Department of the Treasury Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
Attach to Form 990 or Form 990-EZ. See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
AMERICAN POLITICAL SCIENCE ASSOCIATION
Employer identification number
53-0200001
Part I
Reason for Public Charity Status
(All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f
If the organization received a written determination from the IRS that it is a Type I, Type II or Type III supporting organization, check this box
..................................................
g
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization?
................
11g(i)
(ii)
a family member of a person described in (i) above?
......................
11g(ii)
(iii)
a 35% controlled entity of a person described in (i) or (ii) above?
................
11g(iii)
h
Provide the following information about the supported organization(s).
(i) Name of supported organization
(ii) EIN
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv) Is the organization in col. (i) listed in your governing document?
(v) Did you notify the organization in col. (i) of your support?
(vi) Is the organization in col. (i) organized in the U.S.?
(vii) Amount of support?
Yes
No
Yes
No
Yes
No
Total
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the
organization failed to qualify under Part III. If the organization fails to
qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in)
(a) 2006
(b) 2007
(c) 2008
(d) 2009
(e) 2010
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
2
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3
The value of services or facilities furnished by a governmental unit to the organization without charge..
4
Total. Add lines 1 through 3..
5
The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included
on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6
Public Support. Subtract line 5 from line 4.
Section B. Total Support
Calendar year(or fiscal year beginning in)
(a) 2006
(b) 2007
(c) 2008
(d) 2009
(e) 2010
(f) Total
7
Amounts from line 4..
8
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
9
Net income from unrelated business activities, whether or not the business is regularly carried on..
10
Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..
11
Total support (Add lines 7 through 10).
12
Gross receipts from related activities, etc. (See instructions.)
..................
12
13
First Five Years
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here..........................................
Section C. Computation of Public Support Percentage
14
Public Support Percentage for 2010 (line 6 column (f) divided by line 11 column (f))
.........
14
15
Public Support Percentage for 2009 Schedule A, Part II, line 14
...............
15
16a
33 1/3% support test—2010.
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
......................
b
33 1/3% support test—2009.
If the organization did not check the box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
.....................
17a
10%-facts-and-circumstances test—2010.
If the organization did not check a box on line 13, 16a, or 16b and line 14
is 10% or more, and if the organization meets the "facts and circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts and circumstances" test. The organization qualifies as a publicly supported
organization
..................................................
b
10%-facts-and-circumstances test—2009.
If the organization did not check a box on line 13, 16a, 16b, or 17a and line
15 is 10% or more, and if the organization meets the "facts and circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts and circumstances" test. The organization qualifies as a publicly supported organization
..............................................
18
Private Foundation
If the organization did not check a box on line 13, 16a, 16b, 17a or 17b, check this box and see
instructions
...................................................
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization
failed to qualify under Part II. If the organization fails to qualify under
the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in)
(a) 2006
(b) 2007
(c) 2008
(d) 2009
(e) 2010
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
534,742
374,934
658,131
894,432
576,615
3,038,854
2
Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3,322,910
3,426,302
3,738,684
5,854,780
4,010,597
20,353,273
3
Gross receipts from activities that are not an unrelated trade or business under section 513..
279,325
287,628
254,033
210,347
212,538
1,243,871
4
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5
The value of services or facilities furnished by a governmental unit to the organization without charge..
6
Total. Add lines 1 through 5.
4,136,977
4,088,864
4,650,848
6,959,559
4,799,750
24,635,998
7a
Amounts included on lines 1, 2, and 3 received from disqualified persons...
0
b
Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
0
c
Add lines 7a and 7b..
0
8
Public Support (Subtract line 7c from line 6.)
24,635,998
Section B. Total Support
Calendar year (or fiscal year beginning in)
(a) 2006
(b) 2007
(c) 2008
(d) 2009
(e) 2010
(f) Total
9
Amounts from line 6...
4,136,977
4,088,864
4,650,848
6,959,559
4,799,750
24,635,998
10a
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
1,232,165
577,026
1,259,202
1,205,314
1,069,126
5,342,833
b
Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c
Add lines 10a and 10b.
1,232,165
577,026
1,259,202
1,205,314
1,069,126
5,342,833
11
Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
69,827
158,104
103,801
38,319
20,427
390,478
13
Total support (Add lines 9, 10c, 11 and 12.).
5,438,969
4,823,994
6,013,851
8,203,192
5,889,303
30,369,309
14
First Five Years
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.............................................
Section C. Computation of Public Support Percentage
15
Public Support Percentage for 2010 (line 8 column (f) divided by line 13 column (f))
.........
15
81.120 %
16
Public support percentage from 2009 Schedule A, Part III, line 15
...............
16
79.130 %
Section D. Computation of Investment Income Percentage
17
Investment income percentage for 2010 (line 10c column (f) divided by line 13 column (f))
......
17
17.590 %
18
Investment income percentage from 2009 Schedule A, Part III, line 17
.............
18
19.300 %
19a
33 1/3% support tests—2010.
If the organization did not check the box on line 14, and line 15 is more than 33 1/3% and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
..........
b
33 1/3% support tests—2009.
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
....
20
Private Foundation
If the organization did not check a box on line 14, 19a or 19b, check this box and see instructions
.....
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 4
Part IV
Supplemental Information.
Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
Explanation
Schedule A (Form 990 or 990-EZ) 2010
Additional Data
Software ID:
Software Version:
-
TIN:
SCHEDULE O (Form 990 or 990-EZ)
Department of the Treasury Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
AMERICAN POLITICAL SCIENCE ASSOCIATION
Employer identification number
53-0200001
Identifier
Return Reference
Explanation
FORM 990, PART VI, SECTION A, LINE 6
WITH MORE THAN 15,000 MEMBERS RESIDING IN OVER 80 COUNTRIES WORLDWIDE, THE AMERICAN POLITICAL SCIENCE ASSOCIATION IS THE WORLD'S LARGEST PROFESSIONAL ORGANIZATION FOR THE STUDY OF POLITICS. THROUGH APSA'S EXTRAORDINARY RANGE OF PROGRAMS AND SERVICES FOR INDIVIDUALS, DEPARTMENTS, AND INSTITUTIONS, THE ASSOCIATION BRINGS TOGETHER POLITICAL SCIENTISTS FROM ALL FIELDS OF INQUIRY, REGIONS, AND OCCUPATIONAL ENDEAVORS IN ORDER TO EXPAND OUR AWARENESS AND UNDERSTANDING OF POLITICAL LIFE.
FORM 990, PART VI, SECTION A, LINE 7A
THE ELECTIVE OFFICERS, EXCEPT THE PRESIDENT, SHALL BE CHOSEN BY VOTE OF THE MEMBERS OF THE ASSOCIATION ATTENDING THE ANNUAL BUSINESS MEETING, A QUORUM BEING PRESENT, PROVIDED THAT WHENEVER THERE IS A CONTEST FOR ANY ELECTED OFFICE OR OFFICES SUCH ELECTIONS SHALL BE CONDUCTED BY MAIL BALLOT OF THE ENTIRE INDIVIDUAL MEMBERSHIP. IN THE LATTER EVENT THE EXECUTIVE DIRECTOR SHALL DISTRIBUTE BALLOTS WITHIN THIRTY (30) DAYS FOLLOWING THE ANNUAL BUSINESS MEETING AND UNDER SUCH OTHER CONDITIONS AS THE COUNCIL MAY PRESCRIBE, AND HE OR SHE SHALL COUNT ONLY BALLOTS RETURNED WITHIN THIRTY (30) DAYS FOLLOWING DISTRIBUTION; EACH CONTESTED ELECTION, EXCEPT AS SPECIFIED BELOW FOR THE PRESIDENT-ELECT, SHALL BE DETERMINED BY A PLURALITY OF THOSE VOTING ON THE PARTICULAR OFFICE; IF THE NUMBER OF NOMINEES FOR THE SET OF VICE-PRESIDENCIES OR FOR COUNCIL MEMBERSHIP EXCEEDS THE NUMBER OF OFFICES CONSTITUTIONALLY TO BE FILLED, ALL SUCH NOMINEES SHALL APPEAR ON THE MAIL BALLOT, MEMBERS SHALL BE ENTITLED TO VOTE FOR A NUMBER EQUAL TO THE NUMBER OF OFFICES IN THE SET, AND THE NOMINEES RANKING HIGHEST IN THE POLL, IN A NUMBER EQUAL TO THE NUMBER OF OFFICES, SHALL BE DECLARED ELECTED. THE PRESIDENT-ELECT SHALL BE CHOSEN BY THE ABOVE METHOD ONLY IF THERE ARE TWO AND ONLY TWO NOMINEES FOR THE OFFICE. SHOULD THERE BE THREE OR MORE NOMINEES FOR PRESIDENT-ELECT, BALLOTS FOR THAT OFFICE SHALL BE SO DESIGNED AS TO ENABLE MEMBERS TO DESIGNATE THEIR RANK-ORDERED PREFERENCES BY PLACING NUMBERS BESIDE THE NAMES OF THE NOMINEES ("1" FOR FIRST PREFERENCE, "2" FOR SECOND PREFERENCE, AND SO ON FOR EACH NOMINEE). IF NO NOMINEE RECEIVES AT LEAST FIFTY-PERCENT-PLUS-ONE OF THE FIRST PREFERENCES, OTHER PREFERENCES SHALL BE ADDED FROM THE FIRST-PREFERENCE BALLOTS OF EACH ELIMINATED NOMINEE ACCORDING TO THE STANDARD METHOD OF THE ALTERNATIVE VOTE SYSTEM, WHICH SHALL BE PRESCRIBED BY THE COUNCIL IN ADVANCE OF NOMINATIONS, UNTIL ONE NOMINEE RECEIVES AT LEAST FIFTY-PERCENT-PLUS-ONE OF THE AGGREGATED PREFERENCES AND IS DECLARED THE WINNER. THE PRESIDENT-ELECT SHALL AUTOMATICALLY SUCCEED TO THE OFFICE OF PRESIDENT UPON THE COMPLETION OF THE PRESIDENT'S TERM, OR UPON THE OCCURRENCE OF ONE OF THE CONTINGENCIES PROVIDED FOR IN SECTION 3 OF THIS ARTICLE. THE TERMS OF ELECTIVE OFFICERS, EXCEPT MEMBERS OF THE COUNCIL AND THE TREASURER, SHALL EXTEND FOR ONE YEAR MEASURED FROM THE END OF THE PROGRAM OF THE ANNUAL MEETING, EXCEPT THAT AN OFFICER'S TERM SHALL IN NO EVENT EXPIRE UNTIL HIS OR HER SUCCESSOR ASSUMES OFFICE. THE TERMS OF MEMBERS OF THE COUNCIL SHALL EXTEND FOR TWO YEARS, SIMILARLY CALCULATED, AND ONE-HALF SHALL EXPIRE EACH YEAR. THE TERM OF THE TREASURER SHALL ALSO EXTEND FOR TWO YEARS, SIMILARLY CALCULATED.
FORM 990, PART VI, SECTION A, LINE 7B
THE MEMBERSHIP OF THE ASSOCIATION DULY ASSEMBLED IN THE ANNUAL BUSINESS MEETING OR IN A SPECIAL MEETING CALLED SHALL CONSIDER POLICY QUESTIONS BROUGHT TO IT, AND MAY VOTE TO CONFIRM, REVISE, OR REPEAL THE ACTION OF THE COUNCIL, OR ANY OFFICER. WHENEVER ONE-THIRD OR MORE OF THOSE PRESENT AND VOTING AT THE ANNUAL BUSINESS MEETING VOTE TO REPEAL, REVISE, OR SUBSTITUTE THE JUDGMENT OF THE MEETING FOR AN ACT OR RECOMMENDATION OF THE COUNCIL OR OF ANY OFFICER, THE QUESTION SHALL BE SUBMITTED TO THE ENTIRE MEMBERSHIP IN A MAILED, SECRET BALLOT UNDER CONDITIONS PRESCRIBED BY THE COUNCIL AND SHALL BE DETERMINED BY A MAJORITY OF THOSE VOTING BY MAIL ON THE QUESTION. ONE HUNDRED MEMBERS SHALL CONSTITUTE A QUORUM FOR THE ANNUAL BUSINESS MEETING. THE ASSOCIATION SHALL MEET ANNUALLY AT A TIME AND PLACE DESIGNATED BY THE COUNCIL. THE COUNCIL AND THE OFFICERS SHALL MAKE EVERY EFFORT TO ACQUAINT THE MEMBERS WITH THE BUSINESS OF THE ASSOCIATION AND WITH THE ISSUES INVOLVED IN THE AGENDA OF THE ANNUAL BUSINESS MEETING OR IN A BALLOT BY MAIL, AND TO PROVIDE SUFFICIENT TIME AT BUSINESS MEETINGS FOR DELIBERATIONS AND VOTES.
FORM 990, PART VI, SECTION B, LINE 11
A COPY OF THE FORM 990 IS MADE AVAILABLE TO THE COUNCIL FOR THEIR REVIEW PRIOR TO FILING. THE COUNCIL MEMBERS ARE INSTRUCTED TO CONTACT THE EXECUTIVE DIRECTOR OR FINANCE DIRECTOR IF THEY HAVE ANY QUESTIONS REGARDING THE RETURN. AFTER A REASONABLE PERIOD OF TIME, THE FORMS ARE FILED IF THERE ARE NO FURTHER QUESTIONS.
FORM 990, PART VI, SECTION B, LINE 12C
THE ORGANIZATION'S CONFLICT OF INTEREST POLICY REQUIRES KEY EMPLOYEES AND ALL MEMBERS OF THE COUNCIL INCLUDING THE EDITORS AND PROGRAM CHAIRS TO COMPLETE A QUESTIONNAIRE REGARDING CONFLICTS AND A LIST OF THE TAXPAYERS COUNCIL MEMBERS, KEY EMPLOYEES, AND VENDORS ANNUALLY AT THE SPRING MEETING IN ORDER TO MONITOR AND ENFORCE COMPLIANCE WITH THE POLICY.
FORM 990, PART VI, SECTION B, LINE 15
A WRITTEN EMPLOYMENT CONTRACT WAS ESTABLISHED UPON THE HIRING OF THE EXECUTIVE DIRECTOR. IT IS REVIEWED ON A FIVE YEAR BASIS BY THE PRESIDENT AND THE ADMINISTRATIVE COMMITTEE. THE COMPENSATION OF THE PERSON IS REVIEWED AND APPROVED BY THE PRESIDENT AND THE ADMINISTRATIVE COMMITTEE, PROVIDED THAT PERSONS WITH CONFLICTS OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE ARE NOT INVOLVED IN THIS REVIEW AND APPROVAL. THE COMPENSATION OF THE PERSON IS REVIEWED AND APPROVED USING DATA AS TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. THERE IS CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING WITH RESPECT TO THE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT.
FORM 990, PART VI, SECTION C, LINE 19
THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST.
CHANGES IN NET ASSETS OR FUND BALANCES:
FORM 990, PART XI, LINE 5:
NET UNREALIZED LOSSES ON INVESTMENTS: -3,432,600.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.