Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
Alfred P Sloan Foundation
 
% CHRISTOPHER SIA
Number and street (or P.O. box number if mail is not delivered to street address)630 Fifth Avenue   Room/suite
City or town, state, and ZIP code
New York, NY10111
A Employer identification number

13-1623877
B Telephone number (see page 10 of the instructions)

(212) 649-1649
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,653,512,812J Accounting method:
HYBRID ACCRUAL
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments 11,343,163 20,425,424  
4 Dividends and interest from securities...... 1,957,316 8,668,215  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 36,089,998
b Gross sales price for all assets on line 6a 1,257,369,401
7 Capital gain net income (from Part IV, line 2)... 68,211,959
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 674,613 9,600,582  
12 Total. Add lines 1 through 11........ 50,065,090 106,906,180  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 3,047,380 1,806,552   956,581
14 Other employee salaries and wages...... 3,402,580 1,001,128   2,335,842
15 Pension plans, employee benefits....... 3,290,094 991,565   1,082,181
16a Legal fees (attach schedule)......... Click to see attachment 198,688 89,040 0 69,387
b Accounting fees (attach schedule)....... Click to see attachment 106,740 43,865 0 28,875
c Other professional fees (attach schedule).... Click to see attachment 3,581,466 3,243,245   305,500
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 1,000,000      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 1,682,983 257,719   1,422,661
21 Travel, conferences, and meetings....... 778,482 128,484   622,025
22 Printing and publications.......... 37,934 12,569   25,365
23 Other expenses (attach schedule)....... Click to see attachment 1,591,147 11,464,329   1,833,704
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 18,717,494 19,038,496 0 8,682,121
25 Contributions, gifts, grants paid........ 82,073,317 75,008,312
26 Total expenses and disbursements. Add lines 24 and 25 100,790,811 19,038,496 0 83,690,433
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -50,725,721
b Net investment income (if negative, enter -0-) 87,867,684
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 750 750 750
2 Savings and temporary cash investments.......... 51,813,467 117,779,010 117,013,591
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 105,591,850 Click to see attachment65,290,798 65,626,154
c Investments—corporate bonds (attach schedule)........ 157,350,016 Click to see attachment160,925,974 163,356,824
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 971,249,912 Click to see attachment900,347,888 1,307,515,493
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,286,005,995 1,244,344,420 1,653,512,812
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable................... 58,598,501 65,041,133
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment9,620,977 Click to see attachment6,123,221
23 Total liabilities (add lines 17 through 22).......... 68,219,478 71,164,354
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 1,217,786,517 1,173,180,066
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,217,786,517 1,173,180,066
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,286,005,995 1,244,344,420
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,217,786,517
2 Enter amount from Part I, line 27a..................... 2 -50,725,721
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 1,167,060,796
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 -6,119,270
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,173,180,066
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a COLCHESTER GLOBAL INVESTMENTS      
b DODGE AND COX      
c PRIMARY CASH      
d WELLINGTON TIPS & TRYS      
e AG CAPITAL RECOVERY PARTNERS      
AG CAPITAL RECOVERY PARTNERS II      
CENTERBRIDGE CREDIT      
CLIFTON CASH      
DALTON DISTRESSED MORTGAGE      
OZ OVERSEAS FUND LTD.      
PRIVATVARDE      
SPINNAKER GLOBAL      
FARALLON CAPITAL      
KEYWISE CHINA FUND      
BAIN CAPITAL FUND VII      
LONGREACH CAPITAL PARTNER I      
ORCHID ASIA IV      
RESOURCE CAPITAL IV      
BROADREACH REALTY I      
HOPLITE CAPITAL      
MERCHANT'S GATE      
CAP GUARD INT'L EAFE      
GAOLING FEDERER, LTD.      
SILCHESTER INTERNATIONAL      
MARSICO CAPITAL MANAGEMENT      
PZENA INVESTMENT MANAGEMENT      
BCM CAPITAL PARTNERS      
CITICORP MEZZANINE PARTNERS      
HIGHFIELDS CAP IV      
SATELLITE OVERSEAS FUND      
SHORT TERM CASH      
TIGER ASIA      
WCAS XI      
WCAS X      
GAINS FROM K-1'S NOT ON BOOKS      
UNREALIZED LOSSES FOR BOOK PURPOSES      
GAINS REPORTED ON 990-T      
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a       111,732
b       -449,722
c       3,357
d       809,462
e       30,352
      37,291
      64,004
      291,157
      3,696,016
      121
      -655,892
      8,062,760
      4,324,191
      -31,642
      1,127,140
      -3,166
      361,733
      5,395,648
      512,739
      11,654,115
      1,253,725
      24,357
      8,411,817
      300,395
      13,176,325
      5,268,240
      12,547
      -21,814,787
      2,892,222
      15,130
      66,998
      -7,407,312
      -417,898
      -1,033,157
      47,412,594
      -15,134,066
      -156,567
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a        
b        
c        
d        
e        
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 68,211,959
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 81,999,899 1,614,406,033 0.050793
2009 77,884,158 1,471,290,040 0.052936
2008 82,001,137 1,729,493,738 0.047413
2007 80,399,468 1,856,951,720 0.043296
2006 73,158,157 1,641,875,841 0.044558
2 Total of line 1, column (d) ...................... 2 0.238996
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.047799
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 1,705,440,140
5 Multiply line 4 by line 3....................... 5 81,518,333
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 878,677
7 Add lines 5 and 6......................... 7 82,397,010
8 Enter qualifying distributions from Part XII, line 4.............. 8 83,690,433
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 878,677
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 878,677
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 878,677
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 1,832,989
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,832,989
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 954,312
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet954,312 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? Click to see attachment....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changesClick to see attachment....
3
Yes
 
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.Click to see attachment
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletCA, DE, NY
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.sloan.org
    14
    The books are in care ofbulletCHRISTOPHER SIA Telephone no.bullet (212) 649-1649
    Located atbullet630 5TH AVENUENew YorkNY ZIP+4bullet101110242
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
    Yes
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    PAUL L JOSKOWClick to see attachment TRUSTEE/PRESIDENT
    40.0     		698,961 75,369 0
    630 FIFTH AVENUE
    NEW YORK,NY10111
    William B PetersenClick to see attachment VP/CHIEF INVESTMENT OFFICER
    40.0     		755,244 85,376 0
    630 FIFTH AVENUE
    NEW YORK,NY10111
    Christopher T SiaClick to see attachment TREASURER/CHIEF TECH OFFICER
    40.0     		195,000 79,002 0
    630 FIFTH AVENUE
    NEW YORK,NY10111
    LEISLE LINClick to see attachment VP FINANCE/BOARD SECRETARY
    40.0     		297,000 85,919 0
    630 FIFTH AVENUE
    NEW YORK,NY10111
    Stephen L BrownClick to see attachment TRUSTEE/CHAIRMAN
    2.0     		28,000 0 0
    630 Fifth Avenue
    new york,NY10111
    Sandra O MooseClick to see attachment TRUSTEE
    2.0     		23,000 0 0
    630 Fifth Avenue
    new york,NY10111
    FREEMAN A HRABOWSKI IIIClick to see attachment TRUSTEE
    2.0     		25,500 0 0
    630 Fifth Avenue
    new york,NY10111
    Marta TiendaClick to see attachment trustee
    2.0     		23,000 0 0
    630 Fifth Avenue
    new york,NY10111
    FREDERICK HENDERSONClick to see attachment trustee
    2.0     		23,000 0 0
    630 Fifth Avenue
    new york,NY10111
    Sheila E WidnallClick to see attachment trustee
    2.0     		18,000 0 0
    630 Fifth Avenue
    new york,NY10111
    Gail M PesynaClick to see attachment VP OF HR & PROGRAM MANAGEMENT
    40.0     		277,900 72,756 0
    630 fifth avenue
    new york,NY10111
    Doron WeberClick to see attachment Vice President of Programs
    40.0     		283,775 90,386 0
    630 Fifth Avenue
    New York,NY10111
    Jesse AusubelClick to see attachment vice president of programs
    40.0     		0 0 0
    630 Fifth Avenue
    new york,NY10111
    Richard BernsteinClick to see attachment TRUSTEE
    2.0     		25,500 0 0
    630 fifth avenue
    new york,NY10111
    MARY SCHMIDT CAMPBELLClick to see attachment TRUSTEE
    2.0     		18,000 0 0
    630 FIFTH AVENUE
    NEW YORK,NY10111
    PETER S KIMClick to see attachment TRUSTEE
    2.0     		16,000 0 0
    630 FIFTH AVENUE
    NEW YORK,NY10111
    ROBERT LITTERMANClick to see attachment TRUSTEE
    2.0     		21,000 0 0
    630 FIFTH AVENUE
    NEW YORK,NY10111
    JAMES M POTERBAClick to see attachment TRUSTEE
    2.0     		21,000 0 0
    630 FIFTH AVENUE
    NEW YORK,NY10111
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    JOSEPH S BOHRER INVESTMENT DIRECTOR
    40.0     		453,094 58,965 0
    C/O ALFRED P SLOAN FOUNDATION
    NEW YORK,NY10111
    DANIEL L GOROFF PROGRAM DIRECTOR
    40.0     		265,562 67,655 0
    C/O ALFRED P SLOAN FOUNDATION
    NEW YORK,NY10111
    KATHLEEN E CHRISTENSEN PROGRAM DIRECTOR
    40.0     		270,562 88,375 0
    C/O ALFRED P SLOAN FOUNDATION
    NEW YORK,NY10111
    JENNIFER HELLER INVESTMENT DIRECTOR
    40.0     		345,926 68,627 0
    C/O ALFRED P SLOAN FOUNDATION
    NEW YORK,NY10111
    PAULA OLSIEWSKI PROGRAM DIRECTOR
    40.0     		232,000 75,039 0
    C/O ALFRED P SLOAN FOUNDATION
    NEW YORK,NY10111
    Total number of other employees paid over $50,000...................bullet 28
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet10
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 SUPPORT FOR BASIC RESEARCH SEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATION 314,524
    2 PUBLIC UNDERSTANDING OF SCIENCE SEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATION 65,421
    3 ECONOMIC PERFORMANCE AND QUALITY OF LIFE SEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATION 124,704
    4 SELECTED NATIONAL ISSUES SEE GENERAL EXPLANATION FOR ADDITIONAL INFORMATION 96,253
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,730,384,779
    b
    Average of monthly cash balances.......................
    1b
    1,026,531
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,731,411,310
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,731,411,310
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    25,971,170
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,705,440,140
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    85,272,007
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    85,272,007
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    878,677
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    878,677
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    84,393,330
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    673,083
    5
    Add lines 3 and 4............................
    5
    85,066,413
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    85,066,413
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    83,690,433
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    83,690,433
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    878,677
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    82,811,756
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 85,066,413
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 29,361,568
    b Total for prior years:2009, 2008, 2007  
    3 Excess distributions carryover, if any, to 2011:
    a From 2006.......  
    b From 2007.......  
    c From 2008.......  
    d From 2009.......  
    e From 2010....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 83,690,433
    a Applied to 2010, but not more than line 2a 29,361,568
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		 
    d Applied to 2011 distributable amount..... 54,328,865
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2011. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		 
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		 
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		30,737,548
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		 
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2007....  
    b Excess from 2008....  
    c Excess from 2009....  
    d Excess from 2010....  
    e Excess from 2011.... 0
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    MR PAUL L JOSKOW - grants
    630 FIFTH AVENUE SUITE 2550
    NEW YORK,NY10111
    (212) 649-1649
    bThe form in which applications should be submitted and information and materials they should include:
    GRANTS: INFORMATION ABOUT THE APPLICANT, THE WORK THE APPLICANT PROPOSES TO DO, THE COSTS AND DURATION OF THE WORK, AND THE TAX STATUS OF THE ORGANIZATION THAT WOULD ADMINISTER THE GRANT. THE APPLICATION SHOULD NOT EXCEED 20 DOUBLE-SPACED PAGES. PROPOSALS BY E-MAIL ARE ACCEPTED. FELLOWSHIPS: CANDIDATES ARE NOMINATED BY DEPARTMENT HEADS OR OTHER SENIOR SCHOLARS. DIRECT APPLICATIONS ARE NOT ACCEPTED. NOMINATION FORMS ARE AVAILABLE ON REQUEST ADDRESSED TO MS. ERICA STELLA OR ONLINE TO WWW.SLOAN.ORG/FELLOWSHIPS. IN ADDITION TO THIS FORM, THE NOMINATOR SHOULD SUBMIT A LETTER DESCRIBING THE CANDIDATE'S QUALIFICATIONS AND MUST SEE THAT THE FOUNDATION RECEIVES 3 SUPPORTING LETTERS DIRECTLY FROM OTHER SCHOLARS, PREFERABLY NOT AT THE SAME INSTITUTION. A CV, A LIST OF THE CANDIDATE'S PUBLICATIONS, A ONE PAGE STATEMENT AS WELL AS ONE COPY OF EACH OF NO MORE THAN TWO REPRESENTATIVE PUBLICATIONS SHOULD ACCOMPANY THE NOMINATION FORM AND LETTER.
    cAny submission deadlines:
    GRANTS: NONE FELLOWSHIPS: NOMINATIONS ARE DUE BY SEPTEMBER 15 FOR THOSE AWARDS WHICH ARE AWARDED THE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRANTS: THE FOUNDATION'S MAIN INTERESTS ARE IN SCIENCE AND TECHNOLOGY; STANDARDS OF LIVING AND ECONOMIC PERFORMANCE; EDUCATION AND CAREERS IN SCIENCES AND TECHNOLOGY AND SELECTED NATIONAL ISSUES. THE FOUNDATION'S ACTIVITIES DO NOT EXTEND TO THE HUMANITIES, RELIGION, THE CREATIVE OR PERFORMING ARTS, OR TO MEDICAL RESEARCH OR HEALTHCARE. GRANTS ARE NOT MADE FOR ENDOWMENTS OR FOR BUILDINGS OR EQUIPMENT, AND ARE ONLY OCCASIONALLY MADE FOR GENERAL SUPPORT OR FOR ACTIVITIES OUTSIDE THE UNITED STATES. APPLICATIONS CAN BE MADE AT ANY TIME FOR SUPPORT OF ACTIVITIES RELATED TO THE RANGE OF INTERESTS INDICATED ABOVE. GRANTS OF $125,000 OR LESS ARE MADE THROUGHOUT THE YEAR BY THE OFFICERS OF THE FOUNDATION. FELLOWSHIPS: THE ALFRED P. SLOAN RESEARCH FELLOWSHIPS SEEK TO STIMULATE FUNDAMENTAL RESEARCH BY EARLY-CAREER SCIENTISTS AND SCHOLARS OF OUTSTANDING PROMISE. THESE TWO-YEAR FELLOWSHIPS ARE AWARDED YEARLY TO 118 RESEARCHERS IN RECOGNITION OF DISTINGUISHED PERFORMNANCE AND A UNIQUE POTENTIAL TO MA
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    MS ERICA STELLA - fellowships
    630 FIFTH AVENUE SUITE 2550
    NEW YORK,NY10111
    (212) 649-1649
    bThe form in which applications should be submitted and information and materials they should include:
    GRANTS: INFORMATION ABOUT THE APPLICANT, THE WORK THE APPLICANT PROPOSES TO DO, THE COSTS AND DURATION OF THE WORK, AND THE TAX STATUS OF THE ORGANIZATION THAT WOULD ADMINISTER THE GRANT. THE APPLICATION SHOULD NOT EXCEED 20 DOUBLE-SPACED PAGES. PROPOSALS BY E-MAIL ARE ACCEPTED. FELLOWSHIPS: CANDIDATES ARE NOMINATED BY DEPARTMENT HEADS OR OTHER SENIOR SCHOLARS. DIRECT APPLICATIONS ARE NOT ACCEPTED. NOMINATION FORMS ARE AVAILABLE ON REQUEST ADDRESSED TO MS. ERICA STELLA OR ONLINE TO WWW.SLOAN.ORG/FELLOWSHIPS. IN ADDITION TO THIS FORM, THE NOMINATOR SHOULD SUBMIT A LETTER DESCRIBING THE CANDIDATE'S QUALIFICATIONS AND MUST SEE THAT THE FOUNDATION RECEIVES 3 SUPPORTING LETTERS DIRECTLY FROM OTHER SCHOLARS, PREFERABLY NOT AT THE SAME INSTITUTION. A CV, A LIST OF THE CANDIDATE'S PUBLICATIONS, A ONE PAGE STATEMENT AS WELL AS ONE COPY OF EACH OF NO MORE THAN TWO REPRESENTATIVE PUBLICATIONS SHOULD ACCOMPANY THE NOMINATION FORM AND LETTER.
    cAny submission deadlines:
    GRANTS: NONE FELLOWSHIPS: NOMINATIONS ARE DUE BY SEPTEMBER 15 FOR THOSE AWARDS WHICH ARE AWARDED THE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRANTS: THE FOUNDATION'S MAIN INTERESTS ARE IN SCIENCE AND TECHNOLOGY; STANDARDS OF LIVING AND ECONOMIC PERFORMANCE; EDUCATION AND CAREERS IN SCIENCES AND TECHNOLOGY AND SELECTED NATIONAL ISSUES. THE FOUNDATION'S ACTIVITIES DO NOT EXTEND TO THE HUMANITIES, RELIGION, THE CREATIVE OR PERFORMING ARTS, OR TO MEDICAL RESEARCH OR HEALTHCARE. GRANTS ARE NOT MADE FOR ENDOWMENTS OR FOR BUILDINGS OR EQUIPMENT, AND ARE ONLY OCCASIONALLY MADE FOR GENERAL SUPPORT OR FOR ACTIVITIES OUTSIDE THE UNITED STATES. APPLICATIONS CAN BE MADE AT ANY TIME FOR SUPPORT OF ACTIVITIES RELATED TO THE RANGE OF INTERESTS INDICATED ABOVE. GRANTS OF $125,000 OR LESS ARE MADE THROUGHOUT THE YEAR BY THE OFFICERS OF THE FOUNDATION. FELLOWSHIPS: THE ALFRED P. SLOAN RESEARCH FELLOWSHIPS SEEK TO STIMULATE FUNDAMENTAL RESEARCH BY EARLY-CAREER SCIENTISTS AND SCHOLARS OF OUTSTANDING PROMISE. THESE TWO-YEAR FELLOWSHIPS ARE AWARDED YEARLY TO 118 RESEARCHERS IN RECOGNITION OF DISTINGUISHED PERFORMNANCE AND A UNIQUE POTENTIAL TO MA
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Adler Planetarium
    1300 S Lake Shore Drive
    Chicago,IL60610     		None 501 C 3 PUBLIC CHARI To demonstrate the ability of data analysis through citizen science to make significant contributions across the widest possible range of research areas 636,484
    University of Alaska Anchorage
    3211 Providence Drive
    Anchorage,AK99508     		None 170(b)(1)(A)(ii) To fund for an additional three years the recruitment and retention portion of the Sloan Indigenous Graduate Partnership program at the University of Alaska 64,000
    The Alexandria Archive Institute
    125 El Verano Way
    San Francisco,CA94127     		None 501 C 3 PUBLIC CHARI To promote greater professional acceptance and recognition for scientific data dissemination by developing editorial processes that enhance data quality and usability 109,850
    American Academy of Arts and Sciences
    Nortons Woods136 Irving Street
    Cambridge,MA02138     		None 170(b)(1)(A)(vi) To identify and promote measures that will limit the security and proliferation risks inherent in the global expansion of nuclear power 141,000
    American Chemical Society
    1155 Sixteenth Street NW
    Washington,DC20036     		None 509(a)(2) To fund for three years an award recognizing a distinguished minority chemist while the American Chemical Society raises funds to endow the award 18,000
    American Council on Education
    One Dupont Circle NW Suite 800
    Washington,DC200361193     		None 170(b)(1)(A)(vi) Washington, DC 20036-1193To support an Invitational Conference and Awards Program on the Culminating Stage of Faculty Careers in Higher Education 348,921
    American Council on Education
    One Dupont Circle NW Suite 800
    Washington,DC200361193     		None 170(b)(1)(A)(vi) To conduct a fourth round of the Alfred P. Sloan Awards for Faculty Career Flexibility with a focus on Schools of Medicine and to continue to disseminate best practices and lessons learned from the winning institutions throughout higher education 394,290
    American Film Institute Inc
    2021 North Western Avenue
    Los Angeles,CA90027     		None 170(b)(1)(A)(vi) For screenwriting and production of science and technology films by the top film students 90,000
    American Indian College Fund
    8333 Greenwood Blvd
    Denver,CO80221     		None 501 C 3 PUBLIC CHARI To increase the number of faculty who possess graduate degrees in mathematics, natural science, and engineering at tribal colleges and universities 100,000
    American Museum of Natural History
    Central Park West at 79th Street
    New York,NY10024     		None 170(b)(1)(A)(vi) To foster applications of DNA barcoding for conserving biodiversity, reducing consumer fraud, and protecting human Health 250,000
    American Museum of the Moving Image
    36-01 35th Avenue
    Astoria,NY11106     		None 170(b)(1)(A)(vi) To showcase award-winning student films and to maintain a go-to site for all Sloan film and television projects and for all Sloan Film Program Participants 83,890
    American Society for Engineering Education
    1818 N Street NW Suite 600
    Washington,DC20036     		None 170(b)(1)(A)(vi) To enable the American Society for Engineering Education to launch a program to routinely collect and report data on undergraduate engineering completion rates and time-to-degree 228,536
    American University
    4400 Massachusetts Avenue NW
    Washington,DC200168061     		None 170(b)(1)(A)(ii) To create a research database by sampling and digitally preserving personal bankruptcy records going back over a century 207,665
    Arizona Board of Regents The University of Arizon
    PO Box 3308
    Tucson,AZ857223308     		None 170(b)(1)(A)(ii) To fund, for an additional three years, the recruitment and retention portion of the Sloan Indigenous Graduate Partnership at the University of Arizona 48,180
    Boston College Trustees
    140 Commonwealth Avenue
    Chestnut Hill,MA02467     		None 170(b)(1)(A)(ii) For a renewal grant for the Boston College Center on Aging and Work 1,031,832
    The Brookings Institution
    1775 Massachusetts Avenue NW
    Washington,DC20036     		None 170(b)(1)(A)(vi) To commission papers, hold conferences, and publish a series of research articles on financial markets and institutions in the journal: Brookings Papers on Economic Activity 142,904
    The Brookings Institution
    1775 Massachusetts Avenue NW
    Washington,DC20036     		None 170(b)(1)(A)(vi) For an annual and independent forum that will identify, analyze, discuss, and promote options for international monetary reform 302,674
    The Brookings Institution
    1775 Massachusetts Avenue NW
    Washington,DC20036     		None 170(b)(1)(A)(vi) To develop estimates of how the decision by American workers to retire later impacts public budgets and the economy 204,039
    The Brookings Institution
    1775 Massachusetts Avenue NW
    Washington,DC20036     		None 170(b)(1)(A)(vi) To hold a meeting to assess the current state of research in industrial organization and to explore ways to make the field more engaged with live empirical and policy issues 19,616
    The Brookings Institution
    1775 Massachusetts Avenue NW
    Washington,DC20036     		None 170(b)(1)(A)(vi) To publish through BPEA financial research and economic data that is accessible, reliable, and influential 300,000
    Brooklyn Academy of Music Inc
    30 Lafayette Avenue
    Brooklyn,NY11217     		None 170(b)(1)(A)(vi) To produce a feature-length documentary on Robert Wilson and Philip Glass's historic opera, Einstein on the Beach, and distribute it for international theatrical release and domestic television broadcast 300,000
    Regents of The University of California at Berkele
    1995 University Avenue
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) To support research on the policies adopted by various countries to sustain the growth of employment and productivity on behalf of their citizens 75,000
    Regents of The University of California at Berkele
    1995 University Avenue
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) To improve understanding of copyright economics in the digital 166,750
    Regents of The University of California at Berkele
    1995 University Avenue
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) retirement among late-career faculty at the University of California 187,962
    Regents of The University of California at Berkele
    1995 University Avenue
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) To study energy efficiency gains and participation rates associated with the Federal Weatherization Assistance Program through randomized-control trials using data from Michigan 57,500
    Regents of The University of California at Berkele
    1995 University Avenue
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) To collect and analyze experimental data for powerful statistical tests of how weatherization affects household energy efficiency 414,317
    Regents of The University of California at Berkele
    1995 University Avenue
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) To develop solutions to copyright law obstacles To collect and analyze experimental data for powerful statistical tests of how weatherization affects household energy efficiency 270,250
    Regents of The University of California at Berkele
    1995 University Avenue
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) To develop solutions to copyright law obstacles facing public digital library initiatives and coordinate them with the Digital Public Library of America effort 390,655
    Regents of The University of California at Berkele
    1995 University Avenue
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) To support a pilot study to examine the microbial profiles found in the air, water, and surfaces of a neonatal intensive care unit and compare them to the microbial profiles from the gut of premature infants 176,062
    The Regents of the University of California Davis
    1 Sheilds Ave
    Davis,CA95616     		None 170(b)(1)(A)(vi) Develop a West Coast research network and program on science and engineering workers 299,405
    The Regents of the University of California Davis
    1 Sheilds Ave
    Davis,CA95616     		None 170(b)(1)(A)(vi) To establish and support the Micro biomes of Built Environments Network (microbe net) 456,183
    The Regents of the University of California Davis
    1 Sheilds Ave
    Davis,CA95616     		None 170(b)(1)(A)(vi) To initiate the research of the team of the Deep Carbon Observatory concerned with basic physics and chemistry of carbon at the extreme pressure and temperature conditions of Earth's interior 500,000
    The Regents of the University of California Davis
    1 Sheilds Ave
    Davis,CA95616     		None 170(b)(1)(A)(vi) To enable international economic comparisons by supporting the Penn World Table's next generation 200,000
    The Regents of the University of California Los A
    405 Hilgard Avenue
    Los Angeles,CA90095     		None 170(b)(1)(A)(ii) To improve our understanding of how intergenerational support for parents, adult children, and grandchildren influences labor supply of older adults nearing retirement 141,707
    The Regents of the University of California Los A
    405 Hilgard Avenue
    Los Angeles,CA90095     		None 170(b)(1)(A)(ii) To conduct ethnographic research of scientific information and data practices 475,897
    The Regents of the University of California River
    900 University Avenue
    Riverside,CA92521     		None 170(b)(1)(A)(ii) To provide tools and a data archive for analyzing sequence data of microbial communities in the indoor environment 495,653
    Carnegie Endowment for International Peace
    1779 Massachusetts Avenue NW
    Washington,DC20036     		None 170(b)(1)(A)(vi) To provide further support to the Carnegie Endowment's project to develop voluntary Principles of Conduct for nuclear reactor vendors 125,000
    Carnegie Institution of Washington
    1530 P Street NW
    Washington,DC20005     		None 501 c 3 pUBLIC CHARI To initiate the Reservoirs and Fluxes directorate of the Deep Carbon Observatory 900,000
    Carnegie Mellon University
    5000 Forbes Avenue
    Pittsburgh,PA152133890     		None 170(b)(1)(A)(ii) To encourage top film students to write screenplays about science and technology and to help their careers 96,761
    Carnegie Mellon University
    5000 Forbes Avenue
    Pittsburgh,PA152133890     		None 170(b)(1)(A)(ii) To conduct and promote research on the credit rating industry and its regulation 114,620
    Center For New American Security Inc
    1301 Pennsylvania Avenue Suite 403
    Washington,DC20004     		None 501 c 3 pUBLIC CHARI To further examine Aum Shinrikyo's attempts to use anthrax to attack Tokyo 54,000
    Center For Independent Documentary Inc
    680 S Main St
    Sharon,MA020672868     		None 501 c 3 pUBLIC CHARI To support the production of a PBS documentary on "Coming of Age in Aging America" 215,000
    The Chemical Heritage Foundation
    315 Chestnut Street
    Philadelphia,PA19106     		None 501 c 3 pUBLIC CHARI To increase awareness of the role of women in chemistry during the International Year of Chemistry 255,000
    The University of Chicago
    5801 South Ellis Avenue
    Chicago,IL60637     		None 170(b)(1)(A)(ii) To fund a pilot project to examine the micro biome associated with surfaces in the home 141,450
    The University of Chicago
    5801 South Ellis Avenue
    Chicago,IL60637     		None 170(b)(1)(A)(ii) To construct and calibrate models for analyzing how the financial sector and its regulation can influence the macro economy 331,890
    Research Foundation of the City University of New
    230 West 41st Street
    New York,NY10036     		None 170(b)(1)(A)(vi) To encourage and support promising early career scientists at both student and faculty levels through two awards programs: a Summer Undergraduate Research program and a Junior Faculty Fellowship program 500,000
    Clean Air Task Force Inc
    18 Tremont Street Suite 530
    Boston,MA02108     		None 509(a)(2) To organize the formulation of a study group, a research framework, and a request-for-proposals to investigate the energy efficiency paradox 150,000
    Cold Spring Harbor Laboratory
    PO Box 534
    Cold Spring Harbor,NY117240534     		None 170(b)(1)(A)(vi) To support a pilot project for DNA barcoding experiments by New York City high school students 150,000
    The Regents of the University of Colorado
    1800 Grant Street
    Boulder,CO803090572     		None 170(b)(1)(A)(ii) To understand corporate attitudes towards e-Learning 10,000
    The Regents of the University of Colorado
    1800 Grant Street
    Boulder,CO803090572     		None 170(b)(1)(A)(ii) analyzing sequence data of microbial communities in the indoor environment 147,317
    The Regents of the University of Colorado
    1800 Grant Street
    Boulder,CO803090572     		None 170(b)(1)(A)(ii) To conduct a pilot study to examine the diversity and structure of bacterial communities in kitchens 64,121
    The Regents of the University of Colorado
    1800 Grant Street
    Boulder,CO803090572     		None 170(b)(1)(A)(ii) To assess the microbiology of municipal water delivery systems in the U.S. 800,000
    The Regents of the University of Colorado
    1800 Grant Street
    Boulder,CO803090572     		None 170(b)(1)(A)(ii) To organize and convene three annual meetings on the microbiology of the built environment 400,000
    The Trustees of Columbia University in the City of
    1210 Amsterdam Avenue
    New York,NY10027     		None 170(b)(1)(A)(ii) For a pilot production grant to encourage the next generation of filmmakers to incorporate science and technology themes into storytelling for the World Wide Web 75,108
    The Trustees of Columbia University in the City of
    1210 Amsterdam Avenue
    New York,NY10027     		None 170(b)(1)(A)(ii) To conduct behavioral research on decision-making by consumers that informs the design of health insurance exchanges 124,948
    The Trustees of Columbia University in the City of
    1210 Amsterdam Avenue
    New York,NY10027     		None 170(b)(1)(A)(ii) To create a graphical, open-source Citation Style Language (CSL) editor that can be used to develop, edit, and customize bibliographic reference styles 124,996
    Connecticut Public Broadcasting Inc
    1049 Asylum Avenue
    Hartford,CT061052411     		None 501 c 3 pUBLIC CHARI For production, broadcast, and outreach for a two-part public television series about what impact the science behind brain scans could or should have on the criminal justice system 600,000
    Consortium for Ocean Leadership Inc
    1201 New York Avenue NW Suite 400
    Washington,DC20005     		None 170(b)(1)(A)(vi) To disseminate and assure the legacies of the Census of Marine Life 400,000
    Coolidge Corner Theatre Foundation Inc
    290 Harvard Street
    Brookline,MA02446     		None 170(b)(1)(A)(vi) To support Coolidge Corner Theatre's Science on Screen series and expand it with small grants to 40 theaters nationwide 231,713
    Cornell University
    410 Thurston Ave
    Ithaca,NY14853     		None 170(b)(1)(A)(ii) To develop, test, and propagate innovative Bayesian methods for estimating and institutions 92,274
    Corporate Voices for Working Families
    Mail Stop 1899 L Street NW Suite
    Washington,DC20036     		None 170(b)(1)(A)(vi) To introduce workplace flexibility as a relevant corporate responsibility (CR) gage, integrate workplace flexibility metrics into emerging corporate responsibility reporting frameworks 20,000
    Council of Graduate Schools
    One Dupont Circle NW Suite 230
    Washington,DC200361173     		None 170(b)(1)(A)(vi) To launch a project focusing on completion and attrition in STEM Master's Programs 305,221
    Council of Graduate Schools
    One Dupont Circle NW Suite 230
    Washington,DC200361173     		None 170(b)(1)(A)(vi) To continue and complete the work of the Council of Graduate Schools to institutionalize and promote the Professional Science Master's (PSM) as a regular feature of graduate education 300,000
    Council on Foreign Relations Inc
    58 East 68th Street
    New York,NY10065     		None 170(b)(1)(A)(vi) To conduct a program of research and publication on energy security, especially related to oil 748,179
    Council on Foundations
    2121 Crystal Drive Suite 700
    Arlington,VA22202     		None 170(b)(1)(A)(vi) To support work on behalf of the nonprofit and charitable community 45,000
    Creative Commons Corporation
    444 Castro Street Suite 900
    Mountain View,CA94041     		None 501 c 3 pUBLIC CHARI To define the main issues and challenges of enabling a large-scale science commons and an achievable strategic plan for Creative Commons 250,917
    Trustees Of Dartmouth College
    14 N Main Street
    Hanover,NH03755     		None 501 c 3 pUBLIC CHARI To create and study network models of systemic risk in banking and finance 54,333
    Fedora Commons Inc (dba DuraSpace)
    PO Box 7144
    Ithaca,NY14850     		None 501 c 3 pUBLIC CHARI To develop and deploy a "Direct-To-Researcher" cloud-based data platform 497,433
    East Carolina University Foundation Inc
    2200 South Chalres Blvd
    Greenville,NC27858     		None 501 c 3 pUBLIC CHARI To develop the Deep Carbon Observatory's Deep Life Directorate 800,000
    Ensemble Studio Theatre Inc
    549 West 52nd Street
    New York,NY10019     		None 170(b)(1)(A)(vi) To commission, develop, produce and disseminate new science plays in New York and across the country 567,000
    Families and Work Institute Inc
    267 Fifth Avenue - 2nd Floor
    New York,NY10016     		None 170(b)(1)(A)(vi) To support development of Flexibility Online to advance adoption of a flexible work program 1,600,000
    Film Independent Inc
    9911 W Pico Boulevard 11th Floor
    Los Angeles,CA90035     		None 509(a)(2) To develop science scripts and support producing teams developing Sloan-worthy feature films 110,000
    Stuart Firestein
    923 Fairchild MC2438
    New York,NY10027     		None Individual For research and writing of a book on the value of ignorance in science 40,000
    Foundation Center
    79 Fifth Avenue
    New York,NY10003     		None 170(b)(1)(A)(vi) To support work on behalf of the nonprofit and charitable community 65,000
    Friends of the International Mathematical Union
    201 Charles St
    Providence,RI02904     		None 501 C 3 pri non op f To bring international participants, perspectives, and potential partners to the planning of a Mathematical Heritage Library 73,000
    Fund for Public Health in New York Inc
    22 Cortlandt Street Suite 1103
    New York,NY100073160     		None 501 c 3 pUBLIC CHARI To improve NYC's Department of Health and Mental Hygiene's syndromic surveillance systems 792,244
    Fund for the City of New York Inc
    121 Avenue of the Americas
    New York,NY10013     		None 170(b)(1)(A)(vi) Support for Sloan Awards for Excellence in Teaching Science and Mathematics in New York City Public High Schools 260,000
    Fund for the City of New York Inc
    121 Avenue of the Americas
    New York,NY10013     		None 170(b)(1)(A)(vi) To continue support for the Sloan Public Service Awards 150,000
    Fund for the City of New York Inc
    121 Avenue of the Americas
    New York,NY10013     		None 170(b)(1)(A)(vi) To provide partial support for the Sloan Public Service Awards program 250,000
    George Mason University
    4400 University Drive
    Fairfax,VA22030     		None 170(b)(1)(A)(ii) To continue support for the Sloan Public Service A To pioneer new methods for capturing and highlighting online scholarly materials in ways that are useful to research communities 615,734
    George Mason University
    4400 University Drive
    Fairfax,VA22030     		None 170(b)(1)(A)(ii) To provide updated software, data, and education that facilitate public participation in the redistricting of New York State 379,704
    Georgetown University
    37th O Street NW
    Washington,DC20057     		None 170(b)(1)(A)(ii) To support a program of research, reports, expert roundtables, and public briefings on best practices related to current and future management of both temporary and permanent programs for immigration of skilled workers to the U.S 141,551
    Research Foundation of the City University of New
    365 Fifth Avenue
    New York,NY100164309     		None 170(b)(1)(A)(ii) Assess Effectiveness and Impact of Sloan Anytime/Anyplace Education Program 75,000
    Research Foundation of the City University of New
    365 Fifth Avenue
    New York,NY100164309     		None 170(b)(1)(A)(ii) To develop and test with the Modern Language Association (MLA) an alpha version of a "Commons-in-a-Box" software tool for scholarly communities first developed at City University of New York 107,500
    Greater Washington Educational Telecommunications
    2775 South Quincy Street
    Arlington,VA22206     		None 170(b)(1)(A)(vi) For high quality on-air and online coverage on PBS's News Hour to enhance economic and financial literacy 750,000
    GuideStar USA Inc
    4801 Courthouse Street Suite 220
    Williamsburg,VA23188     		None 170(b)(1)(A)(vi) To support work on behalf of the nonprofit and charitable community 5,000
    Hamptons International Film Festival
    3 Newtown Mews
    East Hampton,NY11937     		None 170(b)(1)(A)(vi) To commission and spotlight science and technology films and to develop science and technology screenplays 225,716
    President and Fellows of Harvard College
    399 Harvard Street
    Cambridge,MA02138     		None 170(b)(1)(A)(ii) To study behavioral factors that influence consumers' energy utilization and efficiency choices 93,299
    President and Fellows of Harvard College
    399 Harvard Street
    Cambridge,MA02138     		None 170(b)(1)(A)(ii) To produce a publicly available database that links 2010 census results with election returns at the precinct level 155,278
    President and Fellows of Harvard College
    399 Harvard Street
    Cambridge,MA02138     		None 170(b)(1)(A)(ii) For an intense two-year process of workshops, meetings, plenaries, research, pilot digitization, prototype development, and community building that will result in the launch of the Digital Public Library of America 1,313,890
    Hastings Center Inc
    21 Malcolm Gordon Road
    Garrison,NY10524     		None 170(b)(1)(A)(vi) To provide renewed support to investigate ethical issues in synthetic biology 248,536
    The Board of Trustees of the University of Illinoi
    601 East John Street
    Champaign,IL61820     		None 170(b)(1)(A)(ii) To publish volumes three and four of Ramanujan's Lost Notebook and to make substantial progress on the fifth and final volume 50,000
    Independent Sector
    1200 Eighteenth Street NW
    Washington,DC20036     		None 170(b)(1)(A)(vi) To support work on behalf of the nonprofit and charitable community 17,500
    Indiana University
    107 South Indiana Ave
    Bloomington,IN47405     		None 509(a)(2) To design a prototype system that demonstrates non-consumptive, computational access to a restricted full-text corpus 229,354
    Institute of International Education Inc
    809 United Nations Plaza
    New York,NY10017     		None 501 c 3 pUBLIC CHARI To provide life-saving fellowships and academic placements for persecuted scholars so they can continue their work before returning to their native countries when it is safe to do so 250,000
    IODP Management International Inc
    1001 Connecticut Avenue NW Suite
    Washington,DC20036     		None 170(b)(1)(A)(vi) To develop the roadmap, management, and support for a borehole into Earth's mantle 400,000
    J William Jones Consulting Engineers Inc
    5561 Ocean Terrace Drive
    Huntington Beach,CA92648     		None non 501 (c) (3) To disseminate and implement guidance to assure medical, industrial, and academic nuclear facilities' use of radioactive materials is adequately secure and resilient to man-made and natural hazards 325,250
    LA Theatre Works
    681 Venice Boulevard
    Venice,CA90291     		None 170(b)(1)(A)(vi) To record four new science plays, including two new Sloan-commissioned plays for broadcast on public radio and for distribution to schools, libraries, and online retail partners 133,120
    Michael Lemonick
    249 Cherry Hill Road
    Princeton,NJ08540     		None Individual To support the writing of the book "Mirror Earth," a popular account of the search for Earthlike planets beyond the Sun and the technology enabling the search 55,000
    Lyrasis
    3000 Market Street Suite 200
    Philadelphia,PA191042801     		None 509(a)(2) For continued digitization of member collections and development of a self-sustaining regional scanning center 250,000
    Manhattan Theatre Club
    311 West 43rd Street 8th Floor
    New York,NY10036     		None 509(a)(2) To commission, develop, and produce science and technology plays 200,000
    Marine Biological Laboratory
    MBL Street
    Woods Hole,MA02543     		None 170(b)(1)(A)(vi) To provide tools and a data archive for analyzing sequence data of microbial communities in the indoor environment 302,452
    University of Maryland College Park
    7950 Baltimore Ave
    College Park,MD20742     		None 170(b)(1)(A)(iii) To compile, study, and openly distribute a nationally standardized database of government health inspectors' restaurant ratings 300,000
    Massachusetts Institute of Technology
    77 Massachusetts Avenue
    Cambridge,MA02139     		None 170(b)(1)(A)(ii) To examine the effects of globalization on U.S. domestic regulatory policies, compliance, and economics in biopharmaceutical product manufacturing 73,000
    Massachusetts Institute of Technology
    77 Massachusetts Avenue
    Cambridge,MA02139     		None 170(b)(1)(A)(ii) To create a new executive-level course designed to promote the safe and responsible use of nuclear power worldwide 335,000
    Massachusetts Institute of Technology
    77 Massachusetts Avenue
    Cambridge,MA02139     		None 170(b)(1)(A)(ii) To assess whether and to what extent the loss of domestic manufacturing due to trade with China affects the productivity of other U.S. firms in the same geographical area 200,000
    University of Massachusetts Lowell
    One University Avenue
    Lowell,MA01854     		None 170(b)(1)(A)(ii) Support for development of a University of Massachusetts system-wide Professional Science Master's (PSM) degree initiative 31,000
    MentorNet
    840 West California Avenue Suite 2
    Sunnyvale,CA94086     		None 509(a)(2) To develop and launch a campaign on web-based social channels to recruit students directly into Mentor Net's mentoring program 60,000
    Michigan State University
    840 Service Road
    East Lansing,MI48824     		None 170(b)(1)(A)(ii) To fill a gap in research by investigating how the "employment environment" promotes or impedes the ability of individuals to remain at work past traditional ages of retirement 206,617
    The Regents of the University of Michigan
    503 Thompson Street
    Ann Arbor,MI481091274     		None 170(b)(1)(A)(ii) Democratizing access to the American Community Survey 43,674
    The Regents of the University of Michigan
    503 Thompson Street
    Ann Arbor,MI481091274     		None 170(b)(1)(A)(ii) To create and analyze datasets that combine the Health and Retirement Study (HRS) with data from the Census Bureau from the firms where HRS respondents have worked 998,742
    The Regents of the University of Michigan
    503 Thompson Street
    Ann Arbor,MI481091274     		None 170(b)(1)(A)(ii) To model how U.S. labor markets for scientists and engineers respond to immigration and other factors 200,000
    The President and Fellows of Middlebury College
    38 College Street
    Middlebury,VT05753     		None 170(b)(1)(A)(ii) To enable the Monterey Institute of International Studies expand the science-based courses offered in its Masters Degree in Nonproliferation and Terrorism Studies 73,140
    The President and Fellows of Middlebury College
    38 College Street
    Middlebury,VT05753     		None 170(b)(1)(A)(ii) To enable the Monterey Institute of International Studies to provide nonproliferation education and training for diplomats, government officials and mid-career professionals at international organizations 73,094
    Minnesota State Colleges and Universities Foundati
    30 Seventh Street East Suite 350
    Saint Paul,MN55101     		None 170(b)(1)(A)(iv) To support a planning project for the regional PSM initiative in Minnesota, North Dakota, and Wisconsin 49,802
    Museum of Mathematics
    134 West 29th Street
    New York,NY10001     		None 501 c 3 pUBLIC CHARI To equip science festivals with portable, interactive, and hands-on mathematical activities 200,000
    National Academy of Sciences
    2101 Constitution Avenue NW
    Washington,DC20418     		None 170(b)(1)(A)(vi) To provide partial support for an international symposia series on synthetic biology 394,324
    National Academy of Sciences
    2101 Constitution Avenue NW
    Washington,DC20418     		None 170(b)(1)(A)(vi) To develop, analyze, and promote standards for the citation and attribution of data sets by research communities 200,000
    National Academy of Sciences
    2101 Constitution Avenue NW
    Washington,DC20418     		None 170(b)(1)(A)(vi) To study the feasibility of an online and open access Mathematical Heritage Library 275,000
    National Academy of Sciences
    2101 Constitution Avenue NW
    Washington,DC20418     		None 170(b)(1)(A)(vi) To study global competition for talent by comparing the high-skilled immigration policies of industrialized nations 300,000
    National Action Council for Minorities in Engineer
    440 Hamilton Avenue Suite 302
    White Plains,NY106011813     		None 170(b)(1)(A)(vi) To fund new obligations in the Minority Ph.D. Program and the American Indian Graduate Program from July 1, 2008 through June 30, 2009 1,775,000
    National Action Council for Minorities in Engineer
    440 Hamilton Avenue Suite 302
    White Plains,NY106011813     		None 170(b)(1)(A)(vi) To fund new obligations in the Minority Ph.D. Program and the Sloan Indigenous Graduate Program from July 1, 2009, through June 30, 2010 1,060,000
    National Action Council for Minorities in Engineer
    440 Hamilton Avenue Suite 302
    White Plains,NY106011813     		None 170(b)(1)(A)(vi) To fund new obligations incurred in the Sloan Minority Ph.D. Program and the Sloan Indigenous Graduate Partnership Program from July 1, 2010 through July 1, 2012 1,255,000
    National Action Council for Minorities in Engineer
    440 Hamilton Avenue Suite 302
    White Plains,NY106011813     		None 170(b)(1)(A)(vi) To fund new obligations in the Minority Ph.D. Program and the Sloan Indigenous Graduate Partnership program from July 1, 2011 to July 1,2012 1,299,500
    National Action Council for Minorities in Engineer
    440 Hamilton Avenue Suite 302
    White Plains,NY106011813     		None 170(b)(1)(A)(vi) To enable the National Action Council for Minorities in Engineering to continue administering the Sloan Minority Ph.D. program and Sloan Indigenous Graduate Partnership program for an additional three years 195,249
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To foster multilateral cooperation in trade, financial regulation, and macroeconomic policy by organizing a forum for leading academics and officials 250,000
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To convene conferences on the measurement of systemic risk and liquidity 59,570
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To support Summer Institutes run by the National Bureau of Economic Research 255,760
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To initiate and organize research on the economics of digital information 279,532
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To support research on the barriers to working longer and how to facilitate work at older ages 331,085
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To advance understanding of household financial behavior and policy 150,000
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To support fellowships for Ph.D. students working on the economics of working longer 148,350
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To investigate the structure and performance of labor markets in the aftermath of the Great Recession 154,014
    National Information Standards Organization
    1 N Charles St Ste 1905
    Baltimore,MD212013727     		None 501 c 3 pUBLIC CHARI To develop a new specification for the real-time synchronization of web resources housed in separate repositories 222,706
    National Partnership for Women and Families Inc
    1875 Connecticut Avenue NW
    Washington,DC20009     		None 501 c 3 pUBLIC CHARI To create an information hub on existing and pending work-family legislation at the state level for decision makers, policy experts, researchers, advocates, the media, and the public 15,000
    NUS America Foundation Inc
    440 North Wolfe Road
    Sunnyvale,CA940853869     		None 501 c 3 pUBLIC CHARI Planning grant to establish a South Asian science engagement project 125,000
    New America Foundation
    1899 L St NW 4th Floor
    Washington,DC20036     		None 170(b)(1)(A)(vi) Final grant to the New America Foundation supporting Workplace Flexibility 2010 90,000
    New Media Studio
    417 Samarkand Drive
    Santa Barbara,CA931053339     		None 501 c 3 pUBLIC CHARI To build and test an open-source, active archiving service for science/engineering meeting posters 32,450
    New Venture Fund
    734 15th Street NW
    Washington,DC200051029     		None 170(b)(1)(A)(vi) To study financial institutions' use of obfuscation in marketing credit cards to consumers 124,781
    New Venture Fund
    734 15th Street NW
    Washington,DC200051029     		None 170(b)(1)(A)(vi) To catalyze empirical research on how obfuscated markets respond to smart disclosure policies 71,275
    New York Botanical Garden
    2900 Southern Boulevard
    Bronx,NY104585126     		None 170(b)(1)(A)(vi) To foster applications of DNA barcoding for conserving biodiversity, reducing consumer fraud, and protecting human health 250,000
    New York Law School
    185 West Broadway
    New York,NY10013     		None 501 c 3 pUBLIC CHARI To explore open schemes for identifying corporations, tracking their relationships, and linking data about them 384,675
    New York University
    70 Washington Square North
    New York,NY100121019     		None 170(b)(1)(A)(ii) For screenwriting and production of science and technology films by top film students 251,300
    New York University
    70 Washington Square North
    New York,NY100121019     		None 170(b)(1)(A)(ii) To establish a Center for Mathematical Talent to work with students from NYC schools 237,981
    New York University
    70 Washington Square North
    New York,NY100121019     		None 170(b)(1)(A)(ii) To rank global financial firms according to the systemic risk they pose for the world economy 160,046
    New York University
    70 Washington Square North
    New York,NY100121019     		None 170(b)(1)(A)(ii) For an annual feature film production grant over three years to enable film students to shoot a first feature film about science and technology 158,133
    North Carolina State University
    2200 Hillsborough
    Raleigh,NC27695     		None 170(b)(1)(A)(ii) To expand and make sustainable over the long term the University of North Carolina system-wide Professional Science Master's initiative 178,778
    University of Notre Dame
    220 Main Building
    Notre Dame,IN46556     		None 170(b)(1)(A)(ii) To conduct a case study of the influx of mathematicians from Eastern Europe to the U.S. in the 1990s to gain insight into effects of high-skill immigration 115,527
    Ohio State University
    1960 Kenny Road
    Columbus,OH43210     		None 170(b)(1)(A)(vi) To initiate the Deep Energy directorate of the Deep Carbon Observatory with studies differentiating a biogenic from biogenic sources of hydrocarbons 1,000,000
    Open Knowledge Commons Inc
    700 Boylston Street
    Boston,MA02116     		None 170(b)(1)(A)(vi) To create the first phase of a universal open digital library on the history of medicine from the collections of five leading institutions 697,560
    Open Knowledge Commons Inc
    700 Boylston Street
    Boston,MA02116     		None 170(b)(1)(A)(vi) To support the Open Knowledge Commons in uniting the library community and the public behind the implementation of a universal digital library 165,000
    Oregon State University
    2082 Cordley Hall
    Corvallis,OR973312902     		None 170(b)(1)(A)(ii) Support for implementation of Oregon's statewide strategy for growth in Professional Science Master's (PSM) degree programs 27,110
    Oregon State University
    2082 Cordley Hall
    Corvallis,OR973312902     		None 170(b)(1)(A)(ii) To help the Deep Carbon Observatory begin characterizing diversity of deep life in continental and marine environments using DNA sequencing technology 350,000
    University of Oregon
    677 East 12th Ave Suite 400
    Eugene,OR974031226     		None 170(b)(1)(A)(ii) To fund the Center for Microbial Ecology of Indoor Environments 500,000
    Trustees of the University of Pennsylvania
    3451 Walnut Street
    Philadelphia,PA191046205     		None 170(b)(1)(A)(ii) To support a final grant to the Sloan Work & Family Research Network to ensure its long term sustainability 294,443
    Peter G Peterson Institute for International Econ
    1750 Massachusetts Avenue NW
    Washington,DC200361903     		None 170(b)(1)(A)(vi) To analyze empirical lessons that countries can learn from the financial crisis about how to restructure their financial sectors 154,000
    Peter G Peterson Institute for International Econ
    1750 Massachusetts Avenue NW
    Washington,DC200361903     		None 170(b)(1)(A)(vi) To create and launch an International Financial Crisis Database that provides open access information about many countries, many centuries, and many variables 115,520
    Philanthropy New York Inc
    79 Fifth Avenue 4th Floor
    New York,NY100033076     		None 170(b)(1)(A)(vi) To support work on behalf of the nonprofit and charitable community 24,000
    Playwrights Horizons
    416 West 42nd Street
    New York,NY100366809     		None 509(a)(2) To commission new science plays with a possible production grant 100,000
    Population Reference Bureau Inc
    1875 Connecticut Avenue NW Suite
    Washington,DC200095728     		None 170(b)(1)(A)(vi) Develop and make widely available new cross-sectional and longitudinal data from the American Community Survey on the location and migration of the science and engineering workforce at the level of cities, counties and metropolitan areas 102,000
    Princeton University Press
    41 William Street
    Princeton,NJ08540     		None 509(a)(3) To publish a new atlas of galaxies based on the Sloan Digital Sky Survey's collection of full-color, multi-wavelength, digital images of galaxies 40,000
    Public Library of Science
    185 Berry Street Suite 1300
    San Francisco,CA94107     		None 509(a)(2) To develop, deploy, and promote Article Level Metrics tools and approaches 353,393
    Public Media Lab
    5508 Surrey Street
    Chevy Chase,MD20815     		None 501 c 3 pUBLIC CHARI To produce and broadcast a one-hour PBS documentary "Admiral Rickover and the Nuclear Navy" 398,918
    Purdue University
    610 Purdue Mall
    West Lafayette,IN47907     		None 170(b)(1)(A)(ii) To fund the recruitment and retention portion of the Sloan Indigenous Graduate Partnership Program at Purdue University for an additional three years 48,773
    RAND Corporation
    1700 Main Street PO Box 2138
    Santa Monica,CA904072137     		None 170(b)(1)(A)(vi) Santa Monica, CA 90407-2137To understand the role of employers in facilitating or impeding continued employment of older workers following onset of a work-limiting disability 225,305
    Ed Regis
    17302 Harbaugh Valley Road
    Sabillasville,MD21780     		None Individual For research and writing of a book on genomic engineering with George Church 40,800
    Resources For The Future Inc
    1616 P Street NW
    Washington,DC200361400     		None 170(b)(1)(A)(vi) To inform and improve regulatory and legislative activities affecting shale gas development 1,171,667
    San Diego State University Foundation
    5500 Campanile Drive
    San Diego,CA92182     		None 170(b)(1)(A)(ii) To conduct a pilot study to examine workplace environments using viral met genomic analysis 125,000
    The Science Festival Foundation
    230 West 41 Street Suite 1600
    New York,NY10036     		None 170(b)(1)(A)(vi) To support programming and dissemination of the World Science Festival for two years 650,000
    Science Friday Initiative Inc
    140 Grove Street Suite 3i
    Stamford,CT06901     		None 170(b)(1)(A)(vi) To support Science Friday and its science-and-arts strand on air, online, and on-demand 210,000
    The Sloan Consortium Inc
    PO Box 1238
    Newburyport,MA01950     		None 170(b)(1)(A)(vi) For support to transition Sloan-C into a self-sustaining society for online education 800,000
    Smithsonian Institution
    1000 Jefferson Dr Southwest
    Washington,DC200137012     		None 170(b)(1)(A)(ii) As a final grant to operate the Consortium for the Barcode of Life (CoBL) to advance rapid, inexpensive identification of species of animals, plants, and fungi using minimal DNA sequences 700,000
    S H R M Foundation
    1800 Duke Street
    Alexandria,VA223143499     		None 501 c 3 pUBLIC CHARI To support creation of new content and expanded, accelerated outreach targeted to HR professionals, employers, and employees to advance workplace flexibility 681,548
    University of South Florida Board of Trustees a
    12901 Bruce B Downs Blvd
    Tampa,FL33620     		None 170(b)(1)(A)(ii) To institutionalize in the Graduate School efforts to increase the number of and enhance the success of underrepresented minority STEM graduate students at the University of South Florida 125,000
    University of Southern California
    University Park
    Los Angeles,CA90089     		None 170(b)(1)(A)(ii) For screenwriting and production of science and technology films by top film students 187,074
    Board of Control for Southern Regional Education
    592 10th Street NW
    Atlanta,GA303185790     		None 509(a)(2) To fund continued participation by Sloan Scholars and associated faculty in the annual Compact for Faculty Diversity's Institute on Teaching and Mentoring and the 2010 Conference of Directors of Sloan Minority Programs 192,372
    Board of Trustees of the Leland Stanford Junior Un
    369 North-South Axis
    Stanford,CA94305     		None 170(b)(1)(A)(ii) To fund development of the Open Monograph Press platform, including an innovative pre-publication module 125,000
    Board of Trustees of the Leland Stanford Junior Un
    369 North-South Axis
    Stanford,CA94305     		None 170(b)(1)(A)(ii) To support research and analysis of the economics of series versus parallel retirement income strategies 200,000
    Board of Trustees of the Leland Stanford Junior Un
    369 North-South Axis
    Stanford,CA94305     		None 170(b)(1)(A)(ii) To develop practical techniques for allowing researchers to extract aggregate statistics from large datasets while protecting the privacy of information contained in individual entries 473,451
    Research Foundation of State University of New Yor
    7060 New York 104
    Oswego,NY13126     		None 170(b)(1)(A)(vi) To sustain the Professional Science Master's initiative in the State University of New York 160,000
    Sundance Institute
    8530 Wilshire Boulevard 3rd Floor
    Beverly Hills,CA90211     		None 170(b)(1)(A)(vi) To support a program of science and technology films, film panels, and film fellowships at Sundance 250,000
    Swarthmore College
    500 College Avenue
    Swarthmore,PA19081     		None 170(b)(1)(A)(ii) To launch a multi-campus project to improve understanding of undergraduate student migration into and out of science, engineering, and mathematics disciplines 115,802
    Technology Affinity Group Inc
    23 Briar Road
    Wayne,PA19087     		None 501 c 3 pUBLIC CHARI Membership Dues 5,000
    University of Texas Austin
    1 Inner Campus Drive
    Austin,TX78712     		None 170(b)(1)(A)(ii) To determine the capability of U.S. shale gas to contribute significantly to natural gas supply over the next twenty years, given various assumptions about natural gas prices 774,652
    Tribeca Film Institute Inc
    75 Spring Street
    New York,NY10012     		None 170(b)(1)(A)(vi) To develop new science and technology feature films for production and to showcase science and technology films and hold panels at the Tribeca Film Festival 150,000
    Tribeca Film Institute Inc
    75 Spring Street
    New York,NY10012     		None 170(b)(1)(A)(vi) To create a two-year pilot to establish an annual Sloan Grand Jury Prize for the Best Student Science Screenplay and to develop this script through the Tribeca/Sloan Filmmaker Fund 94,559
    Tribeca Film Institute Inc
    75 Spring Street
    New York,NY10012     		None 170(b)(1)(A)(vi) To hold the triennial Sloan Film Summit, developing the community and highlighting the achievements of Sloan's Film Program including six film schools, four screenplay development programs, three film festivals, and associated film and theater artists 330,700
    Tribeca Film Institute Inc
    75 Spring Street
    New York,NY10012     		None 170(b)(1)(A)(vi) To develop new science and technology films for production and to showcase science and technology films and hold panels and readings at Tribeca 370,995
    W E Upjohn Unemployment Trustee Corporation
    300 South Westnedge Avenue
    Kalamazoo,MI49007     		None 170(b)(1)(A)(vi) To study ways of improving economic measurements, statistics, and indicators related to globalization 25,712
    The Urban Institute
    2100 M Street NW
    Washington,DC20037     		None 509(a)(2) To assess disincentives in state and local defined benefit pension plans for working longer 208,115
    J Craig Venter Institute
    9704 Medical Center Drive
    Rockville,MD20850     		None 170(b)(1)(A)(vi) To study microbial genomics in the indoor environment using the first robotic pipeline dedicated to high throughput DNA amplification from single cells 661,237
    J Craig Venter Institute
    9704 Medical Center Drive
    Rockville,MD20850     		None 170(b)(1)(A)(vi) To examine societal concerns in synthetic genomics 146,734
    Virginia Polytechnic Institute and State Universit
    210 Burruss Hall
    Blacksburg,VA240610123     		None 170(b)(1)(A)(ii) For a Sloan Industry Studies Fellowship for John Eric Taylor 45,000
    University of Washington
    1410 Northeast Campus Parkway
    Seattle,WA98195     		None 170(b)(1)(A)(ii) To assess improvements resulting from and analyzing data collected by the Project to Access Climate in Engineering (PACE) 217,836
    Wellesley College
    106 Central Street
    Wellesley,MA02181     		None 170(b)(1)(A)(ii) To examine how firms shape the immigration of scientists, engineers, and other highly skilled workers to the United States 86,034
    WGBH Educational Foundation
    One Guest Street
    Boston,MA02135     		None 170(b)(1)(A)(vi) To produce 12 scientist profiles for prime time broadcast on Nova Science Now, to produce and promote 32 additional scientist profiles for the award-winning "The Secret Life of Scientists and Engineers" website, and to increase the website's audience 900,000
    WGBH Educational Foundation
    One Guest Street
    Boston,MA02135     		None 170(b)(1)(A)(vi) To research and produce four hours of documentaries on the role of science and technology in history for The American Experience with ancillary outreach including two interactive games and marketing campaign 1,000,000
    WGBH Educational Foundation
    One Guest Street
    Boston,MA02135     		None 170(b)(1)(A)(vi) To research, produce, and broadcast a one-hour PBS Frontline documentary about the implications of the Fukushima accident for the future of nuclear power in the U.S. 600,000
    WGBH Educational Foundation
    One Guest Street
    Boston,MA02135     		None 170(b)(1)(A)(vi) For broadcast of a 2-hour NOVA special on the discovery and the scientific role of the elements in the periodic table with enhanced digital outreach and mobile application 700,000
    Wikimedia Foundation Inc
    149 New Montgomery Street 3rd Floo
    San Francisco,CA94105     		None 170(b)(1)(A)(vi) To help Wikipedia develop and sustain its educational mission while constantly improving quality, diversity, and access to knowledge for people everywhere 1,000,000
    University of Wisconsin Madison
    500 Lincoln Drive
    Madison,WI537061380     		None 170(b)(1)(A)(ii) To model and empirically test for unintended behavioral consequences of Medicare Part D regulations 45,000
    WNYC Public Radio
    160 Varick Street
    New York,NY10013     		None 170(b)(1)(A)(vi) For production and enhanced distribution of Radio lab, an innovative, popular, science-themed show on public radio 282,500
    WNYC Public Radio
    160 Varick Street
    New York,NY10013     		None 170(b)(1)(A)(vi) To make science and technology a regular, integral feature on Studio 360 250,000
    Woodrow Wilson International Center for Scholars
    1300 Pennsylvania Avenue NW
    Washington,DC200043027     		None 170(b)(1)(A)(vi) To continue work to identify and address risks associated with synthetic biology 1,100,000
    Yale University
    38 Hillhouse Ave
    New Haven,CT06520     		None 170(b)(1)(A)(ii) To provide renewed support to examine the sources and character of airborne bacterial and fungal particles in the indoor environment 184,000
    Yale University
    38 Hillhouse Ave
    New Haven,CT06520     		None 170(b)(1)(A)(ii) To construct and test behavioral models of how bankruptcy and mortgage default regulations impact household financial decisions 59,514
    American Chemical Society
    1155 Sixteenth Street NW
    Washington,DC20036     		None 509(a)(2) To fund a survey of graduate student life and career prospects in the chemical sciences 50,500
    American Council on Education
    One Dupont Circle NW Suite 800
    Washington,DC200361193     		None 170(b)(1)(A)(vi) To develop collateral materials and a strategy to encourage higher education leaders to commit to advancing workplace flexibility on their own campuses 49,157
    American Indian College Fund
    8333 Greenwood Blvd
    Denver,CO80221     		None 501 c 3 pUBLIC CHARI To increase the number of faculty at Tribal Colleges and Universities possessing a Ph.D. in mathematics, natural science, or engineering 50,000
    American Physical Society
    1 Physics Ellipse
    College Park,MD20740     		None 509(a)(2) To increase awareness of the contributions to physics of women physicists 18,900
    American University
    4400 Massachusetts Avenue NW
    Washington,DC200168061     		None 170(b)(1)(A)(ii) To hold a workshop on what libraries can do today to take advantage of digitization and best serve the scholarly community under existing law 26,350
    Arizona State University
    1151 S Forest Ave
    Tempe,AZ852870705     		None 170(b)(1)(A)(ii) To provide travel support for attendees at a conference on macroeconomic theory and environmental issues 15,000
    Association Of American Universities
    One Dupont Circle NW Suite 730
    Washington,DC20036     		None 501 c 3 pUBLIC CHARI To plan the launch of a sustainable media outlet for communicating with the public about academic research results 94,041
    Azavea Inc
    340 N 12th Street Suite 402
    Philadelphia,PA19107     		None Non-501(c)(3) To ready public mapping prototype software for open use in the redistricting process 124,916
    Biobricks Foundation Incorporated
    955 Massachusetts Avenue 330
    Cambridge,MA02139     		None 170(b)(1)(A)(vi) To enhance discussion of ethical, policy, and societal dimensions at the 5th annual international meeting of the synthetic biology community 84,717
    Brooklyn Academy of Music Inc
    30 Lafayette Avenue
    Brooklyn,NY11217     		None 170(b)(1)(A)(vi) To support BAMs special 150th anniversary exhibition on the Shackleton Trans-Antarctic Expedition with enhanced scientific context 20,000
    Brooklyn Academy of Music Inc
    30 Lafayette Avenue
    Brooklyn,NY11217     		None 170(b)(1)(A)(vi) Research and planning for a feature length film and television broadcast about Einstein on the Beach 122,250
    Business-Higher Education Forum
    2025 M Street NW Suite 800
    Washington,DC200360000     		None 501 c 3 pUBLIC CHARI To develop a plan for piloting strategies to increase enrollment, persistence, and successful graduation of undergraduate students, particularly among women and underrepresented minorities (URMs), in the STEM disciplines in Maryland 56,000
    Regents of The University of California at Berkele
    1995 Univeristy Avenue
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) To explore and encourage new applications of Transactions Cost Economics 96,697
    The Regents of the University of California Irvin
    Irvine
    Irvine,CA92717     		None 170(b)(1)(A)(ii) To evaluate how public access to mapping software and data, including initiatives supported by Foundation grants, impacts the redistricting process 119,756
    Carnegie Endowment for International Peace
    1779 Massachusetts Avenue NW
    Washington,DC20036     		None 170(b)(1)(A)(vi) To fund the travel of American Participants in a conference on reprocessing in Northeast Asia to be hosted by the China Arms Control and Disarmament Association 19,800
    Center For The Study Of The Presidency
    1020 19th Street NW
    Washington,DC20036     		None 501 c 3 pUBLIC CHARI To design and run an exercise involving high-level public and private sector participants that simulates a hypothetical financial crisis 67,600
    Code For America Labs Inc
    85 2nd Street Suite 710
    San Francisco,CA94105     		None 501 c 3 pUBLIC CHARI To support the 2011 Code for America Summit 50,000
    Cold Spring Harbor Laboratory
    PO Box 534
    Cold Spring Harbor,NY117240534     		None 170(b)(1)(A)(vi) To help develop a history of the Human Genome Project 50,000
    The Trustees of Columbia University in the City of
    1210 Amsterdam Avenue
    New York,NY10027     		None 170(b)(1)(A)(ii) To support a community forum to bring together stakeholders such as scientists, journal editors, funding agencies, to discuss the reproducibility in the computational sciences 3,800
    Cornell University
    144 East Ave
    Ithaca,NY14853     		None 170(b)(1)(A)(ii) To support a pilot project to develop appropriate datasets and methodology for examining how different ownership structures-particularly private equity-affect hospital performance and outcomes 124,851
    Council on Library and Information Resources
    1775 Massachusetts Avenue NW
    Washington,DC200362124     		None 170(b)(1)(A)(vi) To address the need for sound data management practice throughout the academy by means of a research project aimed at identifying alternative ways to build the professional capacity to handle digital data 117,567
    Drexel University
    3201 Arch Street
    Philadelphia,PA191042875     		None 170(b)(1)(A)(ii) To establish an evaluation infrastructure that will serve as a model for research and practice in institutional, national, and international leadership development programs, particularly those focusing on women faculty in engineering, technology, and science. 100,591
    Film Independent Inc
    9911 W Pico Boulevard 11th Floor
    Los Angeles,CA90035     		None 509(a)(2) To expedite one science and technology film into production with a Fast Track fellowship 35,000
    Fred Friendly Seminars Inc
    2950 Broadway
    New York,NY10027     		None 170(b)(1)(A)(vi) To rebroadcast the program Minds on the Edge: Facing Mental Illness, to publicize available resources, and to encourage dialogue about the mental health care system 19,095
    President and Fellows of Harvard College
    399 Harvard Street
    Cambridge,MA02139     		None 170(b)(1)(A)(ii) To build on the momentum from the Radcliffe conference and develop the Digital Public Library of America through a series of workshops and meetings 125,000
    President and Fellows of Harvard College
    399 Harvard Street
    Cambridge,MA02139     		None 170(b)(1)(A)(ii) To advance understanding of market-based approaches to environmental protection by examining the legacy of the Clean Air Act Amendments of 1990 by means of a two day workshop and report 89,570
    President and Fellows of Harvard College
    399 Harvard Street
    Cambridge,MA02139     		None 170(b)(1)(A)(ii) To support the Microsoft Research eScience Workshop: Transforming Scholarly Communication 15,000
    Industry Studies Association
    Pittsburgh University
    Pittsburgh,PA15260     		None 170(b)(1)(A)(vi) To support and institutionalize a working relationship between INFORMS and the Industry Studies Association through the award of an Industry Studies Best Paper Prize at INFORMS annual conferences 6,575
    Institute for New Economic Thinking
    570 Lexington Avenue 18th Floor
    New York,NY10022     		None 501 c 3 pri non op f To support the participation of students in a major international conference on new economic thinking 15,108
    Institute for Operations Research and the Manageme
    7240 Parkway Drive Suite 300
    Hanover,MD21076     		None 509(a)(2) To support and institutionalize a working relationship between INFORMS and the Industry Studies Association through formal academic panels at INFORMS Practitioner conferences 42,189
    Institute for the Future
    124 University Avenue 2nd Floor
    Palo Alto,CA94301     		None 501 c 3 pUBLIC CHARI To test the scalability and portability of Science Hack Day events worldwide 75,000
    Institute for Women's Policy Research
    1200 18th Street NW Suite 301
    Washington,DC20036     		None 501 c 3 pUBLIC CHARI To better understand the relationship between education and employment, earnings, and occupations among older Americans 20,000
    The Internet Archive
    PO Box 29244
    San Francisco,CA941290244     		None 501 c 3 priv oper fd To support a summit on Linked Open Data in Libraries, Archives, and Museums (LOD-LAM), as well as dissemination of proceedings and outreach around pilot use cases 58,828
    University of Kansas Center for Research Inc
    2385 Irving Hill Road
    Lawrence,KS660457563     		None 170(b)(1)(A)(iv) To evaluate the impact of the Sloan Awards for Faculty Career Flexibility in Medical Schools on institutions in terms of policies related to career flexibility and for their faculty in terms of policy awareness, participation, and job satisfaction 125,000
    Labor Project for Working Families
    2521 Channing Way 5555
    Berkeley,CA94720     		None 170(b)(1)(A)(vi) To provide terminal funding to ensure that the Alfred P. Sloan Foundation-funded LEARN Work Family network and contract language database is incorporated into the Labor Project for Working Families 15,134
    Library Foundation of Los Angeles
    630 West Fifth Street
    Los Angeles,CA90071     		None 501 c 3 pUBLIC CHARI For partial support for three-day conference on the role of U.S. public libraries in the age of digitization and in the creation of a digital public library 36,000
    Michigan State University
    840 service road
    East Lansing,MI48824     		None 170(b)(1)(A)(ii) To produce an edited volume and build a community of international scholars focused on an international comparative analysis of the impact of working-time configurations on older workers 49,900
    The Regents of the University of Michigan
    503 Thompson Street
    Ann Arbor,MI481091274     		None 170(b)(1)(A)(ii) To support travel costs for speakers at the2011 Risk Science Symposium 15,000
    Montana Tech of the University of Montana
    1300 West Park Street
    Butte,MT597018997     		None 170(b)(1)(A)(ii) To fund for an additional three years the recruitment and retention portion of the Sloan Indigenous Graduate Partnership at Montana Tech 17,424
    University of Montana
    Missoula MT 59812
    Missoula,MT59812     		None 170(b)(1)(A)(iv) To fund an additional three years of the non-scholarship component of the Sloan Indigenous Graduate Partnership at the University of Montana 38,800
    National Opinion Research Center
    1155 East 60th Street
    Chicago,IL60637     		None 170(b)(1)(A)(vi) To complete preparation of a proposal for a comprehensive, retrospective evaluation of nine minority or diversity scholarship programs of eight foundations and government agencies 52,650
    National Postdoctoral Association
    1200 New York Avenue NW
    Washington,DC20005     		None 170(b)(1)(A)(vi) To develop a self-sustaining online resource to help prospective graduate students and postdocs find programs suited to their educational goals, drawing primarily upon pending the NRC assessment of graduate programs and on other relevant data sources 25,000
    Research Foundation of State University of New Yor
    116 East 55th Street
    New York,NY10022     		None 170(b)(1)(A)(vi) On behalf of the Neil D. Levine Institute for support for Innovate New York: Media and Communications 40,000
    New Jersey Institute of Technology Foundation
    University Heights
    Newark,NJ071020000     		None 501 c 3 pUBLIC CHARI As support for talks, performances, and artistic presentations on the role of beauty and aesthetics in Darwin's theories of selection 25,850
    New York County District Attorney
    163 West 125 st
    New York,NY10027     		None Tax Exempt Governmen To support a pilot study to examine digital court documents to detect and measure the prevalence of perjury and develop options to mitigate it 65,000
    New York Hall of Science
    47-01 111th Street
    Corona,NY11368     		None 501 c 3 pUBLIC CHARI As a planning grant to develop an interactive electronic book using cases from the Innocence Project to educate the public about the science of DNA and the use of DNA evidence in the criminal justice system 65,000
    The North Carolina A & T University Foundation Inc
    200 N Benbow Road
    Greensboro,NC274010000     		None 501 c 3 pUBLIC CHARI To enable graduate students in North Carolina A&T's Industrial and Systems Engineering Department who have come from HBCUs to have a summer research experience at a majority university or government laboratory 25,000
    Ohio State University
    1960 Kenny Road
    Columbus,OH43210     		None 170(b)(1)(A)(vi) To ensure the U.S. perspective on societal issues in synthetic biology is included at the first synthetic biology Science, Art, and Film Festival "Bio: Fiction." 30,000
    Planetwork NGO Inc dba Planetwork Hypothesis
    1230 Market Street Suite 517
    San Francisco,CA94114     		None 501 c 3 pUBLIC CHARI To support a workshop on reputation systems and web annotation 20,000
    Polytechnic Institute of New York University
    Six MetroTech Center
    Brooklyn,NY11201     		None 170(b)(1)(A)(ii) To support a pilot project for a cyber security lecture series in New York City 124,993
    Rensselaer Polytechnic Institute
    110 8th Street
    Troy,NY121803590     		None 501 c 3 pUBLIC CHARI To develop the data science and management dimensions of the Deep Carbon Observatory 80,000
    University of Rhode Island
    70 Lower College Road
    Kingston,RI02882     		None 170(b)(1)(A)(vi) To analyze and recommend public engagement strategy for the Deep Carbon Observatory 48,230
    Smithsonian Institution
    PO Box 37012 SI building room 153
    Washington,DC200137012     		None 170(b)(1)(A)(ii) To conduct international dialogues, especially for the Americas, and related activities to explore the feasibility of an international academic network for measurement and monitoring of the world's forests 60,000
    Social Science Research Network
    2171 Monroe Ave
    Rochester,NY14618     		None Non-501(c)(3) To develop a plan for extending the Social Science Research Network's scope to include research data as well as preprint articles 60,490
    Society of American Archivists Foundation
    17 North State Street
    Chicago,IL606023315     		None 501 c 3 pUBLIC CHARI To support the Society of American Archivists sending a member of its Intellectual Property Working Group to the World Intellectual Property Organizations Committee on Copyright and Related Rights 6,000
    StoryCorps Inc
    80 Hanson Place 2nd Floor
    Brooklyn,NY112171506     		None 501 c 3 pUBLIC CHARI To develop a plan for management of and computational access to the Story Corps digital sound archive 24,494
    Syracuse University
    400 Ostrom Ave
    Syracuse,NY13244     		None 170(b)(1)(A)(ii) To analyze the nature and estimated number of jobs associated with the wind energy industry in the U.S. and elsewhere 124,775
    University of Texas Austin
    1 Inner Campus Drive
    Austin,TX78712     		None 170(b)(1)(A)(ii) To determine feasibility of a follow-up study of the High School and Beyond (HSB) respondents to provide vital information about linkages of early cognitive and non-cognitive skills to labor force outcomes for older Americans 49,973
    University of Washington
    1410 Northeast Campus Parkway
    Seattle,WA98195     		None 170(b)(1)(A)(ii) To support travel costs for speakers and selected participants to the World Congress on Risk 117,407
    Wellesley College
    106 Central Street
    Wellesley,MA02181     		None 170(b)(1)(A)(ii) To improve recruitment and retention of students in STEM fields and produce graduates who understand the role of science in society 39,828
    The University of West Florida
    11000 University Parkway 11/107
    Pensacola,FL325145750     		None 170(b)(1)(A)(ii) To develop recommendations and resources for effective college and university work-life websites 19,974
    WNET ORG
    450 W 33Rd Street
    New York,NY100012603     		None 501 c 3 pUBLIC CHARI To produce and broadcast three 30-minute Open Mind interviews on aging and work 45,000
    Albert Einstein College of Medicine of Yeshiva Uni
    1300 Morris Park Avenue
    Bronx,NY10461     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Ertugrul M. zbudak in Computational and Evolutionary Molecular Biology 50,000
    Arizona Board of Regents The University of Arizon
    PO Box 3308
    Tucson,AZ857223308     		None 170(b)(1)(A)(ii) TAlfred P. Sloan Research Fellowship for Dr. Joshua Eisner in Physics 50,000
    Boston College Trustees
    140 Commonwealth Avenue
    Chestnut Hill,MA02467     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Kian L. Tan in Chemistry 50,000
    Brandeis University
    415 South Street
    Waltham,MA02454     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Christine M. Thomas in Chemistry 50,000
    Brigham Young University
    CES Admissions A-41 ASB
    Provo,UT84602     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Jessica S. Purcell in Mathematics 50,000
    Brown University
    Brown University
    Providence,RI02912     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Anastasia Volovich in Physics 50,000
    Brown University
    Brown University
    Providence,RI02912     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. David Badre in Neuroscience 50,000
    California Institute of Technology
    1200 East California Blvd
    Pasadena,CA91125     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Chiara Daraio in Physics 50,000
    The Regents of the University of California San F
    513 Parnassus Avenue
    San Francisco,CA94143     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Vikaas Singh Sohal in Neuroscience 50,000
    The Regents of the University of California San F
    513 Parnassus Avenue
    San Francisco,CA94143     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Leor S. Weinberger in Computational and Evolutionary Molecular Biology 50,000
    The Regents of the University of California San F
    513 Parnassus Avenue
    San Francisco,CA94143     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Jennifer Fung in Computational and Evolutionary Molecular Biology 50,000
    Regents of The University of California at Berkele
    601 campus hall
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. David F. Savage in Computational and Evolutionary Molecular Biology 50,000
    Regents of The University of California at Berkele
    601 campus hall
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Koushik Sen in Computer Science 50,000
    Regents of The University of California at Berkele
    601 campus hall
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Pieter Abbeel in Computer Science 50,000
    Regents of The University of California at Berkele
    601 campus hall
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Per-Olof Persson in Mathematics 50,000
    The Regents of the University of California Davis
    1 Sheilds Ave
    Davis,CA95616     		None 170(b)(1)(A)(vi) Alfred P. Sloan Research Fellowship for Dr. Arne D. Ekstrom in Neuroscience 50,000
    The Regents of the University of California Los A
    405 Hilgard Avenue
    Los Angeles,CA90095     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Elissa A. Hallem in Neuroscience 50,000
    The Regents of the University of California San D
    9500 Gilman Drive
    La Jolla,CA92093     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Takaki Komiyama in Neuroscience 50,000
    The Regents of the University of California San D
    9500 Gilman Drive
    La Jolla,CA92093     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Joshua S. Figueroa in Chemistry 50,000
    The Regents of the University of California San D
    9500 Gilman Drive
    La Jolla,CA92093     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Gert R.G. Lanckriet in Computer Science 50,000
    The Regents of the University of California San D
    9500 Gilman Drive
    La Jolla,CA92093     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Jennifer N. Cha in Chemistry 50,000
    The Regents of the University of California San D
    9500 Gilman Drive
    La Jolla,CA92093     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Dragos Oprea in Mathematics 50,000
    The Regents of the University of California San D
    9500 Gilman Drive
    La Jolla,CA92093     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Gene Yeo in Computational and Evolutionary Molecular Biology 50,000
    The Regents of the University of California Santa
    S Hall 4631
    Santa Barbara,CA93106     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Katherine A. Byl in Neuroscience 50,000
    The Regents of the University of California Santa
    S Hall 4631
    Santa Barbara,CA93106     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Cenke Xu in Physics 50,000
    The Regents of the University of California Santa
    S Hall 4631
    Santa Barbara,CA93106     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship forDr. Benjamin Monreal in Physics 50,000
    The Regents of the University of California Santa
    1156 High Street
    Santa Cruz,CA95064     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Richard Green in Computational and Evolutionary Molecular Biology 50,000
    Carnegie Mellon University
    5000 Forbes Avenue
    Pittsburgh,PA152133890     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. David G. Andersen in Computer Science 50,000
    The University of Chicago
    5801 South Ellis Avenue
    Chicago,IL60637     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Jesse M. Shapiro in Economics 50,000
    The University of Chicago
    5801 South Ellis Avenue
    Chicago,IL60637     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Amir Sufi in Economics 50,000
    The University of Chicago
    5801 South Ellis Avenue
    Chicago,IL60637     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Veronica Guerrieri in Economics 50,000
    The University of Chicago
    5801 South Ellis Avenue
    Chicago,IL60637     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Azeem M. Shaikh in Economics 50,000
    The Trustees of Columbia University in the City of
    1210 Amsterdam Avenue
    New York,NY10027     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Dirk Robert Englund in Physics 50,000
    The Trustees of Columbia University in the City of
    1210 Amsterdam Avenue
    New York,NY10027     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Latha Venkataraman in Chemistry 50,000
    The Trustees of Columbia University in the City of
    1210 Amsterdam Avenue
    New York,NY10027     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Sabin Cautis in Mathematics 50,000
    The Trustees of Columbia University in the City of
    1210 Amsterdam Avenue
    New York,NY10027     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Nathaniel B. Sawtell in Neuroscience 50,000
    The Trustees of Columbia University in the City of
    1210 Amsterdam Avenue
    New York,NY10027     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Abhay Narayan Pasupathy in Physics 50,000
    Cornell University
    144 East Ave
    Ithaca,NY14853     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Serena DeBeer in Chemistry 50,000
    Cornell University
    144 East Ave
    Ithaca,NY14853     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Raphael Pass in Computer Science 50,000
    Cornell University
    144 East Ave
    Ithaca,NY14853     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Mukund Vengalattore in Physics 50,000
    Cornell University
    144 East Ave
    Ithaca,NY14853     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Alon Keinan in Computational and Evolutionary Molecular Biology 50,000
    Cornell University
    144 East Ave
    Ithaca,NY14853     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Hakim Weatherspoon in Computer Science 50,000
    Cornell University
    144 East Ave
    Ithaca,NY14853     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Ashutosh Saxena in Computer Science 50,000
    Duke University
    Duke University
    Durham,NC27708     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Seok-Yong Lee in Neuroscience 50,000
    Georgia Tech Research Corporation
    Technology Campus
    Atlanta,GA30332     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Christopher J. Peikert in Computer Science 50,000
    Georgia Tech Research Corporation
    Technology Campus
    Atlanta,GA30332     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Silas D. Alben in Mathematics 50,000
    Georgia Tech Research Corporation
    Technology Campus
    Atlanta,GA30332     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Shina Tan in Physics 50,000
    President and Fellows of Harvard Collegedba Har
    220 Longwood Avenue
    Boston,MA02115     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Ali Khademhosseini in Chemistry 50,000
    President and Fellows of Harvard College
    399 Harvard Street
    Cambridge,MA02115     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Vinothan N. Manoharan in Physics 50,000
    President and Fellows of Harvard College
    399 Harvard Street
    Cambridge,MA02115     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Adam E. Cohen in Chemistry 50,000
    President and Fellows of Harvard College
    399 Harvard Street
    Cambridge,MA02115     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Alan Saghatelian in Chemistry 50,000
    President and Fellows of Harvard College
    399 Harvard Street
    Cambridge,MA02115     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. John M. Kovac in Physics 50,000
    President and Fellows of Harvard College
    399 Harvard Street
    Cambridge,MA02115     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Michael M. Desai in Computational and Evolutionary Molecular Biology 50,000
    University of Houston
    4800 Calhoun Road
    Houston,TX77004     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Vassiliy Lubchenko in Chemistry 50,000
    The Board of Trustees of the University of Illinoi
    601 East John Street
    Champaign,IL61820     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Ryan C. Bailey in Chemistry 50,000
    Johns Hopkins University
    3400 North Chalres Street
    Baltimore,MD212182688     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Nadia L. Zakamska in Physics 50,000
    Kansas State University
    119 anderson hall
    Manhattan,KS66506     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Christine M. Aikens in Chemistry 50,000
    University of Maryland College Park
    7950 Baltimore Ave
    College Park,MD20742     		None 170(b)(1)(A)(iii) Alfred P. Sloan Research Fellowship for Dr. Michael A. Levin in Physics 50,000
    University of Maryland College Park
    7950 Baltimore Ave
    College Park,MD20742     		None 170(b)(1)(A)(iii) Alfred P. Sloan Research Fellowship for Dr. Maria Cameron in Mathematics 50,000
    Massachusetts Institute of Technology
    77 Massachusetts Avenue
    Cambridge,MA02139     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Laurent Demanet in Mathematics 50,000
    Massachusetts Institute of Technology
    77 Massachusetts Avenue
    Cambridge,MA02139     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Jeff Gore in Physics 50,000
    Massachusetts Institute of Technology
    77 Massachusetts Avenue
    Cambridge,MA02139     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Markus Klute in Physics 50,000
    University of Massachusetts Worcester
    Lincoln Street
    Worcester,MA01655     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Claire Benard in Neuroscience 50,000
    Michigan State University
    840 service road
    East Lansing,MI48824     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Matthew Hedden in Mathematics 50,000
    Michigan State University
    840 service road
    East Lansing,MI48824     		None 170(b)(1)(A)(ii) AAlfred P. Sloan Research Fellowship for Dr. Dapeng Zhan in Mathematics 50,000
    Michigan State University
    840 service road
    East Lansing,MI48824     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Ignacio Uriarte-Tuero in Mathematics 50,000
    The Regents of the University of Michigan
    503 Thompson Street
    Ann Arbor,MI481091274     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Anne J. McNeil in Chemistry 50,000
    The Regents of the University of Michigan
    503 Thompson Street
    Ann Arbor,MI481091274     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Volker Elling in Mathematics 50,000
    The Regents of the University of Minnesota
    200 Oak Street SE
    Minneapolis,MN55455     		None 170(b)(1)(A)(ii) Transfer of Alfred P. Sloan Research Fellowship for Dr. Svitlana Mayboroda in Mathematics originally awarded at Purdue University 50,000
    University of Nebraska
    1400 R street
    Lincoln,NE68588     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Carina P. Curto in Mathematics 50,000
    New York University
    70 Washington Square North
    New York,NY100121019     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Matthiru Wyart in Physics 50,000
    New York University
    70 Washington Square North
    New York,NY100121019     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Robert Fergus in Computer Science 50,000
    New York University
    70 Washington Square North
    New York,NY100121019     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Jinyang Li in Computer Science 50,000
    Northeastern University
    360 Huntington Ave
    Boston,MA021155096     		None 170(b)(1)(A)(ii) Transfer for Alfred P. Sloan Research Fellowship for Dr. Alina Marian in Mathematics from University of Illinois, Chicago 32,893
    Northwestern University
    633 Clark Street
    Evanston,IL60208     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Emily A. Weiss in Chemistry 50,000
    Northwestern University
    633 Clark Street
    Evanston,IL60208     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Jiaxing Huang in Chemistry 50,000
    Northwestern University
    633 Clark Street
    Evanston,IL60208     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Seema Jayachandran in Economics 50,000
    Northwestern University
    633 Clark Street
    Evanston,IL60208     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. David McLean in Neuroscience 50,000
    Ohio State University
    1960 Kenny Road
    Columbus,OH43210     		None 170(b)(1)(A)(vi) Alfred P. Sloan Research Fellowship for Dr. Roman Holowinsky in Mathematics 50,000
    The Pennsylvania State University
    201 Old Man
    University Park,PA16802     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. William G. Noid in Chemistry 50,000
    Trustees of the University of Pennsylvania
    3451 Walnut Street
    Philadelphia,PA191046205     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Philip T. Gressman in Mathematics 50,000
    Trustees of the University of Pennsylvania
    3451 Walnut Street
    Philadelphia,PA191046205     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Robert Mills Strain in Mathematics 50,000
    Trustees of the University of Pennsylvania
    3451 Walnut Street
    Philadelphia,PA191046205     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Nancy Ruonan Zhang in Computational and Evolutionary Molecular Biology 50,000
    University of Pittsburgh
    350 Thackeray Hall
    Pittsburgh,PA15213     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Mark Rebeiz in Computational and Evolutionary Molecular Biology 50,000
    The Trustees of Princeton University
    Nassau Hall
    Princeton,NJ08544     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Jenny E. Greene in Physics 50,000
    The Trustees of Princeton University
    Nassau Hall
    Princeton,NJ08544     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Sylvain Chassang in Economics 50,000
    The Trustees of Princeton University
    Nassau Hall
    Princeton,NJ08544     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Mala Murthy in Neuroscience 50,000
    The Trustees of Princeton University
    Nassau Hall
    Princeton,NJ08544     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Michael J. Freedman in Computer Science 50,000
    The Trustees of Princeton University
    Nassau Hall
    Princeton,NJ08544     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Mark Braverman in Computer Science 50,000
    University of Rochester
    252 Elmwood Ave
    Rochester,NY14627     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. David W. McCamant in Chemistry 50,000
    University of Rochester
    252 Elmwood Ave
    Rochester,NY14627     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Daniel Seidel in Chemistry 50,000
    Rutgers State University of New Jersey
    3 Rutgers Plaza
    New Brunswick,NJ089011281     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Daniel Seidel in Chemistry 50,000
    University of Southern California
    University Park
    Los Angeles,CA90089     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Aaron D. Lauda in Mathematics 50,000
    Board of Trustees of the Leland Stanford Junior Un
    369 North-South Axis
    Stanford,CA94305     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Sean Hartnoll in Physics 50,000
    Board of Trustees of the Leland Stanford Junior Un
    369 North-South Axis
    Stanford,CA94305     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Manuel Amador in Economics 50,000
    Board of Trustees of the Leland Stanford Junior Un
    369 North-South Axis
    Stanford,CA94305     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Fei-Fei Li in Computer Science 50,000
    Board of Trustees of the Leland Stanford Junior Un
    369 North-South Axis
    Stanford,CA94305     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Michael Ostrovsky in Economics 50,000
    Texas A&M University
    College Station
    College Station,TX778433121     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Grigoris Paouris in Mathematics 50,000
    University of Texas Austin
    1 Inner Campus Drive
    Austin,TX78712     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Jonathan W. Pillow in Neuroscience 50,000
    Toyota Technological Institute at Chicago
    6045 S Kenwood Avenue
    Chicago,IL60637     		None 501 c 3 PUBLIC CHARI Alfred P. Sloan Research Fellowship for Dr. Julia Chuzhoy in Computer Science 50,000
    Trustees of Boston University
    25 Buick Street
    Boston,MA02215     		None 501 c 3 PUBLIC CHARI Alfred P. Sloan Research Fellowship for Dr. Pankaj Mehta in Physics 50,000
    Trustees of Boston University
    25 Buick Street
    Boston,MA02215     		None 501 c 3 PUBLIC CHARI Alfred P. Sloan Research Fellowship for Dr. Corey Stephenson in Chemistry 50,000
    The Research Foundation of State University of New
    1300 Elmwood Ave
    Buffalo,NY14260     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Xiaoqing Li in Mathematics 50,000
    University of Virginia
    914 Emmet St N
    Charlottesville,VA22903     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Mikhail Ershov in Mathematics 50,000
    University of Virginia
    914 Emmet St N
    Charlottesville,VA22903     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Michael A. Hill in Mathematics 50,000
    University of Washington
    1410 Northeast Campus Parkway
    Seattle,WA98195     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship forDr. Elhanan Borenstein in Computational and Evolutionary Molecular Biology 50,000
    University of Washington
    1410 Northeast Campus Parkway
    Seattle,WA98195     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Dustin J. Maly in Chemistry 50,000
    University of Washington
    1410 Northeast Campus Parkway
    Seattle,WA98195     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Xiaosong Li in Chemistry 50,000
    University of Washington
    1410 Northeast Campus Parkway
    Seattle,WA98195     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Georg Seelig in Computational and Evolutionary Molecular Biology 50,000
    University of Washington
    1410 Northeast Campus Parkway
    Seattle,WA98195     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Paul A. Wiggins in Physics 50,000
    University of Washington
    1410 Northeast Campus Parkway
    Seattle,WA98195     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Anup Rao in Computer Science 50,000
    University of Wisconsin Madison
    500 Lincoln Drive
    Madison,WI537061380     		None 170(b)(1)(A)(ii) Transfer of Alfred P. Sloan Research Fellowship for Andrej Zlatos in Mathematics 31,416
    Yale University
    New Haven CT 06520
    New Haven,CT06520     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Michael J. Higley in Neuroscience 50,000
    Yale University
    38 Hillhouse ave
    New Haven,CT06520     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Maureen D. Long in Physics 50,000
    Yale University
    38 Hillhouse ave
    New Haven,CT06520     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. David A. Spiegel in Chemistry 50,000
    Yale University
    38 Hillhouse ave
    New Haven,CT06520     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Daniel Abadi in Computer Science 50,000
    University of DC Foundation
    4200 Connecticut Ave NW
    Washington,DC20008     		None 170(b)(1)(A)(iv) For the implementation of Professional Science Master's Degree Programs at the HBCU Mid-Atlantic PSM Alliance 50,000
    Arius Association
    Tafernstrasse 11
    Baden,BadenCH-5405
    SZ     		None Foreign Non-501(c)(3 To provide renewed support for the development of INTERPOL's capacity to counter bioterrorism by raising awareness, developing police training programs and strengthening law enforcement1 75,000
    ICPO-INTERPOL
    200 Quai Charles de Gaulle
    Lyon,Lyon69006
    FR     		None int'L gov entiTY Alfred P. Sloan Research Fellowship for Dr. Jacob 400,000
    ICPO-INTERPOL
    200 Quai Charles de Gaulle
    Lyon,Lyon69006
    FR     		None int'L gov entiTY To promote and advance international comparative studies of household finance 700,000
    Chancellor Masters & Scholars of the University o
    Wellington Square
    England,EnglandOX1 2JD
    UK     		None 501 C 3 PUBLIC CHARI Alfred P. Sloan Research Fellowship for Dr. Raanan 422,837
    Chancellor Masters & Scholars of the University o
    Wellington Square
    England,EnglandOX1 2JD
    UK     		None 501 C 3 PUBLIC CHARI To measure the drivers and dynamics of high skilled immigration 391,066
    Governing Council of the University of Toronto
    oxford
    Oxford,oxfordON M5S 1A1
    CA     		None Foreign 501 (c) (3) To study the economics of knowledge contribution and distribution 284,946
    University of Warwick
    Gibbet Hill Road
    Toronto,torontoCV4 8UW
    UK     		None Foreign Non-501(c)(3 To develop mathematical foundations and applications for the control theory of complex systems 371,499
    University of Leeds
    Leeds
    Coventry,coventryLS2 9JT
    UK     		None Foreign 501(c)(3) To conduct international, especially European, dialogues and related activities to explore the feasibility of an international academic network for measurement and monitoring of the world's forests 60,000
    Mongolian American Scientific Research Center
    Chingeltei District Baga toiruu 3/
    West Yorkshire,West Yorkshirenone
    MG     		None Foreign 501(c)(3) To fund a conference on fresh and spent fuel management and regional nuclear cooperation in North East Asia 75,000
    Mongolian American Scientific Research Center
    Chingeltei District Baga toiruu 3/
    khoroo,khoroonone
    MG     		None Foreign 501(c)(3) To provide additional funding for a conference on fresh and spent fuel management and regional nuclear cooperation in North East Asia 7,500
    Open Knowledge Foundation
    37 Panton Street
    khoroo,khoroonone
    UK     		None Foreign 501 (c)(3) To promote open content and open data practices in economics 124,315
    University of Calgary
    2500 University Drive NW
    Cambridge,CambridgeAB T2N 1N4
    CA     		None Foreign 501 (c)(3) Alfred P. Sloan Research Fellowship for Dr. Curtis P. Berlinguette in Chemistry 50,000
    Royal Institution for the Advancement of Learning
    845 Sherbrooke Street West
    Calgary,CalgaryQC H3A 2T5
    CA     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Brian Chen in Neuroscience 50,000
    Governing Council of the University of Toronto
    none
    Montreal,MontrealON M5S 1A1
    CA     		None Foreign 501(c)(3) Alfred P. Sloan Research Fellowship for Dr. Sabine Stanley in Physics 50,000
    University of Waterloo
    toronto
    toronto,torontoON N2L 3G1
    CA     		None 170(b)(1)(A)(ii) Alfred P. Sloan Research Fellowship for Dr. Adrian Lupascu in Physics 50,000
    University of Ottawa
    550 Cumberland Street
    Waterloo,WaterlooON
    CA     		None Foreign 501(c)(3) To provide renewed support to develop fungal barcodes and use them to explore the indoor environment 300,000
    Total .................................bullet 3a 75,008,312
    bApproved for future payment
    Adler Planetarium
    1300 S Lake Shore Drive
    Chicago,IL60610     		None 501 C 3 PUBLIC CHARI To demonstrate the ability of data analysis through citizen science to make significant contributions across the widest possible range of research areas 374,983
    University of Alaska Anchorage
    3211 Providence Drive
    Anchorage,AK99508     		None 170(b)(1)(A)(ii) To fund for an additional three years the recruitment and retention portion of the Sloan Indigenous Graduate Partnership program at the University of Alaska 80,000
    American Film Institute Inc
    2021 North Western Avenue
    Los Angeles,CA90027     		None 170(b)(1)(A)(vi) For screenwriting and production of science and technology films by the top film students 90,000
    American Indian College Fund
    8333 Greenwood Blvd
    Denver,CO80221     		None 501 C 3 PUBLIC CHARI To increase the number of faculty who possess graduate degrees in mathematics, natural science, and engineering at tribal colleges and universities 200,000
    American Museum of Natural History
    Central Park West at 79th Street
    New York,NY10024     		None 170(b)(1)(A)(vi) To foster applications of DNA barcoding for conserving biodiversity, reducing consumer fraud, and protecting human Health 200,000
    American Museum of the Moving Image
    36-01 35th Avenue
    Astoria,NY11106     		None 170(b)(1)(A)(vi) To showcase award-winning student films and to maintain a go-to site for all Sloan film and television projects and for all Sloan Film Program Participants 76,536
    American Society for Engineering Education
    1818 N Street NW Suite 600
    Washington,DC20036     		None 170(b)(1)(A)(vi) To enable the American Society for Engineering Education to launch a program to routinely collect and report data on undergraduate engineering completion rates and time-to-degree 168,835
    Arizona Board of Regents The University of Arizon
    PO Box 3308
    Tucson,AZ857223308     		None 170(b)(1)(A)(ii) To fund, for an additional three years, the recruitment and retention portion of the Sloan Indigenous Graduate Partnership at the University of Arizona 32,120
    Boston College Trustees
    140 Commonwealth Avenue
    Chestnut Hill,MA02467     		None 170(b)(1)(A)(ii) For a renewal grant for the Boston College Center on Aging and Work 1,743,388
    The Brookings Institution
    1775 Massachusetts Avenue NW
    Washington,DC20036     		None 170(b)(1)(A)(vi) For an annual and independent forum that will iden For an annual and independent forum that will identify, analyze, discuss, and promote options for international monetary reform 151,336
    The Brookings Institution
    1775 Massachusetts Avenue NW
    Washington,DC20036     		None 170(b)(1)(A)(vi) To publish through BPEA financial research and economic data that is accessible, reliable, and influential 300,000
    Brooklyn Academy of Music Inc
    30 Lafayette Avenue
    Brooklyn,NY11217     		None 170(b)(1)(A)(vi) To produce a feature-length documentary on Robert Wilson and Philip Glass's historic opera, Einstein on the Beach, and distribute it for international theatrical release and domestic television broadcast 300,000
    Regents of The University of California at Berkele
    1995 University Avenue
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) To investigate the processes and sources responsible for indoor microbial communities and indoor air quality 425,550
    Regents of The University of California at Berkele
    1995 University Avenue
    Berkeley,CA94720     		None 170(b)(1)(A)(ii) To develop solutions to copyright law obstacles facing public digital library initiatives and coordinate them with the Digital Public Library of America effort 446,194
    The Regents of the University of California Davis
    1 Sheilds Ave
    Davis,CA95616     		None 170(b)(1)(A)(vi) To establish and support the Micro biomes of Built Environments Network (microbe net) 693,936
    The Regents of the University of California Davis
    1 Sheilds Ave
    Davis,CA95616     		None 170(b)(1)(A)(vi) To initiate the research of the team of the Deep Carbon Observatory concerned with basic physics and chemistry of carbon at the extreme pressure and temperature conditions of Earth's interior 1,000,000
    The Regents of the University of California Davis
    1 Sheilds Ave
    Davis,CA95616     		None 170(b)(1)(A)(vi) To enable international economic comparisons by supporting the Penn World Table's next generation 295,650
    The Regents of the University of California Los A
    405 Hilgard Avenue
    Los Angeles,CA90095     		None 170(b)(1)(A)(ii) For screenwriting and production of science and technology films by top film students 103,250
    The Regents of the University of California Los A
    405 Hilgard Avenue
    Los Angeles,CA90095     		None 170(b)(1)(A)(ii) To improve our understanding of how intergenerational support for parents, adult children, and grandchildren influences labor supply of older adults nearing retirement 144,113
    The Regents of the University of California Los A
    405 Hilgard Avenue
    Los Angeles,CA90095     		None 170(b)(1)(A)(ii) To conduct ethnographic research of scientific information and data practices 698,232
    The Regents of the University of California River
    900 University Avenue
    Riverside,CA92521     		None PUBLIC CHARITY To provide tools and a data archive for analyzing sequence data of microbial communities in the indoor environment 254,347
    Carnegie Institution of Washington
    1530 P Street NW
    Washington,DC20005     		None 501 C 3 PUBLIC CHARI To initiate the Reservoirs and Fluxes directorate of the Deep Carbon Observatory 599,995
    Carnegie Mellon University
    5000 Forbes Avenue
    Pittsburgh,PA152133890     		None 170(b)(1)(A)(ii) To encourage top film students to write screenplays about science and technology and to help their careers 96,761
    Carnegie Mellon University
    5000 Forbes Avenue
    Pittsburgh,PA152133890     		None 170(b)(1)(A)(ii) To conduct and promote research on the credit rating industry and its regulation 321,069
    Center For Independent Documentary Inc
    680 S Main St
    Sharon,MA020672868     		None 501 C 3 PUBLIC CHARI To support the production of a PBS documentary on "Coming of Age in Aging America" 100,000
    The University of Chicago
    5801 South Ellis Avenue
    Chicago,IL60637     		None 170(b)(1)(A)(ii) To provide tools and a data archive for analyzing sequence data of microbial communities in the indoor environment 344,203
    The University of Chicago
    5801 South Ellis Avenue
    Chicago,IL60637     		None 170(b)(1)(A)(ii) To construct and calibrate models for analyzing how the financial sector and its regulation can influence the macro economy 663,780
    Research Foundation of the City University of New
    230 West 41st Street
    New York,NY10036     		None 170(b)(1)(A)(vi) To encourage and support promising early career scientists at both student and faculty levels through two awards programs: a Summer Undergraduate Research program and a Junior Faculty Fellowship program 575,968
    Clean Air Task Force Inc
    18 Tremont Street Suite 530
    Boston,MA02108     		None 509 (a) (2) To organize the formulation of a study group, a research framework, and a request-for-proposals to investigate the energy efficiency paradox 98,832
    Cold Spring Harbor Laboratory
    PO Box 534
    Cold Spring Harbor,NY117240534     		None 170(b)(1)(A)(vi) To support a pilot project for DNA barcoding experiments by New York City high school students 150,000
    The Regents of the University of Colorado
    1800 Grant Street
    Boulder,CO803090572     		None 170(b)(1)(A)(ii) analyzing sequence data of microbial communities in the indoor environment 302,683
    The Regents of the University of Colorado
    1800 Grant Street
    Boulder,CO803090572     		None 170(b)(1)(A)(ii) To conduct a pilot study to examine the diversity and structure of bacterial communities in kitchens 60,000
    The Regents of the University of Colorado
    1800 Grant Street
    Boulder,CO803090572     		None 170(b)(1)(A)(ii) To assess the microbiology of municipal water delivery systems in the U.S. 402,738
    The Regents of the University of Colorado
    1800 Grant Street
    Boulder,CO803090572     		None 170(b)(1)(A)(ii) To organize and convene three annual meetings on the microbiology of the built environment 175,000
    The Trustees of Columbia University in the City of
    1210 Amsterdam Avenue
    New York,NY10027     		None 170(b)(1)(A)(ii) To write screenplays and produce short films about science and technology 147,891
    The Trustees of Columbia University in the City of
    1210 Amsterdam Avenue
    New York,NY10027     		None 170(b)(1)(A)(ii) For a pilot production grant to encourage the next generation of filmmakers to incorporate science and technology themes into storytelling for the World Wide Web 75,000
    Connecticut Public Broadcasting Inc
    1049 Asylum Avenue
    Hartford,CT061052411     		None 501 C 3 PUBLIC CHARI For production, broadcast, and outreach for a two-part public television series about what impact the science behind brain scans could or should have on the criminal justice system 596,390
    Coolidge Corner Theatre Foundation Inc
    290 Harvard Street
    Brookline,MA02446     		None 170(b)(1)(A)(vi) To support Coolidge Corner Theatre's Science on Screen series and expand it with small grants to 40 theaters nationwide 231,713
    Council of Graduate Schools
    One Dupont Circle NW Suite 230
    Washington,DC200361173     		None 170(b)(1)(A)(vi) To continue and complete the work of the Council of Graduate Schools to institutionalize and promote the Professional Science Master's (PSM) as a regular feature of graduate education 192,635
    Council on Foreign Relations Inc
    58 East 68th Street
    New York,NY10065     		None 170(b)(1)(A)(vi) To conduct a program of research and publication on energy security, especially related to oil 450,327
    East Carolina University Foundation Inc
    2200 South Chalres Blvd
    Greenville,NC27858     		None 501 C 3 PUBLIC CHARI To develop the Deep Carbon Observatory's Deep Life Directorate 699,989
    Ensemble Studio Theatre Inc
    549 West 52nd Street
    New York,NY10019     		None 170(b)(1)(A)(vi) To commission, develop, produce and disseminate new science plays in New York and across the country 567,000
    Families and Work Institute Inc
    267 Fifth Avenue - 2nd Floor
    New York,NY10016     		None 170(b)(1)(A)(vi) To support development of Flexibility Online to advance adoption of a flexible work program 734,141
    Film Independent Inc
    9911 W Pico Boulevard 11th Floor
    Los Angeles,CA90035     		None 509 (a) (2) To develop science scripts and support producing teams developing Sloan-worthy feature films 220,000
    Foundation Center
    79 Fifth Avenue
    New York,NY10003     		None 170(b)(1)(A)(vi) To support work on behalf of the nonprofit and charitable community 130,000
    Fund for Public Health in New York Inc
    22 Cortlandt Street Suite 1103
    New York,NY100073160     		None 501 C 3 PUBLIC CHARI To improve NYC's Department of Health and Mental Hygiene's syndromic surveillance systems 457,814
    Fund for the City of New York Inc
    121 Avenue of the Americas
    New York,NY10013     		None 170(b)(1)(A)(vi) Support for Sloan Awards for Excellence in Teaching Science and Mathematics in New York City Public High Schools 403,750
    Fund for the City of New York Inc
    121 Avenue of the Americas
    New York,NY10013     		None 170(b)(1)(A)(vi) To provide partial support for the Sloan Public Service Awards program 500,000
    George Mason University
    4400 University Drive
    Fairfax,VA22030     		None 170(b)(1)(A)(ii) To pioneer new methods for capturing and highlighting online scholarly materials in ways that are useful to research communities 246,028
    Research Foundation of the City University of New
    365 Fifth Avenue
    New York,NY100164309     		None 170(b)(1)(A)(ii) Assess Effectiveness and Impact of Sloan Anytime/Anyplace Education Program 50,000
    Greater Washington Educational Telecommunications
    2775 South Quincy Street
    Arlington,VA22206     		None 170(b)(1)(A)(vi) For high quality on-air and online coverage on PBS's News Hour to enhance economic and financial literacy 750,000
    Hamptons International Film Festival
    3 Newtown Mews
    East Hampton,NY11937     		None 170(b)(1)(A)(vi) To commission and spotlight science and technology films and to develop science and technology screenplays 153,763
    President and Fellows of Harvard College
    399 Harvard Street
    Cambridge,MA02138     		None 170(b)(1)(A)(ii) For an intense two-year process of workshops, meetings, plenaries, research, pilot digitization, prototype development, and community building that will result in the launch of the Digital Public Library of America 1,184,278
    Hastings Center Inc
    21 Malcolm Gordon Road
    Garrison,NY10524     		None 170(b)(1)(A)(vi) To provide renewed support to investigate ethical issues in synthetic biology rt to investigate ethical 250,000
    Indiana University
    107 South Indiana Ave
    Bloomington,IN47405     		None 509 (a) (2) To design a prototype system that demonstrates non-consumptive, computational access to a restricted full-text corpus 376,807
    Institute of International Education Inc
    809 United Nations Plaza
    New York,NY10017     		None 501 C 3 PUBLIC CHARI To provide life-saving fellowships and academic placements for persecuted scholars so they can continue their work before returning to their native countries when it is safe to do so 500,000
    IODP Management International Inc
    1001 Connecticut Avenue NW Suite
    Washington,DC20036     		None 170(b)(1)(A)(vi) To develop the roadmap, management, and support for a borehole into Earth's mantle 100,000
    Lyrasis
    3000 Market Street Suite 200
    Philadelphia,PA191042801     		None 509 (a) (2) For continued digitization of member collections and development of a self-sustaining regional scanning center 250,000
    Manhattan Theatre Club
    311 West 43rd Street 8th Floor
    New York,NY10036     		None 509 (a) (2) To commission nine science and technology plays over three years and to support readings, workshops and stage productions of science and technology plays 200,000
    Marine Biological Laboratory
    MBL Street
    Woods Hole,MA02543     		None 170(b)(1)(A)(vi) To provide tools and a data archive for analyzing sequence data of microbial communities in the indoor environment vide tools and a data archive for analyzing 157,466
    University of Maryland College Park
    7950 Baltimore Ave
    College Park,MD20742     		None 170 (b) (1) (A) (iii To compile, study, and openly distribute a nationally standardized database of government health inspectors' restaurant ratings 165,272
    Massachusetts Institute of Technology
    77 Massachusetts Avenue
    Cambridge,MA02139     		None 170(b)(1)(A)(ii) To create a new executive-level course designed to promote the safe and responsible use of nuclear power worldwide 165,000
    Massachusetts Institute of Technology
    77 Massachusetts Avenue
    Cambridge,MA02139     		None 170(b)(1)(A)(ii) To assess whether and to what extent the loss of domestic manufacturing due to trade with China affects the productivity of other U.S. firms in the same geographical area 127,322
    Michigan State University
    840 Service Road
    East Lansing,MI48824     		None 170(b)(1)(A)(ii) To fill a gap in research by investigating how the "employment environment" promotes or impedes the ability of individuals to remain at work past traditional ages of retirement 212,586
    The Regents of the University of Michigan
    503 Thompson Street
    Ann Arbor,MI481091274     		None 170(b)(1)(A)(ii) To create and analyze datasets that combine the Health and Retirement Study (HRS) with data from the Census Bureau from the firms where HRS respondents have worked 3,399,874
    The Regents of the University of Michigan
    503 Thompson Street
    Ann Arbor,MI481091274     		None 170(b)(1)(A)(ii) To model how U.S. labor markets for scientists and engineers respond to immigration and other factors 201,700
    The President and Fellows of Middlebury College
    38 College Street
    Middlebury,VT05753     		None 170(b)(1)(A)(ii) To enable the Monterey Institute of International Studies expand the science-based courses offered in its Masters Degree in Nonproliferation and Terrorism Studies enable the Monterey Institute of International 76,015
    The President and Fellows of Middlebury College
    38 College Street
    Middlebury,VT05753     		None 170(b)(1)(A)(ii) To enable the Monterey Institute of International Studies to provide nonproliferation education and training for diplomats, government officials and mid-career professionals at international organizations 75,969
    Museum of Mathematics
    134 West 29th Street
    New York,NY10001     		None 501 C 3 PUBLIC CHARI To equip science festivals with portable, interactive, and hands-on mathematical activities 201,461
    National Academy of Sciences
    2101 Constitution Avenue NW
    Washington,DC20418     		None 170(b)(1)(A)(vi) To develop, analyze, and promote standards for the citation and attribution of data sets by research communities 81,258
    National Academy of Sciences
    2101 Constitution Avenue NW
    Washington,DC20418     		None 170(b)(1)(A)(vi) To study the feasibility of an online and open access Mathematical Heritage Library 59,667
    National Academy of Sciences
    2101 Constitution Avenue NW
    Washington,DC20418     		None 170(b)(1)(A)(vi) To study global competition for talent by comparing the high-skilled immigration policies of industrialized nations 300,000
    National Action Council for Minorities in Engineer
    440 Hamilton Avenue Suite 302
    White Plains,NY106011813     		None 170(b)(1)(A)(vi) To fund new obligations in the Minority Ph.D. Program and the American Indian Graduate Program from July 1, 2008 through June 30, 2009 340,019
    National Action Council for Minorities in Engineer
    440 Hamilton Avenue Suite 302
    White Plains,NY106011813     		None 170(b)(1)(A)(vi) To fund new obligations in the Minority Ph.D. Program and the Sloan Indigenous Graduate Program from July 1, 2009, through June 30, 2010 187,325
    National Action Council for Minorities in Engineer
    440 Hamilton Avenue Suite 302
    White Plains,NY106011813     		None 170(b)(1)(A)(vi) To fund new obligations incurred in the Sloan Minority Ph.D. Program and the Sloan Indigenous Graduate Partnership Program from July 1, 2010 through July 1, 2012 1,445,463
    National Action Council for Minorities in Engineer
    440 Hamilton Avenue Suite 302
    White Plains,NY106011813     		None 170(b)(1)(A)(vi) To fund new obligations in the Minority Ph.D. Program and the Sloan Indigenous Graduate Partnership program from July 1, 2011 to July 1, 2012 2,469,300
    National Action Council for Minorities in Engineer
    440 Hamilton Avenue Suite 302
    White Plains,NY106011813     		None 170(b)(1)(A)(vi) To enable the National Action Council for Minorities in Engineering to continue administering the Sloan Minority Ph.D. program and Sloan Indigenous Graduate Partnership program for an additional three years 362,351
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To support the Science and Engineering Workforce and Policy Center 540,000
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To support Summer Institutes run by the National Bureau of Economic Research 258,520
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To initiate and organize research on the economics of digital information 418,721
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To advance understanding of household financial behavior and policy 242,955
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To support fellowships for Ph.D. students working on the economics of working longer 939,550
    National Bureau of Economic Research Inc
    1050 Massachusetts Avenue
    Cambridge,MA021385398     		None 170(b)(1)(A)(vi) To investigate the structure and performance of labor markets in the aftermath of the Great Recession 154,014
    National Geographic Society Tax Department
    1145 17th Street NW
    Washington,DC200364688     		None 509 (a) (2) To complete production of a feature film and an IMAX film about the evolutionary history of the universe, with major educational outreach 1,000,000
    The New School for Social Research
    66 West 12th Street
    New York,NY10011     		None 170(b)(1)(A)(ii) To generate and disseminate information for parents about New York City schools 150,000
    New York Botanical Garden
    2900 Southern Boulevard
    Bronx,NY104585126     		None 170(b)(1)(A)(vi) To foster applications of DNA barcoding for conserving biodiversity, reducing consumer fraud, and protecting human health 200,000
    New York University
    70 Washington Square North
    New York,NY100121019     		None 170(b)(1)(A)(ii) To establish a Center for Mathematical Talent to work with students from NYC schools 245,926
    New York University
    70 Washington Square North
    New York,NY100121019     		None 170(b)(1)(A)(ii) To rank global financial firms according to the systemic risk they pose for the world economy 151,510
    New York University
    70 Washington Square North
    New York,NY100121019     		None 170(b)(1)(A)(ii) For an annual feature film production grant over three years to enable film students to shoot a first feature film about science and technology 316,267
    North Carolina State University
    2200 Hillsborough
    Raleigh,NC27695     		None 170(b)(1)(A)(ii) To expand and make sustainable over the long term the University of North Carolina system-wide Professional Science Master's initiative 20,000
    Ohio State University
    1960 Kenny Road
    Columbus,OH43210     		None 170(b)(1)(A)(vi) To initiate the Deep Energy directorate of the Deep Carbon Observatory with studies differentiating a biogenic from biogenic sources of hydrocarbons 500,000
    University of Oregon
    677 East 12th Ave Suite 400
    Eugene,OR974031226     		None 170(b)(1)(A)(ii) To fund the Center for Microbial Ecology of Indoor Environments 800,000
    Trustees of the University of Pennsylvania
    3451 Walnut Street
    Philadelphia,PA191046205     		None 170(b)(1)(A)(ii) To support a final grant to the Sloan Work & Family Research Network to ensure its long term sustainability 319,873
    Purdue University
    610 Purdue Mall
    West Lafayette,IN47907     		None 170(b)(1)(A)(ii) To fund the recruitment and retention portion of the Sloan Indigenous Graduate Partnership Program at Purdue University for an additional three years 104,227
    RAND Corporation
    1700 Main Street PO Box 2138
    Santa Monica,CA904072137     		None 170(b)(1)(A)(vi) Santa Monica, CA 90407-2137To understand the role of employers in facilitating or impeding continued employment of older workers following onset of a work-limiting disability 384,206
    The Science Festival Foundation
    230 West 41 Street Suite 1600
    New York,NY10036     		None 170(b)(1)(A)(vi) To support programming and dissemination of the World Science Festival for two years 650,000
    Science Friday Initiative Inc
    140 Grove Street Suite 3i
    Stamford,CT06901     		None 170(b)(1)(A)(vi) To support Science Friday and its science-and-arts strand on air, online, and on-demand 210,000
    The Sloan Consortium Inc
    PO Box 1238
    Newburyport,MA01950     		None 170(b)(1)(A)(vi) For support to transition Sloan-C into a self-sustaining society for online education 1,100,000
    Smithsonian Institution
    1000 Jefferson Dr Southwest
    Washington,DC200137012     		None 170(b)(1)(A)(ii) As a final grant to operate the Consortium for the Barcode of Life (CoBL) to advance rapid, inexpensive identification of species of animals, plants, and fungi using minimal DNA sequences 218,000
    S H R M Foundation
    1800 Duke Street
    Alexandria,VA223143499     		None 501 C 3 PUBLIC CHARI To support creation of new content and expanded, accelerated outreach targeted to HR professionals, employers, and employees to advance workplace flexibility 300,000
    Board of Trustees of the Leland Stanford Junior Un
    369 North-South Axis
    Stanford,CA94305     		None 170(b)(1)(A)(ii) To support research and analysis of the economics of series versus parallel retirement income strategies 115,860
    Board of Trustees of the Leland Stanford Junior Un
    369 North-South Axis
    Stanford,CA94305     		None 170(b)(1)(A)(ii) To develop practical techniques for allowing researchers to extract aggregate statistics from large datasets while protecting the privacy of information contained in individual entries 526,544
    Sundance Institute
    8530 Wilshire Boulevard 3rd Floor
    Beverly Hills,CA90211     		None 170(b)(1)(A)(vi) To support a program of science and technology films, film panels, and film fellowships at Sundance 250,000
    Swarthmore College
    500 College Avenue
    Swarthmore,PA19081     		None 170(b)(1)(A)(ii) To launch a multi-campus project to improve understanding of undergraduate student migration into and out of science, engineering, and mathematics disciplines 66,107
    Texas AgriLife Research
    2147 TAMU
    College Station,TX778432147     		None 170 (b) (1) (A) (i) To expand and institutionalize an excellent support program for graduate students in the College of Agriculture and Life Sciences and the College of Engineering, primarily those from underrepresented populations 63,587
    University of Texas Austin
    1 Inner Campus Drive
    Austin,TX78712     		None 170(b)(1)(A)(ii) To determine the capability of U.S. shale gas to contribute significantly to natural gas supply over the next twenty years, given various assumptions about natural gas prices 726,502
    Thurgood Marshall College Fund
    80 Maiden Lane Suite 2204
    New York,NY10038     		None 170(b)(1)(A)(vi) To include Thurgood Marshall College Fund campuses in the STEM migration project led by Swarthmore College 157,808
    Tribeca Film Institute Inc
    75 Spring Street
    New York,NY10012     		None 170(b)(1)(A)(vi) To develop new science and technology films for production and to showcase science and technology films and hold panels and readings at Tribeca 378,995
    W E Upjohn Unemployment Trustee Corporation
    300 South Westnedge Avenue
    Kalamazoo,MI49007     		None 170(b)(1)(A)(vi) To study ways of improving economic measurements, statistics, and indicators related to globalization 323,910
    University of Washington
    1410 Northeast Campus Parkway
    Seattle,WA98195     		None 170(b)(1)(A)(ii) To assess improvements resulting from and analyzing data collected by the Project to Access Climate in Engineering (PACE) 453,945
    Wellesley College
    106 Central Street
    Wellesley,MA02181     		None 170(b)(1)(A)(ii) To examine how firms shape the immigration of scientists, engineers, and other highly skilled workers to the United States 222,041
    WGBH Educational Foundation
    One Guest Street
    Boston,MA02135     		None 170(b)(1)(A)(vi) To produce 12 scientist profiles for prime time broadcast on Nova Science Now, to produce and promote 32 additional scientist profiles for the award-winning "The Secret Life of Scientists and Engineers" website, and to increase the website's audience 800,000
    WGBH Educational Foundation
    One Guest Street
    Boston,MA02135     		None 170(b)(1)(A)(vi) To research and produce four hours of documentaries on the role of science and technology in history for The American Experience with ancillary outreach including two interactive games and marketing campaign 1,500,000
    Wikimedia Foundation Inc
    149 New Montgomery Street 3rd Floo
    San Francisco,CA94105     		None 170(b)(1)(A)(vi) To help Wikipedia develop and sustain its educational mission while constantly improving quality, diversity, and access to knowledge for people everywhere 2,000,000
    WNYC Public Radio
    160 Varick Street
    New York,NY10013     		None 170(b)(1)(A)(vi) For production and enhanced distribution of Radio lab, an innovative, popular, science-themed show on public radio 262,385
    WNYC Public Radio
    160 Varick Street
    New York,NY10013     		None 170(b)(1)(A)(vi) To make science and technology a regular, integral feature on Studio 360 250,000
    Woodrow Wilson International Center for Scholars
    1300 Pennsylvania Avenue NW
    Washington,DC200043027     		None 170(b)(1)(A)(vi) Washington, DC 20004-3027To enable Crisis Commons to support the Crisis Camp community and advance innovation for crisis management using social media and new technologies 500,000
    Woodrow Wilson International Center for Scholars
    1300 Pennsylvania Avenue NW
    Washington,DC200043027     		None 170(b)(1)(A)(vi) To continue work to identify and address risks associated with synthetic biology 1,244,850
    Yale University
    38 Hillhouse Ave
    New Haven,CT06520     		None 170(b)(1)(A)(ii) To provide renewed support to examine the sources and character of airborne bacterial and fungal particles in the indoor environment 64,854
    Yale University
    38 Hillhouse Ave
    New Haven,CT06520     		None 170(b)(1)(A)(ii) To construct and test behavioral models of how bankruptcy and mortgage default regulations impact household financial decisions 59,337
    American Chemical Society
    1155 Sixteenth Street NW
    Washington,DC20036     		None 509 (a) (2) To fund a survey of graduate student life and career prospects in the chemical sciences 12,500
    American Physical Society
    1 Physics Ellipse
    College Park,MD20740     		None 509 (a) (2) To fund the Edward A. Bouchet Lectureship Award for three years while the American Physical Society raises endowment funding for it 12,000
    Library of Congress
    101 Independence Avenue SE
    Washington,DC20540     		None 170 (c) (1) To support a two-day meeting to identify gray literature preservation priorities in the sciences 38,750
    Montana Tech of the University of Montana
    1300 West Park Street
    Butte,MT597018997     		None 170(b)(1)(A)(ii) To fund for an additional three years the recruitment and retention portion of the Sloan Indigenous Graduate Partnership at Montana Tech 24,065
    University of Montana
    Missoula MT 59812
    Missoula,MT59812     		None 170(b)(1)(A)(iv) To fund an additional three years of the non-scholarship component of the Sloan Indigenous Graduate Partnership at the University of Montana 48,500
    New York County District Attorney
    163 West 125 st
    New York,NY10027     		None Tax Exempt Gov Entit To support a pilot study to examine digital court documents to detect and measure the prevalence of perjury and develop options to mitigate it 60,000
    The North Carolina A & T University Foundation Inc
    200 N Benbow Road
    Greensboro,NC274010000     		None 501 C 3 PUBLIC CHARI To enable graduate students in North Carolina A&T's Industrial and Systems Engineering Department who have come from HBCUs to have a summer research experience at a majority university or government laboratory 25,000
    Trustees of the University of Pennsylvania
    3451 Walnut Street
    Philadelphia,PA191046205     		None 170(b)(1)(A)(ii) To supplement graduate students and foreign academics traveling to The Sloan Work and Family Network conference in June 15,000
    St Olaf College
    1520 Saint Olaf Ave
    Northfield,MN550571574     		None 501 C 3 PUBLIC CHARI To develop a new community of practice on evidenced based design for the planning of undergraduate learning spaces 19,500
    University of DC Foundation
    4200 Connecticut Ave NW
    Washington,DC20008     		None 170(b)(1)(A)(iv) For the implementation of Professional Science Master's Degree Programs at the HBCU Mid-Atlantic PSM Alliance 22,250
    Arius Association
    Tafemstrasses 11
    baden,badench-5405
    SZ     		None Foreign Non-501(c)(3 To support continued efforts to launch regional repository working groups 75,000
    ICPO-INTERPOL
    200 Quai Charles De gualle
    lyon,lyon69006
    FR     		None Int'L gov't enTITY To provide partial support to develop INTERPOL's Radiological and Nuclear Terrorism Prevention Program 900,000
    Chancellor Masters & Scholars of the University o
    wellington Square
    exford,exfordox12jd
    UK     		None 501 C 3 PUBLIC CHARI To promote and advance international comparative studies of household finance 422,910
    Chancellor Masters & Scholars of the University o
    Wellington Square
    Oxford,OxfordOX1 2JD
    UK     		None 501 C 3 PUBLIC CHARI To measure the drivers and dynamics of high skilled immigration 598,673
    Governing Council of the University of Toronto
    toronto
    toronto,Oxfordonm5s1a1
    CA     		None Foreign 501(c)(3) To study the economics of knowledge contribution and distribution 691,225
    University of Warwick
    gibeet hill road
    coventry,Oxfordcv48uw
    UK     		None Foreign Non-501(c)(3 To develop mathematical foundations and applications for the control theory of complex systems 190,173
    University of Ottawa
    550 cumberland street
    ottawa,Oxfordon
    CA     		None Foreign 501(c)(3) To provide renewed support to develop fungal barcodes and use them to explore the indoor environment 299,150
    Total .................................bullet 3b 53,810,263
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 11,343,163  
    4 Dividends and interest from securities....     14 1,957,316  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 36,089,998  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aROYALTIES     01 1,531  
    bGRANT REFUNDS     01 673,082  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   50,065,090  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1350,065,090
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GRANT THORNTON LLP 51,740 16,365   1,375
    KPMG 55,000 27,500   27,500

    TY 2011 CompensationExplanation
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Person Name Explanation
    Jesse Ausubel JESSE AUSUBEL IS AN EMPLOYEE OF ROCKEFELLER UNIVERSITY. THE FOUNDATION CONTRACTS WITH ROCKEFELLER UNIVERSITY FOR HIS SERVICES AS VICE PRESIDENT OF PROGRAMS. PAYMENTS FOR A PORTION OF HIS TIME TOTALING $296,000 WERE MADE TO ROCKEFELLER UNIVERSITY DURING THE YEAR, WHICH REPRESENTS A PORTION OF HIS SALARY, NON FACULTY SALARIES, BENEFITS, OFFICE EXPENSES AND UNIVERSITY OVERHEAD.

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2011 DepreciationSchedule
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2011 EmployeeCompensationExpln
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Employee Explanation
    JOSEPH S BOHRER  
    DANIEL L GOROFF  
    KATHLEEN E CHRISTENSEN  
    JENNIFER HELLER  
    PAULA OLSIEWSKI  

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    TY 2011 ExpenditureResponsibilityStmt
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    arius association
          		tafernstrasse 11
    baden   5405
    SZ     		2010-05-26 73,128 to fund promotion of multinational high level waste repositories outside europe 73,128 NO 9/7/2011 and 9/8/2011 2011-09-08  
    arius association
          		tafernstrasse 11
    baden   5405
    SZ     		2011-06-21 150,000 to support continued efforts to launch regional repository working groups 68,614 NO 6/28/2012    
    eclipse tv production
          		100 huguenot ave apt 6a
    englewood,NJ303051533     		2008-07-14 110,000 to establish a video and audio archive on the origins and early operations of EOL for hist,educ,po 110,000 NO 2/18/2011 and 4/5/2011 2011-04-05  
    assoc of metropolitan water agencies
          		1620 i street nw suite 500
    washington,DC200064027     		2010-09-08 125,000 to conduct a case study of the May 1, 2010 catastrophic water main break in Boston 125,000 NO 4/29/2011 and 1/30/2012 2011-04-29  
    universidad de concepcion
          		campus universitario
    P.O. BOX 160C,concepcion  
    CI     		2010-06-18 50,000 to complete and disseminate work of the census of marine life in chile. 50,000 NO 1/3/2011 2011-01-03  
    Landcare research new zealand limited
          		po box 40
    lincoln,canterbury7640
    NZ     		2010-07-12 116,260 to identify & disseminate lessons learned about the org & conduct of internatl scientific progs 116,260 NO 10/26/2011 and 11/30/2011 2011-11-30  
    mongolian american scientific research
          		chingeltei dist
    baga toiruu 3/9,ulaanbaatar  
    MG     		2010-10-27 75,000 to fund a conference on fresh & spent fuel-management and regional nuclear cooperation. 75,000 NO 1/19/2012    
    new england states government finances
          		145 taunton avenue
    east providence,RI02914     		2007-09-10 150,000 to help launch the new england states performance measurement pilot 150,000 NO 4/8/09, 4/9/09,5/7/10, 9/16/11 2011-09-16  
    Azavea Inc
          		340 N 12th Street suite 402
    philadelphia,PA19107     		2011-01-05 124,916 to ready public mapping prototype software for open use in redistricting process 124,916 NO 6/30/2011 2011-06-30  
    ed regis
          		17302 Harbaugh Valley Road
    Sabillasville,MD21780     		2011-01-05 40,800 For research and writing of a book on genomic engineering with George Church 35,250 NO 2/22/2012   Refunded $5,550.
    the internet archive
          		PO Box 29244
    san francisco,CA941290244     		2011-01-12 58,828 To support a summit on Linked Open Data in libraries, archives, and museums 58,828 NO 7/2/2012    
    j william jones consulting engineers
          		5561 ocean terrace drive
    huntington beach,CA92648     		2011-06-21 325,250 To disseminate and implement guidance to assure use of radioactive materials are adequately secure 325,250 NO 11/16/2011 2011-11-16  
    university of leeds
          		Leeds West Yorkshire LS2 9JT
      England  
    UK     		2011-01-19 60,000 to explore the feasibility of an international academic network for measurement of the forecast 60,000 NO 12/22/2011 2011-12-22  
    Michael Lemonick
          		249 Cherry Hill Road
    princeton,NJ08540     		2011-08-17 55,000 to support the writing of the book "mirror earth" 55,000 NO 6/8/2012 and 7/18/2012    
    open knowledge foundation
          		37 panton street
    cambridge cb2 1Hl,england  
    UK     		2011-12-05 124,315 to promote open content and open data practices in economics   NO      
    social science research network
          		 
          		2011-12-05 60,490 to develop a plan for extending the social science research networks scope to include research   NO      
    stuart firestein
          		923 Fairchild MC2438
    new york,NY10027     		2011-03-30 40,000 For research and writing of a book on the value of ignorance in science 40,000 NO 6/20/2012    
    University of Warwick
          		Gibbet Hill Road
    Coventry CV4 8UW,England  
    UK     		2011-10-18 561,672 To develop mathematical foundations and applications for the control theory of complex systems 371,499 NO      
    Friends of the Int'l Mathematical Union
          		201 Charles St
    Providence,RI02904     		2011-12-05 73,000 To bring international participants and perspectives to the planning of a mathematical library. 73,000 NO      
    Institute for new economic thinking
          		570 Lexington Avenue 18th Floor
    new york,NY10022     		2011-03-15 15,108 to support the participation of students in a major conference on new economic thinking. 15,108 NO 7/28/2011 2011-07-28  

    TY 2011 GeneralExplanationAttachment
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Identifier Return Reference Explanation
    SUPPORT FOR BASIC RESEARCH PART IX-A, LINE 1 The Foundation believes that a carefully reasoned and systematic understanding of the forces of nature and society, when applied inventively and wisely, can lead to a better world for all. Grantmaking initiatives in STEM Research seek to expand that understanding by funding original, high-quality research in science, technology, engineering, and mathematics. Also funded through this area are programs that examine the ethical and societal risks associated with the pursuit of scientific knowledge and regulatory measures designed to mitigate those risks.
    SUPPORT FOR Public Understanding of Science PART IX-A, LINE 2 Grantmaking in this program aims to enhance people's lives by providing a better understanding of the increasingly scientific and technological environment in which we live, and to convey some of the challenges and rewards of the scientific and technological enterprise and of the lives of the men and women who undertake it. The program supports the use of books, film, radio, television, theater, and other efforts to reach a wide general audience.
    SUPPORT FOR Economic Performance and Quality of Life PART IX-A, LINE 3 The Alfred P. Sloan Foundation believes that a theory-based, empirically-tested understanding of the U.S. economy and the U.S. workforce is essential to improving the lives of all Americans. In this program area, the Foundation funds grants to support high-quality research and programs to enhance U.S. economic performance and the quality of American life.
    SUPPORT FOR SelectED NATIONAL ISSUES PART IX-A, LINE 4 The Alfred P. Sloan Foundation recognizes that there are select opportunities outside of science, education, and economics in which it can create an important benefit to society. Its Select Projects program area looks for unique opportunities where Foundation funds promise to advance a significant national or international interest.
    SUMMARY OF DIRECT CHARITABLE ACTIVITIES PART IX-A During the course of the year, the Foundation conducts a number of conferences and seminars in line with its program interests. In addition, it also publishes and disseminates the results of such research, reports of educational conferences, or similar educational material. It is impossible to quantify the number of beneficiaries served.

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Name of Bond End of Year Book Value End of Year Fair Market Value
    FIXED INCOME 160,925,974 163,356,824

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Name of Stock End of Year Book Value End of Year Fair Market Value
    DOMESTIC EQUITIES 65,290,798 65,626,154

    TY 2011 InvestmentsOtherSchedule2
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    REAL ESTATE AT COST 64,286,496 60,050,751
    PRIVATE EQUITY AT COST 221,069,851 296,679,055
    GLOBAL SOVEREIGN BOND FUND AT COST 33,127,783 55,379,915
    DOMESTIC EQUITY AT COST 64,256,814 101,392,252
    LONG/SHORT EQUITY AT COST 79,376,039 151,279,366
    INTERNATIONAL EQUITY AT COST 111,207,081 212,190,415
    INDEPENDENT RETURN   327,023,824 430,543,739

    TY 2011 LandEtcSchedule2
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2011 LegalFeesSchedule
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CSC UNITED STATES CORP 928 22   906
    DELAWARE SECRETARY OF STATE 716     716
    FULLER & FULLER LLP 5,255 2,085   3,170
    MARGARET SHAW, ESQ. 12,750 5,133   7,617
    PATTERSON BELKNAP 144,645 52,028   80,279
    SHEARMAN & STERLING 7,192 2,569   3,902
    SIMPSON THATCHER 27,202 27,203   -27,203


    TY 2011 OtherDecreasesSchedule
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Description Amount
    AMOUNTS NOT YET RECOGNIZED AS A 0
    COMPONENT OF NET PERIODIC BENEFIT COST -6,119,270


    TY 2011 OtherExpensesSchedule
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    HONORARIA 567,808 14,671   541,480
    PROGRAM OUTREACH 96,321     97,849
    OTHER PROGRAM EXPENSES       621,227
    COMPUTER SYSTEM SUPPORT 187,137 74,334   110,302
    TELEPHONE & POSTAGE 126,754 49,404   73,212
    BOOKS AND SUBSCRIPTIONS 40,907 5,472   35,435
    INSURANCE 63,257 25,467   37,790
    ELECTRICITY 14,098 4,625   9,473
    SUPPLIES AND SERVICES 286,512 167,399   106,121
    FURNITURE AND EQUIPMENT 135,595     133,615
    PLACEMENT FEES 32,144     32,144
    TRAINING 40,614 5,756   35,056
    EXPENSES OF LTD PARTNERSHIPS   11,117,201    


    TY 2011 OtherIncomeSchedule2
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    grant refunds:      
    fellowship programs 40,356    
    other than fellowship programs 357,897    
    recv'd with grant transfers 274,829    
    ROYALTY INC: BOOKS, VIDEOS, SOFTWARE 1,531    
    Income from LP investments not included      
    above   9,600,582  


    TY 2011 OtherLiabilitiesSchedule
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED COMPENSATION 566,296 885,368
    ACCRUED FEDERAL EXCISE TAX 563,524 1,556,284
    ACCRUED POST RETIREMENT BENEFIT OBLIGATION 8,441,537 3,537,474
    ACCRUED EXPENSES PAYABLE 49,620 144,095


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK OF NEW YORK MELLON 351,038 351,038    
    BACKSTOP SOLUTIONS GROUP, LLC 31,850 31,850    
    BLOOMBERG, LLP 23,258 23,258    
    BURGISS GROUP 12,700 12,700    
    CAMBRIDGE ASSOCIATES 26,750 26,750    
    CAP GUARD INTERNATIONAL 731 731    
    CLIFTON MCP HEDGE 7,402 7,402    
    COLCHESTER GLOBAL 289,451 289,451    
    DALTON DISTRESSED MORTGAGE 1,014,777 1,014,777    
    DAVIS, MENDEL & REGENSTEIN 25,000 25,000    
    DODGE AND COX 122,752 122,752    
    MARSICO CAPITAL 437,983 437,983    
    NEW YORK STOCK EXCHANGE, INC 2,046 2,046    
    PROA PARTNERS 54 54    
    PZENA INVESTMENT MANAGEMENT 397,878 397,878    
    WELLINGTON TIPS & TREASURYS 124,848 124,848    
    SILCHESTER INTERNATIONAL 407,448 407,448    
    ROCKEFELLER UNIVERSITY 305,500     305,500
    ALLOCATED TO UBI   -32,721    


    TY 2011 TaxesSchedule
    Name:
    Alfred P Sloan Foundation
    EIN: 13-1623877
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROVISION FOR EXCISE TAX 1,000,000