1,003
      71
      1,106
      10
      8,840
      2,224
      1,910
      585
      -1,292
      1,232
      -1,905
      1,417
      -117
      -345
      313
      151
      25
      135
      39
      367
      -61
      -160
      64
      105
      122
      -29
      382
      -69
      221
      39
      125
      -206
      119
      2,295
      19
      29
      53
      -33
      -32
      -138
      6
      -76
      -98
      -284
      929
      1,837
      -77
      201
      3,949
      -1,848
      -413
      45
      14,735
      -453
      132
      -14
      2,358
      -378
      556
      -72
      157
      -14
      -4,841
      -11
      -1,835
      -1,126
      -225
      -116
      -29
      -168
      -1,873
      73
      704
      -3,492
      -694
      -303
      1,571
      -34
      -5,434
      -2,733
      -389
      524
      30
      -265
      531
      206
      10
      118
      27
      11
      547
      -94
      -3
      -30
      -109
      246
      -69
      -93
      72
      172
      2,473
      103
      7
      17
      62
      1,806
      -82
       
      1,911
      11
      -4,055
      -48
      -119
      -414
      32
      11
      227
      103
      133
      132
      54
      -579
      187
      20
      65
      24
      852
      360
      266
      -159
      67
      -45
      1,887
      63
      150
      2
      -104
      -24
      -180
      -9
      67
      -28
      2,896
      3
      251
      -23
      1,006
      6,391
      -68
      5,068
      1,035
      -224
      -72
      355
      378
      1,051
      -1,371
      88
      4
      1,116
      -6
      -8,170
      -450
      -3,736
      -3,682
      -813
      -825
      -347
      -2,549
      -4,348
      -458
      -2,989
      -755
      -2,367
      -191
      942
      -627
      -15,564
      -97
      -850
      416
      31
      -67
      178
      179
      -181
      294
      558
      9
      41
      -8
      -1
      -262
      -1,499
      37
       
      -414
      -35
      176
      792
      568
      8
      71
      7,388
      8,754
      -2,235
      725
      563
      46
      -1,079
      -19
      -139
      -465
      -95
      2
      93
      2
      18
      61
      289
      48
      100
      5,516
      3
      -88
      510
      176
      260
      4
      221
      176
      5
      38
      96
      460
      -66
      869
      -23
      51
      22
      -18
      712
      598
      178
      -15
      170
      -800
      -1,302
      9,499
      9
      -626
      -357
      235
      106
      741
      -477
      14
      -1,428
      384
      -64
      -704
      -2,613
      -646
      -5,686
      -528
      -210
      -132
      -1,512
      9
      -1,768
      2,116
      -378
      -248
      -473
      -250
      297
      -2,744
      -3,424
      -583
      622
      47
      -129
      124
      406
      -24
      3
      21
      585
      -469
      97
      330
       
      -213
      -299
      1,993
      -66
      829
      474
      176
      1,782
       
      51
      8
      12,740
      -342
       
      584
      38
      -1,639
      -5
      -279
      -500
      -39
      2
      146
      779
      6,107
      18
      -327
      270
      875
      280
      84
      139
      443
      2,851
      38
      -11
      83
      -12
      229
      -9
      30
      -101
      -36
      34
      -81
      89
      715
      155
      -1,843
      480
      1,889
      1,767
      2,360
      -355
      -669
      1,971
      42
      -46
      -764
      269
      2,606
      -103
      -653
      -43
      1,806
      -1,747
      -71
      -6,361
      -1,842
      -669
      -404
      993
      -8
      -825
      -160
      970
      -24
      -377
      -223
      184
      1,418
      286
      546
      49
      -1,031
      -482
      447
      32
      -290
      3,637
      1,585
      -15
      757
      235
      513
      304
      29
      323
      106
      -938
      -16
      941
      -119
      -372
      320
      597
      472
      2,565
      1,715
      31
      7
      236
      1,766
      6
      1,054
      -8,243
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 193,366
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3 -9,237
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 1,228,579 8,947,989 0.137302
2009 1,228,409 9,076,234 0.135343
2008 1,329,353 11,081,954 0.119957
2007 1,103,927 13,252,668 0.083298
2006 1,127,247 8,798,925 0.128112
2 Total of line 1, column (d) ...................... 2 0.604012
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.120802
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 8,075,156
5 Multiply line 4 by line 3....................... 5 975,495
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 3,415
7 Add lines 5 and 6......................... 7 978,910
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,128,690
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 3,415
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 3,415
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,415
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 9,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 9,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 5,585
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet5,585 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletCT
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletBRADFORD A SPARROW Telephone no.bullet (401) 333-1331
    Located atbullet6 BLACKSTONE VALLEY PLACESUITE 107LINCOLNRI ZIP+4bullet02865
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
     
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    KATHRYN AICHER SLAWSONClick to see attachment SECRETARY
    1.00     		0 0 0
    19 SAWMILL ROAD
    LEBANON,NJ08833
    PETER AICHERClick to see attachment PRESIDENT
    1.00     		0 0 0
    2 JUNIPER LANE
    FALMOUTH,ME04105
    DIANA JOHNSONClick to see attachment VICE PRES.
    1.00     		0 0 0
    102 WILLIAMS STREET
    PROVIDENCE,RI02906
    BRADFORD SPARROWClick to see attachment TREASURER
    1.00     		0 0 0
    21 KAREN ANN DRIVE
    SMITHFIELD,RI02917
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    8,160,819
    b
    Average of monthly cash balances.......................
    1b
    84
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    37,225
    d
    Total (add lines 1a, b, and c).........................
    1d
    8,198,128
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    8,198,128
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    122,972
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    8,075,156
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    403,758
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    403,758
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    3,415
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    3,415
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    400,343
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    400,343
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    400,343
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,128,690
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,128,690
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    3,415
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,125,275
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 400,343
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 709,813
    b From 2007....... 462,427
    c From 2008....... 780,824
    d From 2009....... 779,034
    e From 2010....... 790,062
    fTotal of lines 3a through e......... 3,522,160
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 1,128,690
    a Applied to 2010, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		 
    d Applied to 2011 distributable amount..... 400,343
    e Remaining amount distributed out of corpus 728,347
    5 Excess distributions carryover applied to 2011.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 4,250,507
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		 
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		 
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		709,813
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		3,540,694
    10 Analysis of line 9:
    a Excess from 2007.... 462,427
    b Excess from 2008.... 780,824
    c Excess from 2009.... 779,034
    d Excess from 2010.... 790,062
    e Excess from 2011.... 728,347
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    KATHRYN SLAWSON
    19 SAWMILL ROAD
    LEBANON,NJ08833
    (908) 832-8994
    bThe form in which applications should be submitted and information and materials they should include:
    A LETTER STATING INTENDED PURPOSE AND AMOUNT.
    cAny submission deadlines:
    NONE, DISTRIBUTIONS ARE APPROVED AT ANNUAL MEETING.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THERE ARE NO RESTRICTIONS OR LIMITATIONS ON AWARDS.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    PAUL J AICHER FOUNDATION
    111 FOUNDERS PLAZA
    SUITE 1403
    EAST HARTFORD,CT06108     		NONE   GENERAL PURPOSES 1,100,000
    DEMOS
    220 FIFTH AVENUE
    5TH FLOOR
    NEW YORK,NY10001     		NONE   DEMOS DEMOCRACY PROGRAM 25,000
    Total .................................bullet 3a 1,125,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 191,117  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     14 193,366  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aMISCELLANEOUS OTHER     14 114  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   384,597  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13384,597
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    AICHER FAMILY FOUNDATION INC
    EIN: 06-1398331
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    SPARROW & COMPANY 5,985 2,993   2,992

    TY 2011 CompensationExplanation
    Name:
    AICHER FAMILY FOUNDATION INC
    EIN: 06-1398331
    Person Name Explanation
    KATHRYN AICHER SLAWSON  
    PETER AICHER  
    DIANA JOHNSON  
    BRADFORD SPARROW  

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    AICHER FAMILY FOUNDATION INC
    EIN: 06-1398331
    Name of Bond End of Year Book Value End of Year Fair Market Value
    FIXED INCOME SECURITIES 2,432,125 2,432,125

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    AICHER FAMILY FOUNDATION INC
    EIN: 06-1398331
    Name of Stock End of Year Book Value End of Year Fair Market Value
    EQUITY INVESTMENTS 4,276,472 4,276,472

    TY 2011 InvestmentsOtherSchedule2
    Name:
    AICHER FAMILY FOUNDATION INC
    EIN: 06-1398331
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CASH EQUIVALENTS FMV 276,953 276,953
    REAL ESTATE INVESTMENT TRUSTS FMV 259,524 259,524
    COMMODITIES FMV 168,903 168,903

    TY 2011 LegalFeesSchedule
    Name:
    AICHER FAMILY FOUNDATION INC
    EIN: 06-1398331
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EDWARDS, ANGELL, PALMER, DODGE 698      


    TY 2011 OtherDecreasesSchedule
    Name:
    AICHER FAMILY FOUNDATION INC
    EIN: 06-1398331
    Description Amount
    UNREALIZED LOSS ON INVESTMENTS 662,296


    TY 2011 OtherExpensesSchedule
    Name:
    AICHER FAMILY FOUNDATION INC
    EIN: 06-1398331
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    INVESTMENT EXPENSES - BANK AM 527 527    
    INVESTMENT EXPENESE - POWERSH 356 356    


    TY 2011 OtherIncomeSchedule2
    Name:
    AICHER FAMILY FOUNDATION INC
    EIN: 06-1398331
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    MISCELLANEOUS OTHER 114 114  


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    AICHER FAMILY FOUNDATION INC
    EIN: 06-1398331
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES - BANK OF AMERIC 31,000 31,000    
    TAX SERVICE FEES - BANK OF AMER 90 90    
    MISCELLANEOUS EXP - BANK OF AMER 1,409 1,409    


    TY 2011 TaxesSchedule
    Name:
    AICHER FAMILY FOUNDATION INC
    EIN: 06-1398331
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES WITHHELD 3,331 3,331    
    EXCISE TAX 3,400 3,400