Attach to Form 990 or Form 990-EZ.
See separate instructions.| (i) Name of supported organization |
(ii) EIN |
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) |
(iv) Is the organization in col. (i) listed in your governing document? |
(v) Did you notify the organization in col. (i) of your support? |
(vi) Is the organization in col. (i) organized in the U.S.? |
(vii) Amount of support? |
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|---|---|---|---|---|---|---|---|---|---|
| Yes | No | Yes | No | Yes | No | ||||
| Total | |||||||||
| Calendar year(or fiscal year beginning in) | (a) 2007 | (b) 2008 | (c) 2009 | (d) 2010 | (e) 2011 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 1 | Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... | 7,841,591 | 7,574,251 | 5,301,901 | 7,239,719 | 7,884,538 | 35,842,000 |
| 2 | Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....... | ||||||
| 3 | The value of services or facilities furnished by a governmental unit to the organization without charge.. | ||||||
| 4 | Total. Add lines 1 through 3.. | 7,841,591 | 7,574,251 | 5,301,901 | 7,239,719 | 7,884,538 | 35,842,000 |
| 5 | The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. | 8,977,228 | |||||
| 6 | Public Support. Subtract line 5 from line 4. | 26,864,772 | |||||
| Calendar year(or fiscal year beginning in) | (a) 2007 | (b) 2008 | (c) 2009 | (d) 2010 | (e) 2011 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 7 | Amounts from line 4.. | 7,841,591 | 7,574,251 | 5,301,901 | 7,239,719 | 7,884,538 | 35,842,000 |
| 8 | Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. | 707,057 | 544,924 | 427,048 | 386,663 | 419,328 | 2,485,020 |
| 9 | Net income from unrelated business activities, whether or not the business is regularly carried on.. | ||||||
| 10 | Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets.. | ||||||
| 11 | Total support (Add lines 7 through 10). | 38,327,020 | |||||






| Calendar year(or fiscal year beginning in) | (a) 2007 | (b) 2008 | (c) 2009 | (d) 2010 | (e) 2011 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 1 | Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") . | ||||||
| 2 | Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose...... | ||||||
| 3 | Gross receipts from activities that are not an unrelated trade or business under section 513.. | ||||||
| 4 | Tax revenues levied for the organization's benefit and either paid to or expended on its behalf... | ||||||
| 5 | The value of services or facilities furnished by a governmental unit to the organization without charge.. | ||||||
| 6 | Total. Add lines 1 through 5. | ||||||
| 7a | Amounts included on lines 1, 2, and 3 received from disqualified persons... | ||||||
| b | Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year. | ||||||
| c | Add lines 7a and 7b.. | ||||||
| 8 | Public Support (Subtract line 7c from line 6.) | ||||||
| Calendar year (or fiscal year beginning in) | (a) 2007 | (b) 2008 | (c) 2009 | (d) 2010 | (e) 2011 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 9 | Amounts from line 6... | ||||||
| 10a | Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. | ||||||
| b | Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975. | ||||||
| c | Add lines 10a and 10b. | ||||||
| 11 | Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on. | ||||||
| 12 | Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) | ||||||
| 13 | Total support (Add lines 9, 10c, 11 and 12.). | ||||||




| Facts And Circumstances Test |
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| Explanation |
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| Software ID: | |
| Software Version: |
Attach to Form 990 or 990-EZ.| Identifier | Return Reference | Explanation |
|---|---|---|
| ORGANIZATION'S MISSION | FORM 990, PART III, LINE 1 | THE FOUNDATION CENTER'S MISSION IS TO STRENGTHEN THE SOCIAL SECTOR BY ADVANCING KNOWLEDGE ABOUT PHILANTHROPY IN THE U.S. AND AROUND THE WORLD. THE CENTER ACCOMPLISHES ITS MISSION BY: - OPERATING LIBRARY/LEARNING CENTERS IN FIVE LOCATIONS - NEW YORK CITY; WASHINGTON, DC; ATLANTA; CLEVELAND; AND SAN FRANCISCO - THAT OFFER FREE ACCESS TO INFORMATION RESOURCES AND EDUCATIONAL PROGRAMS. - MAINTAINING UNIQUE DATABASES OF INFORMATION ON MORE THAN 100,000 FOUNDATIONS, CORPORATE DONORS, AND GRANTMAKING PUBLIC CHARITIES IN THE U.S. AND 2.4 MILLION OF THEIR RECENT GRANTS. ITS FOUNDATION DIRECTORY ONLINE SUBSCRIPTION SERVICE IS THE MOST POPULAR MEANS FOR SEARCHING THESE DATABASES. - PROVIDING A CONTENT-RICH WEB SITE WITH A VARIETY OF FREE SEARCH TOOLS, TUTORIALS, DOWNLOADABLE REPORTS, AND OTHER INFORMATION UPDATED DAILY, INCLUDING PHILANTHROPY NEWS DIGEST, ITS DAILY NEWS SERVICE, AND PUBHUB, ITS SEARCHABLE ONLINE COLLECTION OF THOUSANDS OF REPORTS PUBLISHED BY FOUNDATIONS AND NONPROFIT ORGANIZATIONS. - CONDUCTING RESEARCH AND PUBLISHING REPORTS ON THE GROWTH OF THE FOUNDATION FIELD AND ON TRENDS IN FOUNDATION SUPPORT OF THE NONPROFIT SECTOR, INCLUDING THE ANNUAL FOUNDATIONS TODAY SERIES. - PUBLISHING BOOKS RANGING FROM BASIC PRIMERS ON FUNDRAISING AND NONPROFIT MANAGEMENT TO COMPREHENSIVE REFERENCE WORKS. - COORDINATING A NETWORK OF FUNDING INFORMATION CENTERS NATIONWIDE AND AROUND THE WORLD - MORE THAN 460 COOPERATING COLLECTIONS THAT OFFER FREE LOCAL ACCESS TO CORE CENTER RESOURCES AND TRAINING. ESTABLISHED IN 1956, THE FOUNDATION CENTER IS THE LEADING SOURCE OF INFORMATION ABOUT PHILANTHROPY WORLDWIDE. THROUGH DATA, ANALYSIS, AND TRAINING, IT CONNECTS PEOPLE WHO WANT TO CHANGE THE WORLD TO THE RESOURCES THEY NEED TO SUCCEED. THE CENTER MAINTAINS THE MOST COMPREHENSIVE DATABASE ON U.S. AND, INCREASINGLY, GLOBAL GRANTMAKERS AND THEIR GRANTS - A ROBUST, ACCESSIBLE KNOWLEDGE BANK FOR THE SECTOR. IT ALSO OPERATES RESEARCH, EDUCATION, AND TRAINING PROGRAMS DESIGNED TO ADVANCE KNOWLEDGE OF PHILANTHROPY AT EVERY LEVEL. THOUSANDS OF PEOPLE VISIT THE CENTER'S WEB SITE EACH DAY AND ARE SERVED IN ITS FIVE REGIONAL LIBRARY/LEARNING CENTERS AND ITS NETWORK OF MORE THAN 460 FUNDING INFORMATION CENTERS LOCATED IN PUBLIC LIBRARIES, COMMUNITY FOUNDATIONS, AND EDUCATIONAL INSTITUTIONS NATIONWIDE AND AROUND THE WORLD. |
| PROGRAM SERVICES - DATA COLLECTION AND PUBLICATIONS | FORM 990, PART III, LINE 4A | EXPENSES $8,505,469 AND REVENUE $11,253,358 THE CENTER MAINTAINS UNIQUE DATABASES OF INFORMATION ON MORE THAN 100,000 FOUNDATIONS, CORPORATE DONORS, AND GRANTMAKING PUBLIC CHARITIES IN THE U.S. AND 2.4 MILLION OF THEIR RECENT GRANTS. ITS FOUNDATION DIRECTORY ONLINE SUBSCRIPTION SERVICE IS THE MOST POPULAR MEANS FOR SEARCHING THESE DATABASES. THIS SUBSCRIPTION SERVICE IS MADE AVAILABLE FOR FREE USE IN OVER 460 LOCATIONS NATIONWIDE AND AROUND THE WORLD. THE CENTER ALSO PUBLISHES BOOKS RANGING FROM BASIC PRIMERS ON FUNDRAISING AND NONPROFIT MANAGEMENT TO COMPREHENSIVE REFERENCE WORKS. IN ADDITION, THE CENTER PROVIDES A CONTENT-RICH WEB SITE WITH A VARIETY OF FREE SEARCH TOOLS, TUTORIALS, DOWNLOADABLE REPORTS, AND OTHER INFORMATION UPDATED DAILY, INCLUDING PHILANTHROPY NEWS DIGEST (PND) (HTTP://FOUNDATIONCENTER.ORG/PND/), ITS DAILY NEWS SERVICE, AND PUBHUB, ITS SEARCHABLE ONLINE COLLECTION OF NEARLY 7,000 REPORTS PUBLISHED BY FOUNDATIONS AND NONPROFIT ORGANIZATIONS. SUBSCRIPTIONS TO ITS VARIETY OF FREE CUSTOMIZABLE E-NEWSLETTERS DISSEMINATING NEWS, FOUNDATION REQUESTS FOR GRANT PROPOSALS (RFPS), AND NONPROFIT SECTOR JOB OPENINGS (WHICH SUBSCRIBERS CAN TAILOR TO THEIR SPECIFIC INTERESTS) GREW TO MORE THAN 88,500 BY YEAR-END 2011. DURING 2011, PND POSTED APPROXIMATELY 6,300 NEWS STORIES, INTERVIEW AND COMMENTARY PIECES FEATURING THOUGHT LEADERS AT FOUNDATIONS AND NONPROFITS, VIDEO INTERVIEWS, BOOK AND WEB SITE REVIEWS, RFPS, JOB OPENINGS, AND OTHER INFORMATIVE CONTENT ITEMS. PND ALSO MADE 300 POSTS TO ITS BLOG, PHILANTOPIC, WHICH COLLECTIVELY DREW CLOSE TO 117,000 PAGE VIEWS. OTHER MAJOR DATA COLLECTION AND PUBLICATIONS PROGRAM ACCOMPLISHMENTS IN 2011 INCLUDE THE FOLLOWING: GREATER PARTICIPATION AND INFORMATION QUALITY IN ELECTRONIC GRANT REPORTING TO ENSURE THAT IT HAS THE MOST CURRENT AND ACCURATE DATA POSSIBLE, AND IN THE INTEREST OF CONTINUALLY IMPROVING THE "REAL-TIME" NATURE OF THE INFORMATION IT PROVIDES TO ITS STAKEHOLDERS AND TO THE PUBLIC AT LARGE, A KEY PRIORITY FOR THE CENTER HAS BEEN TO ENCOURAGE MORE GRANTMAKERS TO SUBMIT THEIR GRANTS LISTS TO IT ELECTRONICALLY (HTTP://WWW.FOUNDATIONCENTER.ORG/GRANTMAKERS/E-GRANTS.HTML). THE INFORMATION RECEIVED FROM GRANTMAKERS ABOUT THEIR GIVING IS ADDED WEEKLY TO ITS DATABASES AND TO THE VARIOUS MAPS IT HAS CREATED TO ILLUSTRATE PHILANTHROPIC ACTIVITY IN SPECIFIC LOCATIONS. AS OF YEAR-END 2011, THE CENTER HAD REGISTERED MORE THAN 700 E-GRANT REPORTERS. IN OCTOBER 2011, THE CENTER LAUNCHED A NEW AND IMPROVED VERSION OF ITS FOUNDATION CENTER UPDATER PLATFORM (HTTP://UPDATER.FOUNDATIONCENTER.ORG/) THAT ALLOWS GRANTMAKERS TO MAKE DIRECT UPDATES TO THEIR FOUNDATION DIRECTORY ONLINE PROFILE, THEREBY GIVING THEM THE ABILITY TO PROVIDE THE CENTER WITH UPDATED INFORMATION IN A MORE EFFICIENT AND TIMELY MANNER. IMPROVEMENTS TO THE CURRENT TAXONOMY IN OUR GRANTS CLASSIFICATION SYSTEM THE CENTER'S GRANTS CLASSIFICATION SYSTEM IS USED TO ENSURE THAT THE DATA COLLECTED FROM GRANTMAKERS CAN BE CLASSIFIED AND AGGREGATED SO THAT NONPROFITS CAN BETTER TARGET THEIR PROPOSALS, AND FOUNDATIONS CAN BETTER ASSESS GIVING TRENDS. IN 2011, AS PART OF ITS ONGOING REVIEW PROCESS, THE CENTER ADDED 21 NEW CODES TO THE "FIELD OF ACTIVITY/RECIPIENT TYPE" TAXONOMY, REDEFINED EXISTING CODES, AND CLEANED UP THE DISPLAY OF TERMS IN ITS ONLINE PRODUCTS. IN ADDITION TO THESE TAXONOMY UPDATES, THE CENTER ADDED THOUSANDS OF NEW GEOGRAPHIC LOCATIONS OUTSIDE OF THE U.S. TO ITS DATABASE TO CLASSIFY A GRANT'S AREA OF IMPACT. NEW INTERNATIONAL PARTNERSHIPS THE CENTER IS GROWING ITS NETWORK OF INTERNATIONAL PARTNERS, WHO ARE CRITICAL TO ITS EFFORTS TO BUILD THE GLOBAL DATA PLATFORM FOR PHILANTHROPY. THE CENTER'S IDENTIFICATION, RESEARCH, AND VERIFICATION PROCESS FOR FOREIGN FOUNDATIONS INVOLVES COLLECTING INFORMATION FROM NON-U.S-BASED WEB SITES, ALMOST 100 INTERNATIONAL MEMBERSHIP WEB SITES, AND INTERNATIONAL GRANTMAKER MEMBERSHIP ORGANIZATION PARTNERS, AND ENSURING THAT EACH ORGANIZATION ADDED TO ITS DATABASE PROVIDES SOME FORM OF GRANT OR SCHOLARSHIP. THE CENTER HAS BEEN WORKING WITH A VARIETY OF INTERNATIONAL ORGANIZATIONS TO CAPTURE MORE INFORMATION ABOUT INSTITUTIONAL PHILANTHROPY ABROAD, INCLUDING THE CHINA FOUNDATION CENTER (CFC), THE MEXICAN CENTER FOR PHILANTHROPY (CEMEFI), THE PANAMA-BASED FUNDACIN AVINA, THE BRAZILIAN GROUP OF INSTITUTIONS, FOUNDATIONS, AND ENTERPRISES (GIFE), THE INTERNATIONAL HUMAN RIGHTS FUNDERS GROUP (IHRFG), WORLDWIDE INITIATIVES FOR GRANTMAKER SUPPORT (WINGS), THE EUROPEAN FOUNDATION CENTRE (EFC), THE NETHERLANDS-BASED INTERNATIONAL WOMEN'S FUND MAMA CASH, AND THE CHARITY COMMISSION OF ENGLAND AND WALES. ADDITION OF MORE FOREIGN FOUNDATIONS TO OUR GLOBAL DATABASE THROUGHOUT 2011, THE CENTER ADDED APPROXIMATELY 4,000 INTERNATIONAL DONOR ENTITIES TO ITS DATABASE, BRINGING ITS CUMULATIVE TOTAL TO WELL OVER 5,000. AMONG THESE WERE 50 FOREIGN FOUNDATIONS ASSOCIATED WITH CELEBRITIES THAT WERE IDENTIFIED IN THE PROCESS OF CREATING ITS CELEBRITY FOUNDATION DIRECTORY. FOUNDATION GRANTS TO INDIVIDUALS ONLINE RELAUNCH SOME FOUNDATIONS GIVE AWARDS, INCLUDING SCHOLARSHIPS,TO INDIVIDUALS, SUCH AS STUDENTS, TEACHERS, SCIENTISTS, AND ARTISTS. THE CENTER'S RECENTLY RELAUNCHED AND REDESIGNED FOUNDATION GRANTS TO INDIVIDUALS ONLINE (HTTP://GTIONLINE.FOUNDATIONCENTER.ORG/) OFFERS A VARIETY OF NEW FEATURES TO HELP INDIVIDUAL GRANTSEEKERS MORE EASILY FIND FUNDING OPPORTUNITIES APPROPRIATE TO THEIR NEEDS. THE SUBSCRIPTION SERVICE CAN BE USED FOR FREE AT THE CENTER'S FIVE REGIONAL LOCATIONS IN ATLANTA, CLEVELAND, NEW YORK CITY, SAN FRANCISCO, AND WASHINGTON, D.C., AND AT ITS MORE THAN 460 FUNDING INFORMATION CENTERS NATIONWIDE AND AROUND THE WORLD. SUPPLEMENTARY GIVING DATA BEYOND FOUNDATION GRANTS DURING 2011, THE CENTER WORKED TO AGGREGATE AND DISSEMINATE INFORMATION ON AREAS OF EMERGING IMPORTANCE IN THE FIELD, INCLUDING PRO BONO ACTIVITIES, MISSION-RELATED INVESTMENT (MRI) DATA, RELATIONSHIPS BETWEEN GRANTMAKING ORGANIZATIONS, AND SIGNATORIES TO PHILANTHROPY'S PROMISE, AN INITIATIVE OF THE NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY (NCRP) ENCOURAGING GRANTMAKERS TO COMMIT TO SERVING THE COMMON GOOD. THE CENTER IS ALSO MAKING INFORMATION AVAILABLE ABOUT CORPORATE SOCIAL RESPONSIBILITY (CSR) ACTIVITIES, INCLUDING GREENHOUSE GAS EMISSIONS DATA ON 300 S&P 500 COMPANIES PROVIDED THROUGH AN AGREEMENT WITH THE CARBON DISCLOSURE PROJECT. ENHANCEMENTS AND CUSTOMIZATIONS TO PHILANTHROPY IN/SIGHT PHILANTHROPY IN/SIGHT (HTTP://PHILANTHROPYINSIGHT.ORG/), THE CENTER'S INTERACTIVE MAPPING TOOL FOR GRANTMAKERS, IS DESIGNED TO HELP INFORM THEIR FUNDING DECISIONS. USERS CAN CREATE CUSTOMIZED MAPS WITH DEMOGRAPHIC OVERLAYS TO SHOW FUNDING PATTERNS WORLDWIDE. AS THE CENTER GATHERS INFORMATION ABOUT MORE GRANTMAKERS, IT ADDS THEIR DATA TO ITS PHILANTHROPY IN/SIGHT PLATFORM. IN 2011, THE CENTER MADE SIGNIFICANT CHANGES TO IN/SIGHT TO DEVELOP AN IMPROVED 2.0 INTERFACE WITH UPGRADED FUNCTIONALITY, WHICH IT ROLLED OUT IN NOVEMBER. THE CENTER ALSO DEVELOPED SEVERAL CUSTOMIZED VERSIONS OF IN/SIGHT IN 2011. |
| PROGRAM SERVICES - LIBRARY/LEARNING CENTERS AND OTHER PUBLIC SERVICES | FORM 990, PART III, LINE 4B | EXPENSES $5,127,950 AND REVENUE $1,430,744 THE CENTER OPERATES PROFESSIONALLY STAFFED LIBRARY/LEARNING CENTERS IN FIVE LOCATIONS - NEW YORK CITY; WASHINGTON, DC; ATLANTA; CLEVELAND; AND SAN FRANCISCO - THAT OFFER FREE ACCESS TO THE CENTER'S ONLINE SUBSCRIPTION DATABASES AND BOOKS, OTHER RESOURCES ON FUNDERS AND ALL ASPECTS OF PHILANTHROPY AND NONPROFIT MANAGEMENT AND FREE EDUCATIONAL PROGRAMS. IN 2011 THE CENTER'S LIBRARIES WERE UTILIZED BY OVER 47,000 VISITORS. THE CENTER HAS AN ONLINE LIBRARIAN WHO RESPONDS TO REFERENCE QUESTIONS FROM PEOPLE WHO PREFER TO USE ITS RESOURCES ONLINE. THE CENTER'S ONLINE LIBRARIAN RESPONDED TO OVER 12,000 QUESTIONS IN 2011. THE CENTER'S ROTATION OF 22 FREE, IN-PERSON CLASSES GIVES PARTICIPANTS A COMPREHENSIVE UNDERSTANDING OF THE GRANTSEEKING PROCESS. ON ITS WEBSITE 16 WEBINARS OF ITS FREE CLASSES, AS WELL AS FREE TUTORIALS AND INTERACTIVE COURSES AND AUDIO/VIDEO RECORDINGS OF ITS SPECIAL EVENTS, EXTEND TRAINING OPPORTUNITIES TO THOSE WHO ARE UNABLE TO ATTEND CLASSROOM PRESENTATIONS OR WHO PREFER TO LEARN AT THEIR OWN PACE IN THEIR HOME OR OFFICE. THESE ONLINE COURSES SAVE TRAVEL TIME AND COSTS, AND BROADEN THE CENTER'S REACH INTO UNDERSERVED AND RURAL COMMUNITIES. IN 2011, APPROXIMATELY 21,000 PEOPLE PARTICIPATED IN THE CENTER'S FREE TRAINING, BOTH IN-PERSON AND ONLINE. THE CENTER ALSO COORDINATES A NETWORK OF FUNDING INFORMATION CENTERS NATIONWIDE AND AROUND THE WORLD - MORE THAN 460 COOPERATING COLLECTIONS THAT OFFER FREE LOCAL ACCESS TO CORE CENTER RESOURCES, INCLUDING THE FOUNDATION DIRECTORY ONLINE PROFESSIONAL AND TRAINING. OTHER MAJOR LIBRARY/LEARNING CENTER ACCOMPLISHMENTS IN 2011 INCLUDE THE FOLLOWING: ENHANCEMENTS TO GRANTSPACE THE CENTER'S POWERFUL NEW GRANTSPACE TOOL (HTTP://WWW.GRANTSPACE.ORG) WHICH LAUNCHED IN 2010, ALLOWS NONPROFITS IN ANY LOCATION TO REDUCE THEIR TRAINING AND TRAVEL EXPENSES WHILE KEEPING THEIR GRANTSEEKING SKILLS SHARP AND THEIR KNOWLEDGE CURRENT, THEREBY MAKING AVAILABLE MORE ORGANIZATIONAL RESOURCES FOR PROVIDING DIRECT SERVICES. GRANTSPACE IS A STATE-OF-THE-ART LEARNING PLATFORM THAT ENABLES GRANTSEEKERS TO MORE EASILY FIND ALL THE TRAINING TOOLS AND RESOURCES THEY NEED-BOTH IN A NEARBY CLASSROOM AND ONLINE-WITHIN A WEB 2.0 ENVIRONMENT. RESOURCES FEATURED ON GRANTSPACE CURRENTLY INCLUDE RECENT NEWS, PUBLISHED REPORTS, PODCASTS, VIDEOS, STATISTICS, SAMPLE DOCUMENTS, JOB LISTINGS, REQUESTS FOR PROPOSALS, AND ANSWERS TO FREQUENTLY ASKED QUESTIONS. IN 2011, THE CENTER PARTNERED WITH ISSUELAB (AN ONLINE PUBLISHING FORUM FOR NONPROFIT RESEARCH ESTABLISHED TO MORE EFFECTIVELY ARCHIVE, DISTRIBUTE, AND PROMOTE THE EXTENSIVE AND DIVERSE BODY OF WORK BEING PRODUCED BY THE SOCIAL SECTOR) TO DEVELOP A WIDGET CURRENTLY IN USE THAT ALLOWS ISSUELAB LISTINGS TO BE INTEGRATED INTO GRANTSPACE PAGES. RESEARCH TITLES FROM THE ISSUELAB DATABASE ARE NOW BEING PULLED DYNAMICALLY INTO THE GRANTSPACE PORTAL AND APPEAR ALONGSIDE PUBLICATION TITLES FROM PUBHUB (HTTP://FOUNDATIONCENTER.ORG/PUBHUB/), THE CENTER'S REPOSITORY OF APPROXIMATELY 7,000 RESEARCH AND PUBLICATIONS SUPPORTED BY FOUNDATIONS. THIS CONTENT IS UPDATED NIGHTLY. THE CENTER ALSO INCORPORATED INTO GRANTSPACE PARTNER CONTENT FROM BOARDSOURCE, AN ORGANIZATION THAT STRIVES TO SUPPORT AND PROMOTE EXCELLENCE IN BOARD SERVICE BY PROVIDING THOUGHT LEADERSHIP AND RESOURCES RELATED TO NONPROFIT BOARDS. ADDITIONALLY, IN 2011 THE CENTER LAUNCHED A "DEVELOPING PROPOSALS" DISCUSSION FORUM ON GRANTSPACE, WHERE REGISTERED GRANTSPACE USERS CAN ASK QUESTIONS AND SHARE THEIR KNOWLEDGE. NEW TRAINING COURSES THE CENTER LAUNCHED TWO NEW FREE COURSES IN 2011: NONPROFIT SUSTAINABILITY BUILDING BLOCKS TO ORGANIZATIONAL SUCCESS, WHICH HELPS NONPROFIT LEADERS TO IMPROVE THE WAY THEIR ORGANIZATION USES RESOURCES AND TO ASSESS, MONITOR, AND IMPROVE THE INCOME PORTFOLIO OF THEIR ORGANIZATION, AND YOU GOT THE GRANT! NOW WHAT?, WHICH INTRODUCES PARTICIPANTS TO BEST PRACTICES IN REPORTING AND COMMUNICATING TO DEEPEN RELATIONSHIPS WITH FOUNDATION DONORS. THESE COURSES WERE OFFERED IN ALL FIVE FIELD OFFICES AND VIA WEBINAR ON A REGULAR BASIS STARTING IN THE SECOND HALF OF THE YEAR. SCHOLARSHIPS AND SUBSIDIZED TRAINING IN 2011, THE CENTER AWARDED A TOTAL OF 163 SCHOLARSHIPS THAT ENABLED SMALL AND UNDER-RESOURCED NONPROFITS TO PARTICIPATE IN ITS FEE-BASED TRAINING SESSIONS ON GRANTSEEKING AND NONPROFIT MANAGEMENT. (THESE FULL-DAY COURSES SUPPLEMENT ITS FREE CLASSES AND FREE ONLINE TUTORIALS.) IT ALSO BROUGHT FREE CAPACITY-BUILDING TRAINING TO UNDER-RESOURCED NONPROFITS. |
| PROGRAM SERVICES - RESEARCH AND OTHER PROGRAMS | FORM 990, PART III, LINE 4C | EXPENSES $3,301,554 AND REVENUE $565,227 THE CENTER CONDUCTS RESEARCH AND PUBLISHES REPORTS ON THE GROWTH OF THE FOUNDATION FIELD AND ON TRENDS IN FOUNDATION SUPPORT OF THE NONPROFIT SECTOR, INCLUDING THE ANNUAL FOUNDATIONS TODAY SERIES. TO MAXIMIZE THE IMPACT OF ITS RESEARCH, IT HOSTS BRIEFINGS AND PANELS TO DISCUSS KEY FINDINGS, AND "SPREADS THE WORD" THROUGH SOCIAL MEDIA. TO MAKE KNOWLEDGE ACCESSIBLE TO ALL, IT MAKES ITS FULL REPORTS OR HIGHLIGHTS FROM THEM AVAILABLE FOR FREE DOWNLOAD AT ITS WEB SITE. SPECIAL EFFORTS IN RESEARCH AND OTHER PROGRAMS IN 2011 INCLUDE THE FOLLOWING: STEWARDSHIP OF GRANTCRAFT GRANTCRAFT (HTTP://WWW.GRANTCRAFT.ORG), A FORMER PROJECT OF THE FORD FOUNDATION NOW UNDER THE STEWARDSHIP OF THE CENTER AND THE EUROPEAN FOUNDATION CENTRE (EFC) IN BRUSSELS, EQUIPS GRANTMAKERS WITH A VAST STORE OF PRACTICAL WISDOM THROUGH GUIDES, CASE STUDIES, VIDEOS, A "NOTES FROM THE FIELD" BLOG, AND REPORTS, ARTICLES, AND OTHER COMMUNICATIONS FROM THE FRONT LINES OF GRANTMAKING BROUGHT TOGETHER VIA A "ONE-STOP-SHOP" WEB SITE. THE CENTER LAUNCHED ARABIC TRANSLATIONS OF POPULAR GUIDES, WHICH HAVE BEEN ADDED TO GRANTCRAFT'S GROWING COLLECTION OF TRANSLATIONS, INCLUDING GERMAN, FRENCH, RUSSIAN, SPANISH, AND JAPANESE. A NEW REPORT WAS INTRODUCED IN MAY TITLED, LEARNING WHEN THERE'S NO TIME TO LEARN, IN RESPONSE TO THE DILEMMA FACED BY MANY FOUNDATION STAFF THAT THEIR WORK DOES NOT ALLOW AMPLE TIME FOR PERSONAL REFLECTION AND FURTHER LEARNING. CREATION OF KNOWLEDGE PORTALS THE CENTER'S ISSUE-BASED WEB SITE PORTALS ARE A MEANS OF BRINGING ALL OF ITS KNOWLEDGE TO BEAR ON CRITICAL ISSUES FOR THE BENEFIT OF SPECIFIC GRANTMAKER AUDIENCES. THE CONFLUENCE OF ITS DATA, RESEARCH, NEWS, AND TECHNOLOGICAL KNOW-HOW IS HELPING TO FACILITATE STRATEGIC DECISION-MAKING AND COLLABORATION WITHIN THE SECTOR. A PRIME EXAMPLE OF THESE EFFORTS IS THE CENTERS RECENT CREATION OF A CUSTOM WEB PORTAL TO SERVE AS A HUB OF INFORMATION AND RESOURCES FOR FUNDERS WORKING AROUND THE WORLD TO IMPROVE WATER ACCESS, SANITATION, AND HYGIENE-COMMONLY REFERRED TO AS "WASH" (HTTP://WWW.WASHFUNDERS.ORG). RESOURCES AVAILABLE ON THE NEW SITE INCLUDE A ROBUST MAPPING TOOL, PROFILES AND CASE STUDIES, OUTCOME ASSESSMENT TOOLS, AND A SEARCHABLE ARCHIVE OF RESEARCH REPORTS. FOUNDATIONS AND NONPROFITS ARE ALREADY USING THE PORTAL TO IDENTIFY PROSPECTIVE PARTNERS AND FUNDING OPPORTUNITIES. THE CENTER ALSO COMPLETED PHASE I OF THE EXPANSION OF ITS FOCUS ON HAITI PORTAL (HTTP://FOUNDATIONCENTER.ORG/FOCUS/HAITI/). DISSEMINATION OF DATA ON PHILANTHROPY'S RESPONSE TO THE JAPAN DISASTERS IMMEDIATELY FOLLOWING THE EARTHQUAKE/TSUNAMI/MELTDOWN DISASTERS IN JAPAN EARLY IN 2011, THE CENTER BEGAN COLLECTING AND DISSEMINATING INFORMATION ON THE CORPORATE AND PHILANTHROPIC RESPONSE. ITS TRACKING OF THE PHILANTHROPIC RESPONSE NETTED 446 DONATIONS FROM FUNDERS (INCLUDING 224 CORPORATE FUNDERS) TOTALING $278,983,873. AS A RESULT OF THIS EFFORT, THE CENTER WAS ABLE TO CREATE THE "RSS FEED OF JAPAN GRANTS" (HTTP://MAPS.FOUNDATIONCENTER.ORG/JAPAN/RSS/) WITHIN DAYS OF THE DISASTER, WHICH SERVED AS A CENTRAL INFORMATION SOURCE FOR THE PHILANTHROPIC RESPONSE. THE OPEN AND FREE RSS FEED OF THE RESPONSE GRANTS BENEFITED THE PUBLIC BY RAPIDLY DISSEMINATING THIS IMPORTANT INFORMATION, WHICH WAS CONSUMED BY ORGANIZATIONS SUCH AS CRISIS COMMONS AND THE UNITED NATIONS CENTRAL EMERGENCY RESPONSE FUND (CERF). BY HAVING THIS INFORMATION FREELY AVAILABLE, PEOPLE WERE ABLE TO ANALYZE THE DATA AND DETERMINE WHAT CRITICAL NEEDS WERE AND WERE NOT BEING MET, AND TO IDENTIFY THE KEY PLAYERS ON THE GROUND. MOVING EDUCATION REFORM FORWARD REPORT IN JUNE 2011, THE CENTER ISSUED A NEW RESEARCH REPORT, MOVING EDUCATION REFORM FORWARD: GRANTMAKERS REFLECT ON A CONVENING WITH STATE AND LOCAL GOVERNMENT EDUCATION LEADERS (HTTP://FOUNDATIONCENTER.ORG/GAINKNOWLEDGE/RESEARCH/PDF/MOVING_EDUREFORM_F ORWARD_2011.PDF), WHICH PROVIDES CRITICAL INSIGHTS INTO HOW GRANTMAKERS MAY BE ABLE TO WORK MORE EFFECTIVELY WITH STATE AND LOCAL EDUCATION LEADERS. BASED ON INTERVIEWS WITH PARTICIPANTS AT A NATIONAL GATHERING CONVENED BY THE COUNCIL OF CHIEF STATE SCHOOL OFFICERS IN JANUARY 2011, IT OFFERS A NUANCED ASSESSMENT OF THIS TYPE OF CONVENING, INCLUDING THE CHALLENGES THAT FACE GRANTMAKERS AND EDUCATION LEADERS IN THEIR WORK TO COORDINATE FUTURE EFFORTS EFFECTIVELY. WEBINAR SERIES FOR EDUCATION FUNDERS DURING 2011, THE CENTER HELD NINE WEBINARS AND TELECONFERENCES RELATED TO CURRENT AND EMERGING ISSUES IN THE EDUCATION FIELD. EACH PROGRAM FEATURED A Q&A SEGMENT IN WHICH PARTICIPANTS QUESTIONED PRESENTERS AND SHARED THEIR OWN EXPERIENCES. ALL EVENTS WERE RECORDED AND POSTED ONLINE (HTTP://FOUNDATIONCENTER.ORG/EDUCATIONEXCELLENCE/EVENTS.HTML) FOR THOSE UNABLE TO PARTICIPATE IN THE LIVE PROGRAMS, FURTHER EXPANDING THE AUDIENCE FOR THESE CONVERSATIONS. RESEARCH STUDIES ON NEW FOUNDATION INVESTMENT STRATEGIES IN SEPTEMBER 2011, THE CENTER RELEASED FOUNDATION LEADERS ADDRESS THE STATE BUDGET CRISES (HTTP://FOUNDATIONCENTER.ORG/GAINKNOWLEDGE/RESEARCH/PDF/STATE_BUDGET_CRISE S_2011.PDF), A REPORT FINDING THAT NEARLY NINETY PERCENT OF AMERICA'S LARGEST FOUNDATIONS REPORT THAT AT LEAST SOME OF THE NONPROFIT ORGANIZATIONS THEY SUPPORT HAVE BEEN SEVERELY AFFECTED BY STATE BUDGET CUTS. ONE-QUARTER REPORT HAVING GRANTEES THAT HAVE BEEN FORCED TO SUSPEND OPERATIONS. IN OCTOBER 2011, THE FOUNDATION CENTER RELEASED KEY FACTS ON MISSION INVESTING (HTTP://FOUNDATIONCENTER.ORG/GAINKNOWLEDGE/RESEARCH/PDF/KEYFACTS_MISSIONIN VESTING2011.PDF), A REPORT FINDING THAT MORE FOUNDATIONS ARE USING THEIR INVESTMENT ASSETS TO ACHIEVE THEIR MISSIONS, AND THAT ONE IN SEVEN SURVEYED FOUNDATIONS ARE EMPLOYING MARKET-RATE MISSION-RELATED INVESTMENTS AND/OR BELOW-MARKET-RATE PROGRAM-RELATED INVESTMENTS TO ACHIEVE A SOCIAL BENEFIT. MORE THAN HALF OF THOSE MAKING MISSION-RELATED INVESTMENTS BEGAN DOING SO WITHIN THE PAST FIVE YEARS. FIRST-EVER REPORT ON EUROPEAN FOUNDATION FUNDING FOR WOMEN AND GIRLS UNTAPPED POTENTIAL: EUROPEAN FOUNDATION FUNDING FOR WOMEN AND GIRLS (HTTP://FOUNDATIONCENTER.ORG/GAINKNOWLEDGE/RESEARCH/PDF/UNTAPPED_POTENTIAL .PDF)-A LANDMARK STUDY RELEASED JOINTLY IN MAY 2011 BY THE CENTER AND THE NETHERLANDS-BASED MAMA CASH - IS THE FIRST TO EXAMINE THE SCOPE AND DISTRIBUTION OF EUROPEAN-BASED FUNDING FOR WOMEN AND GIRLS AND TO NOTE THE GAP THAT EXISTS BETWEEN EUROPEAN FOUNDATIONS' STATED INTERESTS AND THEIR ACTUAL ENGAGEMENT. IT FINDS THAT 37 PERCENT OF SURVEYED EUROPEAN FOUNDATIONS ACTIVELY SUPPORTED PROGRAMS THAT BENEFIT WOMEN AND GIRLS IN 2009, BUT THAT 90 PERCENT OF THE SAME FOUNDATIONS EXPRESS AN INTEREST IN ISSUES RELATED TO THIS POPULATION GROUP. |
| PROGRAM SERVICES - RESEARCH AND OTHER PROGRAMS (CONTINUED) | FORM 990, PART III, LINE 4C | CONTINUATION OF ITS DIVERSITY WORK THE CENTER IS CONTRIBUTING RESEARCH TO THE D5 INITIATIVE (HTTP://WWW.D5COALITION.ORG), AN OUTGROWTH OF THE DIVERSITY IN PHILANTHROPY PROJECT (2007-2009) FOCUSING ON THE NEXT FIVE YEARS (2010-2015) OF WORK RELEVANT TO THE PROJECT'S GOALS. THE FIRST MAJOR D5 PUBLICATION IS ITS REPORT, STATE OF THE WORK 2011: MAPPING THE LANDSCAPE AND D5'S PATH FORWARD ON DIVERSITY, EQUITY, AND INCLUSION IN PHILANTHROPY (HTTP://WWW.D5COALITION.ORG/STATE_OF_THE_WORK.HTML), AS THE FIRST IN AN ANNUAL SERIES. THIS REPORT REPRESENTS THE D5 COALITION'S EFFORTS TO MAP THE WORK OF U.S. PHILANTHROPY AS A WHOLE ON A NUMBER OF FRONTS RELATED TO DIVERSITY, EQUITY, AND INCLUSION THUS FAR, AND WILL HELP GUIDE D5'S WORK AND ASSESSMENTS OF PROGRESS OVER THE NEXT FIVE YEARS. IT INCLUDES INFORMATION ABOUT BOARD AND STAFF COMPOSITION, DIVERSITY AND INCLUSION POLICIES AND PRACTICES, EDUCATIONAL PROGRAMS AND TOOLS, GRANT SIZES AND RECIPIENTS, RESEARCH EFFORTS, AND SUCCESS STORIES. THE CENTER CONTRIBUTED A SUBSTANTIAL AMOUNT OF RESEARCH, WRITING, AND EDITING TO THIS REPORT. ANOTHER MAJOR PRODUCT OF THE INITIATIVE IS AN INTERACTIVE ONLINE DIRECTORY OF POPULATION-FOCUSED FUNDS (HTTP://WWW.D5COALITION.ORG/TOOLS/POPULATION-FOCUSED-FUNDS/DIRECTORY/), WHICH CONTAINS ENTRIES FOR OVER 400 POPULATION-FOCUSED FUNDS THROUGHOUT THE UNITED STATES, SERVING AFRICAN AMERICAN, ARAB AMERICAN/MIDDLE EASTERN, ASIAN/PACIFIC ISLANDER, HISPANIC/LATINO, NATIVE AMERICAN, WOMEN, AND LGBTQ COMMUNITIES. DATA IS SOURCED THROUGH THE CENTER AND SUPPLEMENTED WITH DATA FROM D5 RESEARCH. PREPARED BY THE FOUNDATION CENTER WITH NATIVE AMERICANS IN PHILANTHROPY, FOUNDATION FUNDING FOR NATIVE AMERICAN ISSUES AND PEOPLES (HTTP://FOUNDATIONCENTER.ORG/GAINKNOWLEDGE/RESEARCH/PDF/FF_NATIVEAMERICAN. PDF), RELEASED IN MAY 2011, FOUND THAT OVER THE PAST DECADE, U.S. FOUNDATION SUPPORT BENEFITING NATIVE AMERICANS DECLINED FROM 0.5 PERCENT TO 0.3 PERCENT OF TOTAL FOUNDATION GIVING. ACCORDING TO THE STUDY, TOTAL GRANT DOLLARS TARGETING NATIVE AMERICANS DROPPED 30.8 PERCENT IN THE LATEST YEAR, COMPARED TO A 14.1 PERCENT OVERALL DOWNTURN IN FOUNDATION GIVING. THE FOUNDATION CENTER'S NOVEMBER 2011 REPORT, DIMINISHING DOLLARS: THE IMPACT OF THE 2008 FINANCIAL CRISIS ON THE FIELD OF SOCIAL JUSTICE PHILANTHROPY (HTTP://FOUNDATIONCENTER.ORG/GAINKNOWLEDGE/RESEARCH/PDF/DIMINISHING_DOLLAR S2011.PDF), FINDS THAT SOCIAL JUSTICE GRANTMAKERS HAVE BEEN DISPROPORTIONATELY IMPACTED BY THE GLOBAL FINANCIAL CRISIS AND THEIR RECOVERY REMAINS IN JEOPARDY. THE STUDY EXAMINES HISTORICAL TRENDS IN FOUNDATION ASSETS, SPENDING, AND GIVING LEVELS; DESCRIBES STRATEGIES USED BY FOUNDATIONS TO COPE WITH DEPLETED ASSETS IMMEDIATELY FOLLOWING THE CRISIS; AND PRESENTS PROJECTIONS THROUGH 2015 FOR ASSET AND GRANTMAKING LEVELS. SOON AFTER ITS RELEASE, THE REPORT HELPED TO JUMP-START CONVERSATIONS IN THE FIELD AROUND STRATEGIES FOR BRINGING GREATER ATTENTION AND PHILANTHROPIC SUPPORT TO SOCIAL JUSTICE ISSUES. PREPARED WITH HISPANICS IN PHILANTHROPY, FOUNDATION FUNDING FOR HISPANICS/LATINOS IN THE UNITED STATES AND FOR LATIN AMERICA (HTTP://FOUNDATIONCENTER.ORG/GAINKNOWLEDGE/RESEARCH/PDF/FC_HIP2011.PDF) FINDS THAT OVER THE PAST DECADE, FOUNDATION GIVING EXPLICITLY DESIGNATED TO BENEFIT HISPANICS AND LATINOS HAS REMAINED VIRTUALLY UNCHANGED, EVEN AS THE HISPANIC POPULATION IN THE U.S. HAS GROWN SIGNIFICANTLY OVER THE SAME PERIOD. THE FIRST STUDY OF ITS KIND, THE REPORT EXAMINES FOUNDATION GIVING IN THE UNITED STATES BY FUNDER TYPE, ISSUE AREA, GEOGRAPHIC AREA, AND TYPE OF SUPPORT, AND IN LATIN AMERICA BY ISSUE AREA. PARTNERSHIP WITH ISSUELAB THE CENTER AND ISSUELAB HAVE COLLABORATED ON A NUMBER OF PROJECTS OF MUTUAL INTEREST. AMONG THESE ARE: - CONSOLIDATING BOTH ORGANIZATIONS' RESPECTIVE COLLECTIONS OF FOUNDATION-SUPPORTED RESEARCH RELEVANT TO THE NONPROFIT SECTOR. AS OF AUGUST 2011, THE FOUNDATION CENTER AND ISSUELAB'S COMBINED COLLECTION REPRESENTED APPROXIMATELY 10,500 DISCRETE LISTINGS REPRESENTING THE WORK OF APPROXIMATELY 1,400 ORGANIZATIONS. - ALLOWING WEB VISITORS TO DYNAMICALLY GENERATE READING LISTS REFLECTING THE COMBINED HOLDINGS OF BOTH ORGANIZATIONS. ISSUELAB DEVELOPED A WIDGET CURRENTLY IN USE THAT ALLOWS ISSUELAB LISTINGS TO BE INTEGRATED INTO GRANTSPACE, THE CENTER'S STATE-OF-THE-ART LEARNING PLATFORM THAT ENABLES GRANTSEEKERS TO MORE EASILY FIND ALL THE TRAINING TOOLS AND RESOURCES THEY NEED BOTH IN THE CLASSROOM AND ONLINE. - DEVELOPING NEW RESOURCES FOR USE IN BOTH FOUNDATION CENTER PROPERTIES AND POTENTIAL THIRD-PARTY CONTENT PARTNERS. ISSUELAB HELPED DEVELOP AN EDITORIAL APPROACH AND CONTENT FOR THE FIRST BRIEFING IN THE "PHILANTHROPY AND..." SERIES (HTTP://PNDBLOG.TYPEPAD.COM/PNDBLOG/2011/04/PHILANTHROPY-ANDJOB-CREATION.H TML), RELEASED IN APRIL 2011, WHICH INCLUDES INTERVIEWS WITH SIX NONPROFIT AND FOUNDATION LEADERS WORKING ON THE URGENT ISSUE OF JOB CREATION. GROWTH OF GLASSPOCKETS CURRENTLY, THE CENTER'S MAIN TOOL FOR ENCOURAGING GREATER TRANSPARENCY IN THE WORLD OF PHILANTHROPY IS ITS FREE WEB PLATFORM, GLASSPOCKETS (HTTP://WWW.GLASSPOCKETS.ORG). THE SITE'S RICH CONTENT IS ORGANIZED ACCORDING TO THREE BASIC CATEGORIES: FACTS ABOUT PHILANTHROPY, PHILANTHROPY AT WORK, AND LOOKING INSIDE FOUNDATIONS. AS SUCH, IT PROVIDES BASIC INFORMATION ABOUT THE ENTIRE FIELD, GIVES CLEAR EXAMPLES OF THE RELEVANCY OF FOUNDATIONS' WORK TO THE CHALLENGES OF OUR TIME, AND INCLUDES A RANGE OF TOOLS THAT IDENTIFY BEST PRACTICES AMONG FOUNDATIONS IN PROMOTING TRANSPARENCY IN THE DIGITAL AGE. DURING 2011, THE CENTER ADDED NEW TRANSPARENCY PROFILES TO GLASSPOCKETS, INTRODUCED A HEAT MAP TOOL (HTTP://WWW.GLASSPOCKETS.ORG/INSIDE/WHGP/PROFILES/WHGP_MAP_BY_FREQ.HTML), AND CONTINUED BUILDING A CONVERSATION ABOUT TRANSPARENCY ON THE NEW TRANSPARENCY TALK BLOG (HTTP://BLOG.GLASSPOCKETS.ORG/). A GROWING NUMBER OF FOUNDATIONS ARE USING GLASSPOCKETS AS A MEANS TO THINK THROUGH THEIR APPROACH TO TRANSPARENCY AND ACCOUNTABILITY AND TO BENCHMARK THEIR OWN WEB DESIGN AND SOCIAL MEDIA PRACTICES. ANALYSIS OF GRANTMAKER SALARIES AND BENEFITS THE COUNCIL ON FOUNDATION'S ANNUAL SALARY REPORT PROVIDES THE MOST COMPREHENSIVE INFORMATION AVAILABLE ON THE COMPOSITION AND COMPENSATION OF U.S. PRIVATE AND PUBLIC FOUNDATIONS AND CORPORATE GIVING PROGRAMS. ITS APRIL 2011 REPORT, 2010 GRANTMAKER SALARY AND BENEFITS REPORT: KEY FINDINGS (HTTP://FOUNDATIONCENTER.ORG/GAINKNOWLEDGE/RESEARCH/PDF/COF_SALARY_2011.PD F) WAS PREPARED IN COOPERATION WITH THE CENTER, WHICH CONDUCTED THE ANALYSIS. |
| LOCAL CHAPTERS, BRANCHES, OR AFFILIATES | FORM 990, PART VI, LINE 10A | THE CENTER MAINTAINS AND OPERATES A NETWORK OF 5 PROFESSIONALLY-STAFFED LIBRARY/LEARNING CENTERS IN NEW YORK CITY, SAN FRANCISCO, WASHINGTON D.C., CLEVELAND AND ATLANTA. THESE ARE UNINCORPORATED DIVISIONS THAT USE THE SAME TAX IDENTIFICATION NUMBER AS THE CENTER. THE LIBRARY/LEARNING CENTERS ARE GOVERNED BY THE SAME WRITTEN POLICIES AND PROCEDURES AS THE CENTER TO ENSURE THEIR OPERATIONS ARE CONSISTENT WITH THOSE OF THE CENTER'S. |
| FORM 990 REVIEW | FORM 990, PART VI, LINE 11B | THE CENTER'S FORM 990 IS PREPARED BY THE ACCOUNTING MANAGER UNDER THE DIRECT SUPERVISION OF THE CONTROLLER AND THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION THOROUGHLY REVIEWS THE RETURN. THE DRAFT FORM 990 IS THEN REVIEWED BY MEMBERS OF THE TAX DEPARTMENT OF THE CENTER'S INDEPENDENT ACCOUNTING FIRM, KPMG LLP, AND THEN BY THE ORGANIZATION'S PRESIDENT. SUBSEQUENTLY, THE AUDIT COMMITTEE OF THE CENTER'S BOARD OF TRUSTEES AND THE FULL BOARD REVIEWS THE RETURN. AFTER RESPONDING TO ALL INQUIRIES AND MAKING ANY NECESSARY CHANGES, THE FINAL FORM 990 IS PROVIDED TO ALL MEMBERS OF THE BOARD PRIOR TO ITS FILING WITH THE IRS. |
| CONFLICT OF INTEREST POLICY | FORM 990, PART VI, LINE 12C | A CONFLICT OF INTEREST DISCLOSURE STATEMENT IS OBTAINED ANNUALLY FROM ALL TRUSTEES, SENIOR STAFF, AND OTHER KEY EMPLOYEES WHO ARE CURRENTLY SERVING THE CENTER. A REPORT SUMMARIZING THE DISCLOSURE STATEMENTS IS PROVIDED TO THE BOARD OF TRUSTEES ANNUALLY. IT IS THE CENTER'S POLICY THAT IN THE EVENT OF A CONFLICT THE FOLLOWING IS DONE: IF THERE IS A CONFLICT RELEVANT TO A MATTER REQUIRING ACTION BY THE BOARD OF TRUSTEES, THE INTERESTED PERSON SHALL CALL IT TO THE ATTENTION OF THE BOARD OF TRUSTEES, AND THE TRUSTEE CONCERNED SHALL NOT VOTE ON THE MATTER. MOREOVER, THE PERSON HAVING A CONFLICT SHALL RETIRE FROM THE ROOM IN WHICH THE BOARD IS MEETING AND SHALL NOT PARTICIPATE IN THE FINAL DELIBERATION OR DECISION REGARDING THE MATTER UNDER CONSIDERATION. WHEN THERE IS DOUBT AS TO WHETHER A CONFLICT OF INTEREST EXISTS, THE MATTER SHALL BE RESOLVED BY VOTE OF THE BOARD OF TRUSTEES OR ITS COMMITTEE, EXCLUDING FROM THE ROOM AND THE VOTE THE PERSON WHOSE SITUATION WILL BE DISCUSSED. WHEN A CONFLICT OF INTEREST ARISES FOR ANY STAFF MEMBER EXCEPT THE PRESIDENT, THAT STAFF MEMBER SHALL REPORT IT TO THE PRESIDENT IN WRITING. A CONFLICT OF INTEREST RELATING TO THE PRESIDENT SHALL BE REPORTED IN WRITING TO THE CHAIRMAN OF THE BOARD. |
| COMPENSATION | FORM 990, PART VI, LINES 15A AND 15B | THE CENTER'S BOARD OF TRUSTEES, CONSISTING OF INDEPENDENT PERSONS, ESTABLISHES COMPENSATION FOR THE PRESIDENT AND REVIEWS THE COMPENSATION FOR THE VICE PRESIDENTS ON AN ANNUAL BASIS. PRIOR TO MAKING COMPENSATION DECISIONS, THE BOARD, THROUGH THE USE OF AN INDEPENDENT CONSULTANT, OBTAINS INFORMATION ON THE COMPENSATION OF FUNCTIONALLY COMPARABLE POSITIONS FOR SIMILARLY QUALIFIED PERSONS AT SIMILARLY SITUATED ORGANIZATIONS AND/OR BENCHMARK SALARIES FOR SELECT POSITIONS OBTAINED FROM SALARY SURVEYS. DOCUMENTATION OF THE DELIBERATIONS AND DECISIONS MADE ARE MAINTAINED IN THE MINUTES IN THE CORPORATE SECRETARY'S OFFICE. A FULL INDEPENDENT COMPENSATION REVIEW FOR ALL EXECUTIVES AND OTHER SELECTED STAFF WAS PERFORMED IN 2010. |
| AVAILABLE TO THE PUBLIC | FORM 990, PART VI, LINE 19 | THE CENTER'S AUDITED FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE PAST FIVE YEARS ARE POSTED ON ITS WEBSITE AND ARE DOWNLOADABLE. IN ADDITION, GOVERNANCE AND STAFFING POLICIES ARE POSTED, INCLUDING THE CODE OF CONDUCT (WHICH INCLUDES THE CONFLICT OF INTEREST POLICY), DIVERSITY STATEMENT AND THE EXECUTIVE COMPENSATION POLICY. |
| OTHER CHANGES IN NET ASSETS | FORM 990, PART XI, LINE 5 | AS OF DECEMBER 31, 2011, THE $(385,003) IN OTHER CHANGES IN NET ASSETS CONSISTS OF $(364,714) NET UNREALIZED INVESTMENT LOSSES FOR THE CURRENT YEAR AND AN ACTUARIAL LOSS OF $(20,289), WHICH REPRESENTS PENSION AND POSTRETIREMENT CHANGES OTHER THAN NET PERIODIC BENEFIT COST. |
| CHANGE IN PRIOR YEAR ENDING BALANCE | FORM 990, PART X, COLUMN (A) | CERTAIN AMOUNTS IN THE 2010 ENDING BALANCE OF ACCOUNTS RECEIVABLE AND DEFERRED REVENUE WERE RECLASSIFIED TO CONFORM TO THE 2011 PRESENTATION AND IN ACCORDANCE WITH THE AUDITED FINANCIAL STATEMENTS. |
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