Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 04-01-2011 , and ending 03-31-2012
G
Check all that apply:
Name of foundation
J H & R H RUMBAUGH FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044   Room/suite
City or town, state, and ZIP code
CHARLOTTE, NC28288
A Employer identification number

59-6851866
B Telephone number (see page 10 of the instructions)

(336) 747-8182
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$7,301,840J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 12 12  
4 Dividends and interest from securities...... 252,363 252,363  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 289,565
b Gross sales price for all assets on line 6a 1,619,466
7 Capital gain net income (from Part IV, line 2)... 289,565
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 899    
12 Total. Add lines 1 through 11........ 542,839 541,940  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 59,379 44,535   14,845
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 2,079 2,079   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 17 17    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 61,475 46,631 0 14,845
25 Contributions, gifts, grants paid........ 271,653 271,653
26 Total expenses and disbursements. Add lines 24 and 25 333,128 46,631 0 286,498
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 209,711
b Net investment income (if negative, enter -0-) 495,309
c Adjusted net income (if negative, enter -0-)... 0
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 2,147    
2 Savings and temporary cash investments.......... 368,214 581,211 581,211
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 223,628 Click to see attachment224,269 225,874
b Investments—corporate stock (attach schedule)........ 811,904 Click to see attachment1,056,737 1,252,544
c Investments—corporate bonds (attach schedule)........ 413,108 Click to see attachment213,484 222,290
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 4,256,595 Click to see attachment4,204,947 5,019,921
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,075,596 6,280,648 7,301,840
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 6,075,596 6,280,648
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 6,075,596 6,280,648
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 6,075,596 6,280,648
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 6,075,596
2 Enter amount from Part I, line 27a..................... 2 209,711
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 5,079
4 Add lines 1, 2, and 3.......................... 4 6,290,386
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 9,738
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 6,280,648
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 150. AFLAC INC COM   2010-03-02 2012-03-12
b 80. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009   2011-02-04 2011-06-20
c 333. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009   2010-05-17 2011-06-20
d 395. AGILENT TECHNOLOGIES INC COM   2009-01-30 2011-04-13
e 125. AMERIPRISE FINANCIAL INC   2011-10-25 2012-03-12
58. APPLE COMPUTER INC COM   2007-01-30 2011-06-20
190. ARCHER DANIELS MIDLAND CO COM   2009-01-30 2011-04-13
125. BMC SOFTWARE INC COM RTS EXP 05/12/2005   2009-01-30 2011-10-25
235. BMC SOFTWARE INC COM RTS EXP 05/12/2005   2009-01-30 2012-03-12
19. BANCO SANTANDER CENT HISPANO SA ADR   2010-11-10 2011-06-20
1537. BANCO SANTANDER CENT HISPANO SA ADR   2010-06-01 2011-06-20
324. BANCO SANTANDER CENT HISPANO SA ADR   2011-01-06 2011-06-20
629. BANK AMER CORP COM   2011-04-04 2011-06-20
942. BANK AMER CORP COM   2009-12-04 2011-06-20
125. BAXTER INTL INC COM W/RIGHTS ATTACHED EXP 3/23/2009   2009-07-17 2011-04-13
243. BOEING CO COM   2007-01-30 2011-06-20
480. CA INC   2009-01-30 2011-04-13
125. CHUBB CORP COM   2009-02-05 2011-10-25
90. CIMAREX ENERGY CO   2011-04-13 2011-10-25
125. COLGATE-PALMOLIVE CO COM   2009-03-24 2011-10-25
13. DEERE & CO COM   2007-01-30 2011-04-28
224. DEERE & CO COM   2007-01-30 2011-06-20
254. DIAGEO PLC SPONSORED ADR NEW   2004-12-28 2011-06-20
560. DOW CHEM CO COM   2010-02-18 2011-06-20
197. E M C CORP MASS COM   2008-09-19 2011-05-25
910. E M C CORP MASS COM   2008-09-22 2011-06-20
323. EAST WEST BANCORP INC COM   2010-05-10 2011-06-20
126. EAST WEST BANCORP INC COM   2010-08-19 2011-06-20
724. EBAY INC COM   2010-08-19 2011-06-20
150. EMERSON ELEC CO COM W/RTS ATTACHED EXP 11/01/2008   2009-01-30 2011-10-25
20000. FED HOME LN BK 2.000% 3/30/15   2011-03-25 2012-03-30
25000. FED HOME LN BK 1.375% 5/16/11   2009-05-27 2011-05-16
25000. FED NATL MTG ASSN 3.375% 5/19/11   2009-05-14 2011-05-19
50. FLOWSERVE CORP COM   2010-03-02 2011-04-13
450. GAP INC COM   2009-01-30 2011-04-13
14233.901 GOLDMAN SACHS GROWTH OPPORTUNITIES INSTITUTIONAL SHARES   2010-03-02 2011-10-24
320. HEINZ H J CO COM   2010-05-06 2011-06-20
327. HERSHEY FOODS CORP COM W/RTS ATTACHED EXP 12/15/2010   2009-04-06 2011-06-20
241. HESS CORP   2010-07-02 2011-06-20
528. HOME DEPOT INC COM   2008-09-17 2011-06-20
296. HOSPIRA INC   2007-02-16 2011-06-20
.3331 HUNTINGTON INGALLS INDUSTRIES   2007-01-30 2011-04-07
165. HUNTINGTON INGALLS INDUSTRIES   2011-05-18 2011-06-20
47. HUNTINGTON INGALLS INDUSTRIES   2009-10-13 2011-06-20
176. INTL BUSINESS MACHINES CORP COM   2010-03-29 2011-06-21
435. INTUIT COM W/RTS EXP 5/1/2008   2009-11-02 2011-06-20
481. JP MORGAN CHASE & CO COM   2004-07-28 2011-06-20
377. LILLY ELI & CO COM W/RTS EXP 7/28/2008   2010-03-29 2011-06-20
140. M & T BK CORP COM   2009-02-25 2011-06-20
67. M & T BK CORP COM   2010-10-06 2011-06-20
231. MARATHON PETROLEUM CORP   2011-06-20 2011-07-08
.5 MARATHON PETROLEUM CORP   2011-06-20 2011-07-14
317. NEXTERA ENERGY INC   2010-03-25 2011-06-20
250. NIKE INC CL B COM   2004-07-28 2011-04-14
454. NORDSTROM INC COM   2010-10-21 2011-06-20
298. NORTHERN TR CORP COM   2010-12-21 2011-06-20
47. NORTHERN TR CORP COM   2010-12-20 2011-06-20
820. ORACLE CORP COM   1999-03-02 2011-06-20
334. PENNEY J C INC COM   2007-01-30 2011-06-20
500. PFIZER INC COM W/RTS ATTACHED EXP 10/15/2007   1996-05-28 2011-04-14
53. POLO RALPH LAUREN CORP CL A   2008-12-15 2011-04-28
152. POLO RALPH LAUREN CORP CL A   2008-12-15 2011-06-20
150. T ROWE PRICE GRP INC COM   2011-04-13 2012-03-12
483. PROGRESS ENERGY INC COM   2011-06-20 2012-01-17
317. QUESTAR MARKET RESOURCES INC   2010-03-29 2011-06-20
324. QUALCOMM INC COM W/RTS ATTACHED   2011-05-04 2011-06-20
317. QUESTAR CORP COM W/RTS EXP 03/25/2006   2010-03-29 2011-06-20
272. QUESTAR CORP COM W/RTS EXP 03/25/2006   2010-11-17 2011-06-20
75. ROSS STORES INC COM   2009-01-30 2011-10-25
238. SPX CORP COM RTS EXP 06/25/2006   2009-12-11 2011-06-20
513. SCHWAB CHARLES CORP NEW COM   2009-02-04 2011-06-20
450. SEALED AIR CORP NEW COM   2009-07-17 2011-04-13
200000. TARGET CORP NT DTD 3/11/2002 5.875% 03/0   2002-04-29 2012-03-01
589. TEXAS INSTRS INC COM   2007-01-30 2011-06-20
587. TIME WARNER INC   2010-02-01 2011-06-20
496. UNILEVER N V NEW YORK SHS NEW   2009-06-08 2011-06-20
638. VODAFONE GROUP PLC SPONSORED ADR   2007-01-30 2011-06-20
787. WARNER MUSIC GROUP CORP   2007-01-30 2011-06-20
329. ZIONS BANCORP COM   2010-12-16 2011-06-20
516. ZIONS BANCORP COM   2009-09-01 2011-06-20
100. ACCENTURE PLC   2009-01-30 2011-10-25
175. COVIDIEN PLC   2009-07-17 2011-04-13
670. WEATHERFORD INTL LTD   2007-01-30 2011-06-20
220. NOBLE CORPORATION   2009-01-30 2011-04-14
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 6,705   7,549 -844
b 4,171   3,689 482
c 17,362   16,118 1,244
d 18,416   7,161 11,255
e 6,975   5,324 1,651
18,127   4,965 13,162
6,680   5,200 1,480
4,967   3,178 1,789
8,840   5,974 2,866
213   244 -31
17,260   16,968 292
3,638   3,286 352
6,661   8,491 -1,830
9,976   21,931 -11,955
6,775   6,816 -41
18,102   20,871 -2,769
11,554   8,645 2,909
8,523   5,421 3,102
5,614   9,661 -4,047
11,324   7,348 3,976
1,244   648 596
17,690   11,169 6,521
20,604   14,588 6,016
19,567   15,672 3,895
5,439   3,186 2,253
23,645   11,514 12,131
6,248   5,673 575
2,437   2,022 415
20,794   16,572 4,222
7,041   4,919 2,122
20,000   19,970 30
25,000   25,115 -115
25,000   26,097 -1,097
6,396   5,252 1,144
10,134   5,094 5,040
333,927   294,215 39,712
17,328   14,475 2,853
18,305   11,287 7,018
16,369   12,224 4,145
18,375   17,615 760
16,234   10,953 5,281
13   14 -1
5,953   6,356 -403
1,696   1,792 -96
29,249   5,987 23,262
21,618   12,927 8,691
19,610   17,660 1,950
14,080   20,305 -6,225
12,319   5,121 7,198
5,896   5,269 627
9,586   9,444 142
20   20  
17,964   15,547 2,417
19,737   8,725 11,012
20,254   16,373 3,881
13,896   16,271 -2,375
2,192   2,548 -356
25,957   7,201 18,756
11,726   27,064 -15,338
10,204   5,827 4,377
6,954   2,329 4,625
19,174   6,261 12,913
9,342   10,087 -745
26,278   23,140 3,138
12,061   7,580 4,481
16,973   17,431 -458
5,602   3,665 1,937
4,807   4,646 161
6,624   2,209 4,415
18,369   12,895 5,474
8,259   8,864 -605
11,605   9,275 2,330
200,000   199,624 376
18,418   18,147 271
20,734   16,004 4,730
15,858   12,231 3,627
16,824   18,496 -1,672
6,438   16,931 -10,493
7,621   7,325 296
11,952   22,236 -10,284
5,850   3,162 2,688
9,170   6,398 2,772
11,304   13,465 -2,161
9,386   5,949 3,437
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -844
b       482
c       1,244
d       11,255
e       1,651
      13,162
      1,480
      1,789
      2,866
      -31
      292
      352
      -1,830
      -11,955
      -41
      -2,769
      2,909
      3,102
      -4,047
      3,976
      596
      6,521
      6,016
      3,895
      2,253
      12,131
      575
      415
      4,222
      2,122
      30
      -115
      -1,097
      1,144
      5,040
      39,712
      2,853
      7,018
      4,145
      760
      5,281
      -1
      -403
      -96
      23,262
      8,691
      1,950
      -6,225
      7,198
      627
      142
       
      2,417
      11,012
      3,881
      -2,375
      -356
      18,756
      -15,338
      4,377
      4,625
      12,913
      -745
      3,138
      4,481
      -458
      1,937
      161
      4,415
      5,474
      -605
      2,330
      376
      271
      4,730
      3,627
      -1,672
      -10,493
      296
      -10,284
      2,688
      2,772
      -2,161
      3,437
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 289,565
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010      
2009      
2008      
2007      
2006      
2 Total of line 1, column (d) ...................... 2  
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3  
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4  
5 Multiply line 4 by line 3....................... 5  
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6  
7 Add lines 5 and 6......................... 7  
8 Enter qualifying distributions from Part XII, line 4.............. 8  
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 9,906
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 9,906
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 9,906
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 4,156
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,156
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 5,750
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet   Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletFL
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWells Fargo Bank NA Telephone no.bullet (336) 747-8182
    Located atbullet1 W 4TH ST 6TH FLWINSTON SALEMNC ZIP+4bullet271013818
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet2007, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Wells Fargo Bank NA Trustee
    40     		59,379    
    1525 W WT Harris Blvd D1114-044
    Charlotte,NC282881161
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,790,519
    b
    Average of monthly cash balances.......................
    1b
    406,355
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    7,196,874
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    7,196,874
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    107,953
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    7,088,921
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    354,446
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    354,446
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    9,906
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    9,906
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    344,540
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    344,540
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    344,540
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    286,498
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    286,498
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    286,498
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 344,540
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 265,473
    b Total for prior years:2009, 20, 20 0
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 0
    b From 2007....... 0
    c From 2008....... 0
    d From 2009....... 0
    e From 2010....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 286,498
    a Applied to 2010, but not more than line 2a 265,473
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2011 distributable amount..... 21,025
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2011. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		323,515
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2007.... 0
    b Excess from 2008.... 0
    c Excess from 2009.... 0
    d Excess from 2010.... 0
    e Excess from 2011.... 0
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ARCADIA UNIVERSITY
    123 BAY STREET
    GLENSIDE,PA190383295     		NONE PUBLIC CHARITY EXEMPT 90,551
    THE MERCERSBURG ACADEMY
    9852 WASHINGTON STREET
    MERCERSBURG,PA172361551     		NONE EXEMPT GENERAL 90,551
    LAYFAYETTE COLLEGE
    POB 6582
    EASTON,PA180421779     		NONE EXEMPT GENERAL 90,551
    Total .................................bullet 3a 271,653
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 12  
    4 Dividends and interest from securities....     14 252,363  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 289,565  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aUST REFUND     01 899  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   542,839  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13542,839
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    J H & R H RUMBAUGH FOUNDATION
    EIN: 59-6851866
    Name of Bond End of Year Book Value End of Year Fair Market Value
    001055AE2 AFLAC INC 15,497 15,776
    060505AU8 BANK OF AMERICA CORP 16,011 15,688
    05531FAF0 BB&T CORP 19,976 21,645
    20825CAT1 CONOCOPHILLIPS 24,978 27,566
    428236AY9 HEWLETT-PACKARD CO 24,996 25,178
    46625HHB9 JPMORGAN CHASE & CO 20,471 20,829
    585055AR7 MEDTRONIC INC 15,411 15,889
    713448BK3 PEPSICO INC 20,100 21,222
    822582AL6 SHELL INTERNATIONAL 19,976 20,300
    87612EAH9 TARGET CORP    
    911312AL0 UNITED PARCEL SERVIC 15,339 15,947
    931142BY8 WAL-MART STORES 20,729 22,250

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    J H & R H RUMBAUGH FOUNDATION
    EIN: 59-6851866
    Name of Stock End of Year Book Value End of Year Fair Market Value
    364760108 GAP INC    
    437076102 HOME DEPOT INC 9,422 12,578
    654106103 NIKE INC CL B    
    655664100 NORDSTROM INC    
    708160106 PENNEY JC INC    
    731572103 POLO RALPH LAUREN CO    
    778296103 ROSS STROES INC 8,099 31,955
    887317303 TIME WARNER INC    
    934550104 WARNER MUSIC GROUP    
    039483102 ARCHER DANIELS MIDLA 23,345 24,157
    194162103 COLGATE PALMOLIVE CO 8,817 14,667
    423074103 HEINZ H J CO    
    487836108 KELLOGG CO 6,498 8,045
    742718109 PROCTER & GAMBLE CO 10,588 13,442
    786514208 SAFEWAY INC NEW 28,344 20,372
    427866108 THE HERSHEY COMPANY    
    166764100 CHEVRON CORP 5,270 8,041
    20825C104 CONOCOPHILLPS 5,316 9,501
    20825C104 CONOCOPHILLPS 9,794 24,323
    30231G102 EXXON MOBIL CORPORAT 12,819 13,010
    42809H107 HESS CORP    
    674599105 OCCIDENTAL PETE CORP 9,002 14,285
    74733V100 QUESTAR MKT RESOURCE    
    001055102 AFLLAC INC    
    060505104 BANK OF AMERICA CORP    
    171232101 CHUBB CORP    
    27579R104 EAST WEST BANCORP IN    
    46625H100 JPMORGAN CHASE & CO 5,679 10,346
    46625H100 JPMORGAN CHASE & CO    
    55261F104 M & T CORPORATION    
    665859104 NORTHERN TRUST CORP    
    808513105 SCHWAB CHARLES CORP    
    857477103 STATE STREET CORP 4,644 9,100
    989701107 ZIONS BANCORP    
    002824100 ABBOTT LABS    
    031162100 AMGEN INC 7,452 12,914
    071813109 BAXTER INTL INC 16,229 19,608
    071813109 BASTER INTL INC    
    110122108 BRISTOL MYERS SQUIBB 12,036 20,250
    532457108 ELI LILLY & CO    
    441060100 HOSPRIA INC    
    478160104 JOHNSON & JOHNSON 6,060 13,192
    717081103 PFIZER INC 23,152 25,929
    097023105 BOEING CO    
    244199105 DEERE & CO    
    291011104 EMERSON ELECTRIC CO 6,394 10,175
    34354P105 FLOWSERVE CORP    
    446413106 HUNTINGTON INGALLS    
    666807102 NORTHROP GRUMMAN COR 20,188 20,584
    784635104 SPX CORP    
    913017109 UNITED TECHOLOGIES 10,550 18,662
    00846U101 AGILENT TECHNOLOGIES    
    037833100 APPLE INC 11,026 11,991
    055921100 BMC SOFTWARE INC    
    12673P105 CA INC    
    268648102 E M C CORP    
    278642103 EBAY INC    
    441060100 HOSPIRA INC    
    428236103 HEWLETT PACKARD CO 11,149 7,626
    458140100 INTEL CORP 8,593 18,556
    459200101 INTERNATIONAL BUSINE 12,321 15,649
    461202103 INTUIT    
    594918104 MICROSOFT CORP 7,062 9,515
    68389X105 ORACLE CORPORATION    
    882508104 TEXAS INSTRUMENTS    
    882508104 TEXAS INSTRUMENTS 9,476 14,284
    74005P104 PRAXAIR INC 8,531 10,891
    81211K100 SEALED AIR CORP    
    156700106 CENTURYLINK, INC 7,730 11,054
    65339F101 NEXTERA ENERGY INC    
    748356102 QUESTAR CORP    
    20030N101 COMCAST CORP 4,887 6,002
    580135101 MCDONALD CORP 9,630 12,263
    87612E106 TARGET CORP 10,160 10,197
    057224107 BAKER HUGHES INC 5,592 4,194
    637071101 NATIONAL OILWELL VAR 5,122 5,960
    14040H105 CAPITAL ONE FINANCIA 10,306 11,148
    45865V100 INTERCONTIENTALEXCHA 6,272 6,871
    14149Y108 CARDINAL HEALTH INC 10,283 10,778
    91324P102 UNITED HEALTH GROUP 9,988 13,262
    438516106 HONEYWELL INTERNATIO 10,052 10,684
    88579Y101 3M CO 9,302 8,921
    17275R102 CISCO SYSTEMS INC 4,851 5,816
    747525103 QUA;CP,,OMC 5,273 6,806
    260543103 DOW CHEMICAL CO 9,185 8,660
    583334107 MEADWESTVACO 8,525 8,687
    744573106 PUBLIC SVC ENTERPRIS 5,145 4,592
    20030N101 COMCAST CORP 23,437 29,470
    548331107 LOWES COS INC 23,427 31,882
    126650100 CVS/ CAREMARK CORP 23,322 27,776
    50075N104 KRAFT FOODS INC 23,410 25,505
    1667674100 CHEVRON CORP 23,215 24,873
    565/849106 MARATHON OIL CORP 22,978 23,617
    969457100 WILLIAMS COS 19,141 25,511
    98212B103 WPX ENERGY INC 4,339 4,971
    494368103 KIMBERLY CLARK CORP 23,102 25,566
    020002101 ALLSTATE CORP 23,185 25,546
    064058100 BANK NEW YORK MELLO 23,357 21,524
    571748102 MARSH & MCLENNAN COS 23,558 25,806
    89417E109 TRAVELERS COMPANIES 23,369 23,917
    14149Y108 CARDINAL HEALTH INC 23,390 22,762
    478160104 JOHNSON & JOHNSON 23,419 23,152
    58933Y105 MERCK & CO INC NEW 23,463 25,229
    74834L100 QUEST DIAGNOSTICS 23,363 23,420
    755111507 RAYTHEON CO 23,420 25,229
    94106L109 WASTE MANAGEMENT 23,194 21,640
    172775R102 CISCO SYSTEMS 23,488 32,106
    458140100 INTEL CORP 23,414 30,842
    984121103 XEROX CORP 23,250 18,669
    263534109 DU PONT E I 23,185 24,440
    00206R102 AT & T INC 23,178 23,329
    620076307 MOTOROLA SOLUTIONS 23,386 26,076
    92343V104 VERIZON COMMUNICATIO 23,248 24,850
    281020107 EDISON INTL 23,340 25,293

    TY 2011 InvestmentsGovtObligationsSch
    Name:
    J H & R H RUMBAUGH FOUNDATION
    EIN: 59-6851866
    US Government Securities - End of Year Book Value:

    224,269
    US Government Securities - End of Year Fair Market Value:

    225,874
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2011 InvestmentsOtherSchedule2
    Name:
    J H & R H RUMBAUGH FOUNDATION
    EIN: 59-6851866
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    693390841 PIMCO HIGH YIELD AT COST 451,161 429,155
    922031737 VANGUARD INFLATION AT COST 305,000 364,516
    94985D582 WELLS FARGO ADVTG IN AT COST 212,201 239,094
    693391559 PIMCO EMERGING MKT AT COST 248,111 315,971
    G1151C101 ACCENTURE PLC AT COST 6,008 12,255
    H0023R105 ACE LIMITED AT COST 13,080 23,790
    05964H105 BANCO SANTANDER CEN-      
    05964H105 BANCO SANTANDER CEN-      
    G2554F113 COVIDIEN PLC      
    25243Q205 DIAGEO PLC-ADR      
    H5833N103 NOBLE CORPORATION      
    904784709 UNILEVER N.V.-ADR      
    92857W209 VODAFONE GROUP PLC      
    H27013103 WEATHERFORD INTNTL      
    38142Y401 GOLDMAN SACHS GRWTH      
    76628R615 RIDGEWORTH FD-MID AT COST 163,664 277,878
    780905451 ROYCE PREMIER FUND AT COST 200,000 246,172
    87234N302 TCW FUNDS SELECT AT COST 130,000 181,488
    94975P751 WELLS FARGO ADVTG AT COST 469,628 655,495
    94984B348 WELLS FARGO ADVTG AT COST 282,027 258,240
    04314H204 ARTISAN INTERNATIONA AT COST 357,424 399,857
    246248306 DELAWARE POOLED TR AT COST 355,633 272,167
    44980Q518 ING INTERNATIONAL RE AT COST 115,000 154,727
    651224795 NEUBERGER BERMAN RE      
    722005667 PIMCO COMMODITY RTN AT COST 340,000 278,750
    03524A108 ANHEUSER-BUSCH AT COST 10,624 10,908
    H89128104 TYCO INTERNATIONAL AT COST 5,671 7,023
    949917355 WELLS FARGO ADVANT. AT COST 317,131 355,299
    641224795 NEUBERGER BERMAN REA AT COST 222,584 537,136

    TY 2011 OtherDecreasesSchedule
    Name:
    J H & R H RUMBAUGH FOUNDATION
    EIN: 59-6851866
    Description Amount
    MUTUAL FUND POSTING DATE AFTER TYE 5,237
    ROC BASIS ADJUSTMENT 4,305
    ACCRD INT PAID DIFFER TY 193
    ROUNDING 3


    TY 2011 OtherExpensesSchedule
    Name:
    J H & R H RUMBAUGH FOUNDATION
    EIN: 59-6851866
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEE 17 17   0


    TY 2011 OtherIncomeSchedule2
    Name:
    J H & R H RUMBAUGH FOUNDATION
    EIN: 59-6851866
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    UST REFUND 899 0  


    TY 2011 OtherIncreasesSchedule
    Name:
    J H & R H RUMBAUGH FOUNDATION
    EIN: 59-6851866
    Description Amount
    MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE 4,783
    ACCRD INT PAD CURRENT TY 296


    TY 2011 TaxesSchedule
    Name:
    J H & R H RUMBAUGH FOUNDATION
    EIN: 59-6851866
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 218 218   0
    FOREIGN TAXES ON QUALIFIED FOR 1,534 1,534   0
    FOREIGN TAXES ON NONQUALIFIED 327 327   0