| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PRADERE, MOHATT & RINALDO, LLP | 1,500 | 1,125 | 375 |
| Person Name | Explanation |
|---|---|
| DORIS N RIEHM | |
| SANDRA SHEPARD | |
| ELIZABETH GANIN | |
| SUSAN BRADEN | |
| JOHN W RIEHM III |
| Identifier | Return Reference | Explanation |
|---|---|---|
| GENERAL ELECTIONS | YEAR ENDED: SEPTEMBER 30, 2011 26-0631873 THE RIEHM FAMILY FOUNDATION, INC. PO BOX 603 SHERIDAN, WY 82801 REQUEST FOR ABATEMENT OF FIRST TIER TAXES IN CERTAIN CASES CORRECTIVE ACTION STATEMENT - FORM 4720, LINE B THE ORGANIZATION REQUESTS ABATEMENT OF FIRST TIER TAXES UNDER SECTION 4962 OF THE INTERNAL REVENUE CODE THAT PROVIDES FOR ABATEMENT AND REFUND OF FIRST TIER EXCISE TAX DUE TO REASONABLE CAUSE. THE TRUSTEES INADVERTANTLY OVERLOOKED DISTRIBUTING THE REMAINING DISTRIBUTABLE AMOUNT OF 45,804 FOR ITS FISCAL YEAR ENDED SEPTEMBER 30, 2010, WHICH WAS REQUIRED TO BE DISTRIBUTED BY SEPTEMBER 30, 2011. WHEN THIS OVERSIGHT WAS DISCOVERED, THE TRUSTEES IMMEDIATELY MADE THE REQUIRED DISTRIBUTIONS TO THE CHARITABLE BENEFICIARIES. THE DISTRIBUTIONS WERE MADE ON NOVEMBER 12, 2011 TOTALLING 46,000. ALL REQUIRED DISTRIBUTIONS ARE NOW CURRENT. THE TAXABLE EVENT THAT CAUSED THE TIER 1 EXCISE TAX WAS DUE TO REASONABLE CAUSE AND NOT WILLFUL NEGLECT, AND SUCH EVENT WAS CORRECTED WITHIN THE CORRECTION PERIOD FOR SUCH EVENT. THE FOUNDATION HAS NOT RECEIVED ANY DEFICIENCY NOTICES FROM THE INTERNAL REVENUE SERVICE. |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 3,853.661 VANGUARD GNMA FUND | 40,000 | 43,007 |
| 6,936.746 DODGE & COX INCOME FUND | 86,816 | 91,981 |
| 2,773.109 VANGUARD HIGH YIELD COR | 16,500 | 15,141 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 115.000-ABBOTT LABORATORIES | 6,262 | 5,881 |
| 60.000-AIR PRODUCTS & CHEMICALS | 5,867 | 4,582 |
| 53.000-APACHE CORPORATION | 5,291 | 4,253 |
| 25.000-APPLE COMPUTER INC | 4,628 | 9,533 |
| 319.000-BANK AMERICA CORPORATION | ||
| 183.000-BANK OF NEW YORK MELLON COR | ||
| 65.000-BERKSHIRE HATHAWAY INC - CL | 4,987 | 4,618 |
| 69.000-BEST BUY INC | ||
| 40.000-BHP BILLITON LIMITED ADR | 3,238 | 2,658 |
| 71.000-CATERPILLAR INC | 3,969 | 5,243 |
| 76.000-CHEVRON CORP | 6,954 | 7,037 |
| 313.000-CISCO SYSTEMS INC | 8,955 | 4,852 |
| 151.000-CITIGROUP INC | 6,771 | 3,868 |
| 62.000-COSTCO WHOLESALE CORPORATION | 4,208 | 5,092 |
| 96.000-DANAHER CORPORATION | ||
| 62.000-DEERE & COMPANY | 4,948 | 4,003 |
| 95.000-DISNEY WALT CO HOLDINGS | 1,959 | 2,865 |
| 85.000-DU PONT E I DE NEMOURS & COM | 4,135 | 3,397 |
| 455.630-EATON VANCE TAX-MANAGED EME | 24,750 | 18,594 |
| 279.000-EMC CORPORATION | 6,929 | 5,856 |
| 145.000-EMERSON ELECTRIC COMPANY | 7,385 | 5,990 |
| 60.000-EXELON CORPORATION | 3,202 | 2,557 |
| 121.000-EXXON MOBIL CORPORATION | 11,049 | 8,788 |
| 1,652.893-FORWARD STRATEGIC ALTERNA | ||
| 230.000-GENERAL ELECTRIC COMPANY | 5,949 | 3,501 |
| 6.000-GOOGLE INC | 2,905 | 3,090 |
| 1,469.980-HARBOR INTERNATIONAL FUND | 110,000 | 73,690 |
| 110.000-HEWLETT PACKARD COMPANY | ||
| 83.000-ILLINOIS TOOL WORKS INC | 4,641 | 3,453 |
| 151.000-INTEL CORPORATION | 3,958 | 3,222 |
| 76.000-JOHNSON & JOHNSON | 4,939 | 4,840 |
| 138.000-JOHNSON CONTROLS INC | 5,133 | 3,639 |
| 154.000-JP MORGAN CHASE & COMPANY | 7,064 | 4,638 |
| 106.000-KRAFT FOODS INC | 3,271 | 3,559 |
| 2,425.740-LKCM SMALL CAP EQ INSTITU | 45,000 | 48,151 |
| 145.000-LOWES COS INC | ||
| 83.000-MCDONALDS CORPORATION | 4,783 | 7,289 |
| 105.000-MEDTRONIC INC | ||
| 128.000-MERCK & CO INC | 4,754 | 4,186 |
| 94.000-METLIFE INC | 5,068 | 2,633 |
| 1,486.490-MORGAN STANLEY INST MID C | 43,758 | 48,385 |
| 68.000-NEXTERA ENERGY INC | 3,375 | 3,673 |
| 101.000-NORTHERN TRUST CORPORATION | 7,549 | 3,533 |
| 300.000-ORACLE CORPORATION | 6,522 | 8,622 |
| 122.000-PEABODY ENERGY CORPORATION | 4,578 | 4,133 |
| 120.000-PEPSICO INC | 8,846 | 7,428 |
| 66.000-PHILIP MORRIS INTERNATIONAL | 4,246 | 4,117 |
| 113.000-PROCTOR & GAMBLE COMPANY | 7,610 | 7,139 |
| 165.000-QUALCOMM INC | 6,839 | 8,024 |
| 98.000-SCHLUMBERGER LIMITED | 7,724 | 5,854 |
| 117.000-TARGET CORPORATION | 6,945 | 5,738 |
| 111.000-TEVA PHARMACEUTICAL INDUSTR | 5,536 | 4,131 |
| 136.000-U S BANCORP DEL | 3,794 | 3,201 |
| 79.000-UNITEDHEALTH GROUP INC | 4,002 | 3,643 |
| 75.000-UNITED TECHNOLOGIES CORPORAT | ||
| 214.580-VANGUARD INDEX TRUST FUND 5 | 17,500 | 18,467 |
| 90.000-VERIZON COMMUNICATIONS | 3,673 | 3,312 |
| 62.000-WAL-MART STORES INC | ||
| 142.000-WASTE MANAGEMENT INC | 4,632 | 4,624 |
| Category/ Item | Cost/Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|---|---|---|---|
| REAL ESTATE | 84,000 | 84,000 | 1,255,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 7,132 | 7,132 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES | 9 | 9 | ||
| FEDERAL EXCISE TAX | 302 |