| Identifier | Return Reference | Explanation |
|---|
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 501 shares of ISHARES BARCLAYS TIPS BOND FUND TIP | 53,516 | 58,462 |
| 603 shares of ISHARES IBOXX HIGH YIELD CORPORATE BOND FUND HYG | 52,308 | 53,926 |
| 602 shares of ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND FD LQD | 63,652 | 68,484 |
| 1004 shares of ISHARES RUSSELL 2000 IWM | 77,887 | 74,045 |
| 602 shares of ISHARES TR S P MIDCAP 400 INDEX FD IJH | 56,145 | 52,741 |
| 4351 shares of LORD ABBETT DEVELOPING LOCAL MARKETS FD - CL A LDMAX | 29,490 | 26,758 |
| 1624 shares of MERGER FUND-SBI MERFX | 25,713 | 25,319 |
| 4478 shares of OPPENHEIMER INTERNATIONAL BOND FUND - CLASS A OIBAX | 29,049 | 27,810 |
| 1002 shares of POWERSHARES QQQ NASDAQ 100 QQQ | 55,459 | 55,942 |
| 200 shares of SPDR GOLD TR GOLD SHS GLD | 22,662 | 30,398 |
| 500 shares of SPDR SP 500 ETF TRUST SPY | 64,116 | 62,750 |
| 2330 shares of TEMPLETON GLOBAL BOND FUND - CLASS A TPINX | 29,468 | 28,920 |
| 2444 shares of THIRD AVENUE FOCUSED CREDIT FUND - INVESTOR CL TFCVX | 27,725 | 23,239 |
| 2321 shares of TURNER SPECTRUM FUND TSPCX | 26,047 | 25,256 |
| 1535 shares of VANGUARD EMERGING MARKETS STOCK INDEX VIPERS VWO | 65,069 | 58,652 |
| 1552 shares of VANGUARD MSCI EAFE ETF VEA | 53,058 | 47,538 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| GREENHAVEN CONTINUOUS COMMODITY INDEX FUND GCC | 30,149 | 29,920 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Administrative Fees | 7,654 | 7,654 | ||
| K1 passthrough DB COMMODITY INDEX TRACKING FUND | 30 | 30 | ||
| K1 passthrough GREENHAVEN CONTINUOUS COMMODITY INDEX FUND | 272 | 272 | ||
| State or Local Filing Fees | 25 | 25 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| DB COMMODITY INDEX TRACKING FUND K-1 Pass-Through Share of Partnership Income/Loss | 5 | 5 | |
| GREENHAVEN CONTINUOUS COMMODITY INDEX FUND K-1 Pass-Through Share of Partnership Income/Loss | 15 | 15 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| Outstanding Options | 8,486 | 2,855 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Investment Management Services | 7,224 | 7,224 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Estimated Tax for 2011 | 400 | 0 | 0 | 0 |
| IRS Excise Tax Payment with 1st ext 2010 990PF | 295 | 0 | 0 | 0 |