Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
THE HUMPHREYS FOUNDATION
 
% KAMI POMERANTZ/HOLLAND & HAR
Number and street (or P.O. box number if mail is not delivered to street address)555 17TH STREET   Room/suite
City or town, state, and ZIP code
DENVER, CO80202
A Employer identification number

84-6021274
B Telephone number (see page 10 of the instructions)

(303) 295-8095
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,532,493J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 40,604 40,604  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 30,164
b Gross sales price for all assets on line 6a 872,656
7 Capital gain net income (from Part IV, line 2)... 30,164
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 799 799  
12 Total. Add lines 1 through 11........ 71,567 71,567  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 1,575 1,339 0 236
c Other professional fees (attach schedule).... Click to see attachment 21,095 17,931   3,164
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 4,723 61    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 439 439    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 27,832 19,770 0 3,400
25 Contributions, gifts, grants paid........ 77,000 77,000
26 Total expenses and disbursements. Add lines 24 and 25 104,832 19,770 0 80,400
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -33,265
b Net investment income (if negative, enter -0-) 51,797
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 64,776 40,938 40,938
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 840,879 Click to see attachment926,605 919,573
c Investments—corporate bonds (attach schedule)........ 666,239 Click to see attachment571,086 571,981
11 Investments—land, buildings, and equipment: basis bullet1
Less: accumulated depreciation (attach schedule) bullet   1 1 1
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,571,895 1,538,630 1,532,493
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 1,571,895 1,538,630
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,571,895 1,538,630
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,571,895 1,538,630
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,571,895
2 Enter amount from Part I, line 27a..................... 2 -33,265
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 1,538,630
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,538,630
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 23 ALEXION PHARMACEUTICALS   2011-10-18 2011-11-14
b 27 BAIDU COM   2010-09-24 2011-03-04
c 23 CELGENE CORP   2011-10-14 2011-11-14
d 23 CERNER CORPORATION   2011-10-18 2011-11-14
e .8 CITIGROUP INC   2011-03-04 2011-05-25
78 CONOCOPHILLIPS     2011-03-04
568.948 CREDIT SUISSE COMM   2011-03-04 2011-10-11
29 DEVON ENERGY CORPORATION   2011-03-16 2011-10-11
58 DISNEY WALT CO   2011-03-10 2011-10-11
10000 FHLMC MTN   2011-03-17 2011-05-05
28 FEDEX CORP   2011-03-04 2011-10-11
784.298 NUVEEN REAL ESTATE     2011-03-04
51 GOLDCORP INC   2011-03-04 2011-10-11
10 GOOGLE INC     2011-10-11
3683.845 PYXIS LONG SHORT   2011-03-04 2011-11-14
42 JOHNSON & JOHNSON   2010-08-05 2011-03-10
64 LAM RESEARCH CORP   2010-09-24 2011-03-04
41 LIFE TECHNOLOGIES CORP   2011-10-11 2011-10-18
44 MSCI INC   2011-11-14 2011-11-23
22 MEAD JOHNSON NUTRITION   2011-03-16 2011-10-11
64 MEDTRONIC INC   2011-03-04 2011-10-11
112 MICROSOFT CORP   2010-03-16 2011-03-04
.7142 MOTOROLA SOLUTIONS   2010-09-24 2011-02-23
42 MOTOROLA SOLUTIONS INC   2010-09-24 2011-03-04
.375 MOTOROLA MOBILITY   2010-09-24 2011-02-23
37 MOTOROLA MOBILITY   2010-09-24 2011-03-16
478.956 NEUBERGER BERMAN   2010-09-28 2011-03-04
59 PGE CORP   2010-06-09 2011-03-16
64 QLIK TECHNOLOGIES INC   2011-10-11 2011-11-14
298.651 T ROWE PRICE SM CAP   2010-09-24 2011-03-04
25000 ROYAL BK CA MTN   2010-08-05 2011-03-04
12 SALESFORCE COM INC   2011-10-14 2011-11-23
27 SCHLUMBERGER LTD   2011-03-04 2011-10-14
1096.324 TFS MARKET NEUTRAL   2011-03-10 2011-11-14
1119.191 TEMPLETON INSTL   2010-09-28 2011-03-04
23 TEMPUR PEDIC INTL INC   2011-11-14 2011-11-23
12 VF CORP   2011-10-18 2011-11-14
40 VERIFONE SYSTEMS INC   2011-10-11 2011-10-18
30 VMWARE INC   2010-09-24 2011-03-04
47 COVIDIEN PLC   2011-03-10 2011-10-11
53 PARTNERRE LTD   2010-04-20 2011-03-10
114 ATT INC   2008-06-04 2011-03-04
25000 AT&T INC 4.85%   2009-03-25 2011-03-04
50000 ABBOTT LABORATORIES   2007-11-28 2011-05-15
62 ADVANCE AUTO PARTS   2010-09-24 2011-10-11
602.571 AMERICAN CENTY INTL   2010-03-16 2011-10-11
913.139 AMERICAN CENTY VISTA     2011-10-11
40 AMERICAN ELECTRIC POWER   2010-03-16 2011-10-14
72 AMERICAN EXPRESS CO   2009-11-13 2011-10-11
50 AMGEN INC   2008-08-26 2011-10-11
76 ARCHER DANIELS MIDLAND   2010-09-24 2011-10-11
201 BANK OF AMERICA CORP   2009-05-28 2011-03-04
BANK OF AMERICA CORP     2011-09-21
176 BANK OF AMERICA CORP   2009-05-28 2011-10-11
71 BEST BUY CO   2008-12-24 2011-11-23
45 BRISTOL-MYERS SQUIBB   2010-09-24 2011-10-11
44 CVS CAREMARK CORP   2010-08-05 2011-10-18
36 CAPITAL ONE FINANCIAL CORP   2010-09-24 2011-10-11
24 CATERPILLAR INC   2009-11-13 2011-03-04
50000 CHARTER ONE BANK FSB   2007-08-21 2011-04-26
7 CHUBB CORPORATION   2010-09-24 2011-10-11
44 CHUBB CORPORATION   2010-09-28 2011-10-11
23 CHUBB CORPORATION   2010-09-24 2011-11-14
38 CIMAREX ENERGY CO   2010-08-05 2011-10-11
142 CISCO SYS INC   2009-09-29 2011-11-14
40 COGNIZANT TECH SOLUTIONS   2010-09-24 2011-10-14
109 CONOCOPHILLIPS   2010-08-05 2011-10-11
50000 CREDIT SUIS USA   2006-04-13 2011-11-15
1975.837 CREDIT SUISSE COMM     2011-10-11
4443.764 CREDIT SUISSE COMM     2011-11-23
16 CUMMINS INC   2010-03-10 2011-10-11
ENRON CORP     2011-01-21
52 EXPRESS SCRIPTS INC   2008-07-03 2011-10-14
28 EXXON MOBIL CORP   2008-07-30 2011-10-11
20 EXXON MOBIL CORP   2008-07-30 2011-11-14
25 F5 NETWORKS INC   2010-03-10 2011-10-11
61 GAMESTOP CORP   2010-06-09 2011-10-11
60 GAMESTOP CORP   2010-06-09 2011-10-14
68 GENERAL DYNAMICS CORP   2002-12-11 2011-10-11
25 GENERAL DYNAMICS CORP   2002-12-11 2011-10-14
119 GENERAL ELEC CO   2009-11-13 2011-10-11
29 GOLDMAN SACHS GROUP INC   2009-03-20 2011-10-11
66 GUESS INC   2010-09-24 2011-10-11
30 HESS CORP   2009-11-13 2011-03-04
91 HEWLETT PACKARD   2006-11-02 2011-10-11
625 ISHARES MSCI EMERGING   2009-05-28 2011-03-04
78 JP MORGAN CHASE   2009-03-20 2011-03-04
37 JOHNSON & JOHNSON   2010-08-05 2011-10-11
35 LAS VEGAS SANDS CORP   2010-09-24 2011-10-14
108 LINCOLN NATL CORP   2010-03-10 2011-10-14
12 MASTERMIND INC   2009-11-13 2011-03-04
36 MC GRAW-HILL COS INC   2010-09-24 2011-10-18
76 MERCK AND CO INC   2009-03-20 2011-03-10
68 MERCK AND CO INC   2009-03-20 2011-10-11
67 METLIFE INC   2008-06-04 2011-10-11
92 NETLOGIC MICROSYSTEMS   2010-09-28 2011-10-11
54 NORTHERN TRUST CORP   2009-05-28 2011-03-04
100 ORACLE CORPORATION   2010-09-24 2011-10-11
49 ORACLE CORPORATION   2010-09-24 2011-10-14
48 PNC FINANCIAL SERVICES   2009-05-28 2011-11-14
66 PEABODY ENERGY CORP   2010-03-10 2011-10-11
84 PEPSICO INC   2009-03-20 2011-03-04
25000 PFIZER INC   2009-03-25 2011-12-08
72 PRUDENTIAL FINANCIAL INC   2009-05-28 2011-10-11
52 RESEARCH IN MOTION   2010-09-28 2011-10-11
.5875 ROYAL DUTCH SHELL   2010-09-24 2011-09-26
41 ST JUDE MED INC   2010-09-24 2011-10-11
40 ST JUDE MED INC   2010-09-24 2011-10-18
22 SALESFORCE COM INC   2010-09-24 2011-10-11
3551.459 LAUDUS INTL MARKET     2011-03-04
199 STAPLES INC   2008-11-05 2011-10-11
37 STARBUCKS CORP   2010-09-24 2011-10-11
62 STARBUCKS CORP   2010-09-24 2011-11-14
52 STARWOOD HOTELS & RESORTS   2010-03-10 2011-10-11
26 TJX COMPANIES INC   2009-03-20 2011-10-11
27 TJX COMPANIES INC   2009-03-20 2011-10-14
57 TARGET CORPORATION   2009-09-29 2011-10-11
39 TEVA PHARMACEUTICAL   2009-06-29 2011-10-14
31 THERMO FISHER SCIENTIFIC   2008-06-04 2011-10-11
38 THERMO FISHER SCIENTIFIC   2008-06-04 2011-10-18
104 US BANCORP   2009-09-29 2011-10-11
77 US BANCORP   2009-09-29 2011-11-14
60 UNITED STATES STEEL CORP   2010-03-10 2011-10-11
121 UNITED TECHNOLOGIES CORP   2003-01-21 2011-11-14
UNITED HEALTH GROUP INC     2011-01-06
34 UNITED HEALTH GROUP INC   2009-03-20 2011-10-11
44 VERIZON COMMUNICATIONS   2006-11-02 2011-10-11
50000 WACHOVIA CORP   2006-04-13 2011-03-15
93 WAL MART STORES INC   2008-06-04 2011-10-11
28 WAL MART STORES INC   2008-06-04 2011-10-14
45 WASTE MGMT INC   2008-12-24 2011-10-11
77 WELLS FARGO & CO   2003-01-02 2011-03-10
93 WELLS FARGO & CO   2003-01-02 2011-10-11
53 WESTERN DIGITAL CORP   2010-09-24 2011-10-11
46 WHOLE FOODS MKT INC   2010-09-24 2011-10-11
73 ACE LTD   2008-11-05 2011-03-04
24 ACE LTD   2008-11-05 2011-10-11
41 ASML HOLDING NV NY   2010-03-10 2011-10-11
236 FLEXTRONICS INTERNATIONAL   2010-09-24 2011-10-11
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,534   1,524 10
b 3,305   2,624 681
c 1,493   1,524 -31
d 1,471   1,514 -43
e 32   36 -4
6,212   4,437 1,775
4,830   5,570 -740
1,710   2,491 -781
1,882   2,474 -592
10,000   10,041 -41
2,045   2,472 -427
14,917   13,459 1,458
2,405   2,551 -146
5,425   5,864 -439
40,485   41,922 -1,437
2,511   2,511  
3,730   2,644 1,086
1,521   1,518 3
1,389   1,494 -105
1,606   1,229 377
2,136   2,511 -375
2,899   3,285 -386
27   25 2
1,681   1,487 194
11   11  
876   1,096 -220
23,411   19,173 4,238
2,506   2,376 130
1,944   1,563 381
11,349   9,437 1,912
25,492   25,687 -195
1,264   1,564 -300
1,880   2,465 -585
15,897   16,686 -789
18,209   17,359 850
1,262   1,547 -285
1,631   1,577 54
1,545   1,532 13
2,561   2,649 -88
2,110   2,482 -372
4,111   4,257 -146
3,176   4,390 -1,214
27,132   25,318 1,814
50,000   51,932 -1,932
3,755   3,707 48
8,713   8,581 132
14,409   13,903 506
1,544   1,389 155
3,285   2,893 392
2,862   3,195 -333
1,990   2,461 -471
2,818   2,227 591
10     10
1,109   1,950 -841
1,830   1,885 -55
1,478   1,249 229
1,542   1,335 207
1,524   1,415 109
2,465   1,416 1,049
50,000   50,725 -725
432   400 32
2,718   2,525 193
1,539   1,315 224
2,194   2,791 -597
2,691   3,327 -636
2,873   2,557 316
7,292   6,266 1,026
50,000   51,140 -1,140
16,775   16,542 233
36,839   36,529 310
1,528   963 565
676     676
2,082   1,641 441
2,130   2,299 -169
1,575   1,642 -67
2,173   1,561 612
1,498   1,299 199
1,500   1,278 222
4,178   2,749 1,429
1,549   1,011 538
1,911   1,877 34
2,800   2,819 -19
1,981   2,596 -615
2,524   1,699 825
2,331   3,525 -1,194
29,112   20,344 8,768
3,531   1,844 1,687
2,372   2,212 160
1,551   1,175 376
1,926   2,949 -1,023
2,995   2,809 186
1,556   1,188 368
2,497   2,018 479
2,173   1,805 368
2,062   3,963 -1,901
4,432   2,579 1,853
2,758   2,966 -208
3,089   2,685 404
1,544   1,316 228
2,522   2,059 463
2,464   3,198 -734
5,335   4,225 1,110
25,264   25,255 9
3,563   2,823 740
1,245   2,437 -1,192
36   35 1
1,550   1,553 -3
1,479   1,515 -36
2,831   2,623 208
70,532   84,232 -13,700
2,869   3,837 -968
1,518   965 553
2,715   1,617 1,098
2,266   2,166 100
1,500   639 861
1,543   664 879
3,004   2,711 293
1,515   1,914 -399
1,649   1,811 -162
1,966   2,220 -254
2,500   2,297 203
1,952   1,701 251
1,392   3,590 -2,198
9,565   4,000 5,565
113     113
1,579   695 884
1,613   1,459 154
50,000   49,660 340
5,073   5,346 -273
1,545   1,610 -65
1,490   1,398 92
2,474   1,863 611
2,418   2,251 167
1,533   1,476 57
3,133   1,707 1,426
4,543   3,973 570
1,505   1,306 199
1,477   1,421 56
1,470   1,397 73
      13,581
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       10
b       681
c       -31
d       -43
e       -4
      1,775
      -740
      -781
      -592
      -41
      -427
      1,458
      -146
      -439
      -1,437
       
      1,086
      3
      -105
      377
      -375
      -386
      2
      194
       
      -220
      4,238
      130
      381
      1,912
      -195
      -300
      -585
      -789
      850
      -285
      54
      13
      -88
      -372
      -146
      -1,214
      1,814
      -1,932
      48
      132
      506
      155
      392
      -333
      -471
      591
      10
      -841
      -55
      229
      207
      109
      1,049
      -725
      32
      193
      224
      -597
      -636
      316
      1,026
      -1,140
      233
      310
      565
      676
      441
      -169
      -67
      612
      199
      222
      1,429
      538
      34
      -19
      -615
      825
      -1,194
      8,768
      1,687
      160
      376
      -1,023
      186
      368
      479
      368
      -1,901
      1,853
      -208
      404
      228
      463
      -734
      1,110
      9
      740
      -1,192
      1
      -3
      -36
      208
      -13,700
      -968
      553
      1,098
      100
      861
      879
      293
      -399
      -162
      -254
      203
      251
      -2,198
      5,565
      113
      884
      154
      340
      -273
      -65
      92
      611
      167
      57
      1,426
      570
      199
      56
      73
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 30,164
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 77,498 1,601,484 0.048391
2009 78,598 1,498,967 0.052435
2008 84,992 1,760,564 0.048275
2007 94,449 1,990,660 0.047446
2006 87,554 1,922,836 0.045534
2 Total of line 1, column (d) ...................... 2 0.242081
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.048416
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 1,614,212
5 Multiply line 4 by line 3....................... 5 78,154
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 518
7 Add lines 5 and 6......................... 7 78,672
8 Enter qualifying distributions from Part XII, line 4.............. 8 80,400
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 518
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 518
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 518
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 2,548
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,548
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,030
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet520 Refunded Bullet 11 1,510
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletCO
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletKAMI POMERANTZHOLLAND & HART Telephone no.bullet (303) 295-8095
    Located atbullet555 17TH ST 3200DENVERCO ZIP+4bullet80202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    SAMUEL GUYTON PRESIDENT, DIRECTOR
    3.0     		0 0 0
    555 17TH STREET
    DENVER,CO80202
    CLAUDE M MAER JR DIRECTOR
    2.0     		0 0 0
    555 17TH STREET
    DENVER,CO80202
    KAMI POMERANTZ VP, TREASURER, DIRECTOR
    3.0     		0 0 0
    555 17TH STREET
    DENVER,CO80202
    JEAN GUYTON SECRETARY
    2.0     		0 0 0
    555 17TH STREET
    DENVER,CO80202
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 PROVISION OF FUNDING TO 36 CHARITIES FOR CONTINUATION OF THEIR CHARITABLE ACTIVITIES 77,000
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NOT APPLICABLE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    959,561
    b
    Average of monthly cash balances.......................
    1b
    53,286
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    625,947
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,638,794
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,638,794
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    24,582
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,614,212
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    80,711
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    80,711
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    518
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    518
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    80,193
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    80,193
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    80,193
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    80,400
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    80,400
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    518
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    79,882
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 80,193
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 0
    b Total for prior years:2009, 2008, 2007  
    3 Excess distributions carryover, if any, to 2011:
    a From 2006.......  
    b From 2007.......  
    c From 2008.......  
    d From 2009....... 4,312
    e From 2010.......  
    fTotal of lines 3a through e......... 4,312
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 80,400
    a Applied to 2010, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		 
    d Applied to 2011 distributable amount..... 80,193
    e Remaining amount distributed out of corpus 207
    5 Excess distributions carryover applied to 2011.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 4,519
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		 
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		 
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		4,519
    10 Analysis of line 9:
    a Excess from 2007....  
    b Excess from 2008....  
    c Excess from 2009.... 4,312
    d Excess from 2010....  
    e Excess from 2011.... 207
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    LEGAL AID FOUNDATION OF COLORADO
    1900 GRANT STREET
    DENVER,CO80203     		NONE 501(C)(3) MISCELLANEOUS EXPENSE ASSIST INDIGENT 1,000
    MI CASA RESOURCE CENTER FOR WOMEN
    571 GALAPAGO STREET
    DENVER,CO802025032     		NONE 501(C)(3) EMPLOYMENT TRAINING FOR HISPANIC WOMEN 3,500
    REBUILDING TOGETHER
    1899 L STREET SUITE 1000
    WASHINGTON DC,DC20036     		NONE 501(C)(3) PROVIDE AFFORDABLE HOUSING 1,000
    SAFEHOUSE DENVER INC
    1649 DOWNING STREET
    DENVER,CO80218     		NONE 501(C)(3) SHELTER AND SUPPORT FOR THE NEEDY 2,000
    SALVATION ARMY
    1370 PENNLYLVANIA STREET
    DENVER,CO80201     		NONE 501(C)(3) PROVIDE HUMAN NEED SERVICES 3,000
    SAVE OUR YOUTH
    3443 WEST 23RD AVENUE
    DENVER,CO80211     		NONE 501(C)(3) OUTREACH TO CHILDREN IN THE COMMUNITY 1,000
    SENIORS INC
    5840 E EVANS AVE
    DENVER,CO80222     		NONE 501(C)(3) SERVICES FOR INDIGENT ELDERLY 500
    UNIVERSITY OF COLORADO CANCER CENTER
    4200 E 9TH AVENUE 8188
    DENVER,CO80262     		NONE 501(C)(3) MEDICAL RESEARCH 1,000
    UNIVERSITY OF COLORADO FOUNDATION
    4740 WALNUT ST
    BOULDER,CO803090471     		NONE 501(C)(3) EDUCATION 1,500
    VOLUNTEERS FOR OUTDOOR COLORADO
    600 S MARION PARKWAY
    DENVER,CO80209     		NONE 501(C)(3) OUTDOOR EDUCATION AND CONSERVATION 500
    WESTERN MUSEUM OF MINING & INDUSTRY
    1025 NORTH GATE ROAD
    COLORADO SPRINGS,CO80921     		NONE 501(C)(3) EXHIBITION OF CULTURAL MINING HISTORY 2,000
    ALZHEIMER'S ASSOCIATION - ROCKY MOUNTAIN CHAPTER
    789 SHERMAN STREET SUITE 500
    DENVER,CO802033532     		NONE 501(C)(3) MEDICAL CARE 3,000
    ARCHDIOCESE OF DENVER SAMARITAN SHELTER
    PO BOX 19020
    DENVER,CO80219     		NONE 501(C)(3) INDIGENT CARE 2,000
    SAME CAFE
    2023 E COLFAX AVE
    DENVER,CO80206     		NONE 501(C)(3) PROVIDE HEALTHY FOOD FOR EVERYONE 1,500
    COLORADO CENTER ON LAW AND POLICY
    623 FOX SUITE 300
    DENVER,CO80204     		NONE 501(C)(3) EDUCATION AND INDIGENT SUPPORT 1,000
    COLORADO HISTORICAL SOCIETY
    1300 BROADWAY
    DENVER,CO80203     		NONE 501(C)(3) HISTORIC PRESERVATION 2,000
    COLORADO SYMPHONY ASSOCIATION
    1036 14TH STREET
    DENVER,CO80202     		NONE 501(C)(3) CULTURAL EDUCATION 3,000
    COLORADO UPLIFT
    1888 SHERMAN STREET SUITE 570
    DENVER,CO80203     		NONE 501(C)(3) EDUCATION/CHARITY 3,500
    THE DENVER ART MUSEUM
    100 WEST 14TH AVENUE PARKWAY
    DENVER,CO80204     		NONE 501(C)(3) CULTURAL EDUCATION 2,500
    DENVER MUSUEM OF NATURE AND SCIENCE
    2001 COLORADO BLVD
    DENVER,CO802055798     		NONE 501(C)(3) EXHIBITIONS-WILDLIFE, HISTORIC CIVILIZATIONS 2,000
    HEALTH SET
    4200 WEST CONEJOS 436
    DENVER,CO80204     		NONE 501(C)(3) MEDICAL CARE 3,000
    KARIS COMMUNITY HOME
    1361 DETROIT
    DENVER,CO80206     		NONE 501(C)(3) PROVIDE HOUSING FOR THE MENTALLY DISTURBED 3,000
    KEMPE CHILDREN'S FOUNDATION
    1056 EAST 19TH AVENUE B138
    DENVER,CO80218     		NONE 501(C)(3) MEDICAL RESEARCH 2,000
    ENERGY OUTREACH COLORADO
    225 E 16TH AVE 200
    DENVER,CO802031612     		NONE 501(C)(3) ENERGY ASSISTANCE 3,000
    SUMMER SCHOLARS
    3401 QUEBEC ST 5010
    DENVER,CO80207     		NONE 501(C)(3) PROMOTE ACADEMIC SUCCESS FOR STRUGGLING ELEMENTARY STUDENTS 2,000
    HABITAT FOR HUMANITY FOR COLORADO
    PO BOX 40636
    DENVER,CO80204     		NONE 501(C)(3) BUILD AFFORDABLE HOMES FOR PEOPLE IN NEED 1,500
    AMERICAN RED CROSS -PALM BEACH CHAPTER
    756 HI-MOUNT ROAD
    PALM BEACH,CA33480     		NONE 501(C)(3) DISASTER RELIEF 5,000
    JEWISH FAMILY SERVICES OF DENVER
    3201 S TAMARAC DR
    DENVER,CO80231     		NONE 501(C)(3) RESTORE WELL-BEING TO THE VULNERABLE 3,500
    CONFLICT CENTER
    4140 TEJON ST
    DENVER,CO80203     		NONE 501(C)(3) VIOLENCE PREVENTION 1,500
    VOLUNTEERS OF AMERICA
    2660 LARIMER STREET
    DENVER,CO80205     		NONE 501(C)(3) WORK WITH INDIGENT AND HOMELESS 2,000
    HORIZONS
    COLORADO ACADEMY
    3800 SOUTH PIERCH ST
    DENVER,CO80235     		NONE 501(C)(3) EDUCATION AND RECREATIONAL SUMMER PROGRAMS FOR INNER CITY ELEMENTARY AGE STUDENTS. 2,000
    HOSPICE OF METRO DENVER
    425 SOUTH CHERRY STREET 700
    DENVER,CO802461234     		NONE 501(C)(3) MEDICAL CARE FOR THE TERMINALLY ILL 2,500
    FOODWORKS OF COLORADO
    5725 E 39TH AVE
    DENVER,CO80207     		NONE 501(C)(3) NOURISH BODY & SPIRIT THROUGH VOCATIONAL TRAINING AND LIFE SKILLS DEVELOPMENT 3,000
    JEFFCO ACTION CENTER
    8755 WEST 14TH AVE
    LAKEWOOD,CO80215     		NONE 501(C)(3) IMMEDIATE RESPONSE TO BASIC HUMAN NEEDS AND PROVOTES PATHWAYS TO SELF-SUFFICIENCY 2,500
    BOYS AND GIRLS CLUBS OF METRO DENVER
    2017 WEST 9TH AVENUE
    DENVER,CO80204     		NONE 501(C)(3) EDUCATIONAL AND RECREATIONAL PROGRAMS FOR CHILDREN IN THE COMMUNITY 1,000
    INVEST IN KIDS
    1775 SHERMAN STREET 2705
    DENVER,CO80203     		NONE 501(C)(3) PROGRAMS TO IMPROVE THE HEALTH AND WELL BEING OF CHILDREN AND FAMILIES 2,000
    Total .................................bullet 3a 77,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 40,604  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 30,164  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aLITIGATION SETTLE     01 799  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   71,567  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1371,567
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE 1,575 1,339   236

    TY 2011 AllOthProgRltdInvestmentsSch
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category Amount
    NONE  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2011 DepreciationSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Name of Bond End of Year Book Value End of Year Fair Market Value
    50,000 WACHOVIA CORP 0 0
    50,000 CREDIT SUISSE FB USA IN 0 0
    25,000 CISCO SYSTEMS 25,457 25,469
    50,000 CHARTER ONE BANK FSB SR 0 0
    50,000 ABBOTT LABORATORIES 0 0
    25,000 MCGRAW HILL 25,431 25,994
    50,000 GENERAL ELEC. CAP CORP 50,111 50,265
    50,000 HONEYWELL INTL 50,301 52,162
    25,000 PFIZER INC 0 0
    25,000 BERKSHIRE HATHAWAY FIN 25,730 26,621
    25,000 AT&T INC. 0 0
    25,000 ROYAL BANK OF CA 0 0
    25,000 WESTPAC BANKING CORP 25,231 25,244
    4617.437 AMERICAN CENTY INT BD 65,732 65,891
    2900.814 CREDIT SUISSE COMMD 24,802 23,729
    4438.702 DRIEHAUS SELECT CREDI 44,121 42,478
    2818.25 FIRST AMER HIGH INC BD 0 0
    2398.31 INV BALANCE RISK 24,367 24,367
    9947.369 LOOMIS SAYLES ABS 97,505 92,809
    3004.817 NUVEEN HIGH INCOME 25,316 25,120
    6245.695 NUVEEN INFLATION PRO 65,964 71,763
    2060.542 T ROWE PRICE INTL BD 21,018 20,069

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Name of Stock End of Year Book Value End of Year Fair Market Value
    51 ABBOTT LABS 2,925 2,868
    43 ACME PACKET INC 1,438 1,329
    62 SH ADVANCE AUTO PARTS INC. 0 0
    39 AFLAC INC 1,521 1,688
    23 ALEXION PHARMACEUTICALS 1,504 1,645
    18 ALLERGAN INC 1,517 1,579
    41 ALTERA CORP 1,533 1,521
    17 AMAZON COM INC. 2,724 2,943
    83 SH AMERICAN ELECTRIC POWER 2,882 3,429
    34 AMERICAN EXPRESS CO 1,366 1,604
    47 AMERISOURCEBERGEN CORP 1,738 1,748
    38 AMETEK INC 1,464 1,600
    50 AMGEN, INC. 0 0
    31 ANADARKO PETROLEUM CORP 2,501 2,366
    27 APACHE CORP 1,479 2,446
    27 APPLE INC 5,009 10,935
    76 ARCHER DANIELS MIDLAND 0 0
    162 AT&T 6,238 4,899
    23 AVALOBAY CMNTS INC 1,047 3,004
    377 BANK OF AMERICA CORP. 0 0
    30 BEAM INC 1,512 1,537
    71 BEST BUY COMPANY INC. 0 0
    10 BLACKROCK INC 1,533 1,782
    24 BOEING CO 1,505 1,760
    110 SH BRISTOL MYERS SQUIBB 3,053 3,876
    56 BROADCOM CORP CL A 1,551 1,644
    32 CAMERON INTL CORP 1,566 1,574
    57 SH CAPITAL ONE FINANCIAL 2,241 2,411
    42 CATERPILLAR INC 2,477 3,805
    142 CISCO SYS INC. 0 0
    69 CHEVRON CORPORATION 4,573 7,342
    5 CHIPTOLE MEXICAN GRILL 1,551 1,689
    34 CHUBB CORP 1,944 2,353
    38 SH CIMAREX ENERGY CORP 0 0
    68 CITIGROUP INC 3,114 1,789
    25 COACH INC 1,528 1,526
    89 COCA COLA COMPANY 5,974 6,227
    40 SH COGNIZANT TECH SOLUTIONS 0 0
    101 COLGATE PALMOLIVE CO 0 0
    66 COMCAST CORP 1,515 1,565
    19 CONCHO RES INC 1,512 1,781
    187 CONOCOPHILLIPS 0 0
    141 CORNING INC 1,998 1,830
    32 CULLEN FROST BANKERS INC 1,535 1,693
    21 CUMMINS INC. 1,265 1,848
    45 CVS/CAREMARK CORP 1,365 1,835
    60 E BAY INC 1,980 1,820
    38 EATON CORP 1,541 1,654
    91 SH ELI LILLY CO 3,291 3,782
    34 EMERSON ELEC CO 1,552 1,584
    73 EQUITABLE CORP 4,344 4,000
    52 EXPRESS SCRIPTS INC 0 0
    48 EXXON MOBIL 0 0
    78 FORTINET INC 1,517 1,701
    46 FREEPORT MCMORAN COPPER 1,210 1,692
    96 SH FRONTIER COMMUNICATIONS 843 494
    25 SH F5 NETWORKS INC 0 0
    115 SH GAMESTOP CORP 2,449 2,775
    39 GENERAL DYNAMICS CORP 1,577 2,590
    160 GENERAL ELECTRIC CO. 2,523 2,866
    29 GOLDMAN SACHS GROUP INC. 0 0
    9 GOOGLE INC 4,372 5,813
    66 SH GUESS INC. 0 0
    33 HESS CORP 1,869 1,874
    91 HEWLETT PACKARD CO 0 0
    52 IBM 2,168 9,562
    74 INTEL CORP 1,704 1,795
    21 ITC HOLDINGS CORP 1,540 1,593
    61 JP MORGAN CHASE & CO 1,442 2,028
    57 SH JOHNSON JOHNSON 3,407 3,738
    38 KIMBERLY CLARK CORP 2,519 2,795
    123 KINDER MORGAN INC 3,403 3,957
    64 SH LAM RESEARCH CORP. 0 0
    44 SH LAS VEGAS SANDS CORP 1,477 1,880
    169 LEGGETT PLATT INC 3,593 3,894
    108 SH LINCOLN NATL CORP IND 0 0
    20 LOCKHEED MARTIN CORP 1,522 1,618
    30 LORILLARD INC 3,554 3,420
    32 LULULEMON ATHLETICA INC 1,503 1,493
    5 MASTERCARD INC. 1,659 1,864
    76 MATTEL INC 2,107 2,110
    45 MCCORMICK CO INC 2,133 2,269
    42 SH MCDONALDS CORP. 2,778 4,214
    42 SH MCGRAW HILL COMPANIES 1,386 1,889
    23 MEAD JOHNSON NUTRITION CORP 1,285 1,581
    117 MERCK AND CO INC. 3,107 4,411
    67 SH METLIFE INC 0 0
    89 MICROCHIP TECHNOLOGY INC 3,052 3,260
    221 SH MICROSOFT CORP 6,359 5,737
    123 SH MORGAN STANLEY 3,091 1,861
    29 MOSAIC CO 1,623 1,462
    298 SH MOTOROLA INC 0 0
    92 SH NETLOGIC MICROSYSTEMS 0 0
    137 NEW YORK COMMUNITY BANCORP 1,704 1,695
    55 NEXTERA ENERGY INC 3,030 3,348
    54 SH NORTHERN TR CORP 0 0
    36 SH OCCIDENTAL PETE CORP 1,926 3,373
    22 ONEOK INC 1,551 1,907
    98 SH ORACLE CORPORATION 2,631 2,514
    70 SH PGE CORP 2,818 2,885
    48 PNC FINANCIAL SERVICES GRP 0 0
    41 PACCAR INC 1,554 1,536
    21 PARKER HANNIFIN CORP 1,540 1,601
    66 SH PEABODY ENERGY CORP 0 0
    55 SH PEPSICO INC. 2,766 3,649
    179 SH PFIZER INC. 3,120 3,874
    48 PHILLIP MORRIS INTL 3,166 3,767
    49 PROCTER & GAMBLE CO 3,088 3,269
    72 PRUDENTIAL FINANCIAL 0 0
    132 SH QUALCOMM INC. 6,789 7,220
    75 RAYTHEON COMPANY 3,173 3,629
    22 SH SALESFORCE COM INC 0 0
    32 SANDISK CORP 1,475 1,575
    137 SH SOUTHERN CO 4,545 6,342
    111 SOUTHERN COPPER CORP 3,207 3,350
    81 SH ST JUDE MED INC. 0 0
    199 SH STAPLES INC 0 0
    36 SH STARBUCKS CORP 1,503 1,656
    52 SH STARWOOD HOTELS & RESORT 0 0
    48 SH TJX COS INC 1,180 3,098
    57 SH TARGET CORPORATION 0 0
    69 THERMO FISHER SCIENTIFIC 0 0
    61 SH TRAVELERS COS INC 3,008 3,609
    38 UNION PACIFIC CORP 3,116 4,026
    37 SH UNITED HEALTH GROUP INC 756 1,875
    60 SH UNITED STATES STEEL CORP 0 0
    121 SH UNITED TECHNOLOGIES CO 0 0
    181 SH US BANCORP 0 0
    39 SH V F CORP 3,070 4,953
    37 VERIFONE SYSTEMS INC 1,635 1,314
    41 SH VERIZON COMMUNICATIONS 1,359 1,645
    17 SH VMWARE INC. 1,552 1,414
    45 WAL MART STORES INC. 2,587 2,689
    87 SH WASTE MGMT INC 2,703 2,846
    23 WATSON PHARMACEUTICALS INC 1,550 1,388
    170 SH WELLS FARGO & CO 0 0
    97 SH WESTERN DIGITAL CORP 2,701 3,002
    23 SH WHOLE FOODS MKT INC. 854 1,600
    51 YUM BRANDS INC 2,632 3,010
    1811.021 ABERDEEN FDS EMRGN MK 23,298 23,018
    1774.585 SH AMERICAN CENTY VST 26,456 28,109
    5265.638 FIDELITY ADV DIVERS 87,999 72,929
    3379.026 SH FIRST AMERICAN RE 0 0
    2924.777 HIGHLAND LONG SHORT 32,663 32,114
    280 ISHARE MSCI EMERG MKT INX 7,143 10,623
    4699.7 LAUDUS INTL MRKTMASTERS 99,658 77,311
    285.415 SH NEUBERGER BERMAN GE 11,425 13,252
    3166.095 NUVEEN REAL ESTATE SE 52,734 60,061
    872.8 OPPENHEIMER DEVELOPING 30,408 25,285
    1365.737 SH ROWE T PRICE MD CA 29,710 29,213
    2262.465 SH SCOUT INTERNTL FD 67,696 63,281
    1796 SPDR DJ WILSHIRE INTL 68,257 57,167
    380.813 SH T ROWE PRICE SM CAP 12,086 13,130
    2023.532 SH TEMPLETON INST EMG 30,161 21,207
    1902.243 TFS MARKET NEUTRAL FD 28,952 27,564
    2785.622 TURNER SPECTRUM FUND 32,202 30,503
    49 ACCENTURE PLC 2,800 2,608
    42 ACE LTD 2,286 2,945
    49 ARM HOLDINGS 1,467 1,356
    48 SH ASML HOLDINGS 1,664 2,006
    30 SH BHP BILLITON LIMITED 1,188 2,119
    27 SH BAIDU COM INC. ADR 0 0
    359 SH FLEXTRONICS INTERNTL 2,125 2,032
    28 GOLDCORP INC 1,480 1,239
    48 SH NESTLE SA SPONSORED 2,373 2,770
    19 NOVO NORDISK 1,866 2,190
    53 SH PARTNERRE LTD 0 0
    52 SH RESEARCH IN MOTION 0 0
    92 SH ROYAL DUTCH SHELL 5,813 6,724
    90 SANOFI 2,984 3,289
    39 SCHLUMBERGER LTD 2,605 2,665
    125 SEADRILL LIMITED 3,967 4,148
    16 SHIRE PLC 1,515 1,662
    64 SH TEVA PHARMACEUTICAL IND 3,140 2,583
    110 THOMPSON REUTERS CORP 3,000 2,934
    62 VALE SA SP 1,517 1,330

    TY 2011 LandEtcSchedule2
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2011 OtherExpensesSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OFFICE EXPENSES 139 139    
    BANK FEES 300 300    


    TY 2011 OtherIncomeSchedule2
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    LITIGATION SETTLEMENT 799 799  


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNT MANAGEMENT FEE 21,095 17,931   3,164


    TY 2011 TaxesSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 61 61    
    FEDERAL EXCISE TAX PAID 4,662