TY 2011 Form 990PF

- TIN:

Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2011

For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011

Check all that apply:Initial returnInitial return of a former public charityFinal return

Amended returnAddress changeName change

Name of foundation
ROCKEFELLER STATE PARK PRESERVE
CONSERVANCY INC

Number and street (or P.O. box number if mail is not delivered to street address)C/O HAMILTON CO600 COLLEGE RD EROOM/SUITE 4200Room/suite

City or town, state, and ZIP code
PRINCETON, NJ08540

A Employer identification number

26-1087473

B Telephone number (see page 10 of the instructions)

(609) 452-0300

C If exemption application is pending, check here bullet

D 1. Foreign organizations, check here . bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation 2. Foreign organizations meeting the 85% test,
check here and attach computation bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$889,479J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	8,292		8,292
4	Dividends and interest from securities......	24,166		23,476
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		12,369
b	Gross sales price for all assets on line 6a 300,764
7	Capital gain net income (from Part IV, line 2)...			12,369
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		1,141	3,584
12	Total. Add lines 1 through 11........	45,968		47,721
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		9,300		8,800
c	Other professional fees (attach schedule)....		11,160	11,160
17	Interest...............
18	Taxes (attach schedule) (see page 14 of the instructions)		1,162	1,162
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		1,310	309	615
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	22,932		12,631	9,415
25	Contributions, gifts, grants paid........	20,000			20,000
26	Total expenses and disbursements. Add lines 24 and 25	42,932		12,631	29,415
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	3,036
b	Net investment income (if negative, enter -0-)			35,090
c	Adjusted net income (if negative, enter -0-)...

For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.

Cat. No. 11289X Form 990-PF (2011)

Form 990-PF (2011)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........	62,250	11,787	11,787
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........	107
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........	658,604	705,509	705,509
	c	Investments—corporate bonds (attach schedule)........	122,559	112,020	112,020
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........	51,331	55,979	55,979
	14	Land, buildings, and equipment: basis 5,792
		Less: accumulated depreciation (attach schedule) 1,608	4,569	4,184	4,184
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	899,420	889,479	889,479
	17	Accounts payable and accrued expenses..........		1,380
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........		1,380
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................	899,420	888,099
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	899,420	888,099
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	899,420	889,479

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	899,420
2	Enter amount from Part I, line 27a.....................	2	3,036
3	Other increases not included in line 2 (itemize)	3	-14,357
4	Add lines 1, 2, and 3..........................	4	888,099
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	888,099

Form 990-PF (2011)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	150 SH ABBOTT LABORATORIES	P	2007-11-08	2011-03-21
b	500 SH FRANCESCA'S HOLDING CORP.	P	2011-07-22	2011-07-22
c	50 SH PETROLEO BRASILEIRO SA	P	2007-12-05	2011-12-23
d	300 SH AIR LEASE CORP.	P	2011-04-19	2011-05-09
e	100 SH GENERAL MOTORS CO.	P	2010-11-18	2011-12-23
	50 SH PETROLEO BRASILEIRO SA - VIA S	P	2007-11-09	2011-12-23
	50 SH ALCON INC.	P	2009-05-05	2011-02-14
	300 SH HEWLETT-PACKARD CO.	P	2011-03-23	2011-08-19
	50 SH PETROLEO BRASILEIRO SA - VIA S	P	2007-12-05	2011-12-23
	50 SH ALEXANDRIA REAL ESTATE	P	2007-11-09	2011-12-07
	150 SH INERGY, L.P.	P	2007-11-08	2011-12-07
	600 SH QIHOO 360 TECHNOLOGY CO LTD	P	2011-03-30	2011-03-31
	50 SH ALEXANDRIA REAL ESTATE	P	2007-11-27	2011-12-07
	100 SH ITT CORP.	P	2007-11-09	2011-03-21
	400 SH RESPONSYS INC.	P	2011-04-20	2011-04-25
	100 SH ALEXANDRIA REAL ESTATE	P	2008-11-04	2011-12-07
	100 SH ITT CORP.	P	2007-11-27	2011-03-21
	400 SH SANDRIDGE MISSISSIPPIAN TRUST	P	2011-04-06	2011-05-18
	500 SH AMERICAN MIDSTREAM PARTNERS,	P	2011-07-27	2011-08-15
	50 SH ITT CORP.	P	2007-12-10	2011-03-21
	100 SH TORNIER	P	2011-02-02	2011-02-03
	250 SH APACHE CORP	P	2010-07-23	2011-03-24
	100 SH METLIFE INC.	P	2010-10-14	2011-03-21
	500 SH UBS AG	P	2010-09-10	2011-10-06
	10000 SH BARCLAYS BANK	P	2009-11-04	2011-12-15
	250 SH METLIFE INC.	P	2010-10-14	2011-04-21
	100 SH VALE CAPITAL II	P	2009-07-08	2011-07-22
	300 SH CHESAPEAKE MIDSTREAM PARTNERS	P	2010-07-28	2011-03-21
	300 SH NEW YORK COMMUNITY BANCORP.	P	2007-12-05	2011-12-07
	300 SH YANDEX	P	2011-05-24	2011-05-24
	500 SH CVR PARTNERS, LP	P	2011-04-07	2011-04-15
	500 SH NEW YORK COMMUNITY BANCORP.	P	2007-11-27	2011-12-07
	800 SH ZYNGA INC.	P	2011-12-15	2011-12-16
	100 SH DIAMOND OFFSHORE DRILLING	P	2009-06-09	2011-12-07
	400 SH NEW YORK COMMUNITY BANCORP.	P	2009-12-07	2011-12-07
	BANK OF AMERICA-SETTLEMENT PROCEEDS	P	2011-01-01	2011-09-22
	100 SH DIAMOND OFFSHORE DRILLING	P	2010-12-31	2011-12-07
	400 SH OILTANKING PARTNERS, L.P.	P	2011-07-14	2011-08-15
	200 SH DOCTOR REDDYS LABORATORIES	P	2010-12-31	2011-03-21
	500 SH PAA NATURAL GAS STORAGE, L.P.	P	2010-05-06	2011-04-08
	200 SH FEDEX CORP.	P	2010-06-15	2011-11-15
	50 SH PETROLEO BRASILEIRO SA	P	2007-11-09	2011-12-23

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	7,173	8,120	-947
b	12,814	8,500	4,314
c	1,194	2,093	-899
d	8,070	7,950	120
e	3,470	5,000	-1,530
	1,194	2,022	-828
	8,190	4,858	3,332
	7,031	12,670	-5,639
	1,194	2,093	-899
	3,401	4,899	-1,498
	3,546	3,835	-289
	18,335	8,700	9,635
	3,401	4,631	-1,230
	5,738	6,539	-801
	6,009	4,800	1,209
	6,801	7,090	-289
	5,738	6,056	-318
	10,220	8,400	1,820
	8,554	10,574	-2,020
	2,869	3,179	-310
	1,805	1,900	-95
	17,220	12,500	4,720
	4,428	4,034	394
	13,420	12,500	920
	10,000	10,000
	10,950	10,084	866
	9,482	5,000	4,482
	8,453	6,222	2,231
	3,522	5,535	-2,013
	11,370	7,500	3,870
	8,710	8,000	710
	5,870	8,505	-2,635
	7,982	8,000	-18
	6,036	9,093	-3,057
	4,696	5,200	-504
	9		9
	6,036	6,696	-660
	9,490	8,656	834
	6,852	7,454	-602
	11,675	10,955	720
	16,575	16,530	45
	1,194	2,022	-828

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-947
b			4,314
c			-899
d			120
e			-1,530
			-828
			3,332
			-5,639
			-899
			-1,498
			-289
			9,635
			-1,230
			-801
			1,209
			-289
			-318
			1,820
			-2,020
			-310
			-95
			4,720
			394
			920

			866
			4,482
			2,231
			-2,013
			3,870
			710
			-2,635
			-18
			-3,057
			-504
			9
			-660
			834
			-602
			720
			45
			-828

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	12,369
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . .		3	22,418

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2010	39,141	817,933	0.047854
2009	43,756	678,853	0.064456
2008	8,758	854,540	0.010249
2007	12,789	936,521	0.013656
2006

2	Total of line 1, column (d) ......................	2	0.136215
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.034054
4	Enter the net value of noncharitable-use assets for 2011 from Part X, line 5.....	4	900,434
5	Multiply line 4 by line 3.......................	5	30,663
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	351
7	Add lines 5 and 6.........................	7	31,014
8	Enter qualifying distributions from Part XII, line 4..............	8	29,415
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions on page 18.

Form 990-PF (2011)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	702
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	702
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	702
6	Credits/Payments:

a	2011 estimated tax payments and 2010 overpayment credited to 2011	6a	110
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c	300
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	410
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8	3
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	295
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2012 estimated tax0	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see page 19 of the

instructions) bullet

NY, DE

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on

page 27)? If “Yes,” complete Part XIV..........................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......

Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

HAMILTON & COMPANY Telephone no. bullet

(609) 452-0300

Located at bullet

600 COLLEGE ROAD EAST STE 4200PRINCETONNJ ZIP+4 bullet

08540

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2011)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2011?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2011, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2011?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business

enterprise at any time during the year?.....................YesNo

If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2011.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay

premiums on a personal benefit contract?....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2011)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
LUCY R WALETZKY MD	PRES./DIR. 1.00	0	0	0
C/O HC600 COLLEGE RD EAST-STE 4200 PRINCETON,NJ08540	PRES./DIR. 1.00	0	0	0
JAMES R HAMILTON	SEC./DIR. 1.00	0	0	0
C/O HC600 COLLEGE RD EAST-STE 4200 PRINCETON,NJ08540	SEC./DIR. 1.00	0	0	0
DAVID ROCKEFELLER JR	DIRECTOR 1.00	0	0	0
30 ROCKEFELLER PLAZA NEW YORK,NY10112	DIRECTOR 1.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2011)

Page 7

Part IX-B

Summary of Program-Related Investments (see page 23 of the instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1	N/A
2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see page 24 of the instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

880,359

Average of monthly cash balances.......................

33,787

Fair market value of all other assets (see page 24 of the instructions)............

Total (add lines 1a, b, and c).........................

914,146

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

914,146

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25

of the instructions) ...........................

13,712

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

900,434

Minimum investment return. Enter 5% of line 5..................

45,022

Part XI

Distributable Amount (see page 25 of the instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

45,022

Tax on investment income for 2011 from Part VI, line 5......

702

Income tax for 2011. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

702

Distributable amount before adjustments. Subtract line 2c from line 1............

44,320

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

44,320

Deduction from distributable amount (see page 25 of the instructions)...........

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

44,320

Part XII

Qualifying Distributions (see page 25 of the instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

29,415

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

29,415

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............

Adjusted qualifying distributions. Subtract line 5 from line 4..............

29,415

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2011)

Page 8

Part XIII

Undistributed Income (see page 26 of the instructions)

	(c) 2010	(d) 2011
1 Distributable amount for 2011 from Part XI, line 7		44,320
2 Undistributed income, if any, as of the end of 2011:
a Enter amount for 2010 only.......	19,639
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2011:
a From 2006.......
b From 2007.......
c From 2008.......
d From 2009.......
e From 2010.......
fTotal of lines 3a through e.........
4Qualifying distributions for 2011 from Part
XII, line 4: $ 29,415
a Applied to 2010, but not more than line 2a	19,639
b Applied to undistributed income of prior years (Election required—see page 26 of the instructions)
c Treated as distributions out of corpus (Election required—see page 26 of the instructions)...
d Applied to 2011 distributable amount.....		9,776
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2011.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount—see page 27 of the instructions ...
e Undistributed income for 2010. Subtract line 4a from line 2a. Taxable amount—see page 27 of the instructions ...........
f Undistributed income for 2011. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2011 ..........		34,544
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see page 27 of the instructions) ...........
8Excess distributions carryover from 2006 not applied on line 5 or line 7 (see page 27 of the instructions) .............
9Excess distributions carryover to 2012. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2007....
b Excess from 2008....
c Excess from 2009....
d Excess from 2010....
e Excess from 2011....

Form 990-PF (2011)

Page 9

Part XIV

Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2011, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2011	(b) 2010	(c) 2009	(d) 2008	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see page 27 of the instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see page 28 of the instructions) to individuals or organizations
under other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2011)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
NATURAL HERITAGE TRUST NYS OFFICE OF PARKS AGENCY BLDG 1 ALBANY,NY12238		501(C)(3)	CONSERVATION AND REVITALIZATION	20,000
Total ................................. 3a				20,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2011)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments			14	8,292
4 Dividends and interest from securities....			14	24,166
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....			14	3,584
8Gain or (loss) from sales of assets other than inventory			14	12,369
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: aENTERPRISE PROD. PARTNERS L	221000	-1,530	14
bINERGY LP	221000	-47	14
cPLAINS ALL AMER. PIPELINE L	221000	99	14
dREGENCY ENERGY PARTNERS LP	221000	-510	14
eOILTANKING PARTNERS LP	221000	-12	14
fCHESAPEAKE MIDSTREAM PARTNE	221000	-161	14
gPAA NATURAL GAS STORAGE LP	221000	-310	14
hAMERICAN MIDSTREAM PARTNERS	221000	-42	14
iTESORO LOGISTICS LP	221000	70	14
12 Subtotal. Add columns (b), (d), and (e)..		-2,443		48,411

13Total. Add line 12, columns (b), (d), and (e)..................

1345,968

(See worksheet in line 13 instructions on page 28 to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See page 28 of the instructions.)

Form 990-PF (2011)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.

	Signature of officer or trustee	Date	Title

Preparer's Signature	Date	Check if self- employed	PTIN
Firm's name Firm's address		Firm's EIN
		Phone no.

Form 990-PF (2011)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2011 AccountingFeesSchedule

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING FEES	9,300			8,800

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2011 AmortizationSchedule

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Description of Amortized Expenses	Date Acquired, Completed, or Expended	Amount Amortized	Deduction for Prior Years	Amortization Method	Current Year Amortization	Net Investment Income	Adjusted Net Income	Total Amount of Amortization
ORGANIZATIONAL COSTS	2007-11-01	5,792	1,222	15	386			1,608

- TIN:

TY 2011 CompensationExplanation

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Person Name	Explanation
LUCY R WALETZKY MD
JAMES R HAMILTON
DAVID ROCKEFELLER JR

- TIN:

TY 2011 GeneralExplanationAttachment

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Identifier	Return Reference	Explanation
GENERAL RETURN INFORMATION		IRC SE THE TAXPAYER HAS REPORTED ORDINARY INERGY, L.P., AS PROVIDED BY THE TA WAS DETERMINED IN ACCORDANCE WITH I THE DETAILED INFORMATION IS AVAILAB GENERAL PARTNER UPON REQUEST. THE REALIZED NET GAIN WAS 1,140, OF WH SECTION 751 PROPERTY AND (289) WAS IRC SE THE TAXPAYER HAS REPORTED ORDINARY OILTANKING PARTNERS, L.P., AS PROVI THE AMOUNT WAS DETERMINED IN ACCORD 751, AND THE DETAILED INFORMATION I MATTERS GENERAL PARTNER UPON REQUES TOTAL REALIZED NET GAIN WAS 902, O SECTION 751 PROPERTY AND 834 WAS C IRC SE THE TAXPAYER HAS REPORTED ORDINARY CHESAPEAKE MIDSTREAM PARTNERS L.P., PARTNER. THE AMOUNT WAS DETERMINED CODE SECTION 751, AND THE DETAILED OF THE TAX MATTERS GENERAL PARTNER 3/21/2011; TOTAL REALIZED NET GAIN ATTRIBUTABLE TO SECTION 751 PROPERT IRC SE THE TAXPAYER HAS REPORTED ORDINARY PAA NATURAL GAS STORAGE L.P., AS PR PARTNER. THE AMOUNT WAS DETERMINED CODE SECTION 751, AND THE DETAILED OF THE TAX MATTERS GENERAL PARTNER 4/8/2011; TOTAL REALIZED NET GAIN W ATTRIBUTABLE TO SECTION 751 PROPERT IRC SE THE TAXPAYER HAS REPORTED ORDINARY AMERICAN MIDSTREAM PARTNERS L.P., A PARTNER. THE AMOUNT WAS DETERMINED CODE SECTION 751, AND THE DETAILED OF THE TAX MATTERS GENERAL PARTNER 8/15/2011; TOTAL REALIZED NET LOSS ATTRIBUTABLE TO SECTION 751 PROPERT
GENERAL ELECTIONS

- TIN:

TY 2011 InvestmentsCorpBondsSchedule

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Name of Bond	End of Year Book Value	End of Year Fair Market Value
10,000 BARCLAYS BANK PLC
25,000 PRINCIPAL FINL GROUP	27,874	27,874
25,000 TIMKEN CO.	27,055	27,055
25,000 VALLEY NAT'L BANK	26,264	26,264
25,000 TALISMAN ENERGY	30,827	30,827

- TIN:

TY 2011 InvestmentsCorpStockSchedule

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Name of Stock	End of Year Book Value	End of Year Fair Market Value
200 SH ALEXANDRIA REAL ESTATE EQ.
100 SH CITIGROUP INC.	8,100	8,100
100 SH CITIGROUP INC.	8,100	8,100
100 SH DIAMOND OFFSHORE DRILLING INC
100 SH INT'L BUSINESS MACHINES	18,388	18,388
250 SH JOHNSON & JOHNSON	16,395	16,395
200 SH MERCK & CO., INC.	7,540	7,540
186 SH MERCK & CO., INC.	7,012	7,012
186 SH MERCK & CO, INC.
200 SH PETROLEO BRASILEIRO SA
100 SH VALE CAPITAL II
203 SH VORNADO REALTY TRUST	15,603	15,603
750 SH WEINGARTEN REALTY INVESTORS	18,000	18,000
125 SH ANADARKO PETROLEUM CORP.	9,541	9,541
135 SH PROCTER & GAMBLE CO.	9,006	9,006
165 SH PROCTER & GAMBLE CO.	11,007	11,007
150 SH CANADIAN NATURAL RESOURCES	5,605	5,605
350 SH CANADIAN NATURAL RESOURCES	13,080	13,080
150 SH UNITED TECHNOLOGIES CORP.	10,963	10,963
150 SH UNITED TECHNOLOGIES CORP.	10,964	10,964
100 SH FREEPORT-MCMORAN COPPER/GOLD	3,679	3,679
200 SH BANK OF HAWAII CORP.	8,898	8,898
450 SH ABBOTT LABORATORIES	25,304	25,304
150 SH ABBOTT LABORATORIES
200 SH JPMORGAN CHASE & CO.	6,650	6,650
100 SH JPMORGAN CHASE & CO.	3,325	3,325
200 SH MCDONALDS CORP.	20,066	20,066
200 SH NORFOLK SOUTHERN CORP.	14,572	14,572
150 SH OCCIDENTAL PETROLEUM CORP.	14,055	14,055
150 SH OCCIDENTAL PETROLEUM CORP.	14,055	14,055
200 SH PEPSICO INC.	13,270	13,270
100 SH PEPSICO INC.	6,635	6,635
200 SH PRUDENTIAL FINANCIAL INC.	10,024	10,024
200 SH SCHLUMBERGER LTD.	13,662	13,662
200 SH VENTAS INCORPORATED	11,026	11,026
25 SH WELLS FARGO & CO. PFD.	26,400	26,400
250 SH ITT CORP.
250 SH NESTLE SA ADR	14,428	14,428
300 SH WALT DISNEY CO.	11,250	11,250
20 SH BANK OF AMERICA CORP CONV	15,720	15,720
700 SH GENERAL ELECTRIC CO.	12,537	12,537
400 SH BARCLAYS BANK PLC	8,912	8,912
400 SH INTEL CORP.	9,700	9,700
50 SH ALCON INC.
125 SH BOSTON PROPERTIES INC.	12,450	12,450
50 SH CHESAPEAKE ENERGY CORP.	4,660	4,660
500 SH BRISTOL MYERS SQUIBB CO.	17,620	17,620
500 SH MICROSOFT CORP.	12,980	12,980
500 SH VODAFONE GROUP PLC ADR	14,015	14,015
60 SH EXXON MOBIL CORP.	5,086	5,086
1200 SH NEW YORK COMMUNITY BANCORP
250 SH APACHE CORP.
60 SH CHIPOTLE MEXICAN GRILL INC.	20,264	20,264
200 SH FEDEX CORP.
100 SH GENERAL MOTORS	3,425	3,425
100 SH GENERAL MOTORS	3,425	3,425
200 SH KIMBERLY CLARK CORP.	14,712	14,712
350 SH METLIFE INC.
200 SH METLIFE INC.	12,348	12,348
200 SH OMNICOM GROUP, INC.	8,916	8,916
500 SH UBS AG
120 SH CANADIAN IMPERIAL BK OF COMM.	8,684	8,684
250 SH ING GROEP NV	5,445	5,445
250 SH TOTAL SA	12,777	12,777
150 SH BLACKROCK INC.	26,736	26,736
200 SH CELGENE CORP.	13,520	13,520
200 SH DIGITAL REALTY TRUST INC.	13,334	13,334
300 SH EATON CORP.	13,059	13,059
20 SH GOOGLE INC.	12,918	12,918
400 SH HARTFORD FINL SVC GRP	7,512	7,512
200 SH SEMPRA ENERGY	11,000	11,000
300 SH NOVARTIS AG	17,151	17,151

- TIN:

TY 2011 InvestmentsOtherSchedule2

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
BREITBURN ENERGY PARTNERS	FMV	7,628	7,628
CHESAPEAKE MIDSTREAM PARTNERS LP	FMV
ENTERPRISE PRODUCTS PARTNERS LP	FMV	18,552	18,552
INERGY LP	FMV
PAA NATURAL GAS STORAGE LP	FMV
PLAINS ALL AMERICAN PIPELINE LP	FMV	9,181	9,181
REGENCY ENERGY PARTNERS LP	FMV	7,458	7,458
TESORO LOGISTICS LP	FMV	13,160	13,160

- TIN:

TY 2011 LandEtcSchedule2

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value	End of Year Fair Market Value
ORGANIZATIONAL COSTS	5,792	1,608	4,184	4,184

- TIN:

TY 2011 OtherExpensesSchedule

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
EXPENSES
ADVERTISING	125		125
FILING FEES	490		490
MISCELLANEOUS	309	309
ORGANIZATIONAL COSTS

- TIN:

TY 2011 OtherIncomeSchedule2

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Description	Revenue And Expenses Per Books	Net Investment Income
ORDINARY GAIN-INERGY K-1	1,429	1,429
ORDINARY GAIN-OILTANKING K-1	68	68
ORDINARY GAIN-CHESAPEAKE K-1	535	535
ORDINARY GAIN-PAA K-1	1,047	1,047
ORDINARY GAIN-MIDSTREAM K-1	116	116
OTHER INCOME - STATE STREET	339	339
ENTERPRISE PROD. PARTNERS LP	47	47
INERGY LP	3	3
PLAINS ALL AMER. PIPELINE LP	-25	-25
REGENCY ENERGY PARTNERS LP	24	24
TESORO LOGISTICS, L.P.	1	1
ENTERPRISE PROD. PARTNERS LP	-1,530
INERGY LP	-47
PLAINS ALL AMER. PIPELINE LP	99
REGENCY ENERGY PARTNERS LP	-510
OILTANKING PARTNERS LP	-12
CHESAPEAKE MIDSTREAM PARTNERS	-161
PAA NATURAL GAS STORAGE LP	-310
AMERICAN MIDSTREAM PARTNERS	-42
TESORO LOGISTICS LP	70

- TIN:

TY 2011 OtherIncreasesSchedule

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Description	Amount
CHANGE IN UNREALIZED GAIN (LOSS) ON INVESTMENTS	-14,357

- TIN:

TY 2011 OtherProfessionalFeesSchedule

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
INVESTMENT ADVISORY FEES	11,160	11,160

- TIN:

TY 2011 TaxesSchedule

Name:

ROCKEFELLER STATE PARK PRESERVE

CONSERVANCY INC

EIN: 26-1087473

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FOREIGN TAXES WITHHELD	456	456
EXCISE TAX ON INVESTMENT INCOME	706	706