Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
AL BIRD EST UNIVERSITY OF MAINE ETAL CO
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1297 CHURCH ST STATION   Room/suite
City or town, state, and ZIP code
NEW YORK, NY10008
A Employer identification number

13-6579662
B Telephone number (see page 10 of the instructions)

(212) 454-3785
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,070,344J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 103,126 103,126  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 113,114
b Gross sales price for all assets on line 6a 2,131,624
7 Capital gain net income (from Part IV, line 2)... 113,114
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 216,240 216,240  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 51,026 25,513   25,513
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 11,687 1,161   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 190 190    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 62,903 26,864 0 25,513
25 Contributions, gifts, grants paid........ 210,883 210,883
26 Total expenses and disbursements. Add lines 24 and 25 273,786 26,864 0 236,396
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -57,546
b Net investment income (if negative, enter -0-) 189,376
c Adjusted net income (if negative, enter -0-)... 0
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 113,297 166,187 166,236
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 2,199,027 Click to see attachment2,224,948 2,532,350
c Investments—corporate bonds (attach schedule)........ 1,161,664 Click to see attachment1,153,745 1,171,022
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 322,918 Click to see attachment191,157 200,736
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,796,906 3,736,037 4,070,344
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 3,796,906 3,736,037
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 3,796,906 3,736,037
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 3,796,906 3,736,037
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 3,796,906
2 Enter amount from Part I, line 27a..................... 2 -57,546
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 1,955
4 Add lines 1, 2, and 3.......................... 4 3,741,315
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 5,278
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 3,736,037
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 15. ADOBE SYSTEMS INC   2010-10-19 2011-02-15
b 10. ADOBE SYSTEMS INC   2011-05-20 2011-07-18
c 235. ADOBE SYSTEMS INC   2010-10-19 2011-07-18
d 160. AKAMI TECHNOLOGIES INC COM   2010-09-30 2011-05-24
e 280. AKAMI TECHNOLOGIES INC COM   2011-02-14 2011-06-14
175. AKAMI TECHNOLOGIES INC COM   2010-09-30 2011-06-14
25. ALPHA NAT RES INC COM   2010-06-21 2011-01-19
205. ALPHA NAT RES INC COM   2009-12-17 2011-01-19
15. ALPHA NAT RES INC COM   2010-06-21 2011-02-15
25. ALPHA NAT RES INC COM   2010-06-21 2011-03-30
25. ALPHA NAT RES INC COM   2009-09-21 2011-03-30
10. ALPHA NAT RES INC COM   2011-05-20 2011-05-24
195. ALPHA NAT RES INC COM   2009-09-21 2011-05-24
5. AMERICAN TOWER CORP CL A   2007-12-07 2011-02-15
40. AMERICAN TOWER CORP CL A   2010-06-21 2011-02-15
125. AMERICAN TOWER CORP CL A   2011-05-20 2011-07-18
75.5 AMETEK INC NEW COM   2006-05-18 2011-01-10
59.5 AMETEK INC NEW COM   2010-06-21 2011-01-10
130. AMETEK INC NEW COM   2006-05-18 2011-02-14
25. AMETEK INC NEW COM   2011-05-20 2011-05-24
165. AMETEK INC NEW COM   2006-05-18 2011-05-24
10. AMGEN INC COM   2008-10-28 2011-02-15
55. AMGEN INC COM   2008-10-28 2011-05-11
130. AMGEN INC COM   2010-06-21 2011-07-18
20. ANADARKO PETE CORP COM   2010-04-29 2011-02-15
95. ANADARKO PETE CORP COM   2010-10-26 2011-04-18
5. ANADARKO PETE CORP COM   2009-05-01 2011-05-11
40. ANADARKO PETE CORP COM   2010-10-26 2011-05-11
20. APPLE COMPUTER INC COM   2010-06-21 2011-02-15
3600. ARTIO GLOBAL HIGH INCOME FUND   2010-03-19 2011-07-27
3100. ARTIO GLOBAL HIGH INCOME FUND   2011-03-21 2011-07-27
15. AUTOLIV INC COM   2011-01-10 2011-02-15
160. AUTOLIV INC COM   2010-11-05 2011-09-09
45. AUTOLIV INC COM   2011-05-20 2011-09-09
410. IPATH DOW JONES UBS COMMODITY INDEX TOTAL RETURN ETN   2011-02-01 2011-05-20
50000. BARCLAYS BANK PLC DTD 1/29/2010 3/2/2011   2010-01-26 2011-03-02
3250. BLACKROCK INFLATION PROTECTED BOND PORTFOLIO   2010-03-17 2011-02-01
20. BORG WARNER INC COM   2010-09-30 2011-02-15
100. BORG WARNER INC COM   2010-09-30 2011-04-07
15. BORG WARNER INC COM   2011-05-20 2011-05-24
100. BORG WARNER INC COM   2010-08-02 2011-05-24
35. BORG WARNER INC COM   2010-08-02 2011-09-27
25. CELGENE CORP   2007-12-11 2011-02-15
30. CELGENE CORP   2010-06-21 2011-02-15
100. CELGENE CORP   2007-12-11 2011-05-11
10. CHURCH & DWIGHT INC COM   2010-12-13 2011-02-15
20. CHURCH & DWIGHT INC COM   2010-12-13 2011-03-30
55. CHURCH & DWIGHT INC COM   2009-07-20 2011-05-11
30. CHURCH & DWIGHT INC COM   2010-12-13 2011-05-11
90. CHURCH & DWIGHT INC COM   2009-07-20 2011-05-24
630. CISCO SYS INC COM   2009-01-06 2011-02-14
100. CISCO SYS INC COM   2010-06-21 2011-02-14
725. CISCO SYS INC COM   1997-05-14 2011-04-18
55. CISCO SYS INC COM   2011-05-20 2011-06-14
830. CISCO SYS INC COM   1997-05-14 2011-06-14
175. COLGATE PALMOLIVE CO COM   2006-05-18 2011-04-07
25. CONCUR TECHNOLOGIES INC COM   2010-08-02 2011-02-15
60. CONCUR TECHNOLOGIES INC COM   2010-08-02 2011-03-30
65. CONCUR TECHNOLOGIES INC COM   2010-03-19 2011-03-30
75. CONCUR TECHNOLOGIES INC COM   2010-03-19 2011-07-18
160. CONCUR TECHNOLOGIES INC COM   2010-03-19 2011-08-05
9975. DWS RREEF GLOBAL REAL ESTATE SEC FD   2008-09-03 2011-02-01
6860. DWS RREEF GLOBAL REAL ESTATE SEC FD   2010-03-19 2011-02-01
25. DARDEN RESTAURANTS INC COM   2010-11-05 2011-02-15
45. DARDEN RESTAURANTS INC COM   2010-11-05 2011-09-13
15. DARDEN RESTAURANTS INC COM   2011-05-20 2011-09-13
30. DARDEN RESTAURANTS INC COM   2010-06-21 2011-09-13
35. DARDEN RESTAURANTS INC COM   2008-09-03 2011-09-27
188. DARDEN RESTAURANTS INC COM   2008-09-03 2011-10-24
82. DARDEN RESTAURANTS INC COM   2008-09-03 2011-10-25
25. DICKS SPORTING GOODS INC OC-COM   2011-01-10 2011-02-15
75. DICKS SPORTING GOODS INC OC-COM   2011-05-20 2011-08-31
35. DOVER CORP COM   2011-07-18 2011-09-30
140. E M C CORP MASS   2007-12-07 2011-02-15
15. EOG RES INC COM   2010-07-14 2011-02-15
15. EOG RES INC COM   2010-07-14 2011-04-07
20. EOG RES INC COM   2011-03-02 2011-04-07
715. EATON VANCE STRUCTURED EMERGING MKTS   2011-02-01 2011-08-15
10. EDWARDS LIFESCIENCES CORP   2008-09-03 2011-02-15
45. EDWARDS LIFESCIENCES CORP   2008-09-03 2011-03-30
15. EXPRESS SCRIPTS INC COM   2007-06-13 2011-02-15
30. EXPRESS SCRIPTS INC COM   2010-06-21 2011-02-15
65. EXXON MOBIL CORP COM   2010-06-23 2011-02-14
110. EXXON MOBIL CORP COM   2010-06-23 2011-05-11
40. EXXON MOBIL CORP COM   2010-06-23 2011-07-25
50. FREEPORT MCMORAN COPPER & GOLD INC CL B   2010-01-07 2011-01-10
25. FREEPORT MCMORAN COPPER & GOLD INC CL B   2010-04-15 2011-01-10
80. FREEPORT MCMORAN COPPER & GOLD INC CL B   2010-04-15 2011-02-03
135. FREEPORT MCMORAN COPPER & GOLD INC CL B   2010-04-15 2011-02-14
100. FREEPORT MCMORAN COPPER & GOLD INC CL B   2011-07-18 2011-09-20
90. FREEPORT MCMORAN COPPER & GOLD INC CL B   2011-07-18 2011-09-21
35. GILEAD SCIENCES INC COM   2010-06-21 2011-02-15
5. GILEAD SCIENCES INC COM   2006-05-18 2011-02-15
95. GILEAD SCIENCES INC COM   2006-05-18 2011-05-11
24. GOOGLE INC CL A   2009-09-23 2011-04-18
20. HEWLETT PACKARD CO COM   2009-07-16 2011-02-15
355. HEWLETT PACKARD CO COM   2009-07-16 2011-06-27
115. HUNTSMAN CORP COM   2011-02-14 2011-03-30
575. HUNTSMAN CORP COM   2011-05-20 2011-08-31
170. HUNTSMAN CORP COM   2011-01-10 2011-09-21
30. HUNTSMAN CORP COM   2011-01-10 2011-09-22
180. HUNTSMAN CORP COM   2010-12-07 2011-09-27
10. HUNTSMAN CORP COM   2011-01-10 2011-09-27
330. HUNTSMAN CORP COM   2010-12-13 2011-10-12
111. HUNTSMAN CORP COM   2010-12-13 2011-10-19
106. HUNTSMAN CORP COM   2010-12-13 2011-10-20
213. HUNTSMAN CORP COM   2010-12-13 2011-10-21
75. INTEL CORP COM   2010-06-21 2011-02-15
30. INTEL CORP COM   2006-02-09 2011-02-15
425. INTEL CORP COM   2011-06-14 2011-08-04
235. INTEL CORP COM   2006-02-09 2011-08-04
1165. ISHARES BARCLAYS 20+ YEAR TREASURY BOND FUND   2011-08-15 2011-08-24
150. KELLOGG CO COM   2011-05-24 2011-12-06
75. KOHLS CORP COM   2010-08-02 2011-01-10
255. KOHLS CORP COM   2009-07-28 2011-01-10
50. LIMITED BRANDS INC COM   2009-09-24 2011-02-15
105. LIMITED BRANDS INC COM   2009-09-24 2011-04-06
225. MARATHON OIL CORP COM   2011-05-20 2011-08-04
.5 MARATHON PETROLEUM CORP COM   2011-05-20 2011-07-01
112. MARATHON PETROLEUM CORP COM   2011-05-20 2011-07-15
451. MARRIOTT INTL INC NEW CL A   2007-12-07 2011-05-11
125. MARRIOTT INTL INC NEW CL A   2010-07-23 2011-05-11
90. MARRIOTT INTL INC NEW CL A   2011-02-02 2011-05-11
50. MCDONALDS CORP COM   2011-05-24 2011-07-18
20. MCKESSON HBOC INC COM   2010-12-22 2011-02-15
585. MERITOR INC COM   2011-02-02 2011-08-31
235. METLIFE INC COM   2010-11-05 2011-02-14
70. MICROSOFT CORP COM   2010-06-21 2011-02-15
40. MICROSOFT CORP COM   2006-05-18 2011-02-15
25. MORGAN STANLEY COM   2010-03-02 2011-02-15
455. MORGAN STANLEY COM   2010-06-21 2011-07-18
110. MORGAN STANLEY COM   2011-05-20 2011-07-18
145. MORGAN STANLEY COM   2010-09-30 2011-07-18
15. MOSAIC CO COM   2009-04-24 2011-02-15
95. MOSAIC CO COM   2009-04-24 2011-04-07
20. NATIONAL-OILWELL VARCO INC COM   2010-12-13 2011-04-07
30. NATIONAL-OILWELL VARCO INC COM   2011-02-02 2011-04-07
45. NATIONAL-OILWELL VARCO INC COM   2010-12-13 2011-05-20
135. NATIONAL-OILWELL VARCO INC COM   2010-12-13 2011-08-04
95. NATIONAL-OILWELL VARCO INC COM   2010-11-05 2011-09-21
25. NAVISTAR INTL CORP NEW   2010-12-13 2011-02-15
105. NAVISTAR INTL CORP NEW   2010-12-13 2011-05-24
15. NAVISTAR INTL CORP NEW   2011-05-20 2011-05-24
25. NAVISTAR INTL CORP NEW   2010-06-16 2011-09-30
5. NAVISTAR INTL CORP NEW   2010-12-13 2011-09-30
20. NIKE INC CL B   2007-12-07 2011-02-15
25. NORDSTROM INC COM   2010-06-21 2011-02-15
30. NORDSTROM INC COM   2009-10-19 2011-03-30
5. NORDSTROM INC COM   2010-06-21 2011-03-30
15. NORDSTROM INC COM   2011-05-20 2011-09-27
55. NORDSTROM INC COM   2009-10-19 2011-09-27
240. NORDSTROM INC COM   2009-11-13 2011-12-28
20. NORFOLK SOUTHERN CORP COM   2010-09-13 2011-02-15
100. NORFOLK SOUTHERN CORP COM   2010-09-13 2011-07-18
20. NORFOLK SOUTHERN CORP COM   2011-05-20 2011-07-18
15. OCCIDENTAL PETE CORP COM   2010-06-16 2011-02-15
35. OCCIDENTAL PETE CORP COM   2010-06-23 2011-05-20
70. ORACLE CORP COM   2010-06-21 2011-02-15
50. ORACLE CORP COM   2007-12-07 2011-02-15
35. OWENS ILLINOIS INC COM   2010-04-27 2011-02-15
300. OWENS ILLINOIS INC COM   2010-04-27 2011-03-30
390. OWENS ILLINOIS INC COM   2010-09-13 2011-07-18
20. OWENS ILLINOIS INC COM   2011-05-20 2011-07-18
25. OWENS ILLINOIS INC COM   2010-04-27 2011-07-18
25. PARKER HANNIFIN CORP COM   2010-11-05 2011-02-15
15. PARKER HANNIFIN CORP COM   2011-05-20 2011-09-13
55. PARKER HANNIFIN CORP COM   2010-11-05 2011-09-13
15. PARKER HANNIFIN CORP COM   2010-09-13 2011-09-30
20. PEPSICO INC COM   2010-08-13 2011-02-15
60. PHARMASSET INC COM   2011-07-18 2011-11-30
4190. PIMCO DEVELOPING LOCAL MARKETS FUND   2011-05-20 2011-07-27
3110. PIMCO DEVELOPING LOCAL MARKETS FUND   2008-09-05 2011-07-27
16085. PIMCO DEVELOPING LOCAL MARKETS FUND   2010-06-04 2011-10-26
35. PRICE T ROWE GROUP INC COM   2010-11-05 2011-02-15
20. PRICE T ROWE GROUP INC COM   2011-05-20 2011-07-18
75. PRICE T ROWE GROUP INC COM   2010-11-05 2011-07-18
25. QUALCOMM INC COM   2007-06-13 2011-02-15
225. RIVERBED TECHNOLOGY INC COM   2011-05-20 2011-10-04
10. ROPER INDS INC COM   2009-09-21 2011-02-15
25. ROPER INDS INC COM   2010-06-21 2011-02-15
80. ROPER INDS INC COM   2009-09-21 2011-05-24
15. ROPER INDS INC COM   2011-05-20 2011-05-24
30. ROPER INDS INC COM   2009-09-11 2011-09-30
25. SCHLUMBERGER LTD COM   2008-09-25 2011-02-15
50. SCHLUMBERGER LTD COM   2008-09-25 2011-05-11
75. SCHWAB CHARLES CORP NEW COM   2010-04-14 2011-02-15
35. SCHWAB CHARLES CORP NEW COM   2011-05-20 2011-08-11
675. SCHWAB CHARLES CORP NEW COM   2010-06-21 2011-08-11
35. SCRIPPS NETWORKS INTERACTIVE COM   2010-06-21 2011-01-10
150. SCRIPPS NETWORKS INTERACTIVE COM   2009-09-22 2011-01-10
160. SCRIPPS NETWORKS INTERACTIVE COM   2009-09-11 2011-01-24
205. SCRIPPS NETWORKS INTERACTIVE COM   2009-09-11 2011-02-02
20. SKYWORKS SOLUTIONS INC COM   2011-01-10 2011-02-15
20. SOLERA HOLDINGS INC COM   2010-08-17 2011-02-15
60. SOLERA HOLDINGS INC COM   2010-08-17 2011-03-30
120. SOLERA HOLDINGS INC COM   2010-08-17 2011-09-13
10. STERICYCLE INC   2007-06-13 2011-02-15
25. STERICYCLE INC   2007-06-13 2011-03-30
20. STERICYCLE INC   2007-06-13 2011-09-13
515. SYSCO CORP COM   2007-12-07 2011-02-14
50. SYSCO CORP COM   2010-06-21 2011-02-14
360. THORATEC CORP COM NEW   2010-10-29 2011-03-30
30. TRANSDIGM GROUP INC COM   2009-12-07 2011-03-30
20. TRANSDIGM GROUP INC COM   2009-11-17 2011-09-13
10. TRANSDIGM GROUP INC COM   2011-05-20 2011-09-13
20. TRANSDIGM GROUP INC COM   2009-11-17 2011-09-27
4. TRANSDIGM GROUP INC COM   2009-11-17 2011-09-30
40000. US T BILLS DTD 10/20/2011 10/18/2012   2011-10-31 2011-12-05
15. UNITED TECHNOLOGIES CORP COM   2005-12-01 2011-02-15
35. VERIFONE SYSTEMS INC COM   2011-01-10 2011-02-15
160. VERIFONE SYSTEMS INC COM   2011-01-10 2011-08-31
30. VERIFONE SYSTEMS INC COM   2010-12-13 2011-08-31
75. VISA INC CL A COM   2010-05-11 2011-01-10
10. WAL MART STORES INC COM   2007-12-07 2011-02-15
3850. WELLS FARGO INTL ADVANTAGE BOND FUND   2010-09-29 2011-02-01
325. DBTC INTERNATIONAL FUND   2011-02-15 2011-03-15
345. DBTC INTERNATIONAL FUND   2010-03-31 2011-05-16
325. DBTC INTERNATIONAL FUND   2011-02-15 2011-05-16
125. DBTC INTERNATIONAL FUND   2011-06-30 2011-07-31
440. DBTC INTERNATIONAL FUND   2011-06-30 2011-08-15
180. DBTC TAXABLE INCOME FUND   2011-02-15 2011-03-15
920. DBTC TAXABLE INCOME FUND   2011-02-15 2011-06-30
5. DBTC TAXABLE INCOME FUND   1997-06-09 2011-06-30
350. DBTC US SMALL CAPITALIZATION FUND   2009-08-31 2011-05-16
515. DBTC US SMALL CAPITALIZATION FUND   2010-10-15 2011-05-16
10. ACCENTURE PLC CL A   2009-01-06 2011-02-15
25. CHEDK POINT SOFTWARE TECH LTD COM SHS   2010-06-21 2011-02-15
15. CHEDK POINT SOFTWARE TECH LTD COM SHS   2009-10-20 2011-02-15
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 502   415 87
b 285   355 -70
c 6,693   6,506 187
d 5,299   8,022 -2,723
e 8,287   11,722 -3,435
5,180   8,094 -2,914
1,451   1,179 272
11,902   8,818 3,084
831   585 246
1,488   975 513
1,488   930 558
505   504 1
9,856   7,252 2,604
278   215 63
2,224   1,806 418
6,526   6,404 122
2,938   1,579 1,359
2,316   1,684 632
5,629   2,719 2,910
1,034   1,070 -36
6,826   3,451 3,375
533   570 -37
3,235   3,134 101
7,109   7,401 -292
1,577   1,344 233
7,335   6,181 1,154
377   227 150
3,012   2,525 487
7,154   5,409 1,745
37,476   37,378 98
32,271   32,395 -124
1,158   1,208 -50
8,089   11,161 -3,072
2,275   3,575 -1,300
20,078   20,434 -356
58,520   50,000 8,520
35,263   35,425 -162
1,591   1,058 533
7,604   5,292 2,312
1,003   1,064 -61
6,689   4,599 2,090
2,175   1,609 566
1,322   1,265 57
1,587   1,647 -60
5,958   5,062 896
721   670 51
1,611   1,341 270
4,476   3,090 1,386
2,441   2,011 430
7,321   5,057 2,264
11,856   11,237 619
1,882   2,330 -448
12,042   4,914 7,128
823   913 -90
12,420   5,626 6,794
14,234   10,562 3,672
1,277   1,183 94
3,342   2,763 579
3,620   2,854 766
3,572   3,293 279
6,507   7,020 -513
76,708   86,490 -9,782
52,753   47,265 5,488
1,222   1,205 17
1,972   2,169 -197
657   775 -118
1,314   1,285 29
1,642   1,028 614
8,975   5,523 3,452
3,916   2,409 1,507
935   903 32
2,657   2,772 -115
1,628   2,292 -664
3,757   2,741 1,016
1,559   1,601 -42
1,708   1,601 107
2,278   2,178 100
10,346   11,211 -865
886   292 594
3,960   1,315 2,645
865   370 495
1,731   1,553 178
5,414   4,032 1,382
8,979   6,823 2,156
3,386   2,481 905
5,898   4,294 1,604
2,949   2,122 827
4,465   3,395 1,070
7,506   5,273 2,233
4,010   5,641 -1,631
3,324   4,661 -1,337
1,345   1,265 80
192   137 55
3,883   2,608 1,275
12,547   12,060 487
961   785 176
12,448   13,882 -1,434
2,001   2,150 -149
7,607   10,359 -2,752
1,962   2,886 -924
308   509 -201
1,875   3,013 -1,138
104   170 -66
3,322   5,490 -2,168
1,092   1,765 -673
1,059   1,685 -626
2,168   3,386 -1,218
1,594   1,594  
638   636 2
8,894   9,357 -463
4,918   4,982 -64
125,547   113,154 12,393
7,485   8,491 -1,006
3,905   3,690 215
13,278   12,580 698
1,623   872 751
3,646   1,831 1,815
5,688   6,961 -1,273
20   20  
4,313   4,503 -190
16,472   16,469 3
4,565   4,193 372
3,287   3,630 -343
4,268   4,140 128
1,581   1,414 167
5,029   12,194 -7,165
11,057   10,450 607
1,891   1,824 67
1,081   1,018 63
757   717 40
9,242   12,936 -3,694
2,234   2,895 -661
2,945   3,632 -687
1,296   611 685
7,593   3,867 3,726
1,558   1,304 254
2,337   2,255 82
3,062   2,934 128
9,299   8,259 1,040
5,741   4,873 868
1,619   1,477 142
6,751   6,201 550
964   1,015 -51
802   1,373 -571
161   295 -134
1,695   1,307 388
1,144   943 201
1,345   1,080 265
224   189 35
710   687 23
2,604   1,980 624
11,982   8,078 3,904
1,287   1,186 101
7,318   5,675 1,643
1,464   1,449 15
1,530   1,300 230
3,519   2,967 552
2,284   1,621 663
1,631   1,059 572
1,065   1,263 -198
9,051   10,823 -1,772
9,539   11,644 -2,105
489   639 -150
611   902 -291
2,271   2,028 243
1,011   1,306 -295
3,707   4,192 -485
954   1,015 -61
1,270   1,310 -40
7,868   3,786 4,082
46,467   45,325 1,142
34,490   32,260 2,230
165,836   153,610 12,226
2,422   2,106 316
1,143   1,262 -119
4,285   4,514 -229
1,456   1,156 300
4,300   8,064 -3,764
841   516 325
2,103   1,510 593
6,495   4,081 2,414
1,218   1,253 -35
2,112   1,520 592
2,289   2,200 89
4,146   4,207 -61
1,440   1,461 -21
414   610 -196
7,993   12,685 -4,692
1,667   1,574 93
7,145   5,401 1,744
7,540   5,652 1,888
9,558   7,242 2,316
728   625 103
1,047   798 249
3,055   2,393 662
6,537   4,674 1,863
839   435 404
2,210   1,088 1,122
1,625   871 754
14,415   16,696 -2,281
1,400   1,545 -145
9,234   13,237 -4,003
2,481   1,278 1,203
1,749   838 911
875   825 50
1,733   838 895
327   168 159
39,959   39,959  
1,270   819 451
1,681   1,497 184
5,689   6,843 -1,154
1,067   1,214 -147
5,410   6,383 -973
547   492 55
44,583   46,316 -1,733
79,523   84,622 -5,099
88,761   85,648 3,113
83,616   85,078 -1,462
31,158   32,033 -875
99,740   112,392 -12,652
14,914   14,764 150
76,458   75,687 771
416   402 14
32,786   31,172 1,614
48,243   43,056 5,187
523   335 188
1,232   789 443
739   453 286
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       87
b       -70
c       187
d       -2,723
e       -3,435
      -2,914
      272
      3,084
      246
      513
      558
      1
      2,604
      63
      418
      122
      1,359
      632
      2,910
      -36
      3,375
      -37
      101
      -292
      233
      1,154
      150
      487
      1,745
      98
      -124
      -50
      -3,072
      -1,300
      -356
      8,520
      -162
      533
      2,312
      -61
      2,090
      566
      57
      -60
      896
      51
      270
      1,386
      430
      2,264
      619
      -448
      7,128
      -90
      6,794
      3,672
      94
      579
      766
      279
      -513
      -9,782
      5,488
      17
      -197
      -118
      29
      614
      3,452
      1,507
      32
      -115
      -664
      1,016
      -42
      107
      100
      -865
      594
      2,645
      495
      178
      1,382
      2,156
      905
      1,604
      827
      1,070
      2,233
      -1,631
      -1,337
      80
      55
      1,275
      487
      176
      -1,434
      -149
      -2,752
      -924
      -201
      -1,138
      -66
      -2,168
      -673
      -626
      -1,218
       
      2
      -463
      -64
      12,393
      -1,006
      215
      698
      751
      1,815
      -1,273
       
      -190
      3
      372
      -343
      128
      167
      -7,165
      607
      67
      63
      40
      -3,694
      -661
      -687
      685
      3,726
      254
      82
      128
      1,040
      868
      142
      550
      -51
      -571
      -134
      388
      201
      265
      35
      23
      624
      3,904
      101
      1,643
      15
      230
      552
      663
      572
      -198
      -1,772
      -2,105
      -150
      -291
      243
      -295
      -485
      -61
      -40
      4,082
      1,142
      2,230
      12,226
      316
      -119
      -229
      300
      -3,764
      325
      593
      2,414
      -35
      592
      89
      -61
      -21
      -196
      -4,692
      93
      1,744
      1,888
      2,316
      103
      249
      662
      1,863
      404
      1,122
      754
      -2,281
      -145
      -4,003
      1,203
      911
      50
      895
      159
       
      451
      184
      -1,154
      -147
      -973
      55
      -1,733
      -5,099
      3,113
      -1,462
      -875
      -12,652
      150
      771
      14
      1,614
      5,187
      188
      443
      286
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 113,114
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 251,849 4,228,947 0.059554
2009 269,762 3,848,622 0.070093
2008 271,458 4,855,184 0.055911
2007      
2006      
2 Total of line 1, column (d) ...................... 2 0.185558
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.061853
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 4,410,449
5 Multiply line 4 by line 3....................... 5 272,800
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,894
7 Add lines 5 and 6......................... 7 274,694
8 Enter qualifying distributions from Part XII, line 4.............. 8 236,396
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 3,788
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 3,788
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,788
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 6,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 6,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,212
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet2,212 Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletME
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDEUTSCHE BANK TRUST CO NA
    JANICE SMITH     Telephone no.bullet (212) 454-3785
    Located atbullet345 PARK AVENUENEW YORKNY ZIP+4bullet10154
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    DEUTSCHE BANK TRUST COMPANY NA TRUSTEE
    11     		51,026    
    345 PARK AVENUE
    NEW YORK,NY10154
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    4,305,191
    b
    Average of monthly cash balances.......................
    1b
    172,422
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,477,613
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    4,477,613
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    67,164
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,410,449
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    220,522
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    220,522
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    3,788
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    3,788
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    216,734
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    216,734
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    216,734
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    236,396
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    236,396
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    236,396
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 216,734
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 0
    b Total for prior years:2009, 20, 20 0
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 0
    b From 2007....... 0
    c From 2008....... 30,653
    d From 2009....... 78,713
    e From 2010....... 46,283
    fTotal of lines 3a through e......... 155,649
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 236,396
    a Applied to 2010, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2011 distributable amount..... 216,734
    e Remaining amount distributed out of corpus 19,662
    5 Excess distributions carryover applied to 2011. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 175,311
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		175,311
    10 Analysis of line 9:
    a Excess from 2007.... 0
    b Excess from 2008.... 30,653
    c Excess from 2009.... 78,713
    d Excess from 2010.... 46,283
    e Excess from 2011.... 19,662
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNIVERSITY OF MAINE
    TWO ALUMNI PLACE
    ORONO,ME04469     		NONE TAX EXEMPT ORGANIZATIONS GENERAL EXEMPT PURPOSE 105,442
    COLBY COLLEGE
    4341 MAY FLOWER HILL
    WATERVILLE,ME04901     		NONE TAX EXEMPT ORGANIZATIONS GENERAL EXEMPT PURPOSE 35,147
    BOWDOIN COLLEGE
    3530 COLLEGE STATION
    BRUNSWICK,ME04011     		NONE TAX EXEMPT ORGANIZATIONS GENERAL EXEMPT PURPOSE 35,147
    BATES COLLEGE
    220 COLLEGE STREET
    LEWISTON,ME04240     		NONE TAX EXEMPT ORGANIZATIONS GENERAL EXEMPT PURPOSE 35,147
    Total .................................bullet 3a 210,883
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 103,126  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 113,114  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   216,240  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13216,240
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Name of Bond End of Year Book Value End of Year Fair Market Value
    DBTCO TAXABLE INCOME FD 616,107 650,672
    PIMCO DEV LOCAL MKTS FD 208,122 199,583
    ARTIO GLOBAL HIGH INCOME FUND 236,321 220,903
    BLACKROCK INFLA PROTEC BOND 93,195 99,864
    WELL FARGO INTL ADV BOND    

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Name of Stock End of Year Book Value End of Year Fair Market Value
    DARDEN RESTAURANTS INC COM    
    MARRIOTT INTL INC NEW CL A    
    MCDONALDS CORP COM 11,019 18,059
    NIKE INC CL B 22,193 32,284
    COLGATE PALMOLIVE CO COM    
    PEPSICO INC COM 27,301 29,858
    SYSCO CORP COM    
    WAL MART STORES INC COM 16,728 19,422
    EOG RES INC COM 24,565 23,150
    EXXON MOBIL CORP COM 19,340 28,818
    OCCIDENTAL PETE CORP COM 17,464 20,146
    SCHLUMBERGER LTD COM COM 32,203 26,641
    PRICE T ROWE GROUP IMC COM    
    AMGEN INC COM    
    CELGENE CORP COM 22,039 35,490
    EDWARDS LIFESCIENCES CORP COM 3,653 8,838
    EXPRESS SCRIPTS INC COM 15,383 26,591
    GILEAD SCIENCES INC COM 10,021 14,939
    ST JUDE MED INC COM 16,986 12,691
    AMETEK INC NEW COM 11,545 23,239
    STERICYCLE INC COM 6,095 10,909
    UNITED TECHNOLOGIES CORP COM 25,963 31,063
    APPLE INC COM 27,211 113,400
    CISCO SYS INC COM    
    E M C CORP MASS COM 36,992 37,372
    GOOGLE INC CL A 21,192 26,482
    INTEL CORP COM 13,053 20,128
    MICROSOFT CORP COM 28,737 34,657
    ORACLE CORP COM 37,564 41,297
    QUALCOMM INC COM 44,580 51,692
    ACCENTURE LTD CL A 24,803 28,744
    AMERICAN TOWER CORP CL A 15,264 21,004
    EATON VANCE STRUCT EMG MKTS 439,463 392,309
    DBTCO INTERNATIONAL FD 585,616 680,036
    DBTCO US SMALL CAP FD 109,738 114,539
    HEWLETT PACKARD CO COM    
    KOHLS CORP    
    LIMITED BRANDS INC 13,177 29,254
    NORDSTROM INC    
    SCRIPPS NETWORKS INTERACTIVE    
    CHURCH & DWIGHT INC    
    ALPHA NAT RES INC    
    ANADARKO PETE CORP 19,416 25,571
    NORFOLK SOUTHERN CORP 18,214 28,780
    PARKER HANNIFIN CORP 15,839 24,019
    ROPER INDS INC 12,155 20,849
    TRANSDIGM GROUP INC 5,904 13,491
    INT'L BUS MACHS CORP 14,141 24,824
    CHECK POINT SOLFTWARE TECH LTD 9,539 16,025
    MOSAIC CO 15,912 14,625
    AUTOLIV INC    
    BORG WARNER INC 7,693 11,792
    DICKS SPORTING GOODS INC 11,071 14,199
    NATIONAL - OILWELL VARGO INC 4,453 6,799
    METLIFE INC    
    MORGAN STANLEY DEAN WITTER    
    SCHWAB CHARLES CORP    
    MCKESSON HBOC INC 18,618 22,594
    THORATEC CORP    
    NAVISTAR INTL CORP 14,434 10,606
    ADOBE SYS INC    
    AKAMI TECH INC    
    CONCUR TECHNOLOGIES INC    
    SOLERA HLDGS INC 5,424 6,681
    VERIFONE SYSTEMS INC 9,911 8,702
    VISA INC    
    FREEPORT-MCMORAN COPPER & GOLD 16,731 16,923
    HUNTSMAN CORP    
    OWENS ILL INC    
    BARCLAYS BANK PLC DTD 1/29/10    
    BED BATH & BEYOND INC 15,288 15,072
    COACH INC 14,079 13,124
    STARWOOD HOTELS & RESORTS COM 24,151 19,428
    WYNN RESORTS LTD 10,175 8,839
    COSTCO WHSL CORP 24,403 25,413
    KELLOGG CO 17,248 16,182
    KRAFT FOODS INC 15,555 16,999
    WHOLE FOODS MKT INC 20,282 21,918
    CONCHO RESOURCES INC 3,841 3,750
    HALLIBURTON CO 15,527 10,871
    OIL STS INTL INC 11,233 11,074
    PLAINS EXPL & PRODTN CO 11,287 11,934
    AMERIPRISE FIN INC 11,267 8,687
    DISCOVERY FIN SVCS 15,339 14,400
    PRICE T ROWE GROUP INC 24,064 23,919
    CARFUSION CORP 12,214 10,418
    THERMO FISHER SCIENTIFIC INC 13,440 11,018
    DOVER CORP 18,439 16,544
    SPX CORP 14,910 11,150
    SKYWORKS SOLUTIONS INC 18,877 11,192
    ECOLAB INC 15,564 17,343
    WALTER ENERGY INC 11,803 6,056
    AMERICAN WATER WORKS 6,619 7,487

    TY 2011 InvestmentsOtherSchedule2
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    IPATH D J AIG COMM INDEX TOT AT COST 155,157 164,736
    DWS RREEF GLOBAL R E SEC FD      
    VACANT 20' WIDE STRIP OF LAND AT COST 36,000 36,000

    TY 2011 OtherDecreasesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Description Amount
    ADJ FOR 2011 CTF CASH DISTRIBUTIONS POSTING IN 2012 4,535
    PIMCO EMG LOC BD FD 2011 DIVIDEND POSTING 1/12/2012 737
    BLACKROCK INFL PROT BD PORT 2011 DIV POSTING 1/17/2012 6


    TY 2011 OtherExpensesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LIABILITY INSURANCE 190 190   0


    TY 2011 OtherIncreasesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Description Amount
    ADJ FOR 2011 CTF GAIN AND LOSS DIST POSTING IN 2012 1,947
    ROUNDING ADJUSTMENT 8


    TY 2011 TaxesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX PAYMENT - PRIOR YE 4,526 0   0
    FEDERAL ESTIMATES - PRINCIPAL 6,000 0   0
    FOREIGN TAXES ON QUALIFIED FOR 1,161 1,161   0