Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2010
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2010 and ending 06-30-2011
BCheck if applicable:
CName of organization
YALE UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
PO BOX 208239
 
Room/suite
City or town, state or country, and ZIP + 4
NEW HAVEN, CT065208239
D Employer identification number

06-0646973
E Telephone number

G Gross receipts $ 7,356,089,081
F Name and address of principal officer:
RICHARD C LEVIN
PO BOX 208229
NEW HAVEN,CT065208229
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.YALE.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1701
M State of legal domicile: CT
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO CREATE, PRESERVE, AND DISSEMINATE KNOWLEDGE
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) .... 3 19
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 14
5 Total number of individuals employed in calendar year 2010 (Part V, line 2a) ... 5 26,959
6 Total number of volunteers (estimate if necessary) .... 6 8,700
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a -97,919,928
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b -101,962,963
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 773,935,958 1,239,645,403
9 Program service revenue (Part VIII, line 2g) ......... 1,067,311,549 1,143,599,732
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 680,415,065 1,018,069,842
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 92,055,941 87,390,717
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 2,613,718,513 3,488,705,694
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 352,430,766 359,156,038
14 Benefits paid to or for members (Part IX, column (A), line 4) .... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,585,637,416 1,668,607,142
16a Professional fundraising fees (Part IX, column (A), line 11e).... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet35,060,154    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 910,340,231 938,894,415
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 2,848,408,413 2,966,657,595
19 Revenue less expenses. Subtract line 18 from line 12...... -234,689,900 522,048,099
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............ 24,776,355,904 27,801,734,697
21 Total liabilities (Part X, line 26)............ 7,516,115,463 7,198,628,984
22 Net assets or fund balances. Subtract line 21 from line 20 ..... 17,260,240,441 20,603,105,713
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid Preparer's Use Only Preparer's
signatureBig Right Arrow 		Date
right pointing bullet image Preparer’s taxpayer identification number
(see instructions)
Firm’s name (or yours
if self-employed),
address, and ZIP + 4Big Right Arrow




 		EIN right pointing bullet image
Phone no. right pointing bullet image
May the IRS discuss this return with the preparer shown above? (see instructions) .........
For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2010)
Form 990 (2010)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III . . . . . . . . . .
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the exempt purpose achievements for each of the organization’s three largest program services by expenses.
Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,174,270,011 including grants of $   ) (Revenue $ 971,230,804 )
INSTRUCTION: INCLUDES SALARIES, FRINGE BENEFITS AND SUPPLIES OF TEACHING OVER 11,000 STUDENTS INCLUDING 5,279 UNDERGRADUATES, 2,696 GRADUATE STUDENTS AND 3,695 PROFESSIONAL SCHOOL STUDENTS. A FACULTY OF MORE THAN 3,800 TEACH AND ADMINISTER PROGRAMS ACROSS A RANGE OF DISCIPLINES IN THE SCIENCES AND ENGINEERING, THE SOCIAL SCIENCES, THE HUMANITIES, AND THE VARIOUS LEARNED PROFESSIONS. MORE THAN 70 MAJORS ARE AVAILABLE IN THE UNDERGRADUATE COLLEGE AND 38 DIFFERENT DEGREE PROGRAMS ARE OFFERED BY THE UNIVERSITY. IN ADDITION TO THE GRADUATE SCHOOL OF ARTS AND SCIENCES, THE UNIVERSITY HAS PROFESSIONAL SCHOOLS INCLUDING ARCHITECTURE, ART, DIVINITY, DRAMA, ENGINEERING AND APPLIED SCIENCE, FORESTRY AND ENVIRONMENTAL STUDIES, LAW, MANAGEMENT, MEDICINE, MUSIC, NURSING AND PUBLIC HEALTH.
4b (Code:   ) (Expenses $ 511,538,000 including grants of $ 51,226,214 ) (Revenue $ 46,966,140 )
RESEARCH: THE UNIVERSITY ENGAGES IN EXTENSIVE RESEARCH IN MEDICINE, THE PHYSICAL SCIENCES, THE SOCIAL SCIENCES AND HUMANITIES. THE UNIVERSITY'S RESEARCH ACTIVITIES ARE AIMED AT THE ADVANCEMENT OF KNOWLEDGE AS WELL AS TRAINING STUDENTS IN THE RESEARCH PROCESS. INCLUDED AMONG THE UNIVERSITY'S OUTSTANDING RESEARCH FACILITIES ARE LABORATORIES AND OTHER FACILITIES DEVOTED TO RESEARCH IN GEOLOGY, CHEMISTRY, BIOLOGY, ENGINEERING AND APPLIED SCIENCE, ANTHROPOLOGY, PALEONTOLOGY, MOLECULAR AND STRUCTURAL BIOLOGY, NUCLEAR STRUCTURE, CHILD DEVELOPMENT, SOCIAL POLICY, BIOSPHERIC STUDIES AND NUMEROUS BIOMEDICAL SCIENCES, TO NAME BUT A FEW.
4c (Code:   ) (Expenses $ 572,409,461 including grants of $ 307,929,824 ) (Revenue $ 64,403,275 )
STUDENT AID AND SERVICES: YALE COLLEGE ADMITS STUDENTS ON THE BASIS OF ACADEMIC AND PERSONAL PROMISE AND WITHOUT REGARD TO THEIR ABILITY TO PAY. ONCE A STUDENT IS ADMITTED, YALE AWARDS FINANCIAL AID THAT MEETS 100% OF THAT STUDENT'S DEMONSTRATED FINANCIAL NEED. ALL AID IS NEED-BASED. THIS POLICY HELPS TO ENSURE THAT YALE WILL ALWAYS BE ACCESSIBLE TO TALENTED STUDENTS FROM THE WIDEST POSSIBLE RANGE OF BACKGROUNDS. FURTHERMORE, YALE'S ADMISSION PROCESS IS NEED BLIND, SO THAT NO APPLICANT IS DENIED ADMISSION TO YALE BECAUSE OF HIS OR HER FAMILY'S FINANCIAL SITUATION. APPLICANTS FROM A WIDE RANGE OF SOCIO-ECONOMIC BACKGROUNDS MAY BE ELIGIBLE FOR NEED-BASED AID. IN FY2011, 3,054 OR 56 PERCENT OF UNDERGRADUATES RECEIVED NEED-BASED SCHOLARSHIPS OR GRANTS FROM YALE SOURCES OF $35,730 ON AVERAGE. THIS CATEGORY OF EXPENDITURES ALSO INCLUDES: THE OPERATION OF DINING HALLS THAT PROVIDED 2,672,544 MEALS TO STUDENTS, FACULTY AND STAFF; MAINTENANCE OF DORMITORIES HOUSING 4,649 UNDERGRADUATES AND 886 GRADUATE AND PROFESSIONAL SCHOOL STUDENTS; OPERATION AND MAINTENANCE OF ATHLETIC FACILITIES, FOR THE 35 INTERCOLLEGIATE SPORTS, OVER 35 INTRAMURAL SPORTS AND 50 CLUB SPORT TEAMS OFFERED AT YALE AS WELL AS MORE THAN 75 SECTIONS OF PHYSICAL EDUCATION INSTRUCTION, PARKING FACILITIES, LAUNDRY FACILITIES, STUDENT CENTERS AND OTHER FACILITIES AND PROGRAMS (INCLUDING EXTRACURRICULAR ACTIVITIES AND STUDENT HEALTH SERVICES) THAT PROVIDE SUPPORT, SERVICES AND ACADEMIC/CULTURAL ENRICHMENT TO THE UNIVERSITY'S STUDENTS.FORM 990, PART III, LINE 4DOTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE AND OTHER INSTITUTIONAL SUPPORT.
(Code:   ) (Expenses $ 380,725,740 including grants of $   ) (Revenue $ 103,475,786 )
4d Other program services. (Describe in Schedule O.)
(Expenses $ 380,725,740 including grants of $   ) (Revenue $ 103,475,786 )
4e Total program service expensesMediumBullet$ 2,638,943,212
Form 990 (2010)
Form 990 (2010)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? Click to see attachment........
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part IIClick to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III........................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete
Schedule D, Part IClick to see attachment.......................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in term, permanent,or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, and program service activities outside the United States? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II..........
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III...................
19
Yes
 
Form 990 (2010)
Form 990 (2010)
Page 4
Part IV
Checklist of Required Schedules (continued)
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
Did the organization attach its audited financial statement to this return? Note: All Form 990 filers that operate one or more hospitals must attach audited financial statements. .....
20b
 
 
21
Did the organization report more than $5,000 of grants and other assistance to governments and organizations in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II........................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor, or a grant selection committee member, or to a person related to such an individual? If “Yes,” complete Schedule L, Part III............... Click to see attachment
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I........................... Click to see attachment
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35
Is any related organization a controlled entity within the meaning of section 512(b)(13)? .....
35
Yes
 
a
Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2010)
Form 990 (2010)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V . . . . . . . . . .
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
15,759
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
26,959
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAS , BK , BR , CA , CJ , CH , CO , DA , EG , GR , GK , HK , HU , EI , IS , JA , LU , MX , NL , NZ , NO , PK , PL , KS , SN , CE , SW , SZ , TW , TH , TU , AE , UK
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
2
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
No
Form 990 (2010)
Form 990 (2010)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI . . . . . . . . . .
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year ..............
1a
19
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
14
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? ..
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Does the organization have members or stockholders? ................
6
 
No
7a
Does the organization have members, stockholders, or other persons who may elect one or more members of the governing body? .........................
7a
Yes
 
b
Are any decisions of the governing body subject to approval by members, stockholders, or other persons? ..
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Does the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” does the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with those of the organization? ....
10b
 
 
11a
Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Does the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ...........................
12b
Yes
 
c
Does the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this is done ....................
12c
Yes
 
13
Does the organization have a written whistleblower policy? ...............
13
Yes
 
14
Does the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line a or b, describe the process in Schedule O. (See instructions.)
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you make these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial statements available to the public.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
SHAUNA R KING VP FOR FINANCE BU
25 SCIENCE PARK 150 MUNSON STREET
NEW HAVEN,CT06511
(203) 432-1096
Form 990 (2010)
Form 990 (2010)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII . . . . . . . . . .
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (check all that apply) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) RICHARD C LEVIN
TRUSTEE AND PRESIDENT
 50.00 X   X       1,186,767 0 429,299
(2) G LEONARD BAKER JR
TRUSTEE
 5.00 X           0 0 0
(3) EDWARD P BASS
TRUSTEE
 5.00 X           0 0 0
(4) ROLAND W BETTS
TRUSTEE
 5.00 X           0 0 0
(5) JEFFREY L BEWKES
TRUSTEE
 5.00 X           0 0 0
(6) FRANCISCO G CIGARROA
TRUSTEE
 5.00 X           0 0 0
(7) PETER B DERVAN
TRUSTEE
 5.00 X           0 0 0
(8) DONNA L DUBINSKY
TRUSTEE
 5.00 X           0 0 0
(9) MICHAEL FEDELE
TRUSTEE (EX-OFFICIO)
 0.00 X           0 0 0
(10) MIMI GARDNER GATES
TRUSTEE
 5.00 X           0 0 0
(11) PAUL L JOSKOW
TRUSTEE
 5.00 X           0 0 0
(12) NEAL L KENY-GUYER
TRUSTEE
 5.00 X           0 0 0
(13) DANNEL P MALLOY
TRUSTEE (EX-OFFICIO)
 0.00 X           0 0 0
(14) WILLIAM I MILLER
TRUSTEE
 5.00 X           0 0 0
(15) INDRA NOOYI
TRUSTEE
 5.00 X           0 0 0
(16) BARRINGTON D PARKER
TRUSTEE
 5.00 X           0 0 0
(17) M JODI RELL
TRUSTEE (EX-OFFICIO)
 0.00 X           0 0 0
Form 990 (2010)
Form 990 (2010)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (check all that apply) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) DOUGLAS A WARNER III
TRUSTEE
 5.00 X           0 0 0
(19) MARGARET G WARNER
TRUSTEE
 5.00 X           0 0 0
(20) NANCY WYMAN
TRUSTEE (EX-OFFICIO)
 0.00 X           0 0 0
(21) FAREED ZAKARIA
TRUSTEE
 5.00 X           0 0 0
(22) BRUCE D ALEXANDER
VP FOR NEW HAVEN & STATE AFFAIRS
 50.00     X       479,682 0 51,120
(23) SHAUNA R KING
VP FOR FINANCE & BUSINESS OPERATIONS
 50.00     X       522,650 0 34,914
(24) LINDA K LORIMER
VP & SECRETARY
 50.00     X       508,892 0 53,030
(25) MICHAEL A PEEL
VP FOR HR & ADMINISTRATION
 50.00     X       485,264 0 45,025
(26) INGEBORG T REICHENBACH
VP FOR DEVELOPMENT
 50.00     X       542,990 0 40,250
(27) DOROTHY K ROBINSON
VP & GENERAL COUNSEL
 50.00     X       496,545 0 36,777
(28) PETER SALOVEY
PROVOST
 50.00     X       520,165 0 41,757
(29) ROBERT J ALPERN
DEAN SCHOOL OF MEDICINE
 50.00       X     697,888 0 45,870
(30) JOHN H BOLLIER
AVP FOR FACILITIES
 50.00       X     327,834 0 61,946
(31) MICHAEL J DONOGHUE
VP WEST CAMPUS PLAN. & PROG. DEVEL.
 50.00       X     334,892 0 54,688
(32) DAVID F SWENSEN
CHIEF INVESTMENT OFFICER
 50.00       X     2,996,165 0 460,140
(33) DEAN J TAKAHASHI
SR DIRECTOR INVESTMENTS
 50.00       X     2,250,268 0 218,110
(34) SUMAIRA AASI
ASSOC. PROFESSOR DERMATOLOGY
 50.00         X   1,089,462 0 38,008
(35) SUKRU H EMRE
PROFESSOR OF SURGERY AND PEDIATRICS
 50.00         X   1,054,308 0 56,519
(36) DAVID J LEFFELL
CEO, YALE MEDICAL GROUP
 50.00         X   1,639,227 0 52,588
(37) THOMAS J RUTHERFORD
PROFESSOR, GYNECOLOGIC ONCOLOGY
 50.00         X   1,043,716 0 38,758
(38) TIMOTHY SULLIVAN
DIRECTOR INVESTMENTS
 50.00         X   1,101,168 0 313,485
(39) SUSAN L CARNEY
FORMER ACTING GENERAL COUNSEL
 50.00           X 228,507 0 79,459
(40) JOAN E O'NEILL
FORMER ACTING VP FOR DEVELOPMENT
 50.00           X 256,129 0 68,759
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 17,762,519 0 2,220,502
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportable compensation from the organizationMediumBullet2,603
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
TURNER CONSTRUCTION COMPANY
440 WHEELERS FARM ROAD SUITE 301
MILFORD,CT06461 		CONSTRUCTION SERVICES 104,014,541
DIMEO CONSTRUCTION CO
75 CHAPMAN STREET
PROVIDENCE,RI02905 		CONSTRUCTION SERVICES 38,076,437
HUNT CONSTRUCTION GROUP INC
2450 SOUTH TIBBS AVE
INDIANAPOLIS,IN46241 		CONSTRUCTION SERVICES 24,476,173
WHITING TURNER CONTRACTING COMPANY
234 CHURCH STREET
NEW HAVEN,CT06510 		CONSTRUCTION SERVICES 21,153,587
HILLHOUSE CAPITAL MANAGEMENT LTD
87 MARY ST
GEORGE TOWN   KY1-9005
CJ 		INVESTMENT MANAGEMENT 18,997,200
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization MediumBullet142
Form 990 (2010)
Form 990 (2010)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, gifts, grants and other similar amounts 1a Federated campaigns..1a 306,923
b Membership dues....1b  
c Fundraising events....1c 253,722
d Related organizations...1d  
e Government grants (contributions)1e 505,823,647
f All other contributions, gifts, grants, and
similar amounts not included above1f 		733,261,111
g Noncash contributions included in lines 1a-1f:$ 153,719,497
h Total. Add lines 1a-1f.......MediumBullet 1,239,645,403
Program Service Revenue Business Code
2a MEDICAL SERVICE INCOME 541,900 493,136,407 492,553,111 583,296  
b STUDENT INCOME 611,710 467,508,414 467,508,414    
c CONTRACT INCOME-GOV'T 541,700 75,552,197 75,552,197    
d OTHER PROGRAM SERVICE 611,710 46,986,497 45,257,059 1,729,438  
e PUBLICATIONS INCOME 511,130 32,729,953 32,729,953    
f All other program service revenue . 27,686,264 27,686,264    
g Total. Add lines 2a–2f........MediumBullet 1,143,599,732
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 399,175,628   -122,905,269 522,080,897
4 Income from investment of tax-exempt bond proceeds..MediumBullet 107,059     107,059
5 Royalties............MediumBullet 17,668,639     17,668,639
(i) Real (ii) Personal
6a Gross Rents 14,188,123  
b Less: rental expenses 12,129,480  
c Rental income or (loss) 2,058,643  
d Net rental income or (loss).......MediumBullet 2,058,643     2,058,643
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 2,050,041,045 2,423,615,301
b Less: cost or other basis and sales expenses 2,046,967,603 1,807,901,588
c Gain or (loss) 3,073,442 615,713,713
d Net gain or (loss)..........MediumBullet 618,787,155   22,624,135 596,163,020
8a Gross income from fundraising events (not including
$ 253,722
of contributions reported on line 1c). See Part IV, line 18 ...
a 289,974
b Less: direct expenses ...b 377,346
c Net income or (loss) from fundraising events..MediumBullet -87,372   -87,372
9a Gross income from gaming activities.
See Part IV, line 19 ...
a 22,520
b Less: direct expenses ...b 7,370
c Net income or (loss) from gaming activities...MediumBullet 15,150     15,150
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a OTHER 611,710 44,789,007 44,789,007    
b UTILITIES 221,000 10,928,724     10,928,724
c PARKING 812,930 9,384,659     9,384,659
d All other revenue .... 2,633,267   48,472 2,584,795
e Total. Add lines 11a–11d ......MediumBullet 67,735,657
12 Total revenue. See Instructions....MediumBullet 3,488,705,694 1,186,076,005 -97,919,928 1,160,904,214
Form 990 (2010)
Form 990 (2010)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the U.S. See Part IV, line 21 43,891,321 43,891,321
2 Grants and other assistance to individuals in the U.S. See Part IV, line 22 295,710,675 295,710,675
3 Grants and other assistance to governments, organizations, and individuals outside the U.S. See Part IV, lines 15 and 16 19,554,042 19,554,042
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 15,051,594 749,724 13,669,016 632,854
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 12,548,837 8,006,636 3,515,227 1,026,974
7 Other salaries and wages 1,227,267,061 1,128,508,983 81,505,715 17,252,363
8 Pension plan contributions (include section 401(k) and section 403(b) employer contributions) .... 90,408,461 81,688,286 7,362,412 1,357,763
9 Other employee benefits ....... 245,192,846 223,323,479 18,650,487 3,218,880
10 Payroll taxes ........... 78,138,343 70,103,356 6,765,475 1,269,512
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 6,995,449 263,610 6,731,839  
c Accounting ........... 1,236,654 19,416 1,217,238  
d Lobbying ........... 24,000 24,000    
e Professional fundraising. See Part IV, line 17..    
f Investment management fees ...... 82,188,659   82,188,659  
g Other .......... 40,077,324 30,510,510 8,910,479 656,335
12 Advertising and promotion .... 2,656,443 2,455,225 89,751 111,467
13 Office expenses ....... 20,562,020 10,980,026 7,394,718 2,187,276
14 Information technology ...... 30,106,674 20,934,113 8,932,582 239,979
15 Royalties .. 6,576,204 6,488,803 87,251 150
16 Occupancy ........... 72,630,527 69,466,068 1,827,467 1,336,992
17 Travel ............ 43,591,614 39,969,751 2,732,440 889,423
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 8,751 8,751    
19 Conferences, conventions, and meetings .... 3,962,456 3,789,109 173,347  
20 Interest ........... 85,131,007 80,473,265 4,011,741 646,001
21 Payments to affiliates ....... 4,184,934 3,409,535 751,810 23,589
22 Depreciation, depletion, and amortization ..... 211,599,987 197,362,264 12,263,071 1,974,652
23 Insurance .............. 18,616,350 17,283,272 1,333,078  
24 Other expenses. Itemize expenses not covered above. (Expenses grouped together and labeled miscellaneous may not exceed 5% of total expenses shown on line 25 below.)
a MISC. 108,672,852 94,924,169 13,321,132 427,551
b SUPPLIES-MED & RESEARCH 70,245,954 70,245,954    
c SUPPLIES-OTHER 40,265,111 36,189,455 3,973,206 102,450
d BOOKS, PERIODICALS & CO 37,876,464 37,770,650 52,958 52,856
e SUBSIDIES AND COMMUNITY 17,658,840 15,394,699 2,194,875 69,266
f All other expenses 34,026,141 29,444,065 2,998,255 1,583,821
25 Total functional expenses. Add lines 1 through 24f 2,966,657,595 2,638,943,212 292,654,229 35,060,154
26 Joint costs. Check here MediumBullet if following
SOP 98-2 (ASC 958-720). Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation 		       
Form 990 (2010)
Form 990 (2010)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 12,414,032 1 16,685,302
2 Savings and temporary cash investments ....... 584,619,967 2 399,788,337
3 Pledges and grants receivable, net ......... 495,723,392 3 696,290,093
4 Accounts receivable, net ......... 97,921,909 4 99,695,846
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 150,011 5 50,015
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L .......... 462,817 6 368,579
7 Notes and loans receivable, net ............. 84,974,289 7 87,052,968
8 Inventories for sale or use .............. 16,036,026 8 16,569,770
9 Prepaid expenses and deferred charges ............ 14,052,469 9 13,035,362
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 5,952,705,149
b Less: accumulated depreciation. ..... 10b 1,842,865,926 3,975,783,253 10c 4,109,839,223
11 Investments—publicly traded securities .......... 3,374,166,457 11 4,028,160,811
12 Investments—other securities. See Part IV, line 11 ...... 15,537,039,814 12 17,859,032,037
13 Investments—program-related. See Part IV, line 11 .. 18,656,933 13 22,231,917
14 Intangible assets .........   14  
15 Other assets. See Part IV, line 11 ........... 564,354,535 15 452,934,437
16 Total assets. Add lines 1 through 15 (must equal line 34)... 24,776,355,904 16 27,801,734,697
Liabilities 17 Accounts payable and accrued expenses . 305,346,527 17 293,014,367
18 Grants payable .......... 3,527,473 18 2,895,190
19 Deferred revenue .......... 78,466,109 19 88,678,762
20 Tax-exempt bond liabilities .......... 2,687,769,633 20 2,675,323,126
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 2,374,665 21 2,048,238
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties .... 1,307,594,930 24 1,307,761,763
25 Other liabilities. Complete Part X of Schedule D..... 3,131,036,126 25 2,828,907,538
26 Total liabilities. Add lines 17 through 25..... 7,516,115,463 26 7,198,628,984
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 2,590,902,908 27 3,414,886,079
28 Temporarily restricted net assets ..... 12,082,207,759 28 14,269,424,859
29 Permanently restricted net assets ..... 2,587,129,774 29 2,918,794,775
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 17,260,240,441 33 20,603,105,713
34 Total liabilities and net assets/fund balances ..... 24,776,355,904 34 27,801,734,697
Form 990 (2010)
Form 990 (2010)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI . . . . . . . . . .
1
Total revenue (must equal Part VIII, column (A), line 12) . . .
1
3,488,705,694
2
Total expenses (must equal Part IX, column (A), line 25) . . . . .
2
2,966,657,595
3
Revenue less expenses. Subtract line 2 from line 1 . . . .
3
522,048,099
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . .
4
17,260,240,441
5
Other changes in net assets or fund balances (explain in Schedule O) . . . .
5
2,820,817,173
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) . . . . . .
6
20,603,105,713
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII . . . . . . . . . .
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?..
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O............................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2010)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2010
Name of organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule—
Special Rules
......................... Arrow Bullet   $    
Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990, or check the box in the heading of its
Form 990-EZ, or on line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part I
Name of organization
YALE UNIVERSITY
  		Employer identification number

06-0646973
Part I
Contributors (see Instructions)
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Aggregate contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED




(Complete Part II if there is
a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Aggregate contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Aggregate contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Aggregate contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Aggregate contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Aggregate contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part II
Name of organization
YALE UNIVERSITY
  		Employer identification number

06-0646973
Part II
Noncash Property (see Instructions)
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part III
Name of organization
YALE UNIVERSITY
  		Employer identification number

06-0646973
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
aggregating more than $1,000 for the year. (Complete columns (a) through (e) and the following line entry.)
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
If the organization answered “Yes,” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes,” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes,” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35a (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization's direct and indirect political campaign activities on behalf of or in opposition to candidates for public office in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt funtion activities ....................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2010

Schedule C (Form 990 or 990-EZ) 2010
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check Click to see attachment
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
Organization's
Totals 		(b) Affiliated Group
Totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...... 15,670 15,670
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 594,290 594,290
c Total lobbying expenditures (add lines 1a and 1b) ................... 609,960 609,960
d Other exempt purpose expenditures ........................ 2,966,047,635 3,031,675,711
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 2,966,657,595 3,032,285,671
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000 1,000,000
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000 250,000
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................ 0 0
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................ 0 0
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) Total
             
2a Lobbying non-taxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		        6,000,000
             
c Total lobbying expenditures 630,450 563,034 651,670 609,960 2,455,114
             
d Grassroots non-taxable amount 250,000 250,000 250,000 250,000 1,000,000
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		         1,500,000
             
f Grassroots lobbying expenditures 15,271 16,274 22,348 15,670 69,563
Schedule C (Form 990 or 990-EZ) 2010


Schedule C (Form 990 or 990-EZ) 2010
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? If "Yes," describe in Part IV ..........................
 
 
 
j
Total. lines 1c through 1i ...................................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carryover lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) if BOTH Part III-A, lines 1 and 2 are answered “No” OR if Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) non-deductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; and Part ll-B, line 1i.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2010

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ....... 9  
2 Aggregate contributions to (during year) ... 5,181,432  
3 Aggregate grants from (during year) ... 3,010,341  
4 Aggregate value at end of year ....... 30,474,539  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds may be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit. ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a–2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06 ........ 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the taxable year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116, not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116, to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 16,863,612,000 16,493,386,000 22,980,906,000
b Contributions ........ 303,444,000 84,878,000 166,058,000
c Investment earnings or losses ... 3,465,103,000 1,370,842,000 -5,533,211,000
d Grants or scholarships ..... 146,778,000 163,872,000 174,611,000
e Other expenditures for facilities
and programs ........ 		788,353,000 853,772,000 886,584,000
f Administrative expenses .... 66,132,000 67,850,000 59,172,000
g End of year balance ...... 19,630,896,000 16,863,612,000 16,493,386,000
2
Provide the estimated percentage of the year end balance held as:
a
Board designated or quasi-endowment: SchDMd Bullet15.810 %
b
Permanent endowment: SchDMd Bullet83.800 %
c
Term endowment: SchDMd Bullet0.390 %
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Investments—Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of investment (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   107,580,223 107,580,223
b Buildings ................   5,321,653,355 1,475,976,291 3,845,677,064
c Leasehold improvements ............   523,359 256,228 267,131
d Equipment ................   522,948,212 366,633,407 156,314,805
e Other .................        
Total. Add lines 1a-1e. (Column (d) should equal Form 990, Part X, column (B), line 10(c).)........SchDMdBullet 4,109,839,223
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) BONDS 		75,286,590 F

(B) COMMON STOCK 		292,884,167 F

(C) EQUITY INVESTMENTS 		17,457,018,980 F

(D) OTHER INVESTMENTS 		33,842,300 F





Total. (Column (b) should equal Form 990, Part X, col.(B) line 12.)Small Bullet 17,859,032,037
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Amount
Federal Income Taxes  
EMPLOYEE BENEFIT OBLIGATIONS 750,441,318
COMPENSATED ABSENCES 65,010,525
FINANCIAL AID GRANT OBLIGATIONS 34,328,474
ASSET RETIREMENT OBLIGATIONS 34,000,000
CAPITAL LEASE OBLIGATIONS 58,394,135
LIABILITIES UNDER SPLIT-INTEREST AGREEMENTS 95,431,031
ADVANCES FROM FEDERAL GOV'T FOR STUDENT LOANS 34,343,437
SECURITIES SOLD NOT YET PURCHASED 842,171,821
DUE TO INSTITUTIONS 820,467,023
OTHER LIABILITIES 94,319,774
Total. (Column (b) should equal Form 990, Part X, col.(B) line 25.)Small Bullet 2,828,907,538
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 3,488,705,694
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 2,966,657,595
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 522,048,099
4 Net unrealized gains (losses) on investments .......................... 4 2,561,808,418
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV) ................................. 8 259,008,755
9 Total adjustments (net). Add lines 4 - 8 ............................. 9 2,820,817,173
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 3,342,865,272
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 6,141,778,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 2,561,808,418
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV): ............ 2d 395,416,017
e Add lines 2a through 2d ..................... 2e 2,957,224,435
3 Subtract line 2e from line 1..................... 3 3,184,553,565
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 82,188,659
b Other (Describe in Part XIV): ........... 4b 221,963,470
c Add lines 4a and 4b....................... 4c 304,152,129
5 Total Revenue. Add lines 3 and 4c. (This should equal Form 990, Part I, line 12.) ...... 5 3,488,705,694
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 2,684,014,000
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV): ............ 2d 21,508,534
e Add lines 2a through 2d...................... 2e 21,508,534
3 Subtract line 2e from line 1..................... 3 2,662,505,466
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 82,188,659
b Other (Describe in Part XIV): ............ 4b 221,963,470
c Add lines 4a and 4b....................... 4c 304,152,129
5 Total expenses. Add lines 3 and 4c. (This should equal Form 990, Part I, line 18.) ...... 5 2,966,657,595
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
  PART III, LINE 1A: PART III, LINE 1A: YALE UNIVERSITY FINANCIAL STATEMENTS - COLLECTIONS FOOTNOTE: COLLECTIONS AT YALE INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S MUSEUMS AND LIBRARIES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. COLLECTIONS ARE NOT CAPITALIZED; PURCHASES OF COLLECTION ITEMS ARE RECORDED AS OPERATING EXPENSES IN THE UNIVERSITY'S FINANCIAL STATEMENTS IN THE PERIOD IN WHICH THE ITEMS ARE ACQUIRED.
  PART III, LINE 4: PART III, LINE 4: TEACHING AND RESEARCH ARE SUPPORTED BY THE UNIVERSITY'S EXTENSIVE COLLECTIONS-THE YALE UNIVERSITY ART GALLERY, THE YALE CENTER FOR BRITISH ART, THE PEABODY MUSEUM OF NATURAL HISTORY, AND THE COLLECTION OF MUSICAL INSTRUMENTS. ALL THE COLLECTIONS ARE OPEN TO THE PUBLIC. THE YALE UNIVERSITY ART GALLERY: THE YALE UNIVERSITY ART GALLERY, FOUNDED IN 1832, HOUSES A COLLECTION THAT RANKS WITH THOSE OF THE MAJOR PUBLIC ART MUSEUMS IN THE UNITED STATES. ITS TWO CONNECTED BUILDINGS HOUSE ANCIENT, MEDIEVAL, AND RENAISSANCE ART, NEAR AND FAR EASTERN ART, ARCHAEOLOGICAL MATERIAL, PRE-COLUMBIAN AND AFRICAN ART, WORKS OF EUROPEAN AND AMERICAN MASTERS FROM VIRTUALLY EVERY PERIOD, AND A RICH COLLECTION OF MODERN ART. THE MISSION OF THE YALE UNIVERSITY ART GALLERY IS TO ENCOURAGE APPRECIATION AND UNDERSTANDING OF ART AND ITS ROLE IN SOCIETY THROUGH DIRECT ENGAGEMENT WITH ORIGINAL WORKS OF ART. THE GALLERY STIMULATES ACTIVE LEARNING ABOUT ART AND THE CREATIVE PROCESS THROUGH RESEARCH, TEACHING, AND DIALOGUE AMONG COMMUNITIES OF YALE STUDENTS, FACULTY, ARTISTS, SCHOLARS, ALUMNI, AND THE WIDER PUBLIC. THE GALLERY ORGANIZES EXHIBITIONS AND EDUCATIONAL PROGRAMS TO OFFER ENJOYMENT AND ENCOURAGE INQUIRY, WHILE BUILDING AND MAINTAINING ITS COLLECTIONS IN TRUST FOR FUTURE GENERATIONS. THE YALE CENTER FOR BRITISH ART: THE YALE CENTER FOR BRITISH ART IS A PUBLIC ART MUSEUM AND RESEARCH INSTITUTE FOR THE STUDY OF BRITISH ART AND CULTURE. THE YALE CENTER FOR BRITISH ART, WHICH OPENED IN 1977, HOLDS THE LARGEST COLLECTION OF BRITISH ART AND ILLUSTRATED BOOKS ANYWHERE OUTSIDE THE UNITED KINGDOM. THE COLLECTION OF PAINTINGS, SCULPTURE, PRINTS, DRAWINGS, RARE BOOKS, AND MANUSCRIPTS REFLECTS THE DEVELOPMENT OF BRITISH ART AND LIFE FROM THE ELIZABETHAN PERIOD ONWARD. THE CENTER OFFERS A YEAR-ROUND SCHEDULE OF EXHIBITIONS AND PROGRAMS, INCLUDING FILMS, CONCERTS, LECTURES, TOURS, AND SPECIAL EVENTS. THE YALE CENTER FOR BRITISH ART OVERSEES AN ACTIVE RESEARCH PROGRAM THROUGH WHICH IT PROMOTES AND FOSTERS THE SCHOLARSHIP OF ALL ASPECTS OF BRITISH ART AND MATERIAL CULTURE. ACADEMIC RESOURCES OF THE CENTER INCLUDE THE REFERENCE LIBRARY AND ARCHIVE, CONSERVATION LABORATORIES, A STUDY ROOM FOR EXAMINING WORKS ON PAPER AS WELL AS RARE BOOKS AND MANUSCRIPTS FROM THE COLLECTION, AND AN ONLINE CATALOGUE OF THE COLLECTIONS. PEABODY MUSEUM: YALE'S PEABODY MUSEUM OF NATURAL HISTORY, FOUNDED IN 1866, CONTAINS ONE OF THE GREAT SCIENTIFIC COLLECTIONS IN NORTH AMERICA (NUMBERING OVER 12 MILLION SPECIMENS). AMONG ITS HOLDINGS ARE THE UNIVERSITY'S COMPREHENSIVE MINERALOGICAL AND ORNITHOLOGICAL COLLECTIONS, THE SECOND-LARGEST REPOSITORY OF DINOSAUR ARTIFACTS IN THE UNITED STATES, AND THE LARGEST INTACT APATOSAURUS (BRONTOSAURUS) IN THE WORLD. THE PEABODY IS A WORKING MUSEUM, WHERE PUBLIC EXHIBITION, RESEARCH, CONSERVATION, TEACHING, AND LEARNING INTERSECT. ITS MISSION IS TO SERVE THE UNIVERSITY BY ADVANCING OUR UNDERSTANDING OF EARTH'S HISTORY THROUGH GEOLOGICAL, BIOLOGICAL, AND ANTHROPOLOGICAL RESEARCH, AND BY COMMUNICATING THE RESULTS OF THIS RESEARCH TO THE WIDEST POSSIBLE AUDIENCE THROUGH PUBLICATION, EXHIBITION, AND EDUCATIONAL PROGRAMS. FUNDAMENTAL TO THIS MISSION IS STEWARDSHIP OF THE MUSEUM'S RICH COLLECTIONS, WHICH PROVIDE A REMARKABLE RECORD OF THE HISTORY OF THE EARTH, ITS LIFE, AND ITS CULTURES. CONSERVATION, AUGMENTATION AND USE OF THESE COLLECTIONS ARE INCREASINGLY URGENT AS MODERN THREATS TO THE DIVERSITY OF LIFE AND CULTURE CONTINUE TO INTENSIFY. ITS COLLECTIONS ARE AVAILABLE TO LEGITIMATE RESEARCHERS FOR SCHOLARLY USE. LOANS ARE ISSUED TO RESPONSIBLE INDIVIDUALS AT ESTABLISHED INSTITUTIONS. COLLECTION OF MUSICAL INSTRUMENTS: ESTABLISHED IN 1900, THE COLLECTION TODAY COMPRISES NEARLY ONE THOUSAND INSTRUMENTS, THE MAJORITY DOCUMENTING THE HISTORY OF WESTERN ART MUSIC. IT IS COMMITTED TO FOSTERING THE UNDERSTANDING AND APPRECIATION OF MUSICAL INSTRUMENTS FROM ALL CULTURES. ONE OF THE FOREMOST INSTITUTIONS OF ITS KIND, THE COLLECTION ACQUIRES, PRESERVES, AND EXHIBITS MUSICAL INSTRUMENTS FROM ANTIQUITY TO THE PRESENT, FEATURING RESTORED EXAMPLES IN DEMONSTRATION AND LIVE PERFORMANCE. IT PROVIDES ACCESS TO AND DISSEMINATES INFORMATION ABOUT ITS HOLDINGS TO YALE STUDENTS, FACULTY, AND STAFF; TO SCHOLARS, MUSICIANS, AND INSTRUMENT MAKERS; AND TO THE BROADER PUBLIC. AN IMPORTANT RESOURCE FOR THE MUSIC CURRICULA OF THE UNIVERSITY, THE COLLECTION SERVES AS A LABORATORY FOR COURSES IN THE HISTORY OF MUSICAL INSTRUMENTS AND AS A SUPPLEMENTAL ARCHIVE FOR COURSES TAUGHT IN THE ARTS AND SCIENCES. THE COLLECTION MAINTAINS REGULAR PUBLIC VISITING HOURS AND PRESENTS AN ANNUAL SERIES OF CONCERTS AS WELL AS LECTURES, DEMONSTRATIONS, GALLERY TALKS, AND OTHER SPECIAL EVENTS. EXHIBITIONS ARE ALSO FREQUENTLY MOUNTED AT THE FOLLOWING VENUES ON CAMPUS: ART & ARCHITECTURE GALLERY (SCHOOL OF ARCHITECTURE), BEINECKE RARE BOOK AND MANUSCRIPT LIBRARY, GREEN HALL GALLERY (SCHOOL OF ART), AND STERLING MEMORIAL LIBRARY, INCLUDING THE ARTS OF THE BOOK COLLECTION AS WELL AS AT OTHER NON YALE LOCATIONS AND INSTITUTIONS THROUGH UNIVERSITY LOAN OR EXCHANGE PROGRAMS. YALE UNIVERSITY LIBRARY: THE YALE UNIVERSITY LIBRARY, AS ONE OF THE WORLD'S LEADING RESEARCH LIBRARIES, COLLECTS, ORGANIZES, PRESERVES, AND PROVIDES ACCESS TO AND SERVICES FOR A RICH AND UNIQUE RECORD OF HUMAN THOUGHT AND CREATIVITY. IT FOSTERS INTELLECTUAL GROWTH AND SUPPORTS THE TEACHING AND RESEARCH MISSIONS OF YALE UNIVERSITY AND SCHOLARLY COMMUNITIES WORLDWIDE. A DISTINCTIVE STRENGTH IS ITS RICH SPECTRUM OF RESOURCES, INCLUDING APPROXIMATELY THIRTEEN MILLION VOLUMES AND INFORMATION IN ALL MEDIA, RANGING FROM ANCIENT PAPYRI TO EARLY PRINTED BOOKS TO ELECTRONIC DATABASES. THE LIBRARY IS ENGAGING IN NUMEROUS PROJECTS TO EXPAND ACCESS TO ITS PHYSICAL AND DIGITAL COLLECTIONS. IT IS HOUSED IN TWENTY-TWO BUILDINGS INCLUDING THE STERLING MEMORIAL LIBRARY, THE BEINECKE RARE BOOK AND MANUSCRIPT LIBRARY, AND THE NEW BASS LIBRARY.
  PART IV, LINE 2B: PART IV, LINE 2B: THE AMOUNT REPORTED ON FORM 990, PART X, LINE 21, ESCROW ACCOUNT LIABILITY, REPRESENTS SECURITY DEPOSITS RELATED TO LEASE AGREEMENTS. PART V, LINE 1: ENDOWMENT FUNDS INCLUDE THE VALUE OF THE ENDOWMENT AND UNEXPENDED ENDOWMENT INCOME AT JUNE 30, 2011. PART V, LINE 2: PERMANENT ENDOWMENT (AS DEFINED IN THE IRS FORM 990 INSTRUCTIONS) INCLUDES ACCUMULATED GAINS THAT ARE REPORTED AS TEMPORARILY RESTRICTED FOR FINANCIAL STATEMENT PURPOSES.
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PART V, LINE 4: THE ENDOWMENT PROVIDES THE LARGEST SOURCE OF SUPPORT FOR THE ACADEMIC PROGRAMS OF THE UNIVERSITY. ENDOWMENT DISTRIBUTIONS TO THE OPERATING BUDGET HAVE GROWN BY NEARLY THREEFOLD IN THE LAST DECADE. TO BALANCE CURRENT AND FUTURE NEEDS, YALE EMPLOYS INVESTMENT AND SPENDING POLICIES DESIGNED TO PRESERVE ENDOWMENT ASSET VALUES FOR FUTURE GENERATIONS WHILE PROVIDING A SUBSTANTIAL FLOW OF INCOME TO THE OPERATING BUDGET. THE YALE ENDOWMENT CONTAINS THOUSANDS OF FUNDS WITH A VARIETY OF DESIGNATED PURPOSES AND RESTRICTIONS. APPROXIMATELY THREE-QUARTERS OF FUNDS CONSTITUTE TRUE ENDOWMENT, GIFTS RESTRICTED BY DONORS TO PROVIDE LONG-TERM FUNDING FOR DESIGNATED PURPOSES. THE REMAINING ONE-QUARTER REPRESENT QUASI-ENDOWMENT, MONIES THAT THE YALE CORPORATION CHOOSES TO INVEST AND TREAT AS ENDOWMENT. DONORS FREQUENTLY SPECIFY A PARTICULAR PURPOSE FOR GIFTS, CREATING ENDOWMENTS TO FUND PROFESSORSHIPS, TEACHING, AND LECTURESHIPS (24 PERCENT), SCHOLARSHIPS, FELLOWSHIPS, AND PRIZES (17 PERCENT), MAINTENANCE (4 PERCENT), BOOKS (3 PERCENT), AND MISCELLANEOUS SPECIFIC PURPOSES (26 PERCENT). TWENTY-SIX PERCENT OF FUNDS ARE UNRESTRICTED. THIRTY-FIVE PERCENT OF THE ENDOWMENT BENEFITS THE OVERALL UNIVERSITY, WITH REMAINING FUNDS FOCUSED ON SPECIFIC UNITS, INCLUDING THE FACULTY OF ARTS AND SCIENCES (29 PERCENT), THE PROFESSIONAL SCHOOLS (23 PERCENT), THE LIBRARY (7 PERCENT), AND OTHER ENTITIES (6 PERCENT).
PART XI, LINE 8 - OTHER ADJUSTMENTS:   CHANGE IN FUNDING STATUS OF DEFINED BENEFIT PLANS 266,698,652. ACTUARIAL ADJUSTMENT FOR SPLIT INTERST LIABILITY -8,009,072. ROUNDING 1. ADJUSTMENT FOR DONOR ADVISED FUND LIABILITY 319,174.
    PART X THE UNIVERSITY WAS NOT REQUIRED TO INCLUDE A FIN 48 (ASC 740), ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, FOOTNOTE IN ITS FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2011. PART XII, LINE 2D: AFFILIATED ORGANIZATION INCOME(LOSS)*: 59,638,263 CHANGE IN FUNDING STATUS OF DEFINED BENEFIT PLANS 266,698,652 ACTUARIAL ADJUSTMENT FOR SPLIT INTEREST LIABILITY (8,009,072) ADJUSTMENT FOR DONOR ADVISED FUND LIABILITY 319,174 NON-CONTROLLING INTEREST 76,769,000 TOTAL: 395,416,017 PART XII, LINE 4B: EXPENSES NOT INCLUDED IN INCOME ON THE AUDITED FINANCIAL STATEMENTS, BUT REPORTED ON LINES 6B, 8B AND 9B, PART VIII OF FORM 990 PURSUANT TO FORM INSTRUCTIONS (12,514,196) TUITION DISCOUNTS WHICH WERE NETTED WITH STUDENT INCOME ON THE AUDITED FINANCIAL STATEMENTS 227,000,461 EXPENSES WHICH WERE NETTED WITH REVENUE ON THE AUDITED FINANCIAL STATEMENTS 7,477,205 TOTAL: 221,963,470 PART XIII, LINE 2D: AFFILIATED ORGANIZATION EXPENSE*: 21,508,534 * THIS AMOUNT IS REPORTED (IF REQUIRED) ON THE FORMS 990 OF THE AFFILIATED ORGANIZATIONS. PART XIII, LINE 4B: EXPENSES WHICH WERE NETTED WITH REVENUE ON THE AUDITED FINANCIAL STATEMENTS BUT REPORTED ON LINES 6B, 8B AND 9B, PART VIII OF FORM 990 PURSUANT TO THE FORM INSTRUCTIONS: (12,514,196) TUITION DISCOUNTS WHICH WERE NETTED WITH STUDENT INCOME ON THE AUDITED FINANCIAL STATEMENTS: 227,000,461 ROYALTY EXPENSES WHICH WERE NETTED WITH REVENUE ON THE AUDITED FINANCIAL STATEMENTS: 7,477,205 TOTAL: 221,963,470 PART XI, LINE 10: THE CHANGE IN NET ASSETS IS BEING RECONCILED TO THE FORM 990, PART X AND NOT TO THE AUDITED FINANCIAL STATEMENTS BECAUSE YALE IS INCLUDED IN CONSOLIDATED, INDEPENDENT AUDITED FINANCIAL STATEMENTS AND DID NOT RECEIVE SEPARATE, INDEPENDENT AUDITED FINANCIAL STATEMENTS FOR THE TAX YEAR.
Schedule D (Form 990) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,
or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ............
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2010
Schedule E (Form 990 or 990EZ) 2010
Page 2
Part II
Supplemental Information
Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 SEE SCHEDULE E PAGE 2
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY HAS RECEIVED AND CONTINUES TO RECEIVE STUDENT FINANCIAL AID AND GRANTS FROM GOVERNMENTAL AGENCIES.
  SCHEDULE E, LINE 3 THE UNIVERSITY IS COMMITTED TO BASING JUDGMENTS CONCERNING THE ADMISSION, EDUCATION, AND EMPLOYMENT OF INDIVIDUALS UPON THEIR QUALIFICATIONS AND ABILITIES AND AFFIRMATIVELY SEEKS TO ATTRACT TO ITS FACULTY, STAFF, AND STUDENT BODY QUALIFIED PERSONS OF DIVERSE BACKGROUNDS. YALE DOES NOT DISCRIMINATE IN ADMISSIONS, EDUCATIONAL PROGRAMS, OR EMPLOYMENT AGAINST ANY INDIVIDUAL ON ACCOUNT OF THAT INDIVIDUAL'S SEX, RACE, COLOR, RELIGION, AGE, DISABILITY, STATUS AS A VETERAN, OR NATIONAL OR ETHNIC ORIGIN; NOR DOES YALE DISCRIMINATE ON THE BASIS OF SEXUAL ORIENTATION OR GENDER IDENTITY OR EXPRESSION. UNIVERSITY POLICY IS COMMITTED TO AFFIRMATIVE ACTION UNDER LAW IN EMPLOYMENT OF WOMEN, MINORITY GROUP MEMBERS, INDIVIDUALS WITH DISABILITIES, AND COVERED VETERANS. THE UNIVERSITY'S EQUAL OPPORTUNITY STATEMENT IS MADE KNOWN TO ALL SEGMENTS OF THE GENERAL COMMUNITY SERVICED BY THE UNIVERSITY. IT IS INCLUDED IN CATALOGUES AND BROCHURES OF THE UNIVERSITY AS WELL AS ON ITS WEBSITE WHICH ARE ALL AVAILABLE TO THE GENERAL PUBLIC.
Schedule E (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE F
(Form 990)

Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,
Part IV, line 14b, 15, or 16.
Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside the
United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES ACADEMIC COLLABORATIONS 1,279
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES ALUMNI RELATIONS 5,754
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES ATTENDING SEMINARS AND CONFERENCES 118,216
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES CULTURAL EXCHANGE 4,604
CENTRAL AMERICA AND THE CARIBBEAN 0 1 PROGRAM SERVICES INSTRUCTION/TEACHING 57,034
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES OTHER MISSION-RELATED ACTIVITY 81,046
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES RESEARCH 157,508
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES SPEAKING AT SEMINARS AND CONFERENCES 31,585
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 2,027
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 28,672
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 15,688
CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING   289,288
CENTRAL AMERICA AND THE CARIBBEAN 0 1 INVESTMENTS   1,812,633,673
EAST ASIA AND THE PACIFIC 1 8 PROGRAM SERVICES ACADEMIC COLLABORATION 536,512
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES ALUMNI RELATIONS 35,632
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES ATTENDING SEMINARS AND CONFERENCES 224,555
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CULTURAL EXCHANGE 164,628
EAST ASIA AND THE PACIFIC 0 1 PROGRAM SERVICES INSTRUCTION/TEACHING 58,209
EAST ASIA AND THE PACIFIC 1 5 PROGRAM SERVICES OTHER MISSION-RELATED ACTIVITY 283,862
EAST ASIA AND THE PACIFIC 0 24 PROGRAM SERVICES RESEARCH 1,789,957
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SPEAKING AT SEMINARS AND CONFERENCES 774,107
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 60,565
EAST ASIA AND THE PACIFIC 1 2 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 1,582,008
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 79,748
EAST ASIA AND THE PACIFIC 0 0 FUNDRAISING   33,019
EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING   5,862,352
EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS   306,417
EUROPE (INCL ICELAND, GREENLAND) 0 5 PROGRAM SERVICES ACADEMIC COLLABORATIONS 405,062
EUROPE (INCL ICELAND, GREENLAND) 0 0 PROGRAM SERVICES ALUMNI RELATIONS 132,732
EUROPE (INCL ICELAND, GREENLAND) 0 0 PROGRAM SERVICES ATTENDING SEMINARS AND CONFERENCES 712,452
EUROPE (INCL ICELAND, GREENLAND) 0 0 PROGRAM SERVICES CULTURAL EXCHANGE 194,818
EUROPE (INCL ICELAND, GREENLAND) 0 3 PROGRAM SERVICES INSTRUCTION/TEACHING 417,776
EUROPE (INCL ICELAND, GREENLAND) 0 22 PROGRAM SERVICES OTHER MISSION-RELATED ACTIVITY 4,979,172
EUROPE (INCL ICELAND, GREENLAND) 0 22 PROGRAM SERVICES RESEARCH 2,963,500
EUROPE (INCL ICELAND, GREENLAND) 0 1 PROGRAM SERVICES SPEAKING AT SEMINARS AND CONFERENCES 1,465,214
EUROPE (INCL ICELAND, GREENLAND) 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 39,449
EUROPE (INCL ICELAND, GREENLAND) 0 2 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 2,142,644
EUROPE (INCL ICELAND, GREENLAND) 0 0 PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 51,351
EUROPE (INCL ICELAND, GREENLAND) 0 0 FUNDRAISING   70,059
EUROPE (INCL ICELAND, GREENLAND) 0 0 GRANTMAKING   7,084,050
EUROPE (INCL ICELAND, GREENLAND) 0 2 INVESTMENTS   382,914,078
MIDDLE EAST AND NORTH AFRICA 0 6 PROGRAM SERVICES ACADEMIC COLLABORATIONS 66,402
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES ALUMNI RELATIONS 10,286
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES ATTENDING SEMINARS AND CONFERENCES 82,022
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES CULTURAL EXCHANGE 27,023
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES INSTRUCTION/TEACHING 43,552
MIDDLE EAST AND NORTH AFRICA 0 1 PROGRAM SERVICES OTHER MISSION-RELATED ACTIVITY 13,889
MIDDLE EAST AND NORTH AFRICA 1 6 PROGRAM SERVICES RESEARCH 468,682
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES SPEAKING AT SEMINARS AND CONFERENCES 72,547
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 5,021
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 101,171
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 13,520
MIDDLE EAST AND NORTH AFRICA 0 0 FUNDRAISING   41,144
MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING   744,480
NORTH AMERICA 0 1 PROGRAM SERVICES ACADEMIC COLLABORATIONS 26,732
NORTH AMERICA 0 0 PROGRAM SERVICES ALUMNI RELATIONS 131,182
NORTH AMERICA 0 0 PROGRAM SERVICES ATTENDING SEMINARS AND CONFERENCES 345,486
NORTH AMERICA 0 0 PROGRAM SERVICES CULTURAL EXCHANGE 19,052
NORTH AMERICA 0 1 PROGRAM SERVICES INSTRUCTION/TEACHING 36,244
NORTH AMERICA 0 2 PROGRAM SERVICES OTHER MISSION-RELATED ACTIVITY 90,817
NORTH AMERICA 0 3 PROGRAM SERVICES RESEARCH 349,504
NORTH AMERICA 0 0 PROGRAM SERVICES SPEAKING AT SEMINARS AND CONFERENCES 369,407
NORTH AMERICA 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 25,018
NORTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 14,403
NORTH AMERICA 0 0 PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 3,222
NORTH AMERICA 0 0 FUNDRAISING   1,389
NORTH AMERICA 0 0 GRANTMAKING   1,308,290
NORTH AMERICA 0 0 INVESTMENTS   53,041,977
RUSSIA & NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES ACADEMIC COLLABORATIONS 22,014
RUSSIA & NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES ALUMNI RELATIONS 4,711
RUSSIA & NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES ATTENDING SEMINARS AND CONFERENCES 6,054
RUSSIA & NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES CULTURAL EXCHANGE 2,684
RUSSIA & NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES INSTRUCTION/TEACHING 6,336
RUSSIA & NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES OTHER MISSION-RELATED ACTIVITY 181
RUSSIA & NEWLY INDEPENDENT STATES 0 1 PROGRAM SERVICES RESEARCH 234,064
RUSSIA & NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES SPEAKING AT SEMINARS AND CONFERENCES 12,423
RUSSIA & NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 60,713
RUSSIA & NEWLY INDEPENDENT STATES 0 0 GRANTMAKING   819,132
SOUTH AMERICA 0 2 PROGRAM SERVICES ACADEMIC COLLABORATIONS 116,048
SOUTH AMERICA 0 0 PROGRAM SERVICES ALUMNI RELATIONS 2,164
SOUTH AMERICA 0 0 PROGRAM SERVICES ATTENDING SEMINARS AND CONFERENCES 52,088
SOUTH AMERICA 0 0 PROGRAM SERVICES CULTURAL EXCHANGE 62,300
SOUTH AMERICA 0 0 PROGRAM SERVICES INSTRUCTION/TEACHING 34,873
SOUTH AMERICA 0 2 PROGRAM SERVICES OTHER MISSION-RELATED ACTIVITY 88,671
SOUTH AMERICA 0 4 PROGRAM SERVICES RESEARCH 786,700
SOUTH AMERICA 0 0 PROGRAM SERVICES SPEAKING AT SEMINARS AND CONFERENCES 92,192
SOUTH AMERICA 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 47,299
SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 308,340
SOUTH AMERICA 0 0 PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 10,909
SOUTH AMERICA 0 0 FUNDRAISING   9,523
SOUTH AMERICA 0 0 GRANTMAKING   1,297,443
SOUTH AMERICA 0 0 INVESTMENTS   78,814
SOUTH ASIA 0 0 PROGRAM SERVICES ACADEMIC COLLABORATIONS 83,849
SOUTH ASIA 0 1 PROGRAM SERVICES ALUMNI RELATIONS 5,739
SOUTH ASIA 0 0 PROGRAM SERVICES ATTENDING SEMINARS AND CONFERENCES 62,565
SOUTH ASIA 0 0 PROGRAM SERVICES CULTURAL EXCHANGE 6,655
SOUTH ASIA 0 0 PROGRAM SERVICES INSTRUCTION/TEACHING 39,458
SOUTH ASIA 0 0 PROGRAM SERVICES OTHER MISSION-RELATED ACTIVITY 61,207
SOUTH ASIA 0 4 PROGRAM SERVICES RESEARCH 628,527
SOUTH ASIA 0 0 PROGRAM SERVICES SPEAKING AT SEMINARS AND CONFERENCES 137,802
SOUTH ASIA 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 20,900
SOUTH ASIA 0 0 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 109,288
SOUTH ASIA 0 0 PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 21,520
SOUTH ASIA 0 0 FUNDRAISING   17,529
SOUTH ASIA 0 0 GRANTMAKING   481,764
SOUTH ASIA 0 0 INVESTMENTS   55,468
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES ACADEMIC COLLABORATIONS 255,214
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES ALUMNI RELATIONS 1,522
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES ATTENDING SEMINARS AND CONFERENCES 47,424
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES CULTURAL EXCHANGE 45,304
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES INSTRUCTION/TEACHING 65,379
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES OTHER MISSION-RELATED ACTIVITY 55,551
SUB-SAHARAN AFRICA 0 6 PROGRAM SERVICES RESEARCH 458,934
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES SPEAKING AT SEMINARS AND CONFERENCES 169,544
SUB-SAHARAN AFRICA 0 1 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 111,113
SUB-SAHARAN AFRICA 0 3 PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 252,852
SUB-SAHARAN AFRICA 0 0 FUNDRAISING   12,129
SUB-SAHARAN AFRICA 0 0 GRANTMAKING   1,632,658
SUB-SAHARAN AFRICA 0 0 INVESTMENTS   3,432,700
3a Sub-total ..... 0 1 457,026
b Total from continuation sheets to Part I ... 4 142 2,298,214,009
c Totals (add lines 3a and 3b) 4 143 2,298,671,035
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 47,600 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 83,626 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 185,600 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 88,357 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 49,993 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 31,502 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 66,149 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 43,075 CHECK, WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 38,124 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 239,107 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 38,824 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 25,607 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 65,377 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 26,400 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 73,399 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 122,001 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 63,872 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 8,581 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 22,847 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 410,757 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 11,398 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 23,585 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 13,529 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 83,794 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 25,995 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 45,263 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 66,892 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 69,236 CHECK, WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 36,112 CHECK, WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 17,320 CHECK, WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 38,123 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 8,755 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 15,000 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 9,298 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 13,275 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 22,430 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 8,244 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 9,907 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 17,424 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 5,865 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 11,435 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 5,780 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 12,126 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 29,806 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 46,555 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 54,903 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 7,350 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 13,759 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 46,809 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 7,979 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 24,006 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 51,146 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 10,660 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 40,192 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 15,938 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 7,246 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 12,544 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 24,384 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 5,865 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 22,413 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 14,577 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 20,000 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 16,399 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 22,254 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 20,487 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 5,760 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 11,519 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 7,456 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 90,139 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 46,921 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 20,707 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 135,365 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 165,004 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 77,880 WIRE      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 8,123 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 10,383 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 30,848 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 59,852 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 17,533 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 68,730 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 22,958 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 38,511 CHECK, WIRE      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 123,617 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 56,842 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 90,080 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 5,658 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 266,570 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 172,873 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 84,618 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 7,803 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 66,181 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 32,191 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 57,669 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 70,907 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 51,766 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 110,574 WIRE      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 13,167 CHECK      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 14,356 CHECK, WIRE      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 253,011 WIRE      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 75,831 WIRE      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 6,434 WIRE      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 92,823 WIRE      
SOUTH AMERICA SUBAWARD - SPONSORED RESEARCH 325,000 CHECK, WIRE      
SOUTH AMERICA SUBAWARD - SPONSORED RESEARCH 171,311 CHECK, WIRE      
SOUTH ASIA SUBAWARD - SPONSORED RESEARCH 143,482 WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 415,770 CHECK, WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 70,071 CHECK, WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 108,998 WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 73,262 WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 18,552 WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 166,791 WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 48,430 WIRE      
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
103
3
Enter total number of other organizations or entities ........................MediumBullet
9
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
FELLOWSHIPS CENTRAL AMERICA AND THE CARIBBEAN 32 108,755 CHECK, WIRE      
FELLOWSHIPS EAST ASIA AND THE PACIFIC 375 3,686,832 CHECK, WIRE      
FELLOWSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 161 493,604 CHECK, WIRE      
FELLOWSHIPS MIDDLE EAST AND NORTH AFRICA 45 146,412 CHECK, WIRE      
FELLOWSHIPS NORTH AMERICA 6 26,510 CHECK, WIRE      
FELLOWSHIPS RUSSIA & THE NEWLY INDEPENDENT STATES 7 30,347 CHECK      
FELLOWSHIPS SOUTH AMERICA 98 395,771 CHECK, WIRE      
FELLOWSHIPS SOUTH ASIA 46 146,540 CHECK, WIRE      
FELLOWSHIPS SUB-SAHARAN AFRICA 88 336,928 CHECK, WIRE      
STUDENT STIPENDS CENTRAL AMERICA AND THE CARIBBEAN 3 39,770 CHECK      
STUDENT STIPENDS EAST ASIA AND THE PACIFIC 9 88,174 CHECK      
STUDENT STIPENDS EUROPE (INCLUDING ICELAND AND GREENLAND) 203 1,627,767 CHECK      
STUDENT STIPENDS MIDDLE EAST AND NORTH AFRICA 6 69,243 CHECK      
STUDENT STIPENDS NORTH AMERICA 5 71,263 CHECK      
STUDENT STIPENDS RUSSIA & THE NEWLY INDEPENDENT STATES 3 56,467 CHECK      
STUDENT STIPENDS SOUTH AMERICA 7 92,619 CHECK      
STUDENT STIPENDS SOUTH ASIA 5 74,630 CHECK      
STUDENT STIPENDS SUB-SAHARAN AFRICA 9 126,585 CHECK      
SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 21 128,964 CHECK 10,559 TUITION REDUCTION COST
SCHOLARSHIPS EAST ASIA AND THE PACIFIC 98 414,108 CHECK, WIRE 345,827 TUITION REDUCTION COST
SCHOLARSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 311 1,971,772 CHECK, WIRE 987,736 TUITION REDUCTION COST
SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 28 172,115 CHECK, WIRE 21,892 TUITION REDUCTION COST
SCHOLARSHIPS RUSSIA & THE NEWLY INDEPENDENT STATES 49 273,478 CHECK 16,385 TUITION REDUCTION COST
SCHOLARSHIPS SOUTH AMERICA 39 263,250 CHECK, WIRE 49,492 TUITION REDUCTION COST
SCHOLARSHIPS SOUTH ASIA 14 90,407 CHECK, WIRE 26,705 TUITION REDUCTION COST
SCHOLARSHIPS SUB-SAHARAN AFRICA 37 195,527 CHECK, WIRE 71,113 TUITION REDUCTION COST
GRANTS - OTHER BENEFITS CENTRAL AMERICA AND THE CARIBBEAN 1 1,240 CHECK      
GRANTS - OTHER BENEFITS EAST ASIA AND THE PACIFIC 11 30,217 CHECK      
GRANTS - OTHER BENEFITS EUROPE (INCLUDING ICELAND AND GREENLAND) 1 638 CHECK      
GRANTS - OTHER BENEFITS SUB-SAHARAN AFRICA 1 631 CHECK      
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 5
Part V
Supplemental Information
Complete this part to provide the information (see instructions) required in Part I, line 2, and any additional information.
Identifier ReturnReference Explanation
PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:   SCHEDULE F, PART I, LINE 2: WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICIES AND PROCEDURES FOR MONITORING GRANTS ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND ENSURE THAT THE UNIVERSITY AND ITS SPONSORS RECEIVE VALUE FOR FUNDS EXPENDED. THE PROCEDURES INCLUDE A FORMAL APPROVAL PROCESS FOR SUBAWARDS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, AND REQUIRED DISCLOSURE OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, BILLINGS AND SCIENTIFIC PROGRESS OF AN ACTIVE SUBAWARD AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. THESE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE. THE UNIVERSITY PROVIDES STUDENTS WITH MANY FELLOWSHIP OPPORTUNITIES TO FUND RESEARCH, INDEPENDENT PROJECTS, INTERNSHIPS, VOLUNTEER WORK, COMMUNITY SERVICE, AND STUDY ABROAD. RECIPIENTS ARE SELECTED BASED ON AN APPLICATION, INCLUDING A PROPOSAL, ESSAYS, BUDGET, ACADEMIC RECORD, AND INTERVIEW, AS APPLICABLE. IN MOST CASES, THE TERMS OF THE AWARD REQUIRE THAT THE RECIPIENT PREPARE AND PRESENT A REPORT OF THE FELLOWSHIP ACTIVITY. FURTHER, CERTAIN FELLOWSHIP RECIPIENTS ARE REQUIRED TO DOCUMENT EXPENSES TO VERIFY THAT THE FELLOWSHIP WAS USED FOR THE PURPOSE INTENDED. SUCH DOCUMENTATION MAY INCLUDE COPIES OF PLANE TICKETS AND BOARDING PASSES, COPIES OF VISAS, RECEIPTS FOR TUITION, LETTERS FROM ORGANIZATIONS VERIFYING THE INTERNSHIP AND DATES, ETC., AS APPROPRIATE. SCHEDULE F, PART I, LINE 3: THE UNIVERSITY'S PROCESS FOR IDENTIFYING DIRECT INTERNATIONAL PROGRAM SERVICE EXPENDITURES WAS FURTHER REFINED FOR FYE 6/30/11. PURSUANT TO THE FORM INSTRUCTIONS, THE FOLLOWING IS A BREAKOUT OF AMOUNTS REPORTED AS INVESTMENTS: INVESTMENTS EXPENDITURES CENTRAL AMERICA AND THE CARIBBEAN 1,801,036,513 11,597,160 EAST ASIA AND THE PACIFIC 0 306,417 EUROPE (INCLUDING ICELAND & GREENLAND) 380,803,317 2,110,761 NORTH AMERICA 53,040,133 1,844 SOUTH AMERICA 0 78,814 SOUTH ASIA 0 55,468 SUB-SAHARAN AFRICA 3,432,700 0
EXPLANATION FOR ESTIMATED NUMBER OF RECIPIENTS:   SCHEDULE F, PART III, COL (C): (D) AND (F): THE AMOUNTS REPORTED IN COLUMNS (C), (D) AND COLUMN (F) REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2011. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2011.
OTHER INFORMATION SCHEDULE F, PART V SCHEDULE F, PART II, LINE 2: THE NUMBER REPORTED ON LINE 2 IS AN ESTIMATE BASED ON AVAILABLE INFORMATION. SCHEDULE F, PART V, LINE 6: THE UNIVERSITY DOES NOT BELIEVE THAT IT HAS "OPERATIONS" IN OR RELATED TO BOYCOTTING COUNTRIES, HOWEVER, AS A PROTECTIVE MEASURE, THE UNIVERSITY DOES FILE FORM 5713.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2010
Additional Data


Software ID:  
Software Version:  



SCHEDULE G
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,
or if the organization entered more than $15,000 on Form 990-EZ, line 6a.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

GOLF CLASSIC
(event type) 		(b) Event #2

VARSITY FOOTBALL GOLF OUTING
(event type) 		(c) Other Events

15
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 71,428 81,936 390,332 543,696
2 Less: Charitable
contributions . . . 		39,500 51,652 162,570 253,722
3 Gross income (line 1
minus line 2) . . . 		31,928 30,284 227,762 289,974
VerticalDirectExpenses 4 Cash prizes . . .        
5 Non-cash prizes . .   2,306 18,849 21,155
6 Rent/facility costs . . 6,635 6,254 26,543 39,432
7 Food and beverages . .        
8 Entertainment . . .        
9 Other direct expenses . 38,308 23,652 254,799 316,759
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 377,346
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow -87,372
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .     22,520 22,520
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .     7,100 7,100
4 Rent/facility costs . . .        
5 Other direct expenses . .     270 270
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow 7,370
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow 15,150
9
Enter the state(s) in which the organization operates gaming activities: CT
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
THE UNIVERSITY CONDUCTED OCCASIONAL RAFFLES FOR WHICH A CONNECTICUT LICENSE WAS NOT REQUIRED.
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ...........................
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
100.000 %
b
An outside facility ........................
13b
0 %
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
SENIOR ASSOCIATE ATHLETICS DIRECTOR
Address right arrow
PO BOX 208216
NEW HAVEN,CT065208216
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
NA
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
Schedule G (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number
06-0646973
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ADVANCED BEHAVIORAL HEALTH INC213 COURT ST 10TH FL
MIDDLETOWN,CT06457 		06-1422326   497,914       SUBAWARD - SPONSORED RESEARCH
(2) ADVANCED NEUROLOGY SPECIALISTS400 15TH AVE SOUTH STE 206
GREAT FALLS,MT59405 		20-1821484   36,357       SUBAWARD - SPONSORED RESEARCH
(3) AIDS INTERFAITH NETWORK INC (AIN INC)1303 CHAPEL ST
NEW HAVEN,CT06511 		06-1312407 501(C)(3) 84,811       SUBAWARD - SPONSORED RESEARCH
(4) AIDS PROJECT NEW HAVEN INC1302 CHAPEL ST
NEW HAVEN,CT06511 		22-2506184 501(C)(3) 426,463       SUBAWARD - SPONSORED RESEARCH
(5) ALLEGHENY-SINGER RESEARCH INSTITUTE2 ALLEGHENY CENTER 11TH FLR
PITTSBURGH,PA152124746 		25-1320493 501(C)(3) 45,788       SUBAWARD - SPONSORED RESEARCH
(6) ALTRU HEALTH SYSTEM1200 SOUTH COLUMBIA RD
GRAND FORKS,ND58201 		45-0310462 501(C)(3) 20,054       SUBAWARD - SPONSORED RESEARCH
(7) AMERICAN ACADEMY OF OTOLARYNGOLOGY HEAD & NECK SURGERY FOUNDATION INC1650 DIAGONAL RD
ALEXANDRIA,VA223142857 		52-1219434 501(C)(3) 17,500       SUBAWARD - SPONSORED RESEARCH
(8) APT FOUNDATION INCONE LONG WHARF STE 321
NEW HAVEN,CT06511 		23-7061218 501(C)(3) 848,695       SUBAWARD - SPONSORED RESEARCH
(9) ARIZONA STATE UNIVERSITYPO BOX 873503
TEMPE,AZ852873503 		86-0196696 170(B)(1)(A)(V) 31,518       SUBAWARD - SPONSORED RESEARCH
(10) ARKANSAS CHILDREN'S HOSPITAL800 MARSHALL ST
LITTLE ROCK,AR722023591 		71-0236857 501(C)(3) 100,448       SUBAWARD - SPONSORED RESEARCH
(11) ASSOCIATES IN NEUROLOGY PC2000 ROOSEVELT RD STE 201
VALPARAISO,IN46383 		30-0165213   19,496       SUBAWARD - SPONSORED RESEARCH
(12) ATLANTA RESEARCH & EDUCATION FOUNDATION1670 CLAIRMONT RD 151F
DECATUR,GA30033 		58-1857346 501(C)(3) 63,107       SUBAWARD - SPONSORED RESEARCH
(13) BALTIMORE RESEARCH & EDUCATION FOUNDATION INC10 NORTH GREENE ST
BALTIMORE,MD21201 		52-1705976 501(C)(3) 120,308       SUBAWARD - SPONSORED RESEARCH
(14) BAYLOR COLLEGE OF MEDICINEPO BOX 201361
HOUSTON,TX772161361 		74-1613878 501(C)(3) 257,443       SUBAWARD - SPONSORED RESEARCH
(15) BEDFORD VA RESEARCH CORP INC200 SPRINGS ROAD 152 BLDG 70 RM 125
125
BEDFORD,MA01730 		04-3512440 501(C)(3) 187,013       SUBAWARD - SPONSORED RESEARCH
(16) BETH ISRAEL DEACONESS MEDICAL CTR330 BROOKLINE AVE DANA 714
BOSTON,MA02215 		04-2103881 501(C)(3) 8,380       SUBAWARD - SPONSORED RESEARCH
(17) BOSTON MEDICAL CENTER660 HARRISON AVE GAMBRO 2
BOSTON,MA02118 		04-3314093 501(C)(3) 176,667       SUBAWARD - SPONSORED RESEARCH
(18) BOSTON UNIVERSITY25 BUICK ST 2ND FLR
BOSTON,MA022151301 		04-2103547 501(C)(3) 634,057       SUBAWARD - SPONSORED RESEARCH
(19) BOSTON VA RESEARCH INSTITUTE INC150 S HUNTINGTON AVE 151 B
BOSTON,MA02130 		04-3081524 501(C)(3) 27,494       SUBAWARD - SPONSORED RESEARCH
(20) BOWDOIN COLLEGE5400 COLLEGE STATION
BRUNSWICK,ME04011 		01-0215213 501(C)(3) 60,000       SUBAWARD - SPONSORED RESEARCH
(21) BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH INCATTN ACCOUNTS RECEIVABLE TOWER RD
ITHACA,NY14853 		13-1739923 501(C)(3) 415,796       SUBAWARD - SPONSORED RESEARCH
(22) BRENTWOOD BIOMEDICAL RESEARCHPO BOX 25027
LOS ANGELES,CA90025 		95-4183712 501(C)(3) 89,094       SUBAWARD - SPONSORED RESEARCH
(23) BRIDGEPORT BOARD OF EDUCATION948 MAIN ST
BRIDGEPORT,CT06604 		06-6001865 170(B)(1)(A)(V) 117,596       SUBAWARD - SPONSORED RESEARCH
(24) THE BROAD INSTITUTE INC7 CAMBRIDGE CENTER
CAMBRIDGE,MA02142 		26-3428781 501(C)(3) 46,983       SUBAWARD - SPONSORED RESEARCH
(25) BROOKHAVEN NATIONAL LABORATORYPO BOX 5000 BLDG 460
UPTON,NY119735000 		11-3403915   174,925       SUBAWARD - SPONSORED RESEARCH
(26) BROWN UNIVERSITYPO BOX 1911
PROVIDENCE,RI02912 		05-0258809 501(C)(3) 245,918       SUBAWARD - SPONSORED RESEARCH
(27) BURNHAM INSTITUTE FOR MEDICAL RESEARCH10901 NORTH TORREY PINES RD
LA JOLLA,CA92037 		51-0197108 501(C)(3) 751,443       SUBAWARD - SPONSORED RESEARCH
(28) CAMBRIDGE PUBLIC HEALTH COMMISSION1493 CAMBRIDGE ST
CAMBRIDGE,MA02139 		04-3320571 170(B)(1)(A)(V) 13,527       SUBAWARD - SPONSORED RESEARCH
(29) CASE WESTERN RESERVE UNIVERSITY11100 EUCLID AVE STE 2217
CLEVELAND,OH441062080 		34-1018992 501(C)(3) 31,435       SUBAWARD - SPONSORED RESEARCH
(30) CENTERING HEALTHCARE INSTITUTE INC558 MAPLE AVE
CHESHIRE,CT064102100 		06-1622668 501(C)(3) 48,000       SUBAWARD - SPONSORED RESEARCH
(31) CENTRAL CONNECTICUT STATE UNIVERSITY1615 STANLEY ST
NEW BRITAIN,CT060532439 		06-1303381 170(B)(1)(A)(V) 86,139       SUBAWARD - SPONSORED RESEARCH
(32) CHILDREN'S HOSPITAL CORPORATIONPO BOX 414413
BOSTON,MA022414413 		04-2774441 501(C)(3) 335,376       SUBAWARD - SPONSORED RESEARCH
(33) CHILDRENS HOSPITAL LOS ANGELES4650 SUNSET BLVD MAIL STOP 97
LOS ANGELES,CA90027 		95-1690977 501(C)(3) 51,485       SUBAWARD - SPONSORED RESEARCH
(34) CHILDREN'S HOSPITAL MEDICAL CENTER3333 BURNET AVE
CINCINNATI,OH452293039 		31-0833936 501(C)(3) 246,125       SUBAWARD - SPONSORED RESEARCH
(35) CHILDREN'S RESEARCH INSTITUTE111 MICHIGAN AVE NW
WASHINGTON,DC200102970 		52-1654453 501(C)(3) 536,159       SUBAWARD - SPONSORED RESEARCH
(36) CITY OF NEW HAVEN54 MEADOW ST
NEW HAVEN,CT06519 		06-6001876 170(B)(1)(A)(V) 9,000       SUBAWARD - SPONSORED RESEARCH
(37) CLEVELAND CLINIC FOUNDATION9500 EUCLID AVE NE 40
CLEVELAND,OH44195 		34-0714585 501(C)(3) 27,356       SUBAWARD - SPONSORED RESEARCH
(38) CLIFFORD W BEERS GUIDANCE CLINIC INC93 EDWARDS ST
NEW HAVEN,CT06511 		06-0646757 501(C)(3) 21,318       SUBAWARD - SPONSORED RESEARCH
(39) COLUMBIA UNIVERSITYPO BOX 29789
NEW YORK,NY100879789 		13-5598093 501(C)(3) 981,961       SUBAWARD - SPONSORED RESEARCH
(40) COMMUNITY HEALTH PROJECT INC356 WEST 18TH ST
NEW YORK,NY10011 		13-3409680 501(C)(3) 9,484       SUBAWARD - SPONSORED RESEARCH
(41) CONNECTICUT AIDS RESOURCE COALITION INC110 BARTHOLOMEW AVE STE 400
HARTFORD,CT06106 		22-3014883 501(C)(3) 25,000       SUBAWARD - SPONSORED RESEARCH
(42) CONNECTICUT CHILDREN'S MEDICAL CENTER282 WASHINGTON ST
HARTFORD,CT06106 		06-0646755 501(C)(3) 80,139       SUBAWARD - SPONSORED RESEARCH
(43) COOPER HEALTH SYSTEMONE COOPER PLAZA 4TH FLR
CAMDEN,NJ08103 		21-0634462 501(C)(3) 5,007       SUBAWARD - SPONSORED RESEARCH
(44) CORNELL SCOTT-HILL HEALTH CORPORATION400 COLUMBUS AVENUE
NEW HAVEN,CT06519 		06-0870990 501(C)(3) 271,928       SUBAWARD - SPONSORED RESEARCH
(45) CORNELL UNIVERSITYPO BOX 22
ITHACA,NY148510022 		15-0532082 501(C)(3) 998,230       SUBAWARD - SPONSORED RESEARCH
(46) DANA-FARBER CANCER INSTITUTE INC44 BINNEY STREET
BOSTON,MA02115 		04-2263040 501(C)(3) 133,782       SUBAWARD - SPONSORED RESEARCH
(47) DARTMOUTH COLLEGE11 ROPE FERRY RD 6210
HANOVER,NH037551404 		02-0222111 501(C)(3) 226,350       SUBAWARD - SPONSORED RESEARCH
(48) DENVER HEALTH & HOSPITAL AUTHORITYPO BOX 17093
DENVER,CO802170093 		84-1343242 170(B)(1)(A)(V) 6,447       SUBAWARD - SPONSORED RESEARCH
(49) DUKE UNIVERSITY705 BROAD ST PO BOX 90491
DURHAM,NC277080491 		56-0532129 501(C)(3) 356,063       SUBAWARD - SPONSORED RESEARCH
(50) EARTH IMAGES FOUNDATION470 CAVOUR ST
OAKLAND,CA94618 		77-0323189 501(C)(3) 68,500       SUBAWARD - SPONSORED RESEARCH
(51) EAST CAROLINA UNIVERSITY2200 S CHARLES BLVD
GREENVILLE,NC278584353 		56-6000403 170(B)(1)(A)(V) 10,964       SUBAWARD - SPONSORED RESEARCH
(52) EMERGENCY CARE RESEARCH INSTITUTE5200 BUTLER PIKE
PLYMOUTH MEETING,PA19462 		23-1662091 501(C)(3) 81,086       SUBAWARD - SPONSORED RESEARCH
(53) EMORY UNIVERSITY1599 CLIFTON RD NE
ATLANTA,GA30322 		58-0566256 501(C)(3) 13,890       SUBAWARD - SPONSORED RESEARCH
(54) ENERGETICS INCORPORATED7067 COLUMBIA GATEWAY DR STE 200
COLUMBIA,MD21046 		52-1165598   16,500       SUBAWARD - SPONSORED RESEARCH
(55) FAIR HAVEN COMMUNITY HEALTH CENTER374 GRAND AVE
NEW HAVEN,CT06513 		06-0883545 501(C)(3) 451,819       SUBAWARD - SPONSORED RESEARCH
(56) FAMILIES UNITED FOR CHILDREN'S MENTAL HEALTH INC32 NORWICH AVE SUITE 102
COLCHESTER,CT06415 		06-1618367 501(C)(3) 35,000       SUBAWARD - SPONSORED RESEARCH
(57) FISHER BIOSERVICES INCPO BOX 418395
BOSTON,MA022418395 		54-1348241   48,558       SUBAWARD - SPONSORED RESEARCH
(58) FLORIDA NEUROVASCULAR INSTITUTE4 COLUMBIA DR HMI 200
TAMPA,FL33606 		59-3458987   17,604       SUBAWARD - SPONSORED RESEARCH
(59) FOCUS ON RECOVERY-UNITED INC100 RIVERVIEW CENTER SUITE 272
MIDDLETOWN,CT06457 		65-1180221 501(C)(3) 76,149       SUBAWARD - SPONSORED RESEARCH
(60) FRED HUTCHINSON CANCER RESEARCH CENTER1100 FAIRVIEW AVE N PO BOX 19024
SEATTLE,WA981091024 		23-7156071 501(C)(3) 311,732       SUBAWARD - SPONSORED RESEARCH
(61) FRIENDS OF TSINGHUA SEM INC DBA TSINGHUA UNIVERSITY1209 ORANGE ST
WILMINGTON,DE19801 		31-1782786 501(C)(3) 423,800       SUBAWARD - SPONSORED RESEARCH
(62) GEORGE MASON UNIVERSITY4400 UNIVERSITY DR
FAIRFAX,VA220304444 		54-0836354 170(B)(1)(A)(V) 20,138       SUBAWARD - SPONSORED RESEARCH
(63) GEORGE WASHINGTON UNIVERSITY44983 KNOLL SQUARE BUILDING II 2ND
FLOOR
ASHBURN,VA20147 		53-0196584 501(C)(3) 8,180       SUBAWARD - SPONSORED RESEARCH
(64) GEORGIA TECH REASEARCH CORPORATIONPO BOX 100117
ATLANTA,GA30384 		58-0603146 501(C)(3) 66,065       SUBAWARD - SPONSORED RESEARCH
(65) GRIFFIN HOSPITAL130 DIVISION ST
DERBY,CT06418 		06-0647014 501(C)(3) 559,567       SUBAWARD - SPONSORED RESEARCH
(66) GUILFORD NEUROLOGIC ASSOCIATES INC1126 N CHURCH ST STE 200
GREENSBORO,NC27401 		56-0963466   179,698       SUBAWARD - SPONSORED RESEARCH
(67) HAMILL ASSOCIATES INC700 CANAL ST HARBOUR SQUARE
STAMFORD,CT06902 		13-3804354   20,700       SUBAWARD - SPONSORED RESEARCH
(68) HARTFORD GAY AND LESBIAN HEALTH COLLECTIVE INCPO BOX 2094
HARTFORD,CT06145 		06-1172441 501(C)(3) 12,500       SUBAWARD - SPONSORED RESEARCH
(69) HARTFORD HOSPITAL80 SEYMOUR ST
HARTFORD,CT06102 		06-0646668 501(C)(3) 1,776,708       SUBAWARD - SPONSORED RESEARCH
(70) HARVARD UNIVERSITY1350 MASSACHUSETTS AVE
CAMBRIDGE,MA02138 		04-2103580 501(C)(3) 1,464,876       SUBAWARD - SPONSORED RESEARCH
(71) HASKINS LABORATORIES INC300 GEORGE ST SUITE 900
NEW HAVEN,CT06511 		13-1628174 501(C)(3) 6,377       SUBAWARD - SPONSORED RESEARCH
(72) HEALTH RESEARCH INCPO BOX 2966
BUFFALO,NY142402966 		14-1402155 501(C)(3) 427,971       SUBAWARD - SPONSORED RESEARCH
(73) HISPANOS UNIDOS INC116 SHERMAN AVE
NEW HAVEN,CT06511 		06-1222584 501(C)(3) 139,896       SUBAWARD - SPONSORED RESEARCH
(74) HOSPITAL OF SAINT RAPHAEL1450 CHAPEL ST
NEW HAVEN,CT06511 		06-0653171 501(C)(3) 36,321       SUBAWARD - SPONSORED RESEARCH
(75) INDIANA MEDICAL RESEARCH LLC303 SOUTH NAPPANEE ST
ELKHART,IN46514 		26-0303059   13,949       SUBAWARD - SPONSORED RESEARCH
(76) INDIANA UNIVERSITYPO BOX 66057
INDIANAPOLIS,IN46266 		35-6001673 501(C)(3) 27,659       SUBAWARD - SPONSORED RESEARCH
(77) INGALLS MEMORIAL HOSPITALONE INGALLS DR ROOM 740
HARVEY,IL60426 		36-2170866 501(C)(3) 31,629       SUBAWARD - SPONSORED RESEARCH
(78) INNOVATIONS FOR POVERTY ACTION85 WILLOW ST
NEW HAVEN,CT06510 		06-1660068 501(C)(3) 510,724       SUBAWARD - SPONSORED RESEARCH
(79) INSTITUTE FOR CLINICAL RESEARCH INCPO BOX 29545
WASHINGTON,DC200170745 		52-1336656 501(C)(3) 168,132       SUBAWARD - SPONSORED RESEARCH
(80) INSTITUTE FOR COMMUNITY RESEARCH INC2 HARTFORD SQ W STE 100
HARTFORD,CT061065128 		06-0653116 501(C)(3) 41,847       SUBAWARD - SPONSORED RESEARCH
(81) INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE (IFPRI)2033 K ST NW
WASHINGTON,DC200061002 		52-1041632 501(C)(3) 50,289       SUBAWARD - SPONSORED RESEARCH
(82) IOWA NEUROLOGY RESEARCH INCPO BOX 65433
WEST DES MOINES,IA50265 		92-0179923   14,537       SUBAWARD - SPONSORED RESEARCH
(83) IOWA STATE UNIVERSITY OF SCIENCE AND TECHNOLOGY3609 ADMINISTRATIVE SVCS BLDG
AMES,IA500113609 		42-6004224 501(C)(3) 58,175       SUBAWARD - SPONSORED RESEARCH
(84) JOHN B PIERCE LABORATORY INC290 CONGRESS AVE
NEW HAVEN,CT065191403 		06-0646780 501(C)(3) 442,390       SUBAWARD - SPONSORED RESEARCH
(85) JOHNS HOPKINS UNIVERSITY720 RUTLAND AVE RM 129
BALTIMORE,MD212052196 		52-0595110 501(C)(3) 793,143       SUBAWARD - SPONSORED RESEARCH
(86) JUNTA FOR PROGRESSIVE ACTION INC169 GRAND AVE
NEW HAVEN,CT06513 		23-7066862 501(C)(3) 90,441       SUBAWARD - SPONSORED RESEARCH
(87) KESSLER FOUNDATION1199 PLEASANT VALLEY WAY
WEST ORANGE,NJ070521424 		31-1562134 501(C)(3) 83,924       SUBAWARD - SPONSORED RESEARCH
(88) L2 DIAGNOSTICS LLCPO BOX 8175
NEW HAVEN,CT065300175 		06-1509946   147,678       SUBAWARD - SPONSORED RESEARCH
(89) LANKENAU INSTITUTE FOR MEDICAL RESEARCH100 LANCASTER AVE
WYNNEWOOD,PA19096 		23-2175659 501(C)(3) 47,746       SUBAWARD - SPONSORED RESEARCH
(90) LIBERTY COMMUNITY SERVICES254 COLLEGE ST 2ND FLR
NEW HAVEN,CT06510 		22-2849124 501(C)(3) 122,640       SUBAWARD - SPONSORED RESEARCH
(91) LOUISIANA STATE UNIVERSITYPO BOX 33932
SHREVEPORT,LA711603932 		72-6000848 170(B)(1)(A)(V) 18,152       SUBAWARD - SPONSORED RESEARCH
(92) LOYOLA UNIVERSITY OF CHICAGO2160 FIRST AVE
MAYWOOD,IL60153 		36-1408475 501(C)(3) 31,412       SUBAWARD - SPONSORED RESEARCH
(93) LSU HEALTH SCIENCES CENTERPO BOX 33932
SHREVEPORT,LA711603932 		72-6087770 501(C)(3) 9,959       SUBAWARD - SPONSORED RESEARCH
(94) MACROCYCLICS2110 RESEARCH ROW STE 425
DALLAS,TX75235 		75-2628442   8,125       SUBAWARD - SPONSORED RESEARCH
(95) MAINE MEDICAL CENTER22 BRAMHALL ST
PORTLAND,ME041023175 		01-0238552 501(C)(3) 27,663       SUBAWARD - SPONSORED RESEARCH
(96) MARQUETTE UNIVERSITYPO BOX 1881
MILWAUKEE,WI532011881 		39-0806251 501(C)(3) 8,408       SUBAWARD - SPONSORED RESEARCH
(97) MASSACHUSETTS INSTITUTE OF TECHNOLOGY77 MASSACHUSETTS AVE
CAMBRIDGE,MA021394307 		04-2103594 501(C)(3) 119,028       SUBAWARD - SPONSORED RESEARCH
(98) MAYO CLINIC ROCHESTERPO BOX 4008
ROCHESTER,MN559034008 		41-6011702 501(C)(3) 11,500       SUBAWARD - SPONSORED RESEARCH
(99) MEDICAL COLLEGE OF GEORGIA RESEARCH INSTITUTE INCPO BOX 945552
ATLANTA,GA30394 		58-1418202 501(C)(3) 15,268       SUBAWARD - SPONSORED RESEARCH
(100) MEDICAL COLLEGE OF WISCONSIN9200 WEST WISCONSICN AVE
MILWAUKEE,WI53226 		39-0806261 501(C)(3) 7,290       SUBAWARD - SPONSORED RESEARCH
(101) MELBOURNE INTERNAL MEDICINE ASSOCIATES (MIMA)65 E NASA BLVD 106
MELBOURNE,FL32901 		59-1224281   20,859       SUBAWARD - SPONSORED RESEARCH
(102) MERCY MEDICAL CENTER - DES MOINESPO BOX 65433
WEST DES MOINES,IA50265 		42-0680448 501(C)(3) 8,562       SUBAWARD - SPONSORED RESEARCH
(103) METHODIST HOSPITAL RESEARCH INSTITUTE6565 FANNIN STE 802
HOUSTON,TX77030 		87-0721923 501(C)(3) 40,742       SUBAWARD - SPONSORED RESEARCH
(104) METROHEALTH SYSTEMPO BOX 73308
CLEVELAND,OH44193 		34-6004382 170(B)(1)(A)(V) 20,609       SUBAWARD - SPONSORED RESEARCH
(105) MIDWESTERN CONNECTICUT COUNCIL ON ALCOHOLISM INC38 OLD RIDGEBURY RD
DANBURY,CT06810 		06-0890278 501(C)(3) 136,525       SUBAWARD - SPONSORED RESEARCH
(106) MIND RESEARCH NETWORK1101 YALE BLVD NE
ALBUQUERQUE,NM87106 		85-0457562 501(C)(3) 30,202       SUBAWARD - SPONSORED RESEARCH
(107) MINNEAPOLIS CLINIC OF NEUROLOGY3366 OAKDALE AVE NORTH STE 309
ROBBINSDALE,MN55422 		41-0999094   17,092       SUBAWARD - SPONSORED RESEARCH
(108) MONTANA STATE UNIVERSITYPO BOX 172470
BOZEMAN,MO597172470 		81-6010045 170(B)(1)(A)(V) 138,096       SUBAWARD - SPONSORED RESEARCH
(109) MOUNT SINAI SCHOOL OF MEDICINE OF NEW YORK UNIVERSITYBOX 3500 1 GUSTAVE L LEVY PL
NEW YORK,NY100296574 		13-6171197 501(C)(3) 135,763       SUBAWARD - SPONSORED RESEARCH
(110) NARROWS INSTITUTE FOR BIOMEDICAL RESEARCH INC800 POLY PL
BROOKLYN,NY11209 		11-3059470 501(C)(3) 287,095       SUBAWARD - SPONSORED RESEARCH
(111) NEUROPACE INC1375 SHOREBIRD WAY
MOUNTAIN VIEW,CA94043 		22-3550230   50,867       SUBAWARD - SPONSORED RESEARCH
(112) NEW ENGLAND BIOLABS INC240 COUNTY RD
IPSWICH,MA019382723 		04-2631963   60,000       SUBAWARD - SPONSORED RESEARCH
(113) NEW HAVEN FAMILY ALLIANCE INC370 JAMES ST STE 201
NEW HAVEN,CT06513 		06-1324343 501(C)(3) 258,827       SUBAWARD - SPONSORED RESEARCH
(114) NEW HAVEN HOME RECOVERY INC153 EAST ST
NEW HAVEN,CT06511 		22-3037451 501(C)(3) 149,221       SUBAWARD - SPONSORED RESEARCH
(115) NEW YORK METHODIST HOSPITAL263 7TH AVENUE
BROOKLYN,NY11215 		11-1631796 501(C)(3) 13,514       SUBAWARD - SPONSORED RESEARCH
(116) NEW YORK UNIVERSITY726 BROADWAY - NINTH FLOOR
NEW YORK,NY100039580 		13-5562308 501(C)(3) 92,273       SUBAWARD - SPONSORED RESEARCH
(117) NORTHEAST IOWA MEDICAL EDUCATION FOUNDATION INC2055 KIMBALL AVE STE 101
WATERLOO,IA50702 		42-1058745 501(C)(3) 15,326       SUBAWARD - SPONSORED RESEARCH
(118) NORTHERN CALIFORNIA INSTITUTE FOR RESEARCH AND EDUCATION INC4150 CLEMENT ST
SAN FRANCISCO,CA94121 		94-3084159 501(C)(3) 200,062       SUBAWARD - SPONSORED RESEARCH
(119) NORTHWESTERN UNIVERSITY633 CLARK ST
EVANSTON,IL602081110 		36-2167817 501(C)(3) 79,300       SUBAWARD - SPONSORED RESEARCH
(120) OBERLIN COLLEGE173 WST LORAIN ST
OBERLIN,OH44074 		34-0714363 501(C)(3) 24,700       SUBAWARD - SPONSORED RESEARCH
(121) OHIO STATE UNIVERSITY RESEARCH FOUNDATION1960 KENNY RD
COLUMBUS,OH432101063 		31-6401599 501(C)(3) 171,726       SUBAWARD - SPONSORED RESEARCH
(122) OKLAHOMA MEDICAL RESEARCH FOUNDATION (OMRF)825 NORTHEAST 13TH ST
OKLAHOMA CITY,OK73104 		73-0580274 501(C)(3) 56,703       SUBAWARD - SPONSORED RESEARCH
(123) OREGON HEALTH & SCIENCE UNIVERSITY2525 SW FIRST AVE STE 220
PORTLAND,OR97201 		93-1176109 170(B)(1)(A)(V) 306,962       SUBAWARD - SPONSORED RESEARCH
(124) PENNSYLVANIA STATE UNIVERSITY500 UNIVERSITY DR
HERSHEY,PA17033 		24-6000376 501(C)(3) 221,995       SUBAWARD - SPONSORED RESEARCH
(125) PENOBSCOT BAY PHYSICIANS & ASSOCIATES4 GLEN COVE DR STE 102
ROCKPORT,ME04856 		01-0530517 501(C)(3) 10,321       SUBAWARD - SPONSORED RESEARCH
(126) PHILIPS HEALTHCAREPO BOX 100355
ATLANTA,GA303840355 		13-3429115   41,111       SUBAWARD - SPONSORED RESEARCH
(127) PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND INC345 WHITNEY AVE
NEW HAVEN,CT06511 		06-0263565 501(C)(3) 12,456       SUBAWARD - SPONSORED RESEARCH
(128) PROVIDENCE MEDICAL RESEARCH CENTER101 WEST 8TH AVE
SPOKANE,WA992202555 		91-1211963 501(C)(3) 45,997       SUBAWARD - SPONSORED RESEARCH
(129) PUBLIC HEALTH INSTITUTE555 12TH ST 10TH FL
OAKLAND,CA94607 		94-1646278 501(C)(3) 319,446       SUBAWARD - SPONSORED RESEARCH
(130) RECOVERY NETWORK OF PROGRAMS INC2 RESEARCH DR
STRATFORD,CT06615 		06-0910080 501(C)(3) 218,667       SUBAWARD - SPONSORED RESEARCH
(131) REGENERON PHARMACEUTICALS INC777 OLD SAW MILL RIVER RD BLDG 3/G
TARRYTOWN,NY10591 		13-3444607   825,000       SUBAWARD - SPONSORED RESEARCH
(132) REGENTS OF THE UNIVERSITY OF CALIFORNIAPO BOX 989062
WEST SACRAMENTO,CA95798 		94-6036494 501(C)(3) 208,473       SUBAWARD - SPONSORED RESEARCH
(133) REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY2195 HEARST AVE RM 130 MC 1103
BERKELEY,CA947201103 		94-6002123 501(C)(3) 211,398       SUBAWARD - SPONSORED RESEARCH
(134) REGENTS OF THE UNIVERSITY OF COLORADOF428 PO BOX 238
DENVER,CO802910238 		84-6000555 501(C)(3) 243,591       SUBAWARD - SPONSORED RESEARCH
(135) REGENTS OF THE UNIVERSITY OF MICHIGAN3003 S STATE ST 2044 WOLVERINE
TOWER
ANN ARBOR,MI481091273 		38-6006309 501(C)(3) 299,482       SUBAWARD - SPONSORED RESEARCH
(136) REGENTS UNIVERSITY OF CALIFORNIA LOS ANGELES1855 FOLSOM ST MCB 425
SAN FRANCISCO,CA941430897 		95-6006143 501(C)(3) 1,392,653       SUBAWARD - SPONSORED RESEARCH
(137) REGIONAL DATA COOPERATIVE FOR GREATER NEW HAVEN INC900 CHAPEL ST STE 620
NEW HAVEN,CT06510 		06-1567201 501(C)(3) 5,500       SUBAWARD - SPONSORED RESEARCH
(138) RESEARCH FOUNDATION OF CUNY230 WEST 41ST ST 7TH FLR
NEW YORK,NY10036 		13-1988190 501(C)(3) 150,072       SUBAWARD - SPONSORED RESEARCH
(139) RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORKPO BOX 9
ALBANY,NY122010009 		14-1368361 501(C)(3) 141,701       SUBAWARD - SPONSORED RESEARCH
(140) RESEARCH TRIANGLE INSTITUTEPO BOX 900002
RALEIGH,NC276759000 		56-0686338 501(C)(3) 17,575       SUBAWARD - SPONSORED RESEARCH
(141) RESONANCE RESEARCH INC5 FORTUNE DR
BILLERICA,MA01821 		04-3202210   120,055       SUBAWARD - SPONSORED RESEARCH
(142) RHODE ISLAND HOSPITAL593 EDDY ST
PROVIDENCE,RI02903 		05-0258954 501(C)(3) 37,869       SUBAWARD - SPONSORED RESEARCH
(143) RHODE ISLAND PUBLIC HEALTH FOUNDATIONBOX G-S121 ROOM 204
PROVIDENCE,RI02912 		05-0474726 501(C)(3) 58,000       SUBAWARD - SPONSORED RESEARCH
(144) ROCKEFELLER UNIVERSITY1230 YORK AVE BOX 259
NEW YORK,NY100216399 		13-1624158 501(C)(3) 11,360       SUBAWARD - SPONSORED RESEARCH
(145) RUSH UNIVERSITY MEDICAL CENTER1725 WEST HARRISON ST STE 1106
CHICAGO,IL60612 		36-2174823 501(C)(3) 32,210       SUBAWARD - SPONSORED RESEARCH
(146) RUTGERS UNIVERSITY3 RUTGERS PLAZA 2ND FLR
NEW BRUNSWICK,NJ08901 		22-6001086 501(C)(3) 65,392       SUBAWARD - SPONSORED RESEARCH
(147) SAINT FRANCIS MEDICAL CENTER530 NE GLEN OAK AVE
PEORIA,IL61637 		37-0662569 501(C)(3) 84,801       SUBAWARD - SPONSORED RESEARCH
(148) SAINT LOUIS UNIVERSITY1438 S GRAND BOULEVARD ROOM 324
ST LOUIS,MO63104 		43-0654872 501(C)(3) 9,389       SUBAWARD - SPONSORED RESEARCH
(149) SCRIPPS HEALTH DBA SCRIPPS CLINICAL RESEARCH11025 N TORREY PINES RD STE 200
LA JOLLA,CA92037 		95-1684089 501(C)(3) 12,137       SUBAWARD - SPONSORED RESEARCH
(150) SENTARA MEDICAL GROUPPO BOX 79777
BALTIMORE,MD212790777 		54-1217184 501(C)(3) 16,480       SUBAWARD - SPONSORED RESEARCH
(151) SINAI HOSPITAL OF BALTIMORE5051 GREENSPRING AVE STE 300
BATIMORE,MD21215 		52-0486540 501(C)(3) 16,575       SUBAWARD - SPONSORED RESEARCH
(152) SMITHSONIAN INSTITUTION1000 JEFFERSON DRIVE S W
WASHINGTON,DC20560 		53-0206027 501(C)(3) 274,822       SUBAWARD - SPONSORED RESEARCH
(153) SOUTH CAROLINA RESEARCH FOUNDATION901 SUMTER ST 5TH FL
COLUMBIA,SC29208 		57-0967350 501(C)(3) 30,176       SUBAWARD - SPONSORED RESEARCH
(154) SOUTHERN CONNECTICUT STATE UNIVERSITY501 CRESCENT ST
NEW HAVEN,CT06515 		06-1363115 170(B)(1)(A)(V) 198,258       SUBAWARD - SPONSORED RESEARCH
(155) SOUTHTOWNS NEUROLOGY OF WNY PC3775 SENECA ST
WEST SENECA,NY14224 		16-1556670   7,202       SUBAWARD - SPONSORED RESEARCH
(156) SOUTHWEST FOUNDATION FOR BIOMEDICAL RESEARCHPO BOX 760549
SAN ANTONIO,TX78245 		74-1109630 501(C)(3) 324,807       SUBAWARD - SPONSORED RESEARCH
(157) SRI INTERNATIONALPO BOX 8500 S 7960
PHILADELPHIA,PA19178 		94-1160950 501(C)(3) 59,465       SUBAWARD - SPONSORED RESEARCH
(158) ST LUKES HOSPITAL OF KANSAS CITY4401 WORNALL RD
KANSAS CITY,MO64111 		44-0545297 501(C)(3) 32,434       SUBAWARD - SPONSORED RESEARCH
(159) STANFORD UNIVERSITY318 CAMPUS DR RM E300
STANFORD,CA943055432 		94-1156365 501(C)(3) 1,567,485       SUBAWARD - SPONSORED RESEARCH
(160) STATE OF CONNECTICUT24 WOLCOTT HILL RD
WETHERSFIELD,CT06109 		06-1397810 170(B)(1)(A)(V) 95,037       SUBAWARD - SPONSORED RESEARCH
(161) STOWERS INSTITUTE FOR MEDICAL RESEARCHPO BOX 412411
KANSAS CITY,MO641412411 		43-1684454 501(C)(3) 380,848       SUBAWARD - SPONSORED RESEARCH
(162) SUNDANCE RESEARCH INSTITUTEPO BOX 874
SUNDANCE,WY82729 		26-2919036 501(C)(3) 70,959       SUBAWARD - SPONSORED RESEARCH
(163) TEMPLE UNIVERSITY3401 N BROAD ST 1007 JONES HALL
PHILADELPHIA,PA19140 		23-1365971 501(C)(3) 42,231       SUBAWARD - SPONSORED RESEARCH
(164) TEST TRACK RESEARCH147 COLUMBIA TURNPIKE STE 303
FLORHAM PARK,NJ07932 		22-3430960   47,608       SUBAWARD - SPONSORED RESEARCH
(165) TEXAS ENGINEERING EXPERIMENT STATION1470 WILLIAM D FITCH PARKWAY
COLLEGE STATION,TX778454645 		74-1974733 170(B)(1)(A)(V) 115,615       SUBAWARD - SPONSORED RESEARCH
(166) THE ASYMMETRIC COMBAT INSTITUTE2801 WADE HAMPTON BLVD STE 115-136
TAYLORS,SC29687 		90-0430719   163,229       SUBAWARD - SPONSORED RESEARCH
(167) THE BRIGHAM AND WOMEN'S HOSPITAL INCPO BOX 3887
BOSTON,MA022413887 		04-2312909 501(C)(3) 1,062,461       SUBAWARD - SPONSORED RESEARCH
(168) THE BRONX VETERANS MEDICAL RESEARCH FOUNDATION INC130 W KINGSBRIDGE RD
BRONX,NY10468 		13-3699250 501(C)(3) 33,343       SUBAWARD - SPONSORED RESEARCH
(169) THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITYPO BOX 601979
CHARLOTTE,NC282601979 		56-0529945 170(B)(1)(A)(V) 70,675       SUBAWARD - SPONSORED RESEARCH
(170) THE CHILDREN'S HOSPITAL OF PHILADELPHIA34TH ST
PHILADELPHIA,PA191044318 		23-1352166 501(C)(3) 437,737       SUBAWARD - SPONSORED RESEARCH
(171) THE CONNECTICUT AGRICULTURAL EXPERIMENT STATION123 HUNTINGTON ST BOX 1106
NEW HAVEN,CT06504 		06-6032987 170(B)(1)(A)(V) 43,584       SUBAWARD - SPONSORED RESEARCH
(172) THE CONSULTATION CENTER INC389 WHITNEY AVE
NEW HAVEN,CT06511 		06-0923986 501(C)(3) 281,828       SUBAWARD - SPONSORED RESEARCH
(173) THE FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH5 DAKOTA DR STE 307
LAKE SUCCESS,NY11042 		11-2673595 501(C)(3) 670,204       SUBAWARD - SPONSORED RESEARCH
(174) THE GENERAL HOSPITAL CORPORATION50 STANIFORD ST STE 1001
BOSTON,MA02114 		04-2697983 501(C)(3) 1,261,803       SUBAWARD - SPONSORED RESEARCH
(175) THE HEKTOEN INSTITUTE OF MEDICINE2100 WEST HARRISON ST
CHICAGO,IL60612 		36-2244897 501(C)(3) 114,157       SUBAWARD - SPONSORED RESEARCH
(176) THE IMMUNE TOLERANCE INSTITUTE INCPO BOX 516
SOUTHPORT,CT068900516 		68-0638647 501(C)(3) 121,051       SUBAWARD - SPONSORED RESEARCH
(177) THE NEMOURS FOUNDATION807 CHILDRENS WAY
JACKSONVILLE,FL32207 		59-0634433 501(C)(3) 85,838       SUBAWARD - SPONSORED RESEARCH
(178) THE TRUSTEES OF MOUNT HOLYOKE COLLEGELOWER LAKE ROAD
SOUTH HADLEY,MA010751499 		04-2103578 501(C)(3) 80,910       SUBAWARD - SPONSORED RESEARCH
(179) THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTONPO BOX 203382
HOUSTON,TX772163382 		74-1761309 501(C)(3) 121,909       SUBAWARD - SPONSORED RESEARCH
(180) THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO7703 FLOYD CURL DR
SAN ANTONIO,TX78229 		74-1586031 170(B)(1)(A)(V) 712,817       SUBAWARD - SPONSORED RESEARCH
(181) THE UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTERPO BOX 4390
HOUSTON,TX772104390 		74-6000203 501(C)(3) 257,628       SUBAWARD - SPONSORED RESEARCH
(182) THE WATERBURY HOSPITAL64 ROBINS ST
WATERBURY,CT06721 		06-0665979 501(C)(3) 78,927       SUBAWARD - SPONSORED RESEARCH
(183) TRINITY COLLEGE300 SUMMIT STREET
HARTFORD,CT06106 		06-0646927 501(C)(3) 29,446       SUBAWARD - SPONSORED RESEARCH
(184) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA3401 WALNUT ST STE 421A
PHILADELPHIA,PA191046228 		23-1352685 501(C)(3) 353,843       SUBAWARD - SPONSORED RESEARCH
(185) TUFTS MEDICAL CENTER PARENT INC800 WASHINGTON ST BOX 453
BOSTON,MA02111 		04-2810022 501(C)(3) 48,443       SUBAWARD - SPONSORED RESEARCH
(186) TUFTS UNIVERSITY169 HOLLAND ST RM 310
SOMERVILLE,MA02144 		04-2103634 501(C)(3) 158,277       SUBAWARD - SPONSORED RESEARCH
(187) TULANE UNIVERSITY800 EAST COMMERCE RD STE 203
HARAHAN,LA70123 		72-0423889 501(C)(3) 285,008       SUBAWARD - SPONSORED RESEARCH
(188) UNIVERSITY OF ALABAMAAB 990 1530 3RD AVENUE S
BIRMINGHAM,AL352940109 		63-6005396 501(C)(3) 87,806       SUBAWARD - SPONSORED RESEARCH
(189) UNIVERSITY OF ARIZONAPO BOX 3520
TUCZON,AZ857223500 		86-6004791 170(B)(1)(A)(V) 137,118       SUBAWARD - SPONSORED RESEARCH
(190) UNIVERSITY OF ARKANSAS FOR MEDICAL SCIENCES4301 W MARKHAM ST
LITTLE ROCK,AK72205 		71-6046242 170(B)(1)(A)(V) 22,098       SUBAWARD - SPONSORED RESEARCH
(191) UNIVERSITY OF CALIFORNIA IRVINEBIOLOGICAL SCIENCES III STE 1400
IRVINE,CA926971050 		95-2226406 501(C)(3) 77,714       SUBAWARD - SPONSORED RESEARCH
(192) UNIVERSITY OF CALIFORNIA SAN DIEGO9500 GILMAN DR
LA JOLLA,CA92093 		95-6006144 501(C)(3) 123,104       SUBAWARD - SPONSORED RESEARCH
(193) UNIVERSITY OF CALIFORNIA SAN FRANCISCO1855 FOLSOM ST MCB 425 PO BOX 0897
SAN FRANCISCO,CA941430897 		94-6036493 501(C)(3) 41,655       SUBAWARD - SPONSORED RESEARCH
(194) UNIVERSITY OF CHICAGO1225 E 60TH ST
CHICAGO,IL60637 		36-2177139 501(C)(3) 379,112       SUBAWARD - SPONSORED RESEARCH
(195) UNIVERSITY OF CINCINNATI260 STETSON ROOM 2364
CINCINNATI,OH452670525 		31-6000989 501(C)(3) 205,623       SUBAWARD - SPONSORED RESEARCH
(196) UNIVERSITY OF CONNECTICUT438 WHITNEY RD EXTENTION UNIT 1133
STORRS,CT062691133 		06-0772160 170(B)(1)(A)(V) 305,491       SUBAWARD - SPONSORED RESEARCH
(197) UNIVERSITY OF CONNECTICUT HEALTH CENTER263 FARMINGTON AVE
FARMINGTON,CT06032 		52-1725543 170(B)(1)(A)(V) 889,703       SUBAWARD - SPONSORED RESEARCH
(198) UNIVERSITY OF DENVERDEPT 1811
DENVER,CO802911811 		84-0404231 501(C)(3) 58,537       SUBAWARD - SPONSORED RESEARCH
(199) UNIVERSITY OF FLORIDAP O BOX 113001
GAINESVILLE,FL326113001 		59-6002052 170(B)(1)(A)(V) 280,386       SUBAWARD - SPONSORED RESEARCH
(200) UNIVERSITY OF HAWAII2530 DOLE STREET SAKAMAKI D200
HONOLULU,HI968222303 		99-6000354 170(B)(1)(A)(V) 47,157       SUBAWARD - SPONSORED RESEARCH
(201) UNIVERSITY OF ILLINOISPO BOX 20787
SPRINGFIELD,IL627080787 		37-6000511 501(C)(3) 184,427       SUBAWARD - SPONSORED RESEARCH
(202) UNIVERSITY OF IOWAB5 JESSUP HALL
IOWA CITY,IA52242 		42-6004813 170(B)(1)(A)(V) 68,733       SUBAWARD - SPONSORED RESEARCH
(203) UNIVERSITY OF KENTUCKY RESEARCH FOUNDATIONPO BOX 931116
CLEVELAND,OH44193 		61-6033693 501(C)(3) 73,996       SUBAWARD - SPONSORED RESEARCH
(204) UNIVERSITY OF MARYLANDRM 4101 CHESAPEAKE BLDG
COLLEGE PARK,MD207423141 		52-6002033 170(B)(1)(A)(V) 179,958       SUBAWARD - SPONSORED RESEARCH
(205) UNIVERSITY OF MARYLAND MEDICAL SYSTEM CORPPO BOX 41428
BALTIMORE,MD212036428 		52-1362793 501(C)(3) 20,271       SUBAWARD - SPONSORED RESEARCH
(206) UNIVERSITY OF MASSACHUSETTS600 SUFFOLK ST SECOND FLR SOUTH
LOWELL,MA01854 		04-3167352 170(B)(1)(A)(V) 286,954       SUBAWARD - SPONSORED RESEARCH
(207) UNIVERSITY OF MIAMIPO BOX 025405
MIAMI,FL331025405 		59-0624458 501(C)(3) 102,438       SUBAWARD - SPONSORED RESEARCH
(208) UNIVERSITY OF MINNESOTANW 6957 PO BOX 1460
MINNEAPOLIS,MN654066957 		41-6007513 501(C)(3) 294,153       SUBAWARD - SPONSORED RESEARCH
(209) UNIVERSITY OF NEBRASKA985100 NEBRASKA MEDICAL CENTER
OMAHA,NE681985100 		47-0049123 501(C)(3) 60,231       SUBAWARD - SPONSORED RESEARCH
(210) UNIVERSITY OF NEW MEXICO1 UNIVERSITY OF NEW MEXICO
ALBUQUERQUE,NM871315041 		85-6000642 501(C)(3) 29,128       SUBAWARD - SPONSORED RESEARCH
(211) UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILLPO BOX 402420
ATLANTA,GA303842420 		56-6001393 501(C)(3) 114,504       SUBAWARD - SPONSORED RESEARCH
(212) UNIVERSITY OF OKLAHOMAPO BOX 26901 SCB 228
OKLAHOMA CITY,OK731260901 		73-1477155 170(B)(1)(A)(V) 38,430       SUBAWARD - SPONSORED RESEARCH
(213) UNIVERSITY OF PITTSBURGH3109 CATHEDRAL OF LEARNING
PITTSBURGH,PA15260 		25-0965591 501(C)(3) 329,391       SUBAWARD - SPONSORED RESEARCH
(214) UNIVERSITY OF PUERTO RICOPO BOX 365067 ROOM B622
SAN JUAN,PR009365067 		66-0433776 170(B)(1)(A)(V) 17,720       SUBAWARD - SPONSORED RESEARCH
(215) UNIVERSITY OF RHODE ISLAND70 LOWER COLLEGE RD STE 1
KINGSTON,RI028810811 		05-6000522 170(B)(1)(A)(V) 32,943       SUBAWARD - SPONSORED RESEARCH
(216) UNIVERSITY OF ROCHESTER1325 MT HOPE AVE
ROCHESTER,NY14620 		16-0743209 501(C)(3) 51,982       SUBAWARD - SPONSORED RESEARCH
(217) UNIVERSITY OF SOUTH ALABAMA2451 FILLINGIM ST STE 10-I
MOBILE,AL36617 		63-0477348 501(C)(3) 39,469       SUBAWARD - SPONSORED RESEARCH
(218) UNIVERSITY OF SOUTH FLORIDAPO BOX 864568
ORLANDO,FL328864568 		59-3102112 170(B)(1)(A)(V) 70,691       SUBAWARD - SPONSORED RESEARCH
(219) UNIVERSITY OF SOUTHERN CALIFORNIAFILE NO 52095
LOS ANGELES,CA900742095 		95-1642394 501(C)(3) 116,964       SUBAWARD - SPONSORED RESEARCH
(220) UNIVERSITY OF TENNESSEE210 STUDENT SVCS BLDG
KNOXVILLE,TN379960105 		62-6001636 501(C)(3) 5,705       SUBAWARD - SPONSORED RESEARCH
(221) UNIVERSITY OF TEXAS SOUTHWESTERN5323 HARRY HINES BLVD
DALLAS,TX753908897 		75-6002868 170(B)(1)(A)(V) 105,864       SUBAWARD - SPONSORED RESEARCH
(222) UNIVERSITY OF TOLEDO3000 ARLINGTON AVENUE
TOLEDO,OH436142998 		34-6401483 170(B)(1)(A)(V) 17,311       SUBAWARD - SPONSORED RESEARCH
(223) UNIVERSITY OF UTAH1471 E FEDERAL WAY
SALT LAKE CITY,UT84112 		87-6000525 501(C)(3) 57,015       SUBAWARD - SPONSORED RESEARCH
(224) UNIVERSITY OF VERMONT AND STATE AGRICULTURAL COLLEGE106 CARRIGAN DRIVE 231 ROWELL BLDG
BURLINGTON,VT054050160 		03-0179440 501(C)(3) 432,765       SUBAWARD - SPONSORED RESEARCH
(225) UNIVERSITY OF VIRGINIAPO BOX 400195
CHARLOTTESVILLE,VA229044195 		54-6001796 501(C)(3) 254,177       SUBAWARD - SPONSORED RESEARCH
(226) UNIVERSITY OF WASHINGTON3917 UNIVERSITY WAY NE
SEATTLE,WA981051122 		91-6001537 501(C)(3) 338,307       SUBAWARD - SPONSORED RESEARCH
(227) UNIVERSITY OF WISCONSIN-MADISON4150 HEALTH SCIENCES LEARNING
CENTER 750 HIGHLAND AVE
MADISON,WI53705 		39-1805963 170(B)(1)(A)(V) 117,742       SUBAWARD - SPONSORED RESEARCH
(228) USDA FOREST SERVICEPO BOX 894183
LOS ANGELES,CA901894183 		93-0386945 170(B)(1)(A)(V) 9,647       SUBAWARD - SPONSORED RESEARCH
(229) VANDERBILT UNIVERSITYBOX 351591 STATION B
NASHVILLE,TN37235 		62-0476822 501(C)(3) 572,002       SUBAWARD - SPONSORED RESEARCH
(230) VETERANS BIO-MEDICAL RESEARCH INSTITUTE INCBLDG 5 1-101A 385 TREMONT AVE
EAST ORANGE,NJ070181095 		22-2995785 501(C)(3) 78,000       SUBAWARD - SPONSORED RESEARCH
(231) VIA CHRISTI HOSPITALS WICHITA INC1100 N ST FRANCIS 300
WICHITA,KS67214 		48-1172106 501(C)(3) 56,861       SUBAWARD - SPONSORED RESEARCH
(232) VIA CHRISTI RESEARCH INC1100 N ST FRANCIS 300
WICHITA,KS67214 		48-1091481 501(C)(3) 16,633       SUBAWARD - SPONSORED RESEARCH
(233) VIRGINIA COMMONWEALTH UNIVERSITYPO BOX 980341
RICHMOND,VA23298 		54-6001758 501(C)(3) 86,664       SUBAWARD - SPONSORED RESEARCH
(234) WAKE FOREST UNIVERSITY HEALTH SCIENCESMEDICAL CENTER BLVD
WINSTONSALEM,NC27157 		22-3849199 501(C)(3) 25,003       SUBAWARD - SPONSORED RESEARCH
(235) WASHINGTON UNIVERSITY660 S EUCLID AVE CAMPUS BOX 8111
ST LOUIS,MO63110 		43-0653611 501(C)(3) 190,543       SUBAWARD - SPONSORED RESEARCH
(236) WAYNE STATE UNIVERSITY1128 SCOTT HALL 540 EAST CANFIELD
DETROIT,MI48201 		38-6028429 170(B)(1)(A)(V) 60,892       SUBAWARD - SPONSORED RESEARCH
(237) WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY100 BRAODWAY 8TH FLR
NEW YORK,NY10005 		13-1623978 501(C)(3) 137,058       SUBAWARD - SPONSORED RESEARCH
(238) WESLEYAN UNIVERSITYSOUTH COLLEGE
MIDDLETOWN,CT06459 		06-0646959 501(C)(3) 26,424       SUBAWARD - SPONSORED RESEARCH
(239) WESTAT INCATTN ACCTS RECEIVABLE PO BOX 1004
ROCKVILLE,MD20850 		84-0529566   126,681       SUBAWARD - SPONSORED RESEARCH
(240) WHEELER CLINIC INCORPORATED91 NORTHWEST DR
PLAINVILLE,CT060629906 		06-0867065 501(C)(3) 41,000       SUBAWARD - SPONSORED RESEARCH
(241) WHITEHEAD INSTITUTE FOR BIOMEDICAL RESEARCHNINE CAMBRIDGE CENTER
CAMBRIDGE,MA02142 		06-1043412 501(C)(3) 71,223       SUBAWARD - SPONSORED RESEARCH
(242) WILLIAMS COLLEGE15 LAWRENCE HALL DR STE 2
WILLIAMSTOWN,MA01267 		04-2474459 501(C)(3) 30,000       SUBAWARD - SPONSORED RESEARCH
(243) WINIFRED MAST BURKE REHABILITATION HOSPITAL785 MAMARONECK AVE ROOM G-31A
WHITE PLAINS,NY10605 		13-1739937 501(C)(3) 20,367       SUBAWARD - SPONSORED RESEARCH
(244) WOMEN AND INFANTS HOSPITAL OF RHODE ISLAND300 RICHMOND ST
PROVIDENCE,RI02905 		05-0258937 501(C)(3) 36,983       SUBAWARD - SPONSORED RESEARCH
(245) YALE NEW HAVEN COMMUNITY MEDICAL GROUP INC300 GEORGE ST 4TH FLR 62
NEW HAVEN,CT06511 		06-1201412   22,284       SUBAWARD - SPONSORED RESEARCH
(246) YOUGOV AMERICA INC285 HAMILTON AVE STE 200
PALO ALTO,CA94301 		98-0547173   49,500       SUBAWARD - SPONSORED RESEARCH
(247) CITY OF NEW HAVENPO BOX 1927
NEW HAVEN,CT065091927 		06-6001876 170(B)(1)(A)(V) 7,847,863       CONTRIBUTION
(248) CITY OF WEST HAVEN355 MAIN ST
WEST HAVEN,CT06516 		06-6002126 170(B)(1)(A)(V) 486,687       CONTRIBUTION
(249) CONNECTICUT UNITED FOR RESEARCH EXCELLENCE INC (CURE)300 GEORGE ST
NEW HAVEN,CT06510 		06-1304212 501(C)(3) 35,000       CONTRIBUTION
(250) DWIGHT HALL67 HIGH ST
NEW HAVEN,CT06510 		06-0653140 501(C)(3) 40,531       CONTRIBUTION
(251) NEW HAVEN INTERNATIONAL FESTIVAL OF ARTS AND IDEAS INC195 CHURCH ST 12TH FL
NEW HAVEN,CT06510 		06-1444222 501(C)(3) 135,000       CONTRIBUTION
(252) THE TONY BLAIR FAITH FOUNDATION USA725 12TH ST NW
WASHINGTON,DC20005 		26-2102301 501(C)(3) 200,000       CONTRIBUTION
(253) TOWN GREEN SPECIAL SERVICES DISTRICT129 CHURCH ST 1ST FLOOW
NEW HAVEN,CT06510 		06-1467274 170(B)(1)(A)(V) 46,338       CONTRIBUTION
(254) TOWN OF ORANGE617 ORANGE CENTER RD
ORANGE,CT06477 		06-6002060 170(B)(1)(A)(V) 121,185       CONTRIBUTION
(255) UNITED WAY OF GREATER NEW HAVEN INC900 CHAPEL ST 10TH FL
NEW HAVEN,CT06510 		06-0646761 501(C)(3) 125,000       CONTRIBUTION
(256) ASHKENAZ MUSIC AND DANCE COMMUNITY CENTER1317 SAH PABLO AVE
BERKELEY,CA94702 		94-3268992 501(C)(3) 6,470       DAF DISTRIBUTION
(257) CHICAGO COMMUNITY FOUNDATION50 S LA SALLE ST
CHICAGO,IL60603 		36-3432023 501(C)(3) 452,800       DAF DISTRIBUTION
(258) DOCTORS WITHOUT BORDERS USA INC333 SEVENTH AVE 2ND FL
NEW YORK,NY10001 		13-3433452 501(C)(3) 10,000       DAF DISTRIBUTION
(259) ECONOMIC FREEDOM FUND DONOR'S TRUST INC109 N HENRY ST
ALEXANDRIA,VA22314 		52-2166327 501(C)(3) 100,000       DAF DISTRIBUTION
(260) JAZZ FOUNDATION OF AMERICA322 WEST 48TH ST 6TH FL
NEW YORK,NY10036 		13-3631523 501(C)(3) 6,470       DAF DISTRIBUTION
(261) MIT BRAIN & COGNITIVE SCIENCES - AUTISM RESEARCH FUND600 MEMORIAL DR W98-300
CAMBRIDGE,MA02139 		04-2103594 501(C)(3) 50,000       DAF DISTRIBUTION
(262) NEW ORLEANS MUSICIANS ASSISTANCE FOUNDATION1525 LOUISIANA AVE
NEW ORLEANS,LA70115 		20-8139539 501(C)(3) 6,470       DAF DISTRIBUTION
(263) NEW ORLEANS MUSICIANS RELIEF FUND INC102 WEST WASHINGTON ST UNIT 2
BLOOMINGTON,IL61701 		56-2531461 501(C)(3) 6,470       DAF DISTRIBUTION
(264) ST ANTHONY FOUNDATION150 GOLDEN GATE AVENUE
SAN FRANCISCO,CA94102 		94-1513140 501(C)(3) 6,470       DAF DISTRIBUTION
(265) UCROSS FOUNDATION30 BIG RED LANE
CLEARMONT,WY82835 		74-2188539 501(C)(3) 500,000       DAF DISTRIBUTION
2
Enter total number of section 501(c)(3) and government organizations ......................... Bullet Image
237
3
Enter total number of other organizations ................................ . Bullet Image
26
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2010

Schedule I (Form 990) 2010
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) STIPENDS 3751 60,474,754      
(2) SCHOLARSHIPS 7599   223,411,361 COST TUITION REDUCTION
(3) HEALTH PREMIUM AWARDS 2875   7,739,037 COST HEALTHCARE
(4) FELLOWSHIPS 750 4,085,522      







Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING GRANTS ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND ENSURE THAT THE UNIVERSITY AND ITS SPONSORS RECEIVE VALUE FOR FUNDS EXPENDED. THESE PROCEDURES INCLUDE A FORMAL APPROVAL PROCESS FOR SUBAWARDS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, AND REQUIRED DISCLOSURE OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, BILLINGS AND SCIENTIFIC PROGRESS OF AN ACTIVE SUBAWARD AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE. THE UNIVERSITY PROVIDES STUDENTS WITH MANY FELLOWSHIP OPPORTUNITIES TO FUND RESEARCH, INDEPENDENT PROJECTS, INTERNSHIPS, VOLUNTEER WORK, COMMUNITY SERVICE, AND STUDY ABROAD. AWARD RECIPIENTS ARE SELECTED BASED ON AN APPLICATION, INCLUDING A PROPOSAL, ESSAYS, BUDGET, ACADEMIC RECORD, AND INTERVIEW, AS APPLICABLE. IN MOST CASES, THE TERMS OF THE AWARD REQUIRE THAT THE RECIPIENT PREPARE AND PRESENT A REPORT OF THE FELLOWSHIP ACTIVITY. FURTHER, CERTAIN FELLOWSHIP RECIPIENTS ARE REQUIRED TO DOCUMENT EXPENSES TO VERIFY THAT THE FELLOWSHIP WAS USED FOR THE PURPOSE INTENDED. SUCH DOCUMENTATION MAY INCLUDE COPIES OF PLANE TICKETS AND BOARDING PASSES, COPIES OF VISAS, RECEIPTS FOR TUITION, LETTERS FROM ORGANIZATIONS VERIFYING THE INTERNSHIP AND DATES, ETC., AS APPROPRIATE.
OTHER INFORMATION: PART IV: SCHEDULE I, PART II, LINE 1: TWO SUBAWARDS TOTALING $55,749 WERE MADE TO RECIPIENTS THAT OPERATE AS SOLE PROPRIETORS AND ARE NOT SEPARATELY LISTED. SCHEDULE I, PART III COLUMNS (B) AND (C): THE AMOUNTS REPORTED IN COLUMNS (B) AND COLUMN (C) REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2011. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2011.
Schedule I (Form 990) 2010


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement orprovision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regs. section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 if additional space needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, line 1a.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported in prior
Form 990 or
Form 990-EZ
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) RICHARD C LEVIN (i)
(ii)		 1,026,605
0 		0
0 		160,162
0 		413,437
0 		15,862
0 		1,616,066
0 		0
0
(2) BRUCE D ALEXANDER (i)
(ii)		 428,298
0 		0
0 		51,384
0 		27,955
0 		23,165
0 		530,802
0 		0
0
(3) SHAUNA R KING (i)
(ii)		 481,830
0 		0
0 		40,820
0 		27,955
0 		6,959
0 		557,564
0 		0
0
(4) LINDA K LORIMER (i)
(ii)		 492,392
0 		0
0 		16,500
0 		27,955
0 		25,075
0 		561,922
0 		0
0
(5) MICHAEL A PEEL (i)
(ii)		 434,333
0 		0
0 		50,931
0 		27,955
0 		17,070
0 		530,289
0 		0
0
(6) INGEBORG T REICHENBACH (i)
(ii)		 426,494
0 		0
0 		116,496
0 		27,955
0 		12,295
0 		583,240
0 		0
0
(7) DOROTHY K ROBINSON (i)
(ii)		 480,045
0 		0
0 		16,500
0 		27,955
0 		8,822
0 		533,322
0 		0
0
(8) PETER SALOVEY (i)
(ii)		 503,665
0 		0
0 		16,500
0 		27,955
0 		13,802
0 		561,922
0 		0
0
(9) ROBERT J ALPERN (i)
(ii)		 681,388
0 		0
0 		16,500
0 		27,955
0 		17,915
0 		743,758
0 		0
0
(10) JOHN H BOLLIER (i)
(ii)		 327,834
0 		0
0 		0
0 		27,955
0 		33,991
0 		389,780
0 		0
0
(11) MICHAEL J DONOGHUE (i)
(ii)		 318,392
0 		0
0 		16,500
0 		27,955
0 		26,733
0 		389,580
0 		0
0
(12) DAVID F SWENSEN (i)
(ii)		 764,188
0 		2,028,752
0 		203,225
0 		425,072
0 		35,068
0 		3,456,305
0 		0
0
(13) DEAN J TAKAHASHI (i)
(ii)		 582,004
0 		1,521,564
0 		146,700
0 		200,811
0 		17,299
0 		2,468,378
0 		0
0
(14) SUMAIRA AASI (i)
(ii)		 240,644
0 		848,818
0 		0
0 		27,955
0 		10,053
0 		1,127,470
0 		0
0
(15) SUKRU H EMRE (i)
(ii)		 673,400
0 		364,408
0 		16,500
0 		27,955
0 		28,564
0 		1,110,827
0 		0
0
(16) DAVID J LEFFELL (i)
(ii)		 710,505
0 		912,222
0 		16,500
0 		27,955
0 		24,633
0 		1,691,815
0 		0
0
(17) THOMAS J RUTHERFORD (i)
(ii)		 241,891
0 		801,825
0 		0
0 		28,177
0 		10,581
0 		1,082,474
0 		0
0
(18) TIMOTHY SULLIVAN (i)
(ii)		 570,781
0 		513,887
0 		16,500
0 		267,955
0 		45,530
0 		1,414,653
0 		356,667
0
(19) SUSAN L CARNEY (i)
(ii)		 212,007
0 		0
0 		16,500
0 		27,955
0 		51,504
0 		307,966
0 		0
0
(20) JOAN E O'NEILL (i)
(ii)		 256,129
0 		0
0 		0
0 		27,955
0 		40,804
0 		324,888
0 		0
0
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
  PART I, LINE 1A PART I, LINE 1A: EACH ONE OF THE BENEFITS THAT WAS CHECKED WAS PROVIDED PURSUANT TO A WRITTEN POLICY. FIRST-CLASS OR CHARTER TRAVEL: ON OCCASION DURING THE CALENDAR YEAR 2010, THE UNIVERSITY CHARTERED PRIVATE AIRCRAFT WHEN DEEMED NECESSARY FOR THE CONDUCT OF UNIVERSITY BUSINESS, PURSUANT TO A CORPORATION POLICY IN EFFECT FOR THE DURATION OF THE CAPITAL CAMPAIGN. CERTAIN OFFICERS AND TWO SPOUSES TRAVELLED ON SUCH FLIGHTS IN 2010 IN ACCORDANCE WITH THE POLICY. IN ADDITION, ONE HIGHLY COMPENSATED EMPLOYEE TRAVELLED ON A FIRST CLASS FLIGHT DURING 2010 DUE TO SPECIAL CIRCUMSTANCES AND AS PERMITTED PURSUANT TO UNIVERSITY POLICY. UNDER APPLICABLE RULES, AMOUNTS FOR SUCH TRAVEL WERE NOT REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. TRAVEL FOR COMPANIONS: THE SPOUSES OF TWO OFFICERS ON ONE OR SEVERAL OCCASIONS ACCOMPANIED THE OFFICERS ON UNIVERSITY BUSINESS. THE PRIMARY PURPOSE OF THE TRAVEL WAS TO CONDUCT UNIVERSITY BUSINESS BY REPRESENTING THE UNIVERSITY AT OFFICIAL FUNCTIONS. UNDER APPLICABLE RULES, THE COST OF TRAVEL WAS NOT REQUIRED TO BE REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: THREE OFFICERS RECEIVED TAX GROSS-UP PAYMENTS DURING THE CALENDAR YEAR 2010 FOR CERTAIN LIMITED TAXABLE BENEFITS BASED ON THEIR ESTIMATED RELATED TAX OBLIGATIONS. THESE PAYMENTS WERE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: TWO OFFICERS WERE PROVIDED UNIVERSITY RESIDENCES FOR PERSONAL USE DURING THE CALENDAR YEAR 2010. THE VALUES OF THE RESIDENCES WERE DETERMINED PURSUANT TO IRC SECTION 119(D), AS REQUIRED, AND TREATED AS TAXABLE COMPENSATION. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THE UNIVERSITY PAID ANNUAL CLUB DUES FOR ONE OFFICER. THE AMOUNT WAS TREATED AS TAXABLE COMPENSATION.
  PART I, LINE 4B PART I, LINE 4B: CERTAIN LISTED PERSONS PARTICIPATED IN SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANS DURING THE CALENDAR YEAR 2010 AS DESCRIBED BELOW: THE UNIVERSITY HAS AGREED TO SUPPLEMENT THE PRESIDENT'S RETIREMENT INCOME BY PROVIDING AN ADDITIONAL RETIREMENT BENEFIT EQUAL IN VALUE TO 75% OF HIS FINAL SALARY AS PRESIDENT FOR A POST-RETIREMENT TERM OF 20 YEARS MINUS THE ANNUITY VALUE OF OTHER EMPLOYER-PROVIDED RETIREMENT BENEFITS, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY. THE UNIVERSITY HAS ALSO AGREED TO SUPPLEMENT THE RETIREMENT INCOME FOR TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE BY PROVIDING AN ADDITIONAL RETIREMENT BENEFIT EQUAL IN VALUE TO UP TO 30% OF SALARY AT VESTING FOR A TERM OF 20 YEARS, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY. AN ANNUAL ACCRUAL FOR THESE BENEFITS, PREVIOUSLY APPROVED BY THE UNIVERSITY BASED UPON SERVICE OF THE INDIVIDUALS, IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). IN ADDITION, THE UNIVERSITY AWARDED BONUSES TO TWO KEY EMPLOYEES TAXED IN 2010, SUBJECT TO DEFERRED PAYMENT WITH ADJUSTMENTS UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT. THE BONUSES FOR 2010 ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). SCHEDULE J, PART I, LINE 7: THE UNIVERSITY PAID TWO KEY EMPLOYEES IN THE INVESTMENT OFFICE BONUSES AWARDED UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR PAYMENTS WHICH ARE BASED ON QUALITATIVE AND QUANTITATIVE PERFORMANCE FACTORS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE UNIVERSITY PAID A HIGHLY COMPENSATED EMPLOYEE A BONUS UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR DEFERRED VESTING AND FOR PAYMENT AS DESCRIBED IN THE NOTE TO SCHEDULE J, PART II, COLUMN (C) BELOW. THE CURRENT YEAR PAYMENT THAT WAS AWARDED IN PREVIOUS YEARS IS REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II) AND IS ALSO REPORTED ON SCHEDULE J, PART II, COLUMN (F) AND REPRESENTS DUPLICATIVE REPORTING. THE AMOUNT AWARDED IN THE CURRENT YEAR BUT SUBJECT TO DEFERRED VESTING IS INCLUDED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C). IN ADDITION, THE UNIVERSITY PAID FOUR HIGHLY COMPENSATED EMPLOYEES ADDITIONAL COMPENSATION PURSUANT TO CLINICAL INCENTIVE PLANS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). SCHEDULE J, PART I, LINE 8: THERE WERE FOUR OFFICERS AND TWO KEY EMPLOYEES WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID OR ACCRUED PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS. SECTION 53.4958-4(A)(3). IN EACH INSTANCE, THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS. SECTION 53.4958-6(C).
SUPPLEMENTAL INFORMATION PART III SCHEDULE J, PART II (GENERAL NOTES): COLUMN (C): FOR ONE EMPLOYEE LISTED IN SCHEDULE J, THE AMOUNT REPORTED IN COLUMN (C) INCLUDES AMOUNTS SUBJECT TO VESTING, CONTINGENT ON THE PERFORMANCE OF FUTURE SERVICES, AND MAY CHANGE UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT PRIOR TO VESTING AND PAYMENT. THE FINAL AMOUNT WILL BE REPORTED IN COLUMN (B)(II) OF SCHEDULE J, FORM 990 FOR THE YEAR IN WHICH THE COMPENSATION AMOUNT IS PAID. COLUMN (D): IN ADDITION TO THE EMPLOYER COST OF HEALTH, DENTAL AND OTHER NONTAXABLE BENEFITS AVAILABLE ON A NONDISCRIMINATORY BASIS, COLUMN (D) INCLUDES AMOUNTS AWARDED AS SCHOLARSHIP GRANTS TO CHILDREN OF EMPLOYEES UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE. COLUMN (F): COMPENSATION REPORTED IN PRIOR FORM 990: THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E), PART II. IT IS, THEREFORE, DOUBLE REPORTED IN PART II AND DOES NOT REPRESENT ADDITIONAL COMPENSATION.
Schedule J (Form 990) 2010

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule O (Form 990).
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number
06-0646973
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LYY5 01-08-2003 100,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LZC2 01-08-2003 250,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774L6B6 10-05-2005 211,030,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774L6C4 10-05-2005 100,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UPP4 10-04-2007 414,292,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UPQ2 10-04-2007 200,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UU60 02-24-2010 579,984,034 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired. . . . .        
2 Amount of bonds defeased . . . .        
3 Total proceeds of issue . . . . 101,210,745 252,221,323 219,949,777 104,887,356
4 Gross proceeds in reserve funds . .        
5 Capitalized interest from proceeds.        
6 Proceeds in refunding escrow. . . . . 89,516,817   89,516,817  
7 Issuance costs from proceeds . . .        
8 Credit enhancement from proceeds.        
9 Working capital expenditures from proceeds . .        
10 Capital expenditures from proceeds . . 101,210,745 252,221,323 219,949,777 104,887,356
11 Other spent proceeds . .        
12 Other unspent proceeds. . . 127,887,393   127,887,393  
13 Year of substantial completion . . . 2003 2003 2005 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue?   X   X X   X  
15 Were the bonds issued as part of an advance refunding issue?   X   X   X   X
16 Has the final allocation of proceeds been made? . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . .   X   X X   X  
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . X   X   X   X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2010
Schedule K (Form 990) 2010
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use? X   X   X   X  
b Are there any research agreements that may result in private business use of bond-financed property? . . X   X   X   X  
c Does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts or research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . . . . . . . . . . . . SchKMediumBullet 0.020 % 0.190 % 0.170 % 0.010 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . SchKMediumBullet 0.020 % 0.040 % 0.050 % 0.150 %
6 Total of lines 4 and 5 . . .. . . . . . 0.040 % 0.230 % 0.220 % 0.160 %
7 Has the organization adopted management practices and procedures to ensure the post-issuance compliance of its tax-exempt bond liabilities? X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X X     X X  
3a Has the organization or the governmental issuer entered into a hedge with respect to the bond issue?   X   X   X   X
b Name of provider .  
  		 
  		 
  		 
 
c Term of hedge . .        
d Was the hedge superintegrated? .                
e Was a hedge terminated? .                
4a Were gross proceeds invested in a GIC? .   X   X   X   X
b Name of provider .  
  		 
  		 
  		 
 
c Term of GIC . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? .                
5 Were any gross proceeds invested beyond an available temporary period? .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . . .   X X   X   X  
Schedule K (Form 990) 2010

Schedule K (Form 990) 2010
Page 3
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUE:   COLUMN (F) DESCRIPTION OF PURPOSE: CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) WERE ISSUED TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS AND TO DEFEASE CHEFA SERIES W BONDS ISSUED 4/2002. SCHEDULE K, PART II, LINE 3: TOTAL PROCEEDS REPRESENT THE BOND ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-6, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE ON 02/24/2010 (CUSIP# 20774UU60) WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE, ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 6, BOND A - CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LYY5): A PORTION OF THE BOND ISSUE ON 01/08/03 (CUSIP# 20774LYY5) RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT THE FIRST COMPUTATION DATE OF JANUARY 7, 2008 WAS NEGATIVE. IT IS NOT ANTICIPATED THAT THERE WILL BE POSITIVE LIABILITIES IN THE FUTURE. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 6, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10(CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE ON 2/24/2010 (CUSIP# 20774UU60) RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO THE 2-YEAR SPENDING EXCEPTION FROM REBATE. THE FUNDS WILL BE EXEMPT FROM REBATE PROVIDED THE UNIVERSITY SPENDS THE PROCEEDS IN ACCORDANCE WITH A SPECIFIED SCHEDULE. AT THIS TIME THE UNIVERSITY EXPECTS THAT THE ISSUE WILL MEET THE REQUIREMENTS TO QUALIFY FOR AN EXEMPTION TO REBATE.
Schedule K (Form 990) 2010

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule O (Form 990).
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number
06-0646973
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LYY5 01-08-2003 100,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LZC2 01-08-2003 250,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774L6B6 10-05-2005 211,030,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774L6C4 10-05-2005 100,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UPP4 10-04-2007 414,292,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UPQ2 10-04-2007 200,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UU60 02-24-2010 579,984,034 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS AND RENOVATIONS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired. . . . .        
2 Amount of bonds defeased . . . .        
3 Total proceeds of issue . . . . 101,210,745 252,221,323 219,949,777 104,887,356
4 Gross proceeds in reserve funds . .        
5 Capitalized interest from proceeds.        
6 Proceeds in refunding escrow. . . . . 89,516,817   89,516,817  
7 Issuance costs from proceeds . . .        
8 Credit enhancement from proceeds.        
9 Working capital expenditures from proceeds . .        
10 Capital expenditures from proceeds . . 101,210,745 252,221,323 219,949,777 104,887,356
11 Other spent proceeds . .        
12 Other unspent proceeds. . . 127,887,393   127,887,393  
13 Year of substantial completion . . . 2003 2003 2005 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue?   X   X X   X  
15 Were the bonds issued as part of an advance refunding issue?   X   X   X   X
16 Has the final allocation of proceeds been made? . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . .   X   X X   X  
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . X   X   X   X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2010
Schedule K (Form 990) 2010
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use? X   X   X   X  
b Are there any research agreements that may result in private business use of bond-financed property? . . X   X   X   X  
c Does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts or research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . . . . . . . . . . . . SchKMediumBullet 0.020 % 0.190 % 0.170 % 0.010 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . SchKMediumBullet 0.020 % 0.040 % 0.050 % 0.150 %
6 Total of lines 4 and 5 . . .. . . . . . 0.040 % 0.230 % 0.220 % 0.160 %
7 Has the organization adopted management practices and procedures to ensure the post-issuance compliance of its tax-exempt bond liabilities? X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X X     X X  
3a Has the organization or the governmental issuer entered into a hedge with respect to the bond issue?   X   X   X   X
b Name of provider .  
  		 
  		 
  		 
 
c Term of hedge . .        
d Was the hedge superintegrated? .                
e Was a hedge terminated? .                
4a Were gross proceeds invested in a GIC? .   X   X   X   X
b Name of provider .  
  		 
  		 
  		 
 
c Term of GIC . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? .                
5 Were any gross proceeds invested beyond an available temporary period? .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . . .   X X   X   X  
Schedule K (Form 990) 2010

Schedule K (Form 990) 2010
Page 3
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUE:   COLUMN (F) DESCRIPTION OF PURPOSE: CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) WERE ISSUED TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS AND TO DEFEASE CHEFA SERIES W BONDS ISSUED 4/2002. SCHEDULE K, PART II, LINE 3: TOTAL PROCEEDS REPRESENT THE BOND ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-6, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE ON 02/24/2010 (CUSIP# 20774UU60) WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE, ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 6, BOND A - CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LYY5): A PORTION OF THE BOND ISSUE ON 01/08/03 (CUSIP# 20774LYY5) RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT THE FIRST COMPUTATION DATE OF JANUARY 7, 2008 WAS NEGATIVE. IT IS NOT ANTICIPATED THAT THERE WILL BE POSITIVE LIABILITIES IN THE FUTURE. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 6, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10(CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE ON 2/24/2010 (CUSIP# 20774UU60) RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO THE 2-YEAR SPENDING EXCEPTION FROM REBATE. THE FUNDS WILL BE EXEMPT FROM REBATE PROVIDED THE UNIVERSITY SPENDS THE PROCEEDS IN ACCORDANCE WITH A SPECIFIED SCHEDULE. AT THIS TIME THE UNIVERSITY EXPECTS THAT THE ISSUE WILL MEET THE REQUIREMENTS TO QUALIFY FOR AN EXEMPTION TO REBATE.
Schedule K (Form 990) 2010

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
(1) ROBERT BLOCKER
HOUSING 		  X 200,000 83,333   No   No Yes  
(2) MARK LAFONTAINE
HOUSING 		  X 150,000 95,246   No   No Yes  
(3) I REICHENBACH
HOUSING 		  X 425,000 50,015   No Yes   Yes  
(4) T KYLE VANDERLICK
HOUSING 		  X 100,000 100,000   No   No Yes  
(5) T KYLE VANDERLICK
HOUSING 		  X 300,000 90,000   No   No Yes  
Total ...............Small Bullet $ 418,594
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
(1) SCHOLARSHIP GRANTS
  		  80,131
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2010
Schedule L (Form 990 or 990-EZ) 2010
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) ABBOTT LABORATORIES
  		(SEE PART V) ROBERT ALPERN, A KEY EMPLOYEE, IS A DIRECTOR 258,673 (SEE PART V) THE UNIVERSITY RECEIVED SPONSORED RESEARCH REVENUE AND ROYALTY INCOME.   No
(2) AMERICAN EXPRESS
  		(SEE PART V) PRESIDENT LEVIN IS A DIRECTOR 1,946,981 (SEE PART V) PURCHASE OF TRAVELERS CHECKS AND TRAVEL SERVICE FEES PAID IN THE ORDINARY COURSE OF BUSINESS.   No
(3) ASSET VALUE INVESTORS
  		(SEE PART V) DAVID SWENSEN, A KEY EMPLOYEE, IS A DIRECTOR 1,896,729 (SEE PART V) MANAGEMENT AND INCENTIVE FEES PAID IN THE ORDINARY COURSE OF BUSINESS.   No
(4) BECKMAN COULTER INC
  		(SEE PART V) PETER DERVAN, A TRUSTEE, IS A DIRECTOR 886,591 (SEE PART V) MEDICAL EQUIPMENT PURCHASES IN THE ORDINARY COURSE OF BUSINESS.   No
(5) GENERAL ELECTRIC COMPANY
  		(SEE PART V) DOUGLAS WARNER III, A TRUSTEE, IS A DIRECTOR 324,107 (SEE PART V) THE UNIVERSITY RECEIVED SPONSORED RESEARCH REVENUE.   No
(6) MOTOROLA INC
  		(SEE PART V) DOUGLAS WARNER III, A TRUSTEE, IS A DIRECTOR 163,754 (SEE PART V) PURCHASES OF MISCELLANEOUS EQUIPMENT AND SERVICES IN THE ORDINARY COURSE OF BUSINESS.   No
(7) PEPSICO
  		(SEE PART V) INDRA NOOYI, A TRUSTEE, IS CHAIRMAN AND CEO 359,022 (SEE PART V) FOOD AND BEVERAGE PURCHASES FROM PEPSICO AND ITS DIVISIONS IN THE ORDINARY COURSE OF BUSINESS.   No
(8) SUTTER HILL VENTURES LP
  		(SEE PART V) G. LEONARD BAKER, JR., A TRUSTEE, IS A PARTNER 1,374,859 (SEE PART V) CAPITAL CONTRIBUTIONS SHOWN. IN ADDITION, THE UNIVERSITY RECEIVED DISTRIBUTIONS OF $2,291,432.   No
(9) THE MCGRAW-HILL COMPANIES
  		(SEE PART V) LINDA LORIMER, AN OFFICER, IS A DIRECTOR 218,862 (SEE PART V) S&P RATINGS AND PUBLICATION PURCHASES IN THE ORDINARY COURSE OF BUSINESS.   No
(10) RACHELLE ALPERN (SEE PART V) FAMILY MEMBER OF ROBERT ALPERN, A KEY EMPLOYEE 53,248 (SEE PART V) COMPENSATION AND BENEFITS, COORDINATOR, SCHOOL OF PUBLIC HEALTH.   No
(11) JANE LEVIN (SEE PART V) SPOUSE OF PRESIDENT LEVIN 138,455 (SEE PART V) COMPENSATION AND BENEFITS, INCLUDING FACULTY SERVICES AS SENIOR LECTURER.   No
(12) PATRICIA PREISIG (SEE PART V) SPOUSE OF ROBERT ALPERN, A KEY EMPLOYEE 172,938 (SEE PART V) COMPENSATION AND BENEFITS, PROFESSOR, INTERNAL MEDICINE NEPHROLOGY AND PHYSIOLOGY.   No
(13) WENDY SHARP (SEE PART V) SPOUSE OF DEAN TAKAHASHI, A KEY EMPLOYEE 87,652 (SEE PART V) COMPENSATION AND BENEFITS, DIRECTOR OF CHAMBER MUSIC, LECTURER SCHOOL OF MUSIC.   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
SCHEDULE L, PART II LOANS TO AND/OR FROM INTERESTED PERSONS: ALL LOANS REPORTED ON SCHEDULE L, PART II WERE MADE AND APPROVED PURSUANT TO UNIVERSITY COMPENSATION POLICIES.
SCHEDULE L, PART III GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS: THE SCHOLARSHIP GRANTS REPRESENT AMOUNTS AWARDED TO CHILDREN OF INTERESTED PERSONS UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE.
SCHEDULE L, PART IV BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: TRANSACTIONS WITH ENTITIES WHOLLY OWNED, DIRECTLY OR INDIRECTLY, AND LISTED ON SCHEDULE R ARE NOT REPORTED ALTHOUGH YALE OFFICERS OR KEY EMPLOYEES MAY SERVE (WITHOUT COMPENSATION) AS OFFICERS OR DIRECTORS OF SUCH ENTITIES.
Schedule L (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
contribution amounts
1 Art—Works of art .... X 119 0  
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 0  
5 Clothing and household
goods ....... 		X 0  
6 Cars and other vehicles ..        
7 Boats and planes .... X 1 0  
8 Intellectual property ...        
9 Securities—Publicly traded . X 972 94,270,508 FAIR VALUE
10 Securities—Closely held stock . X 5 0  
11 Securities—Partnership, LLC,
or trust interests .... 		X 9 56,087,216 SALE OF COMP. PROPERTY
12 Securities—Miscellaneous .. X 7 1,798,575 SALE OF COMP. PROPERTY
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential . X 2 1,563,198 APPRAISAL
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 6 0  
19 Food inventory ... X 1 0  
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( EQUIPMENT ) X 2 0  
26 Other Right pointing arrow large image ( SUPPLIES ) X 1 0  
27 Other Right pointing arrow large image ( ARCH. RECORDS ) X 3 0  
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
119
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell non-cash
contributions? ............................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2010
Schedule M (Form 990) 2010
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33. Also complete this part for any additional information.
Identifier Return Reference Explanation
METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY.
THIRD PARTY USE: PART I, LINE 32B: OCCASIONALLY, THE UNIVERSITY ENGAGES THIRD PARTIES (E.G. , REAL ESTATE BROKERS, AUCTION HOUSES, ETC.) TO SELL CERTAIN NON CASH CONTRIBUTIONS.
NON REPORTING OF REVENUE: PART I, LINE 33: PURSUANT TO ACCOUNTING STANDARDS CODIFICATION 958 (ASC 958), THE UNIVERSITY DOES NOT CAPITALIZE ITS COLLECTIONS, INCLUDING WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN ITS MUSEUMS AND LIBRARIES. NON-CASH CONTRIBUTIONS OF THIS NATURE ARE, THEREFORE, NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. OTHER NON-CASH CONTRIBUTIONS WITH NO READILY ASCERTAINABLE FAIR VALUE ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES IF DEEMED IMMATERIAL.
Schedule M (Form 990) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Identifier Return Reference Explanation
ORGANIZATION MISSION STATEMENT FORM 990, PAGE 1, BOX B: AMENDED RETURN: YALE UNIVERSITY'S FORM 990, SCHEDULE B HAS BEEN AMENDED TO REPORT CONTRIBUTIONS FROM AN ADDITIONAL CONTRIBUTOR THAT WERE INADVERTENTLY EXCLUDED ON THE ORIGINALLY FILED FORM 990. PLEASE SEE THE FORM 990, SCHEDULE B FOOTNOTE BELOW FOR MORE INFORMATION REGARDING THE AMENDMENT. IN ADDITION, SCHEDULE R HAS BEEN AMENDED TO INCLUDE A DISREGARDED ENTITY THAT WAS INADVERTENTLY EXCLUDED FROM PART I AND TO ELIMINATE CERTAIN UNRELATED CORPORATIONS THAT WERE REPORTED IN ERROR ON THE ORIGINALLY FILED FORM 990, SCHEDULE R, PART IV. FORM 990, PART III, LINE 1 DESCRIPTION OF ORGANIZATION MISSION: YALE HAS A TRIPARTITE MISSION: TO CREATE, PRESERVE, AND DISSEMINATE KNOWLEDGE. YALE AIMS TO CARRY OUT EACH PART OF ITS MISSION AT THE HIGHEST LEVEL OF EXCELLENCE, ON PAR WITH THE BEST INSTITUTIONS IN THE WORLD. YALE SEEKS TO ATTRACT A DIVERSE GROUP OF EXCEPTIONALLY TALENTED MEN AND WOMEN FROM ACROSS THE NATION AND AROUND THE WORLD AND TO EDUCATE THEM FOR LEADERSHIP IN SCHOLARSHIP, THE PROFESSIONS, AND SOCIETY.
  FORM 990, PART IX, LINE 24: MISCELLANEOUS EXPENSES INCLUDE $1,277,936 OF UNRELATED BUSINESS INCOME TAX.
FORM 990, PART VI, SECTION A, LINE 1   THERE ARE TWO EX-OFFICIO TRUSTEES, THE GOVERNOR OF CONNECTICUT AND THE LIEUTENANT GOVERNOR OF CONNECTICUT. HISTORICALLY, THESE INDIVIDUALS DO NOT PARTICIPATE IN GOVERNANCE ACTIVITIES AT THE UNIVERSITY, AND THEY ARE REPORTED AS INDEPENDENT.
FORM 990, PART VI, SECTION A, LINE 2   DOROTHY K. ROBINSON AND DAVID F. SWENSEN ARE TRUSTEES OF THE SAME ORGANIZATION.
FORM 990, PART VI, SECTION A, LINE 7A   THE GOVERNING BODY INCLUDES SIX ALUMNI TRUSTEES WHO ARE ELECTED BY THE ALUMNI.
FORM 990, PART VI, SECTION B, LINE 11   THE CORPORATION AUDIT COMMITTEE, COMPRISED OF FOUR MEMBERS, MET WITH MEMBERS OF SENIOR MANAGEMENT AND UNIVERSITY TAX OFFICE PERSONNEL TO REVIEW THE FORM 990 PRIOR TO FILING. A COPY OF THE FINAL FORM 990 WAS PROVIDED TO THE UNIVERSITY'S GOVERNING BODY PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE.
  FORM 990, PART VI, SECTION B, LINE 12C THE YALE UNIVERSITY CONFLICT OF INTEREST POLICY OBLIGATES EACH OFFICER, TRUSTEE, AND KEY EMPLOYEE TO PROMPTLY DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AS DEFINED IN THE POLICY. EACH SUCH PERSON MUST SIGN A STATEMENT ANNUALLY AFFIRMING THAT HE OR SHE HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT THE CORPORATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF HIS OR HER FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTOR AND MEMBERS OF THE COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF A POTENTIAL CONFLICT OF INTEREST, THE INTERESTED PERSON IS EXCUSED FROM THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS MADE, AND IS RECUSED FROM PARTICIPATING IN ANY VOTE ON THE MATTER.
  FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT INCLUDED INITIAL REVIEW BY THE COMMITTEE ON COMPENSATION (THE COMPENSATION COMMITTEE) OF THE YALE CORPORATION (YALE UNIVERSITY'S GOVERNING BOARD), A RECOMMENDATION VOTED BY THE COMMITTEE TO THE YALE CORPORATION, AND FULL REVIEW AND VOTE BY THE YALE CORPORATION. BOTH REVIEWS INCLUDED REVIEW OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER UNIVERSITIES, AS COMPILED BY A PROFESSIONAL COMPENSATION CONSULTANT RETAINED BY THE COMPENSATION COMMITTEE FOR THE PURPOSE, AND REVIEW OF INFORMATION ON SUCH COMPARABLE POSITIONS FROM IRS FORMS 990 FOR SIMILAR ORGANIZATIONS; BOTH REVIEWS CONSIDERED SUCH DATA IN LIGHT OF THE PERFORMANCE OF THE PRESIDENT, WHICH WAS REVIEWED BY THE COMPENSATION COMMITTEE AND BY THE YALE CORPORATION. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE, AND THE PROCEEDINGS OF THE YALE CORPORATION, EACH WERE DOCUMENTED IN MINUTES OF THE RESPECTIVE BODY, CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. THE PROCESS FOR DETERMINING COMPENSATION OF THE OFFICERS CONSISTED OF REVIEW BY THE COMPENSATION COMMITTEE OF THE RECOMMENDATIONS MADE BY THE PRESIDENT, CONSIDERING THE PERFORMANCE OF EACH OFFICER, AND REVIEW OF DATA ON COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS, AS COLLECTED BY A PROFESSIONAL COMPENSATION CONSULTANT THROUGH SURVEYS; THE COMPENSATION COMMITTEE VOTED RECOMMENDATIONS ON COMPENSATION OF SUCH INDIVIDUALS TO THE YALE CORPORATION. THE YALE CORPORATION RECEIVED THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE, AND DISCUSSED THESE WITH THE PRESIDENT, WHO REVIEWED THE PERFORMANCE OF EACH OFFICER WITH THE YALE CORPORATION, AND ALSO THE COMPARABLE COMPENSATION INFORMATION. THE YALE CORPORATION THEN VOTED ON THE COMPENSATION OF EACH OFFICER. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND OF THE CORPORATION EACH WERE DOCUMENTED IN MINUTES CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. OF THE KEY EMPLOYEES, THE COMPENSATION OF THE DEAN, SCHOOL OF MEDICINE WAS RECOMMENDED BY THE PRESIDENT TO THE COMPENSATION COMMITTEE, AND REVIEWED BY THAT COMMITTEE IN CONJUNCTION WITH ITS REVIEW OF THE PERFORMANCE OF THE DEAN AND CONSIDERATION OF DATA ON THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER INSTITUTIONS COMPILED BY AN INDEPENDENT COMPENSATION CONSULTANT. THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION, AND CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. WITH RESPECT TO THE CHIEF INVESTMENTS OFFICER AND SENIOR DIRECTOR OF INVESTMENTS, THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION AFTER CONSIDERATION OF THE RECOMMENDATIONS OF THE PRESIDENT AND OF THE FOLLOWING: REVIEW OF THE PERFORMANCE OF EACH, INVESTMENT PERFORMANCE OF THE YALE ENDOWMENT OVER DESIGNATED PERIODS, OTHER PERFORMANCE-RELATED INFORMATION, AND AN ANALYSIS OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT RETAINED FOR THE PURPOSE. THE COMPENSATION COMMITTEE CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. IN THE CASE OF OTHER KEY EMPLOYEES, COMPENSATION DECISIONS WERE MADE BY THE EMPLOYEE'S SUPERVISOR IN ACCORDANCE WITH UNIVERSITY POLICIES AND PROCEDURES. NO MEMBER OF THE YALE CORPORATION WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO A COMPENSATION ARRANGEMENT DESCRIBED ABOVE (I.E., BY VIRTUE OF A FAMILY OR BUSINESS RELATIONSHIP) PARTICIPATED IN THE COMPENSATION COMMITTEE REVIEW OR THE VOTE OF THE YALE CORPORATION WITH RESPECT TO SUCH COMPENSATION ARRANGEMENT.
  FORM 990, PART VI, SECTION C, LINE 19 FORM 990, PART VI, SECTION C, LINE 19: THE UNIVERSITY'S GOVERNING DOCUMENTS, INCLUDING ANY AMENDMENTS, FINANCIAL STATEMENTS AND STANDARDS OF BUSINESS CONDUCT ARE AVAILABLE ON THE UNIVERSITY'S WEBSITE OR UPON REQUEST.
  FORM 990, PART VII, SECTION A: COMPENSATION AND HOURS FOR FORMER OFFICERS RELATE TO CONTINUING SERVICE IN NON-OFFICER POSITIONS.
  FORM 990, PART VII, SECTION A, COLUMN (A): CONTINUATION OF TITLES FOR EACH LISTED PERSON: BRUCE D. ALEXANDER: VP FOR CAMPUS DEVELOPMENT PETER SALOVEY: CHRIS ARGYRIS PROFESSOR OF PSYCHOLOGY ROBERT J. ALPERN: ENSIGN PROFESSOR OF MEDICINE MICHAEL J. DONOGHUE: STERLING PROFESSOR OF ECOLOGY AND EVOLUTIONARY BIOLOGY SUKRU H. EMRE: SECTION CHIEF, TRANSPLANTATION SURGERY; DIRECTOR, YALE-NEW HAVEN TRANSPLANTATION CENTER DAVID J. LEFFELL: DAVID PAIGE SMITH PROFESSOR OF DERMATOLOGY AND SURGERY; DEPUTY DEAN FOR CLINICAL AFFAIRS THOMAS J. RUTHERFORD: DIVISION DIRECTOR, GYNECOLOGIC ONCOLOGY; DIRECTOR OF GYNECOLOGIC ONCOLOGY FELLOWSHIP; ASSOCIATE PROFESSOR, GYNECOLOGIC ONCOLOGY SUSAN L. CARNEY: DEPUTY GENERAL COUNSEL JOAN E. O'NEILL: AVP FOR DEVELOPMENT
  FORM 990, PART VII, SECTION A, COLUMN (B): THE NUMBER OF HOURS REPORTED FOR EACH LISTED PERSON IS AN ESTIMATE. THE ESTIMATE FOR TRUSTEES INCLUDES MEETING TIME AND PREPARATION, AS WELL AS ATTENDANCE AT CERTAIN OFFICIAL UNIVERSITY FUNCTIONS DURING THE YEAR, BUT DOES NOT INCLUDE TRAVEL TIME OR ATTENDANCE AT OTHER EVENTS AS TRUSTEES. THE LIST BELOW PROVIDES THE ESTIMATED AVERAGE HOURS PER WEEK THAT INDIVIDUALS LISTED ON PART VII, LINE 1A DEVOTED TO RELATED ORGANIZATIONS. THESE INDIVIDUALS WERE NOT COMPENSATED BY THE RELATED ORGANIZATIONS. RICHARD C. LEVIN 2.0 HOURS SHAUNA R. KING 1.2 HOURS LINDA K. LORIMER 3.0 HOURS INGEBORG T. REICHENBACH 0.2 HOURS DOROTHY K. ROBINSON 0.2 HOURS DAVID F. SWENSEN 5.4 HOURS DEAN J. TAKAHASHI 4.0 HOURS
  FORM 990, PART VII, SECTION B, COLUMN (C): THE AMOUNT REPORTED REPRESENTS DIRECT CASH PAYMENTS MADE DURING THE CALENDAR YEAR 2010 TO INDEPENDENT CONTRACTORS FOR SERVICES. FOR CONSTRUCTION SERVICES, THE FEES REPRESENT THE ENTIRE CONTRACT COST.
CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 2,561,808,418. CHANGE IN FUNDING STATUS OF DEFINED BENEFIT PLANS 266,698,652. ACTUARIAL ADJUSTMENT FOR SPLIT INTEREST LIABILITY -8,009,072. ADJUSTMENT FOR DONOR ADVISED FUND LIABILITY 319,174. ROUNDING 1. TOTAL TO FORM 990, PART XI, LINE 5: 2,820,817,173.
AMENDED SCHEDULE B EXPLANATION: FORM 990, SCHEDULE B SCHEDULE B HAS BEEN AMENDED TO REPORT A CONTRIBUTOR (CONTRIBUTOR NO. 2) WHO WAS INADVERTENTLY OMITTED FROM THE ORIGINALLY FILED FORM 990, SCHEDULE B.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income
(e)
End-of-year assets


 		(f)
Direct controlling
entity







(1) SARDOUS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
02-0580383 		HOLDS INVESTMENT DE 6,564,343 464,083,477 N/A
(2) FENIX I LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2863129 		HOLDS REAL ESTATE DE 0 40,385,486 N/A
(3) ENDURANCE LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1606540 		HOLDS INVESTMENT DE 248,142 15,436,921 N/A
(4) HARBOR HILLS INVESTMENTS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0099423 		HOLDS INVESTMENT DE 0 9,425,285 N/A
(5) WE 2 CHURCH STREET SOUTH LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
80-0066065 		HOLDS REAL ESTATE CT 970,620 9,094,607 N/A
(6) RENAISSANCE I LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2863298 		HOLDS REAL ESTATE DE 0 4,394,445 N/A
(7) 4 MEETING HOUSE ROAD LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0646973 		HOLDS REAL ESTATE MA 40,043 3,800,000 NA
 
(8) ALPHA 9 LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0982227 		HOLDS REAL ESTATE CT 0 3,451,348 N/A
(9) ESV HOLDINGS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3980473 		HOLDS INVESTMENT DE 0 2,728,798 N/A
(10) S PROPERTY HOLDING LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3717440 		HOLDS REAL ESTATE CT 0 1,224,960 N/A
(11) PASSIVE HOLDING LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
22-3783661 		HOLDS INVESTMENT NJ 0 1,022,541 N/A
(12) 4610 SOUTH 133RD STREET LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0646973 		HOLDS REAL ESTATE NE 0 923,641 N/A
(13) 55 WHITNEY LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0646973 		HOLDS REAL ESTATE CT -12,216 900,000 N/A
(14) TEMPLE COMPANY LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1579127 		HOLDS INVESTMENT CT 0 760,269 N/A
(15) AMISTAD PARTNERS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
73-1683601 		HOLDS REAL ESTATE CT 0 599,975 N/A
(16) 41 NORTH LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1594874 		HOLDS INVESTMENT DE 0 501,071 N/A
(17) BLUEFIELD TIMBER LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
02-0520556 		HOLDS INVESTMENT DE 0 501,071 41 NORTH LLC
 
(18) YALE GLOBAL ENTERPRISES LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0859961 		SUPPORTS HIGHER EDUCATION CT 0 132,521 N/A
(19) GSWM INVESTMENTS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3717358 		HOLDS INVESTMENTS CT 0 1 N/A
(20) THE UK FRIENDS OF YALE UNIVERSITY LIMITED
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0552738 		ACCEPT CHARITABLE CONTRIBUTIONS UK 2,418,972 0 N/A
(21) BETA 14 LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0982129 		INACTIVE CT 0 0 N/A
(22) MEDICAL PRACTICE MANAGEMENT LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-1545102 		ADMINISTRATIVE SERVICES CT 0 0 N/A
(23) YALE EDUCATIONAL CONSULTING (BEIJING) LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-1006940 		SUPPORTS HIGHER EDUCATION CH 0 0 YALE GLOBAL ENTERPRISES LLC
 
Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled organization
Yes No
(1) 1970 (DEC02) YALE LIFE-PINGRY NOR TRUST AS TRUSTEE 22-18935

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
13-6331695 		HOLDS INVESTMENTS NY 501(C)(3) 11, TYPE III-O N/A
 
No
(2) 3C CORPORATION

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
41-2046529 		HOLDS INVESTMENTS DC 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(3) 5C CORPORATION

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
20-0763050 		HOLDS INVESTMENTS DC 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(4) ALLIANCE FOR LIFELONG LEARNING INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
13-4138834 		INACTIVE NY 501(C )(3) 11, TYPE II N/A
 
No
(5) ALUMNI FUND ASSOCIATION OF YALE UNIVERSITY

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6078326 		ENCOURAGES AND SOLICITS CONTRIBUTIONS TO OR FOR YALE UNIVERSITY CT 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(6) CHAPEL COMPANY

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1532073 		INACTIVE CT 501(C)(2) N/A YALE UNIVERSITY
 
Yes
 
(7) CHARLES A COFFIN MEMORIAL FUND

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6034841 		SUPPORTS HIGHER EDUCATION CT 501(C)(3) 11, TYPE III- OTHER N/A
 
No
(8) CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF YALE SCHOOL OF MGMT

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
58-2617787 		PROVIDE RESEARCH AND PEER-DRIVEN EDUCATIONAL PROGRAMS TO BUSINESS LEADERS DE 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(9) ELEANOR P STEVENS ELEEMOSYNARY TRUST

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
72-6204020 		HOLDS INVESTMENTS LA 501(C)(3) 11, TYPE II YALE UNIVERSITY
 
Yes
 
(10) ELIZABETH N ROBB CHARITABLE FOUNDATION

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
77-6238653 		HOLDS INVESTMENTS WV 501(C)(3) 11, TYPE III-O N/A
 
No
(11) FW & ELSIE HEYL SCIENCE SCHOLARSHIP FUND

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
38-6194019 		SUPPORTS HIGHER EDUCATION MI 501(C)(3) 11, TYPE III-O N/A
 
No
(12) FOUNDING FATHERS PAPERS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
22-2365602 		SUPPORT AND FACILITATE PUBLICATIONS NJ 501(C)(3) 11, TYPE I N/A
 
No
(13) GRUBER FOUNDATION THE

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
45-1540594 		SUPPORTS HIGHER EDUCATION CT 501(C )(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(14) HEALTH BENEFITS HOLDINGS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1559155 		HOLDS INVESTMENTS CT 501(C )(2) N/A YALE UNIVERSITY
 
Yes
 
(15) HR PROPERTIES INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1341463 		HOLDS REAL ESTATE CT 501(C )(2) N/A YALE UNIVERSITY
 
Yes
 
(16) JANE COFFIN CHILDS MEMORIAL FUND FOR MEDICAL RESEARCH

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6034840 		SUPPORT MEDICAL AND SCIENTIFIC RESEARCH CT 501(C )(3) PF YALE UNIVERSITY
 
Yes
 
(17) JONATHAN EDWARDS TRUST

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6084676 		SUPPORTS HIGHER EDUCATION CT 501(C )(3) 11, TYPE III-FI N/A
 
No
(18) PAUL MELLON CENTRE FOR STUDIES IN BRITISH ART

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
22-3783661 		PROMOTE AND SUPPORT STUDY OF BRITISH ART AND ARCHITECTURE UK   N/A YALE UNIVERSITY
 
Yes
 
(19) PROSPECT STREET HOLDINGS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1424260 		TITLE HOLDING COMPANY CT 501(C )(2) N/A YALE UNIVERSITY
 
Yes
 
(20) RICHARD U LIGHT FOUNDATION

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
38-2456949 		SUPPORTS EDUCATION MI 501(C )(3) 11, TYPE I N/A
 
No
(21) SCRIPPS LEAGUE NEWSPAPERS EDUCATION & RESEARCH FUND

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-0983815 		GRANTMAKING DE 501(C )(3) PF YALE UNIVERSITY
 
Yes
 
(22) STAFF RETIREMENT HOLDINGS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1559156 		HOLDS INVESTMENTS CT 501(C )(2) N/A YALE UNIVERSITY
 
Yes
 
(23) STOECKEL E B RESIDUE TRUST

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-0653108 		HOLDS INVESTMENTS CT 501(C)(3) 11, TYPE III-O N/A
Yes
 
(24) THE BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6032565 		PROMOTE THE STUDY OF THE PHYSICAL, NATURAL AND MATHEMATICAL SCIENCES CT 501(C)(3) 11, TYPE II YALE UNIVERSITY
 
Yes
 
(25) YALE ALUMNI PUBLICATIONS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-0646970 		DISTRIBUTE ALUMNI MAGAZINE CT 501(C)(3) 11, TYPE III-FI N/A
 
No
(26) YALE SOUTHERN OBSERVATORY INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6068906 		RESEARCH AND EDUCATION CT 501(C )(3) 7 YALE UNIVERSITY
 
Yes
 
(27) YALE UNIVERSITY ELIZABETHAN CLUB CORP

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-0332975 		PROMOTE APPRECIATION OF LITERATURE AMONG MEMBERSHIP AND COMMUNITY CT 501(C)(3) 11, TYPE III - FI YALE UNIVERSITY
 
Yes
 
(28) YALE UNIVERSITY PRESS LONDON

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
 PUBLISH SERIOUS WORKS UK   N/A YALE UNIVERSITY
 
Yes
 
(29) YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6414276 		501(A)TRUST THAT SUPPORTS YALE UNIVERSITY CT 501(C)(3) 11, TYPE II YALE UNIVERSITY
 
Yes
 
(30) YALE-NEW HAVEN MEDICAL CENTER INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
23-7440891 		SUPPORT JOINT PROGRAMS OF YALE-NEW HAVEN HOSPITAL AND YALE UNIVERSITY CT 501(C )(3) 11, TYPE III - FI N/A
 
No
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) FOURTH CENTURY LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
41-2046537 		INVESTMENT DE N/A
 EXCLUDED FROM TAX -16,452,519 5,864,468,180 Yes   -55,939,386   No 99.800 %
(2) FIFTH CENTURY LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0763076 		INVESTMENT NV N/A
 EXCLUDED FROM TAX 161,955,657 4,435,969,377 Yes   -5,015,800   No 99.800 %
(3) LAUREL 2008 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1649501 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 659,373 819,733,014 Yes   16,902   No 99.600 %
(4) YB INSTITUTIONAL LIMITED PARTNERSHIP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3431530 		INVESTMENT DE N/A
 EXCLUDED FROM TAX 30,209,256 745,954,563 Yes   -2,282,109   No 99.060 %
(5) SP II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0697863 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 13,780,306 463,926,666 Yes   -2,163,277   No 99.600 %
(6) CYR HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0788802 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 35,713,093 400,498,818   No     No 99.600 %
(7) 667 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1609184 		INVESTMENT DE BBF I HOLDINGS LP
  		EXCLUDED FROM TAX 9,488,593 390,207,033   No     No 91.450 %
(8) BBF I HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8497574 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 13,945,879 370,185,978   No     No 99.600 %
(9) FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
94-3106692 		INVESTMENT CA N/A
 EXCLUDED FROM TAX 28,852,430 341,217,819 Yes   219,801   No 86.670 %
(10) STRATEGIC RESIDENTIAL FUND II LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3584406 		INVESTMENT DE N/A
 EXCLUDED FROM TAX -4,828,886 288,050,926   No     No 95.000 %
(11) LONG TERM VALUE FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0623624 		INVESTMENT CJ LAUREL 2008 LP
  		EXCLUDED FROM TAX -3,304,576 265,742,975 Yes   16,902   No 98.470 %
(12) YHG INVESTMENT LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 59,421,401 239,148,720   No     No 99.790 %
(13) EASTON 2007 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0627974 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -2,447,617 237,533,410 Yes   -159,666   No 99.600 %
(14) LONE SEQUOIA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
58-2359627 		INVESTMENT DE N/A
 EXCLUDED FROM TAX 10,670,131 226,817,180   No 21,303   No 71.580 %
(15) KHP FUND I LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
65-1232049 		INVESTMENT CA FOURTH CENTURY LLC
  		UNRELATED 11,060,150 203,720,397 Yes   7,421,165   No 63.500 %
(16) YELLOW WARBLER LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0342603 		INVESTMENT TX FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -30,228,321 200,929,245 Yes       No 96.950 %
(17) PROSPECT STREET PARTNERS LTD

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
59-3041479 		INVESTMENT FL N/A
 EXCLUDED FROM TAX 4,607,717 200,732,524   No     No 77.330 %
(18) JBG INVESTMENT FUND III LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
52-2384738 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -3,092,618 165,830,129 Yes   -137,594   No 57.030 %
(19) JBG INVESTMENT FUND IV LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
01-0815265 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED -12,266,268 158,291,185 Yes   -14,872,041   No 59.880 %
(20) YXY PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2078133 		INVESTMENT DE FIFTH CENTURY LP
  		EXCLUDED FROM TAX 12,428,024 126,095,461 Yes       No 94.310 %
(21) OM HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5073267 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -2,791,055 112,797,650   No     No 99.600 %
(22) NOGA PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1192059 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 17,446,180 109,006,395 Yes   9,312   No 82.320 %
(23) JPF V HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2008388 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 7,408,075 100,718,546 Yes   -2,321,345   No 99.600 %
(24) IVP VI HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8699381 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,575,447 97,429,971 Yes   179,824   No 99.600 %
(25) NIFL HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8973999 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 8,938,025 95,109,192   No     No 99.600 %
(26) STRATEGIC RESIDENTIAL FUND I LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3398268 		INVESTMENT DE N/A
 EXCLUDED FROM TAX -8,621,547 92,776,063 Yes       No 95.630 %
(27) OMAHA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA OM HOLDINGS LP
  		EXCLUDED FROM TAX -3,096,365 91,845,765   No     No 98.600 %
(28) MEP IX LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
75-2537935 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 32,607,165 91,814,499 Yes       No 1.030 %
(29) MP-MF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2099979 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 401 86,121,481   No     No 99.600 %
(30) MANASLU FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0615593 		INVESTMENT CJ MP-MF HOLDINGS LP
  		EXCLUDED FROM TAX   86,120,568 Yes       No 95.300 %
(31) BAYROOT LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0390410 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,354,204 79,301,744 Yes       No 98.800 %
(32) Y2K PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
71-1007459 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -18,185,310 75,013,498 Yes       No 99.800 %
(33) AEF 5 US HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4076676 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -6,930,779 68,969,088   No     No 99.600 %
(34) CAUTHEN VI LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8202030 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED 137,657 68,696,475   No 453,442   No 79.840 %
(35) PEPF IV HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0290250 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 374,720 64,378,723 Yes   27,753   No 99.600 %
(36) YADKIN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2707395 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 2,725,090 60,713,937   No     No 79.840 %
(37) RIDGEFIELD LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2022850 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,650 59,434,862   No     No 79.840 %
(38) M&H REALTY PARTNERS VI LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
57-1182074 		INVESTMENT CA FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -1,680,770 58,432,894   No     No 51.990 %
(39) CYR FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0270646 		INVESTMENT DE CYR HOLDINGS LP
  		EXCLUDED FROM TAX 4,494,545 58,274,968   No     No 97.190 %
(40) LCPF V HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2776532 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 12,474,206 57,147,990   No     No 99.600 %
(41) GHEP III HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3853985 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 294,878 55,606,751   No     No 99.600 %
(42) GARFIELD LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4592367 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 5,053,537 55,208,305   No 52,828   No 79.840 %
(43) CAUTHEN VII LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-3653027 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED 363,246 52,259,835   No 196,341   No 79.840 %
(44) RAMSGATE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0419757 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 3,754,454 49,882,717   No     No 79.840 %
(45) ANACONDA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA FIFTH CENTURY LP
  		EXCLUDED FROM TAX 798,721 47,251,818   No     No 98.800 %
(46) TDRC II-A LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5025534 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX   46,214,171   No     No 99.600 %
(47) MERRIWEATHER LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3664410 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -241,231 45,130,249 Yes       No 98.800 %
(48) ALAMANCE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2575524 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 5,232 42,731,369   No     No 79.840 %
(49) BCAF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8453177 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 8,666,790 41,963,991   No     No 99.600 %
(50) OSCEOLA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2008431 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED 3,495,321 41,338,899   No -1,092,398   No 79.840 %
(51) RCP HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2008465 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,955,105 40,083,083   No     No 99.600 %
(52) FULTON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0165041 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 4,746,364 38,958,619   No     No 79.840 %
(53) VOLTA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3738749 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED 1,346,257 38,695,378   No -1,747,218   No 79.840 %
(54) FIF IV (CFA) HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4764198 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 525,110 38,683,604   No     No 99.600 %
(55) CALVERT LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3960036 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -1,765,773 35,756,096   No -2,919,741   No 79.840 %
(56) GREENFIELD LAND PARALLEL PARTNERS I LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4411467 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,677,115 35,437,450 Yes   -100,622   No 98.800 %
(57) RCP II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0444200 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 727,918 34,642,691   No     No 99.600 %
(58) BCVF 2007 HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5965183 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,328,221 33,925,379   No     No 99.600 %
(59) GOLDSBORO LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1996058 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -690,973 33,149,448   No -1,225,199   No 79.840 %
(60) RAMSGATE VIII LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5259910 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 24,079 32,295,946   No     No 79.840 %
(61) KHP FUND II LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5882068 		INVESTMENT CA FOURTH CENTURY LLC
  		UNRELATED -4,733,177 32,224,404 Yes   -6,522,275   No 60.180 %
(62) WOODWAY LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1206761 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 247,577 31,160,144   No     No 79.840 %
(63) GLOSTER LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1263980 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED 2,008,277 30,186,901   No 2,017,820   No 79.840 %
(64) AEF 6 US HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2867531 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 8,710,097 29,984,808   No     No 99.600 %
(65) EPP HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8209090 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -1,687,157 29,150,707   No     No 99.600 %
(66) GEF II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0348232 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -1,125,983 29,011,603 Yes   -1,129,076   No 99.600 %
(67) OGDEN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1212114 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 6,183,270 28,992,859   No     No 79.840 %
(68) WYNNWOOD VIII LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-3294405 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 6,330,552 28,914,228   No 2,065,528   No 79.840 %
(69) SEDGWICK LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0483594 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 583,487 27,769,687   No     No 79.840 %
(70) NLVF II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1545222 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 951,232 27,265,158   No     No 99.600 %
(71) RIDGEFIELD VIII LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1603389 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 551 26,325,357   No     No 79.840 %
(72) ALAMANCE A LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3484520 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 3,220 26,294,937   No     No 79.840 %
(73) ALDERBROOK LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2939768 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 4,247,327 25,727,519   No 86,405   No 79.840 %
(74) TYPHOON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
01-0685132 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 2,293,276 25,422,248 Yes       No 91.270 %
(75) HEVP HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4982016 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -1,192,077 25,374,420   No     No 99.600 %
(76) SPOP II CP HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8685452 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 22 25,020,863   No     No 99.600 %
(77) MACOMB IX LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5025458 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED 106,048 24,528,875   No 61,412   No 79.840 %
(78) CALVERT VI LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1603346 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -257,046 24,447,294   No -466,717   No 79.840 %
(79) UPTON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5778792 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   23,798,510   No     No 79.840 %
(80) ALAMANCE VI LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8558864 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 2 22,436,155   No     No 79.840 %
(81) WYNNWOOD II LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5548320 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 13,521,893 21,862,311   No 4,170,806   No 79.840 %
(82) FRC II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1670120 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 234,763 20,650,504   No     No 99.600 %
(83) CHICAGO LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA FIFTH CENTURY LP
  		EXCLUDED FROM TAX -468,396 20,299,205   No     No 98.800 %
(84) SANGAMORE II LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2672293 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -90,345 19,991,633   No -19,518   No 79.840 %
(85) WESTPATH LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2297672 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,567,489 19,968,798   No -10,984   No 79.840 %
(86) BOF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5923569 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,791,290 19,797,887 Yes   208,172   No 99.600 %
(87) IVA II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2652041 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 37,745 18,469,720   No     No 99.600 %
(88) SP 8 HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0558478 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -747,090 17,931,097   No     No 99.600 %
(89) ORDWAY LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5189347 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,150,992 17,804,000   No -7,204   No 79.840 %
(90) EDMUNDS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4257832 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 986,525 17,552,764   No 44,956   No 79.840 %
(91) DENT LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4202230 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -1,763,724 17,551,050   No     No 79.840 %
(92) FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
94-3388317 		INVESTMENT DE N/A
 UNRELATED 2,756,604 17,017,335 Yes   2,499,971   No 87.280 %
(93) IRIS 2009 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-4100777 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 129 16,721,226   No     No 99.600 %
(94) DUMBARTON LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3919432 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 9,584 16,045,411   No     No 79.840 %
(95) CAUTHEN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2776143 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -2,149,274 15,942,085   No -83,057   No 79.840 %
(96) CORBIN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1263962 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 91,823 15,883,879   No -2,925   No 79.840 %
(97) SALINA FORESTRY LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA OM HOLDINGS LP
  		EXCLUDED FROM TAX 304,257 15,650,303   No     No 98.600 %
(98) FARALLON DEPOT INVESTORS LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
94-3309848 		INVESTMENT DE N/A
 EXCLUDED FROM TAX -442,243 15,408,654   No -7,135   No 70.000 %
(99) YANKEE FOREST LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3384575 		INVESTMENT NH N/A
 EXCLUDED FROM TAX -295,392 15,404,987 Yes       No 99.000 %
(100) KCF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8861865 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 214,529 14,594,415   No     No 99.600 %
(101) HEVP II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1828824 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX   14,193,378   No     No 99.600 %
(102) VOLTA IV LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0914710 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED 249,018 14,167,479   No 190,035   No 79.840 %
(103) NEWBURN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0365032 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 10,800 13,502,448   No     No 79.840 %
(104) TILDEN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8558781 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 3,520 13,482,283   No     No 79.840 %
(105) IVP V COINVESTMENT HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2707519 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,083,927 13,335,698   No     No 99.600 %
(106) POE LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2765485 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -96,580 12,728,326   No     No 79.840 %
(107) BE III HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5495967 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -767,509 12,409,394   No     No 99.600 %
(108) DENT VI LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2867610 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,530,247 12,152,991   No     No 79.840 %
(109) SANGAMORE III LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0753284 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 348,350 12,109,955   No 41,147   No 79.840 %
(110) WYNNWOOD LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1363230 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED 1,376,717 11,952,063   No 1,481,013   No 79.840 %
(111) RAMSGATE IX LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8833887 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   11,823,384   No     No 79.840 %
(112) NEWINGTON LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0763113 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 549,289 11,765,582   No     No 79.840 %
(113) YUMA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1584783 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 65,180 11,205,568   No 4,818   No 79.840 %
(114) HUIDIKOPER LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-4196504 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 86 11,170,395   No     No 79.840 %
(115) HAWTHORNE III LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0854590 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   11,017,756   No     No 79.840 %
(116) ECP II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0151337 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -488,765 10,394,032   No     No 99.600 %
(117) QUINN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-3879664 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 158,757 10,142,126   No     No 79.840 %
(118) MEP IV HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0646713 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 7,419 9,985,541   No     No 99.600 %
(119) YVF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3708621 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -666,341 9,916,685   No     No 99.600 %
(120) MACOMB VIII LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5681131 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 288,685 9,874,692   No 23,800   No 79.840 %
(121) YADKIN III LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2477930 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -158,045 9,375,614   No     No 79.840 %
(122) GLOSTER III LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8833953 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   9,352,348   No     No 79.840 %
(123) YD VALUE FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3708621 		INVESTMENT DE YVF HOLDINGS LP
  		EXCLUDED FROM TAX -667,543 9,351,620   No     No 99.330 %
(124) WINDOM LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1768804 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 336,496 9,142,637   No     No 79.840 %
(125) CRANBROOK LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3115503 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -1,359,199 8,929,085   No     No 79.840 %
(126) HARBOR HILLS HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
02-0729602 		INVESTMENT DE N/A
 UNRELATED -1,124,773 7,824,523 Yes   -1,118,639   No 55.000 %
(127) WILSON LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2232279 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 274 6,894,470   No     No 79.840 %
(128) KLINGLE LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4592461 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,190,213 6,859,970   No 7,061   No 79.840 %
(129) WHITEHAVEN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-3915778 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 91 6,822,309   No     No 79.840 %
(130) HARBOR HILLS DEVELOPMENT LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
16-1453802 		INVESTMENT DE HARBOR HILLS HOLDINGS LP
  		UNRELATED -1,035,310 6,817,367 Yes   -1,031,017   No 55.000 %
(131) JPS HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8909921 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX   6,119,557   No     No 99.600 %
(132) ODE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
37-1567347 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   5,229,466   No     No 79.840 %
(133) AVON LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4056103 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -4,326,776 5,198,766   No -215,267   No 79.840 %
(134) DENT A LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8725065 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -458,568 4,563,288   No     No 79.840 %
(135) WE 150 MUNSON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0233373 		INVESTMENT DE N/A
 EXCLUDED FROM TAX -242,160 4,502,337 Yes       No 56.950 %
(136) RAMSGATE IX A LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1797786 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   4,299,414   No     No 79.840 %
(137) FESSENDEN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2270383 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -20 3,911,763   No     No 79.840 %
(138) ARC ENERGY FUND USLIMITED PARTNERSHIP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0188406 		INVESTMENT CA N/A
 EXCLUDED FROM TAX 2,437,292 3,800,935 Yes       No 55.770 %
(139) UHLE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3981909 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   3,772,440   No     No 79.840 %
(140) WELBORN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1212127 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 750,076 3,612,551   No     No 79.840 %
(141) FRESHET WIND ENERGY LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
33-1200160 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED -79,433 3,611,338   No -80,306   No 79.840 %
(142) SANGAMORE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0357077 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,211,511 2,328,675   No -53,158   No 79.840 %
(143) LUNXUS WIND ENERGY LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
33-1200159 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED -48,044 2,322,984 Yes   -48,140   No 79.840 %
(144) SF-NEW PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
92-0179258 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 382,388 2,322,365   No     No 91.250 %
(145) HIGHLAND WIND HOLDINGS LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
33-1200162 		INVESTMENT DE LUNXUS WIND ENERGY LLC
  		UNRELATED -18,408 2,318,649 Yes   -18,445   No 71.860 %
(146) ALCHEMY PLAN (BULLDOG) LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0186258 		INVESTMENT GK N/A
 EXCLUDED FROM TAX 784,124 948,657   No     No 99.010 %
(147) CORBIN VI LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0773197 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 409 601,249   No     No 79.840 %
(148) HARBOR HILLS UTILITIES LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
16-1453800 		INVESTMENT DE HARBOR HILLS HOLDINGS LP
  		UNRELATED -81,214 515,963 Yes   -81,214   No 55.000 %
(149) 100 HOWE STREET ASSOCIATES LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1386762 		INVESTMENT CT N/A
 EXCLUDED FROM TAX 182,134 416,144 Yes       No 97.080 %
(150) STONECHAT PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT JE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   205,438 Yes       No 89.320 %
(151) 4620 ASSOCIATES LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
13-4036667 		INVESTMENT DE PASSIVE HOLDING LLC
  		EXCLUDED FROM TAX 108,711 174,575   No     No 83.990 %
(152) 94 HOWE STREET ASSOCIATES LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1428914 		INVESTMENT CT N/A
 EXCLUDED FROM TAX 51,729 156,432 Yes       No 91.930 %
(153) RAMSGATE X LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3616177 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   150,193   No     No 79.840 %
(154) STARFAR I PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
94-3205101 		INVESTMENT DE N/A
 UNRELATED -7,537 85,779   No -7,537   No 60.830 %
(155) BY PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
13-3738930 		INVESTMENT DE N/A
 EXCLUDED FROM TAX -7,490,098 11,870   No     No 91.940 %
(156) TILDEN II LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-4210952 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   8,310   No     No 79.840 %
(157) UNITEDHARVEY INVESTORS V LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
75-2773845 		INVESTMENT DE N/A
 EXCLUDED FROM TAX 1,322     No     No 0 %
(158) H & Y LLC

C/O YALE UNIVERSITY PO BOX 208240
NEW HAVEN,CT065208240
20-8696854 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX       No     No 80.070 %
(159) JVL GLOBAL ENERGY (QP) LP

C/O YALE UNIVERSITY PO BOX 208240
NEW HAVEN,CT065208240
03-0504098 		INVESTMENT TX N/A
 EXCLUDED FROM TAX       No     No 100.000 %
(160) KTOWN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-4278453 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX       No     No 99.800 %
(161) LUXIVER LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-1504333 		INVESTMENT DE N/A
 EXCLUDED FROM TAX       No     No 100.000 %
(162) RECORD HILL WIND HOLDINGS LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
33-1200161 		INVESTMENT DE PRIME WIND ENERGY LLC
  		UNRELATED -20,378   Yes   -20,418   No 78.170 %
(163) PRIME WIND ENERGY LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
33-1200158 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED -41,398   Yes   -41,481   No 85.470 %
(164) HARBOR HILLS COUNTRY CLUB LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
16-1453797 		INVESTMENT DE HARBOR HILLS HOLDINGS LP
  		UNRELATED -8,249 -2,878,147 Yes   -6,408   No 55.000 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



 		(b)
Primary activity



 		(c)
Legal domicile
(state or
foreign
country)
 		(d)
Direct controlling
entity


 		(e)
Type of entity
(C corp, S corp,
or trust)

 		(f)
Share of total income



 		(g)
Share of
end-of-year
assets

 		(h)
Percentage
ownership
(1) NEW FYI LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ N/A
 C 183,008,903 796,648,162 100.000 %
(2) CRS FUND LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ CYR HOLDINGS LP
  		C 108,367,324 457,380,302 99.600 %
(3) THE CAERULEUS FUND
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ FOURTH CENTURY LLC
  		C 57,860,308 328,780,015 99.800 %
(4) GAOLING YALI FEEDER LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CH FOURTH CENTURY LLC
  		C 44,988,913 190,153,982 99.800 %
(5) LP VALUE LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT VQ N/A
 C 3,291,685 157,282,676 96.010 %
(6) FOURTH CENTURY TRUST
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-6699631 		INVESTMENT CT N/A
 T 70,828,252 141,206,389 100.000 %
(7) YB CAYMAN LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ YB INSTITUTIONAL LP
  		C 2,047,877 78,617,771 99.060 %
(8) PWEB LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1392408 		INVESTMENT DE FOURTH CENTURY LLC
  		C 7,954 59,714,381 99.800 %
(9) ARMINIUS REAL ESTATE OPPORTUNITY FEEDER FUND II LP
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT UK FOURTH CENTURY LLC
  		C -577,208 59,522,366 90.730 %
(10) 3148591 NOVA SCOTIA LIMITED
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA OM HOLDINGS LP
  		C 4,548,730 20,505,585 98.600 %
(11) NCH INVESTORS FUND (YU) CORP
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ FOURTH CENTURY LLC
  		C 1,424,431 15,866,878 99.700 %
(12) CONNECTICUT BOOLA INC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0798544 		INVESTMENT CT N/A
 C 1,050,193 15,779,559 100.000 %
(13) FWEB LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3304506 		INVESTMENT DE FOURTH CENTURY LLC
  		C 4,907 3,456,005 99.800 %
(14) MANASLU PARTNERS LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ MP-MF HOLDINGS LP
  		C 2,675,811 1,627,059 99.600 %
(15) 3215186 NOVA SCOTIA LIMITED
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA OM HOLDINGS LP
  		C 131,246 1,557,345 98.600 %
(16) LAKE PLACE TRUST
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-6484239 		INVESTMENT CT N/A
 T -10,792 1,422,149 100.000 %
(17) 2089841 ONTARIO LIMITED
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA FIFTH CENTURY LP
  		C 21 959,461 98.800 %
(18) HARBOR HILLS COUNTRY CLUB INC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
16-1452585 		INVESTMENT DE HARBOR HILLS HOLDINGS LP
  		C -63 39,629 55.000 %
(19) HIP INVESTORS INC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
75-2546639 		INVESTMENT TX N/A
 C 1,171 12,362 88.890 %
(20) HARBOR HILLS SALES INC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
59-3343340 		INVESTMENT FL HARBOR HILLS HOLDINGS LP
  		C   550 55.000 %
(21) DRAMA PRODUCTIONS INC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0851103 		PERFORMING ARTS CT N/A
 C 889,406 304 100.000 %
(22) YALE UNIVERSITY HONG KONG TRUST
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 ACCEPT CHARITABLE CONTRIBUTIONS HK N/A
 T 2,550   100.000 %
(23) JOHN E POLLARD TRUST
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0646973 		INVESTMENT CT N/A
 T     100.000 %
(24) YORK STREET ASSOCIATES INC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1174464 		INACTIVE CT N/A
 C     100.000 %
(25) THE APOGEE FUND LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ FOURTH CENTURY LLC
  		C -4,376,698    
(26) CHARITABLE POOLED INCOME FUNDS (3)
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CT  
T      
(27) CHARITABLE REMAINDER TRUSTS (132)
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CT  
T      
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
Yes
 
k Performance of services or membership or fundraising solicitations for other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations by other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Sharing of facilities, equipment, mailing lists, or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of paid employees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Reimbursement paid to other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid by other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Other transfer of cash or property to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type(a-r) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) 100 HOWE STREET ASSOCIATES LLC

 R 193,290 CASH VALUE
(2) 94 HOWE STREET ASSOCIATES LLC

 R 55,845 CASH VALUE
(3) ALCHEMY PLAN (BULLDOG) LP

 R 574,269 CASH VALUE
(4) ARC ENERGY FUND US LIMITED PARTNERSHIP

 R 1,120,794 CASH VALUE
(5) BY PARTNERS LP

 R 3,654,514 CASH VALUE
(6) CONNECTICUT BOOLA INC

 B 643,853 CASH VALUE
(7) CONNECTICUT BOOLA INC

 R 643,853 CASH VALUE
(8) DRAMA PRODUCTIONS INC

 O 889,406 CASH VALUE
(9) FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP

 B 237,011 CASH VALUE
(10) FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP

 R 7,292,876 CASH VALUE
(11) FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP

 B 8,192,876 CASH VALUE
(12) FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP

 R 71,594,488 CASH VALUE
(13) FARALLON DEPOT INVESTORS LLC

 B 296,642 CASH VALUE
(14) FIFTH CENTURY LP

 B 773,700,693 CASH VALUE
(15) FIFTH CENTURY LP

 R 591,616,255 CASH VALUE
(16) FOURTH CENTURY TRUST

 C 7,644,520 CASH VALUE
(17) FOURTH CENTURY LLC

 B 941,165,303 CASH VALUE
(18) FOURTH CENTURY LLC

 R 596,722,487 CASH VALUE
(19) HARBOR HILLS HOLDINGS LP

 B 850,000 CASH VALUE
(20) JVL GLOBAL ENERGY (QP) LP

 B 6,145,237 CASH VALUE
(21) LONE SEQUOIA LP

 R 11,340,859 CASH VALUE
(22) LP VALUE LP

 R 25,000,000 CASH VALUE
(23) LUXIVER LP

 B 34,461,121 CASH VALUE
(24) NEW FYI LTD

 R 112,086,395 CASH VALUE
(25) PAUL MELLON CENTRE FOR STUDIES IN BRITISH ART

 B 4,012,178 CASH VALUE
(26) PROSPECT STREET ASSOCIATES LTD

 R 25,000,000 CASH VALUE
(27) STRATEGIC RESIDENTIAL FUND I LLC

 B 7,922,625 CASH VALUE
(28) STRATEGIC RESIDENTIAL FUND II LLC

 B 475,000 CASH VALUE
(29) STRATEGIC RESIDENTIAL FUND II LLC

 R 570,000 CASH VALUE
(30) STRATEGIC RESIDENTIAL FUND II LLC

 L 1,555,625 CASH VALUE
(31) WE 150 MUNSON LLC

 J 2,056,749 CASH VALUE
(32) YANKEE FOREST LLC

 R 997,771 CASH VALUE
(33) YB INSTITUTIONAL LIMITED PARTNERSHIP

 R 87,402,000 CASH VALUE
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Are all
partners
section
501(c)(3)
organizations? 		(e)
Share of
end-of-year
assets 		(f)
Disproprtionate allocations? 		(g)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065) 		(h)
General or
managing
partner?
Yes No Yes No Yes No






























Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
  SCHEDULE R, PART I-V: NAME, ADDRESS AND EIN: THE FORM 990, SCHEDULE R, LISTS THE NAME OF EACH ENTITY AS OF THE DATE OF THE FORM 990 FILING. SCHEDULE R, PART II: GENERAL NOTE: THERE IS NO REQUIREMENT THAT A SUPPORTING ORGANIZATION NOTIFY THE ORGANIZATION IT SUPPORTS OF THE SUPPORTING ORGANIZATION'S EXISTENCE. PART II INCLUDES THOSE IRC SECTION 509(A)(3) SUPPORTING ORGANIZATIONS OF YALE UNIVERSITY OF WHICH THE UNIVERSITY IS AWARE. SCHEDULE R, PARTS II AND III: GENERAL NOTE: DISPROPORTIONATE ALLOCATIONS INDICATED IN COLUMN (H) OF PART III GENERALLY RELATE TO I.) A GENERAL PARTNER'S TYPICAL CARRIED INTEREST WITH RESPECT TO PRIVATE FUND INVESTMENTS OR II.) ALLOCATIONS AMONG 501(C)(3) ORGANIZATIONS THAT ARE PARTNERS OR MEMBERS IN AN INVESTMENT ENTITY. SCHEDULE R, PART IV: SPLIT INTEREST CHARITABLE TRUSTS WHICH MAY DISTRIBUTE FUNDS TO THE UNIVERSITY ARE NOT LISTED IN PART IV DUE TO CONCERN FOR THE CONFIDENTIALITY OF THE DONORS. DISTRIBUTIONS FROM THESE TRUSTS ARE REPORTED ON PART VIII LINE 1H (CONTRIBUTIONS, GIFTS, GRANTS AND OTHER SIMILAR AMOUNTS). AS OF JUNE 30, 2011 THE UNIVERSITY WAS THE SOLE TRUSTEE AND PRIMARY REMAINDER BENEFICIARY OF 132 CHARITABLE REMAINDER TRUSTS WITH A TOTAL FAIR MARKET VALUE OF $89.33 MILLION. AS OF JUNE 30, 2011 THE UNIVERSITY MAINTAINED THREE CHARITABLE POOLED INCOME FUNDS WITH 256 PARTICIPANTS AND A TOTAL MARKET VALUE OF $17.23 MILLION. SCHEDULE R, PART V: GENERAL NOTE: THIS SCHEDULE REFLECTS ALL TRANSFERS BY YALE UNIVERSITY TO CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES MADE FURTHER TRANSFERS TO OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY. IN ADDITION, THIS SCHEDULE REFLECTS ALL TRANSFERS TO YALE UNIVERSITY BY CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES RECEIVED TRANSFERS FROM OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY.
Additional Data


Software ID:  
Software Version:  






TY 2010 AffiliatedGroupSchedule
Name:
YALE UNIVERSITY
EIN: 06-0646973
Affiliated Group Business Name:
YALE UNIVERSITY
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-0646973
Electing Organization Checkbox:
Total Grassroots Lobbying:
15,670
Total Direct Lobbying:
594,290
Total Lobbying Expenditures:
609,960
Other Exempt Purpose Expenditures:
2,966,047,635
Total Exempt Purpose Expenditures:
2,966,657,595
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
3C CORPORATION
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
41-2046529
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
5C CORPORATION
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
20-0763050
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
ALUMNI FUND ASSOC OF YALE
 
Address. Either US or Foreign Type:
157 CHURCH STREET
NEW HAVEN, CT06520    
EIN:
06-6078326
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6032565
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
18,175,666
Total Exempt Purpose Expenditures:
18,175,666
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF THE YALE SCHOOL MANAGEMENT INC
 
Address. Either US or Foreign Type:
EIGHT PIEDMONT CENTER SUITE 100
ATLANTA, GA30305    
EIN:
58-2617787
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,915,124
Total Exempt Purpose Expenditures:
1,915,124
Lobbying Nontaxable Amount:
245,756
Grassroots Nontaxable Amount:
61,439
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE NEW CLINICAL PROGRAM DEVELOPMENT CORP
 
Address. Either US or Foreign Type:
789 HOWARD AVENUE
NEW HAVEN, CT06519    
EIN:
06-1565494
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
15,429,072
Total Exempt Purpose Expenditures:
15,429,072
Lobbying Nontaxable Amount:
921,454
Grassroots Nontaxable Amount:
230,364
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE SOUTHERN OBSERVATORY INC
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6068906
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
97,919
Total Exempt Purpose Expenditures:
97,919
Lobbying Nontaxable Amount:
19,584
Grassroots Nontaxable Amount:
4,896
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6414276
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
28,914,322
Total Exempt Purpose Expenditures:
28,914,322
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE NEW HAVEN MEDICAL CENTER INC
 
Address. Either US or Foreign Type:
20 YORK STREET
NEW HAVEN, CT06519    
EIN:
23-7440891
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,095,973
Total Exempt Purpose Expenditures:
1,095,973
Lobbying Nontaxable Amount:
184,597
Grassroots Nontaxable Amount:
46,149
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0