Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
DOROTHY BEISER CAIN CHARITABLE
TRUST

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 551   Room/suite
City or town, state, and ZIP code
FAIRHOPE, AL36533
A Employer identification number

43-1990704
B Telephone number (see page 10 of the instructions)

(251) 928-8882
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$286,754J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 3,333 3,332 3,333
4 Dividends and interest from securities...... 5,850 5,850 5,850
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 11,336
b Gross sales price for all assets on line 6a 102,188
7 Capital gain net income (from Part IV, line 2)... 390
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 20,519 9,572 9,183
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 895 895    
c Other professional fees (attach schedule).... Click to see attachment 5,413      
17 Interest............... 157 157    
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 120 120    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 28 28    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 6,613 1,200   0
25 Contributions, gifts, grants paid........ 11,000 11,000
26 Total expenses and disbursements. Add lines 24 and 25 17,613 1,200   11,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 2,906
b Net investment income (if negative, enter -0-) 8,372
c Adjusted net income (if negative, enter -0-)... 9,183
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 49 52 52
2 Savings and temporary cash investments.......... 32,230 27,291 27,291
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 28,068 Click to see attachment23,947 27,420
b Investments—corporate stock (attach schedule)........ 114,794 Click to see attachment122,736 129,939
c Investments—corporate bonds (attach schedule)........ 34,842 Click to see attachment39,209 44,478
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment53,588 Click to see attachment53,184 Click to see attachment57,574
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 263,571 266,419 286,754
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 263,571 266,419
30 Total net assets or fund balances (see page 17 of the
instructions).................... 263,571 266,419
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 263,571 266,419
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 263,571
2 Enter amount from Part I, line 27a..................... 2 2,906
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 266,477
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 58
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 266,419
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1a
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 390
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 14,945 287,903 0.051910
2009   271,236  
2008      
2007 4,938    
2006 24,886    
2 Total of line 1, column (d) ...................... 2 0.051910
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.051910
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 0
5 Multiply line 4 by line 3....................... 5  
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 84
7 Add lines 5 and 6......................... 7 84
8 Enter qualifying distributions from Part XII, line 4.............. 8 11,000
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 84
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 84
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 84
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a  
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7  
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 84
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet0 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bullet
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletGEOFFREY CAIN Telephone no.bullet (251) 928-8882
    Located atbullet15520 RIVER ROADFAIRHOPEAL ZIP+4bullet36532
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
     
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    G GEOFFREY CAINClick to see attachment TRUSTEE
    2.00     		0 0 0
    15520 RIVER ROAD
    FAIRHOPE,AL36532
    KENNETH C CAINClick to see attachment TRUSTEE
    2.00     		0 0 0
    919 SEACLIFF ROAD
    FAIRHOPE,AL36532
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    0
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    0
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    0
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    0
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    0
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    0
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    84
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    84
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    0
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    11,000
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    11,000
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    84
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    10,916
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 0
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 25,114
    b From 2007....... 5,062
    c From 2008....... 127
    d From 2009.......  
    e From 2010....... 660
    fTotal of lines 3a through e......... 30,963
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 11,000
    a Applied to 2010, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		 
    d Applied to 2011 distributable amount.....  
    e Remaining amount distributed out of corpus 11,000
    5 Excess distributions carryover applied to 2011.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 41,963
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		 
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		 
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		25,114
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		16,849
    10 Analysis of line 9:
    a Excess from 2007.... 5,062
    b Excess from 2008.... 127
    c Excess from 2009....  
    d Excess from 2010.... 660
    e Excess from 2011.... 11,000
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    MARETTA JOHNSON MUSEUM
    8 MARIETTA DRIVE
    FAIRHOPE,AL36532     		    TO ASSIST IN MAINTENANCE AND UPKEEP 11,000
    Total .................................bullet 3a 11,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 3,333  
    4 Dividends and interest from securities....     14 5,850  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     26 390 10,946
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aMISCELLANEOUS     1    
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   9,573 10,946
    13Total. Add line 12, columns (b), (d), and (e)..................
    1320,519
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    DOROTHY BEISER CAIN CHARITABLE
    TRUST
    EIN: 43-1990704
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 895 895    

    TY 2011 CompensationExplanation
    Name:
    DOROTHY BEISER CAIN CHARITABLE
    TRUST
    EIN: 43-1990704
    Person Name Explanation
    G GEOFFREY CAIN  
    KENNETH C CAIN  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2011 GainLossSaleOtherAssetsSch
    Name:
    DOROTHY BEISER CAIN CHARITABLE
    TRUST
    EIN: 43-1990704
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    20SHRS ALLSTATE CORP DEL COM   PURCHASE     570 639     -69  
    14SHRS AKAMAI TECH INC   PURCHASE     359 420     -61  
    1SHR ALLSCRIPTS HEALTHCARE SOL 2011-08 PURCHASE 2011-09   17 17        
    7SHRS AVAGO TECH LTD   PURCHASE     222 198     24  
    2SHRS ARCHER DANIELS MIDLD   PURCHASE     58 72     -14  
    15SHRS ARROW ELECTRONICS   PURCHASE     525 629     -104  
    2SHRS BUNGE LIMITED   PURCHASE     133 138     -5  
    1SHR BROADRIDGE FINL SOL INC 2011-08 PURCHASE 2011-09   21 21        
    4SHRS BAXTER INTERNTL INC   PURCHASE     195 210     -15  
    1SHR CMS ENERGY CORP 2011-08 PURCHASE 2011-09   19 19        
    1SHR CORP OFFICE PPTYS TRUST REIT 2011-09 PURCHASE 2011-11   20 25     -5  
    13SHRS CROWN CASTLE INTL CORP   PURCHASE     545 552     -7  
    6SHRS CONOCOPHILLIPS   PURCHASE     369 393     -24  
    5SHRS CIT GROUP INC NEW   PURCHASE     206 237     -31  
    CITIGROUP INC COM NEW 2011-04 PURCHASE 2011-05   4 4        
    1SHR CHESAPEAKE ENERGY OKLA 2011-08 PURCHASE 2011-09   32 34     -2  
    13SHRS CORNING INC 2011-10 PURCHASE 2011-12   181 177     4  
    15SHRS DIAMOND OFFSHORE DRLNG   PURCHASE     920 1,108     -188  
    2SHRS DIGITAL RIVER INC DEL 2011-01 PURCHASE 2011-09   38 38        
    8SHRS DCT INDUSTRIAL TRUST INC 2011-01 PURCHASE 2011-11   36 45     -9  
    22SHRS DELTA AIR LINES INC   PURCHASE     209 246     -37  
    3SHRS DISCOVERY COMM INC SERIES A   PURCHASE     119 118     1  
    3SHRS DOLE FOOD CO INC 2011-01 PURCHASE 2011-05   39 41     -2  
    2SHRS DOLLAR GENERAL CORP   PURCHASE     81 60     21  
    5SHRS DIRECTV GROUP HLDIGS CLA   PURCHASE     224 227     -3  
    2SHRS EZCORP INC NON VTG CL A   PURCHASE     65 65        
    1SHR EDISON INTL CALIF 2011-08 PURCHASE 2011-09   36 36        
    7SHRS EBAY INC   PURCHASE     211 217     -6  
    5SHRS OPKO HEALTH INC 2011-07 PURCHASE 2011-09   20 20        
    1SHR EQT CORP 2011-03 PURCHASE 2011-11   61 45     16  
    2SHRS FREEPRT-MCMRAN CPR & GLD 2011-03 PURCHASE 2011-09   91 110     -19  
    1SHR FISERV INC WISC PV 1CT 2011-08 PURCHASE 2011-09   54 54        
    1SHR GOLAR LNG LIMITED 2011-08 PURCHASE 2011-09   33 32     1  
    6SHRS GAP INC DELAWARE 2011-03 PURCHASE 2011-12   113 136     -23  
    11SHRS GUESS INC   PURCHASE     376 483     -107  
    2SHRS GREAT PLAINS ENERGY INC 2011-08 PURCHASE 2011-09   38 37     1  
    1SHR HASBRO INC 2011-08 PURCHASE 2011-09   37 37        
    1SHR HUBBELL INC CL B PARF .01 2011-03 PURCHASE 2011-11   63 66     -3  
    2SHRS INTEL CORP 2011-01 PURCHASE 2011-09   45 41     4  
    7SHRS INTL GAME TECH   PURCHASE     104 112     -8  
    3SHRS KINROSS GOLD CORP 2011-04 PURCHASE 2011-09   53 47     6  
    3SHRS KENNAMETAL INC   PURCHASE     96 119     -23  
    6SHRS KIMCO REALTY CORP MD COM   PURCHASE     100 100        
    28SHRS LLOYDS BANKING GROUP PLC   PURCHASE     43 58     -15  
    2SHRS LORILLARD INC   PURCHASE     225 156     69  
    1SHR LIFE TECH CORP 2011-02 PURCHASE 2011-09   41 41        
    2SHRS LYONDELLBASELL IND   PURCHASE     62 68     -6  
    6SHRS LENNAR CORP 2011-04 PURCHASE 2011-11   100 115     -15  
    22SHRS LINCOL NTL CORP IND NPV   PURCHASE     461 641     -180  
    9SHRS MARVELL TECH GROUP   PURCHASE     131 141     -10  
    6SHRS MOLSON COOR BREW CO CL B 2011-10 PURCHASE 2011-10   247 248     -1  
    14SHRS MARATHON PETROLEUM CORP   PURCHASE     507 554     -47  
    23SHRS MCDERMOTT INTL INC   PURCHASE     279 534     -255  
    4SHRS MEDTRONIC INC   PURCHASE     147 146     1  
    1SHR NAVISTAR INTL CORP NEW 2011-04 PURCHASE 2011-09   40 68     -28  
    3SHRS NCR CORP NEW   PURCHASE     50 56     -6  
    11SHRS NOVELLUS SYS INC   PURCHASE     430 381     49  
    20SHRS OWENS ILL INC COM NEW   PURCHASE     341 546     -205  
    1SHR PSS WORLD MEDICAL INC 2011-08 PURCHASE 2011-09   23 23        
    2SHRS PPL CORPORATION 2011-08 PURCHASE 2011-09   57 54     3  
    2SHRS PARAMETRIC TECH CORP NEW 2011-04 PURCHASE 2011-09   34 34        
    6SHRS PUB SVC ENTERPRISE GRP   PURCHASE     195 186     9  
    6SHRS SEI INVT CO PA PV 0.01   PURCHASE     98 119     -21  
    23SHRS SKYWORKS SOL INC   PURCHASE     449 624     -175  
    1SHR SANOFI ADR 2011-07 PURCHASE 2011-09   35 35        
    15SHRS MECHEL OAO ADR   PURCHASE     154 441     -287  
    13SHRS SOLUTIA INC NEW   PURCHASE     209 328     -119  
    21SHRS SEAGATE TECH PLC SHS   PURCHASE     240 356     -116  
    46SHRS SWIFT TRANSPORTATION CO INC   PURCHASE     310 636     -326  
    SUMITOMO MITSUI TR HLDGSINC 2011-04 PURCHASE 2011-04   3 3        
    9SHRS VALERO ENERGY CORP NEW   PURCHASE     185 235     -50  
    12SHRS VESTAS WIND SYTS AS ADR 2011-03 PURCHASE 2011-08   70 136     -66  
    2SHRS VERISK ANALYTICS INC CLASS A   PURCHASE     72 63     9  
    2SHRS WARNER CHILCOTT PLC 2011-06 PURCHASE 2011-09   32 47     -15  
    14SHRS WSTN DIGITAL CORP DEL   PURCHASE     372 420     -48  
    21SHRS ALLSTATE CORP DEL COM   PURCHASE     641 655     -14  
    1SHR ADOBE SYS DEL PV 0.001 2010-09 PURCHASE 2011-09   24 27     -3  
    2SHRS APARTMENT INVT & MGMT CO CL A 2010-11 PURCHASE 2011-09   52 51     1  
    5SHRS AFFILIATED MANAGERS GRP   PURCHASE     439 374     65  
    23SHRS ADVNCD MICRO D INC   PURCHASE     184 156     28  
    14SHRS APOLLO GROUP INC CL A   PURCHASE     587 587        
    13SHRS BROOKFIELD OFFICE PROP PARENT 2011-05 PURCHASE 2011-05   1 1        
    1SHR ALTERA CORP COM 2010-04 PURCHASE 2011-04   42 26     16  
    3SHRS AGILENT TECHNOLOGIES INC 2010-12 PURCHASE 2011-08   97 112     -15  
    3SHRS AOL INC 2010-05 PURCHASE 2011-04   61 70     -9  
    10SHRS ALNYLAM PHARMACEUTICALS INC   PURCHASE     100 148     -48  
    1SHR AMERICAN CAMPUS CMNTYS INC 2010-08 PURCHASE 2011-01   32 30     2  
    15SHRS APPLIED MATERIAL INC   PURCHASE     208 188     20  
    22SHRS ASSOCIATED BANC CRP .01   PURCHASE     318 298     20  
    10SHRS BARNES & NOBLE INC 2010-09 PURCHASE 2011-06   175 161     14  
    13SHRS BAKER HUGHES INC   PURCHASE     904 526     378  
    13SHRS BUNGE LIMITED   PURCHASE     921 714     207  
    1SHR BROOKFIELD OFFICE PROP INC 2011-10 PURCHASE 2011-09   17 18     -1  
    19SHRS BANCO BRADESCO S A ADR 2011-02 PURCHASE 2011-02   2 2        
    12SHRS BABCOCK (THE) AND WILCOX CO   PURCHASE     377 271     106  
    26SHRS CMS ENERGY CORP   PURCHASE     503 405     98  
    1SHR CROWN HLDGS INC 2010-09 PURCHASE 2011-09   34 29     5  
    4SHRS CVS CAREMARK CORP   PURCHASE     150 124     26  
    17SHRS CORP OFFICE PPTYS TRUST REIT   PURCHASE     511 591     -80  
    4SHRS CIMAREX ENERGY CO   PURCHASE     410 283     127  
    15SHRS CBS CORP NEW   PURCHASE     388 213     175  
    3SHRS CONCHO RESOURCES INC   PURCHASE     299 176     123  
    7SHRS COLLECTIVE BRANDS INC   PURCHASE     70 109     -39  
    2SHRS CAMPUS CREST CMNTYS INC 2010-10 PURCHASE 2011-09   23 25     -2  
    2SHRS DEVON ENERGY CORP NEW   PURCHASE     154 125     29  
    2SHRS DIGITAL RLTY TR INC   PURCHASE     125 120     5  
    8SHRS DR PEPPER SNAPPLE GROUP INC   PURCHASE     281 306     -25  
    1SHR DANONE-SPONS 2010-09 PURCHASE 2011-03   13 11     2  
    2SHRS DOLLAR GENERAL CORP   PURCHASE     76 57     19  
    1SHR EBAY INC 2010-11 PURCHASE 2011-11   33 30     3  
    6SHRS EATON CORP   PURCHASE     332 213     119  
    2SHRS EL PASO CORP 2010-11 PURCHASE 2011-10   38 27     11  
    12SHRS EQT CORP   PURCHASE     629 445     184  
    4SHRS ESPRIT HOLDNG LTD SP ADR 2010-03 PURCHASE 2011-01   37 64     -27  
    15SHRS FLUOR CORP NEW DEL COM   PURCHASE     880 765     115  
    7SHRS FIFTH THIRD BANCORP   PURCHASE     97 90     7  
    17SHRS ISHARES RUSSELL MIDCAP VAL IN   PURCHASE     779 683     96  
    3SHRS GRAFTECH INTL LTD 2010-09 PURCHASE 2011-05   63 46     17  
    21SHRS GRUPO FIN BANORTE-SPON ADR   PURCHASE     483 402     81  
    4SHRS HUBBELL INC CL B PAR .01   PURCHASE     240 231     9  
    17SHRS INTEL CORP   PURCHASE     361 353     8  
    22SHRS INTL GAME TECH   PURCHASE     337 323     14  
    13SHRS INGERSOLL-RAND PLC   PURCHASE     523 484     39  
    1SHR INTUIT INC 2010-06 PURCHASE 2011-04   53 38     15  
    8SHRS KENNAMETAL INC   PURCHASE     285 307     -22  
    10SHRS LYONDELLBASELL INDUSTRIE   PURCHASE     400 266     134  
    12SHRS MORGAN STANLEY   PURCHASE     332 313     19  
    8SHRS MASSEY ENERGY CO   PURCHASE     509 279     230  
    20SHRS MARATHON OIL CORP   PURCHASE     785 489     296  
    1SHR MOSAIC CO 2010-02 PURCHASE 2011-02   82 59     23  
    5SHRS MERCK AND CO INC SHS   PURCHASE     175 173     2  
    3SHRS MARATHON PETROLEUM CORP   PURCHASE     127 92     35  
    3SHRS NOBLE ENERGY INC   PURCHASE     269 200     69  
    12SHRS NALCO HLDY CO   PURCHASE     319 352     -33  
    15SHRS NOVELLUS SYS INC   PURCHASE     498 413     85  
    2SHRS OMNICOM GROUP COM 2010-09 PURCHASE 2011-03   97 72     25  
    2SHRS POLYCOM INC COM 2010-06 PURCHASE 2011-06   116 60     56  
    8SHRS PG&E CORP   PURCHASE     379 346     33  
    5SHRS PIONEER NATURAL RES CO   PURCHASE     455 283     172  
    2SHRS PUBLICIS GROUPE SPON ADR 2010-03 PURCHASE 2011-03   56 42     14  
    2SHRS PIEDMONT OFFICE REALTY TR IN 2010-02 PURCHASE 2011-01   40 32     8  
    3SHRS SPX CORP COM   PURCHASE     152 189     -37  
    5SHRS SUNOCO INC PV1 PA   PURCHASE     199 153     46  
    3SHRS SYNGENTA AG ADR 2010-08 PURCHASE 2011-04   209 133     76  
    13SHRS SKYWORKS SOLUTIONS INC   PURCHASE     366 228     138  
    16SHRS SUNPWR CORP 2010-06 PURCHASE 2011-03   277 206     71  
    19SHRS STERLITE INDUSTRIES (INDIA) L   PURCHASE     213 302     -89  
    5SHRS TIME WARNER INC SHS   PURCHASE     182 156     26  
    24SHRS SUIMINAS SP ADR REG S   PURCHASE     280 394     -114  
    2SHRS V F CORP 2010-08 PURCHASE 2011-05   194 162     32  
    9SHRS VALERO ENERGY CORP NEW   PURCHASE     190 149     41  
    VENTAS INC REIT 2010-12 PURCHASE 2011-08   29 23     6  
    21SHRS VESTAS WIND SYTS AS ADR   PURCHASE     122 268     -146  
    23SHRS VALEANT PHARMACEUTICALS INTNT   PURCHASE     1,163 729     434  
    13SHRS VOLKSWAGEN A G SPONS ADR   PURCHASE     388 365     23  
    3SHRS WALTER ENERGY INC   PURCHASE     270 238     32  
    9SHRS WISCONSIN ENERGY CORP   PURCHASE     527 472     55  
    10SHRS ALLSTATE CORP DEL COM   PURCHASE     272 359     -87  
    3SHRS ATP OIL AND GAS CORP COM 2009-10 PURCHASE 2011-03   54 58     -4  
    2SHRS INTEL CORP   PURCHASE     45 51     -6  
    2SHRS INVESCO LTD 2009-06 PURCHASE 2011-08   35 35        
    1SHR LLOYDS BANKING GROUP PLC ADR 2010-09 PURCHASE 2011-12   2 5     -3  
    1000SHRS CITIGROUP INC SUB GLB 05.00 2008-04 PURCHASE 2011-02   1,050 952     98  
    1000SHRS COCA-COLA ENTERPRISES 2008-11 PURCHASE 2011-08   1,000 1,000        
    1000SHRS KELLOGG CO SER B GLB 2008-06 PURCHASE 2011-04   1,000 1,000        
    1000SHRS U S TREASURY BOND 4.375% 2009-02 PURCHASE 2011-02   965 1,115     -150  
    18000SHRS US TREASURY NOTE .750%   PURCHASE     15,031 14,991     40  
    1000SHRS GENERAL ELEC CAP CORP NOTES 2008-01 PURCHASE 2011-11   1,091 1,019     72  
    4SHRS ABBOTT LABS   PURCHASE     207 174     33  
    8SHRS ALLSTATE CORP DEL COM   PURCHASE     202 236     -34  
    8SHRS ADOBE SYS DEL PV .001 2010-09 PURCHASE 2011-10   216 212     4  
    1SHR AFFILIATED MANAGERS GRP 2010-08 PURCHASE 2011-08   86 72     14  
    10SHRS ADVNCD MICRO D INC   PURCHASE     83 74     9  
    6SHRS APOLLO GROUP INC CL A   PURCHASE     243 355     -112  
    1SHR AUTOLIV INC 2010-05 PURCHASE 2011-09   53 52     1  
    4SHRS ALTERA CORP   PURCHASE     139 95     44  
    14SHRS ATP OIL AND GAS CORP COM   PURCHASE     230 243     -13  
    14SHRS AMERICA MOVIL SAB DE CV   PURCHASE     313 312     1  
    13SHRS AOL INC   PURCHASE     194 311     -117  
    APERAM NY REG SHS 2010-01 PURCHASE 2011-02   23 37     -14  
    2SHRS PROLOGIS INC 2008-11 PURCHASE 2011-09   53 19     34  
    2SHRS ALNYLAM PHARMACEUTICALS INC 2009-08 PURCHASE 2011-01   20 48     -28  
    3SHRS AES CORP 2009-01 PURCHASE 2011-09   31 25     6  
    3SHRS ARES CAPITAL CORP 2010-07 PURCHASE 2011-09   44 41     3  
    6SHRS ADIDAS AG SPONSORED ADR   PURCHASE     205 179     26  
    8SHRS APPLIED MATERIAL INC 2010-05 PURCHASE 2011-10   85 101     -16  
    47SHRS BARNES & NOBLE INC   PURCHASE     761 950     -189  
    2SHRS BARRICK GOLD CORP 2008-12 PURCHASE 2011-09   107 73     34  
    1SHR BOSTON PPTYS INC REIT 2008-03 PURCHASE 2011-09   102 89     13  
    1SHR BK YOKOHAMA LTD JAPN ADR   PURCHASE     59 64     -5  
    4SHRS BIG LOTS INC   PURCHASE     145 137     8  
    13SHRS BAXTER INTERNTL INC   PURCHASE     680 637     43  
    2SHRS BABCOCK (THE) AND WILCOX CO 2009-07 PURCHASE 2011-03   61 37     24  
    1SHR BOEING COMPANY 2010-03 PURCHASE 2011-10   69 69        
    13SHRS CAMDEN PPTY TR COM SBI REIT   PURCHASE     771 340     431  
    17SHRS COMCAST CORP NEW CL A   PURCHASE     384 257     127  
    9SHRS COMPANHIA ENERG DE ADR 2007-04 PURCHASE 2011-03   163 130     33  
    2SHRS CREDICORP LTD COM PV 5   PURCHASE     224 133     91  
    2SHRS CANADIAN NATL RAILWAY CO   PURCHASE     157 113     44  
    5SHRS CREDIT SUISSE GP SP ADR   PURCHASE     229 131     98  
    8SHRS CANADIAN NATURAL RES LTD   PURCHASE     299 246     53  
    1SHR CATERPILLAR INC DEL 2007-11 PURCHASE 2011-03   101 69     32  
    3SHRS CIMAREX ENERGY CO   PURCHASE     179 197     -18  
    10SHRS CELANESE CORP DEL SER Z   PURCHASE     423 240     183  
    4SHRS CBS CORP NEW CL B   PURCHASE     91 58     33  
    10SHRS CONTINENTAL RESOURCES INC   PURCHASE     693 352     341  
    7SHRS COLLECTIVE BRANDS INC   PURCHASE     70 160     -90  
    5SHRS COEUR D'ALENE MINES CORP   PURCHASE     124 82     42  
    6SHRS COOPER INDUSTRIES PLC   PURCHASE     331 300     31  
    1SHR CITIGROUP INC COM NEW 2009-09 PURCHASE 2011-05   40 46     -6  
    17SHRS COCA COLA COM   PURCHASE     1,148 780     368  
    13SHRS DEVON ENERGY CORP NEW   PURCHASE     1,083 850     233  
    2SHRS DIGITAL RLTY TR INC   PURCHASE     125 85     40  
    12SHRS DREWWER RAND GROUP INC   PURCHASE     553 414     139  
    42SHRS DCT INDUSTRIAL TRUST INC   PURCHASE     203 183     20  
    1SHR DUPONT FABROS TECH 2009-02 PURCHASE 2011-09   22 5     17  
    38SHRS DANONE-SPONS ADR   PURCHASE     479 380     99  
    6SHRS DOLLAR GENERAL CORP   PURCHASE     244 171     73  
    1SHR DEERE CO 2010-02 PURCHASE 2011-09   79 57     22  
    3SHRS EQUITY RESIDENTIAL REIT   PURCHASE     173 83     90  
    1SHR ESSEX PPTY TR INC COM REIT 2009-07 PURCHASE 2011-01   116 63     53  
    46SHRS EBAY INC   PURCHASE     1,444 1,072     372  
    8SHRS EXXON MOBIL CORP COM   PURCHASE     622 510     112  
    6SHRS EXELON CORP   PURCHASE     255 285     -30  
    67SHRS EL PASO CORP   PURCHASE     1,233 730     503  
    27SHRS ERICSSON LM TEL CL B ADR SEK   PURCHASE     401 266     135  
    15SHRS EXTRA SPACE STORAGE INC   PURCHASE     306 123     183  
    1SHR EQTY LIFESTYLS PPTYS INC 2009-09 PURCHASE 2011-09   69 43     26  
    10SHRS EQT CORP   PURCHASE     582 357     225  
    27SHRS ESPRIT HOLDING LTD SP ADR 2010-01 PURCHASE 2011-01   252 408     -156  
    1SHR EMERSON ELEC CO 2007-04 PURCHASE 2011-02   60 45     15  
    2SHRS FMC CORP 2010-07 PURCHASE 2011-08   138 119     19  
    3SHRS FIRST POTOMAC RLTY TR 2008-11 PURCHASE 2011-09   37 23     14  
    13SHRS FLEXTRONICS INTL LTD   PURCHASE     102 76     26  
    2SHRS FLOWERVE CORP   PURCHASE     183 229     -46  
    2SHRS FDL R INV TR SBI NEW MD REIT 2008-11 PURCHASE 2011-09   175 93     82  
    16SHRS FIFTH THIRD BANCORP   PURCHASE     222 128     94  
    4SHRS APOLLO INVESTMENT CORP 2009-08 PURCHASE 2011-09   34 36     -2  
    6SHRS ISHARES FTSE HK CHINA 25 INDEX   PURCHASE     220 248     -28  
    5SHRS OAO GAZPROM SPON ADR   PURCHASE     163 218     -55  
    13SHRS GOLDCORP INC   PURCHASE     649 472     177  
    13SHRS GRAFTECH INTL LTD   PURCHASE     269 169     100  
    9SHRS HOST HOTELS & RESORTS REIT   PURCHASE     101 58     43  
    2SHRS HENKEL AG & CO KGAA SP ADR 2007-06 PURCHASE 2011-02   123 104     19  
    3SHRS HESS CORP   PURCHASE     237 186     51  
    3SHRS HCP INC 2008-11 PURCHASE 2011-09   109 46     63  
    8SHRS HANSEN NATURAL CORP   PURCHASE     685 324     361  
    1SHR HEALTH CARE REIT INC COM 2009-10 PURCHASE 2011-09   50 45     5  
    8SHRS INTEL CORP   PURCHASE     181 156     25  
    5SHRS INTL BUSINESS MACHINES CORP IB   PURCHASE     881 498     383  
    25SHRS INTL GAME TECHNOLOGY   PURCHASE     421 492     -71  
    5SHRS INTL FLAVORS & FRAGRNC   PURCHASE     297 230     67  
    20SHRS INVESCO LTD   PURCHASE     343 366     -23  
    15SHRS IRIDIUM COMMUNICATIONS   PURCHASE     96 161     -65  
    1SHR INTUIT INC 2010-06 PURCHASE 2011-09   48 38     10  
    24SHRS JSC MMC NORILSK NCKL ADR   PURCHASE     734 280     454  
    7SHRS JARDEN CORP   PURCHASE     194 166     28  
    4SHRS JOHNSON AND JOHNSON COM   PURCHASE     267 223     44  
    1SHR KILROY REALTY CORP REIT 2008-11 PURCHASE 2011-09   34 22     12  
    17SHRS KINGFISHER PLC SP ADR 2010-02 PURCHASE 2011-12   134 115     19  
    3SHRS LIBERTY PPTY TRSBI 2008-11 PURCHASE 2011-09   99 48     51  
    1SHR LUKOIL SPONSORED ADR 2007-10 PURCHASE 2011-04   70 88     -18  
    83SHRS LLOYDS BANKING GROUP PLC   PURCHASE     124 394     -270  
    8SHRS LAS VEGAS SANDS CORP   PURCHASE     349 163     186  
    15SHRS LYONDELLBASELL INDUSTRIE   PURCHASE     451 409     42  
    53SHRS MGM RESORTS INTERNATIONL   PURCHASE     758 474     284  
    20SHRS MORGAN STANLEY   PURCHASE     580 577     3  
    5SHRS MARATHON OIL CORP   PURCHASE     255 160     95  
    1SHR MOSAIC CO 2010-02 PURCHASE 2011-03   80 59     21  
    2SHRS MARATHON PETROLEUM CORP 2010-09 PURCHASE 2011-09   71 51     20  
    24SHRS MARUI GROUP CO LTD AD   PURCHASE     348 501     -153  
    3SHRS MCDONALDS CORP   PURCHASE     269 169     100  
    11SHRS MICROSOFT CORP   PURCHASE     292 287     5  
    4SHRS MURPHY OIL CORP 2009-06 PURCHASE 2011-02   281 224     57  
    3SHRS NIDEC CORP ADR 2009-07 PURCHASE 2011-02   69 54     15  
    6SHRS NOVARTIS ADR   PURCHASE     358 267     91  
    3SHRS NOBLE ENERGY INC   PURCHASE     253 206     47  
    28SHRS NUANCE COMMUNICATIONS IN   PURCHASE     596 366     230  
    7SHRS NATIONAL RETAIL PPTYS INC   PURCHASE     154 103     51  
    1SHR NESTLE S A REP RG SH ADR 2008-06 PURCHASE 2011-03   57 125     -68  
    28SHRS NEWMONT MINING CORP   PURCHASE     1,738 1,275     463  
    2SHRS OMEGA HEALTHCARE INVS 2008-11 PURCHASE 2011-09   35 24     11  
    8SHRS OMNICOM GROUP COM   PURCHASE     389 321     68  
    2SHRS PUBLIC STORAGE 0.10   PURCHASE     241 144     97  
    4SHRS POLYCOM INC   PURCHASE     217 123     94  
    1SHR PIONEER NATURAL RE CO 2010-08 PURCHASE 2011-11   80 59     21  
    2SHRS PACKAGING CORP AMERICA 2010-05 PURCHASE 2011-12   50 44     6  
    11SHRS PUBLICIS GROUPE SPOM ADR 2010-03 PURCHASE 2011-12   259 231     28  
    1SHR PIEDMONT OFFICE REALTY TR INC S 2010-02 PURCHASE 2011-09   18 16     2  
    6SHRS PVH CORP   PURCHASE     343 301     42  
    30SHRS PFIZER INC   PURCHASE     603 554     49  
    4SHRS PROCTER & GAMBLE CO   PURCHASE     246 221     25  
    2SHRS RALCORP HLDGS INC NEW   PURCHASE     175 107     68  
    4SHRS RAMCO-GERSHENSON PPTHSBI 2010-05 PURCHASE 2011-09   40 44     -4  
    2SHRS REGENCY CENTERS CORP 2008-11 PURCHASE 2011-09   80 49     31  
    1SHR REINSURANCE GROUP AMERICA 2008-11 PURCHASE 2011-09   51 38     13  
    1SHR RETAIL OPPORTUNITY INVESTMENTS 2009-09 PURCHASE 2011-09   11 10     1  
    3SHRS ROCHE HLDG LTD SPN ADR 2008-02 PURCHASE 2011-08   123 133     -10  
    3SHRS SPX CORP COM   PURCHASE     235 147     88  
    12SHRS SUPERIOR ENERGY SVCS INC   PURCHASE     398 243     155  
    10SHRS SANDVIK AB 2010-03 PURCHASE 2011-07   169 124     45  
    3SHRS STATE STREET CORP   PURCHASE     136 126     10  
    1SHR SIEMENS AG ADR 2007-06 PURCHASE 2011-09   90 134     -44  
    37SHRS STMICROELECTRONICS NY SH   PURCHASE     238 308     -70  
    65SHRS LUMITOMO TR & BKG   PURCHASE     339 566     -227  
    2SHRS IMON PROPERTY GROUP DEL 2008-11 PURCHASE 2011-09   231 88     143  
    1SHR SUNOCO INC PV1 PA 2010-04 PURCHASE 2011-08   36 30     6  
    13SHRS SCHWAB CHARLES CORP NEW   PURCHASE     234 209     25  
    5SHRS SYNGENTA AG ADR   PURCHASE     341 173     168  
    1SHR J M SMUCKER CO 2010-06 PURCHASE 2011-09   72 57     15  
    6SHRS SUMITOMO CORP SP ADR   PURCHASE     88 92     -4  
    11SHRS SILVER WHEATON CORP   PURCHASE     462 29     433  
    7SHRS SAIC INC   PURCHASE     87 117     -30  
    5SHRS SUNCOR ENERGY INC NEW   PURCHASE     205 92     113  
    4SHRS SUBSEA 7 SA SPONSRD ADR 2008-09 PURCHASE 2011-11   82 38     44  
    9SHRS SYMANTEC CORP   PURCHASE     161 133     28  
    3SHRS TECK RESOURCES LTD CLS B 2010-01 PURCHASE 2011-07   155 117     38  
    4SHRS TENNECO INC DEL   PURCHASE     120 88     32  
    2SHRS THE MOSAIC COMPANY COMMON SH   PURCHASE     129 117     12  
    8SHRS UNITED CONTL HLDGS INC   PURCHASE     161 175     -14  
    3SHRS V F CORPORATION   PURCHASE     369 241     128  
    1SHR VORNADO REALTY TRUST COM 2008-11 PURCHASE 2011-09   85 50     35  
    18SHRS VALERO ENERGY CORP   PURCHASE     446 326     120  
    4SHRS VISA INC CL A SHRS   PURCHASE     347 291     56  
    6SHRS WESCO INTERNATIONAL INC   PURCHASE     267 180     87  
    12SHRS WESTERN UN CO   PURCHASE     258 211     47  
    1SHR WABCO HOLDINGS INC 2010-05 PURCHASE 2011-09   47 33     14  
    2SHRS TOWERS WATSON & CO CL A   PURCHASE     120 99     21  
    2SHRS WILLIS GROUP HOLDINGS PUBLIC L   PURCHASE     77 72     5  
    15SHRS WAL-MART STORES INC   PURCHASE     808 709     99  
    14SHRS XL GROUP PLC SHS   PURCHASE     307 148     159  
    1SHR WYNN RESORTS LTD 2009-03 PURCHASE 2011-09   149 20     129  
    GNM P503926 6% PRIN PMTS   PURCHASE     1,254 1,254        
    ISHARES SILVER TR   PURCHASE     423 141     282  
    SPDR GOLD TRUST   PURCHASE     348 169     179  
    GE CAP CORP NOTES SER MTN 5.625% 2008-09 PURCHASE 2011-11   1,091 894     197  
    POWERSHARES DB AGRICULTURE FD 2011-03 PURCHASE 2011-09   34 34        
    BANCO SANTANDER SA ADR CASH IN LIEU 2008-09 PURCHASE 2011-11   6       6  

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    DOROTHY BEISER CAIN CHARITABLE
    TRUST
    EIN: 43-1990704
    Name of Bond End of Year Book Value End of Year Fair Market Value
    FORD MOTOR CDT CO    
    CORPORATE BONDS 39,209 44,478

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    DOROTHY BEISER CAIN CHARITABLE
    TRUST
    EIN: 43-1990704
    Name of Stock End of Year Book Value End of Year Fair Market Value
    1 SHR APPLE INC 392 405
    1 SHRS MITSUI CO ADR 347 310
    10 SHR CAMPUS CREST CMNTYS 131 101
    10 SHRS AVAGO TECHNOLOGIES 293 289
    10 SHRS BMC SORTWARE 371 328
    10 SHRS BOEING CO 717 734
    10 SHRS CANON INC 501 440
    10 SHRS CHESAPEAKE ENERGY OKLA 338 223
    10 SHRS COMERICA INC 253 258
    10 SHRS DBS GROUP HLDGS 436 354
    10 SHRS DISCOVERY COMMUNICATION 392 410
    10 SHRS EXXON MOBIL CORP 595 848
    10 SHRS HSBC HLDG PLC SP ADR 556 381
    10 SHRS LAS VEGAS SANDS 297 427
    10 SHRS LYONDELLBASELL INDUSTRIE 299 325
    10 SHRS NAVISTAR INTL CORP 684 379
    10 SHRS NESTLE S A REP RG SH ADR 427 577
    10 SHRS OMNICOM GROUP COM    
    10 SHRS RAMCO-GERSHENSON PPTYSBI 114 98
    102 SHRS CLEARWIRE CORP 246 198
    11 SHRS BARNES & NOBLE 165 159
    11 SHRS BOSTON PPTYS INC 473 1,096
    11 SHRS CONTINENTAL RESOUIRCES 491 734
    11 SHRS EDISON INTL CALIF 399 455
    11 SHRS GAP INC DELAWARE 229 204
    11 SHRS GLAXOSMITHKLINE 458 502
    11 SHRS MERCK AND CO INC 378 415
    11 SHRS ROCHE HLDG LTD 453 468
    11 SHRS SUPERIOR ENERGY SVCS INC 291 313
    11 SHRS TECK RESOURCES LTD CLS 379 387
    11 SHRS TOWERS WATSON & CO CL A 563 659
    11 SHRS VORNADO REALTY TRUST COM 540 845
    12 SHRS ALNYLAM PHARMACEUTICALS    
    12 SHRS AOL 259 181
    12 SHRS ARCELORMITTAL SA 651 218
    12 SHRS BIG LOTS INC 389 453
    12 SHRS BK YOKOHAMA LTDC 257 224
    12 SHRS BROOKFIELD PPTYS CRP 206 188
    12 SHRS CUBESMART COM 118 128
    12 SHRS DRESSER RAND GROUP    
    12 SHRS HASBRO INC 446 383
    12 SHRS INTEL CORP 253 291
    12 SHRS NALCO HLDG CO    
    12 SHRS REGENCY CENTERS CORP 341 451
    12 SHRS REINSURANCE GROUP AMERICA 512 627
    12 SHRS VALEANT PHARMACEUTICALS 438 560
    12 SHRS WESTERN UNION    
    13 SHRS ARCHER DANIELS MIDLAND 441 372
    13 SHRS BAKER HUGHES    
    13 SHRS BAXTER INTL INC    
    13 SHRS BUNGE LIMITED    
    13 SHRS COCA COLA 605 910
    13 SHRS COEUR D'ALENE MINES 205 314
    13 SHRS EL PASO CORP 208 345
    13 SHRS ELECTRONIC ARTS 290 268
    13 SHRS GOLDCORP INC    
    13 SHRS PEBBLEBROOK HOTEL TRUST 236 249
    13 SHRS PETRLEO BRAS VIG SPD ADR 271 323
    13 SHRS PROCTOR AND GAMBLE 822 867
    13 SHRS PUB SVC ENTERPRISE 408 429
    13 SHRS PUBLICIS GROUPE SPON ADR    
    13 SHRS SKYWORKS SOLUTIONS INC    
    13 SHRS SUBSEA 7 SA SPONSORED ADR 74 242
    13SHRS INGERSOLL-RAND PLC    
    14 SHRS AMB PROPERTY CORP    
    14 SHRS BABCOCK AND WILCOX    
    14 SHRS CINTAS CORP OHIO 418 487
    14 SHRS COLLECTIVE BRANDS INC    
    14 SHRS JARDEN CORP 432 418
    14 SHRS NUANCE COMMUNICATIONS 226 352
    14 SHRS ROVI CORP 403 344
    14 SHRS WILLIS GROUP HLDGS 445 543
    144 SHRS FLEXTRONICS INTL LTD 882 815
    15 SHRS AMERICAN EAGLE OUTFITTERS 182 229
    15 SHRS EBAY INC 471 455
    15 SHRS FLUOR CORP INC    
    15 SHRS KILROY REALTY CORP 332 571
    15 SHRS LIBERTY PPTY TR 275 463
    15 SHRS NINTENDO LTD 548 254
    15 SHRS NOVELLUS SYS INC    
    15 SHRS RETAIL OPPORTUNITY 154 178
    15 SHRS RLJ LODGING TRUST 246 252
    16 SHRS BNP PARIBAS 680 314
    16 SHRS CORP OFFICE PPTYS TRUST    
    16 SHRS FREEPORT MCMORAN 851 589
    16 SHRS GRAFTECH INTL LTD    
    16 SHRS MACERICH 348 810
    16 SHRS PPL CORP 436 471
    16 SHRS SAIC INC 289 196
    17 SHRS ABBOT LABS 826 956
    17 SHRS ACERGY S A SPON ADR    
    17 SHRS ALLSCRIPTS HEALTHCARE 294 322
    17 SHRS BROADRIDGE FINANCIAL 347 383
    17 SHRS EXTRA SPACE STORAGE INC 192 412
    17 SHRS NVIDIA 251 235
    17 SHRS PSS WORL MEDICAL INC 372 411
    18 SHRS CBS CORP NEW 318 488
    18 SHRS CMS ENERGY CORP 341 397
    18 SHRS DIGITAL RLTY TR 603 270
    18 SHRS LENNAR CORP 330 354
    18 SHRS VODAFONE GROUP PLC 480 505
    19 SHRS CANADIAN NATURAL RES 513 710
    19 SHRS COMPANHIA ENERG 288 338
    19 SHRS DEVON ENERGY CORP 1,117 1,178
    19 SHRS DUPONT FABROS TECH 206 460
    19 SHRS EZCORP INC NON VTG 597 501
    19 SHRS HCA HOLDINGS INC 406 419
    19 SHRS ICAP PLC SPONS ADR 208 202
    19 SHRS MGM MIRAGE INC 189 198
    19 SHRS NIDEC CORPORATION 395 410
    19 SHRS OMEGA HEALTHCARE INVS 229 368
    19 SHRS STERLITE INDUSTRIES    
    19 SHRS VENTAL INC 667 1,047
    2 SHRS CREDICORP LTD    
    2 SHRS ESSEX PPTY TR INC 225 281
    2 SHRS PETROCHINA CO LTD 211 249
    2 SHRS PIONEER NATURAL RES CO 138 179
    2 SHRS POTASH CORP 96 82
    2 SHRS WYNN RESORTS LTD 146 221
    20 SHRS APARTMENT INVT MGMT 503 458
    20 SHRS CROWN HOLDINGS INC 581 671
    20 SHRS FIRST POTOMAC RLTY TR 260 261
    20 SHRS NV ENERGY INC 296 327
    20 SHRS UNILEVER NV NY REG SHS 604 687
    20 SHRSS APOLLO GROUP INC    
    21 SHRS ABB LTD 386 395
    21 SHRS BIOMED REALTY TR 244 380
    21 SHRS FRUPO FIN BANORTE    
    21 SHRS IRIDIUM COMMUNICATIONS 196 162
    21 SHRS NATIONWIDE HLTH PPTYS    
    21 SHRS PACKAGING CORP AMERICA 480 530
    21 SHRS SIMON PROPERTY GROUP DEL 1,114 2,708
    21 SHRS VESTAS WIND SYTS AS ADR    
    22 SHRS ASSOCIATED BANC CORP    
    22 SHRS EQT CORP    
    22 SHRS EXELON CORP 987 954
    22 SHRS HUMAN GENOME SCIENCES 427 163
    22 SHRS JSC MMC NORILSK NCKL ADR 398 337
    22 SHRS MARVELL TECHNOLOGY CORP 345 305
    22 SHRS NOVARTIS ADR 1,091 1,258
    22 SHRS PARAMETRIC TECH 501 401
    23 SHRS FIFTH THIRD BANCORP    
    23 SHRS HCP INC 556 953
    23 SHRS SYSCO CORP 635 675
    23 SHRS VALE SA PFD 406 474
    23 SHRS WAL-MART STORES 1,187 1,374
    24 SHRS FANUC LTD 539 607
    24 SHRS GREAT PLAINS ENERGY 441 523
    24 SHRS MARUI GROUP CO LTD ADR    
    24 SHRS USIMINAS SP ADR REG S    
    24 SHRS XL CAPITAL LTD 363 474
    25 SHRS DDR CORP 272 304
    25 SHRS DEVELPERS DVSFC RLTY CP    
    25 SHRS MOLYCORP INC 847 600
    25 SHRS PING AN INS GROUP 439 328
    25 SHRS STATE STREET CORP 972 1,008
    25 SHS MARATHON OIL CORP    
    26 SHRS KIMCO REALTY CORP MD COM 411 406
    26 SHRS MCMORAN EXPLORATIONS 447 378
    27 SHRS EQUITY RESIDENTIAL 852 1,539
    27 SHRS ERICSSON LM TEL CL B    
    27 SHRS VALERO ENERGY CORP    
    28 SHRS CVS CAREMARK CORP 886 1,142
    28 SHRS MTN GROUP LTD-SPONS ADR 539 496
    28 SHRS SBERBANK SPONSORED ADR 373 278
    28 SHRS WARNER CHILCOTT PLC 616 424
    29 SHRS ALLSTATE CORP    
    29 SHRS ARES CAPITAL 406 448
    29 SHRS BARRICK GOLD CORP 1,190 1,312
    29 SHRS METLIFE INC 1,207 904
    29 SHRS OAO GAZPROM SPON 304 310
    29 SHRS SE INVT CO PA PV .01 593 503
    29 SHRS SUNOCO INC PV1 PA 1,007 1,189
    29SHRS INDUSTRIAL AND COMMERCIAL BNK 429 346
    3 SHRS BELLE INTERNATIONAL 272 260
    3 SHRS CONCHO RESOURCES INC    
    3 SHRS COOPER INDUSTRIES PLC 134 162
    3 SHRS EATON CORP    
    3 SHRS FLOWERSERVE CORP 287 297
    3 SHRS HEALTHCARE REALTY TR 143 163
    3 SHRS JOHNSON & JOHNSON 166 197
    3 SHRS LABORATORY CP AMER HLDGS 248 258
    3 SHRS SIRONA DENTAL SYSTEMS 124 132
    3 SHRS WALTER ENERGY INC    
    30 SHRS KINROSS GOLD CORP 437 342
    30 SHRS TESCO PLC SPNRD ADR 671 565
    20 SHRS BANCO BRADESCO SA ADR 227 334
    31 SHRS BANCO SANTANDER SA ADR 497 233
    31 SHRS BARCLAYS PLC 497 340
    31 SHRS ESPRIT HOLDING LTD    
    31 SHRS SANDVIK AB SHS 380 378
    31 SHRS TIME WARNER INC NEW 981 1,120
    32 SHRS ATP OIL AND GAS 502 235
    32 SHRS MARSH AND MCLENNAN COS INC 895 1,012
    32 SHRS MORGAN STANLEY    
    32 SHRS NCR CORP 622 527
    32 SHRS PROLOGIS INC 776 915
    32 SHRS TAIWAN S MANUFACTRING ADR 296 413
    33 SHRS ADVANCED MICRO D INC    
    34 SHRS SANOFI CORP 1,264 1,242
    34 SHRS TEXAS INSTRUMENTS 891 990
    35 SHRS SUNCOR ENERGY INC 971 1,009
    36 SHRS ASAHI GLASS JAPAN 421 297
    36 SHRS LIFE TECHNOLOGIES 1,571 1,401
    37 SHRS STMICROELECTRONICS NY SH    
    38 SHRS COMCAST CORP 730 901
    38 SHRS GAFISA SA SPON ADR 512 175
    38 SHRS LOWES INC 737 964
    38 SHRS MICROSOFT CORP 998 986
    38 SHRS SUMITOMO CORP SP ADR 416 513
    39 SHRS DANONE-SPONS    
    39 SHRS DOLE FOOD COMPANY 539 337
    4 SHRS CELGENE CORP 253 270
    4 SHRS CIT GROUP INC 189 139
    4 SHRS DARDEN RESTAURANTS 175 182
    4 SHRS EQUITY LIFESTYLES PPTYS 187 267
    4 SHRS LORILLARD INC 368 456
    4 SHRS MONSANTO CO 282 280
    4 SHRS MURPHY OIL CORP    
    4 SHRS PVH CORP 230 282
    41 SHRS OWENS ILL INC 1,054 794
    42 SHRS CREDIT SUISSE GP 1,578 986
    42 SHRS DCT INDUSTRIAL TRUST    
    42 SHRS KITE REALTY GROUP 152 189
    44 SHRS GENERAL MOTORS 1,396 892
    44 SHRS PFIZER INC DEL 752 952
    44 SHRS SUNPOWER CORP 624 274
    46 SHRS APOLLO INVESTMENT INC 448 296
    47 SHRS FIRST NIAGARA FINL GROUP 416 405
    47SHRS INTL GAME TECHNOLOGY    
    48 SHRS CIE FIANNCIERE RICHEMONT 256 241
    48 SHRS SYMANTEC CORP 754 751
    4SHRS HUBBELL INC CL    
    5 SHRS AUTOLIV 298 267
    5 SHRS BAYER AG 377 319
    5 SHRS CORN PRODUCTS 226 263
    5 SHRS FMC CORP COM NEW 369 430
    5 SHRS INTL BUSINESS MACHINES 791 919
    5 SHRS RALCORP HLDGS INC NEW 299 427
    5 SHRS SIEMENS AG 474 478
    5 SHRS SNAP ON INC 266 253
    5 SHRS TENNECO INC DEL 125 149
    5 SHRS UNITED HEALTHCARE 249 253
    5 SHRS VF CORPORATION    
    7 SHRS WABCO HOLDINGS INC 327 304
    51 SHRS INVESCO LTD 1,110 1,024
    55 SHRS CITIGROUP 2,000 1,447
    57 SHRS KINGFISHER PLC 395 438
    58 SHRS WEATHERFORD INTL\ 876 849
    5SHRS HUDSON PAC PPTYS    
    6 SHRS AFFILIATED MANAGERS GRP    
    6 SHRS AGCO CORP 290 258
    6 SHRS AIRGAS INC 385 468
    6 SHRS ALEXANDRIA REAL EST EQTS 410 414
    6 SHRS BP PLC 238 256
    6 SHRS CELANESE CORP 209 266
    6 SHRS DIRECTV GROUP HLDGS 272 257
    6 SHRS EMERSON ELECTRIC COMPANY 233 279
    6 SHRS GOLAR LNG LTD 190 267
    6 SHRS HESS CORP 328 341
    6 SHRS INFOSYS TECH LTD ADR 299 308
    6 SHRS INTL FLAVORS & FRAGRNC 302 315
    6 SHRS INTUIT INC 250 315
    6 SHRS JM SMUCKER CO 351 469
    6 SHRS LUKOIL SPONSORED ADR 315 319
    6 SHRS MEDTRONIC INC 219 230
    6 SHRS NATIONAL RETAIL PPTYS 154 158
    6 SHRS POLYCOM INC COM    
    6 SHRS SL GREEN REALTY CORP 403 400
    6 SHRS SOLERA HOLDINGS 278 267
    6 SHRS SPX CORP    
    6 SHRS THE MOSAIC CO 402 302
    6 SHRS TOTAL SA 385 307
    6 SHRS WESTPAC BANKING ARD 583 614
    65 SHRS APPLIED MATERIALS 796 696
    7 SHRS AMERICAN CAMPUS CMNTYS 229 294
    7 SHRS AMERICAN MOVIL SAB DE CV    
    7 SHRS CAMDEN PPTY TR 320 436
    7 SHRS CANADIAN NATL RAILWAY 412 550
    7 SHRS CATERPILLAR INC 367 634
    7 SHRS CIMAREX ENERGY    
    7 SHRS CORESITE REALTY CORP 115 125
    7 SHRS DEERE CO 404 541
    7 SHRS DGF SUEZ ADR    
    7 SHRS FDL R INV TR SBI NEW MD 379 635
    7 SHRS FISERV INC WISC PV 381 411
    7 SHRS HENKEL KGAA SPN ADR 309 405
    7 SHRS KB FINL GROUP 502 219
    7 SHRS MOSAIC CO    
    7 SHRS PHILLIPS VAN HEUSEN    
    7 SHRS SIGNET JEWELERS LTD 301 307
    7 SHRS STARWOOD HOTELS AND 182 336
    7 SHRS UNITED CONTL HLDGS INC 145 132
    7 SHRS VERISK ANALYTICS INC 222 281
    7 SHRS WESCO INTERNATIONAL INC 253 371
    76 SHRS SCHWAB CHARLES CORP 1,119 856
    77 SHRS DELTA AIRLINES 828 623
    77 SHRS HOST HOTELS AND RESORTS 888 1,137
    8 SHRS AGILENT TECHNOLOGIES 319 279
    8 SHRS BANK OF NOVA SCOTIA 377 398
    8 SHRS BHP BILLITYON LTD 401 565
    8 SHRS DOLLAR GENERAL    
    8 SHRS DR PEPPER SNAPPLE GROUP    
    8 SHRS ENI S P A SPONSORED ADR 427 330
    8 SHRS GDF SUEZ ADR 384 217
    8 SHRS HANSEN NATURAL    
    8 SHRS ICIC BANK LTD 327 211
    8 SHRS MASSEY ENERGY CO    
    8 SHRS PG&E CORP    
    8 SHRS PIEDMONT OFFICE REALTY 130 136
    8 SHRS SYNGENTA AG ADR    
    8 SHRS TEJON RANCH CO 262 196
    8 SHRS VOLKSWAGEN A G SPONS ADR 245 213
    80 SHRS NOVAGOLD RESOURCES INC 631 678
    83 SHRS LLYODS BANKING GROUP PLC    
    84 SHRS AES CORP 816 995
    8SHRS KENNAMETAL INC    
    9 SHRS ADIDAS AG SPON ADR 174 293
    9 SHRS ADOBE SYS DEL    
    9 SHRS ALTERA CORP 261 334
    9 SHRS AMERICAN ASSETS TRUST 190 185
    9 SHRS AVALONBAY CMMUN INC 517 1,175
    9 SHRS CANADIAN NATURAL RES LTD    
    9 SHRS ENTERTAINMENT PPTYS TR 248 393
    9 SHRS FEDERAL R INV TR SBI    
    9 SHRS FOREST CITY ENTERPRISES 106 106
    9 SHRS MCDONALD CORP 571 903
    9 SHRS NEWMONT MINING CORP 522 540
    9 SHRS NOBLE ENERGY INC 707 849
    9 SHRS PRUDENTIAL 182 178
    9 SHRS PUBLIC STORAGE 612 1,210
    9 SHRS SAP AKGSLTT SPONSORD 386 477
    9 SHRS SILVER WHEATON CORP 127 261
    9 SHRS SMITHFIELD FOODS 205 219
    9 SHRS VISA INC CL A 642 914
    9 SHRS WISCONSIN ENERGY CORP    
    90 SHRS HUNTINGTON BANCSHARES 442 494
    91 SHRS OPKO HEALTH INC 406 446
    96 SHRS SOUTHWEST AIRLNES CO 1,033 821
    97 SHRS SUMITOMO TR & BKG SPDADR 339 275
    ROUNDING 27 21

    TY 2011 InvestmentsGovtObligationsSch
    Name:
    DOROTHY BEISER CAIN CHARITABLE
    TRUST
    EIN: 43-1990704
    US Government Securities - End of Year Book Value:

    13,920
    US Government Securities - End of Year Fair Market Value:

    15,816
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2011 OtherAssetsSchedule
    Name:
    DOROTHY BEISER CAIN CHARITABLE
    TRUST
    EIN: 43-1990704
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INTEREST 626 605 605
    STREETTRACK GOLD TRUST 385    
    5079 SHRS LOOMIS SAUYLES MUTUAL FD 50,984 51,506 55,674
    ISHARES SILVER TRUST 372 230 458
    ISHARES RUSSELL MIDCAP 683    
    ISHARES FTSE HK 538 291 244
    SPDR GOLD TRUST   215 304
    POWERSHARES DB AGRI FD   337 289


    TY 2011 OtherDecreasesSchedule
    Name:
    DOROTHY BEISER CAIN CHARITABLE
    TRUST
    EIN: 43-1990704
    Description Amount
    FEDERAL TAXES PAID 58


    TY 2011 OtherExpensesSchedule
    Name:
    DOROTHY BEISER CAIN CHARITABLE
    TRUST
    EIN: 43-1990704
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    INVESTMENT EXPENSE 28 28    


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    DOROTHY BEISER CAIN CHARITABLE
    TRUST
    EIN: 43-1990704
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 5,413      


    TY 2011 TaxesSchedule
    Name:
    DOROTHY BEISER CAIN CHARITABLE
    TRUST
    EIN: 43-1990704
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX 120 120