Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
DANIEL J SULLIVAN FAMILY CHARITABLE
FOUNDATION
% RUTH EILENE BUTLER SULLIVAN
Number and street (or P.O. box number if mail is not delivered to street address)40 N E LOOP 410   Room/suite
City or town, state, and ZIP code
SAN ANTONIO, TX78216
A Employer identification number

52-2380006
B Telephone number (see page 10 of the instructions)

(210) 342-8000
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,423,955J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 42,500
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 61,190 61,084  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 196,789
b Gross sales price for all assets on line 6a 2,756,029
7 Capital gain net income (from Part IV, line 2)... 196,789
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 992 992  
12 Total. Add lines 1 through 11........ 301,471 258,865  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 18,530 9,265 0 9,265
c Other professional fees (attach schedule).... Click to see attachment 25,889 25,889    
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 5,245 789    
19 Depreciation (attach schedule) and depletion... Click to see attachment 152    
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 189 113   76
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 50,005 36,056 0 9,341
25 Contributions, gifts, grants paid........ 156,790 156,790
26 Total expenses and disbursements. Add lines 24 and 25 206,795 36,056 0 166,131
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 94,676
b Net investment income (if negative, enter -0-) 222,809
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 160,864 494,697 494,697
3 Accounts receivable bullet23,697
Less: allowance for doubtful accounts bullet   64 23,697 23,697
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 344,385 Click to see attachment370,357 395,708
b Investments—corporate stock (attach schedule)........ 1,524,497 Click to see attachment1,407,641 1,441,751
c Investments—corporate bonds (attach schedule)........ 222,869 Click to see attachment51,503 53,786
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 17,383 Click to see attachment17,231 14,316
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,270,062 2,365,126 2,423,955
Liabilities 17 Accounts payable and accrued expenses.......... 1,308 1,696
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 1,308 1,696
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 2,182,804 2,182,804
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 85,950 180,626
30 Total net assets or fund balances (see page 17 of the
instructions).................... 2,268,754 2,363,430
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 2,270,062 2,365,126
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,268,754
2 Enter amount from Part I, line 27a..................... 2 94,676
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 2,363,430
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,363,430
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES FNB      
b PUBLICLY TRADED SECURITIES FNB      
c PUBLICLY TRADED SECURITIES FNB      
d PUBLICLY TRADED SECURITIES NFS      
e PUBLICLY TRADED SECURITIES NFS      
PUBLICLY TRADED SECURITIES NFS      
PUBLICLY TRADED SECURITIES NFS      
PUBLICLY TRADED SECURITIES      
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 28,677   32,020 -3,343
b 12,997   13,919 -922
c 265,674   238,935 26,739
d 661,060   722,418 -61,358
e 816,805   673,391 143,414
466,151   465,796 355
498,270   412,761 85,509
19     19
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -3,343
b       -922
c       26,739
d       -61,358
e       143,414
      355
      85,509
      19
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 196,789
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 105,828 2,374,862 0.044562
2009 123,215 2,132,023 0.057793
2008 371,272 2,375,704 0.156279
2007 260,021 2,646,526 0.09825
2006 159,502 1,701,514 0.093741
2 Total of line 1, column (d) ...................... 2 0.450625
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.090125
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 2,537,453
5 Multiply line 4 by line 3....................... 5 228,688
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,228
7 Add lines 5 and 6......................... 7 230,916
8 Enter qualifying distributions from Part XII, line 4.............. 8 166,131
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 4,456
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 4,456
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,456
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 2,760
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 6,500
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 9,260
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 3
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,801
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet4,801 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletTX
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletRUTH EILENE BUTLER SULLIVAN Telephone no.bullet (210) 342-8000
    Located atbullet40 N E LOOP SUITE 200SAN ANTONIOTX ZIP+4bullet78216
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    RUTH EILENE BUTLER SULLIVAN PRESIDENT
    1.0     		0    
    40 N E LOOP 410 SUITE 200
    SAN ANTONIO,TX78216
    JAMES W GORMAN DIRECTOR
    1.0     		0    
    7373 BROADWAY
    SAN ANTONIO,TX78209
    RUTH EILENE SULLIVAN DIRECTOR
    1.0     		0    
    40 N E LOOP 410 SUITE 200
    SAN ANTONIO,TX78216
    DANIEL J SULLIVAN V DIRECTOR
    1.0     		0    
    40 N E LOOP 410 SUITE 200
    SAN ANTONIO,TX78216
    VINCENT P SULLIVAN TREASURER, SECRETARY
    1.0     		0    
    40 N E LOOP 410 SUITE 200
    SAN ANTONIO,TX78216
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,431,762
    b
    Average of monthly cash balances.......................
    1b
    144,332
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,576,094
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,576,094
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    38,641
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,537,453
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    126,873
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    126,873
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    4,456
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,456
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    122,417
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    122,417
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    122,417
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    166,131
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    166,131
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    166,131
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 122,417
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only.......  
    b Total for prior years:2009, 2008, 2007  
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 78,798
    b From 2007....... 132,921
    c From 2008....... 253,269
    d From 2009....... 17,434
    e From 2010.......  
    fTotal of lines 3a through e......... 482,422
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 166,131
    a Applied to 2010, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		 
    d Applied to 2011 distributable amount..... 122,417
    e Remaining amount distributed out of corpus 43,714
    5 Excess distributions carryover applied to 2011.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 526,136
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		 
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		 
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		78,798
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		447,338
    10 Analysis of line 9:
    a Excess from 2007.... 132,921
    b Excess from 2008.... 253,269
    c Excess from 2009.... 17,434
    d Excess from 2010....  
    e Excess from 2011.... 43,714
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    RUTH EILENE BUTLER SULLIVAN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ARCHBISHOP'S APPEAL
    2718 W WOODLAWN AVENUE
    SAN ANTONIO,TX78228     		NONE PUBLIC DISCRETIONARY 500
    BRIT
    1700 UNIVERSITY DRIVE
    FORT WORTH,TX761073400     		NONE PUBLIC DISCRETIONARY 300
    BROOKS COUNTY FAIR ASSOCIATION
    P O BOX 835
    FALFURRIAS,TX78355     		NONE PUBLIC DISCRETIONARY 1,000
    CANCER CENTER COUNCIL
    7979 WURZBACH ROAD SUITE U600
    SAN ANTONIO,TX78229     		NONE PUBLIC DISCRETIONARY 40
    CATHOLIC CHARITIES
    ATTN DEVELOPMENT
    202 W FRENCH PLACE
    SAN ANTONIO,TX782125818     		NONE PUBLIC DISCRETIONARY 100
    CATHOLIC TELEVISION OF SAN ANTONIO
    2718 W WOODLAWN AVE
    SAN ANTONIO,TX78228     		NONE PUBLIC DISCRETIONARY 100
    CENTRAL CATHOLIC HIGH SCHOOL
    1403 N ST MARYS STREET
    SAN ANTONIO,TX782151785     		NONE PUBLIC DISCRETIONARY 50
    CHARITY BALL ASSOCIATION
    p o bOX 6708
    SAN ANTONIO,TX78209     		NONE PUBLIC DISCRETIONARY 1,000
    COMMUNITIES IN SCHOOLS
    1616 E COMMERCE BLDG 1
    SAN ANTONIO,TX78205     		NONE PUBLIC DISCRETIONARY 125
    CONGREGATION OF DIVINE PROVIDENCE
    600 LONDON
    CASTROVILLE,TX78009     		NONE PUBLIC MOYE RETREAT CENTER 1,000
    CRISTO REY NEW YORK HIGH SCHOOL
    112 EAST 106TH STREET
    NEW YORK,NY10029     		NONE PUBLIC DISCRETIONARY 1,000
    FALFURRIAS VOLUNTEER FIRE DEPT
    P O BOX 302
    FALFURRIAS,TX78355     		NONE PUBLIC DISCRETIONARY 1,000
    FIRST PRESBYTERIAN CHURCH
    404 N ALAMO STREET
    SAN ANTONIO,TX78205     		NONE PUBLIC DISCRETIONARY 100
    FRIENDS OF HOSPICE SAN ANTONIO
    P O BOX 40487
    SAN ANTONIO,TX782290487     		NONE PUBLIC DISCRETIONARY 100
    FRIENDS OF RONALD MCDONALD HOUSE
    4803 SID KATZ
    SAN ANTONIO,TX78229     		NONE PUBLIC DISCRETIONARY 60
    FRIENDS OF THE SAN ANTONIO PUBLIC LIBRARY
    P O BOX 461523
    SAN ANTONIO,TX78246     		NONE PUBLIC DISCRETIONARY 100
    GIRL SCOUTS OF SOUTHWEST TEXAS
    811 N COKER LOOP
    SAN ANTONIO,TX78216     		NONE PUBLIC DISCRETIONARY 10,000
    HEALY MURPHY CENTER
    618 LIVE OAK STREET
    SAN ANTONIO,TX78202     		NONE PUBLIC SPRING FLING 100
    HISTORICAL CENTRE FOUNDATION
    P O BOX 831078
    SAN ANTONIO,TX782831078     		NONE PUBLIC SOUL OF THE CITY 50
    HOLLY HALL RETIREMENT COMMUNITY
    2000 HOLLY HALL ST
    HOUSTON,TX77054     		NONE PUBLIC DISCRETIONARY 50
    ISABEL ON'NEIL FOUNDATION
    315 EAST 91ST STREET
    2ND FLOOR
    NEW YORK,NY101282301     		NONE PUBLIC DISCRETIONARY 2,250
    JUVENILE DIABETES RESEACH FOUNDATION
    8700 CROWNHILL BLVD SUITE 407
    SAN ANTONIO,TX78209     		NONE PUBLIC DISCRETIONARY 500
    KLRN
    501 BROADWAY
    SAN ANTONIO,TX782151820     		NONE PUBLIC JIM LEHRER SOCIETY 1,000
    LAS CASAS FOUNDATION
    P O BOX 15873
    SAN ANTONIO,TX78212     		NONE PUBLIC THEATRE ANGEL 250
    LOS COMPADRES DE SAN ANTONIO MISSIONS
    MISSIONS NATIONAL HISTORICAL PARK
    6701 SAN JOSE DRIVE
    SAN ANTONIO,TX78214     		NONE PUBLIC DISCRETIONARY 1,000
    NATIONAL JEWISH HEALTH
    1400 JACKSON STREET S719
    DENVER,CO80206     		NONE PUBLIC DISCRETIONARY 100
    OPERATION COMFORT
    4900 BROADWAY
    SAN ANTONIO,TX78209     		NONE PUBLIC DISCRETIONARY 5,000
    SALVATION ARMY OF SAN ANTONIO
    2810 WEST ASHBY PLACE
    SAN ANTONIO,TX78201     		NONE PUBLIC DISCRETIONARY 50
    SAN ANTONIO BOTANICAL SOCIETY INC
    P O BOX 6569
    SAN ANTONIO,TX782090569     		NONE PUBLIC SPLENDOR IN THE GARDEN 1,000
    SAN ANTONIO BOTANICAL SOCIETY INC
    555 FUNSTON PLACE
    SAN ANTONIO,TX78209     		NONE PUBLIC DISCRETIONARY 50
    SAN ANTONIO BOTANICAL SOCIETY INC
    P O BOX 6569
    SAN ANTONIO,TX782090569     		NONE PUBLIC SULLIVAN CARRIAGE HOUSE RENOVATION 25,000
    SAN ANTONIO MUSEUM OF ART
    200 WEST JONES AVENUE
    SAN ANTONIO,TX78215     		NONE PUBLIC 5000 YEARS OF CHINESE JADE EXHIBIT 25,000
    SAN ANTONIO PUBLIC LIBRARY FOUNDATION
    625 SHOOK AVENUE
    SAN ANTONIO,TX78212     		NONE PUBLIC DISCRETIONARY 1,050
    SAN ANTONIO SYMPHONY
    P O BOX 658
    SAN ANTONIO,TX782960658     		NONE PUBLIC DISCRETIONARY 10,000
    SOUTHERN BROOKS VOLUNTEER FIRE DEPARTMENT
    P O BOX 57
    ENCINO,TX78353     		NONE PUBLIC DISCRETIONARY 1,000
    SOUTHWEST SCHOOL OF ART & CRAFT
    300 AUGUSTA
    SAN ANTONIO,TX782051216     		NONE PUBLIC DISCRETIONARY 250
    ST ANTHONY CATHOLIC HIGH SCHOOL
    3200 MCCULLOUGH
    SAN ANTONIO,TX782123099     		NONE PUBLIC DISCRETIONARY 5,000
    ST LUKE'S EPISCOPAL CHURCH
    11 ST LUKES LAND
    SAN ANTONIO,TX78209     		NONE PUBLIC DISCRETIONARY 50
    ST PJ'S CHILDRENS HOME
    919 MISSION ROAD
    SAN ANTONIO,TX78210     		NONE PUBLIC RED SHOES GALA 150
    ST GERARD CATHOLIC CHURCH
    1523 IOWA STREET
    SAN ANTONIO,TX78203     		NONE PUBLIC DISCRETIONARY 50
    ST JUDE'S CHILDRENS HOSPITAL
    501 ST JUDE PLACE
    MEMPHIS,TN38105     		NONE PUBLIC DISCRETIONARY 50
    ST MARY'S UNIVERSITY SCHOOL OF LAW
    ONE CAMINO SANTA AMRIA
    SAN ANTONIO,TX78228     		NONE PUBLIC MEMORIAL 50
    ST MONICA'S GUILD
    11 WALDENSHIRE
    SAN ANTONIO,TX78209     		NONE PUBLIC DISCRETIONARY 50
    SUNSHINE COTTAGE
    103 TULETA
    SAN ANTONIO,TX78212     		NONE PUBLIC DISCRETIONARY 100
    TEXAS BIOMEDICAL RESEARCH INSTITUTE
    P O BOX 760549
    SAN ANTONIO,TX782459957     		NONE PUBLIC DISCRETIONARY 950
    TAYA HEALTH
    1400 SPRING STREET SUITE 200
    SILVER SPRING,MD20910     		NONE PUBLIC DISCRETIONARY 5,000
    TEXAS BIOMEDICAL RESEACH INSTITUTE
    P O BOX 760549
    SAN ANTONIO,TX782459957     		NONE PUBLIC MEMORIAL 50
    TEXAS BIOMEDICAL RESEARCH INSTITUTE
    P O BOX 760549
    SAN ANTONIO,TX782459957     		NONE PUBLIC DISCRETIONARY 25,000
    TEXAS PUBLIC RADIO
    KPAC KSTX KTXI
    8401 DATAPOINT DR STE 800
    SAN ANTONIO,TX782295903     		NONE PUBLIC MCCLAIN CIRCLE 365
    THE BALLET CONSERVATORY OF SOUTH TEXAS
    5200 BROADWAY STREET
    SAN ANTONIO,TX78209     		NONE PUBLIC DISCRETIONARY 100
    THE LEUKEMIA AND LYMPHOMA SOCIETY
    431 ISOM ROAD
    SAN ANTONIO,TX78216     		NONE PUBLIC MAN & WOMAN OF THE YEAR 100
    THE VILLAGE AT INCARNATE WORD
    4707 BROADWAY
    SAN ANTONIO,TX78209     		NONE PUBLIC CHAMPAGNE AND SHAMROCK SPONSORSHIP 125
    TRINITY WASHINGTON UNIVERSITY
    125 MICHIGAN AVE NE
    WASHINGTON,DC20017     		NONE PUBLIC 2011-2012 ANNUAL FUND 1,750
    UNITED WAY OF SAN ANTONIO & BEXAR COUNTY
    P O BOX 898
    SAN ANTONIO,TX782930898     		NONE PUBLIC DISCRETIONARY 1,000
    UNIVERSITY OF THE INCARNATE WORD
    INSTITUTIONAL ADVANCEMENT
    4301 BROADWAY CPO 309
    SAN ANTONIO,TX78209     		NONE PUBLIC 2011-2012 ASSOCIATES CAMPAIGN 1,250
    UNIVERSITY OF THE INCARNATE WORD
    INSTITUTIONAL ADVANCEMENT
    4301 BROADWAY CPO 309
    SAN ANTONIO,TX78209     		NONE PUBLIC SCHOOL OF NURSING 25,000
    VISITATION HOUSE
    P O BOX 12074
    SAN ANTONIO,TX78212     		NONE PUBLIC DISCRETIONARY 100
    WITTE MUSEUM
    DEVELOPMENT DEPARTMENT
    3801 BROADWAY
    SAN ANTONIO,TX782096396     		NONE PUBLIC DISCRETIONARY 125
    THE LEUKEMIA AND LYMPHOMA SOCIETY
    431 ISOM ROAD
    SAN ANTONIO,TX78216     		NONE PUBLIC LIGHT THE NIGHT WALK 100
    Total .................................bullet 3a 156,790
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 61,190  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 196,789  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aROYALTY INCOME     15 992  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   258,971  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13258,971
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    OMB No. 1545-0047
    2011
    Name of organization
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION
    Employer identification number

    52-2380006
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet   $    
    Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on Part I, line 2, of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Page 2
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION         		Employer identification number

    52-2380006
    Part I
    Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    RUTH EILENE BUTLER SULLIVAN    
    200 PATTERSON APT 200
       
    SAN ANTONIO, TX   78209

    		$42,500




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Page 3
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION         		Employer identification number

    52-2380006
    Part II
    Noncash Property (see Instructions). Use duplicate copies of Part II if additional space is needed.
    		     
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Page 4
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION         		Employer identification number

    52-2380006
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
    Use duplicate copies of Part III if additional space is needed
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2011 AccountingFeesSchedule
    Name:
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION
    EIN: 52-2380006
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CARNEIRO CHUMNEY & CO LLC 18,530 9,265   9,265

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2011 DepreciationSchedule
    Name:
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION
    EIN: 52-2380006
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION
    EIN: 52-2380006
    Name of Bond End of Year Book Value End of Year Fair Market Value
    MICROSOFT CORP NT 2.95% 6/2014 25,306 26,255
    MERCK & CO 4% 6/2015 25K 26,197 27,531

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION
    EIN: 52-2380006
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ADVISOR SHARES BNY MELLON 1620 45,190 45,538
    CONSUMER DISCRETIONARY 1520 SH 59,438 59,310
    CONSUMER STAPLES 1830 SHS 59,609 59,457
    APPLE INC 4 SHS 1,400 1,620
    ARCHER DANIELS MIDLAND 413 SHS 13,087 11,812
    BHP BILLITON LIMITED 166 SHS 15,218 11,725
    CHEVRON CORP 95 SHS 8,292 10,108
    DENBURY RES INC 618 SHS 9,039 9,332
    EMC CORP MASS 604 SHS 6,783 13,010
    EATON CORP 446 SHS 9,860 19,414
    EBAY INC 43 SHS 1,269 1,304
    EGA EMERGING GLOBAL 4150 SHS 90,980 91,217
    FIRST TR MORNINGSTAR 3390 SHS 59,638 59,596
    GOLDMAN SACHS STRAT 15953.911 151,428 151,469
    H&Q LIFE SCIENCES 6 SHS 79 69
    INTEL CORP 497 SHS 11,221 12,052
    INTL BUSINESS MACH 68 SHS 8,510 12,504
    ISHARES GOLD TRUST 4141 SHS 61,041 63,067
    ISHARES INC MSCI BRAZIL 199 SH 11,109 11,421
    ISHARES INC MSCI CANADA 588 SH 16,594 15,641
    ISHARES INC MSCI CHILE 200 SHS 11,222 11,542
    ISHARES IBOXX $ INVESTOP 484 54,681 55,077
    ISHARES TR DOW JONES 32 SHS 2,069 1,662
    ISHARES MSCI AUSTRALIA 2130 SH 45,373 45,667
    ISHARES MSCI SOUTH KOREA 870 45,290 45,466
    ISHARES MSCI HEALTH CARE 1070 60,007 59,845
    JP MORGAN ALERIAN 2227 SHS 81,759 86,786
    JP MORGAN HY BOND FD 1477.926 11,931 11,287
    PATTERSON UTI ENERGY 798 SHS 16,394 15,944
    RYDEX ETF TR S&P 174 SHS 6,719 8,053
    SPDR S&P 500 ETF 171 SHS 21,327 21,592
    SCHLUMBERGER LMTD 16 SHS 959 1,093
    SECTOR SPDR TR SHS 1181 SHS 38,422 42,492
    3M COMPANY 215 SHS 14,121 17,572
    PIMCO TOTAL RETURN 14008.982 151,882 152,334
    WISDOMTREE TR EMERGING 1320 SH 54,272 54,569
    THE FX STRATEGY FUND 14945.964 151,428 151,104

    TY 2011 InvestmentsGovtObligationsSch
    Name:
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION
    EIN: 52-2380006
    US Government Securities - End of Year Book Value:

     
    US Government Securities - End of Year Fair Market Value:

     
    State & Local Government Securities - End of Year Book Value:


    370,357
    State & Local Government Securities - End of Year Fair Market Value:


    395,708


    TY 2011 InvestmentsOtherSchedule2
    Name:
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION
    EIN: 52-2380006
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SAN JUAN BASIN ROYALTY 629 SHS   17,231 14,316

    TY 2011 LandEtcSchedule2
    Name:
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION
    EIN: 52-2380006
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2011 OtherExpensesSchedule
    Name:
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION
    EIN: 52-2380006
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK FEES 76     76
    Rent and Royalty Expense 113      


    TY 2011 OtherIncomeSchedule2
    Name:
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION
    EIN: 52-2380006
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    NET LOSS FROM PARTNERSHIPS -19 -19  
    Royalty Income 1,011 1,011 1,011


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION
    EIN: 52-2380006
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FROST NATIONAL BANK 1,442 1,442    
    SOUTH TEXAS MONEY MANAGEMENT 9,553 9,553    
    BRINKER CAPITAL 14,481 14,481    
    SAN ANTONIO CAPITAL AND TRUST 413 413    


    TY 2011 TaxesSchedule
    Name:
    DANIEL J SULLIVAN FAMILY CHARITABLE
    FOUNDATION
    EIN: 52-2380006
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 789 789    
    EXCISE TAXES 4,456