Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
THE CURTIS W MCGRAW FOUNDATION
 
% ROCKEFELLER & CO
Number and street (or P.O. box number if mail is not delivered to street address)C/O ROCKEFELLER CO30 ROCKEFELLER PLAZARoom/suite
City or town, state, and ZIP code
NEW YORK, NY10112
A Employer identification number

22-1761678
B Telephone number (see page 10 of the instructions)

C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$20,068,023J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments 198,003 198,003  
4 Dividends and interest from securities...... 290,412 290,412  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 770,644
b Gross sales price for all assets on line 6a 11,406,579
7 Capital gain net income (from Part IV, line 2)... 770,644
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,259,059 1,259,059  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 12,115 8,077 0 4,038
b Accounting fees (attach schedule)....... Click to see attachment 15,400 10,267 0 5,133
c Other professional fees (attach schedule).... Click to see attachment 116,495 116,495    
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 29,563 21,563    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 37,867 35,337   2,530
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 211,440 191,739 0 11,701
25 Contributions, gifts, grants paid........ 1,121,540 1,121,540
26 Total expenses and disbursements. Add lines 24 and 25 1,332,980 191,739 0 1,133,241
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -73,921
b Net investment income (if negative, enter -0-) 1,067,320
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 329,916 220,024 220,024
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet31,381
Less: allowance for doubtful accounts bullet   20,042 31,381 31,381
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 1,466,842 Click to see attachment2,437,291 2,476,993
b Investments—corporate stock (attach schedule)........ 10,143,468 Click to see attachment9,888,695 11,717,680
c Investments—corporate bonds (attach schedule)........ 3,661,340 Click to see attachment3,419,362 3,520,167
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,346,290 Click to see attachment897,224 2,101,778
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 16,967,898 16,893,977 20,068,023
Liabilities 17 Accounts payable and accrued expenses.......... 0  
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 16,967,898 16,893,977
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 16,967,898 16,893,977
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 16,967,898 16,893,977
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 16,967,898
2 Enter amount from Part I, line 27a..................... 2 -73,921
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 16,893,977
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 16,893,977
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a MERRILL LYNCH SEC LITIGATION P   2011-09-14
b DORAL FINANCIAL SECURITIES LITIGATION P   2011-01-04
c CENDANT CORP. SECURITIES LITIGATION P   2011-12-22
d F/X LOSS - ST P    
e 100 SH. ADVANCE AUTO PARTS, INC. P 2011-07-01 2011-11-11
20 SH. ADVANCE AUTO PARTS, INC. P 2011-07-01 2011-11-15
120 SH. AERCAP HOLDINGS NV P 2010-05-03 2011-03-21
430 SH. AERCAP HOLDINGS NV P 2010-05-03 2011-03-22
890 SH. AERCAP HOLDINGS NV P 2010-04-29 2011-03-23
410 SH. AERCAP HOLDINGS NV P 2010-05-03 2011-03-23
330 SH. AERCAP HOLDINGS NV P 2010-04-29 2011-03-24
100 SH. AERCAP HOLDINGS NV P 2010-04-27 2011-03-25
390 SH. AERCAP HOLDINGS NV P 2010-04-29 2011-03-25
390 SH. AERCAP HOLDINGS NV P 2010-04-27 2011-03-28
160 SH. AERCAP HOLDINGS NV P 2010-04-27 2011-03-29
360 SH. AERCAP HOLDINGS NV P 2010-04-28 2011-03-29
610 SH. AERCAP HOLDINGS NV P 2010-04-28 2011-03-30
400 SH. AERCAP HOLDINGS NV P 2010-04-30 2011-03-30
400 SH. AERCAP HOLDINGS NV P 2010-04-30 2011-03-31
150 SH. AERCAP HOLDINGS NV P 2010-05-05 2011-03-31
80 SH. AERCAP HOLDINGS NV P 2010-04-29 2011-04-01
270 SH. AERCAP HOLDINGS NV P 2010-05-05 2011-04-01
910 SH. AERCAP HOLDINGS NV P 2010-04-29 2011-04-04
300 SH. AERCAP HOLDINGS NV P 2010-04-29 2011-04-05
300 SH. AFLAC, INC. P 2011-10-12 2011-11-11
340 SH. AFLAC, INC. P 2011-10-12 2011-11-15
30 SH. ALEXION PHARMACEUTICALS, INC. P 2011-07-01 2011-11-11
190 SH. ALLSTATE CORPORATION P 2011-07-01 2011-11-11
10 SH. ALLSTATE CORPORATION P 2011-07-01 2011-11-15
100 SH. ANADARKO PETROLEUM CORPORATION P 2011-07-01 2011-11-11
110 SH. APACHE CORPORATION P 2011-07-01 2011-11-11
40 SH. APPLE INC. P 2011-07-01 2011-11-11
10 SH. APPLE INC. P 2011-07-01 2011-11-15
160 SH. BAKER HUGHES INCORPORATED P 2011-07-01 2011-11-11
10 SH. BAKER HUGHES INCORPORATED P 2011-07-01 2011-11-15
650 SH. BANK OF AMERICA CORPORATION P 2011-07-01 2011-08-10
150 SH. BNP PARIBAS P 2011-07-01 2011-08-04
50000 SH. BOA CO 5.625% 10/14/16 P 2011-09-09 2011-11-10
50000 SH. BOFA CORP NOTES 7.375% 5/15/14 P 2011-08-11 2011-09-09
120 SH. BOSKALIS WESTMINSTER - CVA P 2011-07-01 2011-11-14
50000 SH. CAMPBELL SOUP CO 3.05% 7/15/17 P 2011-07-25 2011-09-26
240 SH. CAREFUSION CORPORATION P 2011-07-01 2011-11-11
40 SH. CAREFUSION CORPORATION P 2011-07-01 2011-11-15
220 SH. CENTRICA PLC P 2011-05-10 2011-11-14
1650 SH. CENTRICA PLC P 2011-07-01 2011-11-14
4110 SH. CENTRICA PLC P 2011-05-10 2011-11-16
90 SH. CHEVRON CORPORATION P 2011-07-01 2011-11-11
6000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-11-24 2011-11-16
2000 SH. CHINA HIGH SPEED TRANSMISSION P 2010-03-22 2011-03-22
120 SH. CHINA MOBILE (HONG KONG) LIMIT P 2011-07-01 2011-11-11
270 SH. CHINA MOBILE (HONG KONG) LIMIT P 2011-02-22 2011-11-15
10 SH. CHINA MOBILE (HONG KONG) LIMIT P 2011-07-01 2011-11-15
65000 SH. CITIGROUP INC. 6.01% 01/15/15 P 2011-06-17 2011-10-25
380 SH. COMCAST CORPORATION - CL A P 2011-07-01 2011-11-11
140 SH. COMERICA INCORPORATED P 2011-07-01 2011-11-11
580 SH. COMMUNITY HEALTH CARE P 2010-04-20 2011-04-11
2040 SH. COMMUNITY HEALTH CARE P 2010-04-20 2011-04-11
1310 SH. COMMUNITY HEALTH CARE P 2010-04-21 2011-04-11
110 SH. CONTINENTAL RESOURCES, INC. P 2011-07-01 2011-11-11
170 SH. COVIDIEN PLC P 2011-07-01 2011-11-11
40 SH. COVIDIEN PLC P 2011-07-01 2011-11-15
40 SH. CREDIT SUISSE GROUP P 2011-07-01 2011-11-08
50 SH. CREE, INC. P 2011-04-04 2011-11-11
100 SH. CREE, INC. P 2011-04-04 2011-11-15
800 SH. DONGFANG ELECTRIC CORP LTD P 2011-07-05 2011-11-14
1800 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-22 2011-11-16
2420 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-22 2011-12-06
2330 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-22 2011-12-07
1160 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-22 2011-12-08
1740 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-22 2011-12-09
850 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-22 2011-12-12
2890 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-22 2011-12-13
2390 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-22 2011-12-14
1790 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-22 2011-12-15
1630 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-22 2011-12-16
160 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-23 2011-12-16
1790 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-23 2011-12-19
1820 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-23 2011-12-20
3050 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-23 2011-12-21
3180 SH. DONGFANG ELECTRIC CORP LTD P 2011-03-23 2011-12-22
90 SH. FEDEX CORPORATION P 2011-07-01 2011-11-11
10 SH. FEDEX CORPORATION P 2011-07-01 2011-11-15
150000 SH. FHLB 1.75% 02/25/16 P 2011-02-08 2011-05-25
50000 SH. FREDDIE MAC 1.375% 02/25/14 P 2011-08-02 2011-10-05
150000 SH. FREDDIE MAC 2.5% 05/27/16 P 2011-06-07 2011-11-08
25000 SH. FREDDIE MAC 2.5% 05/27/16 P 2011-06-29 2011-11-08
2000 SH. GALAXY ENTERTAINMENT GROUP LTD P 2011-07-05 2011-11-14
400 SH. GALAXY ENTERTAINMENT GROUP LTD P 2011-07-05 2011-11-16
50000 SH. GOLDMAN SACHS 5.75% 10/01/16 P 2011-07-28 2011-11-10
30 SH. GOLDMAN SACHS GROUP P 2011-07-01 2011-11-11
430 SH. HERTZ GLOBAL HOLDINGS INC. P 2011-07-01 2011-11-11
10 SH. HERTZ GLOBAL HOLDINGS INC. P 2011-07-01 2011-11-15
440 SH. HEWLETT-PACKARD COMPANY P 2011-02-23 2011-11-11
260 SH. HEWLETT-PACKARD COMPANY P 2011-02-23 2011-11-15
320 SH. HEWLETT-PACKARD COMPANY P 2011-02-24 2011-11-15
150000 SH. HEWLETT-PACKARD FLOAT% 3/1/12 P 2011-02-07 2011-06-23
70 SH. HONEYWELL INC. P 2011-07-01 2011-11-11
110 SH. HUMAN GENOME SCIENCES INC. P 2011-07-01 2011-08-25
160 SH. HYUNDAI MOTOR CO., LTD. - 2ND P 2011-05-02 2011-11-16
950 SH. ING GROEP P 2011-03-09 2011-11-14
1140 SH. ING GROEP P 2011-03-09 2011-11-16
1980 SH. ING GROEP P 2011-03-08 2011-11-25
6910 SH. ING GROEP P 2011-03-09 2011-11-25
300 SH. ING GROEP P 2011-07-01 2011-11-25
6750 SH. ING GROEP P 2011-08-09 2011-11-25
390 SH. INTERCONTINENTAL HOTELS GROUP P 2011-07-01 2011-11-14
2930 SH. INTESA SANPAOLO - RNC P 2011-07-01 2011-07-13
60 SH. KOREA ELECTRIC POWER CORP. P 2011-06-24 2011-11-14
250 SH. KOREA ELECTRIC POWER CORP. P 2011-07-01 2011-11-14
640 SH. KOREA ELECTRIC POWER CORP. P 2011-06-24 2011-11-16
40 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2011-11-14
120 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2011-11-16
0.7122 SH. LG ELECTRONICS RTS 12/21/11 P 2011-03-09 2011-11-17
120.0827 SH. LG ELECTRONICS RTS 12/21/11 P 2011-03-09 2011-12-06
34.9173 SH. LG ELECTRONICS RTS 12/21/11 P 2011-03-15 2011-12-06
1 SH. LG ELECTRONICS RTS 12/21/11 P 2011-11-17 2011-12-06
150000 SH. MA ST BAB 4.2% 12/01/21 P 2011-10-12 2011-11-14
30 SH. MASTERCARD INC - CLASS A P 2011-07-01 2011-11-08
200 SH. MITSUI & CO., LTD. P 2011-07-01 2011-11-14
600 SH. MITSUI & CO., LTD. P 2011-03-16 2011-11-16
230 SH. MORGAN STANLEY P 2011-07-01 2011-11-11
120 SH. MORGAN STANLEY P 2011-08-09 2011-11-11
410 SH. MORGAN STANLEY P 2011-08-09 2011-11-15
70 SH. MSCI INC. - A P 2011-07-01 2011-11-11
170 SH. MSCI INC. - A P 2010-12-08 2011-11-15
10 SH. MSCI INC. - A P 2011-07-01 2011-11-15
230 SH. NETAPP, INC. P 2011-09-08 2011-11-11
210 SH. NETAPP, INC. P 2011-09-08 2011-11-15
190 SH. NOVARTIS AG - ADR P 2011-07-01 2011-11-11
370 SH. NOVARTIS AG - ADR P 2011-07-01 2011-11-15
175000 SH. NY BAB 4.669% 10/01/22 P 2011-05-17 2011-11-10
90 SH. NYSE EURONEXT P 2011-07-01 2011-11-11
80 SH. OCEANEERING INTERNATIONAL, INC P 2011-07-01 2011-11-11
10 SH. OCEANEERING INTERNATIONAL, INC P 2011-07-01 2011-11-15
400 SH. OGX PETROLEO E GAS PARTICIPAOE P 2011-07-01 2011-11-11
230 SH. PEPSICO, INC P 2011-07-01 2011-11-11
20 SH. PEPSICO, INC P 2011-07-01 2011-11-15
340 SH. PFIZER INC. P 2011-07-01 2011-11-11
30 SH. PFIZER INC. P 2011-07-01 2011-11-15
40 SH. PHILIPPINE LONG DIST TELE CO P 2011-11-11 2011-11-15
700 SH. PRUDENTIAL PLC P 2011-11-08 2011-11-14
830 SH. PRUDENTIAL PLC P 2011-11-08 2011-11-16
200 SH. QUALCOMM INC. P 2011-07-01 2011-11-11
110 SH. QUEST DIAGNOSTICS INCORPORATED P 2011-03-09 2011-11-11
70 SH. QUEST DIAGNOSTICS INCORPORATED P 2011-07-01 2011-11-11
240 SH. QUEST DIAGNOSTICS INCORPORATED P 2011-03-09 2011-11-15
50 SH. REGENERON PHARMACEUTICALS P 2011-07-01 2011-11-11
120 SH. REGENERON PHARMACEUTICALS P 2010-12-03 2011-11-15
20 SH. REGENERON PHARMACEUTICALS P 2011-07-01 2011-11-15
0.2733 SH. ROYAL DUTCH SHELL PLC-ADR A P 2011-07-01 2011-09-27
240 SH. ROYAL DUTCH SHELL PLC-ADR A P 2011-11-11 2011-11-15
250 SH. SANTOS LIMITED P 2011-03-09 2011-11-14
620 SH. SANTOS LIMITED P 2011-03-09 2011-11-16
110 SH. SCHNEIDER ELECTRIC SA P 2011-07-01 2011-11-16
450 SH. SCHNEIDER ELECTRIC SA P 2011-07-01 2011-11-25
1500 SH. SEMEN GRESIK (PERSERO) TBK P 2011-07-01 2011-11-14
4000 SH. SEMEN GRESIK (PERSERO) TBK P 2011-03-31 2011-11-16
290 SH. SKF AB - B SHS P 2011-07-01 2011-11-11
210 SH. STATE STREET CORP. P 2011-07-01 2011-10-12
130 SH. THERMO FISHER SCIENTIFIC INC. P 2011-07-01 2011-11-11
20 SH. THERMO FISHER SCIENTIFIC INC. P 2011-07-01 2011-11-15
110 SH. TORONTO-DOMINION BANK P 2011-07-01 2011-11-11
30 SH. TORONTO-DOMINION BANK P 2011-07-01 2011-11-15
300000 SH. US TREAS INFL 2.125% 01/15/19 P 2011-05-18 2011-08-25
125000 SH. US TREAS N/B 1.75% 04/15/13 P 2011-08-23 2011-10-20
260000 SH. US TREASURY N/B 2.125% 5/31/15 P 2010-10-22 2011-08-25
360 SH. VEDANTA RESOURCES PLC P 2011-04-01 2011-11-16
175000 SH. VERIZON COMM 5.5% 02/15/2018 P 2011-02-24 2011-07-12
830 SH. VODAFONE GROUP PLC - SP ADR P 2011-11-11 2011-11-15
20 SH. WAL-MART STORES, INC. P 2011-07-01 2011-11-15
260 SH. WAL-MART STORES, INC. P 2011-11-11 2011-11-15
90 SH. WELLPOINT INC. P 2011-07-01 2011-11-11
10 SH. WELLPOINT INC. P 2011-07-01 2011-11-15
240 SH. WELLS FARGO COMPANY P 2011-07-01 2011-11-11
230 SH. WELLS FARGO COMPANY P 2011-08-09 2011-11-11
550 SH. WELLS FARGO COMPANY P 2011-08-09 2011-11-15
800 SH. WYNN MACAU, LIMITED P 2011-07-05 2011-11-14
300 SH. WYNN MACAU, LIMITED P 2011-07-05 2011-11-16
180 SH. YUM! BRANDS, INC. P 2011-07-01 2011-11-11
120 SH. ADVANCE AUTO PARTS, INC. P 2009-11-04 2011-11-15
520 SH. ALEXION PHARMACEUTICALS, INC. P 2009-10-16 2011-03-08
10 SH. ALEXION PHARMACEUTICALS, INC. P 2009-10-16 2011-11-11
50 SH. ALEXION PHARMACEUTICALS, INC. P 2009-10-15 2011-11-15
50 SH. ALEXION PHARMACEUTICALS, INC. P 2009-10-16 2011-11-15
280 SH. ALLSTATE CORPORATION P 2010-04-28 2011-11-15
370 SH. AMERIPRISE FINANCIAL, INC. P 2009-09-30 2011-03-08
2930 SH. AMERIPRISE FINANCIAL, INC. P 2009-09-30 2011-03-09
330 SH. AMERIPRISE FINANCIAL, INC. P 2009-10-05 2011-03-09
1060 SH. ANADARKO PETROLEUM CORPORATION P 2009-10-16 2011-03-08
150 SH. ANADARKO PETROLEUM CORPORATION P 2009-10-15 2011-11-15
70 SH. ANADARKO PETROLEUM CORPORATION P 2009-10-16 2011-11-15
4210 SH. ANNALY MORTGAGE MANAGEMENT INC P 2008-04-18 2011-03-08
1350 SH. ANNALY MORTGAGE MANAGEMENT INC P 2008-04-23 2011-03-08
310 SH. ANNALY MORTGAGE MANAGEMENT INC P 2008-05-16 2011-03-08
300 SH. APACHE CORPORATION P 2010-06-17 2011-11-11
90 SH. APACHE CORPORATION P 2010-06-17 2011-11-15
30 SH. APACHE CORPORATION P 2010-06-23 2011-11-15
50 SH. APPLE INC. P 2010-04-27 2011-11-15
340 SH. AVERY DENNISON CORP. P 2009-07-29 2011-03-23
150 SH. AVERY DENNISON CORP. P 2009-07-28 2011-03-24
1680 SH. AVERY DENNISON CORP. P 2009-07-29 2011-03-24
630 SH. AVERY DENNISON CORP. P 2009-07-28 2011-03-25
650 SH. AVERY DENNISON CORP. P 2009-07-30 2011-03-25
870 SH. AVERY DENNISON CORP. P 2009-07-30 2011-03-28
780 SH. AVERY DENNISON CORP. P 2009-07-30 2011-03-29
200000 SH. AVON PRODUCTS 6.50% DUE 3/1/19 P 2009-02-25 2011-07-13
220 SH. BAKER HUGHES INCORPORATED P 2010-06-14 2011-11-15
65000 SH. BANK OF AMER CO 5.75% 8/15/16 P 2006-10-20 2011-06-17
3090 SH. BANK OF AMERICA CORPORATION P 2009-08-28 2011-08-10
6990 SH. BANK OF AMERICA CORPORATION P 2009-08-31 2011-08-10
2270 SH. BANK OF AMERICA CORPORATION P 2009-10-29 2011-08-10
85000 SH. BEAR STEARNS CO. 5.3% 10/30/15 P 2006-10-20 2011-08-24
200000 SH. BERKSHIRE HATHAWAY 5% 8/15/13 P 2008-08-14 2011-07-07
150 SH. BIOMARIN PHARMACEUTICAL INC. P 2008-09-30 2011-11-11
220 SH. BIOMARIN PHARMACEUTICAL INC. P 2008-09-30 2011-11-15
760 SH. BNP PARIBAS P 2009-05-08 2011-08-04
950 SH. BNP PARIBAS P 2010-05-11 2011-08-04
80 SH. BNP PARIBAS P 2010-05-12 2011-08-04
1360 SH. BNP PARIBAS P 2009-05-08 2011-08-10
20 SH. BOSKALIS WESTMINSTER - CVA P 2007-05-24 2011-11-14
90 SH. BOSKALIS WESTMINSTER - CVA P 2007-05-24 2011-11-16
110 SH. BOSKALIS WESTMINSTER - CVA P 2007-05-25 2011-11-16
265000 SH. BOTTLING GROUP LLC NOTES, 5.0% P 2004-03-31 2011-07-13
500 SH. CAREFUSION CORPORATION P 2010-11-04 2011-11-15
100000 SH. CATERPILLAR FIN 5.75% 02/15/12 P 2009-02-06 2011-07-07
91710.8 SH. CENTERPOINT CNP 4.97% 8/1/14 P 2005-12-12 2011-02-01
189612.35 SH. CENTERPOINT CNP 4.97% 8/1/14 P 2005-12-12 2011-05-16
420 SH. CHEVRON CORPORATION P 2003-03-28 2011-11-11
160 SH. CHEVRON CORPORATION P 2003-03-28 2011-11-15
6780 SH. CHINA HIGH SPEED TRANSMISSION P 2010-03-17 2011-03-22
6000 SH. CHINA HIGH SPEED TRANSMISSION P 2010-03-18 2011-03-22
7000 SH. CHINA HIGH SPEED TRANSMISSION P 2010-03-19 2011-03-22
5220 SH. CHINA HIGH SPEED TRANSMISSION P 2010-03-17 2011-03-23
50 SH. CHUNGHWA TELECOM LTD ADR P 2010-07-01 2011-11-15
120 SH. CHUNGHWA TELECOM LTD ADR P 2010-07-07 2011-11-15
120 SH. CHUNGHWA TELECOM LTD ADR P 2010-07-08 2011-11-15
190 SH. CISCO SYSTEMS, INC. P 2005-03-18 2011-11-11
2000 SH. CISCO SYSTEMS, INC. P 2005-03-21 2011-11-11
620 SH. CISCO SYSTEMS, INC. P 2005-03-18 2011-11-15
60 SH. CISCO SYSTEMS, INC. P 2005-11-22 2011-11-15
1610 SH. CIT GROUP, INC. P 2010-03-15 2011-03-22
780 SH. CIT GROUP, INC. P 2010-03-15 2011-03-23
20 SH. COMCAST CORPORATION - CL A P 2007-12-10 2011-11-11
600 SH. COMCAST CORPORATION - CL A P 2007-12-10 2011-11-15
220 SH. COMERICA INCORPORATED P 2010-03-16 2011-11-15
200000 SH. CONOCOPHILL CA 5.625% 10/15/16 P 2008-10-29 2011-07-21
10 SH. CONTINENTAL RESOURCES, INC. P 2009-07-07 2011-11-11
150 SH. CONTINENTAL RESOURCES, INC. P 2009-07-07 2011-11-15
30 SH. CONTINENTAL RESOURCES, INC. P 2009-07-08 2011-11-15
200 SH. COVIDIEN PLC P 2008-11-25 2011-11-15
855 SH. CREDIT SUISSE GROUP P 2005-06-20 2011-11-08
505 SH. CREDIT SUISSE GROUP P 2005-06-21 2011-11-08
1770 SH. CREDIT SUISSE GROUP P 2005-06-20 2011-11-09
4092.86 SH. CSX TRANS, 8.375% 10/15/2014 P 2008-10-21 2011-04-15
88040.38 SH. CSX TRANS, 8.375% 10/15/2014 P 2008-10-21 2011-07-19
100000 SH. CVS CORP, 5.75% P 2009-02-10 2011-08-15
50000 SH. E.I. DU PONT, 6% 07/15/18 P 2008-10-27 2011-12-09
100000 SH. ESTEE LAUDER 5.55% 05/15/17 P 2007-04-26 2011-07-26
140 SH. FEDEX CORPORATION P 2010-02-09 2011-11-15
300000 SH. FFCB 2.125% DUE 06/18/12 P 2009-06-12 2011-10-12
100000 SH. FFCB, 4.70% 8/10/2015 P 2009-09-14 2011-09-01
4200 SH. GALAXY ENTERTAINMENT GROUP LTD P 2010-10-13 2011-11-16
250000 SH. GE CAP CORP 4.00% 2/15/12 P 2008-02-05 2011-05-25
60 SH. GOLDMAN SACHS GROUP P 2009-03-13 2011-11-15
30 SH. GOOGLE INC - CLASS A P 2007-11-05 2011-11-11
50 SH. GOOGLE INC - CLASS A P 2007-11-05 2011-11-15
660 SH. HERTZ GLOBAL HOLDINGS INC. P 2010-04-15 2011-11-15
680 SH. HONEYWELL INC. P 2005-12-20 2011-11-11
300 SH. HONEYWELL INC. P 2005-12-20 2011-11-15
2230 SH. HUMAN GENOME SCIENCES INC. P 2010-05-18 2011-08-25
100 SH. HYUNDAI MOBIS P 2010-04-21 2011-04-26
110 SH. HYUNDAI MOBIS P 2010-04-21 2011-04-27
20 SH. HYUNDAI MOBIS P 2010-04-20 2011-04-28
120 SH. HYUNDAI MOBIS P 2010-04-21 2011-04-28
220 SH. HYUNDAI MOBIS P 2010-04-20 2011-04-29
100 SH. HYUNDAI MOBIS P 2010-04-20 2011-05-02
1400 SH. INTEL CORP. P 2008-12-19 2011-02-23
3170 SH. INTEL CORP. P 2008-12-19 2011-02-24
1260 SH. INTEL CORP. P 2008-12-22 2011-02-24
60 SH. INTERCONTINENTAL HOTELS GROUP P 2009-05-12 2011-11-14
550 SH. INTERCONTINENTAL HOTELS GROUP P 2009-05-12 2011-11-16
11090 SH. INTESA SANPAOLO - RNC P 2010-01-21 2011-07-13
8940 SH. INTESA SANPAOLO - RNC P 2010-01-21 2011-07-14
5720 SH. INTESA SANPAOLO - RNC P 2010-01-21 2011-07-15
2820 SH. INTESA SANPAOLO - RNC P 2010-01-21 2011-07-18
9010 SH. INTESA SANPAOLO - RNC P 2010-01-22 2011-07-18
6860 SH. INTESA SANPAOLO - RNC P 2010-05-12 2011-07-18
1780 SH. INTESA SANPAOLO - RNC P 2010-05-11 2011-07-19
5690 SH. INTESA SANPAOLO - RNC P 2010-05-12 2011-07-19
6250 SH. INTESA SANPAOLO - RNC P 2010-05-11 2011-07-20
28570 SH. INTESA SANPAOLO RTS 06/03/11 P 2010-01-21 2011-06-01
9010 SH. INTESA SANPAOLO RTS 06/03/11 P 2010-01-22 2011-06-01
8030 SH. INTESA SANPAOLO RTS 06/03/11 P 2010-05-11 2011-06-01
12550 SH. INTESA SANPAOLO RTS 06/03/11 P 2010-05-12 2011-06-01
100000 SH. JOHN DEERE CAP 5.5% 4/13/2017 P 2007-04-10 2011-08-09
200000 SH. JPM CHASE FDIC 2.125% 12/26/12 P 2010-02-24 2011-06-14
190 SH. MASTERCARD INC - CLASS A P 2008-09-30 2011-11-08
320 SH. MASTERCARD INC - CLASS A P 2008-09-30 2011-11-09
30 SH. MASTERCARD INC - CLASS A P 2008-09-30 2011-11-11
30 SH. MASTERCARD INC - CLASS A P 2008-09-30 2011-11-15
520 SH. MICROSOFT CORP. P 2007-08-07 2011-11-11
860 SH. MICROSOFT CORP. P 2007-08-07 2011-11-15
3270 SH. NEWMONT MINING CORPORATION P 2006-12-01 2011-03-16
50000 SH. NORFOLK SOUTHERN CORP. SR. NOT P 2008-10-27 2011-02-15
150000 SH. NY NASSAU BAB 5.375% 10/01/25 P 2009-12-02 2011-11-15
110 SH. NYSE EURONEXT P 2009-12-23 2011-11-11
290 SH. NYSE EURONEXT P 2009-12-23 2011-11-15
120 SH. OCEANEERING INTERNATIONAL, INC P 2010-05-18 2011-11-15
600 SH. OGX PETROLEO E GAS PARTICIPAOE P 2009-12-29 2011-11-16
250 SH. PEPSICO, INC P 2008-12-17 2011-11-15
670 SH. PFIZER INC. P 2010-11-01 2011-11-15
20 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-21 2011-11-15
10 SH. QUALCOMM INC. P 2010-02-09 2011-11-11
270 SH. QUALCOMM INC. P 2010-02-09 2011-11-15
205000 SH. RBS 5.0% 10/11/14 P 2004-03-31 2011-06-15
300 SH. REGENERON PHARMACEUTICALS P 2010-12-03 2011-12-06
560 SH. REPUBLIC SERVICES INC. CL A P 2007-04-10 2011-02-22
2090 SH. REPUBLIC SERVICES INC. CL A P 2007-04-11 2011-02-22
1660 SH. REPUBLIC SERVICES INC. CL A P 2007-04-12 2011-02-22
830 SH. REPUBLIC SERVICES INC. CL A P 2007-04-13 2011-02-22
120 SH. SCHNEIDER ELECTRIC SA P 2003-04-04 2011-11-25
250 SH. SCHNEIDER ELECTRIC SA P 2003-04-04 2011-11-28
570 SH. SCHNEIDER ELECTRIC SA P 2003-04-04 2011-12-15
280 SH. SCHNEIDER ELECTRIC SA P 2003-04-04 2011-12-16
850 SH. SCHNEIDER ELECTRIC SA P 2003-04-04 2011-12-19
590 SH. SCHNEIDER ELECTRIC SA P 2003-04-04 2011-12-20
900 SH. SKF AB - B SHS P 2010-02-03 2011-11-11
40 SH. SKF AB - B SHS P 2010-02-02 2011-11-14
1450 SH. SKF AB - B SHS P 2010-02-03 2011-11-14
1190 SH. SKF AB - B SHS P 2010-02-02 2011-11-15
1790 SH. SKF AB - B SHS P 2010-02-02 2011-11-16
1680 SH. SKF AB - B SHS P 2010-02-02 2011-11-17
540 SH. STATE STREET CORP. P 2008-10-07 2011-10-12
910 SH. STATE STREET CORP. P 2008-10-08 2011-10-12
1030 SH. STATE STREET CORP. P 2009-03-19 2011-10-12
370 SH. STATE STREET CORP. P 2009-03-20 2011-10-12
920 SH. STATE STREET CORP. P 2009-10-29 2011-10-12
100000 SH. STATOIL P 2005-11-03 2011-08-16
900 SH. SUMCO CORPORATION P 2010-01-14 2011-03-11
1400 SH. SUMCO CORPORATION P 2010-01-15 2011-03-11
1000 SH. SUMCO CORPORATION P 2010-01-13 2011-04-04
1300 SH. SUMCO CORPORATION P 2010-01-14 2011-04-04
560 SH. SWEDBANK AB P 2009-12-03 2011-11-16
190 SH. THERMO FISHER SCIENTIFIC INC. P 2010-08-26 2011-11-15
120 SH. TORONTO-DOMINION BANK P 2009-12-02 2011-11-15
120 SH. TULLOW OIL PLC P 2009-10-16 2011-11-14
190 SH. TULLOW OIL PLC P 2009-10-16 2011-11-16
200000 SH. UNITED TECH CORP 6.125% 2/1/19 P 2009-02-26 2011-11-14
100000 SH. US TREAS INF IDX 1.75% 1/15/28 P 2009-04-14 2011-05-18
300000 SH. US TREASURY INFL 2.375%1/15/27 P 2007-09-21 2011-05-18
158000 SH. US TREASURY N/B 4.25% 11/15/17 P 2010-08-12 2011-08-25
180000 SH. US TREASURY N/B 4.625% 8/31/11 P 2007-06-29 2011-08-25
170 SH. WELLPOINT INC. P 2010-11-04 2011-11-15
100000 SH. WELLS FARGO BANK NA SUB NOTES, P 2001-04-25 2011-02-01
1900 SH. WYNN MACAU, LIMITED P 2010-10-11 2011-11-16
10 SH. YUM! BRANDS, INC. P 2008-10-10 2011-11-11
50 SH. YUM! BRANDS, INC. P 2006-02-13 2011-11-15
220 SH. YUM! BRANDS, INC. P 2008-10-10 2011-11-15
380 SH. YUM! BRANDS, INC. P 2006-02-13 2011-12-08
200 SH. YUM! BRANDS, INC. P 2006-02-13 2011-12-12
200 SH. YUM! BRANDS, INC. P 2006-02-13 2011-12-13
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 126     126
b 2,497     2,497
c 834     834
d 1,770     1,770
e 7,062   5,851 1,211
1,373   1,170 203
1,581   1,717 -136
5,535   6,154 -619
11,362   12,462 -1,100
5,234   5,867 -633
4,281   4,621 -340
1,318   1,400 -82
5,140   5,461 -321
5,088   5,461 -373
2,045   2,240 -195
4,600   5,031 -431
7,685   8,525 -840
5,040   5,583 -543
5,030   5,583 -553
1,886   2,057 -171
1,008   1,088 -80
3,401   3,702 -301
11,305   12,376 -1,071
3,737   4,080 -343
13,381   12,369 1,012
15,004   14,019 985
1,930   1,415 515
5,035   5,825 -790
265   307 -42
8,087   7,658 429
11,435   13,502 -2,067
15,387   13,426 1,961
3,879   3,357 522
9,372   11,519 -2,147
575   720 -145
4,469   7,150 -2,681
8,618   11,665 -3,047
49,015   51,039 -2,024
53,945   53,563 382
4,244   5,743 -1,499
52,572   52,152 420
5,925   6,556 -631
994   1,093 -99
1,063   1,114 -51
7,972   8,675 -703
19,456   20,804 -1,348
9,622   9,249 373
4,853   7,553 -2,700
3,121   4,275 -1,154
5,910   5,604 306
13,289   12,534 755
492   467 25
69,469   71,337 -1,868
8,517   9,623 -1,106
3,662   4,873 -1,211
13,803   24,141 -10,338
55,822   84,908 -29,086
35,846   54,314 -18,468
7,447   7,089 358
8,084   9,096 -1,012
1,930   2,140 -210
1,053   1,563 -510
1,465   2,286 -821
2,944   4,573 -1,629
2,642   3,040 -398
6,116   6,345 -229
7,829   8,531 -702
7,623   8,214 -591
3,757   4,089 -332
5,387   6,134 -747
2,581   2,996 -415
8,700   10,188 -1,488
6,957   8,425 -1,468
5,117   6,310 -1,193
4,672   5,746 -1,074
459   562 -103
5,052   6,292 -1,240
5,157   6,397 -1,240
8,810   10,720 -1,910
8,945   11,177 -2,232
7,360   8,538 -1,178
832   949 -117
150,000   149,358 642
50,919   50,887 32
159,239   154,234 5,005
26,540   25,679 861
3,789   4,527 -738
766   905 -139
53,013   54,902 -1,889
3,045   4,021 -976
5,091   6,885 -1,794
117   160 -43
12,166   19,023 -6,857
7,207   11,241 -4,034
8,870   13,774 -4,904
150,101   150,135 -34
3,846   4,163 -317
1,407   2,704 -1,297
10,330   12,864 -2,534
7,811   11,990 -4,179
8,165   14,389 -6,224
12,542   24,303 -11,761
43,770   87,215 -43,445
1,900   3,725 -1,825
42,756   57,894 -15,138
6,747   8,069 -1,322
5,506   6,367 -861
1,279   1,591 -312
5,327   6,645 -1,318
13,699   16,973 -3,274
836   1,502 -666
2,479   4,505 -2,026
       
2,138     2,138
622     622
18     18
163,500   162,915 585
10,944   9,050 1,894
3,053   3,474 -421
8,989   10,109 -1,120
3,733   5,301 -1,568
1,948   2,063 -115
6,491   7,047 -556
2,403   2,653 -250
5,803   6,303 -500
341   379 -38
9,800   8,381 1,419
8,849   7,652 1,197
10,583   11,540 -957
20,431   22,473 -2,042
190,547   180,177 10,370
2,501   3,090 -589
3,571   3,235 336
445   404 41
3,218   3,774 -556
14,558   16,095 -1,537
1,285   1,400 -115
6,796   7,001 -205
596   618 -22
2,217   2,253 -36
7,130   7,277 -147
8,187   8,628 -441
11,360   11,311 49
6,345   6,325 20
4,038   4,122 -84
13,661   13,801 -140
2,677   2,817 -140
6,359   3,583 2,776
1,060   1,127 -67
17   19 -2
16,899   17,033 -134
3,493   3,745 -252
8,374   9,288 -914
5,849   9,206 -3,357
21,526   37,663 -16,137
1,539   1,710 -171
4,148   4,252 -104
5,934   8,433 -2,499
7,068   9,487 -2,419
6,337   8,379 -2,042
984   1,289 -305
7,873   9,310 -1,437
2,126   2,539 -413
369,295   350,972 18,323
127,803   127,865 -62
274,351   270,361 3,990
6,130   13,944 -7,814
199,385   190,611 8,774
23,863   24,120 -257
1,149   1,064 85
14,934   15,395 -461
6,363   7,134 -771
699   793 -94
6,115   6,773 -658
5,860   5,556 304
13,766   13,287 479
2,136   2,781 -645
757   1,043 -286
10,050   10,006 44
8,240   4,599 3,641
51,830   23,922 27,908
643   230 413
3,331   1,144 2,187
3,331   1,150 2,181
7,420   9,522 -2,102
23,433   13,556 9,877
182,889   107,346 75,543
20,598   11,856 8,742
84,245   70,538 13,707
12,099   9,942 2,157
5,646   4,658 988
74,521   71,954 2,567
23,896   22,941 955
5,487   5,286 201
31,186   29,111 2,075
9,309   8,733 576
3,103   2,762 341
19,394   13,127 6,267
14,062   10,077 3,985
6,176   4,435 1,741
69,167   49,793 19,374
25,977   18,625 7,352
26,801   18,891 7,910
35,755   25,285 10,470
31,768   22,669 9,099
231,056   197,944 33,112
12,641   9,426 3,215
68,435   65,370 3,065
21,244   55,568 -34,324
48,057   124,070 -76,013
15,607   34,841 -19,234
90,993   83,983 7,010
215,980   201,184 14,796
4,710   3,984 726
6,983   5,843 1,140
43,664   48,503 -4,839
54,580   62,256 -7,676
4,596   5,351 -755
75,169   86,795 -11,626
707   709 -2
2,974   3,192 -218
3,634   3,898 -264
289,746   268,186 21,560
12,430   12,189 241
103,036   99,992 3,044
91,711   91,688 23
194,296   189,568 4,728
44,904   13,736 31,168
17,128   5,233 11,895
10,581   14,457 -3,876
9,364   13,117 -3,753
10,924   15,396 -4,472
8,101   11,131 -3,030
1,673   1,238 435
4,015   3,094 921
4,015   3,099 916
3,597   3,402 195
37,861   35,893 1,968
11,811   11,100 711
1,143   1,036 107
67,470   59,186 8,284
32,464   28,674 3,790
448   369 79
13,326   11,063 2,263
5,674   8,344 -2,670
233,842   188,339 45,503
677   236 441
10,123   3,545 6,578
2,025   707 1,318
9,649   7,408 2,241
22,502   34,198 -11,696
13,290   20,360 -7,070
43,422   70,796 -27,374
4,093   4,093  
104,219   88,040 16,179
100,000   100,017 -17
60,636   47,827 12,809
113,430   99,898 13,532
11,642   10,952 690
303,927   299,832 4,095
114,430   105,790 8,640
8,044   3,784 4,260
256,280   250,000 6,280
5,928   5,862 66
18,193   21,520 -3,327
30,811   35,867 -5,056
7,702   8,159 -457
37,359   26,031 11,328
16,452   11,484 4,968
28,526   56,439 -27,913
35,471   14,806 20,665
37,531   16,287 21,244
6,946   2,912 4,034
41,674   17,768 23,906
75,935   32,031 43,904
34,135   14,559 19,576
29,521   20,494 9,027
67,102   46,405 20,697
26,671   18,114 8,557
1,038   630 408
9,283   5,773 3,510
20,840   37,283 -16,443
16,487   30,055 -13,568
10,545   19,230 -8,685
4,917   9,481 -4,564
15,710   29,123 -13,413
11,961   16,947 -4,986
3,131   4,328 -1,197
10,009   14,056 -4,047
11,720   15,197 -3,477
4,559     4,559
1,438     1,438
1,281     1,281
2,003     2,003
116,868   99,642 17,226
205,358   201,701 3,657
69,312   34,001 35,311
115,575   57,265 58,310
11,072   5,369 5,703
11,072   5,369 5,703
14,009   15,326 -1,317
22,998   25,347 -2,349
168,521   153,431 15,090
50,000   49,992 8
158,862   153,904 4,958
3,057   2,836 221
7,865   7,477 388
5,345   3,413 1,932
4,618   5,963 -1,345
16,062   13,627 2,435
13,302   11,900 1,402
1,108   1,171 -63
568   379 189
15,495   10,241 5,254
205,125   207,537 -2,412
16,400   8,958 7,442
16,525   15,289 1,236
61,675   57,052 4,623
48,985   45,499 3,486
24,493   22,967 1,526
5,740   2,820 2,920
12,259   5,876 6,383
27,810   13,397 14,413
13,726   6,581 7,145
41,283   19,978 21,305
29,754   13,867 15,887
18,416   14,463 3,953
812   640 172
29,417   23,301 6,116
23,543   19,050 4,493
35,016   28,655 6,361
32,034   26,894 5,140
18,174   23,679 -5,505
30,627   38,296 -7,669
34,666   28,712 5,954
12,453   9,693 2,760
30,964   40,028 -9,064
110,827   99,763 11,064
15,357   17,965 -2,608
23,889   29,918 -6,029
19,248   19,063 185
25,023   25,950 -927
7,377   5,930 1,447
9,350   8,260 1,090
8,505   7,739 766
2,627   2,455 172
4,029   3,887 142
245,158   210,738 34,420
111,233   95,337 15,896
377,648   310,587 67,061
185,132   178,243 6,889
180,113   179,959 154
11,886   9,508 2,378
100,000   100,000  
4,796   3,910 886
558   261 297
2,766   1,250 1,516
12,170   5,751 6,419
22,066   9,504 12,562
11,493   5,002 6,491
11,697   5,002 6,695
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       126
b       2,497
c       834
d       1,770
e       1,211
      203
      -136
      -619
      -1,100
      -633
      -340
      -82
      -321
      -373
      -195
      -431
      -840
      -543
      -553
      -171
      -80
      -301
      -1,071
      -343
      1,012
      985
      515
      -790
      -42
      429
      -2,067
      1,961
      522
      -2,147
      -145
      -2,681
      -3,047
      -2,024
      382
      -1,499
      420
      -631
      -99
      -51
      -703
      -1,348
      373
      -2,700
      -1,154
      306
      755
      25
      -1,868
      -1,106
      -1,211
      -10,338
      -29,086
      -18,468
      358
      -1,012
      -210
      -510
      -821
      -1,629
      -398
      -229
      -702
      -591
      -332
      -747
      -415
      -1,488
      -1,468
      -1,193
      -1,074
      -103
      -1,240
      -1,240
      -1,910
      -2,232
      -1,178
      -117
      642
      32
      5,005
      861
      -738
      -139
      -1,889
      -976
      -1,794
      -43
      -6,857
      -4,034
      -4,904
      -34
      -317
      -1,297
      -2,534
      -4,179
      -6,224
      -11,761
      -43,445
      -1,825
      -15,138
      -1,322
      -861
      -312
      -1,318
      -3,274
      -666
      -2,026
       
      2,138
      622
      18
      585
      1,894
      -421
      -1,120
      -1,568
      -115
      -556
      -250
      -500
      -38
      1,419
      1,197
      -957
      -2,042
      10,370
      -589
      336
      41
      -556
      -1,537
      -115
      -205
      -22
      -36
      -147
      -441
      49
      20
      -84
      -140
      -140
      2,776
      -67
      -2
      -134
      -252
      -914
      -3,357
      -16,137
      -171
      -104
      -2,499
      -2,419
      -2,042
      -305
      -1,437
      -413
      18,323
      -62
      3,990
      -7,814
      8,774
      -257
      85
      -461
      -771
      -94
      -658
      304
      479
      -645
      -286
      44
      3,641
      27,908
      413
      2,187
      2,181
      -2,102
      9,877
      75,543
      8,742
      13,707
      2,157
      988
      2,567
      955
      201
      2,075
      576
      341
      6,267
      3,985
      1,741
      19,374
      7,352
      7,910
      10,470
      9,099
      33,112
      3,215
      3,065
      -34,324
      -76,013
      -19,234
      7,010
      14,796
      726
      1,140
      -4,839
      -7,676
      -755
      -11,626
      -2
      -218
      -264
      21,560
      241
      3,044
      23
      4,728
      31,168
      11,895
      -3,876
      -3,753
      -4,472
      -3,030
      435
      921
      916
      195
      1,968
      711
      107
      8,284
      3,790
      79
      2,263
      -2,670
      45,503
      441
      6,578
      1,318
      2,241
      -11,696
      -7,070
      -27,374
       
      16,179
      -17
      12,809
      13,532
      690
      4,095
      8,640
      4,260
      6,280
      66
      -3,327
      -5,056
      -457
      11,328
      4,968
      -27,913
      20,665
      21,244
      4,034
      23,906
      43,904
      19,576
      9,027
      20,697
      8,557
      408
      3,510
      -16,443
      -13,568
      -8,685
      -4,564
      -13,413
      -4,986
      -1,197
      -4,047
      -3,477
      4,559
      1,438
      1,281
      2,003
      17,226
      3,657
      35,311
      58,310
      5,703
      5,703
      -1,317
      -2,349
      15,090
      8
      4,958
      221
      388
      1,932
      -1,345
      2,435
      1,402
      -63
      189
      5,254
      -2,412
      7,442
      1,236
      4,623
      3,486
      1,526
      2,920
      6,383
      14,413
      7,145
      21,305
      15,887
      3,953
      172
      6,116
      4,493
      6,361
      5,140
      -5,505
      -7,669
      5,954
      2,760
      -9,064
      11,064
      -2,608
      -6,029
      185
      -927
      1,447
      1,090
      766
      172
      142
      34,420
      15,896
      67,061
      6,889
      154
      2,378
       
      886
      297
      1,516
      6,419
      12,562
      6,491
      6,695
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 770,644
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 1,110,999 20,284,506 0.054771
2009 1,030,564 18,092,944 0.056959
2008 1,137,556 22,197,166 0.051248
2007 1,218,151 25,422,653 0.047916
2006 1,397,843 23,783,518 0.058774
2 Total of line 1, column (d) ...................... 2 0.269668
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.053934
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 21,394,416
5 Multiply line 4 by line 3....................... 5 1,153,886
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 10,673
7 Add lines 5 and 6......................... 7 1,164,559
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,133,241
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 21,346
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 21,346
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 21,346
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 23,370
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 23,370
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,024
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet2,024 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletNJ
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNA
    14
    The books are in care ofbulletROCKEFELLER & CO Telephone no.bullet (212) 549-5100
    Located atbullet30 ROCKEFELLER PLAZA ROOM 5600NEW YORKNY ZIP+4bullet10112
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ELIZABETH McGRAW WEBSTER TRUSTEE & CHAIRMAN
    0     		0 0 0
    C/O ROCKEFELLER CO
    NEW YORK,NY10112
    CURTIS M WEBSTER TRUSTEE & PRESIDENT
    0     		0 0 0
    2 CORNELIA STREET
    NEW YORK,NY10014
    LISETTE M EDMUND TRUSTEE & VP
    0     		0 0 0
    5784 VIA LAS NOBES
    RIVERSIDE,CA92507
    MARIANNA PAEN TRUSTEE & VP
    0     		0 0 0
    117 N HIAWATHA
    HAILEY,ID83333
    SAMUEL W LAMBERT III SECRETARY-TREASURER
    0     		0 0 0
    115 NORTH ROAD
    PRINCETON,NJ08540
    THEO M WEBSTER VICE PRESIDENT
    0     		0 0 0
    62 STONE STREET
    NEW BRUNSWICK,NJ08901
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    ROCKEFELLER & CO INVESTMENT MGMT/ACTG 0
    30 ROCKEFELLER PLAZA ROOM 5600
    NEW YORK,NY10112
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    18,680,151
    b
    Average of monthly cash balances.......................
    1b
    555,926
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    2,484,142
    d
    Total (add lines 1a, b, and c).........................
    1d
    21,720,219
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    21,720,219
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    325,803
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    21,394,416
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,069,721
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,069,721
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    21,346
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    21,346
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,048,375
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    1,048,375
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,048,375
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,133,241
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,133,241
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,133,241
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 1,048,375
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 0
    b Total for prior years:2009, 2008, 2007  
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 250,909
    b From 2007.......  
    c From 2008....... 37,310
    d From 2009....... 129,821
    e From 2010....... 118,436
    fTotal of lines 3a through e......... 536,476
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 1,133,241
    a Applied to 2010, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		 
    d Applied to 2011 distributable amount..... 1,048,375
    e Remaining amount distributed out of corpus 84,866
    5 Excess distributions carryover applied to 2011.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 621,342
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		 
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		250,909
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		370,433
    10 Analysis of line 9:
    a Excess from 2007....  
    b Excess from 2008.... 37,310
    c Excess from 2009.... 129,821
    d Excess from 2010.... 118,436
    e Excess from 2011.... 84,866
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ELIZABETH M WEBSTER
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    101
    151 Moore Street
    Princeton,NJ08540     		    General Fund 5,000
    A Better Chance
    240 West 35th Street 9th floor
    New York,NY10001     		    General Fund 5,000
    Aids Resource Foundation for Children
    182 Roseville Avenue
    Newark,NJ07107     		    General Fund 5,000
    Alzheimer's Association
    225 North Michigan Avenue
    Chicago,IL60601     		    General Fund 3,000
    American Cancer Society
    POB 22718
    Oklahoma City,OK73123     		    General Fund 10,000
    American Red Cross
    2025 E Street NW
    Washington,DC20006     		    General Fund 2,500
    American Repertory Ballet
    80 Albany Street
    New Brunswick,NJ08901     		    General Fund 10,000
    Amnesty International of the USA Inc
    5 Penn Plaza
    New York,NY10001     		    General Fund 5,000
    Assisting Children in Need
    2 Cornelia Street Apt 402
    New York,NY10014     		    General Fund 40,000
    Blaine County Community Drug Coalition
    1650 Aviation Drive
    Hailey,ID83333     		    General Fund 5,000
    Blaine County Education Foundation
    P O Box 253
    Hailey,ID83333     		    General Fund 20,000
    Blue Curtain
    115 Harris Road
    Princeton,NJ08540     		    General Fund 20,000
    Brooklyn Ballet
    145 Hicks Street Suite A-45
    Brooklyn,NY11201     		    General Fund 7,500
    Cal Poly Pomona Foundation
    3801 W Temple Ave
    Pomona,CA91768     		    General Fund 5,000
    Calpulli Mexican Dance Company
    9110 34th Avenue Apt 5B
    Jackson Heights,NY11372     		    General Fund 2,500
    Cancer Hope Network
    Two North Road Suite A
    Chester,NJ07930     		    General Fund 5,000
    CARE
    151 Ellis Street NE
    Atlanta,GA30303     		    General Fund 2,500
    Carolyn E Wylie Center for Children Youth and Fa
    7177 Potomac Street
    Riverside,CA92504     		    General Fund 5,000
    Cause Effective
    505 Eighth Avenue Suite 1212
    New York,NY10018     		    General Fund 2,500
    Centurion Ministries
    221 Witherspoon Street
    Princeton,NJ08542     		    General Fund 5,000
    City Parks Foundation
    830 Fifth Avenue Room 280
    New York,NY10021     		    General Fund 5,000
    Citymeals-on-Wheels
    355 Lexington Avenue
    New York,NY10017     		    General Fund 2,500
    Company of Fools
    P O Box 329
    Hailey,ID83333     		    General Fund 1,000
    Corner House
    369 Witherspoon Street
    Princeton,NJ08540     		    General Fund 10,000
    Council of NJ Grantmakers
    101 West State Street
    Trenton,NJ08608     		    General Fund 100
    Council on Foundations
    PO Box 0021
    Washington,DC20055     		    General Fund 1,940
    Crawford House Inc
    362 Sunset Road
    Skillman,NJ08558     		    General Fund 10,000
    Creative Heartwork Inc
    5 Drake Court
    Boonton Township,NJ07005     		    General Fund 10,000
    Croy Canyon Ranch
    P O Box 640
    Hailey,ID83333     		    General Fund 2,000
    Drug Policy Alliance
    925 Ninth Avenue
    New York,NY10019     		    General Fund 5,000
    El Puente de Williamsburg Inc
    211 South 4th Street
    Brooklyn,NY11211     		    General Fund 2,500
    Environmental Defense Fund Inc
    257 Park Avenue South
    New York,NY10010     		    General Fund 2,500
    FL Nimick Nature Center
    HC 64 Box 453
    Rector,PA15677     		    General Fund 10,000
    First Baptist Church of Princeton
    PO Box 501
    Princeton,NJ08540     		    General Fund 5,000
    PRINCETON HEALTHCARE SYSTEM FOUNDATION INC
    253 WITHERSPOON STREET
    PRINCETON,NJ08540     		    General Fund 100,000
    Foxcroft School
    PO Box 5555
    Middleburg,VA20118     		    General Fund 25,000
    NYC Lab School
    333 West 17th Street
    New York,NY10011     		    General Fund 2,500
    MOTHERS2MOTHERS INTERNATIONAL
    1622 N Curson Avenue
    Los Angeles,CA90046     		    General Fund 10,000
    Green Faith
    46 Bayard Street Suite 401
    New Brunswick,NJ08901     		    General Fund 1,000
    Hailey Rotary Foundation Inc
    P O Box 2190
    Hailey,ID83333     		    General Fund 5,000
    Hip-Hop Theater Festival Inc
    57 Thames Street Suite 4B
    Brooklyn,NY11237     		    General Fund 2,500
    Historic Morven
    55 Stockton Street
    Princeton,NJ08540     		    General Fund 5,000
    Hitops
    21 Wiggins Street
    Princeton,NJ08540     		    General Fund 10,000
    Home Front
    1880 Princeton Avenue
    Lawrenceville,NJ08648     		    General Fund 10,000
    Housing Initiatives of Princeton
    11 Mercer Street
    Princeton,NJ08540     		    General Fund 2,500
    Interfaith Caregivers TrentonFaith In Action
    229 Lawrence Road
    Lawrenceville,NJ08648     		    General Fund 5,000
    ISLES
    10 Wood Street
    Trenton,NJ08618     		    General Fund 10,000
    Jewish Renaissance Foundation
    PO Box 2506 149 Kearny Avenue
    Perth Amboy,NJ08862     		    General Fund 1,000
    La Mama
    74A East 4th Street
    New York,NY10003     		    General Fund 2,500
    Latino International Theater Festival Of NY Inc
    142 East 27th Street Suite 1A
    New York,NY10016     		    General Fund 2,500
    Lebanese American University
    475 Riverside Drive
    New York,NY10115     		    General Fund 25,000
    Lighthouse International
    111 East 59th Street
    New York,NY10022     		    General Fund 2,500
    Mariachi Academy of New York
    1775 Third Avenue
    New York,NY10014     		    General Fund 2,500
    Mary Jacobs Memorial Library
    64 Washington Street
    Rocky Hill,NJ08553     		    General Fund 1,000
    McCarter Theater
    91 University Place
    Princeton,NJ08540     		    General Fund 25,000
    Mercer Street Friends
    151 Mercer Street
    Trenton,NJ08611     		    General Fund 10,000
    Metropolitan Opera
    Lincoln Center
    New York,NY10023     		    General Fund 10,000
    Montgomery Township Emergency Medical Services In
    P O Box 105
    Belle Mead,NJ08502     		    General Fund 2,500
    Montgomery Township Fire Department #2
    P O Box 267
    Blawenberg,NJ08504     		    General Fund 2,500
    NAMI Mercer NJ
    88 Lakedale Drive
    Lawrenceville,NJ08648     		    General Fund 5,000
    Nassau Presbyterian Church
    61 Nassau Street
    Princeton,NJ08542     		    General Fund 15,000
    National Sports Academy
    12 Lake Placid Club Drive
    Lake Placid,NY12946     		    General Fund 7,500
    New Jersey Aids Partnership
    15 Princess Road
    Lawrenceville,NJ08648     		    General Fund 2,500
    New Jersey Conservation Foundation
    Bamboo Brook
    Far Hills,NJ07931     		    General Fund 5,000
    New Jersey SEEDS Center
    303-309 Washington Street 4th floo
    Newark,NJ07102     		    General Fund 1,000
    New Yorkers for Parks
    355 Lexington Avenue
    New York,NY10017     		    General Fund 2,500
    North Country SPCA
    23 Lakeshore Road
    Westport,NY12993     		    General Fund 5,000
    North High School
    1550 3rd Street
    Riverside,CA92503     		    General Fund 23,000
    Opera New Jersey
    P O Box 3151
    Princeton,NJ08543     		    General Fund 10,000
    Partnership for the Delaware Estuary Inc
    1009 Philadelphia Pike
    Wilmington,DE19809     		    General Fund 2,500
    Passage Theatre Company
    P O Box 967
    Trenton,NJ08605     		    General Fund 1,000
    Pepperdine University
    24255 Pacific Coast Highway
    Malibu,CA90263     		    General Fund 50,000
    Perris High School
    175 East Nuevo Road
    Perris,CA92571     		    General Fund 2,000
    Philabundance
    P O Box 37555
    Philadelphia,PA19148     		    General Fund 2,500
    Planned Parenthood of Mercer County
    437 East State Street
    Trenton,NJ08608     		    General Fund 20,000
    Playgroup Cooperative
    32 Carmine Street
    New York,NY10014     		    General Fund 2,500
    Presbyterian Church of the Big Wood
    P O Box 660
    Ketchum,ID83340     		    General Fund 5,000
    Princeton Adult School
    P O Box 701
    Princeton,NJ08542     		    General Fund 1,000
    Princeton Chamber Symphony
    P O Box 250
    Princeton,NJ08540     		    General Fund 5,000
    Princeton Child Development Institute
    300 Cold Soil Road
    Princeton,NJ08540     		    General Fund 3,000
    Princeton Day School
    P O Box 75
    Princeton,NJ08542     		    General Fund 25,000
    Princeton Friends School
    470 Quaker Road
    Princeton,NJ08540     		    General Fund 10,000
    Princeton Public Library
    65 Witherspoon Street
    Princeton,NJ08542     		    General Fund 5,000
    Princeton Senior Resource Center
    Spruce Circle
    Princeton,NJ08540     		    General Fund 10,000
    Princeton University
    P O Box 46
    Princeton,NJ08544     		    General Fund 5,000
    Princeton YMCA
    Paul Robeson Place
    Princeton,NJ08540     		    General Fund 5,000
    Princeton-Blairstown Center
    158 Millbrook Road
    Blairstown,NJ07825     		    General Fund 5,000
    Princeton-YWCA
    Paul Robeson Place
    Princeton,NJ08540     		    General Fund 5,000
    Ramona High School
    7675 Magnolia Avenue
    Riverside,CA92504     		    General Fund 2,000
    Riverside Art Museum
    3425 Mission Inn Avenue
    Riverside,CA92501     		    General Fund 3,000
    Rutgers University Foundation
    7 College Avenue
    New Brunswick,NJ08901     		    General Fund 10,000
    Sagebrush Equine Training Center for the Handicapp
    P O Box 2918
    Sun Valley,ID83353     		    General Fund 2,500
    Sarah Lawrence College
    1 Mead Way
    Bronxville,NY10708     		    General Fund 2,500
    Second Wind
    759 State Road
    Princeton,NJ08540     		    General Fund 7,500
    Sheenway School and Culture
    10101-25 South Broadway
    Los Angeles,CA90003     		    General Fund 15,000
    Sheridan College Foundation
    P O Box 6328
    Sheridan,WY82801     		    General Fund 5,000
    Small Animal Rescue League
    900 Herrontown Road
    Princeton,NJ08540     		    General Fund 20,000
    Somerset Home for Temporarily Displaced Children
    49 Brahma Avenue
    Bridgewater,NJ08807     		    General Fund 2,500
    South Brunswick Board of Education
    PO Box 181 4 Executive Drive
    Monmouth Junction,NJ08852     		    General Fund 5,000
    Special Operations Warrior Foundation
    P O Box 14385
    Tampa,FL33690     		    General Fund 15,000
    St Luke Center for Community Health
    1450 Aviation Drive
    Hailey,ID83333     		    General Fund 1,000
    St Luke's WOOD RIVER FOUNDATION
    P O Box 7005
    KETCHUM,ID83340     		    General Fund 35,000
    Stony Brook-Millstone Watersheds Assoc
    31 Titus Mill Road
    Pennington,NJ08534     		    General Fund 5,000
    Synergos Institue Inc
    51 Madison Avenue 21st Floor
    New York,NY10110     		    General Fund 5,000
    TASIS Foundation Inc
    1640 Wisconsin Avenue NW
    Washington,DC20007     		    General Fund 25,000
    The American Boychoir School
    19 Lambert Drive
    Princeton,NJ08540     		    General Fund 10,000
    The Blaine County Police Activities League
    1650 Aviation Drive
    Hailey,ID83333     		    General Fund 3,000
    The Builders Association
    453 Broome Street 4C
    New York,NY10013     		    General Fund 7,500
    The Career Wardrobe
    1211 Chesnut Street- Suite 205
    Philadelphia,PA19107     		    General Fund 2,000
    The Community Library Association Inc
    P O Box 2168
    Boise,ID83340     		    General Fund 1,000
    The Community Norms Messaging Campaign
    1650 Aviation Drive
    Hailey,ID83333     		    General Fund 2,000
    The Crisis Ministry of Princeton and Trenton
    61 Nassau Street
    Princeton,NJ08542     		    General Fund 10,000
    The Drumthwacket Foundation Inc
    354 Stockton Street
    Princeton,NJ08540     		    General Fund 5,000
    The Foundation Fighting Blindness
    14 Nassau Street
    Princeton,NJ08542     		    General Fund 1,000
    The Frick Collection
    1 East 70th Street
    New York,NY10021     		    General Fund 10,000
    The Joy of Athletics Foundation
    P O Box 216
    Richmond,MA01254     		    General Fund 5,000
    The Lawrenceville School
    P O Box 6125
    Lawrenceville,NJ08648     		    General Fund 20,000
    The New Grange School
    526 South Olden Avenue
    Hamilton,NJ08629     		    General Fund 2,000
    The Patriots Theater Foundation Inc
    P O Box 232
    Trenton,NJ08625     		    General Fund 5,000
    The Princeton Hub Inc
    70 Jefferson Road
    Princeton,NJ08540     		    General Fund 1,000
    The Smile Train
    245 Fifth Avenue Suite 2201
    New York,NY10016     		    General Fund 5,000
    The Trenton Area Soup Kitchen
    P O Box 872
    Trenton,NJ08605     		    General Fund 10,000
    TIGHAR
    2812 Fawkes Drive
    Wilmington,DE19808     		    General Fund 30,000
    Trinity Counseling Service
    22 Stockton Street
    Princeton,NJ08540     		    General Fund 15,000
    United Warrior Survivor Foundation
    P O Box 181097
    Coronado,CA92178     		    General Fund 15,000
    VOICES
    P O Box 404
    Princeton,NJ08534     		    General Fund 1,000
    Womanspace Inc
    1212 Stuyvesant Avenue
    Trenton,NJ08618     		    General Fund 5,000
    Women Helping Women
    224 Main Street
    Metuchen,NJ08840     		    General Fund 2,500
    Women's Entrepreneurial Foundation
    127 US Highway 206 Suite 28
    Hamilton,NJ08610     		    General Fund 2,500
    Women's Health and Counseling Center
    95 Veterans Memorial Drive East
    Somerville,NJ08876     		    General Fund 2,500
    LEARNING ALLY
    20 ROSZEL ROAD
    PRINCETON,NJ08540     		    General Fund 2,500
    Young Scholars Institute
    399 W State Street
    Trenton,NJ08618     		    General Fund 2,500
    SOMEONE CARES SOUP KITCHEN & TUTORING
    720 WEST 19 STREET
    COSTA MESA,CA92627     		    GENERAL FUND 3,000
    ST FRANCIS FOOD PANTIRES & SHELTERS
    450 SEVENTH AVENUE
    NEW YORK,NY10123     		    GENERAL FUND 5,000
    THE CHALLIS JOINT SCHOOL DISTRICT 181
    POB 304
    CHALLIS,ID83226     		    GENERAL FUND 10,000
    THE SENIOR CONNECTION
    721 3RD AVENUE SOUTH
    HAILEY,ID83333     		    GENERAL FUND 10,000
    UIH FAMILY PARTNERS
    764 BELLEVUE AVENUE
    TRENTON,NJ08618     		    GENERAL FUND 2,500
    VOLUNTEERCONNECT INC
    POB 615
    PRINCETON,NJ08542     		    GENERAL FUND 2,500
    Total .................................bullet 3a 1,121,540
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 198,003  
    4 Dividends and interest from securities....     14 290,412  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 770,644  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,259,059  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,259,059
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
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    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ROCKEFELLER&CO ACCOUNTING FEES 15,400 10,267   5,133

    TY 2011 AllOthProgRltdInvestmentsSch
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount
    NONE  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2011 DepreciationSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Name of Bond End of Year Book Value End of Year Fair Market Value
    10000 JOHN DEERE CAP 5.5% 4/13 0 0
    100000 3M COMPANY 4.375% DUE 0 106,432 106,298
    100000 BB&T CORPORATION 3.95% 106,845 107,436
    100000 CATERPILLAR FIN 5.75% 0 0 0
    100000 CSX CORP DEBENTURES 6.2 99,968 114,261
    100000 CVS CORP, 5.75% 0 0
    100000 DOW CHEMICAL COMPANY 4. 100,761 103,944
    100000 E.I. DU PONT, 6% 07/15/ 0 0
    100000 ESTEE LAUDER 5.55% 05/1 0 0
    100000 FFCB, 4.70% 8/10/2015 0 0
    100000 GENERAL MILLS INC 5.70% 114,634 117,166
    100000 IBM CORP. SR. UNSEC NOT 103,909 103,406
    100000 MCDONALD'S CORP 5.80% D 120,378 121,814
    100000 PEPSICO INC. NOTES, 5.1 101,768 101,687
    100000 STATOIL 5.125% DUE 04/3 0 0
    100000 UNITED PARCEL SERVICE 5 120,145 120,795
    100000 WALGREEN CO. 5.25% DUE 114,788 118,884
    100000 WAL-MART STORES INC. 5. 116,787 122,584
    100000 WELLS FARGO BANK NA SUB 0 0
    120000 TORONTO DOMINION BANK 2 121,779 122,111
    150000 J&J 5.15% DUE 07/15/201 0 0
    150000 JOHNSON & JOHNSON 5.15% 159,776 181,106
    20000 JPM CHASE FDIC 2.125% 12 0 0
    200000 AVON PRODUCTS 6.50% DUE 0 0
    200000 BERKSHIRE HATHAWAY 5% 8 0 0
    200000 CONOCOPHILL CA 5.625% 1 0 0
    200000 UNITED TECHNOLOGIES COR 0 0
    205000 ROYAL BANK OF SCOT GRP 0 0
    225000 FEDERAL HOME LOAN BANK 259,312 270,023
    250000 FANNIE MAE FNMA 5.375% 301,533 302,057
    250000 GE CAP CORP 4.00% 2/15/ 0 0
    265000 BOTTLING GROUP LLC NOTE 0 0
    281323 CENTERPOINT CNP 4.97% 8 0 0
    300000 FEDERAL FARM CREDIT BAN 343,516 353,535
    300000 FFCB 2.125% DUE 06/18/1 0 0
    300000 FREDDIE MAC FHLMC 1.375 304,355 304,852
    40000 FEDEX CORP NOTES, 8.0% D 52,093 52,524
    50000 BOEING, 6.00% DUE ON 03/ 58,602 60,641
    50000 CAMPBELL SOUP CO 4.25% D 55,255 55,788
    50000 CATEPILLAR INC. 5.7% 8/1 57,755 58,673
    50000 COMCAST CORP NOTES, 5.30 54,138 53,878
    50000 DIAGEO CAP PLC 5.750% DU 57,680 58,672
    50000 E.I. DU PONT DE NEMOURS, 47,843 61,114
    50000 GENERAL DYNAMICS CORP NO 54,657 54,556
    50000 HONEYWELL INTERNATIONAL 55,930 58,195
    50000 JP MORGAN CHASE 3.70% D 52,136 51,840
    50000 NORFOLK SOUTHERN CORP. S 0 0
    50000 VERIZON COMMUNICATIONS 6 59,031 60,925
    50000 WELLS FARGO & COMPANY, 5 56,347 56,976
    60000 DUKE ENERGY INDIANA INC. 61,209 64,426
    65000 BANK OF AMER CO 5.75% 8/ 0 0
    85000 BEAR STEARNS CO. 5.3% 10 0 0
    96133.24 CSX TRANS, 8.375% 10/ 0 0

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ADVANCE AUTO PARTS, INC. 78,936 143,438
    AERCAP HOLDINGS NV 0 0
    AFLAC, INC. 274,072 282,055
    ALEXION PHARMACEUTICALS, INC. 29,124 92,235
    ALLSTATE CORPORATION 139,356 112,929
    AMERIPRISE FINANCIAL, INC. 0 0
    ANADARKO PETROLEUM CORPORATION 182,435 240,440
    ANNALY MORTGAGE MANAGEMENT INC 0 0
    APACHE CORPORATION 143,061 156,703
    APPLE INC. 199,943 313,875
    AVERY DENNISON CORP. 0 0
    BAKER HUGHES INCORPORATED 137,133 159,053
    BANK OF AMERICA CORPORATION 0 0
    BIOMARIN PHARMACEUTICAL INC. 73,959 107,266
    BNP PARIBAS 0 0
    BOSKALIS WESTMINSTER - CVA 93,139 107,394
    CAREFUSION CORPORATION 154,521 193,116
    CENTRICA PLC 231,859 261,443
    CHEVRON CORPORATION 77,509 252,168
    CHINA AGRI-INDUSTRIES HOLDINGS 89,822 54,028
    CHINA HIGH SPEED TRANSMISSION 0 0
    CHINA MOBILE (HONG KONG) LIMIT 268,763 291,910
    CHUNGHWA TELECOM LTD ADR 94,713 128,527
    CISCO SYSTEMS, INC. 167,310 175,918
    CIT GROUP, INC. 0 0
    COMCAST CORPORATION - CL A 130,132 203,906
    COMERICA INCORPORATED 112,853 77,658
    COMMUNITY HEALTH CARE 0 0
    CONTINENTAL RESOURCES, INC. 57,766 163,440
    COVIDIEN PLC 119,818 151,234
    CREDIT SUISSE GROUP 0 0
    CREE, INC. 62,996 30,636
    FEDEX CORPORATION 126,367 165,350
    GALAXY ENTERTAINMENT GROUP LIM 57,528 120,460
    GOLDMAN SACHS GROUP, INC. 71,325 66,014
    GOOGLE INC - CLASS A 382,378 423,065
    HERTZ GLOBAL HOLDINGS INC. 115,365 112,746
    HEWLETT-PACKARD COMPANY 289,281 208,141
    HONEYWELL INC. 166,846 239,140
    HUMAN GENOME SCIENCES INC. 0 0
    HYUNDAI MOTOR CO., LTD. - 2ND 161,461 122,900
    INTEL CORP. 0 0
    INTERCONTINENTAL HOTELS GROUP 77,840 138,633
    INTERTEK GROUP PLC 101,995 165,403
    INTESA SANPAOLO 115,745 109,506
    JOHNSON MATTHEY PLC 169,190 176,335
    KOREA ELECTRIC POWER CORPORATI 227,246 198,722
    LG ELECTRONICS INC. - PFD 60,653 34,375
    MASTERCARD INC - CLASS A 67,641 147,264
    MICROSOFT CORP. 307,186 316,193
    MITSUI & CO., LTD. 131,822 122,905
    MORGAN STANLEY 156,572 87,905
    MSCI INC. - A 89,870 80,349
    NETAPP, INC. 110,297 110,624
    NEWMONT MINING CORPORATION 0 0
    NGK INSULATORS LTD. 136,330 106,914
    NOVARTIS AG - ADR 299,571 301,858
    NYSE EURONEXT 105,631 107,793
    OCEANEERING INTERNATIONAL, INC 52,329 84,879
    OGX PETROLEO E GAS PARTICIPACO 78,996 61,337
    PEPSICO, INC 198,243 250,803
    PFIZER INC. 174,617 215,751
    PHILIPPINE LONG DISTANCE TELEP 55,451 57,044
    PRUDENTIAL PLC 117,862 116,495
    QUALCOMM INC. 151,046 218,800
    QUEST DIAGNOSTICS INCORPORATED 192,378 195,082
    REGENERON PHARMACEUTICALS 47,502 88,688
    REPUBLIC SERVICES INC. CL A 0 0
    ROYAL DUTCH SHELL PLC-ADR A 192,487 254,499
    SAFRAN SA 169,424 178,632
    SAMSUNG ELECTRONICS CO., LTD P 115,397 115,799
    SANTOS LIMITED 128,769 109,171
    SCHNEIDER ELECTRIC SA    
    SEMEN GRESIK (PERSERO) TBK 62,109 75,765
    SKF AB - B SHS 0 0
    SMITHS GROUP PLC 148,199 122,292
    STATE STREET CORP. 0 0
    SUMCO CORPORATION 0 0
    SVENSKA HANDELSBANKEN AB - A S 149,075 144,424
    SWEDBANK AB 87,171 108,718
    THE MCGRAW-HILL COMPANIES, INC   296,802
    THE TRAVELERS COMPANIES, INC. 0 0
    THERMO FISHER SCIENTIFIC INC. 126,861 131,762
    TORONTO-DOMINION BANK 135,784 157,849
    TULLOW OIL PLC 52,884 56,868
    VEDANTA RESOURCES PLC 175,655 83,445
    VODAFONE GROUP PLC - SP ADR 241,427 333,837
    WAL-MART STORES, INC. 191,244 248,004
    WELLPOINT INC. 130,737 173,575
    WELLS FARGO COMPANY 127,950 215,795
    WYNN MACAU, LIMITED 61,006 76,076
    YUM! BRANDS, INC. 76,732 183,521

    TY 2011 InvestmentsGovtObligationsSch
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    US Government Securities - End of Year Book Value:

    1,507,730
    US Government Securities - End of Year Fair Market Value:

    1,547,526
    State & Local Government Securities - End of Year Book Value:


    929,561
    State & Local Government Securities - End of Year Fair Market Value:


    929,467


    TY 2011 InvestmentsOtherSchedule2
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    5500 FUND LP AT COST 897,224 2,101,778

    TY 2011 LandEtcSchedule2
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2011 LegalFeesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DRINKER BIDDLE & REATH LLP 12,115 8,077   4,038


    TY 2011 OtherExpensesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MEMBERSHIP DUES 2,500     2,500
    FEES 30     30
    PORTFOLIO DEDUCTIONS THRU K-1 34,735 34,735    
    BANK CHARGES 592 592    
    MISCELLANEOUS EXPENSE 10 10    


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ROCKEFELLER & CO - INVESTMENT 105,995 105,995    
    MERRILL LYNCH - CONSULTING FEE 10,500 10,500    


    TY 2011 TaxesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    US EXCISE TAX-EST PYMTS 8,000      
    FOREIGN TAX ON DIVIDENDS RECD 21,563 21,563