| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ROCK & CO - TAX & ACCOUNTING F | 85,774 | 85,774 |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
Healthpoint Services Global Inc |
55 Park Avenue New York,NY10016 |
2010-05-04 | To finance and build low cost, high quality health care clinics in rural India and other countries. | NO | October 5, 2010 and October 18, 2010 | The foundation has no reason to doubt the accuracy or reliability of the reports from the investee and has not independently verified the reports. | |||
|
Public Radio Fund LLC |
834 Marshall Road Boulder,CO80305 |
2010-05-04 | To expand public radio in the US by preparing stations for additional investment, financing, | NO | May 24, 2010 and August 31, 2010 | The foundation has no reason to doubt the accuracy or reliability of the reports from the investee and has not independently verified the reports. | |||
|
Root Capital |
955 Massachusetts Avenue 5th Floor Cambridge,MA02139 |
2010-05-06 | Provide financing to international agricultural entrepreneurs who fall is the missing middle | NO | November 16, 2010 | The foundation has no reason to doubt the accuracy or reliability of the reports from the investee and has not independently verified the reports. |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BLUEORCHARD LOANS DUE 03/25/11 | ||
| TEMPLETON GLOBAL BOND FUND | 532,451 | 489,344 |
| FUND C2-PEREGRINE INTL HOLDING | 1,648 | 66 |
| FUND C9 - NEW CENTURY HOLDINGS | 4 | 69 |
| GOLDMAN SACHS CORE FIXED INCOM | 872,329 | 900,612 |
| GOLDMAN SACHS ENHANCED INCOME | 1,116,075 | 1,076,662 |
| GOLDMAN SACHS HIGH YIELD FUND | 342,053 | 299,461 |
| Category / Item | Cost / Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| GENERATION IM GLOBAL EQUITIES | 2,822,453 | 3,091,803 | 2,897,121 |
| GS CAPITAL PARTNERS 2000, LP | 4,794,511 | 5,243,725 | 1,346,463 |
| GS VINTAGE FUND II OFFSHORE | 1,111,334 | ||
| MICROVEST II LP | 99,191 | 118,294 | 133,891 |
| ACUMEN FUND, LP | 4,246 | 100,221 | 100,221 |
| WOODCOCK INVESTMENT FUND #4 | 3,734,421 | 3,949,817 | 3,912,471 |
| WOODCOCK INVESTMENT FUND #5 | 5,173,320 | 5,278,536 | 5,703,609 |
| WOODCOCK INVESTMENT FUND #6 | 3,368,877 | 2,991,549 | 5,107,777 |
| WOODCOCK INVESTMENT FUND #7 | 7,727,270 | 7,447,737 | 6,839,924 |
| WOODCOCK INVESTMENT FUND #8 | 2,416,730 | 2,204,262 | 2,220,858 |
| ROCKEFELLER SUSTAINABILITY & I | 500,000 | 512,972 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ANNUAL FILING FEE- NY ATTY GEN | 750 | 750 | ||
| PHONE | 320 | 320 | ||
| POSTAGE | 1,961 | 1,961 | ||
| SUPPLIES | 3,599 | 3,599 | ||
| MEALS | 13,874 | 13,874 | ||
| INSURANCE | 3,513 | 3,513 | ||
| MEMBERSHIPS | 1,400 | 1,400 | ||
| OTHER MISCELLANEOUS EXPENSES | 10,507 | 10,507 | ||
| CONSULTANT | 18,650 | 18,650 | ||
| OTHER PARTNERSHIP EXPENSES | 449 | |||
| BOOKS | 60 | 60 | ||
| BANK FEES | 55 | 55 | ||
| GENERATION IM GLOBAL EQ FD | 16,367 | 16,367 | ||
| WIF #5 | 98,886 | 98,886 | ||
| WIF #7 | 33,475 | 33,475 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| GS CAPITAL PARTNERS 2000, LP | 18,561 | 18,561 | |
| WOODCOCK INVESTMENT FUND # 4 | 71,995 | 71,995 | |
| WOODCOCK INVESTMENT FUND # 6 | 1 | 1 |
| Name of 501(c)(3) Organization | Balance Due |
|---|---|
|
HEALTHPOINT SERVICES GLOBAL |
50,000 |
|
ROOT CAPITAL |
100,000 |
|
PUBLIC RADIO FUND |
100,000 |
|
LUMNI INC |
50,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| WOODCOCK FIN'L MGT - INVEST MG | 74,630 | 74,630 | ||
| NORTHERN TRUST - CUSTODY FEES | 2,593 | 2,593 | ||
| GS CAPITAL PARTNERS 2000, LP - | 26,069 | 26,069 | ||
| WOODCOCK INVESTMENT FUND # 5 - | 138,556 | 138,556 | ||
| WOODCOCK INVESTMENT FUND # 6 - | 47,675 | 47,675 | ||
| WOODCOCK INVESTMENT FUND # 7 - | 100,599 | 100,599 | ||
| WOODCOCK INVESTMENT FUND # 8 - | 61,350 | 61,350 | ||
| WOODCOCK INVESTMENT FUND # 4 - | 25,909 | 25,909 | ||
| GENERATION IM GLOBAL EQUITY FD | 32,965 | 32,965 | ||
| MICROVEST II, LP | 12,997 | 12,997 | ||
| ACUMEN FUND, LP | 29,616 | 29,616 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES | 25,139 | 25,139 | ||
| FEDERAL EXCISE TAXES |
| Name | US / Foreign Address |
EIN | Description | Amount |
|---|---|---|---|---|
| Woodcock Investment Fund No 6 LLC |
10 Rockefeller Plaza Suite 609 New York,NY10020 |
20-2704647 | Distribution of Capital | 500,000 |
| Woodcock Investment Fund No 8 LLC |
10 Rockefeller Plaza Suite 609 New York,NY10020 |
20-2704807 | Distribution of Capital | 600,000 |
| Woodcock Investment Fund No 4 LLC |
10 ROCKEFELLER PLAZA SUITE 609 NEW YORK,NY10020 |
41-2109679 | NONE | 0 |
| Woodcock Investment Fund No 5 LLC |
10 ROCKEFELLER PLAZA SUITE 609 NEW YORK,NY10020 |
41-2109683 | NONE | 0 |
| Woodcock Investment Fund No 7 LLC |
10 ROCKEFELLER PLAZA SUITE 609 NEW YORK,NY10020 |
20-2704750 | Distribution of Capital | 1,000,000 |
| Total | 2,100,000 | |||