Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
Leo M Bernstein Family Foundation
Attn Ami Becker Aronson
% THE FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)c/o The Bernstein Companies3299 K Street NWRoom/suite
City or town, state, and ZIP code
Washington, DC20007
A Employer identification number

52-6041822
B Telephone number (see page 10 of the instructions)

(202) 333-9000
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$10,632,573J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 4,833,664
2 Check bullet
3 Interest on savings and temporary cash investments 36,048 36,048  
4 Dividends and interest from securities...... 183,400 178,936  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 116,925
b Gross sales price for all assets on line 6a 2,117,198
7 Capital gain net income (from Part IV, line 2)... 116,925
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 815 815  
12 Total. Add lines 1 through 11........ 5,170,852 332,724  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 73,948 24,403   49,545
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 700 630   70
16a Legal fees (attach schedule)......... Click to see attachment 16,907 16,907 0 0
b Accounting fees (attach schedule)....... Click to see attachment 5,091 3,767 0 1,324
c Other professional fees (attach schedule).... Click to see attachment 15,314 1,117   14,197
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 2,532 2,532    
19 Depreciation (attach schedule) and depletion... Click to see attachment 7,222 7,222  
20 Occupancy..............        
21 Travel, conferences, and meetings....... 9,974 8,977   997
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 117,917 82,475   5,776
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 249,605 148,030 0 71,909
25 Contributions, gifts, grants paid........ 323,000 323,000
26 Total expenses and disbursements. Add lines 24 and 25 572,605 148,030 0 394,909
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 4,598,247
b Net investment income (if negative, enter -0-) 184,694
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 114,319 47,464 47,464
2 Savings and temporary cash investments.......... 203,142 549,136 549,136
3 Accounts receivable bullet314
Less: allowance for doubtful accounts bullet     314 314
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet716,215
Less: allowance for doubtful accounts bullet   837,384 Click to see attachment716,215 716,215
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 5,806,718 Click to see attachment6,194,560 6,746,261
c Investments—corporate bonds (attach schedule)........ 12,847    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 359,108 Click to see attachment1,367,848 1,367,848
14 Land, buildings, and equipment: basis bullet1,996,528
Less: accumulated depreciation (attach schedule) bullet791,193   Click to see attachment1,205,335 1,205,335
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 7,333,518 10,080,872 10,632,573
Liabilities 17 Accounts payable and accrued expenses.......... 2,874 5,780
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment1,874,205 Click to see attachment0
23 Total liabilities (add lines 17 through 22).......... 1,877,079 5,780
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund 408,113 428,519
29 Retained earnings, accumulated income, endowment, or other funds 5,048,326 9,646,573
30 Total net assets or fund balances (see page 17 of the
instructions).................... 5,456,439 10,075,092
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 7,333,518 10,080,872
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 5,456,439
2 Enter amount from Part I, line 27a..................... 2 4,598,247
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 20,406
4 Add lines 1, 2, and 3.......................... 4 10,075,092
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 10,075,092
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 10 SHRS STERICYCLE, INC.   2010-02-25 2011-01-07
b 10 SHRS STERICYCLE, INC.   2010-02-25 2011-01-07
c 15 SHRS STERICYCLE, INC.   2010-02-22 2011-01-07
d 3 SHRS STERICYCLE, INC.   2010-02-22 2011-01-10
e 57 SHRS TRIMBLE NAVIGATION LTD.   2009-05-29 2011-01-18
10 SHRS DAVITA HEALTHCARE PARTNERS, INC.   2010-01-11 2011-01-31
26 SHRS DAVITA HEALTHCARE PARTNERS, INC.   2010-01-08 2011-01-31
24 SHRS DAVITA HEALTHCARE PARTNERS, INC.   2009-10-12 2011-01-31
161 SHRS CISCO SYSTEMS, INC.   2008-06-23 2011-02-15
151 SHRS CISCO SYSTEMS, INC.   2008-06-23 2011-02-17
24 SHRS ALLERGAN, INC.   2009-11-16 2011-02-28
24 SHRS ALLERGAN, INC.   2010-02-25 2011-02-28
38 SHRS ALLERGAN, INC.   2009-10-12 2011-02-28
18 SHRS ALLERGAN, INC.   2009-10-12 2011-02-28
28 SHRS ALLERGAN, INC.   2009-10-12 2011-03-01
24 SHRS ALLERGAN, INC.   2009-10-22 2011-03-01
30 SHRS ALLERGAN, INC.   2009-10-22 2011-03-01
6 SHRS ALLERGAN, INC.   2009-07-16 2011-03-01
2 SHRS ALLERGAN, INC.   2009-07-16 2011-03-02
22 SHRS ALLERGAN, INC.   2009-07-16 2011-03-02
2 SHRS ALLERGAN, INC.   2009-07-16 2011-03-02
95 SHRS ALLERGAN, INC.   2009-05-29 2011-03-02
86 SHRS ALLERGAN, INC.   2009-05-29 2011-03-02
44 SHRS CANADIAN NATURAL RESOURCES LTD.   2009-10-12 2011-03-04
25 SHRS FMC TECHNOLOGIES, INC.   2011-02-15 2011-03-04
1 SHRS FMC TECHNOLOGIES, INC.   2011-02-15 2011-03-04
8 SHRS FMC TECHNOLOGIES, INC.   2011-02-15 2011-03-07
6 SHRS FMC TECHNOLOGIES, INC.   2010-10-29 2011-03-07
34 SHRS CISCO SYSTEMS, INC.   2008-06-23 2011-03-08
150 SHRS CISCO SYSTEMS, INC.   2009-10-22 2011-03-08
1 SHRS CISCO SYSTEMS, INC.   2009-10-12 2011-03-08
129 SHRS CISCO SYSTEMS, INC.   2009-10-12 2011-03-15
102 SHRS CISCO SYSTEMS, INC.   2009-10-12 2011-03-16
38 SHRS CISCO SYSTEMS, INC.   1950-01-01 2011-03-16
63 SHRS CISCO SYSTEMS, INC.   1950-01-01 2011-03-29
105 SHRS CISCO SYSTEMS, INC.   2010-09-03 2011-03-29
128 SHRS CISCO SYSTEMS, INC.   2010-11-12 2011-03-29
100 SHRS CISCO SYSTEMS, INC.   2008-11-18 2011-03-29
4 SHRS INTUITIVE SURGICAL, INC.   2010-07-22 2011-04-05
7 SHRS INTUITIVE SURGICAL, INC.   2010-08-23 2011-04-05
2 SHRS INTUITIVE SURGICAL, INC.   2011-01-07 2011-04-05
10 SHRS MASTERCARD, INC.   2010-02-04 2011-04-05
4 SHRS MASTERCARD, INC.   2009-10-22 2011-04-05
27 SHRS COVANCE, INC.   2010-03-02 2011-04-05
16 SHRS COVANCE, INC.   2009-10-22 2011-04-05
16 SHRS COVANCE, INC.   2009-10-22 2011-04-05
13 SHRS SCHLUMBERGER LTD.   2009-10-22 2011-04-15
26 SHRS FMC TECHNOLOGIES   2010-10-29 2011-04-15
7 SHRS CANADIAN NATURAL RES   2009-10-12 2011-04-26
28 SHRS CANADIAN NATURAL RES   2010-10-29 2011-04-26
103 SHRS TRIMBLE NAVIGATION LTD.   2009-05-29 2011-04-29
24 SHRS TRIMBLE NAVIGATION LTD.   2009-05-29 2011-05-02
50000 SHRS TREASURY INFLATION   2011-03-31 2011-05-02
90000 SHRS TREASURY INFLATION   2010-09-03 2011-05-02
45 SHRS TRIMBLE NAVIGATION LTD.   2009-05-29 2011-05-03
50000 SHRS TREASURY INFLATION   2011-03-31 2011-05-03
90000 SHRS TREASURY INFLATION   2010-09-09 2011-05-03
60 SHRS TRIMBLE NAVIGATION LTD.   2009-05-29 2011-05-04
8 SHRS COSTCO WHOLESALE CORP.   2009-10-22 2011-05-05
6 SHRS COSTCO WHOLESALE CORP.   2009-10-12 2011-05-05
77 SHRS TRIMBLE NAVIGATION LTD.   2009-05-29 2011-05-05
32 SHRS COACH, INC.   2011-03-15 2011-05-05
1 SHRS COACH, INC.   2011-03-15 2011-05-05
12 SHRS COACH, INC.   2011-03-15 2011-05-05
3 SHRS COACH, INC.   2009-10-12 2011-05-05
19 SHRS CITRIX SYSTEMS, INC.   2009-10-22 2011-05-11
25188.917 SHRS DELAWARE HIGH YIELD   2010-07-27 2011-06-01
16475.309 SHRS DELAWARE HIGH YIELD   2010-06-30 2011-06-01
52 SHRS QUALCOMM, INC.   2009-08-31 2011-06-13
97 SHRS ABB, LTD. SPONSORED ADR   2010-12-31 2011-06-13
23 SHRS DANAHER CORP.   2010-11-30 2011-06-13
7 SHRS DANAHER CORP.   2009-10-12 2011-06-13
8 SHRS MASTERCARD, INC.   2009-10-22 2011-06-13
2 SHRS MASTERCARD, INC.   2009-10-12 2011-06-13
12 SHRS DAVITA HEALTHCARE PARTNERS, INC.   2011-03-02 2011-06-23
11 SHRS ROPER INDUSTRIES, INC.   2009-10-27 2011-06-23
10 SHRS ROPER INDUSTRIES, INC.   2009-10-26 2011-06-23
12 SHRS STERICYCLE, INC.   2010-02-22 2011-06-23
1 SHRS ROPER INDUSTRIES, INC.   2009-10-26 2011-06-24
1 SHRS DAVITA HEALTHCARE PARTNERS, INC.   2011-03-02 2011-06-24
3 SHRS DAVITA HEALTHCARE PARTNERS, INC.   2011-03-02 2011-06-24
4 SHRS DAVITA HEALTHCARE PARTNERS, INC.   2011-03-02 2011-06-24
6 SHRS DAVITA HEALTHCARE PARTNERS, INC.   2011-03-02 2011-06-24
10 SHRS STERICYCLE, INC.   2010-02-22 2011-06-24
66 SHRS ACCENTURE PLC   2009-10-22 2011-06-28
6 SHRS APPLE, INC.   2011-06-13 2011-07-14
5993.677 SHRS WELLS FARGO   2010-10-04 2011-07-29
4983.271 SHRS WELLS FARGO   2009-07-01 2011-07-29
2 SHRS GOOGLE, INC.   2010-03-08 2011-08-03
2 SHRS GOOGLE, INC.   2010-03-08 2011-08-03
1 SHRS APPLE, INC.   2011-06-13 2011-08-03
5 SHRS APPLE, INC.   2009-10-22 2011-08-03
5 SHRS APPLE, INC.   2009-10-22 2011-08-03
28 SHRS ABB, LTD. SPONSORED ADR   2010-12-31 2011-08-03
117 SHRS ABB, LTD. SPONSORED ADR   2009-10-22 2011-08-03
10 SHRS ABB, LTD. SPONSORED ADR   2009-10-12 2011-08-03
36 SHRS ABB, LTD. SPONSORED ADR   2009-10-12 2011-08-03
50 SHRS BANK OF NEW YORK MELLON CORP.   2009-04-20 2011-08-03
30 SHRS BANK OF NEW YORK MELLON CORP.   2010-03-02 2011-08-03
57 SHRS BANK OF NEW YORK MELLON CORP.   2010-03-02 2011-08-05
60 SHRS BANK OF NEW YORK MELLON CORP.   2009-10-22 2011-08-05
90 SHRS BANK OF NEW YORK MELLON CORP.   2009-10-12 2011-08-05
117 SHRS BANK OF NEW YORK MELLON CORP.   2009-05-29 2011-08-05
24 SHRS BANK OF NEW YORK MELLON CORP.   2009-05-29 2011-08-08
39 SHRS BANK OF NEW YORK MELLON CORP.   2009-05-29 2011-08-08
68 SHRS BANK OF NEW YORK MELLON CORP.   2010-06-03 2011-08-08
82 SHRS BANK OF NEW YORK MELLON CORP.   2010-10-18 2011-08-08
110 SHRS BANK OF NEW YORK MELLON CORP.   2010-10-05 2011-08-08
7 SHRS MASTERCARD, INC.   2009-10-12 2011-08-18
23 SHRS MEAD JOHNSON NUTRITION CO.   2011-01-18 2011-08-19
2 SHRS MEAD JOHNSON NUTRITION CO.   2010-12-07 2011-08-19
44 SHRS URBAN OUTFITTERS, INC.   2010-05-26 2011-08-23
38 SHRS URBAN OUTFITTERS, INC.   2010-05-24 2011-08-23
108 SHRS URBAN OUTFITTERS, INC.   2010-05-24 2011-08-23
19 SHRS URBAN OUTFITTERS, INC.   2010-05-24 2011-08-24
32 SHRS URBAN OUTFITTERS, INC.   2010-05-24 2011-08-24
132 SHRS URBAN OUTFITTERS, INC.   2010-05-25 2011-08-24
123 SHRS URBAN OUTFITTERS, INC.   2010-05-25 2011-08-24
43 SHRS URBAN OUTFITTERS, INC.   2010-09-29 2011-08-24
73 SHRS URBAN OUTFITTERS, INC.   2010-08-05 2011-08-24
52 SHRS URBAN OUTFITTERS, INC.   2010-08-05 2011-08-25
68 SHRS URBAN OUTFITTERS, INC.   2011-03-08 2011-08-25
39 SHRS URBAN OUTFITTERS, INC.   2011-03-08 2011-08-25
76 SHRS URBAN OUTFITTERS, INC.   2011-03-29 2011-08-25
4050.223 SHRS IVY GLOBAL NATURAL RESOURCES FUND I   2011-03-31 2011-08-29
50 SHRS IDEXX LABORATORIES, INC.   2009-10-12 2011-08-31
4 SHRS APPLE, INC.   2009-10-22 2011-08-31
8 SHRS APPLE, INC.   2009-10-12 2011-08-31
108 SHRS ABB, LTD. SPONSORED ADR   2009-10-12 2011-08-31
45 SHRS ACCENTURE PLC   2009-10-22 2011-08-31
4 SHRS ACCENTURE PLC   2009-05-29 2011-08-31
31 SHRS ANSYS, INC.   2011-01-18 2011-08-31
3 SHRS ANSYS, INC.   2011-01-18 2011-08-31
39 SHRS AMPHENOL CORP.   2010-04-21 2011-08-31
17 SHRS CORE LABORATORIES N.V.   2011-08-05 2011-08-31
64 SHRS CANADIAN NATURAL RESOURCES LTD.   2011-06-23 2011-08-31
40 SHRS COACH, INC.   2011-08-19 2011-08-31
18 SHRS COACH, INC.   2011-08-19 2011-08-31
33 SHRS COSTCO WHOLESALE CORP.   2009-10-12 2011-08-31
10 SHRS SALESFORCE.COM, INC.   2009-05-29 2011-08-31
36 SHRS COGNIZANT TECHNOLOGY SOLUTIONS CORP. CL A   2011-06-28 2011-08-31
2 SHRS COGNIZANT TECHNOLOGY SOLUTIONS CORP. CL A   2009-10-12 2011-08-31
28 SHRS CITRIX SYSTEMS, INC.   2011-08-03 2011-08-31
11 SHRS CITRIX SYSTEMS, INC.   2011-08-03 2011-08-31
26 SHRS COVANCE, INC.   2009-10-22 2011-08-31
22 SHRS COVANCE, INC.   2009-10-12 2011-08-31
42 SHRS DANAHER CORP.   2009-10-12 2011-08-31
3 SHRS DAVITA HEALTHCARE PARTNERS, INC.   2011-03-02 2011-08-31
12 SHRS DAVITA HEALTHCARE PARTNERS, INC.   2011-03-01 2011-08-31
14 SHRS DAVITA HEALTHCARE PARTNERS, INC.   2011-02-28 2011-08-31
17 SHRS EXPRESS SCRIPTS HOLDING CO.   2011-04-05 2011-08-31
2 SHRS EXPRESS SCRIPTS HOLDING CO.   2011-04-05 2011-08-31
48 SHRS FLUOR CORP.   2011-03-04 2011-08-31
4 SHRS FLUOR CORP.   2011-03-07 2011-08-31
27 SHRS FOSSIL, INC.   2011-08-25 2011-08-31
73 SHRS FMC TECHNOLOGIES, INC.   2011-06-23 2011-08-31
84 SHRS GENPACT LTD.   2010-04-15 2011-08-31
12 SHRS GENPACT LTD.   2010-04-08 2011-08-31
3 SHRS GOOGLE, INC.   2010-03-08 2011-08-31
5 SHRS GOOGLE, INC.   2009-10-22 2011-08-31
3 SHRS INTUITIVE SURGICAL, INC.   2011-01-07 2011-08-31
3 SHRS INTUITIVE SURGICAL, INC.   2011-01-07 2011-08-31
2 SHRS INTUITIVE SURGICAL, INC.   2010-10-20 2011-08-31
10 SHRS MASTERCARD, INC.   2009-10-12 2011-08-31
44 SHRS MEAD JOHNSON NUTRITION CO.   2010-12-07 2011-08-31
2 SHRS NATIONAL INSTRUMENTS CORP.   2011-05-02 2011-08-31
68 SHRS NATIONAL INSTRUMENTS CORP.   2011-05-03 2011-08-31
19 SHRS NATIONAL INSTRUMENTS CORP.   2011-04-29 2011-08-31
48 SHRS NETAPP, INC.   2011-02-17 2011-08-31
25 SHRS NETAPP, INC.   2011-07-14 2011-08-31
55 SHRS QUALCOMM, INC.   2009-08-31 2011-08-31
2 SHRS QUALCOMM, INC.   2009-09-04 2011-08-31
32 SHRS ROPER INDUSTRIES, INC.   2009-10-26 2011-08-31
45 SHRS CHARLES SCHWAB CORP.   2008-10-21 2011-08-31
95 SHRS CHARLES SCHWAB CORP.   2009-10-12 2011-08-31
28 SHRS SCHLUMBERGER LTD.   2011-06-23 2011-08-31
9 SHRS SCHLUMBERGER LTD.   2009-10-22 2011-08-31
37 SHRS STERICYCLE, INC.   2011-08-03 2011-08-31
1 SHRS IDEXX LABORATORIES, INC.   2009-10-12 2011-08-31
698.934 SHRS HARBOR INTERNATIONAL FUND INST   2010-07-27 2011-08-31
2343.75 SHRS OAKMARK INTERNATIONAL SMALL CAP FUND   2010-11-19 2011-08-31
2793.296 SHRS LAUDUS MONDRIAN EMERGING MARKETS FUND INST   2010-09-16 2011-08-31
7853.403 SHRS BROWN ADVISORY VALUE EQUITY FUND CL INV   2009-10-22 2011-08-31
3432.494 SHRS BROWN ADVISORY SMALL CAP GROWTH FUND CL INV   2010-07-27 2011-08-31
2803.738 SHRS BROWN ADVISORY SMALL COMPANIES FUND   2010-07-27 2011-08-31
461.568 SHRS BROWN ADVISORY SMALL COMPANIES FUND   2010-06-11 2011-08-31
5952.381 SHRS WASATCH EMERGING MARKETS SMALL CAP FUND   2011-07-29 2011-08-31
1 SHRS IDEXX LABORATORIES, INC.   2009-10-12 2011-09-01
10 SHRS FMC TECHNOLOGIES, INC.   2011-06-23 2011-09-16
12 SHRS FMC TECHNOLOGIES, INC.   2011-06-23 2011-09-16
11 SHRS FMC TECHNOLOGIES, INC.   2010-10-29 2011-09-16
17 SHRS FMC TECHNOLOGIES, INC.   2010-10-29 2011-09-16
7 SHRS APPLE, INC.   2009-10-12 2011-09-21
4 SHRS INTUITIVE SURGICAL, INC.   2010-10-20 2011-09-22
27 SHRS ABB, LTD. SPONSORED ADR   2009-10-12 2011-09-22
34 SHRS ABB, LTD. SPONSORED ADR   2010-04-26 2011-09-22
53 SHRS ABB, LTD. SPONSORED ADR   2010-04-26 2011-09-22
7 SHRS ABB, LTD. SPONSORED ADR   2010-04-26 2011-09-22
8 SHRS STERICYCLE, INC.   2011-08-03 2011-09-22
84 SHRS GENPACT LTD.   2010-04-08 2011-09-22
2 SHRS STERICYCLE, INC.   2011-08-03 2011-09-23
34 SHRS GENPACT LTD.   2010-04-08 2011-09-23
3 SHRS GENPACT LTD.   2010-06-03 2011-09-23
3 SHRS APPLE, INC.   2009-10-12 2011-10-04
3 SHRS APPLE, INC.   2009-10-12 2011-10-06
3 SHRS APPLE, INC.   2009-10-12 2011-10-06
5 SHRS APPLE, INC.   2009-10-12 2011-10-10
30 SHRS ACCENTURE PLC   2009-05-29 2011-10-21
6 SHRS INTUITIVE SURGICAL, INC.   2010-10-20 2011-10-21
4 SHRS INTUITIVE SURGICAL, INC.   2010-11-30 2011-10-21
6 SHRS CITRIX SYSTEMS, INC.   2011-08-03 2011-10-28
9 SHRS CITRIX SYSTEMS, INC.   2009-10-22 2011-10-28
23 SHRS CITRIX SYSTEMS, INC.   2009-10-22 2011-10-28
18 SHRS CITRIX SYSTEMS, INC.   2009-05-29 2011-10-28
5 SHRS INTUITIVE SURGICAL, INC.   2010-11-30 2011-10-28
12 SHRS ABB, LTD. SPONSORED ADR   2010-04-26 2011-10-28
187 SHRS ABB, LTD. SPONSORED ADR   2009-09-25 2011-10-28
24 SHRS COGNIZANT TECHNOLOGY SOLUTIONS CORP. CL A   2009-10-12 2011-10-28
11600.928 SHRS TCW EMERGING MARKETS INCOME FUND I   2010-08-19 2011-11-02
299.776 SHRS TCW EMERGING MARKETS INCOME FUND I   2010-12-29 2011-11-02
11890.606 SHRS TCW EMERGING MARKETS INCOME FUND I   2010-07-27 2011-11-02
738.523 SHRS VAN ECK GLOBAL HARD ASSETS CLASS I   2011-08-29 2011-11-17
660.357 SHRS VAN ECK GLOBAL HARD ASSETS CLASS I   2010-10-20 2011-11-17
1560.25 SHRS VAN ECK GLOBAL HARD ASSETS CLASS I   2010-09-16 2011-11-17
3 SHRS ANSYS, INC.   2011-01-18 2011-11-21
5 SHRS ANSYS, INC.   2011-01-18 2011-11-21
25 SHRS ANSYS, INC.   2010-12-31 2011-11-21
15 SHRS ANSYS, INC.   2011-03-16 2011-11-21
12 SHRS COVANCE, INC.   2009-10-12 2011-11-30
16 SHRS COVANCE, INC.   2009-10-12 2011-12-01
10 SHRS COVANCE, INC.   2009-10-12 2011-12-02
32 SHRS FMC TECHNOLOGIES, INC.   2010-10-29 2011-12-12
6 SHRS FMC TECHNOLOGIES, INC.   2010-05-10 2011-12-12
32 SHRS FMC TECHNOLOGIES, INC.   2010-05-10 2011-12-12
561.261 SHRS CALAMOS CONVERTIBLE FUND A   2010-12-16 2011-12-13
5279.831 SHRS CALAMOS CONVERTIBLE FUND A   2009-10-22 2011-12-13
2223.424 SHRS CALAMOS CONVERTIBLE FUND A   2009-07-07 2011-12-13
1169.177 SHRS HARBOR INTERNATIONAL FUND INST   2010-07-27 2011-12-13
504.541 SHRS HARBOR INTERNATIONAL FUND INST   2010-06-11 2011-12-13
228.146 SHRS HARBOR INTERNATIONAL FUND INST   2010-05-28 2011-12-13
5642.633 SHRS VANGUARD SHORT TERM TAX EXEMPT FUND   2011-08-31 2011-12-13
55 SHRS MEAD JOHNSON NUTRITION CO.   2010-12-07 2011-12-22
40 SHRS MEAD JOHNSON NUTRITION CO.   2010-12-31 2011-12-22
11 SHRS MEAD JOHNSON NUTRITION CO.   2010-12-06 2011-12-22
1 SHRS MEAD JOHNSON NUTRITION CO.   2010-12-06 2011-12-22
35 SHRS JOHNSON & JOHNSON   2010-10-20 2011-01-13
84 SHRS EXELON CORP.   2010-10-20 2011-02-11
145 SHRS EXELON CORP.   2010-09-21 2011-02-11
84 SHRS EXELON CORP.   2010-12-09 2011-02-11
46 SHRS PROCTER & GAMBLE CO.   2010-10-20 2011-02-28
47 SHRS PROCTER & GAMBLE CO.   2010-12-09 2011-02-28
80 SHRS PROCTER & GAMBLE CO.   2010-09-21 2011-02-28
40 SHRS NIELSEN MEDIA   2011-01-26 2011-03-23
62 SHRS PHILIP MORRIS INTERNATIONAL, INC.   2010-12-09 2011-03-30
8 SHRS HUNTINGTON INGALLS INDUSTRIES, INC.   2010-12-09 2011-04-04
8 SHRS HUNTINGTON INGALLS INDUSTRIES, INC.   2010-10-20 2011-04-04
14 SHRS HUNTINGTON INGALLS INDUSTRIES, INC.   2010-09-21 2011-04-04
37 SHRS VF CORP.   2010-10-20 2011-04-12
54 SHRS TOTAL SA SPONSORED ADR   2010-10-20 2011-04-13
0 SHRS HUNTINGTON INGALLS INDUSTRIES, INC.   2010-09-21 2011-04-13
10 SHRS VF CORP.   2010-10-20 2011-04-28
24 SHRS VF CORP.   2010-12-09 2011-04-28
42 SHRS EXXON MOBIL CORP.   2010-12-09 2011-05-03
8 SHRS EXXON MOBIL CORP.   2010-09-21 2011-05-03
59 SHRS DIAMOND OFFSHORE DRILLING, INC.   2010-10-20 2011-05-03
42 SHRS DIAMOND OFFSHORE DRILLING, INC.   2010-12-09 2011-05-03
16 SHRS VF CORP.   2010-12-09 2011-06-13
36 SHRS AIR PRODUCTS & CHEMICALS, INC.   2010-12-10 2011-06-21
62 SHRS AIR PRODUCTS & CHEMICALS, INC.   2010-09-21 2011-06-21
36 SHRS AIR PRODUCTS & CHEMICALS, INC.   2010-10-20 2011-06-21
34 SHRS NORDSTROM, INC.   2010-12-09 2011-07-08
7 SHRS VF CORP.   2010-12-09 2011-07-08
11 SHRS VF CORP.   2010-09-21 2011-07-08
46 SHRS MEDTRONIC, INC.   2010-12-09 2011-08-02
108 SHRS KRAFT FOODS, INC. CL A   2010-10-20 2011-08-04
49 SHRS NORTHROP GRUMMAN CORP.   2010-12-09 2011-08-05
31 SHRS NORTHROP GRUMMAN CORP.   2010-10-20 2011-08-05
165 SHRS BROADRIDGE FINANCIAL SOLUTIONS, INC.   2010-09-21 2011-08-05
96 SHRS BROADRIDGE FINANCIAL SOLUTIONS, INC.   2010-12-09 2011-08-05
97 SHRS BROADRIDGE FINANCIAL SOLUTIONS, INC.   2010-10-20 2011-08-05
149 SHRS REDWOOD TRUST, INC.   2010-09-21 2011-08-09
133 SHRS REDWOOD TRUST, INC.   2010-09-21 2011-08-10
18 SHRS NORTHROP GRUMMAN CORP.   2010-10-20 2011-08-11
83 SHRS NORTHROP GRUMMAN CORP.   2010-09-21 2011-08-11
57 SHRS REDWOOD TRUST, INC.   2010-09-21 2011-08-12
171 SHRS REDWOOD TRUST, INC.   2010-10-20 2011-08-12
27 SHRS REDWOOD TRUST, INC.   2010-10-20 2011-08-15
196 SHRS REDWOOD TRUST, INC.   2010-12-09 2011-08-15
21 SHRS DIAMOND OFFSHORE DRILLING, INC.   2010-12-09 2011-10-03
26 SHRS DIAMOND OFFSHORE DRILLING, INC.   2010-09-28 2011-10-03
80 SHRS DIAMOND OFFSHORE DRILLING, INC.   2010-09-21 2011-10-03
26 SHRS VF CORP.   2010-09-21 2011-10-12
9 SHRS NORDSTROM, INC.   2010-12-09 2011-10-20
43 SHRS NORDSTROM, INC.   2010-10-20 2011-10-20
74 SHRS NORDSTROM, INC.   2010-09-21 2011-10-20
59 SHRS MEDTRONIC, INC.   2010-12-09 2011-10-31
107 SHRS MEDTRONIC, INC.   2010-10-20 2011-10-31
182 SHRS MEDTRONIC, INC.   2010-09-21 2011-10-31
20 SHRS SHERWIN-WILLIAMS CO.   2010-12-09 2011-11-11
7 SHRS SHERWIN-WILLIAMS CO.   2010-12-09 2011-11-14
1 SHRS SHERWIN-WILLIAMS CO.   2010-12-09 2011-11-15
12 SHRS SHERWIN-WILLIAMS CO.   2010-09-21 2011-11-15
26 SHRS 3M CO.   2010-10-20 2011-12-09
15 SHRS 3M CO.   2010-09-21 2011-12-09
CAPITAL GAIN DISTRIBUTIONS   2010-09-21 2011-11-15
K-1 BROWN ADVISORY   2010-12-09 2011-11-11
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 778   552 226
b 777   552 225
c 1,166   816 350
d 231   163 68
e 2,517   1,082 1,435
739   609 130
1,922   1,580 342
1,774   1,358 416
2,999   3,968 -969
2,819   3,722 -903
1,771   1,440 331
1,771   1,401 370
2,804   2,182 622
1,331   1,033 298
2,060   1,607 453
1,766   1,353 413
2,207   1,691 516
441   281 160
143   94 49
1,571   1,027 544
143   93 50
6,785   4,156 2,629
6,123   3,763 2,360
2,225   1,596 629
2,388   2,200 188
96   88 8
765   703 62
574   436 138
618   838 -220
2,726   3,597 -871
18   24 -6
2,238   3,077 -839
1,762   2,433 -671
657   852 -195
1,090   1,412 -322
1,816   2,865 -1,049
2,214   2,945 -731
1,730   1,604 126
1,422   1,680 -258
2,489   2,150 339
711   533 178
2,629   2,267 362
1,052   898 154
1,594   1,581 13
945   903 42
944   903 41
1,132   886 246
1,183   945 238
323   254 69
1,291   1,014 277
4,810   1,956 2,854
1,117   456 661
53,985   52,827 1,158
97,173   91,983 5,190
1,998   854 1,144
53,670   52,233 1,437
96,605   92,081 4,524
2,456   1,139 1,317
645   466 179
484   348 136
3,334   1,462 1,872
1,896   1,657 239
59   52 7
712   621 91
178   104 74
1,564   732 832
107,305   100,000 7,305
70,185   63,759 6,426
2,827   2,407 420
2,435   2,187 248
1,181   991 190
359   237 122
2,135   1,797 338
534   432 102
1,012   971 41
897   572 325
815   519 296
1,044   653 391
82   52 30
83   81 2
250   242 8
333   321 12
501   482 19
854   544 310
3,934   2,511 1,423
2,148   1,962 186
54,602   54,722 -120
45,398   44,849 549
1,176   1,127 49
1,188   1,127 61
387   327 60
1,933   1,034 899
1,953   1,034 919
638   631 7
2,665   2,484 181
228   212 16
820   763 57
1,209   1,496 -287
726   870 -144
1,312   1,653 -341
1,381   1,723 -342
2,072   2,582 -510
2,693   3,233 -540
538   663 -125
827   1,078 -251
1,441   1,863 -422
1,738   2,178 -440
2,332   2,919 -587
2,170   1,513 657
1,562   1,451 111
136   125 11
1,163   1,625 -462
1,005   1,371 -366
2,855   3,880 -1,025
491   683 -192
819   1,150 -331
3,379   4,733 -1,354
3,166   4,410 -1,244
1,107   1,420 -313
1,879   2,375 -496
1,270   1,691 -421
2,188   2,188  
1,255   1,255  
2,211   2,261 -50
79,263   100,000 -20,737
4,084   2,509 1,575
1,545   827 718
3,091   1,526 1,565
2,306   2,289 17
2,419   1,712 707
215   119 96
1,675   1,712 -37
162   165 -3
1,842   1,844 -2
1,896   1,710 186
2,412   2,537 -125
2,257   1,929 328
1,015   860 155
2,592   1,916 676
1,278   377 901
2,274   2,625 -351
126   79 47
1,679   1,963 -284
660   762 -102
1,325   1,467 -142
1,121   1,230 -109
1,926   1,420 506
223   241 -18
891   958 -67
1,040   1,109 -69
807   971 -164
95   114 -19
2,959   3,406 -447
247   282 -35
2,694   2,513 181
3,279   2,937 342
1,382   1,529 -147
197   215 -18
1,626   1,691 -65
2,711   2,767 -56
1,148   800 348
1,148   799 349
1,125   514 611
3,303   2,161 1,142
3,113   2,759 354
51   61 -10
1,737   2,055 -318
485   572 -87
2,551   2,551  
944   1,264 -320
2,838   2,546 292
103   91 12
2,475   1,661 814
556   931 -375
1,174   1,822 -648
2,196   2,319 -123
706   613 93
3,255   3,011 244
80   50 30
40,000   37,414 2,586
30,000   31,875 -1,875
25,866   25,866  
90,000   81,047 8,953
45,000   38,238 6,762
34,346   30,000 4,346
5,654   4,846 808
15,952   15,952  
78   50 28
431   402 29
519   483 36
475   400 75
733   618 115
2,931   1,335 1,596
1,452   1,028 424
450   572 -122
567   708 -141
883   1,103 -220
117   146 -29
628   651 -23
1,257   1,504 -247
158   163 -5
501   609 -108
44   52 -8
1,074   572 502
1,123   572 551
1,148   572 576
1,923   954 969
1,732   894 838
2,487   1,542 945
1,658   1,544 114
442   751 -309
664   347 317
1,677   887 790
1,312   559 753
2,191   1,278 913
239   250 -11
3,723   3,775 -52
1,810   947 863
97,100   100,000 -2,900
2,509   2,882 -373
99,763   100,000 -237
37,000   37,000  
30,786   30,000 786
72,739   65,000 7,739
173   255 -82
288   385 -97
1,441   1,562 -121
864   778 86
550   671 -121
728   895 -167
454   559 -105
1,590   1,163 427
298   193 105
1,590   1,017 573
10,911   10,911  
100,000   100,000  
41,356   35,197 6,159
62,352   62,586 -234
26,529   25,000 1,529
11,996   11,001 995
90,000   90,000  
3,496   3,449 47
2,542   2,762 -220
699   683 16
64   62 2
2,192   2,237 -45
3,573   3,721 -148
6,167   6,177 -10
3,573   3,325 248
2,900   2,914 -14
2,963   2,955 8
5,043   4,909 134
2,245   2,000 245
4,073   3,682 391
328   289 39
328   277 51
548   454 94
3,670   3,195 475
3,297   2,945 352
6   6  
1,069   863 206
2,564   2,054 510
3,629   3,021 608
691   494 197
4,305   4,056 249
3,064   2,738 326
1,627   1,370 257
3,333   3,206 127
5,740   5,151 589
3,333   2,965 368
1,689   1,432 257
786   599 187
1,235   865 370
1,584   1,620 -36
3,803   3,428 375
2,734   2,828 -94
1,730   1,711 19
3,560   3,805 -245
2,071   2,160 -89
2,093   2,058 35
1,802   2,232 -430
1,605   1,993 -388
936   993 -57
4,315   4,491 -176
699   854 -155
2,097   2,509 -412
339   396 -57
2,458   2,817 -359
1,134   1,369 -235
1,403   1,694 -291
4,318   5,057 -739
3,472   2,044 1,428
452   379 73
2,158   1,612 546
3,713   2,673 1,040
2,056   2,078 -22
3,728   3,668 60
6,341   6,079 262
1,731   1,550 181
602   542 60
306   196 110
1,032   901 131
2,114   2,325 -211
1,220   1,306 -86
37,472     37,472
1     1
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       226
b       225
c       350
d       68
e       1,435
      130
      342
      416
      -969
      -903
      331
      370
      622
      298
      453
      413
      516
      160
      49
      544
      50
      2,629
      2,360
      629
      188
      8
      62
      138
      -220
      -871
      -6
      -839
      -671
      -195
      -322
      -1,049
      -731
      126
      -258
      339
      178
      362
      154
      13
      42
      41
      246
      238
      69
      277
      2,854
      661
      1,158
      5,190
      1,144
      1,437
      4,524
      1,317
      179
      136
      1,872
      239
      7
      91
      74
      832
      7,305
      6,426
      420
      248
      190
      122
      338
      102
      41
      325
      296
      391
      30
      2
      8
      12
      19
      310
      1,423
      186
      -120
      549
      49
      61
      60
      899
      919
      7
      181
      16
      57
      -287
      -144
      -341
      -342
      -510
      -540
      -125
      -251
      -422
      -440
      -587
      657
      111
      11
      -462
      -366
      -1,025
      -192
      -331
      -1,354
      -1,244
      -313
      -496
      -421
       
       
      -50
      -20,737
      1,575
      718
      1,565
      17
      707
      96
      -37
      -3
      -2
      186
      -125
      328
      155
      676
      901
      -351
      47
      -284
      -102
      -142
      -109
      506
      -18
      -67
      -69
      -164
      -19
      -447
      -35
      181
      342
      -147
      -18
      -65
      -56
      348
      349
      611
      1,142
      354
      -10
      -318
      -87
       
      -320
      292
      12
      814
      -375
      -648
      -123
      93
      244
      30
      2,586
      -1,875
       
      8,953
      6,762
      4,346
      808
       
      28
      29
      36
      75
      115
      1,596
      424
      -122
      -141
      -220
      -29
      -23
      -247
      -5
      -108
      -8
      502
      551
      576
      969
      838
      945
      114
      -309
      317
      790
      753
      913
      -11
      -52
      863
      -2,900
      -373
      -237
       
      786
      7,739
      -82
      -97
      -121
      86
      -121
      -167
      -105
      427
      105
      573
       
       
      6,159
      -234
      1,529
      995
       
      47
      -220
      16
      2
      -45
      -148
      -10
      248
      -14
      8
      134
      245
      391
      39
      51
      94
      475
      352
       
      206
      510
      608
      197
      249
      326
      257
      127
      589
      368
      257
      187
      370
      -36
      375
      -94
      19
      -245
      -89
      35
      -430
      -388
      -57
      -176
      -155
      -412
      -57
      -359
      -235
      -291
      -739
      1,428
      73
      546
      1,040
      -22
      60
      262
      181
      60
      110
      131
      -211
      -86
      37,472
      1
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 116,925
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 319,788 5,540,181 0.057722
2009 171,791 4,999,165 0.034364
2008 151,294 3,445,989 0.043904
2007 153,577 2,692,733 0.057034
2006 120,946 1,678,292 0.072065
2 Total of line 1, column (d) ...................... 2 0.265089
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.053018
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 8,418,661
5 Multiply line 4 by line 3....................... 5 446,341
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,847
7 Add lines 5 and 6......................... 7 448,188
8 Enter qualifying distributions from Part XII, line 4.............. 8 394,909
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 3,694
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 3,694
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,694
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 14,783
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 14,783
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 11,089
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet11,089 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletDC
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletTHE FOUNDATION Telephone no.bullet (202) 333-9000
    Located atbullet3299 K STREET NWWASHINGTONDC ZIP+4bullet20007
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    RICHARD BERNSTEIN VICE PRES.
    0     		0    
    1054 31ST STREET NW
    WASHINGTON,DC20007
    MAUREE JANE PERRY SECRETARY
    0     		0    
    2606 JACKSON STREET
    SAN FRANCISCO,CA94115
    ADAM K BERNSTEIN TREASURER
    0     		0    
    4409 KLINGLE STREET
    WASHINGTON,DC20016
    AMI BECKER ARONSON MANAGING EXECUTIVE DIRECTOR
    0     		73,948 700 1,200
    6917 ANCHORAGE DRIVE
    BETHESDA,MD20817
    STUART BERNSTEIN PRESIDENT
    0     		0    
    Il Lugano - 300 Seminole Avenue
    Palm Beach,FL33480
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NOT APPLICABLE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,715,283
    b
    Average of monthly cash balances.......................
    1b
    457,031
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    1,374,550
    d
    Total (add lines 1a, b, and c).........................
    1d
    8,546,864
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    8,546,864
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    128,203
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    8,418,661
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    420,933
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    420,933
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    3,694
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    3,694
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    417,239
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    417,239
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    417,239
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    394,909
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    394,909
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    394,909
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 417,239
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 0
    b Total for prior years:2009, 2008, 2007 0
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 80,434
    b From 2007....... 61,967
    c From 2008....... 78,037
    d From 2009....... 45,430
    e From 2010....... 54,905
    fTotal of lines 3a through e......... 320,773
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 394,909
    a Applied to 2010, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		 
    d Applied to 2011 distributable amount..... 394,909
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2011. 22,330 22,330
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 298,443
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		58,104
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		240,339
    10 Analysis of line 9:
    a Excess from 2007.... 61,967
    b Excess from 2008.... 78,037
    c Excess from 2009.... 45,430
    d Excess from 2010.... 54,905
    e Excess from 2011.... 221,878
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    GLEN ECHO PARK PARTNERSHIP
    7300 MacArthur Blvd
    Glen Echo,MD20812     		Not Applicable Charitable Community service 10,000
    SIXTH & I HISTORIC SYNAGOGUE
    600 I Street NW
    Washington,DC20001     		Not Applicable Charitable Community service 10,000
    US HOLOCAUST MEMORIAL MUSEUM
    100 Raoul Wallenberg Place SW
    Washington,DC20024     		Not Applicable Charitable Community service. 40,000
    TRUST FOR THE NATIONAL MALL
    PO Box 96475
    Washington,DC20090     		Not Applicable Charitable Community service. 1,000
    AUTISM SPEAKS
    1 E 33rd St
    4th Floor
    New York,NY10016     		Not applicable Charitable Community service 1,000
    BAY AREA JEWISH HEALING CENTER
    3330 Geary Blvd
    3rd Floor West
    San Francisco,CA94118     		Not Applicable Charitable Community service 3,000
    C&O CANAL TRUST
    1850 Dual Highway
    Suite 100
    Hagerstown,MD21740     		Not Applicable Charitable Community service 5,000
    JEWISH VOCATIONAL SERVICE
    216 West Jackson Blvd
    Suite 700
    Chicago,IL60606     		Not Applicable Charitable Community service 3,000
    KOLLEL VILNA
    3299 K St NW
    Suite 700
    Washington,DC20007     		Not Applicable Charitable Community service 8,500
    MERITUS COLLEGE FUND
    PO Box 29024
    San Francisco,CA94129     		Not Applicable Charitable Community service 7,500
    SONOMA COMMUNITY CENTER
    276 E Napa St
    Sonoma,CA95476     		Not Applicable Charitable Community service 8,500
    THE IDEAL SCHOOL OF MANHATTAN
    4 W 76th St
    New York,NY10023     		Not Applicable Charitable Community service 1,000
    THE SEED FOUNDATION
    1776 Massachusetts Ave NW
    Washington,DC20036     		Not Applicable Charitable Community service 2,000
    SASHA BRUCE YOUTHWORK INC
    741 8th St SE
    Washington,DC20003     		Not Applicable Charitable Community service 3,000
    WASHINGTON AREA WOMEN'S FOUNDATION
    14111 K St NW
    Suite 800
    Washington,DC20005     		Not Applicable Charitable Community service 1,000
    ALLIANCE FOR YOUNG ARTISTS
    197 East Broadway
    New York,NY10002     		Not Applicable charitable Community service 25,000
    AMERICAN UNIVERSITY
    801 Massachusetts Avenue Northwest
    Washington,DC20016     		Not Applicable charitable Jewish causes,Kogod sch of business, LMB Fellowship 33,500
    CATHERINE CABEEN & CO
    3518 Fremont Ave N 118
    Seattle,WA98103     		Not Applicable charitable Community service 1,000
    CEDAR CREEK BATTLEFIELD
    6437 Valley Pike
    Middletown,VA22645     		Not Applicable charitable Community Service 6,000
    DANCE BRIGADE
    3316 24th Street
    San Francisco,CA94110     		Not Applicable charitable Community Service 1,000
    DC ART'S CENTER
    2438 18th Street
    Washington,DC20009     		Not Applicable charitable Community Service 10,000
    ELSIE'S PUBLISHING
    PO Box 811
    East Lansing,MI48826     		Not Applicable charitable Community Service 1,000
    ENVIRONMENTAL WORKSHOP GROUP
    1436 U st NW 100
    Washington,DC20009     		Not Applicable charitable Community Service 2,000
    THE FRIENDSHIP CIRCLE
    11621 Seven Locks Rd
    Potomac,MD20854     		Not Applicable charitable Community Service 1,000
    FRIENDS OF LUBAVICH
    2110 Leroy Place Northwest
    Washington,DC20008     		Not Applicable charitable Community Service 10,000
    GIRL SCOUTS OF KENTUCKANIA
    2115 Lexington Road
    Louiseville,KY40206     		Not Applicable charitable Community Service 1,000
    HEBREW HOME OF GREATER WASHINGTON
    6121 Montrose Road
    Rockville,MD20852     		Not Applicable charitable Community Service 3,500
    KENNEDY CENTER FOR THE PERFORMING ARTS
    2700 F Street Northwest
    Washington,DC20566     		Not Applicable charitable Community Service 10,000
    KREEGER MUSEUM
    2401 Foxhall Road Northwest
    Washington,DC20007     		Not Applicable charitable Community Service 10,000
    LABELS FOR LOVE
    Po Box 577
    Mclean,VA22101     		Not Applicable charitable Community Service 1,000
    LMD HEBREW ACADEMY
    13300 Arctic Avenue
    Rockville,MD20853     		Not Applicable charitable Community Service 25,000
    MARSHALL BRENNAN PROJECT
    4801 Massachusetts Avenue Northwest
    Washington,DC20016     		Not Applicable charitable Community Service 10,000
    MARY'S CENTER
    2333 Ontario Road NW
    Washington,DC20009     		Not Applicable charitable Community Service 1,000
    NATIONAL PUBLIC RADIO
    635 Massachusetts Avenue Northwest
    Washington,DC20001     		Not Applicable charitable Community Service 20,000
    SEATTLE THEATER GROUP
    911 Pine Street
    Seattle,WA98101     		Not applicable charitable Community Service 1,000
    WASHINGTON HEBREW CONGREGATION
    3935 Macomb Street NW
    Washington,DC20016     		Not Applicable charitable Community Service 10,000
    WETA BETTER ANGELS SOCIETY
    PO Box 60067
    Florence,MA01062     		Not Applicable charitable Community Service 25,000
    YESHIVA OF GREATER WASHINGTON
    2010 Linden Lane
    Silver Spring,MD20910     		Not Applicable charitable Community Service 10,000
    NETWORK FOR GOOD
    7920 Norfolk Ave
    Suite 520
    Bethesda,MD20814     		Not Applicable charitable Community Service 500
    Total .................................bullet 3a 323,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 36,048  
    4 Dividends and interest from securities....     14 183,400  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....     14 815  
    8Gain or (loss) from sales of assets other than inventory     18 116,925  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   337,188  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13337,188
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    OMB No. 1545-0047
    2011
    Name of organization
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    Employer identification number

    52-6041822
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet   $    
    Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on Part I, line 2, of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Page 2
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson         		Employer identification number

    52-6041822
    Part I
    Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    Estate of Leo Bernstein    
    3299 K Street NW Suite 700
       
    Washington, DC   20007

    		$783,070




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    Wayside Museum of American History    
    33229 Old Valley Pike
       
    Strasburg, VA   22657

    		$531,414




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    Estate of Leo Bernstein    
    3299 K Street NW 700
       
    Washington, DC   20007

    		$3,519,180




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Page 3
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson         		Employer identification number

    52-6041822
    Part II
    Noncash Property (see Instructions). Use duplicate copies of Part II if additional space is needed.
    		     
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
    2
    		 Real Estate Assets   $531,414 2011-11-23
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
    3
    		 Real estate and other investment assets   $3,519,180 2011-12-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Page 4
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson         		Employer identification number

    52-6041822
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
    Use duplicate copies of Part III if additional space is needed
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2011 AccountingFeesSchedule
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 5,091 3,767   1,324

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2011 DepreciationSchedule
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2011 ExplnOfNonFilingWithAGStmt
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Statement:
    DC does not require the Organization to submit its Form 990-PF.

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Name of Stock End of Year Book Value End of Year Fair Market Value
    MANAGED PORTFOLIOS 6,194,560 6,746,261

    TY 2011 InvestmentsOtherSchedule2
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ISRAEL STATE BONDS   1,000 1,000
    CERTIFICATES OF DEPOSIT   273,229 273,229
    BROWN ADVISORY INVESTORS, LLP   118,829 118,829
    INVEST STRASBURG(CASH)   4,312 4,312
    BTTWN - CRRT   320,478 320,478
    BATTLETOWN INN   650,000 650,000

    TY 2011 LandEtcSchedule2
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2011 LegalFeesSchedule
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    SHAPIRO/CAPLIN 16,907 16,907    


    TY 2011 OtherExpensesSchedule
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK CHARGES 314 314    
    MESSENGER/DELIVERY 190 171   19
    DUES/SUBCRIPTIONS 4,200     4,200
    AUTO EXPENSES 101 91   10
    METRO 196 177   19
    M & E 1,855 1,670   185
    OFFICE SUPPLIES 503 453   50
    PAYROLL FEES 562 506   56
    MISCELLANEOUS 437 394   43
    SEMINARS 3,500 3,150   350
    INSURANCE 7,245 6,521   724
    PHONE COSTS 1,200 1,080   120
    REAL ESTATE TAXES 12,753 12,753    
    PROPERTY TAXES 694 694    
    INVESTMENT FEES 53,335 53,335    
    BROWN ADVISORY UNREALIZED LOSS 29,666      
    K-1 BROWN ADVISORY 1,166 1,166    


    TY 2011 OtherIncomeSchedule2
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Late Fees 565 565  
    K-1 Brown Advisory 250 250  


    TY 2011 OtherIncreasesSchedule
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Description Amount
    ASSET CONTRIBUTIONS 20,406


    TY 2011 OtherLiabilitiesSchedule
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Description Beginning of Year - Book Value End of Year - Book Value
    ASSETS SUBJECT TO CONTRACT CLA 1,874,205 0


    TY 2011 OtherNotesLoansRcvblShortSch2
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Name of 501(c)(3) Organization Balance Due
    DARREL BATES
          		100,000
    J DRISCOLL
          		66,630
    F&CRABILL INC
          		93,619
    D PITCOCK
          		455,966
    ERASKAUSAS
          		 


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER FEES 1,117 1,117    
    JEWISH FUNDERS NTW 14,197     14,197


    TY 2011 ReductionExplanationStatement
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Explanation:
    ASSETS SUBJECT TO CONTRACT CLAIMS

    TY 2011 TaxesSchedule
    Name:
    Leo M Bernstein Family Foundation
    Attn Ami Becker Aronson
    EIN: 52-6041822
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 2,532 2,532