Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
Ewing Marion Kauffman Foundation
 
% KRISTIN BECHARD
Number and street (or P.O. box number if mail is not delivered to street address)4801 Rockhill Road   Room/suite
City or town, state, and ZIP code
Kansas City, MO641102046
A Employer identification number

43-6064859
B Telephone number (see page 10 of the instructions)

(816) 932-1000
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,760,000,239J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 37,220,987 59,583,300  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 115,288,112
b Gross sales price for all assets on line 6a 3,584,571,478
7 Capital gain net income (from Part IV, line 2)... 123,889,408
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 4,120,020 6,927,069 3,684,025
12 Total. Add lines 1 through 11........ 156,629,119 190,399,777 3,684,025
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,727,807     1,727,807
14 Other employee salaries and wages...... 10,385,628 2,087,807 567,532 7,730,289
15 Pension plans, employee benefits....... 3,310,122 280,383 114,116 2,915,623
16a Legal fees (attach schedule)......... Click to see attachment 808,569 94,825 15,077 698,668
b Accounting fees (attach schedule)....... Click to see attachment 122,992 16,929 27,090 78,973
c Other professional fees (attach schedule).... Click to see attachment 31,033,918 18,594,067 297,162 12,142,691
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 4,443,639 431,458    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 5,403,629 146   5,403,483
21 Travel, conferences, and meetings....... 5,316,947 39,888 532,619 4,744,440
22 Printing and publications.......... 385,316   4,535 380,781
23 Other expenses (attach schedule)....... Click to see attachment 12,538,359 19,982,764 385,299 6,717,430
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 75,476,926 41,528,267 1,943,430 42,540,185
25 Contributions, gifts, grants paid........ 43,009,461 43,009,461
26 Total expenses and disbursements. Add lines 24 and 25 118,486,387 41,528,267 1,943,430 85,549,646
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 38,142,732
b Net investment income (if negative, enter -0-) 148,871,510
c Adjusted net income (if negative, enter -0-)... 1,740,595
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 135,376,997 287,727,947 287,650,569
3 Accounts receivable bullet200,095
Less: allowance for doubtful accounts bullet   285,655 200,095 200,095
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 519,817 Click to see attachment3,503,285 3,334,792
b Investments—corporate stock (attach schedule)........ 731,475,281 Click to see attachment661,337,943 660,560,939
c Investments—corporate bonds (attach schedule)........ 2,018,984 Click to see attachment6,986,499 12,339,830
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 823,754,161 Click to see attachment771,892,651 785,427,954
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment10,486,080 Click to see attachment10,486,060 Click to see attachment10,486,060
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,703,916,975 1,742,134,480 1,760,000,239
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment325,306 Click to see attachment400,079
23 Total liabilities (add lines 17 through 22).......... 325,306 400,079
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 1,703,591,669 1,741,734,401
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,703,591,669 1,741,734,401
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,703,916,975 1,742,134,480
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,703,591,669
2 Enter amount from Part I, line 27a..................... 2 38,142,732
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 1,741,734,401
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,741,734,401
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a CASH ACCOUNT      
b HARRIS ASSOCIATES      
c BLEICHROEDER AD LLC (AKA FIRST EAGLE)      
d PIMCO      
e LORD ABBETT      
DONALD SMITH      
BRIDGEWAY      
ALETHIA RESEARCH & MANAGEMENT      
FDE AGRESSOR      
FDE AGENOR      
DRIEHAUS      
FIRST WILSHIRE      
GOLDMAN SACHS      
SSGA GLOBAL ALPHA MAX      
MARINER      
BARCLAYS      
JP MORGAN      
ABINGWORTH IIA      
ABINGWORTH IIIB      
ACACIA VENTURE PARTNERS, LP      
ACCENT EQUITY 2003      
ADVENT GLOBAL PRIVATE EQUITY III LP      
ADVENT GLOBAL PRIVATE EQUITY IV-A LP      
APOLLO INVESTMENT FUND III, LP      
APOLLO INVESTMENT FUND IV, LP      
ARCH VENTURE FUND III, LP      
ARCH VENTURE FUND IV, LP      
ARCH VENTURE FUND VI, LP      
AVENUE ASIA SPECIAL FUND IV      
AVENUE ASIA SPECIAL FUND V      
BENCHMARK CAPITAL PARTNERS IV, LP      
BENCHMARK CAPITAL PARTNERS V, LP      
BENCHMARK CAPITAL PARTNERS VI, LP      
BESSEMER VENTURE PARTNERS VII INSTITUTIONAL LP      
BRENNER WEST CAPITAL QUALIFIED PARTNERS, LP      
CAHILL WARNOCK STRATEGIC PARTNERS FUND, LP      
CARMEL VENTURES II, LP      
CASTLE HARLAN PARTNERS III, LP      
CASTLE HARLAN PARTNERS IV, LP      
CIPEF IV      
DBAG IV (FOREIGN - NO K-1 NECESSARY)      
ENCAP ENERGY CAPITAL FUND V-B, LP      
EUROCHOICE II (JERSEY), LP      
EUROPEAN SECONDARY DEVELOPMENT FUND III, LP      
EUROPEAN SECONDARY DEVELOPMENT FUND IV, LP      
FLYWHEEL I LP      
FORUM ASIAN REALITY INCOME II, L.P.      
FRANCE PRIVATE EQUITY III (AKA BUTLER)      
GENERAL ATLANTIC PARTNERS 87, L.P.      
GENERAL ATLANTIC PARTNERS 88, L.P.      
GENERAL ATLANTIC PARTNERS (BERMUDA) L.P.      
GEORGE K BAUM LIQ TRUST      
GREAT POINT DEVELOPERS      
HARBERT PRIVATE EQUITY FUND II, LLC      
HAWKEYE CAPITAL INSTITUTIONAL LP      
HIGHBRIDGE ASIA (NO K-1 - OFFSHORE)      
HIGHFIELDS CAPITAL IV LP      
INTERSOUTH PARTNERS IV      
INTERSOUTH PARTNERS V      
INTERSOUTH PARTNERS VI      
INTERSOUTH PARTNERS VII      
J.H. WHITNEY III, LP      
J.H. WHITNEY IV, LP      
J.H. WHITNEY VI AIV, LP      
J.H. WHITNEY VI, LP      
J.W. CHILDS EQUITY PARTNERS III, LP      
JP MORGAN INCUBATOR FUND      
K.A. ENERGY FUND II (QP), LP      
K.A. ENERGY FUND III (QP), LP      
K.A. ENERGY FUND IV (QP), LP      
LINDEN CAPITAL PARTNERS LP      
LODH (LOMBARD OLDIER) PRIVATE EQUITY-EURO CHOICE II LP      
MATLINPATTERSON GLOBAL OPPORTUNITIES      
MATLINPATTERSON GLOBAL OPPORTUNITIES III      
MATRIX PARTNERS VII, L.P.      
MAYFIELD XI      
MEADOWBROOK REAL ESTATE FUND, LLC      
MERIT ENERGY PARTNERS E-II, LP      
MERIT ENERGY PARTNERS F-II, LP      
MPM BIOVENTURES III QP, LP      
MPM BIOVENTURES IV QP, LP      
OAK INVESTMENT PARTNERS IX, LP      
OAK INVESTMENT PARTNERS VII, LP      
OAK INVESTMENT PARTNERS VIII, LP      
OAK INVESTMENT PARTNERS X, LP      
OAK INVESTMENT PARTNERS XI, LP      
OAK INVESTMENT PARTNERS XII, LP      
OCM / GFI POWER OPPORTUNITIES FUND II      
OCM OPPORTUNITIES FUND II, LP      
OCM OPPORTUNITIES FUND III, LP      
OCM OPPORTUNITIES FUND IV, LP      
OCM OPPORTUNITIES FUND, LP      
PACVEN WALDEN VENTURES IV, LP      
PAUL CAPITAL ROYALTY FUND II, LP      
POWERSHARES DB AGRICULTURE FUND (DBA)      
PROLOG CAPITAL II, LP      
QUANTUM ENERGY PARTNERS III, LP      
QUANTUM ENERGY PARTNERS IV, LP      
QUANTUM RESOURCES A1 LP      
ROSEMONT PARTNERS II      
RIVERSIDE FUND III      
RIVERSIDE FUND IV      
SIERRA VENTURES VII, LP      
SQUARE MILE PARTNERS III TE LP      
SQUARE MILE LODGING OPPORTUNITY PARTNERS      
TECH INVESTMENTS II LLC      
TGP CAPITAL PARTNERS, LLC      
US VENTURE PARTNERS IX, LP      
US VENTURE PARTNERS V, LP      
US VENTURE PARTNERS VI, LP      
US VENTURE PARTNERS VII, LP      
US VENTURE PARTNERS VIII, LP      
USPF FEEDER II LEVERAGED FEEDER      
USPF FEEDER III LEVERAGED FEEDER      
USPF IV LEVERAGED FEEDER LP      
VENROCK ASSOCIATES II, LP      
VENROCK ASSOCIATES III, LP      
WESTON PRESIDIO CAPITAL III, LP      
WINGATE PARTNERS II, LP      
WINGATE PARTNERS III, LP      
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 12,735,375   12,742,771 -7,396
b 38,203,858   37,624,187 579,671
c 3,168,893   0 3,168,893
d 32,105   36,049 -3,944
e 16,463,216   14,382,245 2,080,971
8,266,956   6,132,295 2,134,661
117,911,473   114,693,673 3,217,800
162,452,438   151,404,857 11,047,581
15,942,592   16,296,660 -354,068
44,263,274   43,575,395 687,879
665,470,470   669,616,994 -4,146,524
3,794,165   2,551,661 1,242,504
300,254,954   293,038,969 7,215,985
210,965,797   197,471,872 13,493,925
55,470,583   49,685,275 5,785,308
1,817,421,385   1,822,048,479 -4,627,094
2,753,777   2,448,828 304,949
0   76,654 -76,654
0   65,875 -65,875
3,674,188   0 3,674,188
55   0 55
0   5,568,340 -5,568,340
0   1,288,651 -1,288,651
0   1,370,718 -1,370,718
2,417,258   0 2,417,258
1,267   0 1,267
0   77,129 -77,129
0   38,031 -38,031
272,707   0 272,707
294,468   0 294,468
0   982,974 -982,974
0   350,331 -350,331
539,410   0 539,410
0   267,257 -267,257
0   334,657 -334,657
2,418   0 2,418
0   2,169,510 -2,169,510
0   1,038,803 -1,038,803
0   208,410 -208,410
2,010,844   0 2,010,844
10,916,221   0 10,916,221
0   2,757 -2,757
0   132,349 -132,349
905,417   0 905,417
0   59,969 -59,969
0   200,881 -200,881
289,789   0 289,789
1,494   0 1,494
678,116   0 678,116
52,716   0 52,716
963,489   0 963,489
0   397 -397
22,900   0 22,900
0   479,703 -479,703
3,004,428   0 3,004,428
9,122,448   0 9,122,448
29,484,639   0 29,484,639
30,837   0 30,837
222,343   0 222,343
276,454   0 276,454
0   2,823 -2,823
0   96,257 -96,257
5,449   0 5,449
0   41,046 -41,046
1,075,333   0 1,075,333
0   116,154 -116,154
867,362   0 867,362
0   773 -773
4,433,043   0 4,433,043
4,045,492   0 4,045,492
2,101,936   0 2,101,936
0   132,349 -132,349
21,630   0 21,630
0   834,317 -834,317
79,173   0 79,173
2,637   0 2,637
0   5,039,965 -5,039,965
0   258,667 -258,667
0   1,588,058 -1,588,058
0   147,795 -147,795
58,176   0 58,176
1,261,767   0 1,261,767
0   5,411 -5,411
3,770   0 3,770
2,000,235   0 2,000,235
0   228,828 -228,828
0   1,166,787 -1,166,787
1,700,720   0 1,700,720
0   218,456 -218,456
14,409   0 14,409
19,722   0 19,722
255   0 255
0   181,442 -181,442
162,745   0 162,745
0   126,316 -126,316
0   130,080 -130,080
0   140,718 -140,718
0   2,113,137 -2,113,137
0   3,535,429 -3,535,429
1,035,518   0 1,035,518
1,338,961   0 1,338,961
316,529   0 316,529
0   96,812 -96,812
1,243,483   0 1,243,483
822,733   0 822,733
612,411   0 612,411
0   350,621 -350,621
0   1,430,046 -1,430,046
0   106,620 -106,620
10,508,854   0 10,508,854
0   1,745,424 -1,745,424
0   735,671 -735,671
0   744,601 -744,601
0   22,725 -22,725
0   5,613 -5,613
1,688,035   0 1,688,035
0   263,371 -263,371
0   5,488 -5,488
4,446,931   0 4,446,931
13,342,288   0 13,342,288
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -7,396
b       579,671
c       3,168,893
d       -3,944
e       2,080,971
      2,134,661
      3,217,800
      11,047,581
      -354,068
      687,879
      -4,146,524
      1,242,504
      7,215,985
      13,493,925
      5,785,308
      -4,627,094
      304,949
      -76,654
      -65,875
      3,674,188
      55
      -5,568,340
      -1,288,651
      -1,370,718
      2,417,258
      1,267
      -77,129
      -38,031
      272,707
      294,468
      -982,974
      -350,331
      539,410
      -267,257
      -334,657
      2,418
      -2,169,510
      -1,038,803
      -208,410
      2,010,844
      10,916,221
      -2,757
      -132,349
      905,417
      -59,969
      -200,881
      289,789
      1,494
      678,116
      52,716
      963,489
      -397
      22,900
      -479,703
      3,004,428
      9,122,448
      29,484,639
      30,837
      222,343
      276,454
      -2,823
      -96,257
      5,449
      -41,046
      1,075,333
      -116,154
      867,362
      -773
      4,433,043
      4,045,492
      2,101,936
      -132,349
      21,630
      -834,317
      79,173
      2,637
      -5,039,965
      -258,667
      -1,588,058
      -147,795
      58,176
      1,261,767
      -5,411
      3,770
      2,000,235
      -228,828
      -1,166,787
      1,700,720
      -218,456
      14,409
      19,722
      255
      -181,442
      162,745
      -126,316
      -130,080
      -140,718
      -2,113,137
      -3,535,429
      1,035,518
      1,338,961
      316,529
      -96,812
      1,243,483
      822,733
      612,411
      -350,621
      -1,430,046
      -106,620
      10,508,854
      -1,745,424
      -735,671
      -744,601
      -22,725
      -5,613
      1,688,035
      -263,371
      -5,488
      4,446,931
      13,342,288
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 123,889,408
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 85,001,413 1,720,333,632 0.04941
2009 74,088,881 1,626,979,161 0.045538
2008 97,848,648 2,018,751,504 0.04847
2007 63,331,843 2,348,173,587 0.026971
2006 76,320,350 2,109,905,233 0.036172
2 Total of line 1, column (d) ...................... 2 0.206561
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.041312
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 1,827,368,068
5 Multiply line 4 by line 3....................... 5 75,492,230
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,488,715
7 Add lines 5 and 6......................... 7 76,980,945
8 Enter qualifying distributions from Part XII, line 4.............. 8 85,549,646
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,488,715
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 1,488,715
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,488,715
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 5,105,540
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,105,540
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 3,616,825
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet3,616,825 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? Click to see list of attachments....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changesClick to see list of attachments....
3
Yes
 
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.Click to see list of attachments
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletCA, MD, MA, MO, NY, NC, PA, VT
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.kauffman.org
    14
    The books are in care ofbulletKRISTIN BECHARD Telephone no.bullet (816) 932-1000
    Located atbullet4801 ROCKHILL ROADKANSAS CITYMO ZIP+4bullet641102046
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
    Yes
     
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bulletBR
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
    No
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Janice Kreamer Trustee
    8.0     		50,000 0 0
    411 W 46th Terrace 802
    Kansas City,MO64112
    Thomas M Hoenig Trustee
    8.0     		25,000 0 0
    925 Grand Boulevard
    Kansas City,MO64198
    Thomas A McDonnell Trustee, Chair
    8.0     		50,000 0 0
    333 W 11th Street Floor 5
    Kansas City,MO64105
    Siobhan Nicolau Trustee
    8.0     		50,000 0 0
    36 East 22nd Street 9th Floor
    New York,NY10010
    Ramon de Oliveira Trustee
    8.0     		50,000 0 0
    580 Park Avenue 15B
    New York,NY10021
    Thomas J Rhone Trustee
    8.0     		8,654 0 0
    99 The Woodlands
    Gladstone,MO64119
    Benno Schmidt Trustee/Interim CEO
    8.0     		50,000 0 0
    5291 Independence Avenue
    Riverdale,NY10471
    Frank Douglas Trustee
    8.0     		50,000 0 0
    50 Mercer Road
    Basking Ridge,NJ07920
    Michael Stolper Trustee
    8.0     		50,000 0 0
    1606 Clemson Circle
    La Jolla,CA92037
    Nancy McCullough Treasurer
    40.0     		226,789 51,081 0
    4801 Rockhill Road
    Kansas City,MO64110
    Carl Schramm Trustee/Pres.
    40.0     		754,791 1,606,910 0
    4801 Rockhill Road
    Kansas City,MO64110
    John E Tyler III General Counsel & Secretary
    40.0     		299,611 42,233 0
    4801 Rockhill Road
    Kansas City,MO64110
    Alexis Vaughn Treasurer
    40.0     		62,962 2,701 0
    4801 Rockhill Road
    Kansas City,MO64110
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet 75
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Driehaus Capital Management LLC Investment Mgmt Serv 3,748,461
    PO Box 10127
    CHICAGO,IL606100127
    Bretton Woods Group Information Tech Ser 1,578,236
    PO Box 27207
    OVERLAND PARK,KS66225
    General Atlantic Partners Investment Mgmt Serv 1,529,817
    3 Pickwick Plaza Suite 200
    GREENWICH,CT06830
    Mathematical Policy Research Inc Charter School Eval 1,100,000
    600 Alexander Park PO Box 2393
    PRINCETON,NJ08543
    DBAG V Investment Mgmt Serv 1,087,724
    KLEINE WIESENAU 1 60323
    FRANKFURT AM MAIN    
    GM
    Total number of others receiving over $50,000 for professional services.............bullet81
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    821,534,692
    b
    Average of monthly cash balances.......................
    1b
    232,987,972
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    800,673,344
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,855,196,008
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,855,196,008
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    27,827,940
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,827,368,068
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    91,368,403
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    91,368,403
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    1,488,715
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,488,715
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    89,879,688
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    892,285
    5
    Add lines 3 and 4............................
    5
    90,771,973
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    90,771,973
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    85,549,646
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    85,549,646
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    1,488,715
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    84,060,931
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 90,771,973
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 0
    b Total for prior years:2009, 2008, 2007 0
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 0
    b From 2007....... 0
    c From 2008....... 0
    d From 2009....... 0
    e From 2010....... 62,056,834
    fTotal of lines 3a through e......... 62,056,834
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 85,549,646
    a Applied to 2010, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		 
    d Applied to 2011 distributable amount..... 85,549,646
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2011. 5,222,327 5,222,327
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 56,834,507
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		 
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		56,834,507
    10 Analysis of line 9:
    a Excess from 2007....  
    b Excess from 2008....  
    c Excess from 2009....  
    d Excess from 2010.... 56,834,507
    e Excess from 2011....  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NON
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NON
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    SEE ATTACHMENT D
    4801 ROCKHILL ROAD
    KANSAS CITY,MO64110
    (816) 932-1000
    bThe form in which applications should be submitted and information and materials they should include:
    SEE ATTACHMENT D
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE ATTACHMENT D
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Kauffman Scholars Inc
    4801 Rockhill Road
    Kansas City,MO641102046     		None 501(c)(3) Support the Kauffman Scholars Program, an initiative that will span 19 years, serving at least 2,300 youth in Kansas City's urban areas. The goal of the program is to enable urban students to pursue the educational opportunities that will best prepare them for a successful future. 2004004 7,600,000
    Florida International University
    Eugenio Pino and Family Global
    Entrepreneurship Center Viertes Ha
    Miami,FL33199     		None Educ Institution Make entrepreneurship education available across the university, changing the way entrepreneurship is viewed, taught and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus, enabling any student in every field of study to access entrepreneurial training. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20040728 291,132
    Greater Kansas City Community Foundation
    1055 Broadway
    Suite 130
    Kansas City,MO641051595     		None 501(c)(3) Expand the number of Freedom Schools in Kansas City to 20 schools by the end of 2008 and operate those schools through 2012. The grant also funds six schools in St. Louis over five years. The majority of the grant funds operational support, training, and travel. 20040977 369,000
    Childrens Defense Fund
    25 E Street NW
    Washington,DC20001     		None 501(c)(3) Support for Freedom School training and curriculum development, general operations, and strategies to manage the growth and infrastructure of Freedom Schools over the next nine years. 20041344 1,085,303
    Georgia Tech Research Corporation
    Office of Sponsored Programs
    505 Tenth Street
    Atlanta,GA303320420     		None 501(c)(3) Prepare faculty from law, management, and science and/or engineering schools to teach technology, entrepreneurship, and commercialization. 20060893 65,000
    American Assoc For The Advancement Of Science
    1200 New York Avenue NW
    Washington,DC20005     		None 501(c)(3) Support to research and develop a seminar and training resource to help school boards design policies that overcome controversy and ensure excellent science, mathematics, and technology education in public schools. 20070052 8,685
    Baldwin Wallace College
    275 Eastland Road
    Berea,OH440172088     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070457 160,000
    College Of Wooster
    930 College Mall
    Wooster,OH446912363     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070458 154,973
    Lake Erie College
    391 W Washington Street
    Painesville,OH44077     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070459 145,628
    Oberlin College
    Cox Administration Building 201
    70 North Professor Street
    Oberlin,OH440741090     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070460 93,039
    Hiram College
    PO Box 67
    Hiram,OH44234     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070464 76,925
    Moon Christina
    447 Keap Street 3rd Floor
    Brooklyn,NY11211     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20070524 3,000
    Arizona State University Office of the President
    300 E University
    PO Box 87705
    Tempe,AZ852877705     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070528 500,000
    Syracuse University
    900 S Crouse Ave
    Crouse Hinds Hall Suite 600
    Syracuse,NY132441100     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070532 150,000
    University of Wisconsin - Madison
    161 Bascom Hall
    500 Lincoln Drive
    Madison,WI537061380     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070535 619,045
    Duke University
    1121 West Main Street
    Durham,NC27701     		None Educ Institution Support twenty-five Next Generation Venture Fund Scholars from the Greater Kansas City area. 20070782 38,625
    Olathe Unified School District 233
    14160 Black Bob Road
    PO Box 2000
    Olathe,KS660632000     		None Educ Institution Support implementation of the Expeditionary Learning Outward Bound school reform model. 20070864 7,060
    The Learning Cooperative
    7933 Main
    Kansas City,MO64114     		None 501(c)(3) Support implementation of the Expeditionary Learning Outward Bound school reform model. 20070866 10,000
    Center School District
    10781 Oak
    Kansas City,MO64114     		None Educ Institution Support implementation of the Expeditionary Learning Outward Bound school reform model. 20070867 10,000
    Bonner Springs Edwardsville School District
    2200 S 138th Street
    PO Box 435
    Bonner Springs,KS66012     		None Educ Institution Support implementation of the Expeditionary Learning Outward Bound school reform model. 20070870 40,000
    National Alliance for Public Charter Schools
    1101 15th Street NW Suite 1010
    Washington,DC20005     		None 501(c)(3) Advance the charter school movement in Missouri, Kansas, and nationally in order to provide better school options for all students. 20071225 8,300
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 501(c)(3) Support the creation of a public-use database on star innovators and entrepreneurs. 20080031 157,686
    International Finance Corporation
    2121 Pennsylvania Ave NW
    Washington,DC20433     		None Government Support development of a benchmarking tool designed to study the impact of reforms geared toward reducing the costs of doing business and improving the benefits to formality. 20080036 16,000
    Teach For America Inc
    315 West 36th Street
    7th Floor
    New York,NY10018     		None 501(c)(3) Support the expansion of Teach For America into the Kansas City metropolitan area beginning in the 2008 school year. 20080163 1,300,000
    Kauffman Innovation Network Inc
    4801 Rockhill Road
    Kansas City,MO64110     		None Private Foundation Advance the scientific and technological knowledge and research developed by universities and other 501(c)(3) scientific research institutions by improving institutional capability to disseminate scientific discoveries and facilitating better understanding of compliance with the Bayh-Dole Act of 1980. 20080275 300,000
    New York University
    40 Washington Square South 406D
    New York,NY10012     		None Educ Institution Support the Kauffman Legal Fellows program. 20085056 60,000
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 501(c)(3) Support research by the Entrepreneurship Working Group, the Innovation Policy and the Economy Working Group, and the Entrepreneurship Research Boot Camp at the National Bureau of Economic Research. 20085070 642,985
    Carnegie Mellon University
    Porter Hall 208
    Pittsburgh,PA15213     		None 501(c)(3) Support the Consortium on Competition and Cooperation Doctoral Colloquium in 2008-2010. 20085087 10,000
    University of California-Berkeley
    College of Engineering
    320 McLaughlin Hall
    Berkeley,CA947201700     		None Educ Institution Support the A. Richard Newton Distinguished Innovator Lecture Series and the annual Global Technology Leaders Conference. 20085155 220,000
    University of Iowa College of Law
    280 Boyd Law Building
    Iowa City,IA522421113     		None Educ Institution Support University of Iowa's College of Law research project on law, innovation, and economic growth. 20085485 82,502
    Ahmed Javed
    416B Thayer Place
    Silver Spring,MD20910     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20086215 3,000
    Lin Mingfeng
    3750 E Via Palomita Apt 26204
    Tucson,AZ85718     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20086225 3,000
    O'Connor Jason
    603 Cloverfield Place
    Silver Spring,MD20910     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20086226 3,000
    Kansas University Endowment Association
    PO Box 928
    1891 Constant Ave
    Lawrence,KS660440928     		None 501(c)(3) Support to establish the Institute for Advancing Medical Innovation at the University of Kansas. 20086282 1,620,000
    RAND Corporation
    PO Box 2138
    1776 Main Street
    Santa Monica,CA904072138     		None 501(c)(3) Support to continue the Kauffman-RAND Institute for Entrepreneurship Public Policy's research activities. 20090039 175,000
    National Postdoctoral Association
    1200 New York Avenue NW Suite 635
    Washington,DC20005     		None 501(c)(3) Support the creation of the Ewing Marion Kauffman Foundation Postdoctoral Entrepreneur Award to be presented at the annual meeting of The National Postdoctoral Association. 20090197 24,000
    University of Washington
    318 Mackenzie Hall
    Box 353200
    Seattle,WA98115     		None Educ Institution Support the Doctoral Consortium on Technology Entrepreneurship for the years 2009 through 2011. 20090205 25,000
    Kansas University Endowment Association
    PO Box 928
    1891 Constant Ave
    Lawrence,KS660440928     		None 501(c)(3) Support to establish the Kansas City Area Educational Research Consortium. 20090240 200,000
    President and Fellows of Harvard College
    1737 Cambridge Street
    Cambridge,MA02163     		None 501(c)(3) Fellowships to support Research in Entrepreneurship by junior faculty members. 20090599 25,000
    President and Fellows of Harvard College
    25 Shattuck Street
    Boston,MA02115     		None 501(c)(3) Fellowships to support Research in Entrepreneurship by junior faculty members. 20090602 25,000
    Teach For America Inc
    315 West 36th Street
    7th Floor
    New York,NY10018     		None 501(c)(3) Support the national Teach for America growth plan. 20090933 100,000
    Duke University
    3120 Fitzpatrick Center
    Box 90300
    Durham,NC277080300     		None 501(c)(3) Support research on several projects: Differing levels of success among entrepreneurs, university research commercialization efforts, and an expansion on previous research on immigrant entrepreneurs. 20091013 50,000
    Li Xiaoyang
    2007 Huron Parkway Apt 5
    Ann Arbor,MI48104     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091093 3,000
    Luo Hong
    181 Thompson Street Apt 26
    New York,NY10012     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091098 3,000
    Kryscynski David G
    1983 Westminster Way
    Atlanta,GA30307     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091099 3,000
    Hausman Naomi O
    35 Banks Street Apt 2
    Cambridge,MA02138     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091100 3,000
    Joshi Amol M
    1852 Wysong Court
    Raleigh,NC27612     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091107 3,000
    Yavuz Rukiye I
    3-365 Carlson School of Management
    Minneapolis,MN55455     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091108 3,000
    Urban Entrepreneur Partnership Inc
    4801 Rockhill Road
    Kansas City,MO64110     		None 501(c)(3) Support general operations for minority entrepreneurship efforts in Detroit, Michigan as part of the UEP Detroit 150 program. 20091192 100,000
    ACT Inc
    500 ACT Drive
    PO Box 168
    Iowa City,IA52243     		None 501(c)(3) Support for tuition, fees, room and board for Kauffman Scholars, Inc. students. Attachment E 20091224 2,750,000
    National Center for Policy Analysis
    12770 Coit Rd Suite 800
    Dallas,TX75251     		None 501(c)(3) Support a major research project on regulatory reform to help entrepreneurs meet the essential needs of low-income families. 20100035 100,000
    Yale University
    127 Wall Street Room 354
    New Haven,CT06511     		None Educ Institution Support the creation of the Kauffman Program in Law, Economics, and Entrepreneurship at Yale Law School, and for continued support of the Information Society Project at Yale Law School. 20100046 367,500
    Heart of America United Way
    1080 Washington Street
    Kansas City,MO64105     		None 501(c)(3) Kauffman Foundation match of associate contributions. 20100063 6,301
    University of Wisconsin - Madison
    5283 Grainger Hall
    975 University Avenue
    Madison,WI53706     		None Educ Institution Support research on the human capital compositions of start-up teams. 20100112 14,934
    The Aspen Institute Inc
    One Dupont Circle NW Suite 700
    Washington,DC200361133     		None 501(c)(3) Support the annual Aspen Institute Seminar for Mid-America Foundation CEOs for each of the years 2010 through 2012. 20100156 10,000
    Georgia Tech Research Corporation
    Office of Sponsored Programs
    505 Tenth Street
    Atlanta,GA303320420     		None 501(c)(3) Support for annual research conferences in each of the years 2010 through 2012 on technology entrepreneurship that specifically encourages and fosters young scholars. 20100268 10,000
    University of Chicago
    1111 East 60th Street
    Chicago,IL60637     		None Educ Institution Support two Kauffman Student Fellowships for work in entrepreneurship at the University of Chicago Law School. 20100349 10,000
    George Mason University
    3301 Fairfax Drive MS 1G3
    Arlington,VA22201     		None Educ Institution Support a book and conference entitled: "The American Illness", which will explore the impact of America's rule of law on entrepreneurship and economic growth. 20100421 55,000
    Public Forum Institute
    2300 M Street NW Suite 900
    Washington,DC20037     		None 501(c)(3) Support the Policy Dialogue on Entrepreneurship newsletter. 20100448 53,000
    The Board of Trustees of the
    Leland Stanford Junior University
    Crown Quadrangle 559 Nathan Abbott
    Stanford,CA943058610     		None 501(c)(3) Support a series of research projects exploring the intersection of law, innovation, and economic growth. 20100465 132,010
    Academy of Management Inc
    PO Box 3020
    Braircliff Manor,NY105108020     		None 501(c)(3) Support travel expenses for doctoral students attending the Entrepreneurship Division's Consortia in 2010 and 2011. 20100480 20,475
    Ewing Marion Kauffman School Inc
    4801 Rockhill Rd
    Kansas City,MO641102046     		None 501(c)(3) Support the Ewing Marion Kauffman School to develop, manage, and operate charter schools of excellence, serving the educational needs of at- risk students and preparing them to succeed in and graduate from college. 20100575 750,000
    Kauffman FastTrac Inc
    4801 Rockhill Road
    Kansas City,MO641102046     		None 501(c)(3) Support Kauffman FastTrac operations during the transitional phase to a self-sustaining organization. 20100578 193,885
    Cleantech Open
    2395 Broadway St
    Redwood City,CA94063     		None 501(c)(3) Support CleanTech Open's national expansion efforts to provide entrepreneurship training for clean technology entrepreneurs. 20100617 50,000
    Education Reform Now Inc
    24 West 46th Street Suite 4
    New York,NY10036     		None 501(c)(3) Support writing of the book, "The Bee Eater", a story of Michelle Rhee's quest to transform an urban public school district. 20100625 5,000
    Bradley University
    1501 W Bradley Avenue
    Peoria,IL61625     		None 501(c)(3) Support a research symposium titled "Advancing Research at the Marketing/Entrepreneurship Interface: Ph.D. Students and Junior Faculty," to held in Boston, Massachusetts, August 12-13, 2010. 20100629 10,000
    Northwestern University
    Rebecca Crown Center
    633 Clark Street
    Evanston,IL602081110     		None Educ Institution Support research to redesign the history of U.S. economic growth and the sources of economic growth, including a discussion of the important role of entrepreneurship. 20100691 63,564
    Startup Weekend
    1700 7th Ave Suite 116 147
    Seattle,WA98101     		None 501(c)(3) Support to build and develop research tools and educational material for Startup Weekend to catalyze entrepreneurial innovation. 20100704 75,000
    Board of Trustees of the University of Illinois
    504 East Armory Avenue MC-504
    Champaign,IL61820     		None 501(c)(3) Support a nationwide assessment of self- employment programs providing policy makers with information to enhance the effectiveness of these programs. 20100708 10,000
    Federalist Society for Law & Public Policy Studies
    1015 18th Street NW
    Suite 425
    Washington,DC20036     		None 501(c)(3) Support research and outreach programs examining the impact of Sharia Law and financing principles on the legal environment for entrepreneurs. 20100777 82,500
    Urban Entrepreneur Partnership Inc
    4801 Rockhill Road
    Kansas City,MO64110     		None 501(c)(3) Support to continue the Urban Entrepreneur Partnership, Inc.'s minority entrepreneurship efforts as it moves toward self-sustainability. 20100793 275,000
    Board of Trustees of the University of Illinois
    1206 S 6th Street
    Wohlers Hall 439
    Champaign,IL61820     		None 501(c)(3) Support research on "Informational Frictions, Founding Team Composition and Financing Choices" using Kauffman Firm Survey data. 20100799 1,000
    Thomas B Fordham Institute
    1016 - 16th Street NW 8th Floor
    Washington,DC20036     		None 501(c)(3) Support the Emerging Education Policy Scholars Program that brings up-and-coming scholars together with education policy experts to determine the best methods to translate education research into policy. 20100800 48,500
    The George Washington University
    Media Public Affairs Building
    805 21st Street NW Sixth Floor
    Washington,DC20052     		None Educ Institution Support to improve federal economic statistics by networking users, education, and program- specific efforts. 20100801 19,500
    Astia
    833 Market Street Suite 605
    San Francisco,CA94103     		None 501(c)(3) Support to provide innovative programs that ensure women-led companies gain access to capital, and achieve and sustain high growth. 20100804 100,000
    Private Capital Research Institute
    Harvard Business School
    Rock Center for Entrepreneurship R
    Boston,MA02164     		None 501(c)(3) Support the Kauffman / PCRI Private Capital Data Initiative, which will provide for the development of original data related to private capital. 20100808 99,500
    Jamestown Project
    125 Mt Auburn Street Suite 329
    Cambridge,MA02138     		None 501(c)(3) Support a national discussion tour entitled "Global Hip-Hop and Economic Recovery" to bring one-of- a-kind town hall meetings to ten cities across the United States to examine entrepreneurship and survival strategies related to current economic conditions. 20100813 10,000
    Georgia Tech Research Corporation
    Office of Sponsored Programs
    505 Tenth Street
    Atlanta,GA303320420     		None 501(c)(3) Support to develop a theoretical framework that explains the rise, behavior, and capability development of technological entrepreneurs in emerging economies. 20100814 17,000
    University of Maryland
    Van Munching Hall
    College Park,MD20742     		None Educ Institution Support research using Kauffman Firm Survey data. 20100882 11,750
    Temple University
    Department of Strategic Management
    1801 Liacouras Walk
    Philadelphia,PA19122     		None Educ Institution Support research on "New Firm Performance" using Kauffman Firm Survey data. 20100886 2,500
    The University of North Carolina - Chapel Hill
    Room 336 208 W Franklin Street
    Campus Box 6100
    Chapel Hill,NC27599     		None Educ Institution Recipient of the Kauffman Commercialization Leaders Award, which provides support to develop a comprehensive innovation and entrepreneurship ecosystem that will support the commercialization of technology from licensing to industry and startup companies. 20100937 50,000
    The Board of Trustees of the
    Leland Stanford Junior University
    434 Galvez Mall
    Stanford,CA94305     		None 501(c)(3) Support the writing of a book on Expeditionary Economics and U.S. State Department and USAID reforms. 20100948 33,000
    Public Forum Institute
    2300 M Street NW Suite 900
    Washington,DC20037     		None 501(c)(3) Support to organize and implement Global Entrepreneurship Week, a series of activities for the years 2011 through 2013, designed to inspire young people to explore their potential as self- starters and innovators. 20100950 1,100,000
    Path Forward Center for Innovation
    and Entrepreneurship Inc
    23505 Puritan Place
    Damascus,MD20872     		None 501(c)(3) Support the creation of an implementation manual that will allow replication of the ACTiVATE program, a systematic model for training entrepreneurs. 20100951 17,375
    Urban Entrepreneur Partnership Inc
    4801 Rockhill Road
    Kansas City,MO64110     		None 501(c)(3) Support to continue the Urban Entrepreneur Partnership, Inc.'s minority entrepreneurship efforts as it moves toward self-sustainability. 20101019 1,450,000
    National Association of Collegiate Women Athletic
    Administrators
    2000 Baltimore Suite 100
    Kansas City,MO64108     		None 501(c)(3) Support the development, design, and implementation of a web site that will promote growth leadership and success of women as athletic administrators. 20101021 25,000
    Saint Louis University
    3674 Lindell Blvd
    St Louis,MO63108     		None Educ Institution Support the Gateway to Entrepreneurship Research Conferences to be held in the years 2011 and 2012. 20101023 8,000
    Democracy A Journal of Ideas Inc
    2120 L Street NW Suite 305
    Washington,DC20037     		None 501(c)(3) Support a special section on entrepreneurship in the journal "Democracy: A Journal of Ideas." 20101043 50,000
    University of Maryland
    4518 Van Munching Hall
    College Park,MD20742     		None Educ Institution Support an emerging scholar's doctoral consortium at the Smith Entrepreneurship Research Conference, April 7-9, 2011. 20101047 14,710
    Emory University
    1300 Clifton Road Room 555
    Atlanta,GA303222710     		None 501(c)(3) Support to fund the Atlanta Competitive Advantage Conference for the years 2011-2013. 20101049 6,000
    Bernstein Shai B
    6 Soldiers Field Park 319
    Boston,MA02163     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101103 17,000
    Pham Huyen T
    27 B OHara Grace
    Notre Dame,IN46556     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101104 17,000
    Goldberg Jonathan E
    29 Timber Lane
    Manalapan,NJ07726     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101105 20,000
    Larrain Mauricio
    300 Gooding Way 312
    Albany,CA94706     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101106 17,000
    Prokopovych Bogdan O
    69 Holland Street Apt C
    Somerville,MA02144     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101107 17,000
    Spirit of America Worldwide
    12021 Wilshire Boulevard Suite 507
    Los Angeles,CA90025     		None 501(c)(3) Support the Spirit of America's work in expeditionary economics and its contribution to the economic development capacity of U.S. troops in countersinurgency and stability operations. 20101108 100,000
    University of Maryland - College Park
    3112 Lee Building
    College Park,MD207425141     		None Educ Institution Support for multiple research projects that examine the implications of entrepreneurship and technological change on firm and industry evolution. 20101109 70,101
    Pugsley Benjamin W
    5311 S Harper Avenue Unit 1
    Chicago,IL60615     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101111 17,000
    Bikard Michael A
    80 Auburn Park Apt 303
    Cambridge,MA02139     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101112 17,000
    Hoffman Mitchell H
    549 Evans Hall 3880
    Berkeley,CA94709     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101113 17,000
    Scott Erin L
    Washington University
    Campus Box 1133
    St Louis,MO63130     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101114 17,000
    Balachandra Lakshmi
    15 Saville Street
    Cambridge,MA02138     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101115 17,000
    Tewari Ishani
    546 Angell Street 4B
    Providence,RI02906     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101116 17,000
    Wen Wen
    800 West Peachtree NW
    Atlanta,GA30308     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101117 17,000
    Wei Xiahua
    One Miramar Street 929014
    La Jolla,CA92092     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101118 17,000
    Rostapshova Olga V
    32 Putman Avenue 1
    Cambridge,MA02139     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101119 17,000
    Stanton Christopher
    518 Memorial Way
    Stanford,CA94305     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101120 17,000
    Student Clubs of HBS Inc
    2102 HBS Student Mail Center
    Boston,MA02163     		None 501(c)(3) Support a national business plan competition for African-American students as part of the annual Entrepreneurial Ventures Competition in Cambridge, Massachusetts, March 4-5, 2011. 20101126 5,000
    O'Reilly Media Inc
    1005 Gravenstein Highway North
    Sabastopol,CA95472     		None Business Support the creation of a Maker Faire Playbook which will provide communities with a plan for replicating Maker Faire educational events in communities. 20101162 10,000
    Kauffman Laboratories for Enterprise Creation Inc
    4801 Rockhill Road
    Kansas City,MO64110     		None 501(c)(3) Support the operations and expansion of the Kauffman Laboratories for Enterprise Creation. 20101207 3,200,000
    Center for Medicine in the Public Interest
    757 Third Ave 20th Floor
    New York,NY10017     		None 501(c)(3) Support two studies focused on accelerating the development and adoption of tools to promote medical innovation, and estimating the impact of a specific set of biomarkers on the rate of innovation. 20110002 40,000
    Greater Kansas City Community Foundation
    1055 Broadway Suite 130
    Kansas City,MO641051595     		None 501(c)(3) Kauffman Foundation match of associate and trustee contributions. 20110003 850,000
    Heart of America United Way
    1080 Washington Street
    Kansas City,MO64105     		None 501(c)(3) Kauffman Foundation match of associate contributions. 20110004 19,488
    The Aspen Institute Inc
    One Dupont Circle NW Suite 700
    Washington,DC200361133     		None 501(c)(3) Support Beyond i3: The Aspen Institute's National Education Innovation Summit and Venture Fair in Washington, DC, January 19-21, 2011. 20110005 25,000
    Pipeline Inc
    8527 Bluejacket Street
    Lenexa,KS66214     		None 501(c)(3) Support the Innovator of the Year event in Overland Park, Kansas, January 27, 2011. 20110011 19,200
    University of Wisconsin Foundation
    1848 University Avenue
    PO Box 8860
    Madison,WI537088860     		None 501(c)(3) Support for various research projects related to creativity and innovation. 20110012 50,000
    The Mayor's Fund to Advance New York City
    253 Broadway 8th Floor
    New York,NY10007     		None 501(c)(3) Support Project Rise, a Kansas City young adult program as part of the federal multi-city Social Innovation Fund. 20110013 240,000
    University of California - Davis Center
    for Entrepreneurship
    ATTN Nicole Starsinic Graduate Sc
    Davis,CA956168609     		None Educ Institution Support the third annual Food + Health Entrepreneurship Academy at the University of California - Davis, January 31 - February 4, 2011. 20110030 25,000
    Academy of Management Inc
    PO Box 3020
    Braircliff Manor,NY105108020     		None 501(c)(3) Support the Entrepreneurship Division Program at the 2011 Academy of Management meeting in San Antonio, Texas, August 12-16, 2011. 20110061 5,000
    Washington Monthly Corporation
    1200 18th Street NW Suite 330
    Washington,DC20036     		None 501(c)(3) Support the Washington Monthly magazine's reporting and commentary on government policy and its effects on innovation and entrepreneurship. 20110070 40,000
    Kansas City Tomorrow Alumni
    PO Box 23758
    Shawnee Mission,KS66283     		None 501(c)(3) Support the 2010/2011 Community Involvement Education Programs. 20110075 1,000
    University of Chicago
    1313 East 60th Street
    Chicago,IL60637     		None Educ Institution Support an education research conference at the Consortium on Chicago School Research in Chicago, Illinois, February, 2011. 20110076 5,000
    Brush Creek Community Partners
    4743 Troost Avenue
    Suite 200
    Kansas City,MO641101727     		None 501(c)(3) 2010 Membership Dues. 20110098 10,000
    Business-Higher Education Forum
    2025 M Street NW Suite 800
    Washington,DC20036     		None 501(c)(3) 2011 Membership Dues. 20110099 12,500
    New York University
    Faculty Funded Research
    44 West 4th Street Suite 10-160H
    New York,NY10012     		None 501(c)(3) Support for the Stern School of Business to complete two research projects in entrepreneurship and innovation. 20110112 8,145
    University of Wisconsin - Madison
    5252 Grainger Hall
    975 University Avenue
    Madison,WI53706     		None Educ Institution Support doctoral students and faculty advisors' travel costs to participate in the Great Lakes Entrepreneurship Network (GLEN) Conference at the University of Western Ontario, London, Ontario, May 27-28, 2011. 20110113 10,000
    Internet Society Chapter of the
    Greater NYC Metro Area
    PO Box 1599 Madison Square Station
    New York,NY101591599     		None 501(c)(3) Support a summer internship program matching students possessing computational and quantitative skills with entrepreneurial startups. 20110114 40,000
    Council on Foreign Relations Inc
    58 East 68th Street
    New York,NY10065     		None 501(c)(3) Support to create a series of case studies on market linkages for small and medium sized enterprises in conflict and post-conflict environments. 20110119 83,000
    University of Utah
    William Browning Building
    135 S 1460 E RM 819
    Salt Lake City,UT841120110     		None Educ Institution Support the examination of aggregate economic growth and innovation and their relation to underlying energy dynamics which will provide insight into the question of what is economic growth and innovation and how they advance. 20110121 38,837
    Rose Brooks Center Inc
    PO Box 320599
    Kansas City,MO641320599     		None 501(c)(3) Support the 24th Annual Rose Brooks Center Cabaret in Kansas City, Missouri, February 27, 2011. 20110122 4,000
    Starlight Theatre Association
    4600 Starlight Road
    Kansas City,MO64132     		None 501(c)(3) Support the 25th Annual Starlight Benefit Gala in Kansas City, Missouri, May 21, 2011. 20110123 3,230
    Women's Employment Network Inc
    920 Main Street Suite 100
    Kansas City,MO641052000     		None 501(c)(3) Support the 2011 WEN annual luncheon in Kansas City, Missouri, April 11, 2011. 20110124 2,959
    Boys Club of Greater Kansas City
    6301 Rockhill Road
    Suite 303
    Kansas City,MO64131     		None 501(c)(3) Support the Boys & Girls Clubs of Greater Kansas City's Kids Night Out 2011 event in Kansas City, Missouri, March 4, 2011. 20110125 4,500
    The Central Exchange Education Center
    1020 Central
    Kansas City,MO64105     		None 501(c)(3) Support the annual Women's Lyceum conference in Overland Park, Kansas, April 26, 2011. 20110126 3,500
    Center for Global Development
    1800 Massachusetts Ave NW Third
    Washington,DC20036     		None 501(c)(3) Support to prepare and disseminate a report on a U.S. development strategy in Pakistan, including key policy recommendations. 20110131 50,000
    Invent Now Inc
    3701 Highland Park NW
    North Canton,OH44720     		None 501(c)(3) Support the National Inventors Hall of Fame 2011 Induction Ceremony and Benefit Dinner in Washington, DC, May 4, 2011. 20110132 146,840
    Regional Plan Association Inc
    4 Irving Place Floor 7
    New York,NY10003     		None 501(c)(3) Support the Meeting of the Minds 2011 Conference in Boulder, Colorado in September 2011 which focuses on developing regulatory standards to support scaling energy firms in the United States. 20110133 24,605
    International Health Economics Association
    435 East Durham Street
    Philadelphia,PA191191223     		None 501(c)(3) Support to establish the Kauffman Award for Health Care Entrepreneurship Research in partnership with the International Health Economics Association. 20110134 6,250
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 501(c)(3) Support a research project analyzing factors of research and development allocation decisions across different bio-pharmaceutical firms. 20110135 6,000
    Kansas City Ballet Association
    1616 Broadway Street
    Kansas City,MO641081208     		None 501(c)(3) Support the 44th Annual Ballet Ball, "Gotta Dance", in Kansas City, Missouri, March 5, 2011. 20110139 24,000
    Center for Strategic & International Studies
    1800 K Street NW
    Washington,DC20006     		None 501(c)(3) Support a research study to examine how the United States government and others conduct development finance and its limitations in post- conflict and disaster environments. 20110142 48,928
    Kauffman FastTrac Inc
    4801 Rockhill Road
    Kansas City,MO641102046     		None 501(c)(3) Support to update course content for the Kauffman FastTrac Planning the Entrepreneurial Venture program. 20110143 8,000
    ST OF OREGON THROUGH STATE BOARD OF HIGHER ED
    ON BEHALF OF UNIV OF OR AKA UNIV OF
    CHARLES H LUNDQUIST CTR FOR ESHIP/
    Eugene,OR974031208     		None Educ Institution Support to investigate the effects of state/local medical innovation programs on entrepreneurship decisions. 20110144 45,000
    Innovations for Poverty Action
    1731 Connecticut Ave 4th Floor
    Washington,DC20009     		None 501(c)(3) Support research on understanding the role that entrepreneurial small and medium sized enterprises play in economic growth and to effectively communicate research findins to improve development policy. 20110145 40,000
    University of Maryland
    3105 Tydings Hall
    College Park,MD20742     		None Educ Institution Support further development of comprehensive, longitudinal databases on businesses using government survey and administrative resources. 20110157 223,500
    Duke University
    267 Hudson Hall Annex
    Box 90281
    Durham,NC277080281     		None 501(c)(3) Support research on the differing levels of success among entrepreneurs and university research commercialization, as well as to expand on previous research on immigrant entrepreneurs. 20110158 50,000
    Center for Global Development
    1800 Massachusetts Ave NW Third
    Washington,DC20036     		None 501(c)(3) Support research on how entrepreneurs restart their businesses after a natural disaster or conflict, with a focus on the interaction of business with government(s) and non-governmental organization(s). 20110160 185,375
    Philanthropy Roundtable
    1730 M Street NW Suite 601
    Washington,DC20036     		None 501(c)(3) General operating support including Breakthrough Groups and publication of "Philanthropy" magazine and donor guidebooks. 20110191 45,000
    Industrial Organization Society Inc
    Northeastern University
    Department of Economics
    Boston,MA021155000     		None 501(c)(3) Support an entrepreneurship session at the 2011 International Industrial Organizational Conference in Boston, Massachusetts, April 8-10, 2011. 20110195 6,000
    Startup Weekend
    1700 7th Ave Suite 116 147
    Seattle,WA98101     		None 501(c)(3) Support to write a book titled: "Startup Weekend: How to Take a Company from Concept to Creation in 54 Hours." 20110198 20,000
    Nonprofit Connect Network Learn Grow
    PO Box 5813
    Kansas City,MO64171     		None 501(c)(3) Support the 27th Annual Philanthropy Awards Luncheon in Kansas City, Missouri, May 13, 2011. 20110199 4,700
    Harry S Truman Library Institute for
    National and International Affairs
    500 W US Highway 24
    Independence,MO64050     		None 501(c)(3) Support the 12th annual "Wild About Harry" event in Kansas City, Missouri, April 28, 2011. 20110200 2,300
    Center for Practical Bioethics Inc
    Harzfeld Building
    1111 Main Street Suite 500
    Kansas City,MO641052116     		None 501(c)(3) Support the 2011 Annual Bioethics Symposium and Dinner in Kansas City, Missouri, April 26, 2011. 20110201 4,500
    Command and General Staff College Foundation
    Lewis and Clark Center
    100 Stimson Ave Suite 1149
    Ft Leavenworth,KS660272301     		None 501(c)(3) Support to provide education to members of the military who attend the Command and General Staff College. 20110204 33,704
    Philanthropy Roundtable
    1730 M Street NW Suite 601
    Washington,DC20036     		None 501(c)(3) Support the efforts of the Alliance for Charitable Reform specifically related to monitoring, understanding, and providing education on legislative initiatives and prospects that relate to private foundations and the public charities they support. 20110210 25,000
    Philanthropy Roundtable
    1730 M Street NW Suite 601
    Washington,DC20036     		None 501(c)(3) Support the Alliance for Charitable Reform's Coffee and Conversation reception in Scottsdale, Arizona, October 27-29, 2011. 20110211 7,500
    National Institute for Construction Excellence
    400 S Main Street
    Independence,MO64050     		None 501(c)(3) Support the National Institute for Construction Excellence iBuild Showcase construction industry career event for middle and high school students in Kansas City, Missouri, April 28, 2011. 20110212 1,000
    Northwestern University
    357 East Chicago Ave
    Chicago,IL606113069     		None 501(c)(3) Support the 10th Annual Transactional Law Clinic Faculty Conference and Workshop in Chicago, Illinois, April 15-16, 2011. 20110213 10,000
    Pipeline Inc
    8527 Bluejacket Street
    Lenexa,KS66214     		None 501(c)(3) Support the KTEC Pipeline Entrepreneurial Fellowship Program. 20110215 150,000
    American Jazz Museum
    1616 East 18th Street
    Kansas City,MO64108     		None 501(c)(3) Support the "Peer Into the Future: Jazz, then, now and BEYOND" event in Kansas City, Missouri, April 18, 2011. 20110218 2,500
    Harry S Truman Library Institute for
    National and International Affairs
    500 W US Highway 24
    Independence,MO64050     		None 501(c)(3) Support for general operations through the Kauffman Legacy Fund. 20110226 1,000,000
    Kauffman Center for the Performing Arts
    1601 Broadway
    Kansas City,MO64108     		None 501(c)(3) General operating support. 20110227 750,000
    Historic Kansas City Foundation
    234 West 10th Street
    Kansas City,MO64105     		None 501(c)(3) Support for educational programming and advocacy to demonstrate the economic and cultural value of preserving the architectural environment of the Kansas City Plaza. 20110228 10,000
    Enterprise Center of Johnson County
    8527 Bluejacket Street
    Lenexa,KS66214     		None 501(c)(3) Support research which will analyze exits of successful founders whose firms provided a liquid return on investment. 20110230 45,000
    Foundation of The Metropolitan Community Colleges
    3200 Broadway
    Kansas City,MO641112429     		None 501(c)(3) Support the Creating Bright Futures Five Star Gala honoring the Francis Family Foundation in Kansas City, Missouri, March 31, 2011. 20110235 4,150
    Greater Kansas City Community Foundation
    1055 Broadway Suite 130
    Kansas City,MO641051595     		None 501(c)(3) Support the Greater Kansas City Hispanic Scholarship Fund Awards event in Kansas City, Missouri, June 9, 2011. 20110236 3,000
    The Nelson Gallery Foundation
    4525 Oak Street
    Kansas City,MO64111     		None 501(c)(3) Support the Foundation's membership in The Nelson-Atkins Museum of Art, Business Council. 20110237 47,895
    Entrepreneurs' Organization
    500 Montgomery St Suite 500
    Alexandria,VA22314     		None 501(c)(3) Support the Global Student Entrepreneur Awards as part of Global Entrepreneurship Week for the years 2011-2013 utilizing the iStart platform for student competitions beginning in 2011. 20110241 150,000
    Union Station Kansas City Inc
    30 West Pershing Suite 850
    Kansas City,MO64108     		None 501(c)(3) Support Maker Faire: Kansas City, an annual festival in Kansas City, Missouri, June 24-25, 2011 and support for a Mini Maker Faire in August 2012. 20110243 150,000
    Public Forum Institute
    2300 M Street NW Suite 900
    Washington,DC20037     		None 501(c)(3) Support for the Public Forum Institute's Policy Dialogue on Entrepreneurship. 20110244 106,000
    Institute for the Analysis of Global Security
    7811 Montrose Road Suite 505
    Potomac,MD20854     		None 501(c)(3) General operating support. 20110245 5,000
    Angel Capital Education Foundation
    10977 Granada Lane Suite 103
    Overland Park,KS66211     		None 501(c)(3) Support updates to the Power of Angel Investing curriculum, focused on education and research in the field of angel investing. 20110249 75,500
    Kauffman Center for the Performing Arts
    1601 Broadway
    Kansas City,MO64108     		None 501(c)(3) General operating support. 20110250 13,650
    Kansas City Youth Jazz Inc
    5960 Dearborn Suite 202
    Mission,KS66202     		None 501(c)(3) General operating support. 20110251 20,000
    Episcopal Church of the Good Shepherd
    4947 NE Chouteu Drive
    Kansas City,MO64119     		None Religious General operating support. 20110252 5,000
    Woodrow Wilson International Center for Scholars
    One Woodrow Wilson Plaza
    1300 Pennsylvania Ave NW
    Washington,DC200043027     		None 501(c)(3) Support a series of conferences and discussion events on Entrepreneurship, Innovation, and Law to be held in 2011 and 2012. 20110258 100,000
    Association of Graduates of the
    United States Military Academy
    Thayer Hall Room 119
    West Point,NY10996     		None 501(c)(3) Support the Agribusiness Development Team Project to disseminate information about successful economic development strategies and to engage the private sector in post-conflict reconstruction efforts. 20110259 43,680
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 501(c)(3) General operating support. 20110261 5,000
    President and Fellows of Harvard College
    Harvard Div of Engineering and App
    Pierce Hall 212B
    Cambridge,MA02138     		None 501(c)(3) Support for hosting the Kauffman Global Scholars program as participants experience the entrepreneurial culture in the United States by meeting with Harvard University scientists, professors, and students. 20110262 5,000
    The Philanthropic Collaborative
    1455 Pennsylvania Avenue NW
    Suite 400
    Washington,DC200041008     		None 501(c)(3) Support research on the impact of foundation grantmaking on job creation and the economy in the United States. 20110263 50,000
    The University of North Carolina - Chapel Hill
    Campus Box 3435
    211 Abernethy Hall
    Chapel Hill,NC275993435     		None Educ Institution Support research on the determinants and effects of entrepreneurship at older ages, with a focus on the impacts of the current economic crisis. 20110264 33,478
    Arizona State University
    1475 N Scottsdale Road
    Suite 200
    Scottsdale,AZ852573538     		None Educ Institution Support the 2011 Education Innovation Network Summit in Scottsdale, Arizona, April 5-7, 2011. 20110289 2,000
    The Common Good Institute Inc
    One Metrotech Center Suite 1703
    Brooklyn,NY11201     		None 501(c)(3) Support educational, informational and outreach programs that draw attention to the need to eliminate cumbersome government bureaucracy and obsolete regulation. 20110300 40,000
    United States Artists Inc
    5757 Wilshire Boulevard Suite 580
    Los Angeles,CA90036     		None 501(c)(3) Support the launch phase of the social network website, ArtComesFromArtists.org, for artists to fundraise, showcase, and market their work. 20110303 50,000
    Sage Bionetworks
    1100 Fairview Ave North M1-C108
    Seattle,WA98109     		None 501(c)(3) Support the Sage Bionetworks Congress in San Francisco, California, April 15-16, 2011. 20110308 14,815
    The George Washington University
    School of Business Department of M
    2201 G Street NW
    Washington,DC20052     		None 501(c)(3) Support the Doctoral Student Scholarship Program at the 2nd Annual "Global Entrepreneurship: The Latest Research on Business Creation" conference in Washington, D.C., October, 2011. 20110309 5,000
    Trustees of Columbia Univ in the City of New York
    Department of Economics
    International Affairs Building
    New York,NY10027     		None 501(c)(3) Support a research project on entrepreneurship and innovation in capitalist systems. 20110310 150,000
    American Council of Trustees and Alumni
    1726 M Street NW Suite 802
    Washington,DC200364525     		None 501(c)(3) Support the National Conference on the Future of Academic Freedom in the Fall of 2012. 20110311 112,500
    New York University
    15 Washington Place 1-H
    New York,NY10003     		None 501(c)(3) Support research on improving the patent system in the United States. 20110313 5,800
    Duke University Duke Institute for GENOME Science
    Center for Genome Ethics Law and P
    North Building Research Drive
    Durham,NC27708     		None 501(c)(3) Support a study of policies and procedures related to data transfer and knowledge sharing to discover creative and innovative methods that best facilitate scientific discovery. 20110316 27,000
    The Innovation Foundation Inc
    600 West Chicago Ave Suite 620
    Chicago,IL60610     		None 501(c)(3) Support the 2011 Chicago Ideas Week in Chicago, Illinois, October 10-16, 2011. 20110318 100,000
    Mind the Bridge Foundation
    1091 19th Street
    San Francisco,CA94107     		None 501(c)(3) Support the Mind the Bridge Gym initiative, a Silicon Valley-based mentoring and coaching program for entrepreneurs. 20110320 50,000
    Mind the Bridge Foundation
    1091 19th Street
    San Francisco,CA94107     		None 501(c)(3) Support the Business Plan Competitions at Stanford University in California, March 31, 2011 and at Columbia University in New York, May 5, 2011. 20110321 25,000
    The National Foundation for American Policy
    2111 Wilson Blvd Suite 700
    Arlington,VA22201     		None 501(c)(3) Support research on immigrant entrepreneurs and U.S. immigration policies regarding highly-skilled immigrants. 20110324 40,000
    Startup Weekend
    1700 7th Ave Suite 116 147
    Seattle,WA98101     		None 501(c)(3) Support the Startup Weekend Kansas City event, in Kansas City, Missouri, April 15-17, 2011. 20110325 5,000
    Association of Graduates of the
    United States Military Academy
    Thayer Hall Room 119
    West Point,NY10996     		None 501(c)(3) Support the Agribusiness Development Team project to make data more accessible to military and civilian researchers and practitioners. 20110355 74,000
    TLC for Children and Families Inc
    480 S Rogers Rd
    Olathe,KS660621706     		None 501(c)(3) Support for the TLC for Children and Families' Bringing Our Children Home. 20110361 100,000
    The New York Academy of Sciences
    7 World Trade Center
    250 Greenwich Street 40th Floor
    New York,NY10007     		None 501(c)(3) Support a study of social networks among academic entrepreneurs from public and private universities within New York state. 20110362 25,000
    The World Justice Project
    740 15th Street NW 2nd Floor
    Washington,DC20005     		None 501(c)(3) Support the continued development of the Rule of Law Index and production of scholarly papers and reports on issues surrounding the Rule of Law. 20110363 100,000
    The Heart of America Shakespeare Festival
    3619 Broadway Suite 2
    Kansas City,MO641112305     		None 501(c)(3) General operating support for the 2011 Shakespeare Festival. 20110364 25,000
    Missouri Council on Economic Education
    University of Missouri-Kansas City
    Room 104H Manheim Hall
    Kansas City,MO64110     		None 501(c)(3) Support a one-week summer course, "What Every Teen Needs to Know About Starting a Business." 20110394 2,500
    National Institute for Construction Excellence
    400 S Main Street
    Independence,MO64050     		None 501(c)(3) General operating support. 20110398 5,000
    Kauffman Center for the Performing Arts
    1601 Broadway
    Kansas City,MO64108     		None 501(c)(3) Support "An Evening of Theatrical Delights" in the Muriel Kauffman Theatre and "An Evening of Acoustical Wonders" in Helzberg Hall in Kansas City, Missouri, Septemeber 16-17, 2011. 20110400 113,150
    National Minority Supplier Development Council Inc
    1109 E 9th Street
    Kansas City,MO64106     		None 501(c)(3) General operating support. 20110401 5,000
    The Donnelly College
    608 N 18th Street
    Kansas City,KS66102     		None 501(c)(3) General operating support. 20110402 5,000
    INDEPENDENT SECTOR
    1602 L Street NW Suite 900
    Washington,DC20036     		None 501(c)(3) 2011 Membership Dues. 20110403 15,000
    Prison Entrepreneurship Program
    PO Box 926274
    Houston,TX772926274     		None 501(c)(3) Support to teach entrepreneurship skills to prisoners and former inmates that will enable them to reenter society productively. 20110406 40,000
    Smithsonian Institution
    MRC 970 PO Box 37012
    Washington,DC200137012     		None 501(c)(3) Support for the exhibit "The Great American Hall of Wonders", a series of public and educational programs highlighting innovations and revolutionary inventions in the 21st Century, in Washington, D.C., July 15, 2011 to January 8, 2012. 20110408 40,000
    Center for Global Development
    1800 Massachusetts Ave NW Third
    Washington,DC20036     		None 501(c)(3) Support a research evaluation project of security- oriented United States aid to foreign countries, with a specific focus on Afghanistan. 20110412 100,000
    Foundation for Human Development and
    Black Achievement
    PO Box 411473
    Kansas City,MO64141     		None 501(c)(3) General operating support. 20110415 5,000
    Quindaro Development Corporation
    2726 Brown Avenue
    Kansas City,KS66104     		None 501(c)(3) General operating support. 20110416 5,000
    X PRIZE Foundation Inc
    5510 Lincoln Blvd Suite 100
    Playa Vista,CA90094     		None 501(c)(3) General operating support for the future sustainability of the X PRIZE Foundation. 20110417 500,000
    Curators of the University of Missouri
    327 Olson Performing Arts Center
    4949 Cherry Street
    Kansas City,MO641102229     		None 501(c)(3) Support the Musical Bridges Benefit Gala in Kansas City, Missouri, May 21, 2011. 20110418 9,800
    The University of Kansas Center for Research Inc
    2385 Irving Hill Road
    Lawrence,KS660457568     		None 501(c)(3) Support for the continuation of the Kansas City Area Educational Research Consortium. 20110420 300,000
    New York Law School
    185 West Broadway
    New York,NY10013     		None 501(c)(3) Support the "For the Win: The Serious Gamification Symposium" in Philadelphia, Pennsylvania, August 8-9, 2011. 20110421 10,000
    The New Teacher Project Inc
    186 Joralemon Street Suite 300
    Brooklyn,NY11201     		None 501(c)(3) Support to provide a Talent Management Accountability program for the Kansas City, Missouri School District. 20110422 200,000
    Design Industries Foundation Fighting AIDS Inc
    PO Box 10406
    Kansas City,MO64171     		None 501(c)(3) Support the Dining by Design dinner in Kansas City Missouri, May 20-21, 2011. 20110423 1,875
    Command and General Staff College Foundation
    Lewis and Clark Center
    100 Stimson Ave Suite 1149
    Ft Leavenworth,KS660272301     		None 501(c)(3) General support for educational programs and activities for the United States Army Command and General Support College. 20110424 100,000
    Youth Business America Inc
    PO Box 71807
    Oakland,CA94612     		None 501(c)(3) Support the general operations of Youth Business America. 20110426 100,000
    Institute for Humane Studies
    3301 North Fairfax Drive Suite 440
    Arlington,VA222014432     		None 501(c)(3) Support the 2011 Summer Graduate Research Fellowship program. 20110430 18,000
    Committee for Economic Development
    2000 L Street NW Suite 700
    Washington,DC20036     		None 501(c)(3) Support research on the economic effects of the National Institute of Health's public access to research policy, specifically its effects on employment and profitability in the scientific publishing industry. 20110431 30,037
    Johnson County Community College Nerman Museum
    12345 College Blvd
    Overland Park,KS662101200     		None 501(c)(3) General operating support. 20110432 10,000
    Leading Educators Inc
    2011 Bienville Street 3rd Floor
    New Orleans,LA70112     		None 501(c)(3) Support to improve student achievement through the creation of a strong teacher workforce in the Kansas City region. 20110433 175,614
    Kansas City Symphony
    1703 Wyandotte Street Suite 200
    Kansas City,MO64108     		None 501(c)(3) General operating support. 20110434 5,000
    American Philosophical Society
    104 South 5th Street
    Philadelphia,PA191063387     		None 501(c)(3) General operating support. 20110435 5,000
    National Academy of Sciences
    500 Fifth Street NW Suite 529
    Washington,DC20001     		None 501(c)(3) General operating support. 20110436 7,000
    Ashoka
    1700 N Moore Street 1920
    Arlington,VA22209     		None 501(c)(3) General operating support. 20110437 7,000
    Theatre Development Fund Inc
    520 Eighth Ave Suite 801
    New York,NY10018     		None 501(c)(3) General operating support. 20110438 5,000
    La Mama Experimental Theatre Club Inc
    74A East 4th Street
    New York,NY10003     		None 501(c)(3) General operating support. 20110439 1,000
    Boys Club of Greater Kansas City
    6301 Rockhill Road
    Suite 303
    Kansas City,MO64131     		None 501(c)(3) Support the 7th Annual Base Ball benefit in Kansas City, Missouri, June 11, 2011. 20110440 4,700
    Startup Weekend
    1700 7th Ave Suite 116 147
    Seattle,WA98101     		None 501(c)(3) Support to build and develop research tools and educational material for Startup Weekend to catalyze entrepreneurial innovation. 20110449 400,000
    The George Washington University
    805 21st Street NW Suite 613
    Washington,DC20036     		None 501(c)(3) Support a workshop focused on new, timely measures of regional economic competitiveness. 20110468 49,160
    West Virginia University Foundation Inc
    One Waterfront Place
    PO Box 1650
    Morgantown,WV265071650     		None 501(c)(3) Support a research comparison of Kauffman Firm Survey data and tax return data at the firm level. 20110469 15,000
    Association of the United States Army Inc
    PO Box 27250
    Overland Park,KS662257250     		None 501(c)(3) Support the "Celebration of the 236th Birthday of the United States Army" in Overland Park, Kansas, June 11, 2011. 20110470 4,285
    National Center For Women And Information Tech
    University of Colorado
    Campus Box 322 UCB
    Boulder,CO803090322     		None 501(c)(3) General operating support. 20110484 2,500
    Ronald McDonald House Charities of the Four States
    3402 Jackson
    PO Box 2688
    Joplin,MO64804     		None 501(c)(3) Support to provide disaster relief for Joplin, Missouri. 20110486 150,000
    Startup Weekend
    1700 7th Ave Suite 116 147
    Seattle,WA98101     		None 501(c)(3) Support the Startup Weekend Education Technology event in San Francisco, California, June 3-5, 2011 20110487 5,000
    National Association for Community College
    Entrepreneurship Inc
    1 Federal Street Building 101-R
    Springfield,MA01105     		None 501(c)(3) Support the 9th Annual National Association for Community College Entrepreneurship Conference in Portland, Oregon, October 9-12, 2011. 20110490 29,968
    Northwestern University
    2001 Sheridan Road
    Jacobs Center Room 606
    Evanston,IL60208     		None 501(c)(3) Support the Searle Center's Conference on Intellectual Property and Entrepreneurship in Evanston, Illinois, June 14-15, 2012. 20110491 45,000
    Research Foundation of the City Univ of New York
    230 West 41st Street 7th Floor
    New York,NY10036     		None 501(c)(3) Support the Task Force on the State Budget Crisis as they study and encourage responsible state and local financial policy. 20110492 25,000
    Grantmakers for Education
    720 SW Washington Street
    Suite 605
    Portland,OR97205     		None 501(c)(3) 2011 Membership Dues. 20110493 4,500
    Children's Miracle Network
    205 West 700 South
    Salt Lake City,UT84101     		None 501(c)(3) General operating support. 20110498 25,000
    Pacific Northwest Ballet Association
    301 Mercer Street
    Seattle,WA98109     		None 501(c)(3) General operating support. 20110499 5,000
    US Foundation For The Inspiration & Recognition of
    Science Technology
    200 Bedford Street
    Manchester,NH03101     		None 501(c)(3) General operating support. 20110500 10,000
    The University of Missouri - Kansas City
    534B Flarsheim Hall
    5100 Rockhill Road
    Kansas City,MO641102499     		None Educ Institution Support the KC STEM Alliance as the Kansas City region's K-12 STEM education and workforce expansion organization. 20110512 750,000
    Blue Valley Educational Foundation
    15020 Metcalf Avenue
    Overland Park,KS66223     		None 501(c)(3) Support the 21st annual Blue Valley Educational Foundation Community Breakfast in Overland Park, Kansas, August 31, 2011. 20110514 2,341
    Code for America Labs Inc
    85 2nd Street Suite 710
    San Francisco,CA94105     		None 501(c)(3) Support for an educational platform to encourage the development of startups utilizing government data. 20110518 39,000
    Federalist Society for Law & Public Policy Studies
    1015 18th Street NW
    Suite 425
    Washington,DC20036     		None 501(c)(3) Support the Kauffman Series of debates and lectures on law, growth, and entrepreneurship in law schools across the United States. 20110519 105,000
    Dutchess Land Conservancy Inc
    PO Box 138
    Millbrook,NY12545     		None 501(c)(3) General operating support. 20110525 10,000
    Chesapeake Bay Foundation Inc
    Philip Merrill Environmental Center
    6 Herndon Ave
    Annapolis,MD21403     		None 501(c)(3) General operating support. 20110526 5,000
    The University of Texas - Austin
    2815 San Gabriel
    Austin,TX787053596     		None Educ Institution Support a survey of growth barriers in Hispanic- owned businesses in Texas. 20110535 25,000
    KC Black Expo Inc
    3400 Paseo Boulevard
    Kansas City,MO64109     		None 501(c)(3) Support the "A Family Affair" KC Black Expo in Kansas City, Missouri, September 16-18, 2011. 20110547 5,000
    The Solo Foundation
    230 West 38th Street 9th Floor
    New York,NY10018     		None 501(c)(3) General operating support. 20110559 5,000
    Museum of Arts and Design
    2 Columbus Circle
    New York,NY10019     		None 501(c)(3) General operating support. 20110561 20,000
    IP Advocate Foundation
    3350 Riverwood Parkway Suite 1900
    Atlanta,GA30339     		None Private Operating Fo Support the development and rollout of a multi- channel public relations awareness campaign regarding intellectual property policies. 20110562 40,000
    National Business Incubation Association
    20 East Circle Drive 37198
    Athens,OH45701     		None 501(c)(3) Support for the 2011 International Conference on Business Incubation in San Jose, California, April 10-13, 2011. 20110563 19,650
    Center for Community Change
    Young Invincibles
    1536 U Street NW
    Washington,DC20009     		None 501(c)(3) Support the Young Invincibles' production and promotion of the State of Young America report. 20110568 45,000
    Kansas City Symphony
    1703 Wyandotte Street Suite 200
    Kansas City,MO64108     		None 501(c)(3) Support the 2011 Symphony Ball, "Movin' Out and Movin' In", in Kansas City, Missouri, September 10, 2011. 20110569 2,200
    The Board of Trustees of the
    Leland Stanford Junior University
    579 Serra Mall
    Stanford,CA94305     		None 501(c)(3) Support research in the area of pharmaceutical innovation diffusion and technology. 20110570 35,200
    Center for Strategic and Budgetary Assessments
    1667 K Street NW Suite 900
    Washington,DC20006     		None 501(c)(3) Support a study on how United States contracting policies could support entrepreneurship in post- conflict and post-disaster states. 20110574 50,000
    Invent Now Inc
    3701 Highland Park NW
    North Canton,OH44720     		None 501(c)(3) Support the 2011 Collegiate Inventors Competition to be held during Global Entrepreneurship Week in Washington, D.C., November 14, 2011. 20110575 247,000
    Wishboneorg
    2144 Leavenworth Street
    San Francisco,CA94133     		None 501(c)(3) To provide general and operational support for the launch of Wishbone.org to connect at-risk high school students with donors online to fund out-of-school programs. 20110576 50,000
    Massachusetts Institute of Technology
    50 Memorial Drive E52-455
    Cambridge,MA02142     		None 501(c)(3) Support research on production in the Innovation Economy project. 20110577 200,000
    Brush Creek Community Partners
    4743 Troost Avenue
    Suite 200
    Kansas City,MO641101727     		None 501(c)(3) 2011 Membership Dues. 20110597 10,000
    Carnegie Mellon University
    Porter Hall 208
    Pittsburgh,PA15213     		None 501(c)(3) Support the Consortium on Competition and Cooperation Colloquium for the years 2011 through 2014. 20110599 10,000
    TiE Inc
    2903 Bunker Hill Lane Suite 150
    Santa Clara,CA95054     		None 501(c)(6) Trade Support the educational and research elements of the TiE Young Entrepreneurs program to help high school students develop leadership and entrepreneurial skills. 20110600 45,000
    Syracuse University
    426 Eggers Hall
    Syracuse,NY132441020     		None 501(c)(3) Support to investigate the extent to which homeowners draw on home equity and housing capital gains to finance self-employment business activity. 20110601 10,000
    Colon Cancer Alliance
    1025 Vermont Ave NW Suite 1066
    Washington,DC20005     		None 501(c)(3) General operating support. 20110611 5,000
    Make-A-Wish Foundation of Missouri
    7000 W 105th Street
    Overland Park,KS66212     		None 501(c)(3) General operating support. 20110612 10,000
    International Relations Council
    2226 Commerce Tower
    911 Main Street Suite 2226
    Kansas City,MO641052049     		None 501(c)(3) Support the 2011 Annual Awards Banquet in Kansas City, Missouri, August 30, 2011. 20110613 4,600
    University of Missouri
    5110 Cherry Street Suite 305C
    Kansas City,MO64110     		None 501(c)(3) Support the 26th Annual Entrepreneur of the Year Award Dinner in Kansas City, Missouri, October 19, 2011. 20110614 4,250
    Church of the Ascension
    9510 West 127th Street
    Suite 200
    Overland Park,KS66213     		None 501(c)(3) Support for secular, non-religious activities. 20110630 10,000
    Smithsonian Institution
    MRC 970 PO Box 37012
    Washington,DC200137012     		None 501(c)(3) General operating support. 20110639 2,000
    Camps For Kids
    1080 Washington
    Kansas City,MO64105     		None 501(c)(3) Support the "Firefly Gala" in Kansas City, Missouri, October 21, 2011. 20110641 4,500
    National Science Foundation
    4201 Wilson Boulevard Room 1205N
    Arlington,VA22230     		None Government Support the education and proof of concept program aligned with the National Science Foundation Innovation Corps. 20110643 200,000
    Charlotte Street Foundation
    PO Box 10263
    Kansas City,MO64171     		None 501(c)(3) General operating support. 20110659 1,000
    The Jewish Community Center of Greater Kansas City
    5801 W 115th Street Suite 101
    Overland Park,KS66211     		None 501(c)(3) General operating support. 20110660 1,000
    American Philosophical Society
    104 South 5th Street
    Philadelphia,PA191063387     		None 501(c)(3) Support the pilot program for pre-dissertation doctoral students in the area of physical and biological sciences, mathematics, and technology in the pursuit of innovation and entrepreneurial outcomes. 20110665 66,000
    Women's Foundation of Greater Kansas City
    6950 Squibb Road Suite 220
    Mission,KS66202     		None 501(c)(3) Support the 19th Annual Grants Awards Luncheon in Kansas City, Missouri, December 2, 2011. 20110666 2,200
    Manhattan Institute for Policy Research Inc
    52 Vanderbilt Avenue
    New York,NY10017     		None 501(c)(3) Support the Adam Smith Society initiative to educate students about entrepreneurship and capitalism. 20110668 100,000
    Startup Weekend
    1700 7th Ave Suite 116 147
    Seattle,WA98101     		None 501(c)(3) Support for the Startup Foundation pilot program designed to foster entrepreneurial communities. 20110673 450,000
    Endeavor Global Inc
    900 Broadway Suite 301
    New York,NY10003     		None 501(c)(3) Support the Endeavor Gala in New York City, November 10, 2011. 20110684 22,500
    City Futures Inc
    120 Wall Street 20th Floor
    New York,NY10005     		None 501(c)(3) Support a comprehensive analysis of the need to encourage higher levels of entrepreneurship among low-income entrepreneurs in New York and other cities. 20110685 15,000
    Guadalupe Center Inc
    1015 Avenida Cesar E Chavez
    Kansas City,MO64108     		None 501(c)(3) Support the Blanco y Negro Annual Awards Gala in Kansas City, Missouri, September 9, 2011. 20110686 1,700
    Cambridge Historical Society
    159 Brattle Street
    Cambridge,MA02138     		None 501(c)(3) Support the launch of the Entrepreneur Walk of Fame inaugural event in Cambridge, Massachusetts, September 16, 2011. 20110687 50,000
    Urban Logic Inc
    PO Box 1281
    Palo Alto,CA943021281     		None 501(c)(3) Support the Tedx "New Wall Street" event in San Francisco, California, February 2012. 20110694 25,000
    National Multiple Sclerosis Society
    7611 State Line Road Suite 100
    Kansas City,MO64114     		None 501(c)(3) Support the annual "Dinner of Champions" in Kansas City, Missouri, September 8, 2011. 20110711 7,140
    Kansas City Area Development Foundation
    30 W Pershing Road Suite 200
    Kansas City,MO64108     		None 501(c)(3) Support the 2011 Annual Meeting, "KC Radical: Departing Markedly from the Usual and Customary", in Kansas City, Missouri November 4, 2011. 20110712 7,250
    Nova Southeastern University
    Graduate Teacher Education Program
    1750 NE 167th Street
    North Miami Beach,FL33162     		None 501(c)(3) Support the inaugural International School Choice and Reform Academic conference in Miami, Florida, January 14-17, 2012. 20110718 19,400
    University of Arizona Foundation
    Eller College of Management
    McClelland Hall Room 202
    Tucson,AZ85721     		None 501(c)(3) Support to make patent data publicly available for academic researchers to utilize. 20110729 25,000
    Startup Weekend
    1700 7th Ave Suite 116 147
    Seattle,WA98101     		None 501(c)(3) Support the Startup Day event in Seattle, Washington, September 17, 2011. 20110730 7,950
    Mattie Rhodes Center
    1740 Jefferson Street
    Kansas City,MO64108     		None 501(c)(3) Support the 3rd Annual "Brightening Lives, Building Futures" Luncheon in Kansas City, Missouri, November 17, 2011. 20110731 2,320
    Missouri Council on Economic Education
    8001 Natural Bridge Road
    St Louis,MO65121     		None 501(c)(3) Support the development of a large database to study the characteristics of innovator- entrepreneurs who have made exceptional contributions to science and technology. 20110734 20,000
    Information Technology and Innovation Foundation
    1101 K Street NW Suite 610
    Washington,DC20005     		None 501(c)(3) Support a report that assesses international innovation and entrepreneurship policies. 20110735 29,109
    National Governors Association Center for
    Best Practices/ Hall of the States
    444 North Capitol Street Suite 267
    Washington,DC200011512     		None 501(c)(3) Support the Growing State Economies initiative that will provide governors and policymakers with better tools to assess the status of local entrepreneurship efforts. 20110736 50,000
    Johns Hopkins University
    338 Mergenthaler Hall
    3400 N Charles Street
    Baltimore,MD21218     		None 501(c)(3) Support to study the potential of a full-scale research program on the growth of finance, law, and consulting firms. 20110737 29,752
    Terra Foundation
    217 Westmont Avenue
    San Luis Obispo,CA93405     		None 501(c)(3) Support the development of a Global Village Construction Set in Maysville, Missouri to serve as an open source technological platform for the fabrication of industrial machines intended to build sustainable civilization with modern comforts. 20110738 65,000
    National Council on Teacher Quality
    1420 New York Avenue NW Suite 80
    Washington,DC20005     		None 501(c)(3) Support a national, criterion-referenced review of university schools of education, including 57 schools in Kansas and Missouri, to be conducted by the National Council on Teacher Quality and published in U.S. News & World Report. 20110782 240,000
    Austen BioInnovation Institute in Akron
    1 South Main Street Suite 401
    Akron,OH44308     		None 501(c)(3) Support for the pilot year of the value-driven engineering educational program, evaluation and replication. 20110783 100,000
    University of Southern California
    Lloyd Greif Center for Entrepreneur
    Los Angeles,CA900891421     		None 501(c)(3) Support the 2011 Global Consortium of Entrepreneurship Centers Conference in Los Angeles, California, October 20-22, 2011. 20110785 2,100
    Jewish Federation of Greater Kansas City
    5801 W 115th St
    Suite 201
    Overland Park,KS66211     		None 501(c)(3) General operating support. 20110786 6,000
    University of Rhode Island Foundation
    79 Upper College Road
    Kingston,RI02881     		None 501(c)(3) General operating support. 20110796 10,000
    Bayside Quilters of the Eastern Shore Inc
    PMB191
    210 Marlboro Ave 31
    Easton,MD21601     		None 501(c)(3) General operating support. 20110797 5,000
    St Michaels Community Center Inc
    PO Box 354
    St Michaels,MD21663     		None 501(c)(3) General operating support. 20110798 5,000
    Choices Pregnancy Help and Resource Center Inc
    PO Box 682 8221 Teal Drive Unit 4
    Easton,MD21610     		None 501(c)(3) General operating support. 20110799 10,000
    Ronald McDonald House Charities of
    Kansas City Inc
    2502 Cherry Street
    Kansas City,MO64108     		None 501(c)(3) Support the "Red Shoe Shindig" event in Kansas City, Missouri, September 10, 2011. 20110800 4,520
    Camp Fire USA National Headquarters
    1100 Walnut Street Suite 1900
    Kansas City,MO641062197     		None 501(c)(3) Support the Voices of Action-Kansas City Youth Summit in Kansas City, Missouri, October 20-22, 2011. 20110803 25,000
    Indiana University Foundation
    School of Public and Environmental
    1315 East 10th Street SPEA Room 20
    Bloomington,IN47405     		None 501(c)(3) Support the creation of a book on entrepreneurship and the strategic management of places. 20110804 20,000
    Youth Entrepreneurs of Kansas Inc
    4111 E 37 St N Suite D101
    Wichita,KS67220     		None 501(c)(3) Support new programming for Youth Entrepreneurs of Kansas alumni and public relations efforts in Kansas City to build a larger, more diverse volunteer and donor base. 20110805 168,000
    University of Colorado - Boulder School of Law
    404 Wolf Law Building
    401 UCB
    Boulder,CO803090401     		None Educ Institution Support entrepreneurship and innovation education, creation, and mentorship across the University of Colorado campus and Front Range area in Colorado. 20110808 30,000
    University of Pittsburgh
    Department of Economics
    4926 Posvar Hall
    Pittsburgh,PA15260     		None Educ Institution Support research on industry and development in Pittsburgh, Pennsylvania. 20110813 20,000
    American Prospect Inc
    1710 Rhode Island Avenue NW 12th
    Washington,DC20036     		None 501(c)(3) Support to create a special report on financialization, banking regulation, and the credit needs of entrepreneurial new businesses. 20110831 17,000
    Labor and Employment Relations Association
    121 Labor and Employment Relations
    504 E Armory Ave
    Champaign,IL61820     		None 501(c)(3) Support the Employment Policy Research Network program to research, analyze, and provide commentary on job-creation and job-quality issues associated with entrepreneurial start-ups and small-to-medium size enterprises. 20110844 35,000
    Competitive Enterprise Institute
    1899 L St NW 12th Floor
    Washington,DC20036     		None 501(c)(3) Support educational efforts on immigration reform through white papers, working groups, media appearances, and newspaper articles. 20110853 45,000
    Art Radio International Inc
    The Clocktower 13th Floor
    108 Leonard Street
    New York,NY10013     		None 501(c)(3) General operating support. 20110854 5,000
    Housatonic Valley Association Inc
    150 Kent Road
    PO Box 28
    Cornwall Bridge,CT06754     		None 501(c)(3) General operating support. 20110855 5,000
    The Milken Institute
    1250 Fourth Street
    Santa Monica,CA90401     		None 501(c)(3) Support the Partnering for Cures 2011 conference in New York, New York, November 6-8, 2011. 20110865 114,100
    Nonprofit Connect Network Learn Grow
    PO Box 5813
    Kansas City,MO64171     		None 501(c)(3) Support the 19th Annual Philanthropy Midwest Conference in Kansas City, Missouri, October 17-18, 2011. 20110866 4,635
    Foundation for Human Development and
    Black Achievement
    1216 Brooklyn
    Kansas City,MO64127     		None 501(c)(3) Support the Youth Leadership Development Workshop as part of the Southern Christian Leadership Conference's Martin Luther King, Jr. Holiday Celebration in Kansas City, Missouri, January 13, 2012. 20110867 25,000
    Hurst Erik
    University of Chicago Booth School
    5807 S Woodlawn Avenue
    Chicago,IL60637     		None Individual The Kauffman Prize Medal for Research in Entrepreneurship, an annual award recognizing outstanding scholarly contributions in the field of entrepreneurship by scholars under the age of 40. 20110868 25,000
    Moskowitz Tobias
    University of Chicago Booth School
    5807 S Woodlawn Avenue
    Chicago,IL60637     		None Individual The Kauffman Prize Medal for Research in Entrepreneurship, an annual award recognizing outstanding scholarly contributions in the field of entrepreneurship by scholars under the age of 40. 20110869 25,000
    Economic Club of Kansas City
    1 Memorial Drive
    Kansas City,MO64198     		None 501(c)(3) Support the Truman Medal for Economic Policy Award luncheon honoring Allan Meltzer in Kansas City, Missouri, October 19, 2011. 20110874 4,678
    William Marsh Rice University
    Jones School Room 134
    6100 Main Street
    Houston,TX770052932     		None 501(c)(3) Support the 2012 Rice Business Plan Competition in Houston, Texas, April 12-14, 2012. 20110875 35,000
    Youth Volunteer Corps of America
    4600 W 51st Street
    Suite 300
    Shawnee Mission,KS66205     		None 501(c)(3) General operating support. 20110876 100,000
    Indiana University
    211 South Indiana Ave
    Bloomington,IN47405     		None Educ Institution Support the Law and Entrepreneurship Retreat in Bloomington, Indiana, February 24-25, 2012. 20110878 6,400
    National Center for Policy Analysis
    12770 Coit Rd Suite 800
    Dallas,TX75251     		None 501(c)(3) Support a study to examine the ways Medicare could be reformed by unleashing the power of the marketplace and entrepreneurship. 20110879 100,000
    KIPP Kansas City
    2700 East 18th Street
    Kansas City,MO64127     		None 501(c)(3) Support for literacy materials and technology to improve teaching and learning at KIPP Endeavor Academy. 20110881 215,190
    Kauffman Center for the Performing Arts
    1601 Broadway
    Kansas City,MO64108     		None 501(c)(3) General operating support. 20110882 100,000
    University of Wisconsin Foundation
    1848 University Avenue
    PO Box 8860
    Madison,WI537088860     		None 501(c)(3) Support research in entrepreneurship, technology, commercialization, and the future of universities related to J. Roger Hollingsworth's research for the Kauffman Foundation. 20110888 70,500
    Georgia Tech Research Corporation
    Office of Sponsored Programs
    505 Tenth Street
    Atlanta,GA303320420     		None 501(c)(3) Support research on university commercialization to examine the impacts of policy changes related to ownership of university-based inventions. 20110889 26,320
    New York Hall of Science
    47-01 111th Street
    Queens,NY11368     		None 501(c)(3) Support the symposium Design, Make, Play in Queens, New York, January 13-14, 2012. 20110893 25,000
    Jewish Federation of Greater Kansas City
    5801 West 115th Street Suite 203
    Overland Park,KS66211     		None 501(c)(3) Support the 2011 Human Relations Dinner in Kansas City, Missouri, November 20, 2011. 20110894 9,500
    Public Agenda Foundation Inc
    6 East 39th Street
    New York,NY10016     		None 501(c)(3) Support a research study of parents with children in grades K-12 in greater Kansas City area to gather parental attitudes and opinions about education and their involvement in their children's education. 20110896 100,000
    Greater Kansas City Community Foundation
    1055 Broadway Suite 130
    Kansas City,MO641051595     		None 501(c)(3) Support for the Kauffman Foundation's 2011 Holiday Matching Gifts program. 20110897 51,805
    The University of Texas - Pan American
    Development Office
    1201 West University Drive
    Edinburg,TX78539     		None Educ Institution Support the Border Economic Development and Entrepreneurship Symposium in Edinburg, Texas, December 1-2, 2011. 20110900 9,930
    Yale University
    127 Wall Street Room 354
    New Haven,CT06511     		None Educ Institution Support the continuation of the Kauffman Program in Law, Economics, and Entrepreneurship at Yale Law School. 20110914 199,103
    Curators of The University of Missouri
    228 Jesse Hall
    Columbia,MO65211     		None 501(c)(3) Support the Missouri College Advising Corps to increase college attendance and college completion of disadvantaged high school students in the Kansas City area. 20110917 125,418
    Brigham Young University
    Dept of Organizational Leadership
    590 Tanner Buidling
    Provo,UT84602     		None 501(c)(3) Support research on the significance of university-backed startups to regional economic growth. 20110926 22,800
    Rutgers The State University of New Jersey
    1 Washington Park Building
    Newark,NJ07102     		None 501(c)(3) Support the fellowship for a junior faculty member who is actively engaged in research in entrepreneurship and innovation. 20110929 18,609
    The American Consumer Institute Center for
    Citizen Research
    1701 Pennsylvania Ave NW Suite 3
    Washington,DC20006     		None 501(c)(3) Support research on small business and entrepreneurial challenges and opportunities. 20110937 12,000
    Native Sons and Daughters of Greater Kansas City
    PO Box 10046
    Kansas City,MO641710046     		None 501(c)(3) Support the Outstanding Kansas Citian of 2011 honoring Julia Irene Kauffman in Kansas City, Missouri, October 25, 2011. 20110943 1,500
    Negro Leagues Baseball Museum Inc
    1616 E 18th Street
    Kansas City,MO641081610     		None 501(c)(3) Support the "Century to Remember: Buck O'Neil's 100th Birthday Celebration" in Kansas City, Missouri, November 12, 2011. 20110944 24,500
    Urban League of Kansas City Missouri
    1710 Paseo Blvd
    Kansas City,MO64108     		None 501(c)(3) Support the Annual Difference Maker Awards Luncheon in Kansas City, Missouri, December 1, 2011. 20110945 7,180
    National Alliance for Public Charter Schools
    1101 15th Street NW Suite 1010
    Washington,DC20005     		None 501(c)(3) General operating support. 20110957 50,000
    America Abroad Media
    1020 19th Street NW Suite 650
    Washington,DC20036     		None 501(c)(3) Support to send members of the America Abroad Media team to document key entrepreneurial events during the 2011 Global Entrepreneurship Week. 20110958 49,850
    Kauffman Center for the Performing Arts
    1601 Broadway
    Kansas City,MO64108     		None 501(c)(3) Support the GRAMMY National Music Incubator in Kansas City, Missouri, which will be housed at the Kauffman Center for the Performing Arts. 20110962 300,000
    The University of Kansas Center for Research Inc
    2385 Irving Hill Road
    Lawrence,KS660457568     		None 501(c)(3) Support research to enhance civic leaders' decision making and development of possible solutions for the youth flash mobs in Kansas City, Missouri. 20110965 35,000
    The Aspen Institute Inc
    One Dupont Circle NW Suite 700
    Washington,DC200361133     		None 501(c)(3) 2011 Membership Dues. 20110973 10,000
    New York University
    Administration Leadership and Techn
    East Building Suite 300
    New York,NY100036674     		None 501(c)(3) Support to continue dissemination efforts from data collection linking higher education and innovative entrepreneurship. 20110974 30,000
    University of Maryland
    Van Munching Hall
    College Park,MD20742     		None Educ Institution Support for an emerging scholars doctoral consortia at the Smith Entrepreneurship Research Conference for the next two years 2012-2013. 20110975 21,150
    Kansas City Regional Destination
    Development Foundation
    1100 Main Street
    Kansas City,MO64105     		None 501(c)(3) Support phase one of the Passport to Export Program (PEP), a pilot program to further entrepreneurship through international business development. 20110999 20,000
    Fraunhofer USA Inc
    25 First Street
    Cambridge,MA02141     		None 501(c)(3) Support to accelerate the deployment of smart grid and energy technologies by providing planning grants for winners of the Utility Technology Challenge in Santa Clara, California, June 2012. 20111001 50,000
    Colorado State University
    Department of Management
    213 Rockwell Hall
    Fort Collins,CO805231201     		None Educ Institution Support the 2012 Sustainability, Ethics, and Entrepreneurship Conference in Denver, Colorado, April 12-13, 2012. 20111002 6,000
    Academy of Management Inc
    PO Box 3020
    Braircliff Manor,NY105108020     		None 501(c)(3) Support the 2012 Academy of Management Annual Meeting in Boston, Massachusetts, August 3-7, 2012 20111003 5,000
    Samuel U Rodgers Health Center Inc
    825 Euclid Ave
    Kansas City,MO64124     		None 501(c)(3) General operating support. 20111051 5,000
    Cristo Rey Kansas City
    211 W Linwood
    Kansas City,MO64111     		None 501(c)(3) General operating support. 20111052 10,000
    Bishop Ward High School
    708 N 18th Street
    Kansas City,KS66102     		None 501(c)(3) General operating support. 20111053 5,000
    National Hispana Leadership Institute
    1601 North Kent Street Suite 803
    Arlington,VA22209     		None 501(c)(3) General operating support. 20111054 5,000
    Total .................................bullet 3a 43,009,461
    bApproved for future payment
    Kauffman Scholars Inc
    4801 Rockhill Road
    Kansas City,MO641102046     		None 501(c)(3) Support the Kauffman Scholars Program, an initiative that will span 19 years, serving at least 2,300 youth in Kansas City's urban areas. The goal of the program is to enable urban students to pursue the educational opportunities that will best prepare them for a successful future. 20040004 6,200,000
    Greater Kansas City Community Foundation
    1055 Broadway
    Suite 130
    Kansas City,MO641051595     		None 501(c)(3) Expand the number of Freedom Schools in Kansas City to 20 schools by the end of 2008 and operate those schools through 2012. The grant also funds six schools in St. Louis over five years. The majority of the grant funds operational support, training, and travel. 20040977 898,000
    University of Arizona-Tucson Office of Technology
    Transfer University Service Buildi
    888 N Euclid Ave Rm 204
    Tucson,AZ857210158     		None Educ Institution Support the development of a new model for advancing university innovations by educating technology and business students, involving angel investors as mentors and documenting the model for replication. 20060281 68,841
    Baldwin Wallace College
    275 Eastland Road
    Berea,OH440172088     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070457 80,000
    College Of Wooster
    930 College Mall
    Wooster,OH446912363     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070458 66,809
    Lake Erie College
    391 W Washington Street
    Painesville,OH44077     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070459 38,128
    Oberlin College
    Cox Administration Building 201
    70 North Professor Street
    Oberlin,OH440741090     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070460 47,374
    Hiram College
    PO Box 67
    Hiram,OH44234     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070464 38,275
    Rideout Elaine C
    2513 Stafford Ave
    Raleigh,NC27607     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20070526 3,000
    Purdue University
    Hovde Hall Room 200
    610 Purdue Mall
    West Lafayette,IN47907     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070531 150,000
    University of Maryland - Baltimore County
    1000 Hilltop Circle
    Office of the President Administra
    Baltimore,MD21250     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070533 47,840
    University of Wisconsin - Madison
    161 Bascom Hall
    500 Lincoln Drive
    Madison,WI537061380     		None Educ Institution Change the way entrepreneurship is viewed, taught, and experienced in American higher education. Kauffman Campuses commit to make entrepreneurship education available across campus to students in every field of study. Creating new interdisciplinary entrepreneurship education programs will transform the way colleges and universities prepare students for success in the American economy. 20070535 178,054
    Duke University
    1121 West Main Street
    Durham,NC27701     		None Educ Institution Support twenty-five Next Generation Venture Fund Scholars from the Greater Kansas City area. 20070782 29,425
    International Finance Corporation
    2121 Pennsylvania Ave NW
    Washington,DC20433     		None Government Support development of a benchmarking tool designed to study the impact of reforms geared toward reducing the costs of doing business and improving the benefits to formality. 20080036 388,000
    Teach For America Inc
    315 West 36th Street
    7th Floor
    New York,NY10018     		None 501(c)(3) Support the expansion of Teach For America into the Kansas City metropolitan area beginning in the 2008 school year. 20080163 800,000
    Kauffman Innovation Network Inc
    4801 Rockhill Road
    Kansas City,MO64110     		None Private Foundation Advance the scientific and technological knowledge and research developed by universities and other 501(c)(3) scientific research institutions by improving institutional capability to disseminate scientific discoveries and facilitating better understanding of compliance with the Bayh-Dole Act of 1980. 20080275 350,000
    City of Kansas City MO-Office of the City Manager
    29th Floor City Hall
    414 East 12th Street
    Kansas City,MO64106     		None Government Encourage community-wide understanding of and appreciation of the earth and space science by supporting the installation and maintenance of the Voyage Solar System scale-model exhibit in downtown Kansas City, Missouri. 20080354 25,000
    Patterson Kelly
    110 Terrace Pl Apt 1
    Ithaca,NY14850     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20080479 3,000
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 501(c)(3) Support research by the Entrepreneurship Working Group, the Innovation Policy and the Economy Working Group, and the Entrepreneurship Research Boot Camp at the National Bureau of Economic Research. 20085070 1,263,560
    Boston University School of Law
    765 Commonwealth Ave
    Boston,MA02215     		None Educ Institution Support Boston University's School of Law research project on law, innovation and economic growth. 20085481 158,000
    Columbia University
    435 West 116 Street
    Jerome Greene Hall Rm 724
    New York,NY10027     		None Educ Institution Support Columbia University's School of Law research project on law, innovation, and economic growth. 20085482 149,546
    Kansas City Public Library District
    14 West 10th Street
    Kansas City,MO64105     		None 501(c)(3) Support general operations to expand community education programs and establish an entrepreneurs' resource area. 20085924 1,800,000
    Kansas City Public Library District
    14 West 10th Street
    Kansas City,MO64105     		None 501(c)(3) Expand and create a permanent home for the Black Archives of Mid-America. 20085925 200,000
    Bhawe Nachiket
    1901 Minnehaha Ave Apt 414
    Minneapolis,MN55404     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20086216 3,000
    Bryan Gharad
    37 Trumbull Street Apt 4A
    New Haven,CT06510     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20086219 3,000
    Marker Kathleen
    1501 Tulane
    Claremont,CA91711     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20086224 3,000
    Kansas University Endowment Association
    PO Box 928
    1891 Constant Ave
    Lawrence,KS660440928     		None 501(c)(3) Support to establish the Institute for Advancing Medical Innovation at the University of Kansas. 20086282 3,240,000
    RAND Corporation
    PO Box 2138
    1776 Main Street
    Santa Monica,CA904072138     		None 501(c)(3) Support to continue the Kauffman-RAND Institute for Entrepreneurship Public Policy's research activities. 20090039 100,000
    Duke University
    1 Towerview Drive
    Durham,NC27708     		None Educ Institution Fellowships to support Research in Entrepreneurship by junior faculty members. 20090041 25,000
    National Postdoctoral Association
    1200 New York Avenue NW Suite 635
    Washington,DC20005     		None 501(c)(3) Support the creation of the Ewing Marion Kauffman Foundation Postdoctoral Entrepreneur Award to be presented at the annual meeting of The National Postdoctoral Association. 20090197 41,600
    University of Pennsylvania
    3620 Locust Walk
    Suite 2000 Steinberg Hall-Dietrich
    Philadelphia,PA191046370     		None Educ Institution Support the annual seminar on the Evolution of Organizations and Industries to be held in 2010, 2011, and 2012. 20090759 5,000
    Manhattan Institute for Policy Research Inc
    52 Vanderbilt Avenue
    New York,NY10017     		None 501(c)(3) Support the Manhattan Institute's City Journal magazine. 20090879 100,000
    Choi Emily
    Haas School of Business
    545 Student Services 1900
    Berkeley,CA94720     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091095 3,000
    Carlos William Chad
    49 Dart Drive
    Ithaca,NY14850     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091096 3,000
    Frias Kellilynn M
    30443 Blume Circle
    Menifee,CA92584     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091097 3,000
    McDonald Rory
    92 Thoburn Court 106
    Stanford,CA94305     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091101 3,000
    Amand Marnix
    26 Cottage Street
    New Haven,CT06511     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091102 3,000
    Serrato Juan Carlos Suarez
    5081 Evans Hall 3880
    Berkeley,CA94720     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091103 3,000
    Wagner Rodrigo A
    24 Peabody Terrace Apt 514
    Cambridge,MA02138     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091105 3,000
    Sarada
    4056 5 Front Street
    San Diego,CA92103     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20091106 3,000
    Greater Kansas City Community Foundation
    1055 Broadway Suite 130
    Kansas City,MO641051595     		None 501(c)(3) Support to create and develop a world-class enterprise at the University of Missouri, Kansas City, devoted to the research and teaching of entrepreneurship at the Institute for Entrepreneurship and Innovation. 20100060 900,000
    Duke University
    3120 Fitzpatrick Center
    Box 90300
    Durham,NC277080300     		None 501(c)(3) Support the writing of a book that will summarize research on U.S. global competitiveness and its relation to policies regarding entrepreneurship, innovation, and immigration. 20100149 37,500
    The Aspen Institute Inc
    One Dupont Circle NW Suite 700
    Washington,DC200361133     		None 501(c)(3) Support the annual Aspen Institute Seminar for Mid-America Foundation CEOs for each of the years 2010 through 2012. 20100156 10,000
    Georgia Tech Research Corporation
    Office of Sponsored Programs
    505 Tenth Street
    Atlanta,GA303320420     		None 501(c)(3) Support for annual research conferences in each of the years 2010 through 2012 on technology entrepreneurship that specifically encourages and fosters young scholars. 20100268 10,000
    Ewing Marion Kauffman School Inc
    4801 Rockhill Rd
    Kansas City,MO641102046     		None 501(c)(3) Support the Ewing Marion Kauffman School to develop, manage, and operate charter schools of excellence, serving the educational needs of at- risk students and preparing them to succeed in and graduate from college. 20100575 6,800,000
    Ohio State University
    921 Chatham Lane Suite 100
    Columbus,OH432212418     		None Educ Institution Support the integration of business ownership module data into the 1979 National Longitudinal Survey of Youth. 20100657 137,652
    Board of Trustees of the University of Illinois
    504 East Armory Avenue MC-504
    Champaign,IL61820     		None 501(c)(3) Support a nationwide assessment of self- employment programs providing policy makers with information to enhance the effectiveness of these programs. 20100708 10,000
    Thomas B Fordham Institute
    1016 - 16th Street NW 8th Floor
    Washington,DC20036     		None 501(c)(3) Support the Emerging Education Policy Scholars Program that brings up-and-coming scholars together with education policy experts to determine the best methods to translate education research into policy. 20100800 16,000
    Private Capital Research Institute
    Harvard Business School
    Rock Center for Entrepreneurship R
    Boston,MA02164     		None 501(c)(3) Support the Kauffman / PCRI Private Capital Data Initiative, which will provide for the development of original data related to private capital. 20100808 50,000
    Jamestown Project
    125 Mt Auburn Street Suite 329
    Cambridge,MA02138     		None 501(c)(3) Support a national discussion tour entitled "Global Hip-Hop and Economic Recovery" to bring one-of-a-kind town hall meetings to ten cities across the United States to examine entrepreneurship and survival strategies related to current economic conditions. 20100813 10,000
    University of Chicago
    5807 S Woodlawn Ave
    Chicago,IL60637     		None 501(c)(3) Support research on "Access to Credit and Small Business Activity during the 2008-2009 Recession" using Kauffman Firm Survey data. 20100881 6,000
    Temple University
    Department of Strategic Management
    1801 Liacouras Walk
    Philadelphia,PA19122     		None Educ Institution Support research on "New Firm Performance" using Kauffman Firm Survey data. 20100886 3,500
    American Enterprise Institute for
    Public Policy Research
    1150 Seventeenth Street NW
    Washington,DC20036     		None 501(c)(3) Support a study to examine the role of private enterprise in public education. 20100894 20,000
    KIPP Foundation
    135 Main Street Suite 1700
    San Francisco,CA94105     		None 501(c)(3) Support KIPP with matching funds for the Department of Education's i3 grant to the KIPP Foundation, the consortium of KIPP schools and regional organizations in support of KIPP's leadership development programs and network growth efforts. 20100924 400,000
    Public Forum Institute
    2300 M Street NW Suite 900
    Washington,DC20037     		None 501(c)(3) Support to organize and implement Global Entrepreneurship Week, a series of activities for the years 2011 through 2013, designed to inspire young people to explore their potential as self- starters and innovators. 20100950 1,650,000
    Urban Entrepreneur Partnership Inc
    4801 Rockhill Road
    Kansas City,MO64110     		None 501(c)(3) Support to continue the Urban Entrepreneur Partnership, Inc.'s minority entrepreneurship efforts as it moves toward self-sustainability. 20101019 750,000
    Saint Louis University
    3674 Lindell Blvd
    St Louis,MO63108     		None Educ Institution Support the Gateway to Entrepreneurship Research Conferences to be held in the years 2011 and 2012. 20101023 8,000
    University of Washington
    425 Pontius Ave N 410
    Seattle,WA981095474     		None Educ Institution Support the National Consensus Panel on charter school achievement. 20101042 10,000
    Emory University
    1300 Clifton Road Room 555
    Atlanta,GA303222710     		None 501(c)(3) Support to fund the Atlanta Competitive Advantage Conference for the years 2011-2013. 20101049 12,000
    Bernstein Shai B
    6 Soldiers Field Park 319
    Boston,MA02163     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101103 3,000
    Pham Huyen T
    27 B OHara Grace
    Notre Dame,IN46556     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101104 3,000
    Larrain Mauricio
    300 Gooding Way 312
    Albany,CA94706     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101106 3,000
    Prokopovych Bogdan O
    69 Holland Street Apt C
    Somerville,MA02144     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101107 3,000
    Pugsley Benjamin W
    5311 S Harper Avenue Unit 1
    Chicago,IL60615     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101111 3,000
    Bikard Michael A
    80 Auburn Park Apt 303
    Cambridge,MA02139     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101112 3,000
    Hoffman Mitchell H
    549 Evans Hall 3880
    Berkeley,CA94709     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101113 3,000
    Scott Erin L
    Washington University
    Campus Box 1133
    St Louis,MO63130     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101114 3,000
    Balachandra Lakshmi
    15 Saville Street
    Cambridge,MA02138     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101115 3,000
    Tewari Ishani
    546 Angell Street 4B
    Providence,RI02906     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101116 3,000
    Wen Wen
    800 West Peachtree NW
    Atlanta,GA30308     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101117 3,000
    Wei Xiahua
    One Miramar Street 929014
    La Jolla,CA92092     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101118 3,000
    Rostapshova Olga V
    32 Putman Avenue 1
    Cambridge,MA02139     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101119 3,000
    Stanton Christopher
    518 Memorial Way
    Stanford,CA94305     		None Individual Fellowships for Ph.D. candidates writing dissertations in entrepreneurship. 20101120 3,000
    Kauffman Laboratories for Enterprise Creation Inc
    4801 Rockhill Road
    Kansas City,MO64110     		None 501(c)(3) Support the operations and expansion of the Kauffman Laboratories for Enterprise Creation. 20101207 18,300,000
    Center for Medicine in the Public Interest
    757 Third Ave 20th Floor
    New York,NY10017     		None 501(c)(3) Support two studies focused on accelerating the development and adoption of tools to promote medical innovation, and estimating the impact of a specific set of biomarkers on the rate of innovation. 20110002 21,445
    Heart of America United Way
    1080 Washington Street
    Kansas City,MO64105     		None 501(c)(3) Kauffman Foundation match of associate contributions. 20110004 80,512
    The Mayor's Fund to Advance New York City
    253 Broadway 8th Floor
    New York,NY10007     		None 501(c)(3) Support Project Rise, a Kansas City young adult program as part of the federal multi-city Social Innovation Fund. 20110013 480,000
    Council on Foreign Relations Inc
    58 East 68th Street
    New York,NY10065     		None 501(c)(3) Support to create a series of case studies on market linkages for small and medium sized enterprises in conflict and post-conflict environments. 20110119 82,975
    International Health Economics Association
    435 East Durham Street
    Philadelphia,PA191191223     		None 501(c)(3) Support to establish the Kauffman Award for Health Care Entrepreneurship Research in partnership with the International Health Economics Association. 20110134 25,000
    University of Maryland
    3105 Tydings Hall
    College Park,MD20742     		None Educ Institution Support further development of comprehensive, longitudinal databases on businesses using government survey and administrative resources. 20110157 467,316
    Duke University
    267 Hudson Hall Annex
    Box 90281
    Durham,NC277080281     		None 501(c)(3) Support research on the differing levels of success among entrepreneurs and university research commercialization, as well as to expand on previous research on immigrant entrepreneurs. 20110158 50,000
    Northwestern University
    Donald P Jacobs Center
    2001 Sheridan Road
    Evanston,IL602082001     		None 501(c)(3) Support research on financing and investment decisions in startup companies. 20110214 82,564
    Pipeline Inc
    8527 Bluejacket Street
    Lenexa,KS66214     		None 501(c)(3) Support the KTEC Pipeline Entrepreneurial Fellowship Program. 20110215 650,000
    Kauffman Center for the Performing Arts
    1601 Broadway
    Kansas City,MO64108     		None 501(c)(3) General operating support. 20110227 2,000,000
    Entrepreneurs' Organization
    500 Montgomery St Suite 500
    Alexandria,VA22314     		None 501(c)(3) Support the Global Student Entrepreneur Awards as part of Global Entrepreneurship Week for the years 2011-2013 utilizing the iStart platform for student competitions beginning in 2011. 20110241 300,000
    Angel Capital Education Foundation
    10977 Granada Lane Suite 103
    Overland Park,KS66211     		None 501(c)(3) Support updates to the Power of Angel Investing curriculum, focused on education and research in the field of angel investing. 20110249 80,500
    Woodrow Wilson International Center for Scholars
    One Woodrow Wilson Plaza
    1300 Pennsylvania Ave NW
    Washington,DC200043027     		None 501(c)(3) Support a series of conferences and discussion events on Entrepreneurship, Innovation, and Law to be held in 2011 and 2012. 20110258 45,500
    Trustees of Columbia University
    in the City of New York Department
    International Affairs Building
    New York,NY10027     		None 501(c)(3) Support a research project on entrepreneurship and innovation in capitalist systems. 20110310 300,000
    American Council of Trustees and Alumni
    1726 M Street NW Suite 802
    Washington,DC200364525     		None 501(c)(3) Support the National Conference on the Future of Academic Freedom in the Fall of 2012. 20110311 37,500
    New York University
    15 Washington Place 1-H
    New York,NY10003     		None 501(c)(3) Support research on improving the patent system in the United States. 20110313 5,992
    Duke University Duke Institute for GENOME Science
    Policy Center for Genome Ethics
    North Building Research Drive
    Durham,NC27708     		None 501(c)(3) Support a study of policies and procedures related to data transfer and knowledge sharing to discover creative and innovative methods that best facilitate scientific discovery. 20110316 22,813
    Association of Graduates of the United States
    Military Academy
    Thayer Hall Room 119
    West Point,NY10996     		None 501(c)(3) Support the Agribusiness Development Team project to make data more accessible to military and civilian researchers and practitioners. 20110355 42,500
    The New York Academy of Sciences
    7 World Trade Center
    250 Greenwich Street 40th Floor
    New York,NY10007     		None 501(c)(3) Support a study of social networks among academic entrepreneurs from public and private universities within New York state. 20110362 20,000
    The World Justice Project
    740 15th Street NW 2nd Floor
    Washington,DC20005     		None 501(c)(3) Support the continued development of the Rule of Law Index and production of scholarly papers and reports on issues surrounding the Rule of Law. 20110363 200,000
    Center for Global Development
    1800 Massachusetts Ave NW Third
    Washington,DC20036     		None 501(c)(3) Support a research evaluation project of security- oriented United States aid to foreign countries, with a specific focus on Afghanistan. 20110412 100,000
    The University of Kansas Center for Research Inc
    2385 Irving Hill Road
    Lawrence,KS660457568     		None 501(c)(3) Support for the continuation of the Kansas City Area Educational Research Consortium. 20110420 300,000
    The New Teacher Project Inc
    186 Joralemon Street Suite 300
    Brooklyn,NY11201     		None 501(c)(3) Support to provide a Talent Management Accountability program for the Kansas City, Missouri School District. 20110422 330,000
    Leading Educators Inc
    2011 Bienville Street 3rd Floor
    New Orleans,LA70112     		None 501(c)(3) Support to improve student achievement through the creation of a strong teacher workforce in the Kansas City region. 20110433 351,228
    Startup Weekend
    1700 7th Ave Suite 116 147
    Seattle,WA98101     		None 501(c)(3) Support to build and develop research tools and educational material for Startup Weekend to catalyze entrepreneurial innovation. 20110449 150,000
    Research Foundation of the City University
    of New York
    230 West 41st Street 7th Floor
    New York,NY10036     		None 501(c)(3) Support the Task Force on the State Budget Crisis as they study and encourage responsible state and local financial policy. 20110492 25,000
    Columbia University
    435 West 116 Street
    Jerome Greene Hall Rm 724
    New York,NY10027     		None Educ Institution Support completion of Columbia Law School's project on law, innovation, and economic growth, focusing on business partnerships and contracting. 20110494 218,377
    The University of Missouri - Kansas City
    534B Flarsheim Hall
    5100 Rockhill Road
    Kansas City,MO641102499     		None Educ Institution Support the KC STEM Alliance as the Kansas City region's K-12 STEM education and workforce expansion organization. 20110512 2,450,000
    Code for America Labs Inc
    85 2nd Street Suite 710
    San Francisco,CA94105     		None 501(c)(3) Support for an educational platform to encourage the development of startups utilizing government data. 20110518 96,000
    Federalist Society for Law & Public Policy Studies
    1015 18th Street NW
    Suite 425
    Washington,DC20036     		None 501(c)(3) Support the Kauffman Series of debates and lectures on law, growth, and entrepreneurship in law schools across the United States. 20110519 105,000
    IP Advocate Foundation
    3350 Riverwood Parkway Suite 1900
    Atlanta,GA30339     		None Private Operating Fo Support the development and rollout of a multi- channel public relations awareness campaign regarding intellectual property policies. 20110562 10,000
    Center for Strategic and Budgetary Assessments
    1667 K Street NW Suite 900
    Washington,DC20006     		None 501(c)(3) Support a study on how United States contracting policies could support entrepreneurship in post-conflict and post-disaster states. 20110574 50,000
    Wishboneorg
    2144 Leavenworth Street
    San Francisco,CA94133     		None 501(c)(3) To provide general and operational support for the launch of Wishbone.org to connect at-risk high school students with donors online to fund out-of-school programs. 20110576 50,000
    Massachusetts Institute of Technology
    50 Memorial Drive E52-455
    Cambridge,MA02142     		None 501(c)(3) Support research on production in the Innovation Economy project. 20110577 200,000
    Carnegie Mellon University
    Porter Hall 208
    Pittsburgh,PA15213     		None 501(c)(3) Support the Consortium on Competition and Cooperation Colloquium for the years 2011 through 2014. 20110599 20,000
    Syracuse University
    426 Eggers Hall
    Syracuse,NY132441020     		None 501(c)(3) Support to investigate the extent to which homeowners draw on home equity and housing capital gains to finance self-employment business activity. 20110601 35,000
    American Philosophical Society
    104 South 5th Street
    Philadelphia,PA191063387     		None 501(c)(3) Support the pilot program for pre-dissertation doctoral students in the area of physical and biological sciences, mathematics, and technology in the pursuit of innovation and entrepreneurial outcomes. 20110665 176,000
    Startup Weekend
    1700 7th Ave Suite 116 147
    Seattle,WA98101     		None 501(c)(3) Support for the Startup Foundation pilot program designed to foster entrepreneurial communities. 20110673 150,000
    City Futures Inc
    120 Wall Street 20th Floor
    New York,NY10005     		None 501(c)(3) Support a comprehensive analysis of the need to encourage higher levels of entrepreneurship among low-income entrepreneurs in New York and other cities. 20110685 35,000
    Copenhagen Consensus Center USA Inc
    901 15th Street NW Suite 250
    Washington,DC20005     		None 501(c)(3) Support the international Copenhagen Consensus project and encourage global economic debate. 20110719 150,000
    University of Arizona Foundation
    Eller College of Management
    McClelland Hall Room 202
    Tucson,AZ85721     		None 501(c)(3) Support to make patent data publicly available for academic researchers to utilize. 20110729 10,000
    Missouri Council on Economic Education
    8001 Natural Bridge Road
    St Louis,MO65121     		None 501(c)(3) Support the development of a large database to study the characteristics of innovator- entrepreneurs who have made exceptional contributions to science and technology. 20110734 16,000
    Johns Hopkins University
    338 Mergenthaler Hall
    3400 N Charles Street
    Baltimore,MD21218     		None 501(c)(3) Support to study the potential of a full-scale research program on the growth of finance, law, and consulting firms. 20110737 20,000
    Terra Foundation
    217 Westmont Avenue
    San Luis Obispo,CA93405     		None 501(c)(3) Support the development of a Global Village Construction Set in Maysville, Missouri to serve as an open source technological platform for the fabrication of industrial machines intended to build sustainable civilization with modern comforts. 20110738 35,000
    Austen BioInnovation Institute in Akron
    1 South Main Street Suite 401
    Akron,OH44308     		None 501(c)(3) Support for the pilot year of the value-driven engineering educational program, evaluation and replication. 20110783 36,743
    Indiana University Foundation
    School of Public and Environmental
    1315 East 10th Street SPEA Room 20
    Bloomington,IN47405     		None 501(c)(3) Support the creation of a book on entrepreneurship and the strategic management of places. 20110804 24,020
    Youth Entrepreneurs of Kansas Inc
    4111 E 37 St N Suite D101
    Wichita,KS67220     		None 501(c)(3) Support new programming for Youth Entrepreneurs of Kansas alumni and public relations efforts in Kansas City to build a larger, more diverse volunteer and donor base. 20110805 132,000
    University of Colorado - Boulder School of Law
    404 Wolf Law Building
    401 UCB
    Boulder,CO803090401     		None Educ Institution Support entrepreneurship and innovation education, creation, and mentorship across the University of Colorado campus and Front Range area in Colorado. 20110808 20,000
    University of Pittsburgh
    Department of Economics
    4926 Posvar Hall
    Pittsburgh,PA15260     		None Educ Institution Support research on industry and development in Pittsburgh, Pennsylvania. 20110813 20,000
    American Prospect Inc
    1710 Rhode Island Avenue NW 12th
    Washington,DC20036     		None 501(c)(3) Support to create a special report on financialization, banking regulation, and the credit needs of entrepreneurial new businesses. 20110831 33,000
    Labor and Employment Relations Association
    121 Labor and Employment Relations
    504 E Armory Ave
    Champaign,IL61820     		None 501(c)(3) Support the Employment Policy Research Network program to research, analyze, and provide commentary on job-creation and job- quality issues associated with entrepreneurial start-ups and small-to-medium size enterprises. 20110844 14,950
    National Center for Policy Analysis
    12770 Coit Rd Suite 800
    Dallas,TX75251     		None 501(c)(3) Support a study to examine the ways Medicare could be reformed by unleashing the power of the marketplace and entrepreneurship. 20110879 25,000
    KIPP Kansas City
    2700 East 18th Street
    Kansas City,MO64127     		None 501(c)(3) Support for literacy materials and technology to improve teaching and learning at KIPP Endeavor Academy. 20110881 102,000
    University of Wisconsin Foundation
    1848 University Avenue
    PO Box 8860
    Madison,WI537088860     		None 501(c)(3) Support research in entrepreneurship, technology, commercialization, and the future of universities related to J. Rogers Hollingsworth's research for the Kauffman Foundation. 20110888 50,500
    Georgia Tech Research Corporation
    Office of Sponsored Programs
    505 Tenth Street
    Atlanta,GA303320420     		None 501(c)(3) Support research on university commercialization to examine the impacts of policy changes related to ownership of university-based inventions. 20110889 22,106
    Public Agenda Foundation Inc
    6 East 39th Street
    New York,NY10016     		None 501(c)(3) Support a research study of parents with children in grades K-12 in the greater Kansas City area to gather parental attitudes and opinions about education and their involvement in their children's education. 20110896 200,000
    Yale University
    127 Wall Street Room 354
    New Haven,CT06511     		None Educ Institution Support the continuation of the Kauffman Program in Law, Economics, and Entrepreneurship at Yale Law School. 20110914 348,850
    Curators of The University of Missouri
    228 Jesse Hall
    Columbia,MO65211     		None 501(c)(3) Support the Missouri College Advising Corps to increase college attendance and college completion of disadvantaged high school students in the Kansas City area. 20110917 332,376
    The George Washington University
    Media Public Affairs Building
    805 21st Street NW Sixth Floor
    Washington,DC20052     		None Educ Institution Support for work to improve federal economic statistics through networking users, education, and informing federal agencies of data issues impacting entrepreneurship. 20110925 49,900
    Brigham Young University
    Department of Organizational Leader
    590 Tanner Buidling
    Provo,UT84602     		None 501(c)(3) Support research on the significance of university-backed startups to regional economic growth. 20110926 13,000
    National Alliance for Public Charter Schools
    1101 15th Street NW Suite 1010
    Washington,DC20005     		None 501(c)(3) General operating support. 20110957 100,000
    New York University
    Administration Leadership and Techn
    East Building Suite 300
    New York,NY100036674     		None 501(c)(3) Support to continue dissemination efforts from data collection linking higher education and innovative entrepreneurship. 20110974 3,543
    University of Maryland
    Van Munching Hall
    College Park,MD20742     		None Educ Institution Support for an emerging scholars doctoral consortia at the Smith Entrepreneurship Research Conference for the next two years 2012-2013. 20110975 17,390
    Kansas City Regional Destination Development
    Foundation
    1100 Main Street
    Kansas City,MO64105     		None 501(c)(3) Support phase one of the Passport to Export Program (PEP), a pilot program to further entrepreneurship through international business development. 20110999 5,000
    Total .................................bullet 3b 57,337,704
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aRETURN OF UNUSED GRANT FUNDS     01   892,282
    bROYALTIES & HONORARIUMS     15 11,709  
    cOTHER REVENUE/SALES     01 610,648  
    dKAUFFMAN SUPPORT SERVICES - LOAN INTEREST     01 5,964  
    eSTARTUP AMERICA PARTNERSHIP     01 1,849,725  
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 37,220,987  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 115,288,112  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aFED & STATE TAX REFUNDS     01 19,648  
    bSTATE ST RECAP     01 353  
    cPROGRAM RELATED INVESTMENT INCOME     01 233,259  
    dREFUND OF MANAGEMENT FEES     01 352,186  
    eSALE OF TAX CREDIT     01 80,438  
    fREFUND OF INSURANCE     01 63,808  
    12 Subtotal. Add columns (b), (d), and (e)..   155,736,837 892,282
    13Total. Add line 12, columns (b), (d), and (e)..................
    13156,629,119
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    1a RETURN OF UNUSED FUNDS
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
    Yes
     
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    1a(1) 2,322,000 ATTACHMENT B ATTACHMENT B
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BSR & CO. 2,240 2,240    
    CBIZ MHM LLC - AUDIT SERVICES 64,883     64,883
    JMW & ASSOC, LLC - TAX PREP 28,779 14,689   14,090
    KSS - SUAP 27,090   27,090  

    TY 2011 AllOthProgRltdInvestmentsSch
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Category Amount
    NONE  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2011 DepreciationSchedule
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2011 ExpenditureResponsibilityStmt
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    SEE ATTACHMENT B
          		 
          		        NO      

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Name of Bond End of Year Book Value End of Year Fair Market Value
    SEE ATTACHMENT G 6,986,499 12,339,830

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Name of Stock End of Year Book Value End of Year Fair Market Value
    3M CO 719,777 683,263
    A P MOLLER MAERSK A S B 115,242 715,303
    AAC TECHNOLOGIES HOLDINGS IN 1,436,057 1,477,781
    ACCENTURE PLC CL A 170,740 209,194
    ACE LTD 0 0
    ACME UNITED CORP 612,599 656,118
    ACS ACTIVIDADES CONS Y SERV 0 0
    ACTUANT CORP A 800,626 875,834
    ADECCO SA REG 2,336,805 1,881,023
    ADERANS CO LTD 292,153 306,625
    ADVANCED INFO SERVICE FOR RG 0 0
    ADVANCED MICRO DEVICES 0 0
    AES TIETE SA PREF 0 0
    AETNA INC 899,208 957,713
    AGILENT TECHNOLOGIES INC 974,008 890,715
    AIR PRODUCTS + CHEMICALS INC 228,105 244,495
    AKAMAI TECHNOLOGIES INC 0 0
    ALAMOS GOLD INC 0 0
    ALASKA AIR GROUP INC 832,281 833,499
    ALCATEL LUCENT SPONSORED ADR 1,541,091 411,216
    ALIMENTATION COUCHE TARD B 0 0
    ALL AMERICAN GROUP INC 0 0
    ALLIANCE FINANCIAL GROUP BHD 639,634 683,483
    ALLIANCE ONE INTERNATIONAL 1,761,279 1,227,917
    ALLSTATE CORP 0 0
    ALMOST FAMILY INC 0 0
    ALNYLAM PHARMACEUTICALS INC 0 0
    ALTRAN TECHNOLOGIES SA 601,332 383,110
    ALTRIA GROUP INC 0 0
    AMERICA S CAR MART INC 287,261 554,397
    AMERICAN DENTAL PARTNERS INC 0 0
    AMERICAN GREETINGS CORP CL A 1,892,433 1,190,952
    AMERICAN WATER WORKS CO INC 2,057,390 3,268,836
    AMERIGON INC 0 0
    AMERISOURCEBERGEN CORP 0 0
    AMGEN INC 0 0
    AMPHENOL CORP CL A 305,926 333,617
    ANADARKO PETROLEUM CORP 653,061 679,337
    ANALOGIC CORP 0 0
    ANAREN INC 81,244 98,058
    ANGLO AMERICAN PLC 723,066 664,573
    ANHEUSER BUSCH INBEV NV 0 0
    ANNALY CAPITAL MANAGEMENT IN 0 0
    ANRITSU CORP 4,051,374 3,967,767
    ANSALDO STS SPA 1,322,617 1,169,617
    AOL INC 0 0
    AON CORP 0 0
    APACHE CORP 2,722,054 2,807,074
    APPLE INC 1,418,594 1,539,000
    APPLIED MATERIALS INC 2,773,094 2,458,159
    APRIL 1,393,595 761,900
    ARCADIAN 18,708 18,708
    ARCADIS NV 1,073,347 782,239
    ARCH CAPITAL GROUP LTD 0 0
    ARIAKE JAPAN CO LTD 529,178 511,126
    ARM HOLDINGS PLC SPONS ADR 0 0
    ARROW ELECTRONICS INC 0 0
    ARTIFICIAL LIFE INC 0 0
    AS ONE CORP 396,735 378,092
    ASBURY AUTOMOTIVE GROUP 416,087 474,320
    ASCENDAS REAL ESTATE INV TRT 0 0
    ASHTEAD GROUP PLC 1,291,725 1,393,973
    ASICS CORP 0 0
    ASM INTERNATIONAL NV 0 0
    ASPEN INSURANCE HOLDINGS LTD 0 0
    ASSA ABLOY AB B 625,880 1,271,469
    ASSOCIATED BRITISH FOODS PLC 499,043 549,664
    ASTA FUNDING INC 112,811 113,316
    ASTELLAS PHARMA INC 2,190,320 2,296,852
    ASTRAZENECA PLC 0 0
    ATEA ASA 2,308,493 2,415,463
    ATLANTIC TELE NETWORK INC 1,336,290 1,705,392
    ATMEL CORP 0 0
    ATP OIL + GAS CORPORATION 660,971 754,400
    ATWOOD OCEANICS INC 0 0
    AUDIOVOX CORP A 0 0
    AURORA OIL + GAS LTD 1,336,045 1,347,924
    AUTONEUM HOLDING AG 158,821 147,096
    AUTOZONE INC 0 0
    AVEVA GROUP PLC 0 0
    AXA SA 0 0
    AXCELIS TECHNOLOGIES INC 1,407,107 691,600
    AXT INC 500,717 309,414
    AZ ELECTRONIC MATERIALS 0 0
    AZZ INC 200,630 218,112
    BABCOCK + WILCOX CO THE 0 0
    BABCOCK INTL GROUP PLC 2,339,743 2,468,957
    BAIDU INC SPON ADR 0 0
    BALCHEM CORP 90,179 259,456
    BANCO SANTANDER SA 2,011,052 1,453,267
    BANCORP RHODE ISLAND INC 76,668 107,190
    BANGKOK BANK PUBLIC CO NVDR 915,759 1,063,796
    BANK OF AMERICA CORP 698,201 176,814
    BANK OF MARIN BANCORP CA 336,841 353,346
    BANK OF MONTREAL 0 0
    BANK OF NEW YORK MELLON CORP 848,061 862,103
    BANKERS PETROLEUM LTD 0 0
    BANNER CORPORATION 0 0
    BANNER CORPORATION 1,408,400 1,725,290
    BARNES + NOBLE INC 0 0
    BARRETT BUSINESS SVCS INC 0 0
    BARRICK GOLD CORP 0 0
    BASF SE 0 0
    BASSETT FURNITURE INDS 1,359,964 1,296,661
    BAUER AG 0 0
    BCE INC 0 0
    BECKMAN COULTER INC 0 0
    BECTON DICKINSON AND CO 963,036 962,394
    BEL FUSE INC CL B 490,425 483,750
    BEMIS COMPANY 499,914 500,832
    BENETEAU 1,375,789 766,313
    BENIHANA INC 147,247 274,982
    BERKELEY GROUP HOLDINGS 687,316 934,326
    BERTRANDT AG 0 0
    BEST BUY CO INC 844,208 710,448
    BETER BED HOLDING NV 0 0
    BIESSE SPA 0 0
    BIG YELLOW GROUP PLC 0 0
    BIOMED REALTY TRUST INC 513,828 907,616
    BIOSENSORS INTERNATIONAL GRO 3,795,161 3,889,547
    BMC SOFTWARE INC 0 0
    BOART LONGYEAR GROUP 0 0
    BOEING CO THE 0 0
    BOFI HOLDING INC 37,517 40,625
    BOLLORE 220,849 183,100
    BORGWARNER INC 0 0
    BOURBON SA 603,934 523,288
    BOURSORAMA 1,645,187 971,390
    BOUYGUES SA 1,631,370 1,341,535
    BR PROPERTIES SA 3,194,183 2,995,785
    BRADKEN LTD 0 0
    BRISTOL MYERS SQUIBB CO 0 0
    BRITISH AMERICAN TOBACCO PLC 0 0
    BROWN FORMAN CORP CLASS B 0 0
    BRYN MAWR BANK CORP 383,358 346,922
    BUCHER INDUSTRIES AG REG 671,992 1,000,898
    BULGARI SPA 0 0
    BUREAU VERITAS SA 407,689 525,487
    BWIN INTERACTIVE ENTERTAINME 0 0
    CABOT MICROELECTRONICS CORP 371,478 401,625
    CABOT OIL + GAS CORP 900,780 903,210
    CAI INTERNATIONAL INC 483,106 432,880
    CAIXABANK 0 0
    CALBEE INC 2,732,295 3,216,203
    CALFRAC WELL SERVICES LTD 1,939,741 1,600,226
    CALTEX AUSTRALIA LTD 0 0
    CAMPBELL SOUP CO 221,619 217,390
    CANADIAN ENERGY SERVICES + T 646,838 669,055
    CANADIAN NATURAL RESOURCES 0 0
    CANADIAN UTILITIES LTD A 0 0
    CANADIAN WESTERN BANK 0 0
    CANON INC 3,079,559 3,337,315
    CAPITAL ONE FINANCIAL CORP 868,744 799,281
    CAPITOL FEDERAL FINANCIAL IN 1,845,091 1,905,023
    CARREFOUR SA 571,306 298,688
    CARRIAGE SERVICES INC 594,345 1,127,818
    CASEY S GENERAL STORES INC 865,984 963,237
    CASH AMERICA INTL INC 1,822,605 2,578,173
    CASUAL MALE RETAIL GROUP INC 161,750 140,425
    CATERPILLAR INC 893,295 887,880
    CBS CORP CLASS B NON VOTING 830,538 1,628,400
    CCA INDUSTRIES INC 105,941 83,424
    CDI CORP 339,660 294,153
    CEGEDIM SA 662,609 173,790
    CELADON GROUP INC 312,600 330,680
    CELTIC EXPLORATION LTD 1,595,730 1,516,169
    CENOVUS ENERGY INC 760,950 860,677
    CENTERPOINT ENERGY INC 894,753 910,077
    CENTERSTATE BANKS INC 0 0
    CENTRAL JAPAN RAILWAY CO 0 0
    CENTRICA PLC 0 0
    CENTURYLINK INC 1,665,042 1,959,659
    CEPHALON INC 0 0
    CF INDUSTRIES HOLDINGS INC 1,026,736 1,043,856
    CFAO 498,097 424,738
    CFS RETAIL PROPERTY TRUST 0 0
    CGI GROUP INC CLASS A 0 0
    CHEFS WAREHOUSE INC THE 478,053 555,446
    CHEIL WORLDWIDE INC 1,669,600 1,640,442
    CHESAPEAKE ENERGY CORP 658,860 635,265
    CHESAPEAKE UTILITIES CORP 275,580 372,810
    CHEUNG KONG INFRASTRUCTURE 0 0
    CHEVRON CORP 1,019,259 1,117,200
    CHINA FIRE + SECURITY GROUP 0 0
    CHINA FUND INC 0 0
    CHINA FUND INC THE 630,225 830,758
    CHINA INFORMATION TECHNOLOGY 462,675 85,208
    CHINA PHARMA HOLDINGS INC 647,334 207,148
    CHINACAST EDUCATION CORP 572,521 825,894
    CHINDEX INTERNATIONAL INC 82,287 115,872
    CHIPOTLE MEXICAN GRILL INC 0 0
    CHOFU SEISAKUSHO CO LTD 729,075 937,263
    CHUBB CORP 1,750,139 2,271,800
    CHUBU ELECTRIC POWER CO INC 0 0
    CHUNGHWA TELECOM CO LTD 0 0
    CIA CERVECERIAS UNIDAS SA 0 0
    CIA ENERGETICA MINAS GER PRF 0 0
    CIA SANEAMENTO BASICO DE ADR 1,894,041 3,474,730
    CIBER INC 0 0
    CIE FINANCIERE RICHEMON BR A 0 0
    CIGNA CORP 0 0
    CINEPLEX GALAXY INCOME FUND 0 0
    CINTAS CORP 0 0
    CIRRUS LOGIC INC 0 0
    CISCO SYSTEMS INC 158,581 126,289
    CIT GROUP INC 0 0
    CITIGROUP INC 0 0
    CLARIANT AG REG 546,073 396,535
    CLOROX COMPANY 696,964 725,504
    CLP HOLDINGS LTD 0 0
    CNH GLOBAL N.V. 838,598 950,136
    COCA COLA CO THE 0 0
    COCA COLA ENTERPRISES 925,551 881,676
    COCA COLA ICECEK AS 0 0
    COEUR D ALENE MINES CORP 0 0
    COFFEE HOLDING CO INC 905,484 377,888
    COGECO CABLE INC 743,184 800,571
    COLGATE PALMOLIVE CO 773,266 942,378
    COLOPLAST B 0 0
    COLUMBUS MCKINNON CORP NY 0 0
    COMBA TELECOM SYSTEMS HOLDIN 0 0
    COMFORTDELGRO CORP LTD 1,070,675 1,028,176
    COMMERCE BANCSHARES INC 0 0
    COMMERCIAL VEHICLE GROUP INC 227,696 308,264
    COMPASS MINERALS INTERNATION 237,986 218,943
    COMPLETE PRODUCTION SERVICES 0 0
    COMSTOCK RESOURCES INC 0 0
    CONAGRA FOODS INC 0 0
    CONNECTICUT WATER SVC INC 389,160 398,811
    CONOCOPHILLIPS 653,699 692,265
    CONSOLIDATED EDISON INC 0 0
    CONSTANTIA 0 0
    CONSTANTIA PACKAGING AG ANSPR 777,707 0
    CONSTELLATION BRANDS INC A 898,960 926,016
    CONTANGO OIL + GAS 678,544 657,434
    CONTINENTAL AG 595,279 605,615
    CONTINENTAL RESOURCES INC OK 0 0
    CONTINUCARE CORP 0 0
    COPA HOLDINGS SA CLASS A 1,303,337 1,223,798
    CORINTHIAN COLLEGES INC 0 0
    CORVEL CORP 207,149 232,695
    COVENANT TRANSPORT GRP CL A 1,901,812 578,396
    COVIDIEN PLC 0 0
    COVIDIEN PLC 799,574 949,711
    CPI AEROSTRUCTURES INC 229,880 207,975
    CPI CORP 0 0
    CR BARD INC 230,518 228,285
    CRA INTERNATIONAL INC 471,085 386,880
    CRAWFORD + COMPANY CL A 7,478 9,361
    CREDIT AGRICOLE SA 0 0
    CREDIT SUISSE GROUP AG REG 2,852,303 1,855,098
    CREW ENERGY INC 1,563,072 1,501,473
    CRH PLC 1,120,811 1,266,953
    CRH PLC 0 0
    CRODA INTERNATIONAL PLC 584,588 570,532
    CROSSTEX ENERGY LP 644,053 660,154
    CROWN CASTLE INTL CORP 0 0
    CROWN HOLDINGS INC 1,040,545 926,808
    CS COMMUNICATION + SYSTEMES 197,457 20,818
    CTS CORP 602,500 548,320
    CTS EVENTIM 291,260 361,405
    CUMMINS INC 0 0
    CYBERAGENT INC 1,696,838 1,706,557
    DAIICHIKOSHO CO LTD 504,877 587,182
    DAIMLER AG REGISTERED SHARES 2,844,777 2,527,993
    DAIWA SECURITIES GROUP INC 4,779,688 2,255,888
    DAKTRONICS INC 0 0
    DAMARTEX 0 0
    DANA HOLDING CORP 256,974 1,298,835
    DANONE 384,090 442,619
    DAPHNE INTERNATIONAL HOLDING 765,866 768,483
    DASSAULT SYSTEMES SA 0 0
    DE LONGHI SPA 530,834 969,750
    DECKERS OUTDOOR CORP 0 0
    DEERE + CO 0 0
    DELACHAUX 0 0
    DELHAIZE GROUP 0 0
    DELL INC 939,053 850,003
    DEMAG CRANES AG 0 0
    DENTSPLY INTERNATIONAL INC 0 0
    DERICHEBOURG 0 0
    DEUTSCHE EUROSHOP AG 919,166 752,473
    DEUTSCHE TELEKOM AG REG 0 0
    DEUTSCHE WOHNEN AG BR 3,120,704 3,186,383
    DEVON ENERGY CORPORATION 0  
    DEVRY INC 1,987,033 1,664,357
    DIAGEO PLC 708,809 1,097,293
    DIALOG SEMICONDUCTOR PLC 1,789,108 1,503,439
    DIAMONDROCK HOSPITALITY CO 333,732 774,661
    DIASORIN SPA 0 0
    DIEBOLD INC 0 0
    DILLARDS INC CL A 821,781 1,346,400
    DIRECTV CLASS A 918,832 897,960
    DISCOVER FINANCIAL SERVICES 1,062,025 1,065,600
    DISCOVERY COMMUNICATIONS A 0 0
    DISCOVERY COMMUNICATIONS C 652,211 2,152,670
    DISH NETWORK CORP A 1,045,711 959,776
    DNB NOR ASA 0 0
    DOCTOR REDDY S LAB ADR 0 0
    DOGAN YAYIN HOLDING AS    
    DOLE FOOD CO INC 0 0
    DOLLAR TREE INC 0 0
    DOLLARAMA INC 0 0
    DOMINO S PIZZA GROUP PLC 1,088,058 835,245
    DOMINO S PIZZA INC 1,048,025 1,429,295
    DOMTAR CORP 0 0
    DONEGAL GROUP INC CL A 511,753 457,835
    DORMAN PRODUCTS INC 568,372 631,503
    DOUGLAS HOLDING AG 0 0
    DOVER CORP 197,142 247,874
    DR PEPPER SNAPPLE GROUP INC 0 0
    DREW INDUSTRIES INC 480,289 495,506
    DSW INC CLASS A 1,118,525 906,305
    DTE ENERGY COMPANY 0 0
    DUFF + PHELPS CORP CLASS A 0 0
    DUFRY AG REG 395,093 869,585
    DUFRY GROUP REG 0 0
    DUKSAN HI METAL CO LTD 0 0
    DUN + BRADSTREET CORP 0 0
    DUOYUAN PRINTING INC 476,850 14,025
    DYNAMIC MATERIALS CORP 336,173 367,908
    E INK HOLDINGS INC 0 0
    EAST WEST BANCORP INC 49,056 108,131
    EASTERN PLATINUM LTD 0 0
    EBAY INC 0 0
    EDF ENERGIES NOUVELLES SA 0 0
    EDP ENERGIAS DO BRASIL SA 0 0
    ELECTRONIC ARTS INC 886,447 780,740
    ELECTRONICS FOR IMAGING 100,776 178,125
    ELEKTA AB B SHS 3,776,514 4,080,192
    ELETROPAULO METROPOLI PREF 0 0
    EMERSON ELECTRIC CO 0 0
    EMPEROR WATCH + JEWELLERY 970,095 716,205
    EMPRESAS COPEC SA 0 0
    ENCANA CORP 490,133 368,562
    ENCANA CORP 0 0
    ENEL SPA 0 0
    ENERGY PARTNERS LTD 0 0
    ENPRO INDUSTRIES INC 0 0
    EPL OIL + GAS INC 1,461,606 2,467,400
    EQT CORP 898,430 821,850
    EQUIFAX INC 1,992,033 2,444,494
    ESSEX RENTAL CORP 511,734 286,150
    ESSILOR INTERNATIONAL 0 0
    ESTEE LAUDER COMPANIES CL A 0 0
    EVEN CONSTRUTORA E INCORPORA 0 0
    EVEREST RE GROUP LTD 0 0
    EXACOMPTA CLAIREFONTAINE 251,691 111,044
    EXCEED CO LTD 977,644 660,528
    EXEL INDUSTRIES SA A SHS 485,555 315,471
    EXPONENT INC 142,288 404,536
    EXXON MOBIL CORP 653,192 686,556
    F5 NETWORKS INC 0 0
    FAIRCHILD SEMICONDUCTOR INTE 1,014,254 671,832
    FAIRFAX FINANCIAL HLDGS LTD 0 0
    FAMILY DOLLAR STORES 0 0
    FAMOUS DAVE S OF AMERICA 0 0
    FANUC CORP 2,646,156 3,062,126
    FAURECIA 508,479 376,554
    FEDERAL AGRIC MTG CORP CL C 2,223,161 2,127,856
    FEDEX CORP 1,643,854 1,762,061
    FENNER PLC 2,570,350 2,813,711
    FERREXPO PLC 0 0
    FFP 596,332 240,284
    FIAT INDUSTRIAL 241,470 253,707
    FINISAR CORPORATION 0 0
    FIRST PACTRUST BANCORP INC 637,035 445,875
    FIRST TRUST SPECIALTY FINANCE 324,590 548,138
    FLETCHER BUILDING LTD 0 0
    FLUGHAFEN WIEN AG 0 0
    FLUOR CORP 0 0
    FOLLI FOLLIE GROUP 0 0
    FOLLI FOLLIE SA 0 0
    FOREST LABORATORIES INC 0 0
    FOREST OIL CORP 656,374 684,275
    FORMFACTOR INC 374,715 193,292
    FOSSIL INC 0 0
    FOSTER (LB) CO A 0 0
    FOSTER S GROUP LTD 0 0
    FOURLIS SA 1,281,489 282,352
    FRANCE TELECOM SA 0 0
    FRANCO NEVADA CORP 0 0
    FRANKLIN RESOURCES INC 323,460 313,156
    FRAPORT AG 100,942 114,544
    FRASER AND NEAVE LTD 371,651 392,087
    FREEPORT MCMORAN COPPER 0 0
    FRESNILLO PLC 65,947 418,261
    FRONTIER COMMUNICATIONS CORP 594,539 566,500
    FURSYS INC 113,954 500,886
    FUSHI COPPERWELD INC 1,641,931 1,269,113
    GARMIN LTD 650,816 587,198
    GATEGROUP HOLDING AG 0 0
    GEMALTO 1,567,851 1,568,470
    GENERAL ELECTRIC CO 406,240 447,750
    GENERAL MILLS INC 0 0
    GENESCO INC 863,333 913,752
    GENOMMA LAB INTERNACIONAL B 2,255,974 2,153,744
    GENTING BHD 10,619 22,139
    GENTING MALAYSIA BHD 1,069,469 1,292,909
    GENZYME CORP 0 0
    GEORESOURCES INC 704,759 741,543
    GERRESHEIMER AG 3,717,157 3,363,534
    GERRY WEBER INTL AG 2,026,063 1,952,328
    GEWISS SPA 0 0
    GFK SE 939,192 1,099,031
    GLATFELTER 0 0
    GLAXOSMITHKLINE PLC 1,096,006 1,263,718
    GLOBAL DEFENSE TECHNOLOGY + 0 0
    GOLD FIELDS LTD SPONS ADR 1,628,341 1,819,600
    GOLDCORP INC 0 0
    GOODPACK LTD 0 0
    GRAHAM PACKAGING CO INC 0 0
    GREAT LAKES DREDGE + DOCK CO 0 0
    GREAT PLAINS ENERGY INC 941,972 1,173,942
    GREEN MOUNTAIN COFFEE ROASTE 780,372 390,195
    GROUPE BRUXELLES LAMBERT SA 1,249,391 1,084,728
    GROUPE GUILLIN 252,527 165,214
    GROUPE STERIA SCA 750,832 403,431
    GRUPO TELEVISA SA SER CPO 0 0
    GRUPO TELEVISA SA SPON ADR 2,083,117 2,290,338
    GT ADVANCED TECHNOLOGIES INC 1,735,036 1,020,116
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    GUERBET 381,287 198,298
    GUOCO GROUP LTD 1,036,804 896,590
    GUYENNE ET GASCOGNE SA 317,555 388,358
    H LUNDBECK AS 0 0
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    HAL TRUST 951,877 901,452
    HALLIBURTON CO 885,185 904,162
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    HAMBURGER HAFEN UND LOGISTIK 742,451 620,754
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    HARMONY GOLD MNG SPON ADR 643,756 639,374
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    HCA HOLDINGS INC 912,320 762,238
    HCC INSURANCE HOLDINGS INC 930,260 975,150
    HEALTH MGMT ASSOCIATES INC A 907,189 790,801
    HEARTLAND PAYMENT SYSTEMS IN 870,803 1,045,044
    HEELYS INC 304,753 135,252
    HEIDELBERGCEMENT AG 2,511,855 2,095,626
    HEINEKEN HOLDING NV 0 0
    HELEN OF TROY LTD 644,382 742,940
    HELIX ENERGY SOLUTIONS GROUP 889,578 797,900
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    HERSHEY CO THE 0 0
    HESS CORP 0 0
    HEWLETT PACKARD CO 0 0
    HEXAGON AB B SHS 249,817 279,191
    HHGREGG INC 848,533 787,525
    HIGH CO 159,354 90,691
    HIROSE ELECTRIC CO LTD 3,934,643 3,363,595
    HJ HEINZ CO 175,009 220,483
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    HOLCIM LTD REG 0 0
    HOLLYFRONTIER CORP 891,437 711,360
    HOME CAPITAL GROUP INC 1,569,993 1,536,916
    HOME PRODUCT CENTER PCL NVDR 283,634 353,703
    HOPEWELL HOLDINGS LTD 210,992 182,577
    HOPFED BANCORP INC 540,000 405,756
    HORNBACH HOLDING AG PRFD 0 0
    HORSEHEAD HOLDING CORP 0 0
    HOYA CORP 1,202,040 1,181,977
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    HUDSON CITY BANCORP INC 0 0
    HUGO BOSS PFD 0 0
    HUMANA INC 1,218,769 1,883,615
    HUNTSMAN CORP 0 0
    HUTCHISON TELECOMM HONG KONG 2,400,092 2,408,614
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    HYMER AG 0 0
    HYUNDAI MOTOR CO 0 0
    ICOM INC 219,058 250,406
    ICU MEDICAL INC 517,789 666,000
    IG GROUP HOLDINGS PLC 2,838,812 2,875,894
    IGUATEMI EMP DE SHOPPING 0 0
    ILLINOIS TOOL WORKS 676,066 714,663
    ILLUMINA INC 0 0
    IMATION CORP 1,307,644 851,982
    IMAX CORP 503,449 1,773,244
    IMERYS SA 0 0
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    IMPERIAL TOBACCO GROUP PLC 0 0
    INCITEC PIVOT LTD 1,297,211 1,205,843
    INDIA FUND INC THE 315,592 300,489
    INDUSTRIAS PENOLES SAB DE CV 887,450 1,744,379
    INFOSYS LTD SP ADR 0 0
    INGENICO 1,845,765 1,735,187
    INGRAM MICRO INC CL A 0 0
    INNOSPEC INC 1,215,607 3,179,910
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    INTEGRATED SILICON SOLUTION 1,747,409 2,104,942
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    INTER PARFUMS 0 0
    INTERACTIVE BROKERS GRO CL A 992,560 821,700
    INTERCONEXION ELECTRICA SA 0 0
    INTERLINE BRANDS INC 401,151 350,325
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    INTL FLAVORS + FRAGRANCES 1,285,406 1,603,528
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    INTRUM JUSTITIA AB 3,098,805 3,080,273
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    INVENTURE FOODS INC 432,948 518,039
    INVESTOR AB A SHS 1,040,984 983,257
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    ISHARES SILVER TRUST 0 0
    ISRAEL CHEMICALS LTD 59,179 58,014
    ITALCEMENTI SPA RSP 416,786 191,576
    ITALMOBILIARE SPA 495,562 208,498
    ITALMOBILIARE SPA RSP 224,316 138,864
    ITT CORP 0 0
    ITT EDUCATIONAL SERVICES INC 0 0
    J2 GLOBAL INC 880,110 861,084
    JAPAN PETROLEUM EXPLORATION 0 0
    JAPAN WOOL TEXTILE CO LTD 845,405 756,744
    JARDINE MATHESON HLDGS LTD 432,661 588,596
    JIANGSU EXPRESS CO LTD H 0 0
    JINPAN INTERNATIONAL LTD 1,441,406 1,052,521
    JOHN B. SANFILIPPO + SON INC 10,697 11,310
    JOHNSON + JOHNSON 0 0
    JPMORGAN CHASE + CO 0 0
    JUBILANT FOODWORKS LTD 0 0
    JULIUS BAER GROUP LTD 1,860,765 2,689,395
    JUMBO SA 652,155 449,468
    KADANT INC 525,399 524,552
    KAKAKU.COM INC 1,521,389 1,525,802
    KANSAI PAINT CO LTD 1,050,165 1,067,466
    KAYDON CORP 2,215,444 1,928,820
    KDDI CORP 1,759,126 1,704,900
    KEIHIN CORP 0 0
    KELLOGG CO 1,877,718 1,908,006
    KENDLE INTERNATIONAL INC 0 0
    KENMARE RESOURCES PLC 1,490,963 1,653,999
    KERRY GROUP PLC A 0 0
    KESA ELECTRICALS PLC 0 0
    KEYCORP 0 0
    KEYENCE CORP 2,442,332 2,417,094
    KFORCE INC 0 0
    KIMBALL INTERNATIONAL B 2,243,873 1,574,615
    KIMBERLY CLARK CORP 268,993 328,813
    KINDRED HEALTHCARE INC 931,716 976,910
    KIRBY CORP 885,921 928,344
    KIRKLAND LAKE GOLD INC 799,935 699,302
    KMG CHEMICALS INC 410,278 519,827
    KOHLS CORP 890,113 957,390
    KONINKLIJKE AHOLD NV 0 0
    KONINKLIJKE KPN NV 0 0
    KONINKLIJKE PHILIPS ELECTRON 0 0
    KRONES AG 1,315,237 1,011,801
    KT CORP 0 0
    KT CORP SP ADR 0 0
    KT+G CORP 1,148,038 1,382,599
    KUEHNE + NAGEL INTL AG REG 227,502 200,259
    KUKA AG 0 0
    KYUSHU ELECTRIC POWER CO INC 0 0
    L 3 COMMUNICATIONS HOLDINGS 0 0
    LABORATORY CRP OF AMER HLDGS 1,218,057 2,794,025
    LAFARGE SA 0 0
    LAN AIRLINES SA SPON ADR 0 0
    LANCASHIRE HOLDINGS LTD 2,274,653 2,335,369
    LANDAUER INC 824,701 775,899
    LAS VEGAS SANDS CORP 0 0
    LASERCARD CORP 0 0
    LATTICE SEMICONDUCTOR CORP 388,056 447,282
    LAURENT PERRIER GROUP 477,625 522,647
    LECTRA 284,008 243,219
    LEGRAND SA 0 0
    LEXMARK INTERNATIONAL INC A 0 0
    LG CORP 0 0
    LG FASHION CORP 947,848 760,306
    LIBERTY GLOBAL INC A 0 0
    LIFE HEALTHCARE GROUP HOLDIN 2,336,734 2,363,765
    LIFE TECHNOLOGIES CORP 339,048 350,968
    LIFEPOINT HOSPITALS INC 832,855 977,045
    LIMITED BRANDS INC 1,057,140 1,065,240
    LINCOLN EDUCATIONAL SERVICES 1,292,635 629,788
    LINDAB INTERNATIONAL AB 1,169,756 529,742
    LINDT + SPRUENGLI AG PC 130,390 179,275
    LINK REIT 0 0
    LIVE NATION ENTERTAINMENT IN 2,631,676 1,293,036
    LIVHOME INC 64,142 64,142
    LLOYDS BANKING GROUP PLC ADR 0 0
    LOCINDUS 349,816 184,994
    LOCKHEED MARTIN CORP 0 0
    LORILLARD INC 0 0
    LOTTE CONFECTIONERY CO LTD 355,468 480,094
    LOWE S COS INC 1,184,437 1,411,382
    LPN DEVELOPMENT 1,300,452 1,312,092
    LSB INDUSTRIES INC 299,528 434,465
    M + T BANK CORP 0 0
    M3 INC 1,458,931 1,596,543
    MACINTOSH RETAIL GROUP NV 863,209 494,441
    MACRONIX INTERNATIONAL 0 0
    MAEZAWA KASEI INDUSTRIES CO 70,304 78,061
    MAGNA INTERNATIONAL INC 0 0
    MAJESTIC CAPITAL LTD 35 0
    MAKINO MILLING MACHINE CO 0 0
    MANDO CORP 1,616,409 1,630,118
    MANITEX INTERNATIONAL INC 440,755 916,243
    MANUTAN INTERNATIONAL 1,000,281 572,469
    MARCUS CORPORATION 248,724 305,528
    MARINE HARVEST 0 0
    MARKS + SPENCER GROUP PLC 0 0
    MARLIN BUSINESS SERVICES INC 545,049 463,550
    MARSH + MCLENNAN COS 763,865 888,522
    MARTEN TRANSPORT LTD 437,948 446,152
    MARTIN MARIETTA MATERIALS 191,741 230,755
    MARUBENI CORP 0 0
    MARVELL TECHNOLOGY GROUP LTD 0 0
    MASTERCARD INC CLASS A 2,166,655 3,355,380
    MATSUMOTO YUSHI SEIYAKU CO 23,834 24,656
    MAXLINEAR INC CLASS A 0 0
    MAYR MELNHOF KARTON AG 1,244,007 1,046,014
    MCDONALD S CORP 0 0
    MCG CAPITAL CORP 184,169 479,837
    MCGRATH RENTCORP 652,311 678,366
    MCMORAN EXPLORATION CO 0 0
    MEADWESTVACO CORP 0 0
    MEDCO HEALTH SOLUTIONS INC 0 0
    MEDICAL ACTION IND INC 0 0
    MEDICINES COMPANY 0 0
    MEDIFAST INC 282,292 157,780
    MEDIQ NV 1,037,689 1,011,819
    MEDTRONIC INC 0 0
    MEITEC CORP 1,362,174 947,667
    MELROSE PLC 0 0
    MELROSE PLC 3,239,303 3,007,266
    MERCK + CO. INC. 0 0
    MERCURY COMPUTER SYSTEMS INC 153,538 223,272
    MERIT MEDICAL SYSTEMS INC 383,489 426,488
    METALICO INC 42,255 34,509
    METHODE ELECTRONICS INC 437,047 389,630
    METLIFE INC 296,360 244,763
    METRO INC A 0 0
    MFA FINANCIAL INC 1,566,989 1,471,149
    MGM RESORTS INTERNATIONAL 0 0
    MI HOMES INC 2,053,015 2,111,549
    MICHAEL BAKER CORP 0 0
    MICHAEL PAGE INTERNATIONAL 302,691 398,422
    MICHELIN (CGDE) 477,334 415,110
    MICHELIN (CGDE) B 0 0
    MICRON TECHNOLOGY INC 0 0
    MIDSOUTH BANCORP INC 469,329 438,437
    MILLICOM INTL CELLULAR S.A. 0 0
    MILLICOM INTL CELLULAR SDR 586,107 1,312,557
    MIRACA HOLDINGS INC 0 0
    MISUMI GROUP INC 647,509 765,199
    MITRA ADIPERKASA TBK PT 983,743 1,554,229
    MITSUBISHI ESTATE CO LTD 1,321,140 1,264,940
    MOBILE MINI INC 1,919,492 1,753,725
    MODINE MANUFACTURING CO 277,341 283,800
    MOLEX INC 304,487 338,573
    MONADELPHOUS GROUP LTD 1,634,762 1,614,911
    MONRO MUFFLER BRAKE INC 0 0
    MONSTER BEVERAGE CORP 1,297,863 1,326,816
    MOODY S CORP 1,637,252 1,522,336
    MORGAN CRUCIBLE COMPANY PLC 1,892,153 1,528,477
    MORGAN STANLEY 0 0
    MOSAIC CO THE 0 0
    MOTHERCARE PLC 1,498,500 577,455
    MOTORCAR PARTS OF AMERICA IN 547,301 761,333
    MS+AD INSURANCE GROUP HOLDIN 3,198,759 2,281,526
    MTU AERO ENGINES HOLDING AG 872,082 1,213,012
    MUENCHENER RUECKVER AG REG 0 0
    MULTI COLOR CORP 658,921 1,008,796
    MURPHY OIL CORP 1,699,373 1,837,190
    MYLAN INC 0 0
    MYR GROUP INC DELWARE 270,171 409,596
    NABTESCO CORP 0 0
    NAGAILEBEN CO LTD 338,448 445,875
    NAL ENERGY CORP 688,391 738,278
    NALCO HOLDING CO 0 0
    NASH FINCH CO 426,197 430,416
    NATIONAL BANK OF CANADA 0 0
    NATL WESTERN LIFE INS CL A 1,632,257 1,239,192
    NATURA COSMETICOS SA 0 0
    NATURES SUNSHINE PRODS INC 897,594 2,135,459
    NATUZZI SPA SP ADR 1,963,970 1,182,565
    NEENAH PAPER INC 557,267 564,696
    NEMETSCHEK AG 672,610 874,148
    NEOPOST SA 907,013 769,080
    NESTLE SA REG 2,725,057 2,997,113
    NET ONE SYSTEMS CO LTD 3,428,233 4,138,527
    NETFLIX INC 0 0
    NETSOL TECHNOLOGIES INC 276,205 67,544
    NEUSTAR INC CLASS A 1,671,169 1,752,921
    NEW GOLD ISSUER 0 0
    NEW YORK COMMUNITY BANCORP 0 0
    NEWCASTLE INVESTMENT CORP 1,078,446 630,075
    NEWCREST MINING LTD 1,350,300 1,282,662
    NEWELL RUBBERMAID INC 845,254 938,154
    NEWMONT MINING CORP 1,042,776 1,146,191
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    NEWS CORP CL A 0 0
    NEXANS SA 576,181 398,748
    NEXEN TIRE CORPORATION 1,837,161 1,614,093
    NEXT PLC 0 0
    NEXTRADIOTV 465,090 235,617
    NICHII GAKKAN CO 1,583,635 1,610,970
    NIFCO INC 2,298,082 2,369,846
    NIPPON TELEGRAPH + TELEPHONE 0 0
    NIPPON THOMPSON CO LTD 0 0
    NISSIN FOODS HOLDINGS CO LTD 1,245,223 1,344,877
    NITTO KOHKI CO LTD 363,463 372,677
    NKSJ HOLDINGS INC 2,413,758 1,946,868
    NOBIA AB 0 0
    NOBLE ENERGY INC 661,383 689,047
    NOMURA RESEARCH INSTITUTE LT 1,048,108 1,152,462
    NONGSHIM CO LTD 725,298 548,958
    NORBERT DENTRESSANGLE 436,111 525,611
    NORTHERN TRUST CORP 3,440,238 3,087,928
    NORTHRIM BANCORP INC 307,131 287,164
    NORTHROP GRUMMAN CORP 462,703 482,460
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    NOVAGOLD RESOURCES INC 0 0
    NOVARTIS AG REG 0 0
    NOVELLUS SYSTEMS INC 0 0
    NOVO NORDISK AS B 0 0
    NOVOLIPET STEEL GDR REG S 0 0
    NTT DOCOMO INC 603,778 663,913
    NU HORIZONS ELEC CORP 0 0
    NUTRACEUTICAL INTL CORP 78,260 67,954
    NUTRECO NV 1,100,571 1,174,763
    O NET COMMUNICATIONS GROUP 0 0
    ODONTOPREV S.A. 0 0
    OLD REPUBLIC INTL CORP 1,999,047 968,715
    OMRON CORP 1,138,800 1,001,308
    OMV AG 1,019,212 813,966
    ONEOK PARTNERS LP 685,690 692,880
    ONO PHARMACEUTICAL CO LTD 1,846,256 2,116,766
    OPENTABLE INC 0 0
    ORACLE CORP 1,972,305 3,047,220
    ORIENTAL LAND CO LTD 0 0
    ORIFLAME COSMETICS SA SDR 1,939,945 1,336,690
    ORION MARINE GROUP INC 0 0
    ORION OYJ CLASS B 0 0
    OSAKA GAS CO LTD 0 0
    OSG CORP 141,315 253,018
    OVERHILL FARMS INC 850,710 635,152
    OVERSEA CHINESE BANKING CORP 0 0
    OWENS ILLINOIS INC 2,572,599 2,274,437
    P G + E CORP 1,351,193 1,407,663
    P.A.M. TRANSPORTATION SVCS 2,023,093 1,242,334
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    PANALPINA WELTTRANSPORT REG 0 0
    PARGESA HOLDING SA BR 2,012,244 1,602,578
    PARTNERRE LTD 0 0
    PATTERSON COS INC 1,770,181 1,903,745
    PEABODY ENERGY CORP 921,461 794,640
    PENN WEST ENERGY TRUST 0 0
    PENN WEST PETROLEUM LTD 1,249,066 1,303,711
    PEOPLE S UNITED FINANCIAL 0 0
    PEP BOYS MANNY MOE + JACK 975,315 1,650,000
    PERICOM SEMICONDUCTOR CORP 483,961 383,628
    PERRIGO CO 930,526 1,011,920
    PETROFAC LTD 0 0
    PETROLEO BRASILEIRO SPON ADR 1,143,018 1,041,922
    PETROMINERALES LTD 0 0
    PETRONAS GAS BHD 0 710,612
    PETROQUEST ENERGY INC 689,522 710,160
    PETSMART INC 0 0
    PFEIFFER VACUUM TECHNOLOGY 61,731 72,331
    PFIZER INC 1,418,603 1,623,000
    PHILIPPINE LONG DISTANCE TEL 0 0
    PHOTRONICS INC 1,579,841 2,196,704
    PIAGGIO + C. S.P.A. 1,828,748 1,321,857
    PIER 1 IMPORTS INC 172,297 409,542
    PIERRE + VACANCES 1,419,802 615,284
    PIGEON CORP 1,646,545 1,690,349
    PINNACLE WEST CAPITAL 0 0
    PLUS EXPRESSWAYS BHD 0 0
    POLARIS INDUSTRIES INC 806,603 1,511,460
    PORTLAND GENERAL ELECTRIC CO 0 0
    PORTS DESIGN LTD 0 0
    POSEIDON CONCEPTS CORP 1,085,445 1,762,416
    POSTNL NV 290,673 96,864
    POWELL INDUSTRIES INC 286,947 240,856
    POWER ASSETS HOLDINGS LTD 0 0
    PRGX GLOBAL INC 301,020 304,938
    PRICELINE.COM INC 0 0
    PRIMARY HEALTH CARE LTD 0 0
    PROCTER + GAMBLE CO THE 368,630 460,299
    PROGRESS ENERGY INC 0 0
    PROSEGUR COMP SEGURIDAD REGD 561,530 415,835
    PROVIDENT ENERGY TRUST UTS 0 0
    QEP RESOURCES INC 662,185 668,040
    QUAKER CHEMICAL CORP 220,890 427,790
    QUEST DIAGNOSTICS INC 0 0
    QUESTAR CORP 664,479 677,226
    QWEST COMMUNICATIONS INTL 0 0
    RADIAN GROUP INC 0 0
    RADIANT SYSTEMS INC 0 0
    RAIA DROGASIL SA 1,527,162 1,523,510
    RALLYE SA 791,419 503,127
    RAMIRENT OYJ 0 0
    RANGE RESOURCES CORP 660,117 675,146
    RAYTHEON COMPANY 0 0
    RBC BEARINGS INC 217,854 391,980
    RC2 CORP 0 0
    RECKITT BENCKISER GROUP PLC 535,211 484,320
    RED ELECTRICA CORPORACION SA 1,163,990 1,000,715
    REGIONS FINANCIAL CORP 0 0
    REMY COINTREAU 7,590 16,926
    RENAISSANCERE HOLDINGS LTD 0 0
    RENT A CENTER INC 1,901,566 3,528,505
    REPUBLIC AIRWAYS HOLDINGS IN 2,363,986 1,508,734
    REPUBLIC SERVICES INC 1,744,471 1,666,500
    RESONA HOLDINGS INC 0 0
    RESTAURANT GROUP PLC 0 0
    REXAM PLC 0 0
    REXEL SA 398,896 475,341
    RHEINMETALL AG 2,123,207 1,639,916
    RHODIA SA 0 0
    RICHTER GEDEON NYRT 0 0
    RIETER HOLDING AG REG 350,392 359,125
    RIGHTMOVE PLC 0 0
    RIMAGE CORP 0 0
    RIVERBED TECHNOLOGY INC 8,127 9,212
    RLI CORP 986,481 1,340,624
    RMB HOLDINGS LTD 0 0
    ROADRUNNER TRANSPORTATION SY 334,987 329,229
    ROBERTET SA 216,490 467,646
    ROCHE HOLDING AG GENUSSCHEIN 0 0
    ROCKWELL COLLINS INC 329,381 354,368
    ROCKWOOL INTL AS B SHS 880,591 845,084
    ROGERS COMMUNICATIONS INC B 812,600 931,942
    ROGERS COMMUNICATIONS INC B 0 0
    ROHM CO LTD 2,689,622 1,693,748
    ROSETTA RESOURCES INC 675,452 678,600
    ROSS STORES INC 0 0
    ROTORK PLC 2,875,351 3,187,597
    ROYAL DUTCH SHELL PLC A SHS 0 0
    ROYAL DUTCH SHELL PLC ADR 662,297 679,737
    RPC INC 1,823,704 1,872,450
    RUSH ENTERPRISES INC CL B 0 0
    RUSH ENTERPRISES INC CL A 573,117 617,140
    SA SA INTERNATIONAL HLDGS 0 0
    SAFEWAY INC 0 0
    SAFILO GROUP SPA 1,398,393 703,758
    SAFRAN SA 431,294 608,195
    SAIC INC 0 0
    SAMPO OYJ A SHS 0 0
    SAMSUNG ELECTR GDR 144A 0 0
    SAMSUNG ELECTRONICS PFD 877,693 1,487,433
    SANDISK CORP 0 0
    SANDY SPRING BANCORP INC 365,758 458,055
    SANMINA SCI CORP 1,118,685 1,992,340
    SANOFI 2,678,545 2,548,467
    SANRIO CO LTD 1,215,599 1,572,747
    SANSEI YUSOKI CO LTD 58,802 47,007
    SANTEN PHARMACEUTICAL CO LTD 0 0
    SAP AG 911,406 1,124,224
    SAP AG COMMON 0 0
    SARA LEE CORP 489,451 656,524
    SARTORIUS AG VORZUG 715,731 1,352,805
    SATS LTD 344,683 325,157
    SAUER DANFOSS INC 961,500 1,122,510
    SAWAI PHARMACEUTICAL CO LTD 1,671,632 1,692,501
    SCBT FINANCIAL CORP 354,966 307,506
    SCHIBSTED ASA 776,365 978,038
    SCHNEIDER ELECTRIC SA 350,033 306,291
    SCHOELLER BLECKMANN OILFIELD 0 0
    SCHWAB (CHARLES) CORP 2,666,071 2,375,747
    SCOR SE 627,888 620,485
    SCORPIO TANKERS INC 1,801,649 1,800,405
    SEACUBE CONTAINER LEASING LT 481,797 624,982
    SEAGATE TECHNOLOGY 932,150 887,240
    SEB SA 434,048 512,672
    SECHILIENNE SIDEC 1,305,356 730,304
    SECOM CO LTD 2,657,101 2,809,917
    SECOM JOSHINETSU CO LTD 403,512 508,596
    SECURITAS AB B SHS 0 0
    SEEGENE INC 1,414,632 1,529,764
    SEIKAGAKU CORP 336,365 333,611
    SENIOR PLC 0 0
    SEQUANA CAPITAL 0 0
    SERCO GROUP PLC 681,915 541,433
    SERVICESOURCE INTERNATIONAL 168,227 187,998
    SFN GROUP INC 0 0
    SGOCO GROUP LTD 2,812,500 480,000
    SHENGUAN HOLDINGS GROUP LTD 0 0
    SHERWIN WILLIAMS CO THE 0 0
    SHIKOKU ELECTRIC POWER CO 0 0
    SHIMANO INC 3,240,061 3,446,886
    SHIN ETSU CHEMICAL CO LTD 496,452 520,669
    SHINER INTERNATIONAL INC 422,849 155,735
    SHINGAKUKAI CO LTD 335,243 182,987
    SHOE CARNIVAL INC 453,241 493,440
    SIEMENS AG REG 0 0
    SILICON WORKS CO LTD 1,545,229 1,512,442
    SILVER WHEATON CORP 0 0
    SILVERCORP METALS INC 0 0
    SIMCORP AS 1,197,661 1,141,792
    SINGAPORE AIRLINES LTD 0 0
    SINO THAI ENGR + CONSTR NVDR 0 0
    SK KAKEN CO LTD 321,914 411,948
    SK TELECOM CO LTD ADR 852,672 785,297
    SMC CORP 2,312,684 2,579,563
    SMITH + NEPHEW PLC SPON ADR 0 0
    SMITH MICRO SOFTWARE INC 0 0
    SMURFIT KAPPA GROUP PLC 0 0
    SMURFIT KAPPA GROUP PLC 0 0
    SNAM RETE GAS 0 0
    SNAP ON INC 1,981,686 2,971,394
    SOCIETE BIC SA 524,307 528,204
    SODEXO 1,565,115 2,182,646
    SOFINA 149,954 117,599
    SOLAR POWER INC 106,867 34,733
    SOMFY SA 237,652 191,471
    SORIN SPA 1,387,320 879,451
    SOUTHERN NATL BANCORP OF VA 225,235 187,270
    SOUTHWEST AIRLINES CO 378,308 277,087
    SOUTHWESTERN ENERGY CO 0 0
    SPAR GROUP LIMITED THE 1,501,364 1,569,373
    SPDR GOLD SHARES 6,889,529 8,671,789
    SPECTRIS PLC 0 0
    SPECTRUM CONTROL INC 0 0
    SPIR COMMUNICATION 384,919 121,623
    SPIRAX SARCO ENGINEERING PLC 0 0
    SPOTLESS GROUP LTD 570,504 691,431
    SPRINT NEXTEL CORP 0 0
    SQUARE ENIX HOLDINGS CO LTD 3,405,479 3,077,381
    STANDARD PARKING CORP 0 0
    STARHUB LTD 0 0
    STATOIL ASA 0 0
    STATOIL ASA SPON ADR 652,713 673,543
    STERIS CORP 2,169,202 2,126,464
    STERLING BANCORP N Y 532,771 507,168
    STERLING CONSTRUCTION CO 0 0
    STONE ENERGY CORP 918,679 915,386
    STROER OUT OF HOME MEDIA AG 1,493,584 955,464
    STRYKER CORP 1,867,110 1,911,847
    SUCRIERE PITHIVIERS LE VIEIL 269,829 475,928
    SUGI HOLDINGS CO LTD 1,509,565 1,522,443
    SULZER AG REG 0 0
    SUMMIT HOTEL PROPERTIES INC 548,618 525,808
    SUNCOR ENERGY INC 0 0
    SUNPOWER CORP CLASS A 0 0
    SUPALAI PCL NVDR 757,773 762,546
    SURMODICS INC 95,281 115,814
    SUTRON CORP 174,580 207,060
    SWATCH GROUP AG THE BR 487,636 436,039
    SWEDISH MATCH AB 0 0
    SWIRE PACIFIC LTD A 0 0
    SWISSCOM AG REG 0 0
    SYMRISE AG 792,522 856,571
    SYNOPSYS INC 196,876 229,296
    SYSCO CORP 2,319,904 2,422,365
    T HASEGAWA CO LTD 331,827 351,157
    T ROWE PRICE GROUP INC 204,910 236,343
    TAIWAN MOBILE CO LTD 0 0
    TAIWAN SECOM 113,631 111,391
    TAIWAN SOGO SHINKONG SECS CO 15,989 16,407
    TAKKT AG 1,322,204 986,463
    TALISMAN ENERGY INC 658,196 738,225
    TARGA RESOURCES PARTNERS LP 654,400 656,128
    TATA MOTORS LTD SPON ADR 0 0
    TATTS GROUP LTD 0 0
    TE CONNECTIVITY LTD 1,962,229 2,008,812
    TEAM INC 335,592 609,875
    TECAN GROUP AG REG 1,173,353 1,045,771
    TECH DATA CORP 0 0
    TECUMSEH PRODUCTS CO CLASS A 2,193,963 646,250
    TEEMS INC 15,293 32,612
    TELECITY GROUP PLC 3,578,256 4,201,867
    TELECOM EGYPT 0 0
    TELECOM ITALIA RSP 0 0
    TELECOM NEW ZEALAND SP ADR 1,407,869 1,375,079
    TELEFONICA CZECH REPUBLIC AS 0 0
    TELEFONOS DE MEXICO SAB L 0 0
    TELEKOM AUSTRIA AG 0 0
    TELEKOM MALAYSIA BHD 0 0
    TELEKOMUNIKACJA POLSKA SA 0 0
    TELEPERFORMANCE 0 0
    TELEVISION FRANCAISE (T.F.1) 1,313,095 808,198
    TEMENOS GROUP AG REG 0 0
    TEMP HOLDINGS CO LTD 365,962 247,505
    TENET HEALTHCARE CORP 1,567,256 1,315,845
    TENNECO INC 1,010,752 762,368
    TERRITORIAL BANCORP INC 490,166 531,275
    TESCO CORP 293,094 338,752
    TESSCO TECHNOLOGIES INC 0 0
    TETRA TECHNOLOGIES INC 0 0
    TEVA PHARMACEUTICAL IND LTD 0 0
    TEVA PHARMACEUTICAL SP ADR 0 0
    TEXAS INSTRUMENTS INC 3,588,042 3,235,577
    THAI BEVERAGE PCL 1,286,772 1,211,517
    THAI CAPITAL FUND INC THE 373,838 330,799
    THERMO FISHER SCIENTIFIC INC 0 0
    THERMON GROUP HOLDINGS INC 410,166 593,794
    TIME WARNER INC 0 0
    TJX COMPANIES INC 0 0
    TMS INTERNATIONAL CORP A 502,693 388,284
    TNT EXPRESS NV 1,112,863 805,124
    TOGNUM AG 0 0
    TOHOKU ELECTRIC POWER CO INC 0 0
    TOKYO ELECTRIC POWER CO INC 0 0
    TOKYO GAS CO LTD 0 0
    TOTAL SA 1,105,529 1,125,323
    TOTVS SA 0 0
    TOWNE BANK 533,303 431,582
    TOYOTA MOTOR CORP 2,613,314 2,066,935
    TPC GROUP INC 666,489 517,926
    TRANSATLANTIC PETROLEUM LTD 0 0
    TRANSCEND SERVICES INC 687,429 1,344,115
    TRANSGLOBE ENERGY CORP 675,890 747,362
    TRAVELERS COS INC THE 0 0
    TRIGANO SA 185,187 96,816
    TRINIDAD DRILLING LTD 1,234,033 1,549,795
    TRINITY LTD 0 0
    TRIQUINT SEMICONDUCTOR INC 0 0
    TRIUMPH GROUP INC 868,299 993,650
    TRW AUTOMOTIVE HOLDINGS CORP 654,518 922,580
    TSURUHA HOLDINGS INC 2,446,008 2,495,490
    TUESDAY MORNING CORP 2,562,532 2,125,359
    TUPPERWARE BRANDS CORP 226,127 671,640
    U.S. PHYSICAL THERAPY INC 347,727 350,304
    UBS AG REG 0 0
    ULTRA PETROLEUM CORP 1,266,933 982,531
    UNIFI INC 1,724,966 1,751,116
    UNILEVER INDONESIA TBK PT 0 0
    UNION PACIFIC CORP 723,269 1,663,258
    UNISYS CORP 0 0
    UNITED ARROWS LTD 1,469,383 1,501,799
    UNITED CONTINENTAL HOLDINGS 0 0
    UNITED MICROELECTRON SP ADR 0 0
    UNITED RENTALS INC 0 0
    UNITEDHEALTH GROUP INC 0 0
    UNITIL CORP 533,072 762,003
    UNIVERSAL POWER GROUP INC 55,862 33,936
    UNIVERSAL STAINLESS + ALLOY 224,829 448,320
    UPM KYMMENE OYJ 0 0
    US AIRWAYS GROUP INC 0 0
    US ECOLOGY INC 906,323 1,007,923
    USA TRUCK INC 2,328,883 1,384,273
    USEC INC 0 0
    VAALCO ENERGY INC 695,709 739,296
    VALASSIS COMMUNICATIONS INC 0 0
    VALERO ENERGY CORP 1,029,150 780,955
    VERESEN INC 1,978,436 2,093,061
    VIACOM INC CLASS B 883,577 935,446
    VICTREX PLC 0 0
    VIEL ET COMPAGNIE 457,808 234,604
    VILMORIN + CIE 1,253,760 1,314,812
    VINDA INTERNATIONAL HOLDINGS 2,037,061 2,308,425
    VISA INC CLASS A SHARES 0 0
    VISCOFAN SA 2,962,195 2,943,658
    VISHAY INTERTECHNOLOGY INC 916,255 584,350
    VMWARE INC CLASS A 0 0
    VOLKSWAGEN AG SPONS ADR 0 0
    VOLT INFO SCIENCES INC 109,488 66,340
    VONAGE HOLDINGS CORP 1,886,280 1,061,830
    VOXX INTERNATIONAL CORP 1,718,459 1,920,212
    W+T OFFSHORE INC 1,599,210 1,743,462
    WAL MART STORES INC 0 0
    WALT DISNEY CO THE 196,753 236,250
    WALTER ENERGY INC 926,702 781,224
    WANT WANT CHINA HOLDINGS LTD 0 0
    WARREN RESOURCES INC 678,748 733,174
    WASHINGTON BANKING CO 521,608 483,546
    WASTE CONNECTIONS INC 0 0
    WATSON PHARMACEUTICALS INC 922,695 844,760
    WEINGARTEN REALTY INVESTORS 373,811 822,614
    WENDEL 335,602 351,522
    WERNER ENTERPRISES INC 1,100,266 1,009,790
    WESTAR ENERGY INC 0 0
    WESTERN UNION CO 898,397 951,346
    WESTFIELD GROUP 0 0
    WESTFIELD RETAIL TRUST 0 0
    WESTLAKE CHEMICAL CORP 890,475 816,872
    WESTON (GEORGE) LTD 0 0
    WESTPORT INNOVATIONS INC 1,574,168 1,812,178
    WH SMITH PLC 2,551,790 2,410,677
    WHIRLPOOL CORP 484,982 326,931
    WHITING PETROLEUM CORP 877,079 1,092,546
    WIENERBERGER AG 1,110,134 713,612
    WILSHIRE BANCORP INC 585,408 243,961
    WINCOR NIXDORF AG 1,353,674 990,635
    WINDSTREAM CORP 1,683,731 1,890,140
    WINNER MEDICAL GROUP INC 288,530 122,980
    WIRECARD AG 2,950,450 2,939,501
    WM MORRISON SUPERMARKETS 815,640 876,817
    WPCS INTERNATIONAL INC 51,456 36,120
    WW GRAINGER INC 0 0
    WYNN MACAU LTD 0 0
    WYNN RESORTS LTD 1,126,733 839,724
    XEROX CORP 0 0
    XILINX INC 261,177 338,554
    XINYI GLASS HOLDINGS LTD 1,182,565 1,491,903
    YAHOO JAPAN CORP 0 0
    YAZICILAR HOLDING AS A 342,831 273,465
    YOMEISHU SEIZO CO LTD 93,016 94,099
    YONKYU CO LTD 69,876 95,429
    YOOX SPA 0 0
    YUCHENG TECHNOLOGIES LTD 463,807 145,935
    ZHONGPIN INC 1,059,330 839,527
    ZHUZHOU CSR TIMES ELECTRIC H 1,524,170 1,490,176
    ZIPCAR INC 138,223 132,308
    ZODIAC AEROSPACE 654,988 957,982
    ZUMTOBEL AG 1,369,768 780,333
    SEE ATTACHMENT F 118,627 1,728,408

    TY 2011 InvestmentsGovtObligationsSch
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    US Government Securities - End of Year Book Value:

    3,503,285
    US Government Securities - End of Year Fair Market Value:

    3,334,792
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2011 InvestmentsOtherSchedule2
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ABINGWORTH BIOVENTURES II AT COST 8,462 638,070
    ABINGWORTH BIOVENTURES III AT COST 2,973,676 1,924,793
    ABINGWORTH IIA AT COST 298,386 50,730
    ACACIA VENTURE PARTNERS L.P. AT COST 0 0
    ACCENT EQUITY PARTNERS AT COST 934,328 4,969,543
    ADM MACULUS AT COST 5,108,036 5,428,698
    ADM MACULUS FUND III LP AT COST 5,577,291 3,413,626
    ADM MACULUS FUND V LP AT COST 18,477,908 17,253,118
    ADVENT GLOBAL PE IV AT COST 1 778,992
    ADVENT GLOBAL PRIVATE EQUITY AT COST 1 289,944
    APOLLO INVESTMENT FUND IV AT COST 1 943,987
    APOLLO INVESTMENTS FD III LP AT COST 1 1,777,916
    ARCH III AT COST 4,215,576 159,390
    ARCH VENTURE FUND IV LP AT COST 6,558,889 288,375
    ARCH VENTURE FUND VI, LP AT COST 4,587,248 7,111,413
    AVENUE ASIA SPECIAL SITUATIONS AT COST 8,526,745 9,587,543
    AVENUE SPECIAL SITUATIONS FUND AT COST 1 1,633,408
    BENCHMARK CAPITAL PARTNERS IV AT COST 3,511,139 2,236,022
    BENCHMARK CAPITAL PARTNERS V AT COST 4,066,537 6,852,274
    BENCHMARK CAPITAL PARTNERS VI AT COST 3,211,924 7,251,442
    BENCHMARK CAPITAL PARTNERS VII AT COST 1,900,000 2,253,925
    BESSEMER VENTURE PARTNERS VII AT COST 34,358,555 29,720,406
    BESSEMER VENTURE PTR VIII INST AT COST 4,590,000 4,340,862
    BLACK BEAR FUND AT COST 1 472,805
    BLACKTHORN PARTNERS, LP AT COST 17,000,000 16,827,669
    BRENNER WEST CAP QUAL PART LP AT COST 25,000,000 23,606,846
    BUTLER CAPITAL PARTNERS AKA FR AT COST 7,644,889 3,832,517
    CAHILL WARNOCK STRAT PRTNERS AT COST 1 30,194
    CANYON AGASSI CH SCH FAC FD LP AT COST 561,911 297,385
    CAPITAL INTERNATIONAL AT COST 1,821,945 4,323,013
    CARMEL VENTURES II LP AT COST 0 0
    CASTLE HARLAN PARTNERS III AT COST 1,251,826 703,872
    CASTLE HARLAN PARTNERS IV AT COST 1,422,957 781,890
    CFB AT COST 1 131,200
    COURT SQUARE VENTURES II LP AT COST 12,752,990 10,451,000
    CS CAPITAL PARTNERS II LP AT COST 2,510,661 5,759,296
    CS CAPITAL PARTNERS III AT COST 10,567,634 12,099,316
    DBAG IV AT COST 1 4,403,348
    DBAG V AT COST 15,957,577 11,238,560
    ENCAP ENERGY CAP FUND VI AT COST 22,137,871 23,220,033
    ENCAP ENERGY FUND V AT COST 3,890,291 2,523,557
    ENCAP IV AT COST 113,862 15,807
    ENERVEST ENERGY AT COST 10,472,957 10,585,633
    EUROPEAN SEC DEV FUND III AT COST 4,107,745 4,249,817
    EUROPEAN SEC DIV IV AT COST 3,612,749 3,747,719
    FIR TREE INTL VALUE FUND AT COST 70,327 276,879
    FLYWHEEL I LP AT COST 4,679,593 5,378,407
    FORUM ASIAN REALTY INCOME II AT COST 15,025,442 16,279,389
    GENERAL ATLANTIC PARTNERS AT COST 56,792,317 67,079,927
    GKB AT COST 1 30,959
    GOLDMAN SACHS LIQUIDITY PRTNRS AT COST 17,236,982 6,244,046
    GOLDMAN SACHS VINTAGE FD III AT COST 2,291,586 3,762,649
    GOLDMAN SACHS VINTAGE FUND IV AT COST 6,240,942 7,364,542
    HARBERT PRIVATE EQUITY FD II AT COST 9,467,747 5,210,288
    HAWKEYE CAPITAL INSTITUTIONAL AT COST 44,000,000 53,929,017
    HFIC II OFFSHORE, LTD AT COST 3,392,116 195,050
    HIGHBRIDGE ASIA OPPORTUNITY AT COST 1 244,555
    HIGHFIELDS CAPITAL LTD AT COST 1 41,384,058
    INTERSOUTH PARTNERS III AT COST 1 164,710
    INTERSOUTH PARTNERS IV AT COST 4,198,363 909,918
    INTERSOUTH PARTNERS V LP AT COST 2,294,338 800,199
    INTERSOUTH PARTNERS VI AT COST 4,285,220 2,754,127
    INTERSOUTH PARTNERS VII AT COST 3,975,000 2,541,018
    J W CHILDS EQUITY PARTNERS III AT COST 0 0
    JH WHITNEY III AT COST 876,179 0
    JH WHITNEY IV AT COST 5,020,200 249,653
    JH WHITNEY VI AT COST 7,454,397 7,161,991
    JP MORGAN INCUBATOR(CAYMAN) FD AT COST 1 80,253
    KA ENERGY AT COST 0 0
    KAYNE ANDERSON ENERGY FUND III AT COST 0 0
    KAYNE ANDERSON ENERGY IV AT COST 0 0
    LINDEN CAPITAL PARTNERS AT COST 1,406,984 8,022,988
    LINDEN CAPITAL PARTNERS II AT COST 882,752 884,162
    LOMBARD ODIER EURO CHOICE II AT COST 4,415,888 4,659,594
    MADRONA VENTURE 4 AT COST 8,880,000 9,227,080
    MADRONA VENTURE III AT COST 10,069,558 14,554,034
    MATLIN PATTERSON GLOBAL AT COST 1 8,936
    MATLIN PATTERSON GLOBAL OPPORT AT COST 17,399,997 15,192,903
    MATRIX PARTNERS VII LP AT COST 2,197,226 1,690,317
    MAYFIELD XI AT COST 233,988 175,968
    MEADOWBROOK AT COST   2,437,642
    MERIT ENERGY FUND E II AT COST 1,716,966 4,307,053
    MERIT ENERGY PARTNERS F II AT COST 11,214,155 12,700,949
    MERITECH CAPITAL PARTNERS AT COST 127,682 25,383
    MPM BIOVENTURES III LP AT COST 3,706,521 1,694,998
    MPM BIOVENTURES IV QP AT COST 11,237,723 11,596,408
    OAK INVESTMENT PARTNERS IX AT COST 4,326,426 0
    OAK INVESTMENT PARTNERS VII AT COST 1,208,287 305,549
    OAK INVESTMENT PARTNERS X AT COST 870,236 0
    OAK INVESTMENT PARTNERS XI AT COST 1,125,672 0
    OAK INVESTMENT PARTNERS XII AT COST 3,051,812 0
    OAK VIII (PROJECT 2626) AT COST 4,810,453 250,515
    OCEANWOOD GLOBAL OPP FUND AT COST 38,000,000 33,670,338
    OCM GFI OPPORTNITIES FUND II AT COST 1,345,956 1,470,050
    OCM OPPORTUNITIES FUND II AT COST 1 4,409
    OCM OPPORTUNITIES FUND III LP AT COST 1 173,380
    OCM OPPORTUNITIES FUND IV LP AT COST 1 50,891
    OCM OPPORTUNITIES FUND LP AT COST 1 948
    PACVEN WALDEN VENTURES IV AT COST 4,857,451 1,630,622
    PAUL ROYALTY FUND II, LP AT COST 2,391,203 1,263,837
    PROLOG CAPITAL II LP AT COST 3,709,850 2,181,662
    PROTEGE QP FUND LTD AT COST 20,000,000 32,559,688
    QUANTUM ENERGY PARTNERS III AT COST 0 0
    QUANTUM ENERGY PARTNERS IV AT COST 0 0
    QUANTUM RESOURCES A1 LP AT COST 0 0
    RIVERSIDE PARTNERS AT COST 7,843,200 7,092,217
    RIVERSIDE PARTNERS IV AT COST 2,190,809 2,456,023
    ROSEMONT INVESTMENT PRTN II LP AT COST 0 0
    SEED STAGE DIRECT INVESTMENT AT COST 2,566,720 2,566,436
    SIERRA VENTURES VII AT COST 2,949,471 388,614
    SQUARE MILE LODGING OPP PART AT COST 19,565,740 24,617,048
    SQUARE MILE PARTNERS III AT COST 21,811,140 24,514,108
    TECH INVESTMENTS II LLC AT COST 2,293,199 2,686,994
    TGP CAPITAL PARTNERS AT COST 0 0
    USPF FEEDER AT COST 18,228,951 16,565,187
    USPF III AT COST 16,072,272 14,501,546
    USPF IV AT COST 5,253,020 4,727,791
    USVP IV AT COST 963,139 70,319
    USVP IX AT COST 0 0
    USVP V AT COST 2,997,773 0
    USVP VI AT COST 3,873,925 34,850
    USVP VII AT COST 0 0
    USVP VIII LP AT COST 0 0
    VENROCK ASSOC II L.P. AT COST 18,427,231 7,102,750
    VENROCK ASSOCIATES III LP AT COST 3,453,795 2,385,728
    WESTON PRESIDIO CAPITAL III LP AT COST 619,971 139,776
    WINDERS LAKE HOLDINGS, LLC   39,447,063 37,181,708
    WINGATE II   1 3,348
    WINGATE III   2,000,192 2,180,584
    WINGATE PARTNERS IV LP   5,114,920 5,225,034

    TY 2011 LandEtcSchedule2
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2011 LegalFeesSchedule
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CARMEL VC LIMITED 2,131 2,131    
    CONTRACT & LEASE SPECIALISTS 2,010     2,010
    GUNDERSON DETTMER STOUGH 20,335 20,335    
    HUSCH BLACKWELL SANDERS LLP 43,598 49   43,549
    JAMES W. TIPPIN & ASSOCIATION 585     585
    JONES DAY 800     800
    K & L GATES LLP 8,267     8,267
    KANDER LEGAL MANAGEMENT LLC 438,253     438,253
    KIRKLAND & ELLIS LLP 27,377 27,171   206
    LIFE SCIENCE LEGAL LLP 93,750     93,750
    PATTERSON, BELKNAP, WEBB/TYLER 101,550 27,046 14,627 59,878
    POLSINELLI SHUGHART, PC 2,800     2,800
    SIDLEY AUSTIN LLP 14,490 14,490    
    SNR DENTON US LLP 914     914
    STINSON, MORRISON & HECKER 48,619 603 450 47,566
    SULLIVAN & WORCESTER LLP 3,000 3,000    
    WEIGEL LAW OFFICE, LLC 90     90


    TY 2011 OtherAssetsSchedule
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PROGRAM-RELATED INV TO COMMUN      
    BUILDERS OF KANSAS CITY 2,400,000 2,400,000 2,400,000
    PROGRAM-RELATED INVESTMENT TO      
    ROCKHURST UNIVERSITY 186,060 186,060 186,060
    CHARTER SCH DEVELOPMENT CORP 5,000,000 5,000,000 5,000,000
    UNION STATION KANSAS CITY, INC 2,900,000 2,900,000 2,900,000
    BOND DEBT SERVICE FUND 20 0 0


    TY 2011 OtherExpensesSchedule
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CURRENCY LOSS 5,008,809 5,008,809    
    TEMPORARY LABOR SERVICES 173,624 2,174   171,450
    PROFESSIONAL DEVELOPMENT 18,312 328   17,984
    DUES, SUBSCRIPTION & RESOURCES 644,221 403,026 332 241,195
    SUPPLIES 119,505     119,505
    POSTAGE AND DELIVERIES 190,128     190,128
    COMMUNICATIONS-RELATED EXPENSE 1,235,220     1,235,220
    HARDWARE, SOFTWARE AND WEBSITE 868,811 23,917   844,895
    RISK MANAGEMENT 6,751     6,751
    OTHER MISCELLANEOUS EXPENSES 670,050 3,387 384,967 281,696
    EQUIP/FURN REPAIRS AND MAINT 3,602,928     3,602,928
    PORTFOLIO-OTHER DEDUCT FROM K1   14,541,123    
    CHARITABLE CONTRIBUTIONS K1       5,678


    TY 2011 OtherIncomeSchedule2
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Return of funds granted in prior years:      
    Associated Youth Services #20010099 12,250   12,250
    Case Western Reserve Univ #20040623 528   528
    Columbia University #20080014 7,612   7,612
    Command & General Staff Coll #20100155 33,704   33,704
    Creative Commons Corporation #20100954 660   660
    Duke University #20091013 14   14
    Duke University #20060091 1,077   1,077
    Florida Atlantic University #20080283 148   148
    Greater Kansas City Comm Fdn #20090011 500,000   500,000
    Haskell Indian Nations Univ #19990059 19,980   19,980
    Howard University #20040729 58,396   58,396
    Indiana University #20101102 15,000   15,000
    Massachusetts Inst of Tech #20085611 5,928   5,928
    Massachusetts Inst of Tech #20090928 225   225
    National Governors Assoc Ctr #20041575 2,069   2,069
    National Governors Assoc Ctr #20051118 20,934   20,934
    National Opinion Research Ctr #20080411 649   649
    Northwestern University #20090516 431   431
    Rochester Institute of Tech #20091189 9,622   9,622
    Stanford University #20100378 789   789
    Syracuse University #20070065 28,301   28,301
    Texas A&M University #20090601 18,609   18,609
    The Kansas City Zoo #20100424 25,000   25,000
    Univ of Missouri - Kansas City #20091193 344   344
    Univ of North Carolina #20085316 13,829   13,829
    Univ of North Carolina #20060785 37,693   37,693
    US Assoc for Small Business #20100848 3,360   3,360
    University of California-Davis #20110030 98   98
    University of Maryland #20101041 2,747   2,747
    University of Minnesota #20070541 11,936   11,936
    University of Virginia #20085728 56,844   56,844
    Univ of Wisconsin-Madison #20100447 3,196   3,196
    Wichita Public Schools #20085186 115   115
    Yale University #20085053 94   94
    Yale University #20085483 100   100
    Miscellaneous Other Income:      
    Kauffman Support Services-Loan Interest 5,964   5,964
    Fulfillment Income 1,788   1,788
    Global Scholars Program 560,625   560,625
    iStart Program 30,727   30,727
    Miscellaneous 150   150
    Purchasing Card Revenue Shares 17,358   17,358
    Startup America Partnership (#20110367) 1,849,725   1,849,725
    Interest Income Union Station #20100817 233,259   233,259
    Refund of Investment Management Fees 352,186 352,186  
    Refund of Insur - Winders Lake Holdings 63,808 63,808  
    Royalty/Honorarium Income 11,709   11,709
    State Street Commission Recapture 353 353  
    Sale of Tax Credit 80,438   80,438
    State Tax Refunds 19,648 19,648  
    Other income / (loss) from partnerships   6,491,074  


    TY 2011 OtherLiabilitiesSchedule
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Description Beginning of Year - Book Value End of Year - Book Value
    PAYROLL, MISC PAYABLES 325,306 400,079


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DRIEHAUS CAPITAL MGMT LLC 3,748,461 3,748,461    
    BRETTON WOODS GROUP 1,578,236 1,676 606 1,575,954
    GENERAL ATLANTIC 1,529,817 1,529,817    
    MATHEMATICA POLICY RESEARCH 1,100,000     1,100,000
    DBAG V 1,087,724 1,087,724    
    FIRST WILSHIRE 1,078,381 1,078,381    
    ENERVEST ENERGY 943,218 943,218    
    BRIDGEWAY AGGRESSIVE 855,132 855,132    
    STATE STREET BANK & TRUST 798,865 798,865    
    DONALD SMITH & CO. 656,518 656,518    
    ENCAP ENERGY CAPITAL FUND VI 639,683 639,683    
    ALETHEIA 582,717 582,717    
    CP COGENT SECURITIES, LP 578,912 578,912    
    FIRST EAGLE 538,576 538,576    
    KAUFFMAN SUPPORT SERVICES 517,685     517,685
    FDE AGENOR 489,908 489,908    
    CS CAPITAL III 471,099 471,099    
    REAL CLEAR HOLDINGS, LLC 441,769     441,769
    RAND CORPORATION 439,760     439,760
    CASSIDY TURLEY MIDWEST, INC. 431,606     431,606
    HARRIS ASSOCIATES 427,651 427,651    
    LORD ABBETT 409,934 409,934    
    VELIR STUDIOS, INC. 370,753     370,753
    DANIEL J. EDELMAN, INC. 361,493     361,493
    COURT SQUARE VENTURES II 350,837 350,837    
    TROZZOLO CREATIVE RESOURCES 337,141   4,770 332,371
    NUANCE MID CAP VALUE 311,882 311,882    
    ADM MACULUS V 284,909 284,909    
    SSGA GLOBAL ALPHA MAX 273,180 273,180    
    LINDEN CAPITAL PARTNERS II 254,040 254,040    
    FDE AGRESSOR 241,964 241,964    
    HESSE, SUSAN 241,576     241,576
    OPTIEM LLC 222,684     222,684
    ROBB, ALICIA 219,659     219,659
    KEDROSKY, PAUL 218,462     218,462
    MPM BIOVENTURES IV 215,700 215,700    
    EFL ASSOCIATES, INC. 209,913     209,913
    PROSYS, INC. 205,346   30,727 174,619
    MULCAHY, DIANE 201,232 201,232    
    SYNERGYLIST, INC. 200,000     200,000
    TECHSTARS CENTRAL, LLC 200,000     200,000
    BUTLER CAPITAL PARTNERS 173,717 173,717    
    PURETECH VENTURES, LLC 167,520     167,520
    BROUGHTON, PHILIP DELVES 161,851     161,851
    FULFILLMENT PLUS, INC. 154,026   50 153,976
    DONOFRIO, NICHOLAS 153,238     153,238
    GOLDMAN SACHS VINTAGE FUND III 142,127 142,127    
    LEVIN, MICHAEL S. 139,259     139,259
    MASSO, ANTHONY R. 138,033     138,033
    GV PARTNERS, LLC 137,992     137,992
    GOLDIN SOLUTIONS 136,717     136,717
    PAUL ROYALTY II 127,695 127,695    
    M. BOOTH & ASSOCIATES, INC. 123,497     123,497
    SQUARE MILE CAPITAL III 112,500 112,500    
    GOLDMAN SACHS VINTAGE FUND IV 112,000 112,000    
    DIGITAL EVOLUTION GROUP, LLC 105,123     105,123
    GREEN, WILLIAM S. 105,086     105,086
    CS CAPITAL II 103,862 103,862    
    REMEDYCITY LLC 100,373     100,373
    YOODLE LLC 99,993     99,993
    PAYNE, DONNA M. 98,788     98,788
    SKC COMMUNICATION PRODUCT 92,563     92,563
    JONATHAN ORTMANS, LLC 84,569     84,569
    DESROSIERS, DAVID M. 83,126     83,126
    RIVERSIDE PARTNERS IV 82,083 82,083    
    REEDY, ERIK J. 81,458     81,458
    SCHOENIGER, GARY 79,262     79,262
    CAPITAL INTERNAT PRIV EQU IV 79,034 79,034    
    AMPERSAND, INC. 78,294     78,294
    HARBERT PRIVATE EQUITY FUND II 75,605 75,605    
    TRANSATLANTIC FUTURES, INC. 71,000     71,000
    DYNAMATRIX, LLC 67,474     67,474
    AMERICAN FOOD & VENDING CORP 66,605     66,605
    TRAVEL AND TRANSPORT, INC. 66,415     66,415
    VIRANTE, INC. 65,261     65,261
    NATIONAL OPINION RESEARCH CTR 65,000     65,000
    SKYBLUE INTERNATIONAL CORP 62,446     62,446
    ROSEMONT PARTNERS II 61,799 61,799    
    ADM MACULUS II 60,539 60,539    
    FAIRLIE, ROBERT W. 60,000     60,000
    DOUGLAS E. SCHOEN NYC LLC 60,000     60,000
    TRACY TAYLOR 60,000   60,000  
    TECH INVESTMENTS II 57,567 57,567    
    ACCENT EQUITY PARTNERS 2003 52,267 52,267    
    THE FOUNDRY LLC 52,083     52,083
    GLICK, ALEXIS D. 51,336     51,336
    RUDY POE, INC. 50,000     50,000
    CHARTER CITIES 50,000     50,000
    CAMBRIDGE ASSOCIATES, LLC 48,500 48,500    
    KIMMIS, DAVID G. 48,170     48,170
    HURTT, PAMELA D. 47,943     47,943
    CBIZ BENEFITS & INSURANCE 47,625     47,625
    INFAMIA, INC. 46,125     46,125
    LINDEN CAPITAL PARTNERS 45,952 45,952    
    ADM MACULUS III 45,843 45,843    
    SQUARE MILE LODGING FUND 45,457 45,457    
    FREILICH, ALYSE L. 45,010     45,010
    VBRICK SYSTEMS, INC. 42,835     42,835
    WEITEKAMP COMMUNICATIONS 42,593     42,593
    MIRIANI, ANDREW B. 41,400   1,800 39,600
    XCONOMY, INC. 40,500     40,500
    WILLOUGHBY DESIGN, INC. 39,987     39,987
    (N) GENIUS MEDIA INC. 39,538     39,538
    AUERSWALD, PHILIP 39,204     39,204
    DBAG IV 39,154 39,154    
    FACELIFT DESIGNS 38,385   38,385  
    DELOITTE CONSULTING LLP 36,271     36,271
    MINDEE FORMAN 35,414     35,414
    SOCIAL SCIENCE ELECTRONIC 35,000     35,000
    BRIGHTCOVE, INC. 34,180     34,180
    LIGHTBAR PRODUCTIONS, INC. 32,598   1,675 30,923
    HEIDRICK & STRUGGLES, INC. 31,111     31,111
    RAUCH, JONATHAN 30,967     30,967
    360 ARCHITECTURE INC. 30,953     30,953
    AMERICAN ARCHITECTURAL FDN 30,684     30,684
    TMPITMAN & ASSOCIATES, LLC 30,000     30,000
    321 FAST DRAW, INC. 30,000     30,000
    NET STANDARD, INC. 28,415     28,415
    MPM BIOVENTURES III 27,262 27,262    
    KOYA CONSULTING LLC 27,000     27,000
    MEADOWBROOK REAL ESTATE 26,798 26,798    
    LOMBARD ODIER EURO CHOICE II 25,510 25,510    
    THE ULTIMATE SOFTWARE GROUP 25,202     25,202
    WOMEN 2.0 25,000     25,000
    ROGERS, GERALD P. 25,000     25,000
    BAUMOL, WILLIAM J. 25,000     25,000
    TOWNSEND, ANTHONY M. 24,736     24,736
    CREATIVE SCIENCE LLC 23,750   23,750  
    CREMALAB, LLC 22,800     22,800
    CARMEL VENTURES II 22,096 22,096    
    KEETON, LEIGH A. 22,000     22,000
    WILBANKS, JOHN 21,651     21,651
    FROJD, LORNA L. 21,129   649 20,480
    OLSSON ASSOCIATES 20,000 20,000    
    RILEY, NAOMI 20,000     20,000
    MILLARD, BARBARA C. 20,000     20,000
    VISIBLE ECONOMY LLC 20,000     20,000
    ACHEVE CONSULTING INC. 19,996     19,996
    HAMILTON, RABINOVITZ & ASSOC 19,870     19,870
    ZOLLER, TED D. 19,280   19,280  
    JOSHUA BEHSHAD 18,100   18,100  
    TRENT JONES GRAPHIC DESIGN 17,126     17,126
    SIDDIQUI, AHMED 17,065     17,065
    REES, MATTHEW 16,862     16,862
    VARGO, MICHAEL W. 15,873     15,873
    SITECORE USA INC. 15,700     15,700
    FIDELITY INVESTMENTS INSTIT 15,172     15,172
    ACT, INC. 15,078     15,078
    MONITOR COMPANY GROUP LIMITED 15,000 15,000    
    WASSERMAN, NOAM T. 15,000   15,000  
    RITTER, JAY RIAL 15,000     15,000
    MCDERMOTT, PETER D. 14,771   14,771  
    DUNCAN, DAVID 14,733     14,733
    LEGACY STRATEGIES, INC. 13,200   13,200  
    PARKER, SUSAN E. 13,191     13,191
    HARRINGTON, SCOTT E. 12,000     12,000
    ADAM ZUCKERMAN 12,000   12,000  
    SCHOOLWORKS, LLC 11,955     11,955
    GOWEN, SARAH 11,705     11,705
    TMCINC. 11,700     11,700
    PATTERSON, REBECCA D. 11,591     11,591
    FOGARTY, ROBERT X. 11,096     11,096
    SPIVEY, KAY TILLEY 10,992   1,201 9,791
    BLOOMFIELD & COMPANY 10,600   10,600  
    COOK-DEEGAN, ROBERT 10,000     10,000
    STEIN, ALEXANDER 10,000     10,000
    STERLING, TINA 10,000     10,000
    CBIZ MHM LLC 10,000     10,000
    FREMONT-SMITH, MARION 9,891     9,891
    DUN & BRADSTREET INFORMAT 8,919     8,919
    GELB, MICHAEL 8,450     8,450
    FROELICH, JASON 8,300     8,300
    MESSAGE AGENCY 8,125   8,125  
    CHEN, DANIEL 8,000     8,000
    J.P. MORGAN 7,593 7,593    
    PATTON, DONALD F. 7,500     7,500
    KENNEY, MARTIN 7,500     7,500
    SIMPLE CAPITAL MANAGEMENT 7,500   7,500  
    SHAFER, KLINE & WARREN, INC. 6,800     6,800
    CREWS CONTROL 6,138     6,138
    ERIN HEIDE'S PERSONAL FIT 6,089     6,089
    HARGADON, ANDREW 6,000     6,000
    ETHRIDGE, JOSEPH FRANKLIN 6,000     6,000
    MCDONALD, MARK 5,889   342 5,548
    SERRATO, JUAN CARLOS SUAR 5,665     5,665
    WILKINSON, TIMOTHY DAVID 5,608     5,608
    PYRAMIS GLOBAL ADVISORS HOLDIN 5,456 5,456    
    MERCER (US) INC 5,000     5,000
    MOUTRAY, CHAD MICHAEL 5,000     5,000
    FABRICATORZ LLC 5,000     5,000
    ALL OTHERS UNDER $5,000 158,485 6,635 14,631 137,220


    TY 2011 TaxesSchedule
    Name:
    Ewing Marion Kauffman Foundation
    EIN: 43-6064859
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX PAID   413,856    
    STATE FILING FEES 450 450    
    JACKSON COUNTY COLLECTOR 1,037      
    STATE TAXES ON UBIT 17,152 17,152    
    IRS ESTIMATED TAX PAYMENTS 4,425,000