TY 2011 Form 990PF

- TIN:

Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2011

For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011

Check all that apply:Initial returnInitial return of a former public charityFinal return

Amended returnAddress changeName change

Name of foundation
VERNON S & ROWENA W GRIFFITH FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)2 NORTH MAIN STREET SUITE 401 Room/suite

City or town, state, and ZIP code
SHERIDAN, WY82801

A Employer identification number

23-7135835

B Telephone number (see page 10 of the instructions)

C If exemption application is pending, check here bullet

D 1. Foreign organizations, check here . bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation 2. Foreign organizations meeting the 85% test,
check here and attach computation bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$13,953,610J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	309		309
4	Dividends and interest from securities......	526,330		526,330
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		344,514
b	Gross sales price for all assets on line 6a 7,622,768
7	Capital gain net income (from Part IV, line 2)...			344,514
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		233,602	298,822
12	Total. Add lines 1 through 11........	1,104,755		1,169,975
13	Compensation of officers, directors, trustees, etc.	20,400		15,300	5,100
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		2,080	1,560	520
b	Accounting fees (attach schedule).......		5,100	3,825	1,275
c	Other professional fees (attach schedule)....		63,538
17	Interest...............
18	Taxes (attach schedule) (see page 14 of the instructions)		26,037	3,262	815
19	Depreciation (attach schedule) and depletion...		151	151
20	Occupancy..............	5,735		4,301	1,434
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		3,519	2,812	707
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	126,560		31,211	9,851
25	Contributions, gifts, grants paid........	482,500			482,500
26	Total expenses and disbursements. Add lines 24 and 25	609,060		31,211	492,351
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	495,695
b	Net investment income (if negative, enter -0-)			1,138,764
c	Adjusted net income (if negative, enter -0-)...

For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.

Cat. No. 11289X Form 990-PF (2011)

Form 990-PF (2011)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........	1,327,045	1,127,809	96,609
	3	Accounts receivable 5,558
		Less: allowance for doubtful accounts	2,831	5,558
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule) 250,000
		Less: allowance for doubtful accounts	250,000	250,000
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)	11,963,806	12,648,430	13,532,562
	b	Investments—corporate stock (attach schedule)........
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)			150,000
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........
	14	Land, buildings, and equipment: basis 25,852
		Less: accumulated depreciation (attach schedule) 25,518	486	334	1,000
	15	Other assets (describe )	95,502	95,680	173,439
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	13,639,670	14,127,811	13,953,610
	17	Accounts payable and accrued expenses..........
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )	10,029	2,475
	23	Total liabilities (add lines 17 through 22)..........	10,029	2,475
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................	13,629,641	14,125,336
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	13,629,641	14,125,336
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	13,639,670	14,127,811

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	13,629,641
2	Enter amount from Part I, line 27a.....................	2	495,695
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	14,125,336
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	14,125,336

Form 990-PF (2011)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	CAPITAL GAIN DISTRIBUTIONS	P	2011-01-01	2011-12-31
b	572 YUM BRANDS INC	P	2011-02-17	2011-08-08
c	83 WHOLE FOODS MARKET INC	P	2011-01-07	2011-05-02
d	77 WHOLE FOODS MARKET INC	P	2010-05-20	2011-05-02
e	240 WHOLE FOODS MARKET INC	P	2010-04-29	2011-05-02
	153 URBAN OUTFITTERS INC	P	2010-05-20	2011-01-19
	28 URBAN OUTFITTERS INC	P	2010-01-13	2011-01-19
	46 URBAN OUTFITTERS INC	P	2009-12-18	2011-01-19
	193 URBAN OUTFITTERS INC	P	2009-12-04	2011-01-19
	222 UNIVERSAL HLTH SVC CL B SERVICES CL B	P	2011-06-27	2011-09-08
	321 UNIVERSAL HLTH SVC CL B SERVICES CL B	P	2011-05-17	2011-09-08
	50 UNITED TECHNOLOGIES CORP	P	2011-01-07	2011-06-06
	113 UNITED TECHNOLOGIES CORP	P	2010-05-20	2011-06-06
	24 UNITED TECHNOLOGIES CORP	P	2010-01-13	2011-06-06
	46 UNITED TECHNOLOGIES CORP	P	2009-12-18	2011-06-06
	183 UNITED TECHNOLOGIES CORP	P	2009-10-09	2011-06-06
	458 TRW AUTOMOTIVE HOLDINGS CORP	P	2011-01-19	2011-08-22
	591 TIBCO SOFTWARE INC	P	2011-08-24	2011-12-15
	68 THERMO FISHER SCIENTIFIC SCIENTIFIC INC	P	2011-01-07	2011-12-15
	87 THERMO FISHER SCIENTIFIC SCIENTIFIC INC	P	2010-05-20	2011-12-15
	50 THERMO FISHER SCIENTIFIC SCIENTIFIC INC	P	2010-01-13	2011-12-15
	61 THERMO FISHER SCIENTIFIC SCIENTIFIC INC	P	2009-12-18	2011-12-15
	171 THERMO FISHER SCIENTIFIC SCIENTIFIC INC	P	2009-10-09	2011-12-15
	506 SKYWORKS SOLUTIONS INC	P	2010-09-20	2011-04-11
	603 SKYWORKS SOLUTIONS INC	P	2010-08-12	2011-04-11
	274 ROVI CORP	P	2010-11-05	2011-03-30
	56 PRAXAIR INC	P	2011-01-07	2011-09-08
	64 PRAXAIR INC	P	2010-05-28	2011-09-08
	24 PRAXAIR INC	P	2010-01-13	2011-09-08
	42 PRAXAIR INC	P	2009-12-18	2011-09-08
	19 PRAXAIR INC	P	2009-10-09	2011-09-08
	20 PRAXAIR INC	P	2009-03-02	2011-09-08
	5 PRAXAIR INC	P	2009-02-04	2011-09-08
	95 PRAXAIR INC	P	2009-01-26	2011-09-08
	145 PIONEER NATL RES COMPANY RESOURCES COMPANY	P	2011-02-22	2011-10-05
	241 PEABODY ENERGY CORP	P	2011-08-30	2011-12-07
	67 NOVO NORDISK AS ADR	P	2010-05-28	2011-01-13
	207 NOVO NORDISK AS ADR	P	2010-02-26	2011-01-13
	447 NOVARTIS AG SPONS ADR SPONSORED ADR	P	2011-09-08	2011-12-02
	217 NORDSON CORP	P	2011-06-24	2011-12-15
	320 NORDSON CORP	P	2011-04-27	2011-12-15
	125 NIKE INC CLASS B	P	2010-05-20	2011-01-28
	31 NIKE INC CLASS B	P	2010-01-13	2011-01-28
	41 NIKE INC CLASS B	P	2009-12-18	2011-01-28
	35 NIKE INC CLASS B	P	2009-03-02	2011-01-28
	10 NIKE INC CLASS B	P	2009-02-04	2011-01-28
	140 NIKE INC CLASS B	P	2009-01-26	2011-01-28
	67 NEW ORNTL ED SPONS ADR & TECHNOLOGY GROUP INC SPONSORED ADR	P	2011-01-07	2011-01-11
	9 NEW ORNTL ED SPONS ADR & TECHNOLOGY GROUP INC SPONSORED ADR	P	2010-01-13	2011-01-11
	17 NEW ORNTL ED SPONS ADR & TECHNOLOGY GROUP INC SPONSORED ADR	P	2009-12-18	2011-01-11
	90 NEW ORNTL ED SPONS ADR & TECHNOLOGY GROUP INC SPONSORED ADR	P	2009-11-10	2011-01-11
	402 NETAPP INC	P	2010-12-20	2011-10-10
	224 MSCI INC CL A	P	2010-05-20	2011-02-11
	37 MSCI INC CL A	P	2010-01-13	2011-02-11
	27 MSCI INC CL A	P	2009-12-18	2011-02-11
	391 MSCI INC CL A	P	2009-10-09	2011-02-11
	217 MOSAIC COMPANY	P	2011-03-15	2011-05-12
	142 LUBRIZOL CORP	P	2010-07-13	2011-01-05
	212 JUNIPER NETWORKS INC	P	2010-05-20	2011-06-06
	41 JUNIPER NETWORKS INC	P	2010-01-13	2011-06-06
	48 JUNIPER NETWORKS INC	P	2009-12-18	2011-06-06
	257 JUNIPER NETWORKS INC	P	2009-11-19	2011-06-06
	299 JPMORGAN CHASE & COMPANY COMPANY	P	2011-04-11	2011-08-08
	311 JPMORGAN CHASE & COMPANY COMPANY	P	2011-03-10	2011-08-08
	35 INTUITIVE SURGICAL NEW NEW	P	2011-03-30	2011-10-14
	12 INTUITIVE SURGICAL NEW NEW	P	2011-01-07	2011-10-14
	39 INTUITIVE SURGICAL NEW NEW	P	2010-06-15	2011-10-14
	159 ILLUMINA INC	P	2011-05-05	2011-10-10
	255 ILLUMINA INC	P	2011-04-27	2011-10-10
	337 HESS CORP	P	2011-01-18	2011-09-21
	26 HESS CORP	P	2010-12-16	2011-09-21
	141 HESS CORP	P	2010-12-16	2011-06-28
	34 HERBALIFE LIMITED USD COMMON SHARES	P	2011-01-07	2011-02-23
	204 HERBALIFE LIMITED USD COMMON SHARES	P	2010-12-02	2011-02-23
	12 GOOGLE INC CL A	P	2010-05-20	2011-12-28
	6 GOOGLE INC CL A	P	2010-01-13	2011-12-28
	1 GOOGLE INC CL A	P	2009-12-18	2011-12-28
	74 GOLDMAN SACHS GROUP INC	P	2010-12-16	2011-03-10
	559 FREEPORT MCMRN COP & GLD & GOLD	P	2011-09-08	2011-09-21
	512 FORD MOTOR COMPANY NEW	P	2010-05-20	2011-09-08
	784 FORD MOTOR COMPANY NEW	P	2010-02-05	2011-09-08
	77 FLOWSERVE CORP	P	2010-05-28	2011-05-05
	9 FLOWSERVE CORP	P	2010-01-13	2011-05-05
	38 FLOWSERVE CORP	P	2009-12-18	2011-05-05
	113 FLOWSERVE CORP	P	2009-10-09	2011-05-05
	45 EXPRESS SCRIPTS INC	P	2011-01-07	2011-06-15
	68 EXPRESS SCRIPTS INC	P	2010-05-20	2011-06-15
	176 EXPRESS SCRIPTS INC	P	2010-05-12	2011-06-15
	239 DU PONT E.I.DE NEMOUR&CO & COMPANY	P	2011-04-25	2011-10-18
	292 DU PONT E.I.DE NEMOUR&CO & COMPANY	P	2010-10-07	2011-10-18
	382 DRESSER RAND GROUP	P	2010-07-21	2011-04-15
	55 DOLLAR TREE INC	P	2011-01-07	2011-02-23
	266 DOLLAR TREE INC	P	2010-10-22	2011-02-23
	361 COSTCO WHOLESALE CORP	P	2010-11-05	2011-09-01
	191 CORE LABORATORIES NV	P	2010-08-03	2011-04-06
	123 CONCHO RESOURCES INC	P	2010-10-15	2011-04-11
	205 CONCHO RESOURCES INC	P	2010-08-30	2011-04-11
	128 COGNIZANT TECH SOL CL A SOLUTIONS CORP CLASS A	P	2010-05-20	2011-07-12
	35 COGNIZANT TECH SOL CL A SOLUTIONS CORP CLASS A	P	2009-12-18	2011-07-12
	144 COGNIZANT TECH SOL CL A SOLUTIONS CORP CLASS A	P	2009-12-10	2011-07-12
	37 COACH INC	P	2011-01-07	2011-07-12
	253 COACH INC	P	2010-12-02	2011-07-12
	392 BUNGE LTD	P	2011-05-03	2011-12-28
	110 BLACKROCK INC	P	2010-10-26	2011-08-22
	116 BED BATH & BEYOND INC	P	2010-05-20	2011-02-17
	220 BED BATH & BEYOND INC	P	2010-01-15	2011-02-17
	24 BAIDU INC SPONS ADR CL A SPONSORED ADR REPSTG ORD SHARES CLASS A	P	2011-01-07	2011-01-26
	133 BAIDU INC SPONS ADR CL A SPONSORED ADR REPSTG ORD SHARES CLASS A	P	2010-10-05	2011-01-26
	65 B M C SOFTWARE INC	P	2011-01-07	2011-11-28
	168 B M C SOFTWARE INC	P	2010-05-28	2011-11-28
	33 B M C SOFTWARE INC	P	2010-01-13	2011-11-28
	62 B M C SOFTWARE INC	P	2009-12-18	2011-11-28
	250 B M C SOFTWARE INC	P	2009-10-09	2011-11-28
	11 APPLE INC	P	2009-04-02	2011-10-12
	23 APPLE INC	P	2009-04-02	2011-10-12
	12 APPLE INC	P	2009-03-13	2011-10-12
	1 APPLE INC	P	2009-03-02	2011-10-12
	292 AMPHENOL CORP CL A NEW CLASS A NEW	P	2011-03-30	2011-09-02
	234 AMPHENOL CORP CL A NEW CLASS A NEW	P	2010-12-20	2011-09-02
	46 AMERN TOWER CORP CL A CL A	P	2011-01-07	2011-03-18
	225 AMERN TOWER CORP CL A CL A	P	2010-11-09	2011-03-18
	109 ALTERA CORP	P	2011-01-07	2011-12-15
	642 ALTERA CORP	P	2010-05-28	2011-12-15
	80 ALTERA CORP	P	2010-05-28	2011-06-28
	89 ALLERGAN INC	P	2011-01-07	2011-02-10
	112 ALLERGAN INC	P	2010-05-20	2011-02-10
	42 ALLERGAN INC	P	2010-01-13	2011-02-10
	44 ALLERGAN INC	P	2009-12-18	2011-02-10
	219 ALLERGAN INC	P	2009-10-09	2011-02-10
	67 3M COMPANY	P	2011-01-07	2011-08-19
	98 3M COMPANY	P	2010-07-13	2011-08-19
	39 3M COMPANY	P	2010-05-20	2011-08-19
	115 3M COMPANY	P	2010-05-04	2011-08-19
	80 MAGELLAN MDSTM UT REP LP PARTNERS UNIT REPSTG LP INT	P	2011-01-07	2011-01-11
	215 MAGELLAN MDSTM UT REP LP PARTNERS UNIT REPSTG LP INT	P	2010-10-07	2011-01-11
	12 WESCO FINANCIAL CORP	P	2010-05-20	2011-05-04
	2 WESCO FINANCIAL CORP	P	2009-12-17	2011-05-04
	1 WESCO FINANCIAL CORP	P	2009-10-08	2011-05-04
	348 QLT INC	P	2011-02-04	2011-06-23
	106 PRICESMART INC	P	2009-10-08	2011-10-11
	101 OWENS & MINOR INC HLDGS HOLDING COMPANY	P	2009-10-08	2011-08-29
	60 HASBRO INC	P	2009-10-08	2011-08-10
	1,314 FORCE PROTECTION INC NEW	P	2010-05-20	2011-03-28
	224 FORCE PROTECTION INC NEW	P	2009-12-17	2011-03-28
	616 FORCE PROTECTION INC NEW	P	2009-12-17	2011-03-03
	8 CONSTELLATION BRANDS A INC CL A	P	2010-05-20	2011-08-29
	469 CONSTELLATION BRANDS A INC CL A	P	2010-05-05	2011-08-29
	158 CARMAX INC	P	2010-05-20	2011-05-04
	206 CARMAX INC	P	2009-10-08	2011-05-04
	150 CAPELLA EDUCATION CO COMPANY	P	2010-12-23	2011-10-11
	59 CAPELLA EDUCATION CO COMPANY	P	2010-12-23	2011-08-29
	19 CAPELLA EDUCATION CO COMPANY	P	2010-12-23	2011-06-21
	31 AOL INC	P	2010-10-25	2011-08-11
	105 AOL INC	P	2010-09-15	2011-08-11
	400 AOL INC	P	2010-07-19	2011-08-11
	0.64 ALLEGHANY CORP DE	P	2011-04-29	2011-04-29
	67 ALBEMARLE CORP	P	2009-10-08	2011-08-10
	38 ALBEMARLE CORP	P	2009-10-08	2011-06-30
	351 WYNN RESORTS LIMITED	P	2010-12-06	2011-09-30
	117 WYNN RESORTS LIMITED	P	2010-12-06	2011-05-11
	156 WYNN RESORTS LIMITED	P	2010-12-06	2011-01-11
	906 WHITING PETRO CORP NEW CORP NEW	P	2011-02-16	2011-06-13
	601 VMWARE INC CLASS A	P	2011-11-14	2011-12-21
	1,915 VALE S A ADR	P	2011-01-03	2011-03-10
	1,236 UNITEDHEALTH GROUP INC	P	2011-09-15	2011-10-04
	684 UNION PACIFIC CORP	P	2011-04-29	2011-08-05
	1,192 TERADATA CORP DEL	P	2011-07-21	2011-08-19
	2,172 TATA MOTORS LTD SPNS ADR SPONS ADR	P	2010-12-07	2011-01-31
	1,711 SKYWORKS SOLUTIONS INC	P	2011-01-26	2011-04-12
	493 SALESFORCE.COM INC	P	2011-01-04	2011-04-05
	1,089 ROVI CORP	P	2011-02-01	2011-02-28
	112 PRICELINE.COM INC NEW	P	2011-09-08	2011-09-26
	120 PRICELINE.COM INC NEW	P	2011-01-27	2011-06-20
	39 PRICELINE.COM INC NEW	P	2011-01-27	2011-05-03
	1,137 POTASH CORP SASK INC OF SASKATCHEWAN INC	P	2011-02-25	2011-05-20
	1,108 PEABODY ENERGY CORP	P	2011-01-26	2011-05-12
	243 NETFLIX INC	P	2011-02-28	2011-08-22
	81 NETFLIX INC	P	2011-02-28	2011-05-26
	1,108 NETAPP INC	P	2010-12-29	2011-03-14
	895 NATIONAL OILWELL VARCO VARCO INC	P	2011-04-07	2011-05-17
	3,852 METROPCS COMMUNICATIONS INC	P	2011-06-02	2011-08-03
	977 MAGNA INTL INC CLASS A CLASS A	P	2010-12-21	2011-03-08
	326 MAGNA INTL INC CLASS A CLASS A	P	2010-12-21	2011-01-06
	1,154 LULULEMON ATHLETICA INC	P	2011-11-15	2011-12-01
	463 LUBRIZOL CORP	P	2010-11-23	2011-02-24
	1,686 LIMITED BRANDS INC	P	2011-07-19	2011-08-09
	1,372 LIBERTY GLOBAL INC CL A CLASS A	P	2010-12-08	2011-06-15
	458 LIBERTY GLOBAL INC CL A CLASS A	P	2010-12-08	2011-04-21
	1,708 JUNIPER NETWORKS INC	P	2011-03-30	2011-05-25
	44 INTUITIVE SURGICAL NEW NEW	P	2011-04-05	2011-10-20
	50 INTUITIVE SURGICAL NEW NEW	P	2011-04-05	2011-09-20
	943 ILLUMINA INC	P	2011-01-12	2011-07-28
	1,292 HALLIBURTON COMPANY	P	2011-07-07	2011-08-08
	309 F5 NETWORKS INC	P	2011-01-11	2011-01-21
	1,391 DU PONT E.I.DE NEMOUR&CO & COMPANY	P	2010-11-23	2011-06-06
	1,621 DISNEY WALT COMPANY	P	2011-03-30	2011-06-03
	621 CUMMINS INC	P	2011-02-14	2011-03-15
	1,979 COMPANHIA DE BEBIDAS DAS AMERS AMBEV SPONS ADR REPSTG PFD SHS	P	2011-07-05	2011-07-29
	948 COGNIZANT TECH SOL CL A SOLUTIONS CORP CLASS A	P	2010-12-09	2011-06-16
	1,092 COACH INC	P	2011-02-09	2011-03-15
	679 CLIFFS NATURAL RES INC	P	2010-12-06	2011-08-09
	54 CHIPOTLE MEXICAN GRILL A INC CL A	P	2011-01-04	2011-05-26
	651 CATERPILLAR INC	P	2011-04-19	2011-08-04
	1,284 CAPITAL ONE FINL CORP FINANCIAL CORP	P	2011-04-27	2011-06-15
	899 CANADIAN NATL RAILWAY CO RAILWAY COMPANY	P	2010-11-23	2011-08-09
	416 BAIDU INC SPONS ADR CL A SPONSORED ADR REPSTG ORD SHARES CLASS A	P	2011-09-14	2011-09-22
	452 BAIDU INC SPONS ADR CL A SPONSORED ADR REPSTG ORD SHARES CLASS A	P	2010-12-07	2011-06-09
	151 BAIDU INC SPONS ADR CL A SPONSORED ADR REPSTG ORD SHARES CLASS A	P	2010-12-07	2011-03-30
	1,570 AUTODESK INC	P	2011-04-25	2011-06-08
	2,339 ARM HLDGS PLC SPONS ADR SPONSORED ADR	P	2011-07-20	2011-08-05
	155 APPLE INC	P	2010-12-17	2011-11-11
	51 APPLE INC	P	2010-12-17	2011-07-27
	902 ANADARKO PETROLEUM CORP	P	2011-02-17	2011-06-08
	1,208 AMPHENOL CORP CL A NEW CLASS A NEW	P	2011-02-02	2011-06-08
	1,099 AMERIGROUP CORP	P	2010-12-13	2011-08-01
	367 AMERIGROUP CORP	P	2010-12-13	2011-02-22
	279 ALEXION PHARM INC INC	P	2011-02-07	2011-10-20
	282 ALEXION PHARM INC INC	P	2011-02-07	2011-09-16
	188 ALEXION PHARM INC INC	P	2011-02-07	2011-03-01
	1,244 AKAMAI TECHNOLOGIES INC	P	2010-11-23	2011-02-11
	1,417 AGILENT TECHNOLOGIES INC	P	2011-07-13	2011-08-02
	1,578 AETNA INC NEW	P	2011-07-19	2011-08-03
	1,111 ACCENTURE PLC IRELD CL A CLASS A NEW	P	2010-12-10	2011-08-19
	370 ACCENTURE PLC IRELD CL A CLASS A NEW	P	2010-12-10	2011-04-25
	70 SPDR GOLD TRUST GOLD ETF	P	2011-01-01	2011-12-09
	68 WEATHERFORD INTL LTD REG INTERNATIONAL LTD REG	P	2010-04-29	2011-08-11
	10 TIME WARNER CABLE INC	P	2009-12-17	2011-03-29
	28 TIME WARNER CABLE INC	P	2009-05-08	2011-03-29
	21 TIME WARNER CABLE INC	P	2009-05-08	2011-03-18
	1 TIME WARNER CABLE INC	P	2009-05-08	2011-01-14
	4 TIME WARNER CABLE INC	P	2009-01-30	2011-01-14
	11 TIME WARNER CABLE INC	P	2009-01-26	2011-01-14
	5 MILLICOM INTERNATIONAL CELLULAR S A NEW	P	2009-12-17	2011-05-25
	10 MILLICOM INTERNATIONAL CELLULAR S A NEW	P	2009-05-08	2011-05-25
	5 MILLICOM INTERNATIONAL CELLULAR S A NEW	P	2009-01-30	2011-05-25
	22 MILLICOM INTERNATIONAL CELLULAR S A NEW	P	2009-01-26	2011-05-25
	110 MFA FINANCIAL INC	P	2009-12-17	2011-10-25
	143 MFA FINANCIAL INC	P	2009-11-20	2011-10-25
	70 MFA FINANCIAL INC	P	2009-10-07	2011-10-25
	21 MFA FINANCIAL INC	P	2009-09-03	2011-10-25
	132 MFA FINANCIAL INC	P	2009-09-03	2011-09-14
	107 MFA FINANCIAL INC	P	2009-09-03	2011-02-07
	37 MCGRAW HILL COS INC INC	P	2010-07-06	2011-10-26
	42 MCGRAW HILL COS INC INC	P	2010-06-07	2011-10-26
	4 MCGRAW HILL COS INC INC	P	2010-05-18	2011-10-26
	74 MCGRAW HILL COS INC INC	P	2010-05-18	2011-09-27
	47 IVANHOE MINES LIMITED	P	2011-02-15	2011-11-09
	8 IVANHOE MINES LIMITED	P	2011-01-25	2011-11-09
	20 IVANHOE MINES LIMITED	P	2009-12-17	2011-11-09
	75 IVANHOE MINES LIMITED	P	2009-01-30	2011-11-09
	38 IVANHOE MINES LIMITED	P	2009-01-26	2011-11-09
	43 INVESCO LTD SHS	P	2011-01-19	2011-06-21
	22 HEALTH CARE REIT INC	P	2009-01-26	2011-05-27
	6 GENZYME CORP SUBMITTED FOR TENDER WAIVER OF DISSENTERS RTS	P	2010-03-23	2011-05-03
	30 GENZYME CORP SUBMITTED FOR TENDER WAIVER OF DISSENTERS RTS	P	2009-12-17	2011-05-03
	40 GENZYME CORP SUBMITTED FOR TENDER WAIVER OF DISSENTERS RTS	P	2009-05-08	2011-05-03
	5 GENZYME CORP SUBMITTED FOR TENDER WAIVER OF DISSENTERS RTS	P	2009-03-02	2011-05-03
	13 GENZYME CORP SUBMITTED FOR TENDER WAIVER OF DISSENTERS RTS	P	2009-01-30	2011-05-03
	4 GENZYME CORP SUBMITTED FOR TENDER WAIVER OF DISSENTERS RTS	P	2009-01-29	2011-05-03
	35 DREAMWORKS ANIMATION A SKG INC CLASS A	P	2009-12-17	2011-02-25
	30 DREAMWORKS ANIMATION A SKG INC CLASS A	P	2009-05-08	2011-02-25
	5 DREAMWORKS ANIMATION A SKG INC CLASS A	P	2009-01-30	2011-02-25
	14 DREAMWORKS ANIMATION A SKG INC CLASS A	P	2009-01-26	2011-02-25
	10 COVIDIEN PLC NEW	P	2009-12-17	2011-08-11
	41 COVIDIEN PLC NEW	P	2009-05-08	2011-08-11
	9 COVIDIEN PLC NEW	P	2009-05-08	2011-03-30
	5 COVIDIEN PLC NEW	P	2009-01-30	2011-03-30
	29 COVIDIEN PLC NEW	P	2009-01-26	2011-03-30
	21 CONSOLIDATED EDISON INC	P	2009-01-26	2011-02-11
	16 CLOROX COMPANY	P	2009-11-09	2011-07-20
	331 CHIMERA INVESTMENT CORP	P	2010-04-07	2011-11-30
	190 CHIMERA INVESTMENT CORP	P	2009-12-17	2011-11-30
	25 CHIMERA INVESTMENT CORP	P	2009-06-08	2011-11-30
	270 CHIMERA INVESTMENT CORP	P	2009-06-05	2011-11-30
	123 CHIMERA INVESTMENT CORP	P	2009-05-28	2011-11-30
	252 CHIMERA INVESTMENT CORP	P	2009-05-28	2011-01-18
	10 AON CORP	P	2009-12-17	2011-06-13
	25 AON CORP	P	2009-05-08	2011-06-13
	5 AON CORP	P	2009-01-30	2011-06-13
	20 AON CORP	P	2009-01-26	2011-06-13
	5 AMEREN CORP	P	2009-12-17	2011-02-07
	35 AMEREN CORP	P	2009-05-08	2011-02-07
	5 AMEREN CORP	P	2009-01-30	2011-02-07
	3.683 AMC NETWORKS INC CL A	P	2009-12-17	2011-07-14
	22.096 AMC NETWORKS INC CL A	P	2009-05-08	2011-07-14
	2.455 AMC NETWORKS INC CL A	P	2009-01-30	2011-07-14
	12.766 AMC NETWORKS INC CL A	P	2009-01-26	2011-07-14
	0.067 AMC NETWORKS INC CL A	P	2009-12-17	2011-06-30
	0.404 AMC NETWORKS INC CL A	P	2009-05-08	2011-06-30
	0.045 AMC NETWORKS INC CL A	P	2009-01-30	2011-06-30
	0.234 AMC NETWORKS INC CL A	P	2009-01-26	2011-06-30
	60 ALLSTATE CORP	P	2009-12-17	2011-08-05
	19 ALLSTATE CORP	P	2009-06-15	2011-08-05
	31 ALLSTATE CORP	P	2009-06-15	2011-05-06
	15 ALLSTATE CORP	P	2009-06-02	2011-05-06
	20 ALLSTATE CORP	P	2009-06-02	2011-04-15
	10 ALLSTATE CORP	P	2009-05-08	2011-04-15
	7 ALLSTATE CORP	P	2009-05-08	2011-04-15
	38 ALLSTATE CORP	P	2009-05-08	2011-02-08
	30 ALLSTATE CORP	P	2009-03-30	2011-02-08
	143 ACTIVISION BLIZZARD INC	P	2010-07-27	2011-11-28
	133 IVANHOE MINES LTD RTS EXP 01/26/11	P	2011-01-06	2011-01-12
	505 CENTRAIS ELEC BRAS SPONS	P	2011-01-01	2011-03-21
	203 TELCM ITALIA ADR REP SVG SPONS ADR REPSTG SVGS SHS	P	2009-10-09	2011-03-21
	127 TAKEDA PHARMA CO LTD ADR COMPANY LTD SPONSORED ADR	P	2010-05-11	2011-05-12
	72 SUNCOR ENERGY INC NEW	P	2010-05-21	2011-07-22
	72 SUNCOR ENERGY INC NEW	P	2010-05-21	2011-07-21
	66 SUNCOR ENERGY INC NEW	P	2010-05-21	2011-05-31
	66 SUNCOR ENERGY INC NEW	P	2010-05-21	2011-04-07
	34 SUNCOR ENERGY INC NEW	P	2010-05-21	2011-03-03
	55 SUNCOR ENERGY INC NEW	P	2010-05-21	2011-02-08
	0.72 SUMITOMO MITSUI TR ADR INC SPONSORED ADR	P	2011-04-04	2011-04-01
	218 SUMITOMO BANK LTD ADR SPONSORED ADR	P	2011-03-17	2011-04-01
	1,210 SUMITOMO BANK LTD ADR SPONSORED ADR	P	2009-10-09	2011-04-01
	144 STATOIL ASA ADR SPONSORED ADR	P	2010-11-10	2011-10-18
	77 STATOIL ASA ADR SPONSORED ADR	P	2010-11-09	2011-10-18
	67 STATOIL ASA ADR SPONSORED ADR	P	2010-11-09	2011-04-27
	144 SK TELECOM LTD SPONS ADR SPONS ADR	P	2009-10-09	2011-05-24
	8 SIEMENS A G SPONS ADR	P	2009-10-09	2011-06-27
	21 SIEMENS A G SPONS ADR	P	2009-10-09	2011-02-08
	19 SIEMENS A G SPONS ADR	P	2009-10-09	2011-02-02
	184 SHISEIDO LTD SPONS ADR SPONSORED ADR	P	2009-10-09	2011-10-03
	26 SEVEN & I HLDGS CO ADR COMPANY LTD ADR	P	2009-10-09	2011-12-19
	32 SEVEN & I HLDGS CO ADR COMPANY LTD ADR	P	2009-10-09	2011-09-30
	26 SEVEN & I HLDGS CO ADR COMPANY LTD ADR	P	2009-10-09	2011-06-23
	170 ROYAL DUTCH SHELL ADR B SPONSORED ADR REPSTG B SHARES	P	2009-10-09	2011-10-06
	39 ROYAL DUTCH SHELL ADR B SPONSORED ADR REPSTG B SHARES	P	2009-10-09	2011-08-03
	36 ROYAL DUTCH SHELL ADR B SPONSORED ADR REPSTG B SHARES	P	2009-10-09	2011-04-07
	28 NIPPON TEL&TEL SPONS ADR CORP SPON ADR	P	2009-01-30	2011-10-04
	160 NIPPON TEL&TEL SPONS ADR CORP SPON ADR	P	2009-01-26	2011-10-04
	99 NEXEN INC	P	2009-10-09	2011-04-04
	27 NEXEN INC	P	2009-10-09	2011-03-04
	72 NEXEN INC	P	2009-06-12	2011-03-04
	60 MAGNA INTL INC CLASS A CLASS A	P	2009-10-09	2011-01-14
	223 KINROSS GOLD CORP NO PAR NO PAR	P	2009-10-09	2011-08-31
	0.88 KAZAKHGOLD GROUP LTD GDR SPONSORED GDR	P	2011-06-17	2011-07-26
	209 KAO CORP SPONS ADR SPONSORED ADR REPSTG 10 SHS COM	P	2009-10-09	2011-08-25
	211 KAO CORP SPONS ADR SPONSORED ADR REPSTG 10 SHS COM	P	2009-10-09	2011-08-12
	130 KAO CORP SPONS ADR SPONSORED ADR REPSTG 10 SHS COM	P	2009-10-09	2011-08-09
	230 IMPALA PLATNM ADR 1/4 SH LIMITED SPONSORED ADR REPRESENTING 1/4 SH	P	2009-10-12	2011-01-21
	288 GOLD FIELDS LTD ADR NEW SPONSORED ADR	P	2009-10-09	2011-10-05
	43 GLAXOSMITHKLINE PLC ADR SPONSORED ADR	P	2010-01-08	2011-11-08
	57 GLAXOSMITHKLINE PLC ADR SPONSORED ADR	P	2010-01-08	2011-06-01
	69 GAZPROM OAO SPONS ADR ADR	P	2010-10-15	2011-03-08
	62 FINMECCANICA SPA ADR ADR	P	2010-05-19	2011-10-12
	441 FINMECCANICA SPA ADR ADR	P	2010-05-14	2011-10-12
	95 EMBRAER S A SPON ADR SPONSORED ADR REP 4 COM SHS	P	2010-05-14	2011-08-01
	98 EMBRAER S A SPON ADR SPONSORED ADR REP 4 COM SHS	P	2009-11-03	2011-08-01
	40 EMBRAER S A SPON ADR SPONSORED ADR REP 4 COM SHS	P	2009-11-03	2011-01-26
	17 EMBRAER S A SPON ADR SPONSORED ADR REP 4 COM SHS	P	2009-10-30	2011-01-26
	49 DAIWA HOUSE IND LTD ADR ADR	P	2009-10-09	2011-08-15
	34 DAIWA HOUSE IND LTD ADR ADR	P	2009-10-09	2011-03-30
	34 BARRICK GOLD CORP	P	2009-10-09	2011-08-22
	68 BARRICK GOLD CORP	P	2009-10-09	2011-04-08
	36 ASTRAZENECA PLC ADR SPONSORED ADR	P	2010-01-12	2011-08-23
	50 ANGLOGOLD ASHANTI ADR SPONSORED ADR	P	2009-10-09	2011-12-16
	159 ALUMINA LTD SPONS ADR SPONSORED ADR	P	2010-05-19	2011-01-11
	1,135 ALCATEL LUCENT	P	2010-02-18	2011-02-23
	237 ALCATEL LUCENT	P	2009-10-09	2011-02-23
	466 ALCATEL LUCENT	P	2009-10-09	2011-02-15
	1,042 ALCATEL LUCENT	P	2009-10-09	2011-02-03
	150 VANGUARD TTL BD MKT ETF MARKET ETF	P	2009-06-12	2011-08-11
	2,448 VANGUARD TTL BD MKT ETF MARKET ETF	P	2009-05-11	2011-08-11
	2,108 VANGUARD TTL BD MKT ETF MARKET ETF	P	2009-01-30	2011-08-11
	6,144 VANGUARD TTL BD MKT ETF MARKET ETF	P	2009-01-26	2011-08-11
	125 VANGUARD TTL BD MKT ETF MARKET ETF	P	2009-01-26	2011-01-20
	750 ISHRS INVSTMNT BD FD ETF $INVESTMENT GRADE CORP BOND FUND	P	2009-01-26	2011-01-20
	0.74 GENERAL MOTORS COMPANY	P	2011-10-28	2011-10-28
	0.08 GENERAL MOTORS COMPANY	P	2003-05-19	2011-07-28
	0.31 GENERAL MOTORS COMPANY	P	2003-05-19	2011-04-28
	100,000 PROTECTIVE 7.375 101519 SENIOR NOTE B/E CPN 7.375% DUE 10/15/19 DTD 10/09/09 FC 04/15/10	P	2009-11-23	2011-08-31
	500,000 FORD MOTOR CR 6.0 032014 MEDIUM TERM NOTE SEMI SURVIVOR OPTION	P	2004-03-11	2011-03-21
	400,000 FNMA NOTE 5.0 122829 NOTE B/E CPN 5.000% DUE 12/28/29	P	2009-12-21	2011-06-28
	220,000 FIRSTENERGY 6.8 081539 CORP SENIOR NOTE B/E CPN 6.800% DUE 08/15/39 DTD 08/07/09 FC 02/15/10	P	2011-03-22	2011-09-14
	3,300 PLAINS ALL AMERN PIPELIN PIPELINE LP	P	2011-11-09	2011-12-29
	1,000 ONEOK PARTNERS LP UNIT LIMITED PARTNERSHIP	P	2010-02-02	2011-11-09
	2,200 ONEOK PARTNERS LP UNIT LIMITED PARTNERSHIP	P	2010-02-02	2011-11-09
	1,150 ONEOK PARTNERS LP UNIT LIMITED PARTNERSHIP	P	2009-06-17	2011-11-09
	4,350 ONEOK PARTNERS LP UNIT LIMITED PARTNERSHIP	P	2009-06-17	2011-10-27
	2,581 LEGACY RESERVES LTD PART PARTNERSHIP UNIT REP LTD PARTNERSHIP INTEREST	P	2010-01-12	2011-02-02
	3,419 LEGACY RESERVES LTD PART PARTNERSHIP UNIT REP LTD PARTNERSHIP INTEREST	P	2010-01-12	2011-02-01
	0.22 GENERAL MOTORS CO WTS COMPANY EXP 07/10/19 $18.33	P	2011-10-28	2011-10-28
	0.34 GENERAL MOTORS CO WTS COMPANY EXP 07/10/19 $18.33	P	2003-05-19	2011-07-28
	0.94 GENERAL MOTORS CO WTS COMPANY EXP 07/10/19 $18.33	P	2003-05-19	2011-04-28
	0.22 GENERAL MOTORS CO WTS COMPANY EXP 07/10/16 $10.00	P	2011-10-28	2011-10-28
	0.34 GENERAL MOTORS CO WTS COMPANY EXP 07/10/16 $10.00	P	2003-05-19	2011-07-28
	0.94 GENERAL MOTORS CO WTS COMPANY EXP 07/10/16 $10.00	P	2003-05-19	2011-04-28

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	434		434
b	28,071	29,387	-1,316
c	5,109	4,009	1,100
d	4,739	3,039	1,700
e	14,772	9,418	5,354
	5,321	5,332	-11
	974	953	21
	1,600	1,519	81
	6,713	6,437	276
	8,605	11,188	-2,583
	12,442	17,089	-4,647
	4,170	3,975	195
	9,425	7,642	1,783
	2,002	1,731	271
	3,837	3,183	654
	15,263	11,369	3,894
	16,457	28,065	-11,608
	13,945	11,860	2,085
	3,005	3,838	-833
	3,844	4,436	-592
	2,209	2,426	-217
	2,695	2,938	-243
	7,555	7,772	-217
	13,694	9,997	3,697
	16,319	10,426	5,893
	15,016	14,248	768
	5,425	5,285	140
	6,200	4,963	1,237
	2,325	1,977	348
	4,069	3,363	706
	1,841	1,565	276
	1,937	1,102	835
	484	325	159
	9,203	5,677	3,526
	9,624	14,419	-4,795
	8,899	11,566	-2,667
	7,508	5,171	2,337
	23,196	14,728	8,468
	23,975	25,262	-1,287
	8,725	11,170	-2,445
	12,867	17,540	-4,673
	10,184	8,831	1,353
	2,526	2,022	504
	3,340	2,638	702
	2,851	1,412	1,439
	815	457	358
	11,406	6,330	5,076
	7,092	7,024	68
	953	703	250
	1,799	1,268	531
	9,526	6,388	3,138
	15,428	22,245	-6,817
	8,002	6,830	1,172
	1,322	1,231	91
	965	865	100
	13,968	10,518	3,450
	14,522	16,653	-2,131
	14,930	12,554	2,376
	6,665	5,535	1,130
	1,289	1,081	208
	1,509	1,250	259
	8,079	6,505	1,574
	10,757	14,092	-3,335
	11,189	14,222	-3,033
	13,650	11,854	1,796
	4,680	3,204	1,476
	15,210	12,978	2,232
	4,423	11,106	-6,683
	7,093	17,587	-10,494
	19,965	27,739	-7,774
	1,540	1,908	-368
	10,001	10,346	-345
	2,554	2,374	180
	15,324	14,480	844
	7,666	5,782	1,884
	3,833	3,510	323
	639	598	41
	11,864	12,158	-294
	20,685	25,324	-4,639
	5,281	5,699	-418
	8,087	8,436	-349
	9,311	7,414	1,897
	1,088	939	149
	4,595	3,683	912
	13,665	11,387	2,278
	2,489	2,526	-37
	3,761	3,457	304
	9,734	9,211	523
	10,552	13,177	-2,625
	12,892	13,419	-527
	19,689	12,523	7,166
	2,726	2,855	-129
	13,183	13,844	-661
	28,900	23,745	5,155
	19,567	15,057	4,510
	12,969	8,505	4,464
	21,614	12,107	9,507
	9,419	6,030	3,389
	2,576	1,549	1,027
	10,597	6,365	4,232
	2,456	1,959	497
	16,792	14,407	2,385
	22,021	29,134	-7,113
	16,698	18,574	-1,876
	5,742	5,032	710
	10,890	8,964	1,926
	2,574	2,515	59
	14,262	13,349	913
	2,234	3,084	-850
	5,775	6,216	-441
	1,134	1,322	-188
	2,131	2,350	-219
	8,594	9,462	-868
	4,422	1,226	3,196
	9,247	2,610	6,637
	4,824	1,154	3,670
	402	90	312
	12,645	16,087	-3,442
	10,133	12,335	-2,202
	2,325	2,343	-18
	11,374	11,844	-470
	3,683	3,965	-282
	21,694	15,102	6,592
	3,594	1,882	1,712
	6,456	6,249	207
	8,124	6,676	1,448
	3,046	2,516	530
	3,192	2,655	537
	15,885	12,426	3,459
	5,173	5,841	-668
	7,566	8,249	-683
	3,011	3,158	-147
	8,879	10,083	-1,204
	4,488	4,196	292
	12,061	11,277	784
	4,692	4,260	432
	782	692	90
	391	327	64
	2,420	2,477	-57
	7,688	1,999	5,689
	2,965	3,076	-111
	2,191	1,687	504
	6,446	5,372	1,074
	1,099	1,209	-110
	3,045	3,324	-279
	158	134	24
	9,252	8,569	683
	5,399	3,438	1,961
	7,039	4,262	2,777
	4,310	9,710	-5,400
	1,924	3,819	-1,895
	837	1,230	-393
	364	804	-440
	1,232	2,440	-1,208
	4,693	8,392	-3,699
	213		213
	3,677	2,264	1,413
	2,615	1,284	1,331
	40,982	36,083	4,899
	17,450	12,028	5,422
	18,591	16,037	2,554
	51,136	55,287	-4,151
	45,650	62,047	-16,397
	61,280	67,504	-6,224
	51,257	60,873	-9,616
	63,768	70,384	-6,616
	52,385	67,944	-15,559
	54,078	65,569	-11,491
	45,137	54,187	-9,050
	65,581	66,962	-1,381
	58,994	67,898	-8,904
	55,618	61,295	-5,677
	55,029	51,927	3,102
	21,674	16,876	4,798
	59,635	67,936	-8,301
	68,142	70,073	-1,931
	50,666	50,544	122
	21,270	16,848	4,422
	51,459	60,374	-8,915
	59,473	70,289	-10,816
	39,643	70,680	-31,037
	49,484	49,915	-431
	18,941	16,655	2,286
	50,806	60,143	-9,337
	49,093	48,635	458
	55,301	67,845	-12,544
	54,223	49,872	4,351
	20,888	16,648	4,240
	61,914	70,039	-8,125
	18,445	15,290	3,155
	19,925	17,375	2,550
	56,607	63,512	-6,905
	56,408	69,391	-12,983
	34,589	44,048	-9,459
	70,311	63,930	6,381
	64,002	70,416	-6,414
	59,056	70,637	-11,581
	59,864	67,673	-7,809
	61,287	66,834	-5,547
	55,745	62,656	-6,911
	46,537	49,995	-3,458
	15,552	12,007	3,545
	60,066	68,414	-8,348
	62,499	70,402	-7,903
	60,836	56,396	4,440
	51,583	61,414	-9,831
	54,066	50,152	3,914
	20,646	16,754	3,892
	61,016	70,474	-9,458
	61,301	71,194	-9,893
	59,519	49,834	9,685
	20,498	16,397	4,101
	67,334	70,506	-3,172
	62,213	69,077	-6,864
	53,332	49,950	3,382
	20,927	16,680	4,247
	18,455	11,795	6,660
	17,415	11,922	5,493
	18,142	15,895	2,247
	51,137	60,409	-9,272
	55,518	67,095	-11,577
	60,975	68,499	-7,524
	53,908	50,608	3,300
	20,905	16,854	4,051
	42	42
	1,186	1,247	-61
	705	427	278
	1,974	1,005	969
	1,434	754	680
	65	36	29
	262	187	75
	720	636	84
	524	358	166
	1,047	521	526
	523	198	325
	2,303	896	1,407
	747	827	-80
	971	1,080	-109
	475	559	-84
	143	161	-18
	931	1,013	-82
	886	821	65
	1,607	1,023	584
	1,824	1,159	665
	174	116	58
	3,247	2,140	1,107
	993	1,325	-332
	169	228	-59
	423	277	146
	1,585	199	1,386
	803	114	689
	1,010	1,064	-54
	1,145	839	306
	458	355	103
	2,291	1,460	831
	3,054	2,404	650
	382	292	90
	993	898	95
	305	279	26
	963	1,377	-414
	825	727	98
	138	110	28
	385	316	69
	473	466	7
	1,939	1,404	535
	470	308	162
	261	192	69
	1,513	1,069	444
	1,053	854	199
	1,197	975	222
	861	1,301	-440
	494	722	-228
	65	84	-19
	702	927	-225
	320	406	-86
	1,041	831	210
	506	376	130
	1,264	918	346
	253	190	63
	1,011	794	217
	142	139	3
	997	865	132
	142	170	-28
	136	84	52
	819	380	439
	91	35	56
	473	189	284
	3	2	1
	16	7	9
	2	1	1
	9	3	6
	1,563	1,699	-136
	495	468	27
	1,038	764	274
	502	398	104
	630	531	99
	315	250	65
	221	182	39
	1,235	987	248
	975	573	402
	1,735	1,691	44
	210		210
	7		7
	2,706	2,440	266
	3,055	2,740	315
	2,979	2,085	894
	2,991	2,085	906
	2,758	1,911	847
	2,911	1,911	1,000
	1,585	985	600
	2,229	1,593	636
	2	3	-1
	1,137	1,157	-20
	6,310	6,861	-551
	3,591	3,067	524
	1,920	1,639	281
	1,897	1,426	471
	2,690	2,472	218
	1,057	760	297
	2,671	1,996	675
	2,495	1,806	689
	3,556	3,100	456
	1,402	1,238	164
	1,825	1,523	302
	1,385	1,238	147
	10,795	9,476	1,319
	2,704	2,174	530
	2,664	2,007	657
	656	671	-15
	3,748	4,235	-487
	2,500	2,266	234
	733	618	115
	1,954	1,789	165
	3,521	1,338	2,183
	3,866	5,120	-1,254
	3	4	-1
	5,350	4,995	355
	5,508	5,042	466
	3,363	3,107	256
	7,173	5,496	1,677
	4,282	4,187	95
	1,910	1,760	150
	2,453	2,333	120
	2,112	1,480	632
	233	350	-117
	1,654	2,559	-905
	2,764	2,143	621
	2,852	1,950	902
	1,284	796	488
	546	362	184
	5,859	4,900	959
	4,202	3,400	802
	1,769	1,335	434
	3,715	2,670	1,045
	1,690	1,711	-21
	2,070	2,216	-146
	1,540	880	660
	5,264	3,188	2,076
	1,099	1,095	4
	2,123	2,153	-30
	3,483	4,813	-1,330
	12,511	11,513	998
	204,173	189,466	14,707
	175,816	162,948	12,868
	512,434	476,654	35,780
	10,015	9,698	317
	81,269	73,830	7,439
	19		19
	2	9	-7
	10	36	-26
	112,995	103,003	9,992
	500,000	500,000
	400,000	400,005	-5
	232,425	226,165	6,260
	240,777	213,770	27,007
	48,267	27,249	21,018
	105,700	12,386	93,314
	55,252	14,244	41,008
	219,186	69,507	149,679
	75,630	46,162	29,468
	100,187	61,151	39,036
	3		3
	5	23	-18
	16	62	-46
	4		4
	7	29	-22
	21	81	-60

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			434
b			-1,316
c			1,100
d			1,700
e			5,354
			-11
			21
			81
			276
			-2,583
			-4,647
			195
			1,783
			271
			654
			3,894
			-11,608
			2,085
			-833
			-592
			-217
			-243
			-217
			3,697
			5,893
			768
			140
			1,237
			348
			706
			276
			835
			159
			3,526
			-4,795
			-2,667
			2,337
			8,468
			-1,287
			-2,445
			-4,673
			1,353
			504
			702
			1,439
			358
			5,076
			68
			250
			531
			3,138
			-6,817
			1,172
			91
			100
			3,450
			-2,131
			2,376
			1,130
			208
			259
			1,574
			-3,335
			-3,033
			1,796
			1,476
			2,232
			-6,683
			-10,494
			-7,774
			-368
			-345
			180
			844
			1,884
			323
			41
			-294
			-4,639
			-418
			-349
			1,897
			149
			912
			2,278
			-37
			304
			523
			-2,625
			-527
			7,166
			-129
			-661
			5,155
			4,510
			4,464
			9,507
			3,389
			1,027
			4,232
			497
			2,385
			-7,113
			-1,876
			710
			1,926
			59
			913
			-850
			-441
			-188
			-219
			-868
			3,196
			6,637
			3,670
			312
			-3,442
			-2,202
			-18
			-470
			-282
			6,592
			1,712
			207
			1,448
			530
			537
			3,459
			-668
			-683
			-147
			-1,204
			292
			784
			432
			90
			64
			-57
			5,689
			-111
			504
			1,074
			-110
			-279
			24
			683
			1,961
			2,777
			-5,400
			-1,895
			-393
			-440
			-1,208
			-3,699
			213
			1,413
			1,331
			4,899
			5,422
			2,554
			-4,151
			-16,397
			-6,224
			-9,616
			-6,616
			-15,559
			-11,491
			-9,050
			-1,381
			-8,904
			-5,677
			3,102
			4,798
			-8,301
			-1,931
			122
			4,422
			-8,915
			-10,816
			-31,037
			-431
			2,286
			-9,337
			458
			-12,544
			4,351
			4,240
			-8,125
			3,155
			2,550
			-6,905
			-12,983
			-9,459
			6,381
			-6,414
			-11,581
			-7,809
			-5,547
			-6,911
			-3,458
			3,545
			-8,348
			-7,903
			4,440
			-9,831
			3,914
			3,892
			-9,458
			-9,893
			9,685
			4,101
			-3,172
			-6,864
			3,382
			4,247
			6,660
			5,493
			2,247
			-9,272
			-11,577
			-7,524
			3,300
			4,051

			-61
			278
			969
			680
			29
			75
			84
			166
			526
			325
			1,407
			-80
			-109
			-84
			-18
			-82
			65
			584
			665
			58
			1,107
			-332
			-59
			146
			1,386
			689
			-54
			306
			103
			831
			650
			90
			95
			26
			-414
			98
			28
			69
			7
			535
			162
			69
			444
			199
			222
			-440
			-228
			-19
			-225
			-86
			210
			130
			346
			63
			217
			3
			132
			-28
			52
			439
			56
			284
			1
			9
			1
			6
			-136
			27
			274
			104
			99
			65
			39
			248
			402
			44
			210
			7
			266
			315
			894
			906
			847
			1,000
			600
			636
			-1
			-20
			-551
			524
			281
			471
			218
			297
			675
			689
			456
			164
			302
			147
			1,319
			530
			657
			-15
			-487
			234
			115
			165
			2,183
			-1,254
			-1
			355
			466
			256
			1,677
			95
			150
			120
			632
			-117
			-905
			621
			902
			488
			184
			959
			802
			434
			1,045
			-21
			-146
			660
			2,076
			4
			-30
			-1,330
			998
			14,707
			12,868
			35,780
			317
			7,439
			19
			-7
			-26
			9,992

			-5
			6,260
			27,007
			21,018
			93,314
			41,008
			149,679
			29,468
			39,036
			3
			-18
			-46
			4
			-22
			-60

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	344,514
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2010	476,876	12,554,110	0.03799
2009	525,919	11,053,813	0.04758
2008	678,279	10,126,535	0.06698
2007	649,035	9,102,095	0.07131
2006	604,503	8,930,358	0.06769

2	Total of line 1, column (d) ......................	2	0.29154
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.05831
4	Enter the net value of noncharitable-use assets for 2011 from Part X, line 5.....	4	13,499,007
5	Multiply line 4 by line 3.......................	5	787,100
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	11,388
7	Add lines 5 and 6.........................	7	798,488
8	Enter qualifying distributions from Part XII, line 4..............	8	492,351
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions on page 18.

Form 990-PF (2011)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	22,775
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	22,775
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	22,775
6	Credits/Payments:

a	2011 estimated tax payments and 2010 overpayment credited to 2011	6a	20,300
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	20,300
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	2,475
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2012 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see page 19 of the

instructions) bullet

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on

page 27)? If “Yes,” complete Part XIV..........................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......

Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

HARKER MELLINGER CPAs LLC Telephone no. bullet

(307) 672-0785

Located at bullet

1470 SUGARLAND DR STE 1SHERIDANWY ZIP+4 bullet

82801

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2011)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2011?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2011, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2011?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business

enterprise at any time during the year?.....................YesNo

If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2011.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay

premiums on a personal benefit contract?....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2011)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
ROMAN SKATULA	Treasurer 1.00	4,800
222 2ND WEST PARKWAY SHERIDAN,WY82801	Treasurer 1.00	4,800
RONALD J DESTEFANO	PROPERTY MGR 1.00	3,600
1110 ABSARAKA SHERIDAN,WY82801	PROPERTY MGR 1.00	3,600
ARTHUR FELKER	President 1.00	4,800
1305 GAGE PLACE SHERIDAN,WY82801	President 1.00	4,800
RICHARD KILPATRICK	Assistant Sec. 1.00	3,600
114 SCOTT DRIVE SHERIDAN,WY82801	Assistant Sec. 1.00	3,600
STEVEN C HARKER	Assistant Treas 1.00	3,600
2020 SUMMIT DRIVE SHERIDAN,WY82801	Assistant Treas 1.00	3,600

2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1	SHERIDAN SENIOR CENTER, SHERIDAN WYOMING SUPPORT FOR GENERAL CENTER FUNCTIONS	75,000
2	ST PETERS EPISCOPAL CHURCH - PROVIDE FUNDS FOR GENERAL FUNCTIONS	25,000
3	SHERIDAN COLLEGE, SHERIDAN, WYOMING - SUPPORT FOR GENERAL EDUCATION/SCHOOL FUNCTIONS	170,000
4	MEMORIAL HOSPITAL OF SHERIDAN COUNTY, SHERIDAN, WYOMING - SUPPORT FOR GENERAL HOSPITAL/MEDICAL FUNCTIONS	187,500

Form 990-PF (2011)

Page 7

Part IX-B

Summary of Program-Related Investments (see page 23 of the instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see page 24 of the instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

13,570,317

Average of monthly cash balances.......................

134,259

Fair market value of all other assets (see page 24 of the instructions)............

Total (add lines 1a, b, and c).........................

13,704,576

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

13,704,576

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25

of the instructions) ...........................

205,569

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

13,499,007

Minimum investment return. Enter 5% of line 5..................

674,950

Part XI

Distributable Amount (see page 25 of the instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

674,950

Tax on investment income for 2011 from Part VI, line 5......

22,775

Income tax for 2011. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

22,775

Distributable amount before adjustments. Subtract line 2c from line 1............

652,175

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

652,175

Deduction from distributable amount (see page 25 of the instructions)...........

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

652,175

Part XII

Qualifying Distributions (see page 25 of the instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

492,351

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

492,351

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............

Adjusted qualifying distributions. Subtract line 5 from line 4..............

492,351

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2011)

Page 8

Part XIII

Undistributed Income (see page 26 of the instructions)

		(a) Corpus	(d) 2011
1 Distributable amount for 2011 from Part XI, line 7			652,175
2 Undistributed income, if any, as of the end of 2011:
a Enter amount for 2010 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2011:
a From 2006.......	93,344
b From 2007.......	204,308
c From 2008.......	275,538
d From 2009.......
e From 2010.......
fTotal of lines 3a through e.........		573,190
4Qualifying distributions for 2011 from Part
XII, line 4: $ 492,351
a Applied to 2010, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see page 26 of the instructions)
c Treated as distributions out of corpus (Election required—see page 26 of the instructions)...		0
d Applied to 2011 distributable amount.....			492,351
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2011.		159,824	159,824
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		413,366
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount—see page 27 of the instructions ...
e Undistributed income for 2010. Subtract line 4a from line 2a. Taxable amount—see page 27 of the instructions ...........
f Undistributed income for 2011. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2011 ..........			0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see page 27 of the instructions) ...........
8Excess distributions carryover from 2006 not applied on line 5 or line 7 (see page 27 of the instructions) .............
9Excess distributions carryover to 2012. Subtract lines 7 and 8 from line 6a ......		413,366
10 Analysis of line 9:
a Excess from 2007....	137,828
b Excess from 2008....	275,538
c Excess from 2009....
d Excess from 2010....
e Excess from 2011....

Form 990-PF (2011)

Page 9

Part XIV

Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2011, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2011	(b) 2010	(c) 2009	(d) 2008	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see page 27 of the instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see page 28 of the instructions) to individuals or organizations
under other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

GRIFFITH FOUNDATION
2 NORTH MAIN STREET SUITE 401
SHERIDAN,WY82801

bThe form in which applications should be submitted and information and materials they should include:

LETTER FORMAT

cAny submission deadlines:

NONE

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

DISCRETION OF THE BOARD OF TRUSTEES

Form 990-PF (2011)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
FREE CLINIC OF SHERIDAN COUNTY PO BOX 682 SHERIDAN,WY82801	NONE	PUBLIC	SUPPORT OF CLINIC PROVIDING FREE HEALTH CARE FOR THE UNINSURED	10,000
SENIOR CENTER 211 SMITH SHERIDAN,WY82801	NONE	PUBLIC	SUPPORT COMMUNITY BASED SENIOR CITIZEN CENTER	75,000
GIRL SCOUTS 244 NORTH MAIN SHERIDAN,WY82801	NONE	PUBLIC	PUBLIC GIRL SCOUT PROGRAM	5,000
SHERIDAN COLLEGE 3059 COFFEEN AVE SHERIDAN,WY82801	NONE	PUBLIC	SUPPORT FOR GENERAL SCHOOL/EDUCATIONAL FUNCTIONS	170,000
MEMORIAL HOSPITAL OF SHERIDAN 1404 WEST 5TH SHERIDAN,WY82801	NONE	HOSP	SUPPORTGENERAL MEDICAL/HOSPITAL FUNCTIONS	187,500
YOUTH INC T SMITH 31 WAGON BOX STORY,WY82801	NONE	PUBLIC	SUPPORT YOUTH CAMPING	10,000
ST PETERS EPISCOPAL CHURCH 1 S TSCHIRGI SHERIDAN,WY82801	NONE	CHURCH	SUPPORT FOR CHURCH ACTIVITIES	25,000
Total ................................. 3a				482,500

bApproved for future payment

Total ................................. 3b

Form 990-PF (2011)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments			14	309
4 Dividends and interest from securities....			14	526,330
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....			14	65,220
8Gain or (loss) from sales of assets other than inventory			14	344,514
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: aOIL/GAS LEASE INCOME			16	298,660
bMISC			16	162
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				1,104,755

13Total. Add line 12, columns (b), (d), and (e)..................

131,104,755

(See worksheet in line 13 instructions on page 28 to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See page 28 of the instructions.)

Form 990-PF (2011)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.

	Signature of officer or trustee	Date	Title

Preparer's Signature	Date	Check if self- employed	PTIN
Firm's name Firm's address		Firm's EIN
		Phone no.

Form 990-PF (2011)

Additional Data

Software ID:	11000144
Software Version:	2011v1.2

Form 990PF - Special Condition Description:

Special Condition Description

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
Rounding		3
PICTURES	839	839	839
Net Intangible Assets	7,284	7,459
MINERAL RIGHTS	87,278	87,278	172,500
BRANDS	100	100	100
5TH ST LAND	1	1

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
TELEPHONE	144	108	36
SECRETARIAL SERVICES	1,800	1,350	450
OFFICE EXPENSE	84	63	21
MISC	63	47	16
LICENSE, PERMITS	25	19	6
JANITOR SERVICE	464	348	116
INSURANCE	250	188	62
Amortization	689	689

Description	Revenue And Expenses Per Books	Net Investment Income
Other Investment Income	-65,220
OIL/GAS LEASE INCOME	298,660	298,660
MISC	162	162