Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2010
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2010 and ending 06-30-2011
BCheck if applicable:
CName of organization
University of Notre Dame du Lac
 
Doing Business As
University of Notre Dame
 
Number and street (or P.O. box if mail is not delivered to street address)
Controllers Office 731 Grace Hall
 
Room/suite
City or town, state or country, and ZIP + 4
Notre Dame, IN46556
D Employer identification number

35-0868188
E Telephone number

G Gross receipts $ 2,913,444,517
F Name and address of principal officer:
Rev John Jenkins CSC
Controllers Office 731 Grace Hall
Notre Dame,IN46556
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
http://nd.edu
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1844
M State of legal domicile: IN
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: See Schedule O
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) .... 3 49
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 38
5 Total number of individuals employed in calendar year 2010 (Part V, line 2a) ... 5 17,037
6 Total number of volunteers (estimate if necessary) .... 6 1,780
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 796,747
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b -9,924,545
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 255,777,059 312,978,519
9 Program service revenue (Part VIII, line 2g) ......... 639,671,649 668,112,149
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 175,288,341 403,507,455
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 12,122,210 12,357,709
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 1,082,859,259 1,396,955,832
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 179,651,346 201,661,400
14 Benefits paid to or for members (Part IX, column (A), line 4) .... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 502,706,911 525,632,603
16a Professional fundraising fees (Part IX, column (A), line 11e).... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet28,787,790    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 325,536,481 359,882,903
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 1,007,894,738 1,087,176,906
19 Revenue less expenses. Subtract line 18 from line 12...... 74,964,521 309,778,926
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............ 7,753,677,014 9,138,313,389
21 Total liabilities (Part X, line 26)............ 1,437,345,461 1,555,411,034
22 Net assets or fund balances. Subtract line 21 from line 20 ..... 6,316,331,553 7,582,902,355
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid Preparer's Use Only Preparer's
signatureBig Right Arrow 		Date
right pointing bullet image Preparer’s taxpayer identification number
(see instructions)
Firm’s name (or yours
if self-employed),
address, and ZIP + 4Big Right Arrow




 		EIN right pointing bullet image
Phone no. right pointing bullet image
May the IRS discuss this return with the preparer shown above? (see instructions) .........
For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2010)
Form 990 (2010)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III . . . . . . . . . .
1
Briefly describe the organization’s mission: See Schedule O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the exempt purpose achievements for each of the organization’s three largest program services by expenses.
Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 532,911,733 including grants of $ 177,715,585 ) (Revenue $ 452,515,480 )
Instruction - Provided academic instruction and services to nearly 12,000 undergraduate and graduate students pursuing courses of study within four undergraduate colleges, a business school, a law school, and graduate school. Conferred over 3,000 baccalaureate, master's, doctoral and professional degrees.
4b (Code:   ) (Expenses $ 167,047,884 including grants of $ 4,391,762 ) (Revenue $ 200,356,441 )
Auxiliary enterprises - Provided services to the University community, its guests and other patrons including food services, student and visitor lodging, laundry services, and multiple recreational facilities. The University intercollegiate athletics program enabled student-athletes to compete in twenty-six sports programs at the NCAA Division I level.
4c (Code:   ) (Expenses $ 105,927,996 including grants of $ 17,616,304 ) (Revenue $ 5,975,721 )
Research - University researchers administered more than 800 awards for studies based within the disciplines of engineering, science and humanities.
(Code:   ) (Expenses $ 68,598,170 including grants of $ 1,937,749 ) (Revenue $ 16,597,131 )
Public service - The University holds many conferences and educational events on its campus throughout the year. Also, the University provides volunteers and financial support for other agencies in the community. The University's ACE program is a two-year service program offering college graduates the opportunity to serve as full-time teachers in under-resourced schools across the southern United States.Academic support - The University operates library facilities containing nearly 2,000,000 volumes, serving the University and local community. The University publishes numerous academic periodicals and volumes and operates a museum of art housing over 21,000 works.
4d Other program services. (Describe in Schedule O.)
(Expenses $ 68,598,170 including grants of $ 1,937,749 ) (Revenue $ 16,597,131 )
4e Total program service expensesMediumBullet$ 874,485,783
Form 990 (2010)
Form 990 (2010)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? Click to see attachment........
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part IIClick to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III........................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete
Schedule D, Part IClick to see attachment.......................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in term, permanent,or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, and program service activities outside the United States? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II..........
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III...................
19
 
No
Form 990 (2010)
Form 990 (2010)
Page 4
Part IV
Checklist of Required Schedules (continued)
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
Did the organization attach its audited financial statement to this return? Note: All Form 990 filers that operate one or more hospitals must attach audited financial statements. .....
20b
 
 
21
Did the organization report more than $5,000 of grants and other assistance to governments and organizations in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see attachment
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II........................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor, or a grant selection committee member, or to a person related to such an individual? If “Yes,” complete Schedule L, Part III............... Click to see attachment
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I........................... Click to see attachment
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35
Is any related organization a controlled entity within the meaning of section 512(b)(13)? .....
35
Yes
 
a
Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2010)
Form 990 (2010)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V . . . . . . . . . .
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
19,284
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
17,037
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletFR , EI , AU , IT , UK , BR , MP , IS , MX , CI
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
4
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
No
Form 990 (2010)
Form 990 (2010)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI . . . . . . . . . .
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year ..............
1a
49
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
38
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? ..
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Does the organization have members or stockholders? ................
6
 
No
7a
Does the organization have members, stockholders, or other persons who may elect one or more members of the governing body? .........................
7a
 
No
b
Are any decisions of the governing body subject to approval by members, stockholders, or other persons? ..
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Does the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” does the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with those of the organization? ....
10b
 
 
11a
Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Does the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ...........................
12b
Yes
 
c
Does the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this is done ....................
12c
Yes
 
13
Does the organization have a written whistleblower policy? ...............
13
Yes
 
14
Does the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line a or b, describe the process in Schedule O. (See instructions.)
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
IN
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you make these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial statements available to the public.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
Andrew Paluf
Controllers Office 731 Grace Hall
Notre Dame,IN46556
(574) 631-3288
Form 990 (2010)
Form 990 (2010)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII . . . . . . . . . .
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (check all that apply) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) John F Affleck-Graves PhD
Executive VP & Trustee
 40.00 X   X       528,019 0 135,744
(2) Thomas G Burish PhD
Provost & Trustee
 40.00 X   X       959,932 0 137,603
(3) Rev John I Jenkins CSC PhD
President & Trustee
 40.00 X   X       609,536 0 128,863
(4) Rev Timothy R Scully CSCPhD
Trustee
 40.00 X           167,276 0 47,510
(5) Rev Jose E Ahumada F CSC
Trustee
 2.00 X           0 0 0
(6) David M Baron
Trustee
 2.00 X           0 0 0
(7) Rev E William Beauchamp CSC
Trustee
 2.00 X           0 0 0
(8) Cathleen P Black
Trustee
 2.00 X           0 0 0
(9) John J Brennan
Trustee
 2.00 X           0 0 0
(10) Stephen J Brogan
Trustee
 2.00 X           0 0 0
(11) Robert M Conway
Trustee
 2.00 X           0 0 0
(12) John P Delaney Jr
Trustee
 2.00 X           0 0 0
(13) James J Dunne III
Trustee
 2.00 X           0 0 0
(14) Jose Enrique Fernandez
Trustee
 2.00 X           0 0 0
(15) James F Flaherty III
Trustee
 2.00 X           0 0 0
(16) W Douglas Ford
Trustee
 2.00 X           0 0 0
(17) Kathleen M Fox
Trustee
 2.00 X           0 0 0
Form 990 (2010)
Form 990 (2010)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (check all that apply) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) Marye Anne Fox
Trustee
 2.00 X           0 0 0
(19) Stephanie A Gallo
Trustee
 2.00 X           0 0 0
(20) John W Glynn Jr
Trustee
 2.00 X           0 0 0
(21) William M Goodyear
Trustee
 2.00 X           0 0 0
(22) Nancy M Haegel
Trustee
 2.00 X           0 0 0
(23) Enrique Hernandez Jr
Trustee
 2.00 X           0 0 0
(24) Carol Hank Hoffmann
Trustee
 2.00 X           0 0 0
(25) Douglas Tong Hsu
Trustee
 2.00 X           0 0 0
(26) Most Rev Daniel Jenky CSC DD
Trustee
 2.00 X           0 0 0
(27) John W Jordan II
Trustee
 2.00 X           0 0 0
(28) Rev James B King CSC
Trustee
 2.00 X           0 0 0
(29) Hon Diana Lewis
Trustee
 2.00 X           0 0 0
(30) Patrick F McCartan
Trustee
 2.00 X           0 0 0
(31) Richard C Notebaert
Trustee
 2.00 X           0 0 0
(32) Richard A Nussbaum II
Trustee
 2.00 X           0 0 0
(33) Rev Thomas J O'Hara CSC
Trustee
 2.00 X           0 0 0
(34) Joseph I O'Neill III
Trustee
 2.00 X           0 0 0
(35) Philip J Purcell III
Trustee
 2.00 X           0 0 0
(36) J Christopher Reyes
Trustee
 2.00 X           0 0 0
(37) James E Rohr
Trustee
 2.00 X           0 0 0
(38) Phillip B Rooney
Trustee
 2.00 X           0 0 0
(39) Shayla Keough Rumely
Trustee
 2.00 X           0 0 0
(40) John F Sandner
Trustee
 2.00 X           0 0 0
(41) William J Shaw
Trustee
 2.00 X           0 0 0
(42) Kenneth E Stinson
Trustee
 2.00 X           0 0 0
(43) Phyllis W Stone
Trustee
 2.00 X           0 0 0
(44) Anne E Thompson
Trustee
 2.00 X           0 0 0
(45) Sara Martinez Tucker
Trustee
 2.00 X           0 0 0
(46) Rev David T Tyson CSC
Trustee
 2.00 X           0 0 0
(47) Roderick K West
Trustee
 2.00 X           0 0 0
(48) Hon Ann Claire Williams
Trustee
 2.00 X           0 0 0
(49) Michael Wong
Trustee
 2.00 X           0 0 0
(50) Robert J Bernhard PhD
VP for Research
 40.00     X       305,923 0 83,878
(51) Janet M Botz
VP - Public Affairs & Comm
 40.00     X       321,640 0 37,390
(52) Marianne Corr JD
VP & General Counsel
 40.00     X       425,806 0 32,014
(53) Rev Thomas P Doyle CSC
VP for Student Affairs
 40.00     X       136,120 0 6,139
(54) Dennis C Jacobs PhD
VP & Associate Provost
 40.00     X       229,344 0 50,864
(55) James J Lyphout MBA
VP for Business Operations
 40.00     X       292,827 0 40,608
(56) Scott C Malpass MBA
VP & Chief Invest. Officer
 40.00     X       2,040,632 0 837,414
(57) Christine M Maziar PhD
VP & Senior Assoc. Provost
 40.00     X       300,466 0 31,634
(58) Louis M Nanni MA
VP for Univ. Relations
 40.00     X       330,144 0 45,292
(59) Donald B Pope-Davis PhD
VP & Associate Provost
 40.00     X       229,670 0 74,235
(60) John A Sejdinaj MBA CCM
VP for Finance
 40.00     X       323,574 0 49,600
(61) John B Swarbrick Jr
Athletic Director
 40.00       X     826,500 0 200,442
(62) Michael P Brey
Head Coach, Basketball
 40.00         X   572,704 0 44,139
(63) Michael D Donovan MBA JD
Managing Director, Invest.
 40.00         X   954,148 0 343,116
(64) Brian Kelly
Head Coach, Football
 40.00         X   2,380,180 0 44,121
(65) Muffet McGraw
Head Coach, Basketball
 40.00         X   675,941 0 55,685
(66) Gordon D Wishon
VP & Associate Provost
 40.00         X   579,758 0 4,792
(67) Jeffrey Kantor Former Officer
Chem & Biomolecular Engineering Prof
 40.00           X 241,811 0 49,300
(68) Rev Mark L Poorman CSC PhD
Former VP for Student Affairs
 0.00           X 181,501 0 9,182
(69) Charles J Weis
Former Head Coach, Football
 0.00           X 2,055,839 0 0
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 15,669,291 0 2,489,565
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportable compensation from the organizationMediumBullet783
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
Yes
 
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
Barton Malow Company
26500 American Drive
Southfield,MI48034 		Construction 18,797,081
Ziolkowski Construction Inc
4050 Ralph Jones Dr
South Bend,IN46628 		Construction 8,738,886
Gibson-Lewis LLC
1001 West 11th Street
Mishawaka,IN46544 		Construction 7,287,091
Congregation of Holy Cross US Provinc
PO Box 774
Notre Dame,IN46556 		Teaching/Admin Services 4,781,013
Geupel DeMars Hagerman LLC
7930 Castleway Drive
Indianapolis,IN46250 		Construction 4,635,755
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization MediumBullet128
Form 990 (2010)
Form 990 (2010)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, gifts, grants and other similar amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 620,615
d Related organizations...1d  
e Government grants (contributions)1e 82,145,085
f All other contributions, gifts, grants, and
similar amounts not included above1f 		230,212,819
g Noncash contributions included in lines 1a-1f:$ 40,904,454
h Total. Add lines 1a-1f.......MediumBullet 312,978,519
Program Service Revenue Business Code
2a Student tuition & fees 611,310 439,073,661 439,073,661    
b Auxiliary enterprises 611,710 198,693,530 194,732,498 3,961,032  
c Educational programs 900,099 16,258,668 16,029,413 229,255  
d Research contracts (go 611,310 5,604,402 5,604,402    
e Student services 611,710 2,666,737 2,666,737    
f All other program service revenue . 5,815,151 5,815,151    
g Total. Add lines 2a–2f........MediumBullet 668,112,149
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 105,879,664   -3,671,026 109,550,690
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties............MediumBullet 3,701,753     3,701,753
(i) Real (ii) Personal
6a Gross Rents 9,806,954  
b Less: rental expenses 8,228,937  
c Rental income or (loss) 1,578,017  
d Net rental income or (loss).......MediumBullet 1,578,017     1,578,017
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 1,805,582,000  
b Less: cost or other basis and sales expenses 1,507,954,209  
c Gain or (loss) 297,627,791  
d Net gain or (loss)..........MediumBullet 297,627,791     297,627,791
8a Gross income from fundraising events (not including
$ 620,615
of contributions reported on line 1c). See Part IV, line 18 ...
a 45,501
b Less: direct expenses ...b 299,902
c Net income or (loss) from fundraising events..MediumBullet -254,401   -254,401
9a Gross income from gaming activities.
See Part IV, line 19 ...
a 5,353
b Less: direct expenses ...b 5,637
c Net income or (loss) from gaming activities...MediumBullet -284     -284
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a Alumni Association 900,099 3,269,878 2,992,392 277,486  
b            
c            
d All other revenue .... 4,062,746 4,062,746    
e Total. Add lines 11a–11d ......MediumBullet 7,332,624
12 Total revenue. See Instructions....MediumBullet 1,396,955,832 670,977,000 796,747 412,203,566
Form 990 (2010)
Form 990 (2010)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the U.S. See Part IV, line 21 12,029,646 12,029,646
2 Grants and other assistance to individuals in the U.S. See Part IV, line 22 182,854,174 182,854,174
3 Grants and other assistance to governments, organizations, and individuals outside the U.S. See Part IV, lines 15 and 16 6,777,580 6,777,580
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 10,242,455 1,604,633 7,568,771 1,069,051
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 383,956,461 318,032,416 51,802,984 14,121,061
8 Pension plan contributions (include section 401(k) and section 403(b) employer contributions) .... 35,738,890 19,679,430 14,670,248 1,389,212
9 Other employee benefits ....... 72,607,215 36,358,532 34,429,337 1,819,346
10 Payroll taxes ........... 23,087,582 18,558,418 3,645,424 883,740
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 3,095,715 793,193 2,302,522  
c Accounting ........... 2,950,285 59,174 2,891,111  
d Lobbying ........... 296,887   296,887  
e Professional fundraising. See Part IV, line 17..    
f Investment management fees ...... 7,263,693   7,263,693  
g Other .......... 18,005,823 10,214,068 6,720,719 1,071,036
12 Advertising and promotion .... 2,734,428 2,606,627 86,604 41,197
13 Office expenses ....... 57,339,801 47,268,965 7,888,723 2,182,113
14 Information technology ...... 12,469,412 5,623,843 6,529,858 315,711
15 Royalties .. 398,462 398,462    
16 Occupancy ........... 60,485,697 51,700,444 7,735,467 1,049,786
17 Travel ............ 37,188,804 31,749,496 3,094,124 2,345,184
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 242   242  
19 Conferences, conventions, and meetings .... 4,537,438 3,198,630 1,284,322 54,486
20 Interest ........... 23,020,096 19,109,644 3,500,672 409,780
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 48,618,117 45,745,740 2,640,771 231,606
23 Insurance .............. 985,197 952,719 32,478  
24 Other expenses. Itemize expenses not covered above. (Expenses grouped together and labeled miscellaneous may not exceed 5% of total expenses shown on line 25 below.)
a Other educational expen 34,474,162 32,734,970 1,307,456 431,736
b Food and entertainment 31,665,199 26,434,979 3,857,475 1,372,745
c Investment Office expen 14,353,445   14,353,445  
d
e
f All other expenses        
25 Total functional expenses. Add lines 1 through 24f 1,087,176,906 874,485,783 183,903,333 28,787,790
26 Joint costs. Check here MediumBullet if following
SOP 98-2 (ASC 958-720). Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation 		       
Form 990 (2010)
Form 990 (2010)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing ..........   1  
2 Savings and temporary cash investments ....... 107,363,077 2 90,006,300
3 Pledges and grants receivable, net ......... 181,605,087 3 214,759,799
4 Accounts receivable, net ......... 24,729,776 4 26,850,987
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..........   5  
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L ..........   6  
7 Notes and loans receivable, net ............. 45,836,222 7 86,275,412
8 Inventories for sale or use .............. 9,608,415 8 10,036,218
9 Prepaid expenses and deferred charges ............ 24,572,335 9 28,216,498
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 1,686,419,012
b Less: accumulated depreciation. ..... 10b 482,006,752 1,154,017,849 10c 1,204,412,260
11 Investments—publicly traded securities .......... 482,559,276 11 665,173,840
12 Investments—other securities. See Part IV, line 11 ...... 5,706,617,665 12 6,791,030,428
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets .........   14  
15 Other assets. See Part IV, line 11 ........... 16,767,312 15 21,551,647
16 Total assets. Add lines 1 through 15 (must equal line 34)... 7,753,677,014 16 9,138,313,389
Liabilities 17 Accounts payable and accrued expenses . 81,814,586 17 82,697,769
18 Grants payable ..........   18  
19 Deferred revenue .......... 70,129,659 19 62,190,574
20 Tax-exempt bond liabilities .......... 367,667,649 20 364,293,399
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties .. 53,638,301 23 54,171,117
24 Unsecured notes and loans payable to unrelated third parties .... 150,000,000 24 310,000,000
25 Other liabilities. Complete Part X of Schedule D..... 714,095,266 25 682,058,175
26 Total liabilities. Add lines 17 through 25..... 1,437,345,461 26 1,555,411,034
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 2,755,620,326 27 3,361,867,405
28 Temporarily restricted net assets ..... 2,266,694,050 28 2,834,319,205
29 Permanently restricted net assets ..... 1,294,017,177 29 1,386,715,745
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 6,316,331,553 33 7,582,902,355
34 Total liabilities and net assets/fund balances ..... 7,753,677,014 34 9,138,313,389
Form 990 (2010)
Form 990 (2010)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI . . . . . . . . . .
1
Total revenue (must equal Part VIII, column (A), line 12) . . .
1
1,396,955,832
2
Total expenses (must equal Part IX, column (A), line 25) . . . . .
2
1,087,176,906
3
Revenue less expenses. Subtract line 2 from line 1 . . . .
3
309,778,926
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . .
4
6,316,331,553
5
Other changes in net assets or fund balances (explain in Schedule O) . . . .
5
956,791,876
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) . . . . . .
6
7,582,902,355
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII . . . . . . . . . .
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?..
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O............................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2010)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2010
Name of organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule—
Special Rules
......................... Arrow Bullet   $    
Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990, or check the box in the heading of its
Form 990-EZ, or on line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part I
Name of organization
University of Notre Dame du Lac
  		Employer identification number

35-0868188
Part I
Contributors (see Instructions)
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Aggregate contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED




(Complete Part II if there is
a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Aggregate contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Aggregate contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Aggregate contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Aggregate contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Aggregate contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part II
Name of organization
University of Notre Dame du Lac
  		Employer identification number

35-0868188
Part II
Noncash Property (see Instructions)
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part III
Name of organization
University of Notre Dame du Lac
  		Employer identification number

35-0868188
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
aggregating more than $1,000 for the year. (Complete columns (a) through (e) and the following line entry.)
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
If the organization answered “Yes,” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes,” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes,” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35a (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization's direct and indirect political campaign activities on behalf of or in opposition to candidates for public office in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$ 0
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$ 0
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt funtion activities ....................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2010

Schedule C (Form 990 or 990-EZ) 2010
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
Organization's
Totals 		(b) Affiliated Group
Totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) Total
             
2a Lobbying non-taxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots non-taxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2010


Schedule C (Form 990 or 990-EZ) 2010
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
Yes
 
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
336,699
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? If "Yes," describe in Part IV ..........................
 
No
 
j
Total. lines 1c through 1i ...................................
336,699
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carryover lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) if BOTH Part III-A, lines 1 and 2 are answered “No” OR if Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) non-deductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; and Part ll-B, line 1i.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
Part IV, Supplemental Information:   Part II-B, Line 1: The University has hired professional consultants who engage in direct and grassroots lobbying. Along with a few University employees, these consultants work on Notre Dame's behalf meeting with or calling government officials or legistlators requesting support for specific projects regarding the higher education funding authorization and other legislation which could impact the University.
Schedule C (Form 990 or 990EZ) 2010

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ....... 12 0
2 Aggregate contributions to (during year) ... 1,476,523 0
3 Aggregate grants from (during year) ... 1,362,479 0
4 Aggregate value at end of year ....... 6,838,921 0
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds may be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit. ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a–2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06 ........ 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the taxable year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116, not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116, to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 0
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 0
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $ 0
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $ 0
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c 2,686
d Additions during the year .............................. 1d 31,640
e Distributions during the year ............................. 1e 34,219
f Ending balance ................................... 1f 107
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 5,340,685,012 4,920,742,718 6,351,854,688
b Contributions ........ 167,659,430 135,156,367 104,550,162
c Investment earnings or losses ... 1,115,963,818 525,883,589 -1,298,974,803
d Grants or scholarships ..... 80,194,525 75,825,598 71,071,937
e Other expenditures for facilities
and programs ........ 		160,770,664 165,272,064 165,615,392
f Administrative expenses .... 0 0 0
g End of year balance ...... 6,383,343,071 5,340,685,012 4,920,742,718
2
Provide the estimated percentage of the year end balance held as:
a
Board designated or quasi-endowment: SchDMd Bullet43.300 %
b
Permanent endowment: SchDMd Bullet55.600 %
c
Term endowment: SchDMd Bullet1.100 %
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Investments—Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of investment (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land ................. 9,300,000 13,953,925 23,253,925
b Buildings ................ 52,358,175 1,205,642,740 313,565,816 944,435,099
c Leasehold improvements ............   12,788,677 1,930,580 10,858,097
d Equipment ................ 71,406 214,366,038 118,072,121 96,365,323
e Other .................   177,938,051 48,438,235 129,499,816
Total. Add lines 1a-1e. (Column (d) should equal Form 990, Part X, column (B), line 10(c).)........SchDMdBullet 1,204,412,260
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives 28,377,513 F
(2)Closely-held equity interests 57,478,000 F
(3)Other
(A) Other short term investments 		171,592,178 F

(B) Public equities: U.S. 		331,894,110 F

(C) Public equities: Non U.S. 		823,772,925 F

(D) Public equities: Long- short strategies 		876,421,673 F

(E) Fixed income securities 		252,082,853 F

(F) Marketable alternatives 		932,011,317 F

(G) Private equity 		2,075,538,648 F

(H) Real estate 		532,182,196 F

(I) Other real assets 		642,844,456 F

(J) Defined benefit pension plan assets 		66,834,559 F
Total. (Column (b) should equal Form 990, Part X, col.(B) line 12.)Small Bullet 6,791,030,428
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Amount
Federal Income Taxes  
Debt-related derivative instruments 13,670,385
Accrued pension plan contribution 11,000,000
Short-term borrowing 100,060,000
Refundable advances 16,599,096
Liabilities associated with investments 316,508,078
Obligations under split-interest agreements 71,778,529
Conditional asset retirement obligations 22,117,808
Pension and other postretirement benefit obligations 81,877,515
Government advances for student loans 29,582,375
Other liabilities 18,864,389
Total. (Column (b) should equal Form 990, Part X, col.(B) line 25.)Small Bullet 682,058,175
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 1,396,955,832
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 1,087,176,906
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 309,778,926
4 Net unrealized gains (losses) on investments .......................... 4 879,774,489
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV) ................................. 8 75,079,368
9 Total adjustments (net). Add lines 4 - 8 ............................. 9 954,853,857
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 1,264,632,783
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 2,088,145,272
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 879,774,489
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV): ............ 2d -164,597,056
e Add lines 2a through 2d ..................... 2e 715,177,433
3 Subtract line 2e from line 1..................... 3 1,372,967,839
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 24,293,532
b Other (Describe in Part XIV): ........... 4b -305,539
c Add lines 4a and 4b....................... 4c 23,987,993
5 Total Revenue. Add lines 3 and 4c. (This should equal Form 990, Part I, line 12.) ...... 5 1,396,955,832
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 823,512,489
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV): ............ 2d -61,822,325
e Add lines 2a through 2d...................... 2e -61,822,325
3 Subtract line 2e from line 1..................... 3 885,334,814
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 24,293,532
b Other (Describe in Part XIV): ............ 4b 177,548,560
c Add lines 4a and 4b....................... 4c 201,842,092
5 Total expenses. Add lines 3 and 4c. (This should equal Form 990, Part I, line 18.) ...... 5 1,087,176,906
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
  Part III, Line 1a: The University does not capitalize the cost of library books, nor the cost or fair value of its art collection. The latter is held for exhibition and educational purposes only and not for financial gain.
  Part III, Line 4: The Snite Museum of Art maintains a collection of over 25,000 original works of art which are utilized for exhibition, teaching, research and educational outreach programs.
  Part IV, Line 1b: The University of Notre Dame's Legal Aid Clinic opened a custodial bank account which is held by the Indiana Bar Foundation for the purpose of holding client's funds in trust. The interest earned on the funds is remitted to the Foundation and used to pay filing fees, recording and various court fees for clients of limited financial means.
Description of Intended Use of Endowment Funds: Part V, Line 4: Endowment distributions are used to fund a variety of operational needs, including scholarships and fellowships, faculty chairs, academic programs, libraries, other endowment programs and general operations.
Part XI, Line 8 - Other Adjustments:   Net gain/(loss) on debt-related derivative instruments 2,045,962. Change in value of split-interest agreements 6,689,844. Net pension and postretirement benefits-related changes 62,127,864. Other non-operating changes in net assets 4,215,698.
Part XII, Line 2d - Other Adjustments:   Tuition discounts -174,077,996. Room discounts -3,470,564. Net gain/(loss) on debt-related derivative instruments 2,045,962. Change in value of split-interest agreements 6,689,844. Other non-operating changes in net assets 4,215,698.
Part XII, Line 4b - Other Adjustments:   Direct expenses of fundraising events -299,902. Direct expenses from gaming activities -5,637.
Part XIII, Line 2d - Other Adjustments:   Net pension and postretirement benefits-related changes -62,127,864. Direct expenses of fundraising events 299,902. Direct expenses from gaming activities 5,637.
Part XIII, Line 4b - Other Adjustments:   Tuition scholarships and fellowships 174,077,996. Room & board discounts 3,470,564.
    Part X: The University recognizes asset retirement obligations when incurred. A discounting technique is used to calculate the present value of the capitalized asset retirement costs and the related obligation. Asset retirement costs are depreciated over the estimated remaining useful life of the related asset and the asset retirement obligation is accreted annually to the current present value. Upon settlement of an obligation, any difference between the retirement obligation and the cost to settle is recognized as a gain or loss in the consolidated statement of changes in unrestricted net assets. The University's conditional asset retirement obligations relate primarily to asbestos remediation and will be settled upon undertaking associated renovation projects. Part XI, Line 10: The University is the majority owner of an externally managed company, the activities of which are reflected in the University's consolidated financial statements. During the year ended June 30, 2011, the University adopted the provisions of FASB ASC 958-810-45, the cumulative effect of which was a reclassification of the $1,938,019 minority owner's noncontrolling interest in the company from a liability to unrestricted net assets. As such, this amount reconciles the total per Schedule D, Part XI, Line 10 ($1,264,632,783) to the difference between the beginning and ending net assets on core form Part I, Line 22 ($1,266,570,802).
Schedule D (Form 990) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,
or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ............
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2010
Schedule E (Form 990 or 990EZ) 2010
Page 2
Part II
Supplemental Information
Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
Explanation of Nondiscriminatory Policy Publication Schedule E, Part I, Line 3 The University nondiscrimination policy is disclosed in the Admission Policies and Procedures Handbook given to each student. The University draws students nationally and internationally and enrolls meaningful numbers of minority students.
Explanation of Government Financial Assistance Schedule E, Part I, Line 6 The University receives financial assistance from various governmental agencies within the Federal Government and local jurisdictions. The governmental grants and contracts support certain research projects and student financial aid.
Schedule E (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE F
(Form 990)

Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,
Part IV, line 14b, 15, or 16.
Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside the
United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
Europe (Including Iceland & Greenland)     Program Services Agent of the University 1,163
Russia & the Newly Independent States -     Program Services Agent of the University 140
Central America and the Caribbean     Program Services Artistic Performance 7,800
Europe (Including Iceland & Greenland) -     Program Services Artistic Performance 134,158
North America     Program Services Artistic Performance 500
Central America and the Caribbean -     Program Services Conference/Seminar Presentation 1,776
East Asia and the Pacific -     Program Services Conference/Seminar Presentation 85,971
Europe (Including Iceland & Greenland) -     Program Services Conference/Seminar Presentation 419,903
Middle East and North Africa -     Program Services Conference/Seminar Presentation 27,735
North America - Canada and Mexico, but     Program Services Conference/Seminar Presentation 108,720
Russia & the Newly Independent States -     Program Services Conference/Seminar Presentation 6,851
South America - Argentina, Bolivia,     Program Services Conference/Seminar Presentation 17,324
South Asia - Afghanistan, Bangladesh,     Program Services Conference/Seminar Presentation 15,393
Sub-Saharan Africa - Angola,     Program Services Conference/Seminar Presentation 30,399
Europe (Including Iceland & Greenland) -     Program Services Consulting 11,213
Middle East and North Africa -     Program Services Consulting 7,710
North America - Canada and Mexico, but     Program Services Consulting 3,767
Sub-Saharan Africa - Angola,     Program Services Consulting 91,522
Europe (Including Iceland & Greenland)     Program Services Development/Fundraising 0
Central America and the Caribbean - 2 4 Program Services Humanitarian Efforts 2,459,092
East Asia and the Pacific     Program Services Humanitarian Efforts 0
Europe (Including Iceland & Greenland) -     Program Services Humanitarian Efforts 48,197
South America     Program Services Humanitarian Efforts 58,185
South Asia     Program Services Humanitarian Efforts 68,286
Sub-Saharan Africa     Program Services Humanitarian Efforts 244,057
East Asia and the Pacific     Program Services Instruction 0
Europe (Including Iceland & Greenland) -     Program Services Instruction 48,234
Middle East and North Africa     Program Services Instruction 4,587
North America     Program Services Instruction 154
South America     Program Services Instruction 2,111
East Asia and the Pacific -     Program Services International Study Program 1,503,945
Europe (Including Iceland & Greenland) - 4 79 Program Services International Study Program 18,646,803
Middle East and North Africa -     Program Services International Study Program 104,673
North America - Canada and Mexico, but   1 Program Services International Study Program 259,389
Russia & the Newly Independent States -     Program Services International Study Program 40,975
South America - Argentina, Bolivia, 1 2 Program Services International Study Program 579,617
Sub-Saharan Africa - Angola,     Program Services International Study Program 83,881
Central America and the Caribbean -     Program Services Internship/Fellowship 21,100
East Asia and the Pacific -     Program Services Internship/Fellowship 57,952
Europe (Including Iceland & Greenland) -     Program Services Internship/Fellowship 73,467
Middle East and North Africa -     Program Services Internship/Fellowship 26,879
North America - Canada and Mexico, but     Program Services Internship/Fellowship 11,400
South America     Program Services Internship/Fellowship 60,513
South Asia     Program Services Internship/Fellowship 12,200
Sub-Saharan Africa     Program Services Internship/Fellowship 156,668
Central America and the Caribbean     Program Services Language Acquisition 2,000
East Asia and the Pacific -     Program Services Language Acquisition 16,300
Europe (Including Iceland & Greenland) -     Program Services Language Acquisition 51,050
Middle East and North Africa -     Program Services Language Acquisition 7,000
North America - Canada and Mexico, but     Program Services Language Acquisition 1,000
Russia & the Newly Independent States -     Program Services Language Acquisition 5,500
South America - Argentina, Bolivia,     Program Services Language Acquisition 9,750
North America - Canada and Mexico, but     Program Services Prizes and Awards 100,723
Central America and the Caribbean -     Program Services Recruitment 8,257
East Asia and the Pacific -     Program Services Recruitment 19,799
Europe (Including Iceland & Greenland)   1 Program Services Recruitment 46,561
Middle East and North Africa -     Program Services Recruitment 1,139
North America - Canada and Mexico, but     Program Services Recruitment 3,932
South America - Argentina, Bolivia,     Program Services Recruitment 18,409
South Asia - Afghanistan, Bangladesh,     Program Services Recruitment 3,691
Central America and the Caribbean -     Program Services Research 11,184
East Asia and the Pacific -     Program Services Research 61,822
Europe (Including Iceland & Greenland) -     Program Services Research 601,632
Middle East and North Africa -     Program Services Research 39,357
North America - Canada and Mexico, but     Program Services Research 27,832
Russia & the Newly Independent States -     Program Services Research 16,350
South America - Argentina, Bolivia,     Program Services Research 76,112
South Asia - Afghanistan, Bangladesh,     Program Services Research 15,750
Sub-Saharan Africa - Angola,     Program Services Research 35,841
East Asia and the Pacific     Investment Operations   72,299
Europe (Including Iceland & Greenland) -     Investment Operations   74,861
Middle East and North Africa -     Investment Operations   14
North America - Canada and Mexico, but     Investment Operations   10,084
Russia & the Newly Independent States -     Investment Operations   8,225
South America - Argentina, Bolivia,     Investment Operations   57,434
South Asia - Afghanistan, Bangladesh,     Investment Operations   25,483
Sub-Saharan Africa - Angola,     Investment Operations   4,842
Central America and the Caribbean -     Investments   2,656,427,000
East Asia and the Pacific -     Investments   125,195,000
Europe (Including Iceland & Greenland) -     Investments   571,240,000
Middle East and North Africa -     Investments   1,491,000
North America - Canada and Mexico, but     Investments   37,338,000
Russia & the Newly Independent States -     Investments   5,879,000
South America     Investments   5,347,000
South Asia     Investments   1,109,000
Sub-Saharan Africa     Investments   100,065,000
3a Sub-total ..... 0 0 651,411
b Total from continuation sheets to Part I ... 7 87 3,530,418,232
c Totals (add lines 3a and 3b) 7 87 3,531,069,643
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Central America and the Caribbean See Footnote 2, Part V 193,726 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 66,325 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 54,845 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 499,771 Check/Wire      
East Asia and the Pacific See Footnote 2, Part V 23,719 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 105,685 Check/Wire      
South America See Footnote 2, Part V 18,500 Check/Wire      
Middle East and North Africa See Footnote 2, Part V 147,580 Check/Wire      
Central America and the Caribbean See Footnote 2, Part V 140,123 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 322,241 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 30,712 Check/Wire      
East Asia and the Pacific See Footnote 2, Part V 18,000 Check/Wire      
East Asia and the Pacific See Footnote 2, Part V 132,250 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 834,060 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 1,139,952 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 638,770 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 115,715 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 16,126 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 13,112 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 138,325 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 97,774 Check/Wire      
East Asia and the Pacific See Footnote 2, Part V 991,200 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 20,000 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 131,327 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 33,336 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 11,779 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 197,964 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 49,242 Check/Wire      
Central America and the Caribbean See Footnote 2, Part V 148,017 Wire Transfer      
Central America and the Caribbean See Footnote 2, Part V 447,404 Wire Transfer      
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
0
3
Enter total number of other organizations or entities ........................MediumBullet
30
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Housing and Other Assistance Europe (Including Iceland & Greenland) 2 13,700 Check/Wire/Direct Deposit      
Housing and Other Assistance Central America and the Caribbean 1 5,000 Check/Wire/Direct Deposit      
Housing and Other Assistance Sub-Saharan Africa 5 16,630 Check/Wire/Direct Deposit      
Housing and Other Assistance East Asia and the Pacific 1 500 Check/Wire/Direct Deposit      
Research/Travel Grant East Asia and the Pacific 1 1,973 Check/Wire/Direct Deposit      
Research/Travel Grant Europe (Including Iceland & Greenland) 13 17,160 Check/Wire/Direct Deposit      
Research/Travel Grant North America 3 1,314 Check/Wire/Direct Deposit      
Research/Travel Grant South America 1 200 Check/Wire/Direct Deposit      
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 5
Part V
Supplemental Information
Complete this part to provide the information (see instructions) required in Part I, line 2, and any additional information.
Identifier ReturnReference Explanation
Procedure for Monitoring Grants Outside the U.S.:   Schedule F, Part I, Line 2: All grants made for research activities are initiated by a formal sub-contract executed by both parties. The terms and conditions of each grant contain all the guidelines for invoicing, billing, record retention, audits, etc. Research and Sponsored Programs Accounting ("RSPA") and the Office of Research work in tandem to ensure the guidelines are adhered to. All sub-contracts for research activities are paid on a cost-reimbursement basis. All invoices paid for costs are approved by the Principal Investigator based on completion of work, deliverables met, etc. In addition, RSPA monitors the payments against the total budget to ensure payment is not made above the stipulated ceiling. The University has developed a policy containing guidelines surrounding sub-contracts, some of which were addresssed above. The policy can be found at: http://controller.nd.edu/policies-and-procedures/rspa/subrecipient_ monitoring.pdf. The University provides funding to students and other related individuals for research and other activities to support the furtherance of their education. Funds provided are monitored through applications, budgets and a requirement to document the use of funds either prior to the distribution of funds or upon completion of the activity.
Other Information Schedule F, Part V Part II, Line 1, Column (d): Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2010
Additional Data


Software ID:  
Software Version:  



SCHEDULE G
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,
or if the organization entered more than $15,000 on Form 990-EZ, line 6a.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

Lou's Lads
(event type) 		(b) Event #2

Christmas Dinner
(event type) 		(c) Other Events

4
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 440,501 88,220 137,395 666,116
2 Less: Charitable
contributions . . . 		440,501 74,740 105,374 620,615
3 Gross income (line 1
minus line 2) . . . 		  13,480 32,021 45,501
VerticalDirectExpenses 4 Cash prizes . . .        
5 Non-cash prizes . .        
6 Rent/facility costs . . 96,425 3,530   99,955
7 Food and beverages . .        
8 Entertainment . . .        
9 Other direct expenses . 54,771 61,832 83,344 199,947
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 299,902
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow -254,401
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ...........................
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
Schedule G (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number
35-0868188
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) Alzheimer's Disease Research Foundation34 Washington Street
Wellesley Hills,MA02481 		52-2396428 501(c)(3) 50,000       See Footnote 2, Part IV
(2) American Cancer Society1599 Clifton Rd Ne
Atlanta,GA30329 		23-7040934 501(c)(3) 5,460       See Footnote 2, Part IV
(3) Ara Parseghian Medical Research Foundation5050 N Via De La Granja
Tucson,AZ857187407 		86-0775966 501(c)(3) 60,000       See Footnote 2, Part IV
(4) Arizona State UniversityPost Office Box 873503
Tempe,AZ852870001 		86-0196696 State of AZ 227,982       See Footnote 2, Part IV
(5) Ball Aerospace & Technologies CorpPost Office Box 70203
Chicago,IL606730203 		84-1315001   85,643       See Footnote 2, Part IV
(6) Basis Policy Research LLCSte 103-296 9650 Strickland Rd
Raleigh,NC276151902 		27-0475968   172,303       See Footnote 2, Part IV
(7) Boomer Esiason Foundation7475 Wisconsin Avenue
Bethesda,MD20814 		11-3142753 501(c)(3) 5,250       See Footnote 2, Part IV
(8) Building Tomorrow Inc407 Fulton Street
Indianapolis,IN46202 		56-2614329 501(c)(3) 25,000       See Footnote 2, Part IV
(9) Catholic University of America620 Michigan Avenue Northeast
Washington,DC200640001 		53-0196583 501(c)(3) 30,301       See Footnote 2, Part IV
(10) Center for the Homeless Inc813 South Michigan Street
South Bend,IN46601 		35-1768544 501(c)(3) 38,942   FMV Rental Waiver See Footnote 2, Part IV
(11) CICP Foundation Inc111 Monument Circle Suite 1800
Indianapolis,IN46204 		35-2065457 501(c)(3) 10,000       See Footnote 2, Part IV
(12) City of Mishawaka600 East Third Street
Mishawaka,IN46544 		35-6001115 City-Mishawaka 14,269       See Footnote 2, Part IV
(13) City of South Bend227 W Jefferson Blvd Suite 1400
South Bend,IN46601 		35-6001201 City-South Bend 78,480       See Footnote 2, Part IV
(14) Clinical Research Management IncRidge Road Suite A
Hinkley,OH44233 		54-1716562   28,830       See Footnote 2, Part IV
(15) Cold Spring Harbor LaboratoryPO Box 100
Cold Spring Harbor,NY11724 		11-2013303 501(c)(3) 15,000       See Footnote 2, Part IV
(16) DePaul University1 East Jackson Boulevard
Chicago,IL606042287 		36-2167048 501(c)(3) 10,885       See Footnote 2, Part IV
(17) Early Childhood Development Center10 Child Care Center
Notre Dame,IN46556 		35-1188922 501(c)(3) 200,000       See Footnote 2, Part IV
(18) Fischoff National Chamber Music Association303 Brownson Hall
Notre Dame,IN46556 		35-1650154 501(c)(3) 11,000       See Footnote 2, Part IV
(19) Foundation of St Joseph Regional Medical Center837 Cedar Street Suite 350
South Bend,IN46617 		35-1654543 501(c)(3) 11,470       See Footnote 2, Part IV
(20) George Washington University44983 Knoll Square
Ashburn,VA201472692 		53-0196584 501(c)(3) 154,332       See Footnote 2, Part IV
(21) Georgetown UniversityPost Office Box 571164
Washington,DC200570001 		53-0196603 501(c)(3) 45,000       See Footnote 2, Part IV
(22) Georgia Tech Applied Research CorporationPost Office Box 277004
Atlanta,GA303847004 		58-2374837 501(c)(3) 92,507       See Footnote 2, Part IV
(23) Georgia Tech Research CorporationPost Office Box 100117
Atlanta,GA303840117 		58-0603146 501(c)(3) 59,270       See Footnote 2, Part IV
(24) Harvard University1350 Massachusetts Avenue
Cambridge,MA021383800 		04-2103580 501(c)(3) 506,294       See Footnote 2, Part IV
(25) IBMPost Office Box 7247-0276
Philadelphia,PA191700001 		13-0871985   45,997       See Footnote 2, Part IV
(26) IBMPost Office Box 218
Yorktown Heights,NY105980218 		13-0871985   1,068       See Footnote 2, Part IV
(27) Indiana Economic Development Foundation IncOne North Capital Avenue
Indianapolis,IN46204 		20-2664607 501(c)(3) 10,000       See Footnote 2, Part IV
(28) Indiana UniversityPost Office Box 66057
Indianapolis,IN462660001 		35-6001673 State of IN 274,285       See Footnote 2, Part IV
(29) Johns Hopkins University12529 Collections Center Drive
Chicago,IL606930001 		52-0595110 501(c)(3) 50,851       See Footnote 2, Part IV
(30) Kelly Cares FoundationPO Box 518
Notre Dame,IN46556 		26-3591070 501(c)(3) 17,700       See Footnote 2, Part IV
(31) Knowledge Networks Inc75 Remittance
Chicago,IL606750001 		94-3314617   268,621       See Footnote 2, Part IV
(32) Lake Superior State University650 West Easterday Avenue
Sault Sainte Marie,MI497831626 		38-2576021 State of MI 8,959       See Footnote 2, Part IV
(33) Lawrence Berkeley National LaboratoryPost Office Box 39000
San Francisco,CA941390001 		94-2951741 Federal 456,073       See Footnote 2, Part IV
(34) LeTourneau UniversityPost Office Box 7001
Longview,TX756077001 		75-1081109 501(c)(3) 30,569       See Footnote 2, Part IV
(35) Logan Community Resources1235 North Eddy Street
South Bend,IN46617 		35-0965639 501(c)(3) 19,200       See Footnote 2, Part IV
(36) Michigan State University301 Administration Bldg
East Lansing,MI488241046 		38-6005984 State of MI 613,859       See Footnote 2, Part IV
(37) Mid-Atlantic Technology Research & Innovation CenterPost Office Box 8396
South Charleston,WV253030396 		20-0208597 501(c)(3) 120,021       See Footnote 2, Part IV
(38) Missouri Botanical GardenPO Box 299
Saint Louis,MO63166 		43-0666759 501(c)(3) 15,000       See Footnote 2, Part IV
(39) Muscular Dystrophy Association3300 East Sunrise Drive
Tucson,AZ85718 		13-1665552 501(c)(3) 8,720       See Footnote 2, Part IV
(40) MZA Associates Corporation2021 Girard Boulevard SE
Albuquerque,NM871063140 		85-0400557   226,585       See Footnote 2, Part IV
(41) New York Blood Center1200 Prospect Avenue
Westbury,NY115902723 		13-1949477 501(c)(3) 93,574       See Footnote 2, Part IV
(42) Northeastern University360 Huntington Avenue
Boston,MA021155000 		04-1679980 501(c)(3) 44,103       See Footnote 2, Part IV
(43) Northern Jet ManagementPost Office Box 888380
Grand Rapids,MI495888380 		38-3261631   368,366       See Footnote 2, Part IV
(44) Northwestern University633 Clark Street G547
Evanston,IL602080001 		36-2167817 501(c)(3) 39,525       See Footnote 2, Part IV
(45) Oaklawn Psychiatric Center IncPost Office Box 809
Goshen,IN465287000 		35-1070041 501(c)(3) 22,888       See Footnote 2, Part IV
(46) Old Dominion Univ Research FoundationPost Office Box 6369
Norfolk,VA235080369 		54-6068198 501(c)(3) 46,588       See Footnote 2, Part IV
(47) Pennsylvania State University227 West Beaver Avenue
State College,PA168014842 		24-6000376 State of PA 186,354       See Footnote 2, Part IV
(48) Princeton UniversityPost Office Box 5292
Princeton,NJ085446242 		21-0634501 501(c)(3) 62,485       See Footnote 2, Part IV
(49) Purdue University23510 Network Place
Chicago,IL606731235 		35-6002041 State of IN 2,272,510       See Footnote 2, Part IV
(50) Ranken Technical College4431 Finney Avenue
Saint Louis,MO63113 		43-0471057 501(c)(3) 25,000       See Footnote 2, Part IV
(51) Regents of Univ of MichiganPost Office Box 223131
Pittsburgh,PA152512131 		38-6006309 State of MI 688,123       See Footnote 2, Part IV
(52) Rensselaer Polytechnic InstPost Office Box 33375
Hartford,CT061500001 		14-1340095 501(c)(3) 126,587       See Footnote 2, Part IV
(53) Research Foundation of SUNYPost Office Box 9
Albany,NY122010009 		14-1368361 501(c)(3) 8,298       See Footnote 2, Part IV
(54) Resources for the Future Inc1616 P Street Northwest
Washington,DC200361400 		53-0220900 501(c)(3) 48,225       See Footnote 2, Part IV
(55) Rice UniversityPost Office Box 1892
Houston,TX772511892 		74-1109620 501(c)(3) 36,773       See Footnote 2, Part IV
(56) Rockefeller University1230 York Avenue
New York,NY100656399 		13-1624158 501(c)(3) 67,848       See Footnote 2, Part IV
(57) Saint Michael's College1 Winooski Park
Colchester,VT054391000 		03-0179403 501(c)(3) 8,931       See Footnote 2, Part IV
(58) Sorian Inc1400 East Angela Boulevard
South Bend,IN466171364 		27-1264142   192,586       See Footnote 2, Part IV
(59) South Bend Symphony Orchestra120 West LaSalle Avenue
South Bend,IN46601 		35-6042189 501(c)(3) 28,725       See Footnote 2, Part IV
(60) St Joseph County227 W Jefferson Blvd 7th Floor
South Bend,IN46601 		35-6000194 County-St. Joe 48,515       See Footnote 2, Part IV
(61) St Louis Children's Hospital Foundation1 Childrens Place
Saint Louis,MO63110 		43-1626863 501(c)(3) 10,000       See Footnote 2, Part IV
(62) St Pius X Parish52553 Fir Road
Granger,IN465308865 		35-0940397   5,918       See Footnote 2, Part IV
(63) The Foundation for the Center for Hospice and Palliative Care Inc111 Sunnybrook Court
South Bend,IN46637 		30-0433147 501(c)(3) 11,355       See Footnote 2, Part IV
(64) The Nature Conservancy101 East Grand River Avenue
Lansing,MI489064374 		53-0242652 501(c)(3) 98,591       See Footnote 2, Part IV
(65) The Pennsylvania State UniversityJames M Elliot Building Suite 202
University Park,PA16802 		24-6000376 State of PA 200,000       See Footnote 2, Part IV
(66) Trimeric CorporationPost Office Box 826
Buda,TX786100826 		11-3695961   29,470       See Footnote 2, Part IV
(67) United Way of Greater St Louis910 N 11th Street
Saint Louis,MO63101 		43-0714167 501(c)(3) 50,000       See Footnote 2, Part IV
(68) Univ of Georgia Research Foundation Inc475 North Lumpkin Street
Athens,GA306012744 		58-1353149 501(c)(3) 54,219       See Footnote 2, Part IV
(69) Univ of Kansas Center for Research Inc2385 Irving Hill Road
Lawrence,KS660457563 		48-0680117 State of KS 26,503       See Footnote 2, Part IV
(70) Univ of South Carolina Research FoundationPost Office Box 751475
Charlotte,NC282751475 		57-0967350 State of SC 21,071       See Footnote 2, Part IV
(71) Univ of Wisconsin (Regents)UW-Madison GAR Account
Milwaukee,WI532780001 		39-6006492 State of WI 164,938       See Footnote 2, Part IV
(72) University of Alaska FairbanksPost Office Box 757880
Fairbanks,AK997757880 		92-6000147 State of AK 5,402       See Footnote 2, Part IV
(73) University of California (Regents)Post Office Box 989062
West Sacramento,CA957989062 		94-6036494 State of CA 778,701       See Footnote 2, Part IV
(74) University of California (Regents)9500 Gilman Drive 0009
La Jolla,CA920930001 		95-6006144 State of CA 83,757       See Footnote 2, Part IV
(75) University of California (Regents)2195 Hearst Avenue
Berkeley,CA947200001 		94-6002123 State of CA 220,924       See Footnote 2, Part IV
(76) University of California RiversideAccounting Office
Riverside,CA925210001 		95-6006142 State of CA 15,861       See Footnote 2, Part IV
(77) University of Chicago6054 South Drexel Avenue
Chicago,IL606372612 		36-2177139 501(c)(3) 243,905       See Footnote 2, Part IV
(78) University of Great Falls1301 20th Street South
Great Falls,MT594054996 		81-0231777 501(c)(3) 13,291       See Footnote 2, Part IV
(79) University of IllinoisPost Office Box 4610
Springfield,IL627084610 		37-6000511 State of IL 228,383       See Footnote 2, Part IV
(80) University of Minnesota (Regents)Post Office Box 1450
Minneapolis,MN554850001 		41-6007513 State of MN 160,645       See Footnote 2, Part IV
(81) University of New Hampshire51 College Road
Durham,NH038242620 		02-6000937 State of NH 24,744       See Footnote 2, Part IV
(82) University of New Mexico1 University of New Mexico
Albuquerque,NM871310001 		85-6000642 State of NM 141,863       See Footnote 2, Part IV
(83) University of North Carolina-Chapel HillPost Office Box 402420
Atlanta,GA303840001 		56-6001393 State of NC 56,529       See Footnote 2, Part IV
(84) University of Texas at AustinPost Office Box 7159
Austin,TX787137159 		74-6000203 State of TX 29,021       See Footnote 2, Part IV
(85) University of Texas at Tyler3900 University Blvd ADM 369
Tyler,TX757990001 		75-1396988 State of TX 9,103       See Footnote 2, Part IV
(86) University of Texas Medical Branch GalvestonPost Office Box 4786-750
Houston,TX77210 		74-1343044 State of TX 19,889       See Footnote 2, Part IV
(87) University of Texas Medical Branch Galveston301 University Boulevard
Galveston,TX775550001 		74-1343044 State of TX 7,857       See Footnote 2, Part IV
(88) University of ToledoPost Office Box 72327
Cleveland,OH441920002 		34-6401483 State of OH 30,787       See Footnote 2, Part IV
(89) University of VirginiaPost Office Box 400195
Charlottesville,VA229044195 		54-6001796 State of VA 149,500       See Footnote 2, Part IV
(90) University of Washington12455 Collections Drive
Chicago,IL606930001 		91-6001537 State of WA 255,836       See Footnote 2, Part IV
(91) University of WyomingPost Office Box 3355
Laramie,WY820712001 		83-6000331 State of WY 50,453       See Footnote 2, Part IV
(92) Utah State University2400 Old Main Hill
Logan,UT843220001 		87-6000528 State of UT 7,391       See Footnote 2, Part IV
(93) Virginia Polytechnic Institute and State University1880 Pratt Drive
Blacksburg,VA240603580 		54-6001805 State of VA 27,158       See Footnote 2, Part IV
(94) Wayne State UniversityPost Office Box 02788
Detroit,MI482020788 		38-6028429 State of MI 42,458       See Footnote 2, Part IV
(95) Yale University180 York Street
New Haven,CT06511 		06-0646973 501(c)(3) 200,000       See Footnote 2, Part IV
(96) YouGovPolimetrix285 Hamilton Avenue
Palo Alto,CA943012538 		98-0547173   17,500       See Footnote 2, Part IV
2
Enter total number of section 501(c)(3) and government organizations ......................... Bullet Image
84
3
Enter total number of other organizations ................................ . Bullet Image
12
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2010

Schedule I (Form 990) 2010
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) Tuition Scholarships, Fellowships, and Room and Board Discounts 7391 177,548,560      
(2) Athletics Grant-in-Aid 329 930,301      
(3) Housing and Other Assistance 227 233,566      
(4) Prizes and Awards 520 715,052      
(5) Research and Travel Grants 3408 3,426,694      





Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: All grants made for research activities are initiated by a formal sub-contract executed by both parties. The terms and conditions of each grant contain all the guidelines for invoicing, billing, record retention, audits, etc. All sub-contracts for research activities are paid on a cost-reimbursement basis. All invoices paid for costs are approved by the Principal Investigator based on completion of work, deliverables met, etc. In addition, RSPA monitors the payments against the total budget to ensure payment is not made above the stipulated ceiling. The University has developed a policy containing guidelines surrounding sub-contracts, some of which were addressed above. This policy can be found at: http://controller.nd.edu/policies-and-procedures/rspa/subrecipient_ monitoring.pdf. Charitable organizations that receive contributions from the University are carefully selected and require documentation to support the University's interest in the organization to ensure consistency with the core values of the University. Charitable contributions also require approval by the Executive Vice President. The University provides funding to students and other related individuals for research and other activities to support the furtherance of their education. Funds provided are monitored through applications, budgets and a requirement to document the use of funds either prior to the distribution of funds or upon completion of the activity.
Other Information: Part IV: Part II, Line 1, Column (h): Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University.
Schedule I (Form 990) 2010


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement orprovision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
Yes
 
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regs. section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 if additional space needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, line 1a.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported in prior
Form 990 or
Form 990-EZ
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) John F Affleck-Graves PhD (i)
(ii)		 500,127
0 		0
0 		27,892
0 		119,500
0 		16,244
0 		663,763
0 		0
0
(2) Thomas G Burish PhD (i)
(ii)		 444,240
0 		0
0 		515,692
0 		123,620
0 		13,983
0 		1,097,535
0 		455,880
0
(3) Rev John I Jenkins CSC PhD (i)
(ii)		 554,036
0 		0
0 		55,500
0 		0
0 		128,863
0 		738,399
0 		0
0
(4) Rev Timothy R Scully CSCPhD (i)
(ii)		 151,981
0 		0
0 		15,295
0 		0
0 		47,510
0 		214,786
0 		0
0
(5) Robert J Bernhard PhD (i)
(ii)		 287,926
0 		0
0 		17,997
0 		24,500
0 		59,378
0 		389,801
0 		0
0
(6) Janet M Botz (i)
(ii)		 304,010
0 		0
0 		17,630
0 		24,500
0 		12,890
0 		359,030
0 		0
0
(7) Marianne Corr JD (i)
(ii)		 408,186
0 		0
0 		17,620
0 		24,500
0 		7,514
0 		457,820
0 		0
0
(8) Dennis C Jacobs PhD (i)
(ii)		 227,934
0 		400
0 		1,010
0 		23,150
0 		27,714
0 		280,208
0 		0
0
(9) James J Lyphout MBA (i)
(ii)		 271,240
0 		0
0 		21,587
0 		24,500
0 		16,108
0 		333,435
0 		0
0
(10) Scott C Malpass MBA (i)
(ii)		 810,536
0 		1,202,025
0 		28,071
0 		830,750
0 		6,664
0 		2,878,046
0 		369,439
0
(11) Christine M Maziar PhD (i)
(ii)		 282,629
0 		0
0 		17,837
0 		24,500
0 		7,134
0 		332,100
0 		0
0
(12) Louis M Nanni MA (i)
(ii)		 320,073
0 		0
0 		10,071
0 		24,500
0 		20,792
0 		375,436
0 		0
0
(13) Donald B Pope-Davis PhD (i)
(ii)		 227,274
0 		0
0 		2,396
0 		23,250
0 		50,985
0 		303,905
0 		0
0
(14) John A Sejdinaj MBA CCM (i)
(ii)		 306,569
0 		0
0 		17,005
0 		24,500
0 		25,100
0 		373,174
0 		0
0
(15) John B Swarbrick Jr (i)
(ii)		 630,334
0 		155,000
0 		41,166
0 		174,500
0 		25,942
0 		1,026,942
0 		0
0
(16) Michael P Brey (i)
(ii)		 448,333
0 		85,406
0 		38,965
0 		24,500
0 		19,639
0 		616,843
0 		0
0
(17) Michael D Donovan MBA JD (i)
(ii)		 424,932
0 		512,596
0 		16,620
0 		336,500
0 		6,616
0 		1,297,264
0 		187,983
0
(18) Brian Kelly (i)
(ii)		 617,846
0 		0
0 		1,762,334
0 		24,500
0 		19,621
0 		2,424,301
0 		0
0
(19) Muffet McGraw (i)
(ii)		 562,215
0 		78,824
0 		34,902
0 		24,500
0 		31,185
0 		731,626
0 		0
0
(20) Gordon D Wishon (i)
(ii)		 25,925
0 		0
0 		553,833
0 		2,635
0 		2,157
0 		584,550
0 		0
0
(21) Jeffrey Kantor Former Officer (i)
(ii)		 241,674
0 		0
0 		137
0 		24,500
0 		24,800
0 		291,111
0 		0
0
(22) Rev Mark L Poorman CSC PhD (i)
(ii)		 164,186
0 		800
0 		16,515
0 		0
0 		9,182
0 		190,683
0 		0
0
(23) Charles J Weis (i)
(ii)		 0
0 		0
0 		2,055,839
0 		0
0 		0
0 		2,055,839
0 		0
0
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
  Part I, Line 1a First class travel-Air travel other than coach class (typically business class) is allowed for Officers and key employees for travel to Alaska, Hawaii and destinations outside North America or for necessary medical reasons (accompanied by appropriate supporting documentation), if the situation warrants and with approval from a Dean or Officer. Charter travel-Travel on the University plane or other plane leased by the University is available to Officers and key employees of the University, and requires approval by the President's Office. Any incidental personal use is taxed to the individual. Travel for companions-Spouses of faculty and staff are occasionally asked to travel on University business. Spouse travel reimbursement by the University requires approval by a Dean or Officer, or their authorized representative, and if the business purpose of the spousal travel is not properly documented, it will be taxed to the employee. Tax indemnification and gross-up payments-May occasionally be provided to officers or key employees of the University. An example of when this type of payment may be provided would be when tax treatment of an item is uncertain. Housing allowance or residence for personal use-May be provided to officers or key employees of the University, typically on a temporary basis (and appropriately included in the individual's income) to a new key employee or officer as they transition to the area. Certain officers or key employees are members of the CSC Religious Order and live in University dormitories or apartments, while providing guidance to students for the convenience of the University. Social club dues-Social club dues are occasionally provided as a benefit for certain highest compensated employees of the University, and these dues are added to the individual's income to reflect any personal use (as reported on an annual basis).
  Part I, Lines 4a-b (i)-Termination payment of $553,823 was made during the reporting period to Gordon D. Wishon under a separation agreement. 4a(ii)-Termination payment of $2,054,744 was made during the reporting period to Charles J. Weis under a separation agreement that includes additional annual payments through December, 2015. 4b-John Affleck-Graves, Executive Vice President, Thomas Burish, Provost, John W. Swarbrick, Athletic Director, Scott Malpass, Vice President and Chief Investment Officer, and Michael Donovan, Investments Managing Director, participated in nonqualified deferred compensation arrangements under Internal Revenue Code Section 457(f) during calendar 2010. Affleck-Graves received an accrued benefit of $95,000 in 2010. Burish received an accrued benefit of $99,120 and was paid $493,311 as the vested benefit under his nonqualified deferred compensation plan in 2010. Swarbrick received an accrued benefit of $150,000 during that calendar year. Malpass received an accrued benefit of $806,250 in 2010. Donovan received an accrued benefit of $312,000 in 2010. The accrued benefit and related earnings vest to all three participants at the end of the term of each plan (5 or 6 years).
  Part I, Line 5 a(i)-Scott Malpass, Vice President and Chief Investment Officer, received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Malpass received $1,202,025 in calendar 2010 related to this program. 5a(ii)-Michael D. Donovan, Managing Director, Investments, received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Donovan received $512,596 in calendar 2010 related to this program.
Supplemental Information Part III Schedule J, Part II-Compensation of the Congregation of Holy Cross, United States Province, Inc. a. There are amounts listed on Form 990, Part VII, in Columns D-F, as well as the amounts listed on Schedule J, Part II, Columns B-F for members of the Holy Cross religious order (Fr. Thomas Doyle, Fr. John Jenkins, Fr. Mark Poorman, and Fr. Timothy Scully). The amounts listed are paid directly to their religious order, Congregation of Holy Cross, United States Province, Inc., rather than to these individuals. b. Fr. Timothy Scully is a member of the Congregation of Holy Cross, United States Province, Inc. religious order and received no compensation for his participation as a Trustee of the University. However, Fr. Scully is also a faculty member of the University. As a result of this faculty position (and not his position as a Trustee), he received the compensation indicated above, which was paid directly to his religious order. c. Most of the amount included on Schedule J, Part II, Column D for Fr. Jenkins and Fr. Scully represents a qualified tuition benefit offered to members of the Congregation of Holy Cross, United States Province, Inc. Form 990, Part VII, Line 5-Compensation from an Unrelated Organization The current head football coach is permitted to receive compensation from external sources with prior written approval from the University. The University is not a party to any agreements between the coach and any third party for the payment of compensation to the coach, and the coach does not provide services to the University as a result of any such agreements. Therefore, any external income that the coach may receive is not reported for purposes of the University's response to the question raised on Form 990, Part VII, Line 5. Name Unrelated Compensation Compensation Organization Type Amount Michael P. Brey Play by Play Sports Cash $695,000 Muffet McGraw Play by Play Sports Cash $232,500 Charles J. Weis Play by Play Sports Cash $469,727 Schedule J, Part II, Line (B)(iii)-A significant part of the amount reported for Brian Kelly on Schedule J, Part II, Line (B)(iii) represents a one-time payment to Coach Kelly.
Schedule J (Form 990) 2010

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule O (Form 990).
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number
35-0868188
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A St Joseph County Indiana
  		35-6000194 79061ABD8 12-16-2003 65,000,000 See Part V   X   X   X
B St Joseph County Indiana
  		35-6000194 79061ABA4 12-08-2005 185,000,000 See Part V   X   X   X
C St Joseph County Indiana
  		35-6000194 79061ABE6 12-14-2007 75,000,000 See Part V   X   X   X
D St Joseph County Indiana
  		35-6000194 79061ABK2 09-30-2009 153,953,342 See Part V   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired. . . . . 12,340,000 110,000,000    
2 Amount of bonds defeased . . . .        
3 Total proceeds of issue . . . . 65,326,176 188,456,420 75,546,119 153,953,386
4 Gross proceeds in reserve funds . .        
5 Capitalized interest from proceeds. 510,157 2,389,124 261,689  
6 Proceeds in refunding escrow. . . . .        
7 Issuance costs from proceeds . . . 333,733 370,716 246,545 953,386
8 Credit enhancement from proceeds.        
9 Working capital expenditures from proceeds . .        
10 Capital expenditures from proceeds . . 29,389,306 70,348,646 24,337,420  
11 Other spent proceeds . . 35,092,980 115,347,934 50,700,465 153,000,000
12 Other unspent proceeds. . .        
13 Year of substantial completion . . . 2007 2010 2011
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? X   X     X    
15 Were the bonds issued as part of an advance refunding issue?   X   X   X   X
16 Has the final allocation of proceeds been made? . . X   X   X     X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . X   X   X     X
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2010
Schedule K (Form 990) 2010
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use? X   X   X     X
b Are there any research agreements that may result in private business use of bond-financed property? . . X   X   X     X
c Does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts or research agreements relating to the financed property? . X   X   X     X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . . . . . . . . . . . . SchKMediumBullet 0.040 % 0.060 % 0.040 %  
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . SchKMediumBullet 0.030 % 0.040 % 0.030 %  
6 Total of lines 4 and 5 . . .. . . . . . 0.070 % 0.100 % 0.070 %  
7 Has the organization adopted management practices and procedures to ensure the post-issuance compliance of its tax-exempt bond liabilities? X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue? X   X   X     X
3a Has the organization or the governmental issuer entered into a hedge with respect to the bond issue? X   X   X     X
b Name of provider . See Part V
  		Goldman Sachs
  		See Part V
  		 
 
c Term of hedge . . 25.000000000000 25.000000000000    
d Was the hedge superintegrated? .   X   X   X    
e Was a hedge terminated? .   X   X   X    
4a Were gross proceeds invested in a GIC? .   X X     X   X
b Name of provider . NA
  		See Part V
  		NA
  		NA
 
c Term of GIC . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . X   X          
5 Were any gross proceeds invested beyond an available temporary period? .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . . . X   X   X   X  
Schedule K (Form 990) 2010

Schedule K (Form 990) 2010
Page 3
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
Part I Bond Issues (f) Description of Purpose (A) $65,000,000 St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2003 originally issued on December 16, 2003. Bond proceeds were utilized to refund the Indiana Educational Facilities Authority Educational Facilities Revenue Bonds, Series 1992 dated November 5, 1992 and to refund the Indiana Educational Facilities Authority Educational Facilities Revenue Bonds, Series 1994 dated November 30, 1994. Proceeds were also applied to finance and reimburse a portion of the costs of various campus improvements. Those improvements include (i) construction of a performing arts center and science learning center, (ii) general repairs and improvements to the Alumni and Dillon Residence Halls, (iii) renovation and improvements to utility infrastructure and (iv) general construction and renovation projects.
    (B) $185,000,000 St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2005 originally issued on December 8, 2005, with CUSIP number 79061ABA4 (reflected in Part I (c) and (d)). $75,000,000 of the Series 2005 Bonds were then converted from a weekly rate period to a term rate period commencing November 6, 2008, with a new CUSIP number 79061ABF3 and ending February 29, 2012. $110,000,000 of the Series 2005 Bonds were refunded by the St. Joseph County Series 2009 Bonds (see Part I (D)). Bond proceeds were used to refund the Indiana Health and Educational Facility Financing Authority Educational Facilities Revenue Bonds, Series 1995 dated August 9, 1995, to refund the St. Joseph County, Indiana Educational Facilities Revenue Bonds, Series 1996 dated September 12, 1996, and to refund a portion of the St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2002 dated March 5, 2002. Proceeds were also utilized to finance and reimburse a portion of the costs of various campus improvements.Those improvements include (i) the construction of new roads along the south and east boundaries of the University's campus and the realignment of Angela Boulevard, Edison Road and Ivy Road in connection therewith, and the closing of Juniper Road, (ii) renovation and improvements to the Student Health Center, (iii) repair and regilding of the dome on top of the Administration Building, (iv) renovation and improvements to laboratory facilities within the Galvin Life Science Building, (v) general construction and renovation projects.
    (C) $75,000,000 St. Joseph County, Indiana Educational Facilities Refunding Revenue Bonds, Series 2007 originally issued on December 14, 2007. Bond proceeds were utilized to refund the St. Joseph County, Indiana Educational Facilities Revenue Bonds, Series 1997 dated November 20, 1997, and to refund the Indiana Educational Facilities Authority Educational Facilities Refunding Revenue Bonds, Series 1997 dated November 19, 1997. Proceeds were also applied to finance and reimburse a portion of the costs of various campus improvements. These improvements include (i) the construction of an addition to the Mason Support Services Center, (ii) the renovation and improvements to a laboratory facility within Nieuwland Science, (iii) general construction and renovation projects.
    (D) Total issue price of $153,953,341.65, comprised of an original issue premium of $7,388,341.65 and principal amount of $146,565,000 St. Joseph County, Indiana Educational Facilities Refunding Revenue Bonds, Series 2009 issued on September 30, 2009. Bond proceeds were used to refund the St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 1998 dated October 1, 1998 and ($110,000,000 of) the St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2005 dated December 8, 2005 (see Part I (B)).
Part II Proceeds Line 1 Amount of bonds retired Line 1 (B) Reflects the amount of the Series 2005 Bonds refunded by the Series 2009 Bonds
  Line 3 Total proceeds of issue Line 3 (A), (B), (C), (D) - Amount reported on Line 3 includes investment earnings and as a result, does not agree to issue price listed on Part I. Line 3(B) The original par amount of the Series 2005 Bond was $185,000,000. The amount reported includes the $185,000,000 par plus investment earnings. $110,000,000 was later refunded as part of the Series 2009 Bonds. $75,000,000 remain outstanding as the Series 2005 Bonds. Line 3(D) The Series 2009 Bonds refunded the Series 1998 Bonds ($43,000,000) and a portion of the Series 2005 Bonds ($110,000,000 of $185,000,000). This amount reported includes the original issue price of $153,953,341.65 (including the original issue premium of $7,388,341.65, a portion of which is amortized each year) plus investment earnings of $44.66.
  Line 5 Capitalized interest from proceeds Line 5(A) Includes capitalized interest and swap payments
  Line 10 Capital expenditures from proceeds Line 10(D) The Series 2009 Bonds was a refunding issue that did not fund capital expenditures.
  Line 11 Other spent proceeds Line 11(A), (B), (C), (D) Includes refunded bonds Line 11(B) Also includes capitalized line of credit fees that were not taken into account in determining the yield on the issue (per the Schedule K instructions)
  Line 13 Year of substantial completion Line 13(C) A project financed by the Series 2007 Bonds has net been formally closed yet and is reflected as 2011. This may be revised on next year's Schedule K. Line 13(D) Bonds only refunded previous issues and did not finance capital expenditures. Therefore, response was left blank.
  Line 16 Has the final allocation of proceeds been made? Line 16(A), (B), (C) The University's intent upon issuance of bonds was that equity contributions would first be allocated to any potential private business use in the financed facilities. Line 16(D) Bonds only refunded previous issues and did not finance capital expenditures. Therefore, response was indicated as "NO".
Part III Private Business Use   Line 2(D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was indicated as "NO". Line 3a(D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was indicated as "NO". Line 3b(D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was indicated as "NO". Line 3c(A), (B), (C) Internal General Counsel routinely reviews agreements. External counsel is occasionally engaged to review agreements. Line 3c(D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was indicated as "NO". Line 4(A), (B), (C) The University reported the private business use percentages in Part III of Schedule K after reviewing the private business activity on campus. The University's intent upon issuance of the bonds was that equity contributions would first be allocated to any potential private business use in the financed facilities. The University financed a number of infrastructure/renovation projects that met the criteria as Qualified Improvement Exceptions. Line 4(D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was left blank. Line 5(A), (B), (C) The University reported the private business use percentages in Part III of Schedule K after reviewing the private business activity on campus. The University's intent upon issuance of the bonds was that equity contributions would first be allocated to any potential private business use in the financed facilities. The University financed a number of infrastructure/renovation projects that met the criteria as Qualified Improvement Exceptions. Line 5(D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was left blank.
Part IV Arbitrage   Line 3b(A) Name of provider: Goldman Sachs Line 3c(A) Term of hedge: 19.0 Line 3b(A) Name of provider: HSBC Line 3c(A) Term of hedge: 29.2 Line 3b(C) Name of provider: Goldman Sachs Line 3c(C) Term of hedge: 19.0 Line 3b(C) Name of provider: HSBC Line 3c(C) Term of hedge: 29.2 Line 4b(B) Name of provider: AIG Matched Funding Corp Line 4c(B) Term of hedge: 0.2 Line 4b(B) Name of provider: AIG Matched Funding Corp Line 4c(B) Term of hedge: 2.0
Schedule K (Form 990) 2010

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
(1) See Part V
  		See Part V 206,919
(2) See Part V
  		See Part V 44,500
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2010
Schedule L (Form 990 or 990-EZ) 2010
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Pamela Burish See Part V 36,710 See Part V   No
(2) American Electric Power Co Inc
  		See Part V 3,352,296 See Part V   No
(3) Reinhart FoodService LLC
  		See Part V 150,308 See Part V   No
(4) Jones Day
  		See Part V 919,795 See Part V   No
(5) Xerox Corporation
  		See Part V 1,602,314 See Part V   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Part III   (a) Name of Person: N/A(b) Relationship between Interested Person and Organization: Employees(c) Amount of grant: $206,919(c) Type of Assistance: Qualified tuition reduction(a) Name of Person: N/A(b) Relationship between Interested Person and Organization: Children/siblings of Trustees(c) Amount of grant: $44,500(c) Type of Assistance: Merit Scholarships
Part IV   1. (a) Pamela Burish(b) Relationship between interested person and the organization: Spouse of Officer/Trustee Thomas Burish(d) Description of transaction: Compensation from University to Mrs. Burish as an Adjunct Instructor and Fellow for the Institute for Educational Initiatives 2. (a) American Electric Power Co., Inc.(b) Relationship between interested person and the organization: University Trustees Sara Martinez Tucker and Richard C. Notebaert are members of the Board of Directors for American Electric Power Co., Inc., which provides power for the University campus.(d) Description of transaction: American Electric Power Co., Inc.'s charges are determined by rates negotiated between American Electric Power Co., Inc. and the State of Indiana, at arm's length. These charges and the relationship between American Electric Power Co., Inc. and the University are in compliance with the University's overall conflict of interest policy.3. (a) Reinhart FoodService, LLC(b) Relationship between interested person and the organization: University Trustee J. Christopher Reyes is an owner and co-chairman of Reyes Holdings, LLC. Reinhart FoodService, LLC is a wholly-owned subsidiary of Reyes Holdings, LLC.(c) Represents less than 1 percent of total University food expenditures paid(d) Description of transaction: Reinhart FoodService, LLC provides food distribution services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.4. (a) Jones Day(b) Relationship between interested person and the organization: University Trustee Stephen Brogan is the Managing Partner of Jones Day. In addition, Patrick McCartan is also a University Trustee and a Senior Partner with Jones Day.(d) Description of transaction: Jones Day provides legal services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.5. (a) Xerox Corporation(b) Relationship between interested person and the organization: University Trustee Richard C. Notebaert is a member of the Board of Directors for Xerox Corporation.(d) Description of transaction: Xerox provides office equipment to the University and has an athletics sponsorship arrangement with the University as well. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.
Schedule L (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
contribution amounts
1 Art—Works of art .... X 43 0  
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 0  
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 665 40,904,454 Proceeds from sale
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ... X 2 0  
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Equipment ) X 9 0  
26 Other Right pointing arrow large image ( Other ) X 62 0  
27 Other Right pointing arrow large image ( Jewelry ) X 1 0  
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
18
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell non-cash
contributions? ............................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2010
Schedule M (Form 990) 2010
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33. Also complete this part for any additional information.
Identifier Return Reference Explanation
Method for Determining Number of Contributors: Part I, Column (b): The amounts shown in Part I, Column B for "Number of Contributions" represent the total number of contributions, not the total number of items contributed.
Non Reporting of Revenue: Part I, Line 33: For gifted securities, the University records the proceeds received upon liquidation, broken down between contribution (for the value at date of gift) and gain or loss (for the difference between the value at date of gift and proceeds). Outside of gifted securities, the University's policy is to record as revenues only those non-cash contributions in excess of one million dollars.
Schedule M (Form 990) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Identifier Return Reference Explanation
University's Mission Form 990, Part I, Line 1 and Part III, Line 1 The University of Notre Dame is a Catholic academic community of higher learning, animated from its origins by the Congregation of Holy Cross. The University is dedicated to the pursuit and sharing of truth for its own sake. The University seeks to cultivate in its students not only an appreciation for the great achievements of human beings, but also a disciplined sensibility to the poverty, injustice, and oppression that burden the lives of so many. The aim is to create a sense of human solidarity and concern for the common good that will bear fruit as learning becomes service to justice. This statement speaks of the University of Notre Dame as a place of teaching and research, of scholarship and publication, and of service and community. *From the mission statement of the University of Notre Dame: http://nd.edu/aboutnd/mission-statement/
Form 990, Part VI, Section B, line 11   After internal review of the completed Form 990 and external review by the University's outside tax accountants (PricewaterhouseCoopers), the return is presented to the University's Tax Strategy Committee, which includes University officers (Executive Vice President, Vice President for Finance and General Counsel), the Chief Audit Executive, the Controller and members of his tax and compliance staff, and PricewaterhouseCoopers. Following this internal process, the return is presented for review to the Audit Committee of the Board of Trustees, who review the return and discuss it at a meeting prior to filing the return. Upon completion of their review, it is provided to the full Board of Trustees, also prior to the filing of the return.
  Form 990, Part VI, Section B, line 12c All faculty, staff and students who are in a position to influence or commit resources of the University of Notre Dame are considered "members" who must complete and submit on no less than an annual basis a Conflict of Interest Disclosure Survey. Such surveys are evaluated by the appropriate "Reviewer". Each member's Reviewer depends on whether they are faculty, staff, department chair, or dean, but ultimately all actual, potential, and perceived conflicts of interest are reviewed by the University Conflicts Committee. The Reviewer determines whether an actual, potential, or perceived conflict of interest exists and makes a recommendation to the University Conflicts Committee as to what conditions or restrictions, if any, should be imposed by the University to manage, reduce, or eliminate such conflicts. The Reviewer, with input from the member if needed, develops a Management Plan for submission to the University Conflicts Committee. The University Conflicts Committee then makes a decision regarding disposition of a disclosure based on the Reviewer's recommendation, the details regarding the Member's actual, potential, or perceived conflict of interest, and the proposed Management Plan. Members of the University's Board of Trustees are governed by a separate conflict of interest policy and must disclose all financial interests and material facts pertinent to any potential conflict on their annual Conflict of Interest statement (or whenever potential conflicts arise) to the Audit Committee of the Board. This policy is coordinated, administered, reviewed, and monitored by the University's internal Audit & Advisory Services department. After any discussion or presentation of the financial interests and material facts to the Audit Committee, the individual must recuse himself/herself during the discussion of, and voting on, the potential conflict. The Audit Committee shall assess whether the potential conflict is reasonable and the result of arms-length negotiation conforming to the University's written policies, as well as if the action furthers the University's charitable purposes and is in the best interests of the University. The Chairman of the Audit Committee shall, if appropriate, appoint a disinterested person or Committee to investigate alternatives to the proposed transaction or arrangement. Should the Audit Committee have reason to believe a Trustee-member has failed to disclose all financial interests and material facts pertinent to a potential conflict of interest, it shall inform the individual of such, and afford the individual the opportunity to further explain all interests and facts pertinent to the potential conflict. If it is determined that an individual has not disclosed all financial interests and material facts pertinent to an actual or potential conflict of interest, corrective action shall be taken as deemed appropriate. The minutes of any meeting of the University's Board of Trustees or other governing board of the University considering a conflict of interest, including committees and sub-committees of such boards, shall include the names of those present for discussion and voting, as well as those recused from the discussion and voting, on any transaction, arrangement, relationship, or other action involving a potential conflict of interest.
  Form 990, Part VI, Section B, line 15 The Compensation Committee of the Board of Trustees develops, in conjunction with the President, Executive Vice President, and Vice President of Human Resources, an overall Total Reward Philosophy for Key Employees, which supports the University's overall mission, and shall recommend such Total Reward Philosophy to the Board for approval. The Committee acts on behalf of the Board to implement the executive compensation policy, approve executive compensation levels, adopt a benefit and perquisite policy, and justify reasonable compensation paid to the President, Executive Vice President, and Provost of the University, and other persons who are "disqualified persons" under Internal Revenue Code Section 4958 (intermediate sanctions). The Committee researches competitive and reasonable annual base salary levels, annual incentive plans, executive benefit plans, welfare benefits and supplemental benefits of the named executives and other key individuals. Upon completion of the research, the Committee approves the specific levels and amounts of total rewards that will be paid to, or provided for the benefit of, the named executives and other key individuals. The Committee examines the reasonableness of compensation levels. In so doing, the Committee assesses the nature and scope of the position by reviewing the basis on which compensation was paid. This includes a review of compensation for, but not limited to, exceptional performance, additional duties, and/or the unique background, experiences, personal skills and the abilities of the executive, as well as special challenges facing the University that require the use of such attributes or skills. The Committee's evaluation includes valid market data provided by an independent third party consultant that details each compensation component and the total package in light of the University's executive compensation philosophy. The Committee conducts such examination to be able to establish a presumption under Section 4958 that the total reward package offered to "disqualified persons" is reasonable.
  Form 990, Part VI, Section C, line 19 The University makes its governing documents (http://www.nd.edu/aboutnd/leadership/pdf/bylaws.pdf, http://www.nd.edu/aboutnd/leadership/pdf/statutes.pdf) and financial statements (http://cfweb-prod.nd.edu/controller/annual-report/) available to the public on the University's website. Notre Dame makes its conflict of interest policy that applies to all employees available to the public by posting it on the University's website (http://policy.nd.edu/policy_files/ConflictofInterestPolicy.pdf). This information, as well as copies of Form 990 and Form 990-T, is also available upon request. Form 990 is also available on the charity websites Guidestar (http://www2.guidestar.org/) and Charity Navigator (http:www.charitynavigator.org/). Notre Dame does not make its trustees' conflict of interest policy available to the public.
Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized gain/(loss) on investments 879,774,489. Net gain/(loss) on debt-related derivative instruments 2,045,962. Change in value of split-interest agreements 6,689,844. Net pension and postretirement benefits-related changes 62,127,864. Other non-operating changes in net assets 4,215,698. Cumulative effect of change in accounting principle 1,938,019. Total to Form 990, Part XI, Line 5: 956,791,876.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income
(e)
End-of-year assets


 		(f)
Direct controlling
entity







(1) BCMR Feeder - TE GP LLC
518 17th Street Suite 1700
Denver,CO802024130
 Feeder Fund DE -63,878 189,103 N/A
(2) Dynamo Brasil III LLC
Ave Ataulfo de Paiva 7th E 8 2240-0
Andares, Rio de Janeiro    
BR
Investments BR -459,000 93,358,000 N/A
(3) ND Properties I LLC
Controllers Office 731 Grace Hall
Notre Dame,IN46556
 Leasing IN 446,000 15,141,806 N/A






Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled organization
Yes No
(1) Association of Notre Dame Clubs Inc

Controllers Office 731 Grace Hall

Notre Dame,IN46556
31-1050144 		Alumni Association IN 501(c)(3) Line 11c, III-FI University of Notre Dame du Lac
 
Yes
 
(2) Fundacion University of Notre Dame Chile

Av Vicuna Mackenna 4860 Macul Pr
Internacionales, Santiago    
CI
University Study Abroad Program CI N/A N/A University of Notre Dame du Lac
 
Yes
 
(3) Innovation Park at Notre Dame Inc

Controllers Office 804 Grace Hall

Notre Dame,IN46556
94-3445005 		Research Park IN 501(c)(3) Line 11a, I University of Notre Dame du Lac
 
Yes
 
(4) The University of Notre Dame (USA) in England

1 Suffolk Street
London   SW1Y 4HG
UK
University Study Abroad Program UK N/A N/A University of Notre Dame du Lac
 
Yes
 
(5) University of Notre Dame du Lac Gillen Foundation

Controllers Office 731 Grace Hall

Notre Dame,IN46556
23-7125378 		Research Facility Operations MI 501(c)(3) Line 11a, I University of Notre Dame du Lac
 
Yes
 
(6) Voice of the Fighting Irish Inc

Controllers Office 731 Grace Hall

Notre Dame,IN46556
31-1135580 		Radio Station IN 501(c)(3) Line 11a, I University of Notre Dame du Lac
 
Yes
 


For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) IPND Leverage Lender LLC

Controllers Office 731 Grace Hall
Notre Dame,IN46556
27-1678084 		Finance IN N/A
 Investment 418,079 12,865,260   No     No 99.900 %
(2) Magna NYC Co-Investment LP

300 Centerville Rd Suite 300 East
Warwick,RI02886
26-1523052 		Real Estate Investment DE N/A
 Investment 389,948 45,548,865   No     No 88.200 %
(3) Merit Energy Partners VIII LP

13727 Noel Rd Suite 500
Dallas,TX75240
75-2530212 		Direct Energy Investments DE N/A
 Investment 30,585,442 85,668,752   No     No 82.900 %
(4) Qiming II Investor Holdings LLC

11400 SE 6th Street Suite 100
Bellevue,WA98004
27-0464551 		Investments WA N/A
 Investment 531,977 3,093,964   No     No 100.000 %
(5) Santa Fe Interests LLC

300 Park Blvd Suite 500
Itasca,IL60143
20-3977995 		Rental Real Estate DE N/A
 Investment 1,361,204 51,763,938   No     No 90.000 %
(6) SSGA US GovernmentCredit Bond Index NL QP CTF

One Lincoln Street
Boston,MA02111
27-6126714 		Common Trust Fund MA N/A
 Investment 5,631,767     No     No 0 %
(7) Thor Palmer House Co-Investor LP

25 West 39th Street
New York,NY10018
20-3283109 		Real Estate Investment DE N/A
 Investment -1,611,632 52,393,776   No     No 68.700 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



 		(b)
Primary activity



 		(c)
Legal domicile
(state or
foreign
country)
 		(d)
Direct controlling
entity


 		(e)
Type of entity
(C corp, S corp,
or trust)

 		(f)
Share of total income



 		(g)
Share of
end-of-year
assets

 		(h)
Percentage
ownership
(1) BCMR Feeder - TE LP
518 17th Street Suite 1700
Denver,CO80202
98-0582629 		Feeder Fund CA N/A
 C -632,393 1,872,115 99.000 %
(2) Bradley-DeBartolo Inc
731 Grace Hall
Notre Dame,IN46556
34-1765932 		Real Estate Owner/Lessor OH N/A
 C -161,137 3,485,860 100.000 %
(3) India Equity Growth Fund (Investors) Limited
65 Chulia Street 39-08 OCBC Centr
    049513
SN
Investments MP N/A
 C -2,411,672 79,317,168 76.500 %
(4) Kingdom Ridge Capital Fund Ltd
81 Main Street Suite 209
White Plains,NY10601
 Investments CJ N/A
 C -4,039,403 97,111,137 69.900 %
(5) Tegean Offshore Fund Ltd
Two Grand Central Tower 140 E 45th
New York,NY100177157
 Feeder Fund CJ N/A
 C 9,418,891 80,915,657 88.600 %
(6) TDR Capital II C Holdings LP
50 Lothian Rd Festival Square
Edinburgh   EH3 9WJ
UK
98-0648852 		Investments UK N/A
 C 92,387 19,226,113 100.000 %
(7) Sorin Management Limited
c/o Apex Fund Services Ltd 4th Fl
CyberCity, Ebene    
MP
Investments MP N/A
 C     100.000 %
(8) 298 Charitable Remainder Unitrusts
 
 
UND is trustee and remainder beneficiary of 298 CRTs IN  
T      
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
Yes
 
j Lease of facilities, equipment, or other assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
Yes
 
k Performance of services or membership or fundraising solicitations for other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations by other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Sharing of facilities, equipment, mailing lists, or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of paid employees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Reimbursement paid to other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid by other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Other transfer of cash or property to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type(a-r) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) BCMR Feeder - TE LP

 B 5,396,224 Funding Provided
(2) Fundacion University of Notre Dame Chile

 B 311,250 Cash Transfer
(3) Innovation Park at Notre Dame Inc

 B 1,011,649 Expenses Incurred
(4) Innovation Park at Notre Dame Inc

 I 162,400 Revenue Earned
(5) Innovation Park at Notre Dame Inc

 K 100,000 Revenue Earned
(6) IPND Leverage Lender LLC

 B 682,676 Funding Provided
(7) Magna NYC Co-Investment LP

 B 226,669 Funding Provided
(8) Merit Energy Partners VIII LP

 B 7,920,000 Funding Provided
(9) Merit Energy Partners VIII LP

 R 18,526,165 Amount Received
(10) Qiming II Investor Holdings LLC

 B 1,650,000 Funding Provided
(11) Qiming II Investor Holdings LLC

 R 810,353 Amount Received
(12) Santa Fe Interests LLC

 J 369,790 Expenses Incurred
(13) Santa Fe Interests LLC

 R 900,000 Amount Received
(14) SSGA US GovernmentCredit Bond Index NL QP CTF

 B 156,390,935 Funding Provided
(15) SSGA US GovernmentCredit Bond Index NL QP CTF

 R 131,131,499 Amount Received
(16) TDR Capital II C LP

 B 4,069,406 Funding Provided
(17) Tegean Offshore Fund Ltd

 R 10,000,000 Amount Received
(18) The University of Notre Dame (USA) in England

 B 4,634,534 Funding Provided
(19) Thor Palmer House Co-Investor LP

 B 900,000 Funding Provided
(20) University of Notre Dame Gillen Foundation

 B 676,504 Funding Provided
(21) Voice of the Fighting Irish Inc

 B 79,639 Funding Provided
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Are all
partners
section
501(c)(3)
organizations? 		(e)
Share of
end-of-year
assets 		(f)
Disproprtionate allocations? 		(g)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065) 		(h)
General or
managing
partner?
Yes No Yes No Yes No






























Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
Additional Data


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