| Category | Amount |
|---|---|
| N/A | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BLACKROCK HIGH YIELD BOND - 3248.27 SHS | 25,369 | 25,109 |
| EATON VANCE FLOATING RATE I - 17877.2 SHS | 157,329 | 160,895 |
| JPM HIGH YIELD FD - SEL FUND 3580 6.18% - 13790.38 SHS | 112,354 | 108,806 |
| JPM CORE PLUS BOND FD - SEL FUND 3122 3.37% - 8200.8 SHS | 64,903 | 68,231 |
| JPM SHORT DURATION BOND FD - SEL FUND 3133 0.79% - 17093.8 SHS | 186,199 | 187,519 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 5681.03 SHS | 78,723 | 81,636 |
| JPM STR INC OPP FD FUND 3844 3.39% - 9593.2 SHS | 96,220 | 110,801 |
| JPM INTL CURRENCY INCOME FD 1.02% - 3575.93 SHS | 37,583 | 39,729 |
| DB 95% PPN FX BASKET 2/1/13 , UNCAPPED 7/29/11 - 30000 SHS | 29,799 | 27,858 |
| BARC 93% PPN CURRENCY BASKET 9/13/13 ,UNCAPPED 9/9/11 - 30000 SHS | 29,915 | 28,887 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| EMERSON ELECTRIC CO - 178 SHS | 9,392 | 9,288 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 279 SHS | 11,120 | 10,613 |
| GENERAL ELECTRIC CO - 360 SHS | 5,856 | 7,225 |
| GENERAL MILLS INC - 150 SHS | 4,213 | 5,918 |
| HOME DEPOT INC - 184 SHS | 7,530 | 9,257 |
| HUMANA INC - 115 SHS | 8,953 | 10,635 |
| JOHNSON CONTROLS INC - 450 SHS | 11,741 | 14,616 |
| LAM RESEARCH CORP - 80 SHS | 3,319 | 3,570 |
| THE ESTEE LAUDER COMPANIES INC CL A - 80 SHS | 4,060 | 4,955 |
| LENNAR CORP - 200 SHS | 2,989 | 5,436 |
| LOWES COMPANIES INC - 488 SHS | 10,561 | 15,313 |
| MICROSOFT CORP - 995 SHS | 30,758 | 32,094 |
| NIKE INC B - 80 SHS | 5,018 | 8,675 |
| NORFOLK SOUTHERN CORP - 160 SHS | 7,228 | 10,533 |
| OCCIDENTAL PETROLEUM CORP - 164 SHS | 12,244 | 15,618 |
| COLGATE PALMOLIVE CO - 65 SHS | 5,306 | 6,356 |
| E I DU PONT DE NEMOURS & CO - 312 SHS | 12,126 | 16,505 |
| E M C CORP MASS - 225 SHS | 4,606 | 6,723 |
| ALLERGAN INC - 70 SHS | 6,048 | 6,680 |
| AMAZON COM INC - 80 SHS | 11,560 | 16,201 |
| ANADARKO PETROLEUM CORP - 95 SHS | 7,027 | 7,442 |
| APPLE INC. - 96 SHS | 19,834 | 57,557 |
| AUTOZONE INC - 16 SHS | 4,605 | 5,949 |
| CVS CAREMARK CORPORATION - 192 SHS | 6,777 | 8,602 |
| CAMPBELL SOUP COMPANY - 165 SHS | 5,818 | 5,585 |
| CAPITAL ONE FINANCIAL CORP - 130 SHS | 5,920 | 7,246 |
| CARDINAL HEALTH INC - 205 SHS | 6,455 | 8,838 |
| CELGENE CORPORATION - 120 SHS | 6,511 | 9,302 |
| CISCO SYSTEMS INC - 685 SHS | 13,240 | 14,488 |
| CITRIX SYSTEMS INC - 50 SHS | 2,886 | 3,946 |
| ORACLE CORP - 465 SHS | 10,978 | 13,559 |
| PACCAR INC - 210 SHS | 7,622 | 9,834 |
| PFIZER INC - 756 SHS | 11,692 | 17,120 |
| PIONEER NATURAL RESOURCES CO - 40 SHS | 3,241 | 4,464 |
| PROCTER & GAMBLE CO - 260 SHS | 15,610 | 17,475 |
| QUALCOMM INC - 210 SHS | 8,450 | 14,293 |
| SPDR S&P 500 ETF TRUST - 338 SHS | 39,965 | 47,594 |
| SCHLUMBERGER LTD - 209 SHS | 17,344 | 14,615 |
| TEXAS INSTRUMENTS INC - 205 SHS | 6,783 | 6,890 |
| UNITED TECHNOLOGIES CORP - 225 SHS | 14,228 | 18,662 |
| VERTEX PHARMACEUTICALS INC - 90 SHS | 2,823 | 3,691 |
| WALTER ENERGY INC - 70 SHS | 5,143 | 4,145 |
| WILLIAMS COMPANIES INC - 295 SHS | 7,417 | 9,089 |
| XILINX CORP - 220 SHS | 6,913 | 8,026 |
| MARRIOTT INTERNATIONAL INC CL A - 165 SHS | 5,793 | 6,245 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 129 SHS | 6,864 | 9,927 |
| WELLS FARGO & CO - 762 SHS | 21,886 | 26,015 |
| BANK OF AMERICA CORP - 709 SHS | 18,378 | 6,785 |
| GOLDMAN SACHS GROUP INC - 105 SHS | 12,454 | 13,059 |
| DEVON ENERGY CORP - 45 SHS | 3,115 | 3,200 |
| EOG RESOURCES INC - 60 SHS | 6,162 | 6,666 |
| HONEYWELL INTERNATIONAL INC - 158 SHS | 6,880 | 9,646 |
| UNITEDHEALTH GROUP INC - 180 SHS | 7,835 | 10,609 |
| ISHARES S&P MIDCAP 400 INDEX FUND - 970 SHS | 85,256 | 96,243 |
| VERIZON COMMUNICATIONS INC - 272 SHS | 10,927 | 10,399 |
| US BANCORP DEL - 225 SHS | 6,318 | 7,128 |
| DODGE & COX INTERNATIONAL STOCK - 4375.37 SHS | 123,468 | 144,212 |
| ISHARES RUSSELL MIDCAP INDEX FUND - 573 SHS | 48,629 | 63,443 |
| YUM BRANDS INC - 225 SHS | 7,938 | 16,016 |
| ARTISAN INTL VALUE FUND - INV - 4513.03 SHS | 125,688 | 126,004 |
| CENTERPOINT ENERGY INC - 437 SHS | 7,490 | 8,618 |
| COMCAST CORP CL A - 255 SHS | 4,686 | 7,653 |
| ARBITRAGE FUNDS - I CL I - 11482.92 SHS | 150,801 | 151,575 |
| ASTON OPTIMUM MID CAP FUND I - 3779.17 SHS | 115,000 | 128,114 |
| JPM LARGE CAP GROWTH FD - SEL FUND 3118 - 3934.29 SHS | 83,289 | 98,554 |
| JPM US REAL ESTATE FD - SEL FUND 3037 - 5170.43 SHS | 71,393 | 91,982 |
| JPM MID CAP GROWTH - SEL FUND 3120 - 2522.93 SHS | 44,300 | 58,406 |
| JPM ASIA 3 FD - SEL FUND 1134 - 3851.51 SHS | 107,763 | 121,207 |
| AMERIPRISE FINANCIAL INC - 80 SHS | 4,374 | 4,570 |
| AT&T INC - 285 SHS | 10,359 | 8,901 |
| CBS CORP CLASS B W/I - 308 SHS | 8,309 | 10,444 |
| EDGEWOOD GROWTH FUND - 7236.22 SHS | 83,289 | 98,991 |
| CAMERON INTERNATIONAL CORPORATION - 90 SHS | 4,847 | 4,755 |
| CME GROUP INC CLASS A COMMON STOCK - 25 SHS | 7,240 | 7,233 |
| EATON VANCE MUT FDS TR GLOBAL MACRO - I - 11647.09 SHS | 120,553 | 116,005 |
| INVESCO LTD - 280 SHS | 5,458 | 7,468 |
| PHILIP MORRIS INTERNATIONAL - 98 SHS | 8,049 | 8,684 |
| GATEWAY FUND - Y - 1582.77 SHS | 41,896 | 42,798 |
| NETAPP INC - 121 SHS | 4,908 | 5,417 |
| SPDR GOLD TRUST - 725 SHS | 78,675 | 117,537 |
| ACE LTD NEW - 140 SHS | 7,841 | 10,248 |
| EQT CORPORATION - 75 SHS | 3,925 | 3,616 |
| TYCO INTERNATIONAL LTD - 175 SHS | 6,900 | 9,832 |
| TIME WARNER INC NEW - 533 SHS | 15,190 | 20,121 |
| MERCK AND CO INC - 603 SHS | 21,559 | 23,155 |
| OMEGA ALPHA INC *** WORTHLESS SECURITY *** - 21 SHS | 0 | 0 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 2659.5 SHS | 37,659 | 47,898 |
| COVIDIEN PLC NEW - 156 SHS | 6,835 | 8,530 |
| JOHN HANCOCK II-EMG MKTS-I - 3821.96 SHS | 38,755 | 39,748 |
| DB REN SPX 04/25/12 INITIAL LEVEL-04/08/11- 65000 SHS | 64,350 | 72,137 |
| CS BREN EAFE 05/02/12 INITIAL LEVEL-04/21/11:- 40000 SHS | 39,600 | 36,880 |
| CITIGROUP INC NEW - 322 SHS | 11,717 | 11,769 |
| BNP CONT BUFF EQ SPX 05/23/12 INITIAL LEVEL-05/06/11- 65000 SHS | 64,350 | 68,242 |
| SG CONT BUFF EQ SPX 08/22/12 LEVEL-08/05/11- 65000 SHS | 64,350 | 73,060 |
| BARC BREN EAFE 10/11/12 INITIAL LEVEL-09/23/11:- 40000 SHS | 39,600 | 45,212 |
| HSBC MARKET PLUS GOLD NOTE 10/29/12 , 25.75% MAXRTN 10/14/11- 35000 SHS | 34,650 | 35,847 |
| CS BREN ASIA BASKET 11/15/12 INITIAL LEVEL-10/28/11- 40000 SHS | 39,600 | 42,640 |
| BARC BREN COMMODITY BSKT 12/16/14 , 29.25%MAXRTN 01/13/12- 40000 SHS | 39,400 | 42,516 |
| CS QARN SPX 02/06/13 INITIAL LEVEL-01/20/12- 65000 SHS | 64,350 | 66,632 |
| HSBC BREN EAFE 03/06/13 INITIAL LEVEL-02/17/12:- 40000 SHS | 39,600 | 39,580 |
| HSBC BREN EAFE 0 04/04/13 INITIAL LEVEL-03/16/12- 45000 SHS | 44,550 | 43,902 |
| JUNIPER NETWORKS INC - 370 SHS | 8,690 | 8,466 |
| EXXON MOBIL CORP - 342 SHS | 24,973 | 29,662 |
| METLIFE INC - 300 SHS | 11,209 | 11,205 |
| KRAFT FOODS INC CLASS A - 295 SHS | 10,186 | 11,213 |
| PRUDENTIAL FINANCIAL INC - 136 SHS | 5,417 | 8,621 |
| BIOGEN IDEC INC - 82 SHS | 4,626 | 10,332 |
| BAIDU INC SPONS ADR - 30 SHS | 2,761 | 4,373 |
| INTERCONTINENTAL EXCHANGE INC - 29 SHS | 3,306 | 3,985 |
| TD AMERITRADE HOLDING CORPORATION - 193 SHS | 3,069 | 3,810 |
| MASTERCARD INC - CLASS A - 13 SHS | 2,377 | 5,467 |
| GENERAL MOTORS CO - 225 SHS | 7,657 | 5,771 |
| GS BREN EEM 11/05/12 INITIAL LEVEL-10/19/11- 40000 SHS | 39,600 | 44,425 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| COPYRIGHT #A723157 ON A BOOK "THE BLACK SHEEP" - 1 SHS | AT COST | 1 | 1 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| MINERAL ASSETS | 1 | 1 | 313,044 |
| COPYRIGHT #A723157 ON A BOOK "THE BLACK SHEEP" | 1 | 1 | 1 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| MINERAL FEE | 8,132 | 8,132 | 0 | |
| MINERAL PRODUCTION EXPENSES - RI | 17,722 | 17,722 | 0 | |
| INVESTMENT EXPENSE - ADR FEES | 1 | 1 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| MINERAL INCOME | 132,414 | 132,414 | 132,414 |
| OID INCOME | 539 | 539 | 539 |
| Description | Amount |
|---|---|
| RETURN OF CAPITAL ADJUSTMENT | 422 |
| ADJUSTMENT - MISC | 3 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EST EXCISE TAX - CURRENT YEAR | 3,120 | 0 | 0 | |
| EXCISE TAX - PRIOR YEAR | 1,478 | 0 | 0 | |
| MINERAL PRODUCTION TAXES - RI | 2,560 | 2,560 | 0 | |
| MINERAL AD VALOREM TAXES - RI | 7,784 | 7,784 | 0 | |
| FOREIGN TAXES WITHHELD | 810 | 810 | 0 |