Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2010
For calendar year 2010, or tax year beginning 10-01-2010 , and ending 09-30-2011
G
Check all that apply:
Name of foundation
CARNEGIE CORPORATION OF NEW YORK
 

Number and street (or P.O. box number if mail is not delivered to street address)437 MADISON AVENUE   Room/suite
City or town, state, and ZIP code
NEW YORK, NY10022
A Employer identification number

13-1628151
B Telephone number (see page 10 of the instructions)

(212) 371-3200
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,548,230,211J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 181,405 206,697  
4 Dividends and interest from securities...... 5,248,897 5,255,707  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 119,983,593
b Gross sales price for all assets on line 6a 907,768,691
7 Capital gain net income (from Part IV, line 2)... 146,352,898
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 18,550,585 11,516,988  
12 Total. Add lines 1 through 11........ 143,964,480 163,332,290  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 3,402,981 1,281,222   2,121,759
14 Other employee salaries and wages...... 7,159,610 978,719   6,155,938
15 Pension plans, employee benefits....... 4,293,231 442,417   3,867,036
16a Legal fees (attach schedule)......... Click to see attachment 506,330 308,037   254,715
b Accounting fees (attach schedule)....... Click to see attachment 249,934 128,051   85,283
c Other professional fees (attach schedule).... Click to see attachment 2,695,495 2,793,836   0
17 Interest............... 101,389 0   75,833
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 3,718,427 0   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 134,706 0  
20 Occupancy.............. 2,186,556 160,241   2,025,854
21 Travel, conferences, and meetings....... 1,236,548 136,535   1,054,021
22 Printing and publications.......... 364,438 0   343,443
23 Other expenses (attach schedule)....... Click to see attachment 1,636,449 251,970   1,420,869
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 27,686,094 6,481,028   17,404,751
25 Contributions, gifts, grants paid........ 93,220,058 119,805,090
26 Total expenses and disbursements. Add lines 24 and 25 120,906,152 6,481,028   137,209,841
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 23,058,328
b Net investment income (if negative, enter -0-) 156,851,262
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2010)
Form 990-PF (2010)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 4,150 4,524 4,524
2 Savings and temporary cash investments.......... 158,592 71,697 71,697
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 2,341,010 307,899 307,899
10a Investments—U.S. and state government obligations (attach schedule) 7,452,786    
b Investments—corporate stock (attach schedule)........ 240,241,706 Click to see attachment198,203,257 198,203,257
c Investments—corporate bonds (attach schedule)........ 105,567,922 Click to see attachment145,068,400 145,068,400
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 2,178,066,356 Click to see attachment2,203,902,468 2,203,902,468
14 Land, buildings, and equipment: basis bullet8,310,848
Less: accumulated depreciation (attach schedule) bullet7,882,697 514,571 Click to see attachment428,151 428,151
15 Other assets (describe bullet) Click to see attachment275,916 Click to see attachment243,815 Click to see attachment243,815
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,534,623,009 2,548,230,211 2,548,230,211
Liabilities 17 Accounts payable and accrued expenses.......... 1,595,697 1,645,664
18 Grants payable................... 117,486,522 91,037,129
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment6,589,938 Click to see attachment7,032,160
23 Total liabilities (add lines 17 through 22).......... 125,672,157 99,714,953
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 0 0
25 Temporarily restricted................ 2,273,613,984 2,313,178,390
26 Permanently restricted................ 135,336,868 135,336,868
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 2,408,950,852 2,448,515,258
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 2,534,623,009 2,548,230,211
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,408,950,852
2 Enter amount from Part I, line 27a...................... 2 23,058,328
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 16,506,078
4 Add lines 1, 2, and 3.......................... 4 2,448,515,258
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.. 6 2,448,515,258
Form 990-PF (2010)
Form 990-PF (2010)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b PARTNERSHIP K-1S GAINS P    
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 582,303,499   553,553,453 28,750,046
b 325,465,192   207,862,340 117,602,852
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       28,750,046
b       117,602,852
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 146,352,898
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2009 142,711,989 2,388,718,428 0.059744
2008 117,963,168 2,259,373,068 0.052211
2007 118,403,171 2,978,879,087 0.039748
2006 96,306,541 2,795,347,855 0.034452
2005 83,791,990 2,347,785,222 0.035690
2 Total of line 1, column (d) ...................... 2 0.221845
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.044369
4 Enter the net value of noncharitable-use assets for 2010 from Part X, line 5..... 4 2,631,840,203
5 Multiply line 4 by line 3....................... 5 116,772,118
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,568,513
7 Add lines 5 and 6......................... 7 118,340,631
8 Enter qualifying distributions from Part XII, line 4.............. 8 137,258,127
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2010)
Form 990-PF (2010)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,568,513
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,568,513
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,568,513
6 Credits/Payments:
a 2010 estimated tax payments and 2009 overpayment credited to 2010 6a 1,700,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,700,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 131,487
11 Enter the amount of line 10 to be: Credited to 2011 estimated taxBullet0 Refunded Bullet 11 131,487
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?.............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changesClick to see attachment....
3
Yes
 
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletNY
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2010 or the taxable year beginning in 2010 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV...........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.CARNEGIE.ORG
    14
    The books are in care ofbulletROBERT J SEMAN Telephone no.bullet (212) 371-3200
    Located atbullet437 MADISON AVENUENEW YORKNY ZIP+4bullet10022
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2010?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2010, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2010?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2010 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2010.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2010?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
    No
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    VARTAN GREGORIAN SEE STMT 20 21 PRESIDENT/TRUSTEE
    60.00     		699,104 135,617 50,000
    437 MADISON AVENUE
    NEW YORK,NY10022
    D ELLEN SHUMAN SEE STMT 20 21 V.P. & CHIEF INVESTMENT OFFICER
    50.00     		797,997 77,061 0
    LEFT ON 7/15/11 437 MADISON AVENUE
    NEW YORK,NY10022
    KIM LEW SEE STMT 20 21 V.P. & CO-CHIEF INVESTMENT OFFICER
    50.00     		483,225 92,966 0
    437 MADISON AVENUE
    NEW YORK,NY10022
    SUSAN KING VP, EXTERNAL AFFAIRS & PROGRAM DIR.
    50.00     		310,000 90,549 0
    JOURNALISM INITIATIVE SPECIAL
    INITIATIVES STRATEGY 437 MADISON AV
    NEW YORK,NY10022
    DEANA ARSENIAN VP, INT'L PROGRAM & PROGRAM DIR.
    50.00     		280,000 89,605 0
    HIGHER EDUCATION IN EURASIA 437
    MADISON AVENUE
    NEW YORK,NY10022
    MICHELE CAHILL VP NAT'L PROGRAM/PROGRAM DIR URBAN EDU
    50.00     		280,000 78,667 0
    437 MADISON AVENUE
    NEW YORK,NY10022
    ELLEN BLOOM VP CHIEF ADMIN OFFICER/CORP. SECRETARY
    50.00     		280,000 67,084 0
    437 MADISON AVENUE
    NEW YORK,NY10022
    ROBERT SEMAN CHIEF FINANCIAL OFFICER
    50.00     		240,588 87,574 0
    437 MADISON AVENUE
    NEW YORK,NY10022
    RIKARD TREIBER LEFT ON 102210 ASSO. CORP. SECRETARY/GRANTS MAN. DIR.
    50.00     		7,917 4,568 0
    437 MADISON AVENUE
    NEW YORK,NY10022
    MEREDITH JENKINS SEE STMT 20 21 V.P. & CO-CHIEF INVESTMENT OFFICER
    50.00     		0 0 0
    437 MADISON AVENUE
    NEW YORK,NY10022
    KOFI ANNAN TRUSTEE
    5.00     		3,750 0 0
    KOFI ANNAN FOUNDATION 9-11 RUE DE
    VAREMBE
      GENEVA 1202  
    SZ
    PEDRO ASPE TRUSTEE
    5.00     		0 0 0
    PROTEGO ASESORE FINANCIEROS BLVD
    MANUEL AVILA COMACHO 36 PISO 22
    COLONIA LOMAS DE CHAPULTE   11000
    MX
    RICHARD I BEATTIE TRUSTEE
    5.00     		0 0 0
    SIMPSON THACHER BARTLETT LLP 425
    LEXINGTON AVENUE 2TH FLOOR
    NEW YORK,NY10017
    GEOFFREY BOISI TRUSTEE
    5.00     		0 0 0
    ROUNDTABLE INVESTMENT PARTNERS LLC
    280 PARK AVENUE 23RD FLOOR EAST T
    NEW YORK,NY10017
    RICHARD H BRODHEAD TRUSTEE
    5.00     		0 0 0
    DUKE UNIVERSITY 207 ALLEN BUILDING
    BOX 90001
    DURHAM,NC277080001
    RALPH CICERONE TRUSTEE
    5.00     		0 0 0
    NATIONAL ACADEMY OF SCIENCES 500
    FIFTH STREET NW
    WASHINGTON,DC20001
    AMY GUTMANN TRUSTEE
    5.00     		0 0 0
    UNIVERSITY OF PENNSYLVANIA 1
    COLLEGE HALL
    PHILADELPHIA,PA19104
    SUSAN HOCKFIELD TRUSTEE
    5.00     		0 0 0
    MASSACHUSETTS INSTITUTE OF
    TECHNOLOGY 77 MASSACHUSETTS AVENUE
    CAMBRIDGE,MA021394307
    THOMAS KEAN TRUSTEE
    5.00     		0 0 0
    THK CONSULTING LLC 49 ROUTE 202
    FAR HILLS,NJ079310810
    STEPHEN A OXMAN STARTS 03/10/11 BOARD MEETING, TRUSTEE
    5.00     		0 0 0
    MORGAN STANLEY 158 BROADWAY 36TH
    FLOOR
    NEW YORK,NY10036
    ANA PALACIO TRUSTEE
    5.00     		9,300 0 0
    PLAXA DE LAS SALESAS 3 3D
      28004 MADRID  
    SP
    NORMAN PEARLSTINE TRUSTEE
    5.00     		0 0 0
    BLOOMBERG LP 731 LEXINGTON AVENUE
    NEW YORK,NY10022
    THOMAS R PICKERING LEFT 03/10/11 BOARD MEETING, TRUSTEE
    5.00     		0 0 0
    THE BOEING COMPANY 1200 WILSON BLVD
    ARLINGTON,VA222091989
    DON M RANDEL TRUSTEE
    5.00     		0 0 0
    THE ANDREW W MELLON FOUNDATION 140
    EAST 62ND STREET
    NEW YORK,NY10021
    RICHARD RILEY TRUSTEE
    5.00     		0 0 0
    NELSON MULLINS RILEY SCARBOROUGH
    101 CONSTITUTIONAL AVENUE
    WASHINGTON,DC20001
    JANET ROBINSON TRUSTEE
    5.00     		0 0 0
    THE NEW YORK TIMES 620 EIGHTH
    AVENUE
    NEW YORK,NY10018
    KURT SCHMOKE TRUSTEE
    5.00     		11,100 0 0
    HOWARD UNIVERSITY SCHOOL OF LAW
    2900 VAN NESS STREET NW
    WASHINGTON,DC20008
    JAMES D WOLFENSOHN TRUSTEE
    5.00     		0 0 0
    WOLKENSOHN COMPANY LLC 130 AVENUE
    OF THE AMERICAS
    NEW YORK,NY10019
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    LI TAN LEFT ON 9811 DIRECTOR OF INVESTME
    50.00     		375,037 90,977 0
    437 MADISON AVENUE
    NEW YORK,NY10022
    ALISA MALL DIRECTOR OF INVESTME
    50.00     		283,270 56,733 0
    437 MADISON AVENUE
    NEW YORK,NY10022
    STEPHEN DEL ROSSO PROGRAM DIRECTOR
    50.00     		210,000 80,887 0
    437 MADISON AVENUE
    NEW YORK,NY10022
    OMOTADE AKIN AINA PROGRAM DIRECTOR
    50.00     		202,000 68,092 0
    437 MADISON AVENUE
    NEW YORK,NY10022
    GERALDINE MANNION PROGRAM DIRECTOR
    50.00     		206,772 57,391 0
    437 MADISON AVENUE
    NEW YORK,NY10022
    Total number of other employees paid over $50,000...................bullet 54
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    SOUTHEASTERN ASSET MANAGEMENT INC INVESTMENT ADVISORY 801,998
    6410 POPLAR AVENUE STE900
    MEMPHIS,TN38119
    ASSET VALUE INVESTOR LTD INVESTMENT ADVISORY 710,973
    25 BERKELEY SQUARE
      LONDONWIJ 6HN
    UK
    BARES CAPITAL MANAGEMENT INVESTMENT ADVISORY 697,226
    221 W 6TH STREET STE1225
    AUSTIN,TX78701
    SIMPSON THACHER & BARTLETT LEGAL SERVICES 567,906
    425 LEXINGTON AVENUE
    NEW YORK,NY10174
    WIDMEYER COMMUNICATIONS DESIGN/COMMUNICATIONS SERVICES 234,217
    1129 20TH STREET NW
    WASHINGTON,DC20036
    Total number of others receiving over $50,000 for professional services.............bullet8
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 SEE STATEMENT 22 & 23 3,032,765
    2  
    3  
    4  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3...........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,672,759,334
    b
    Average of monthly cash balances.......................
    1b
    -840,346
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,671,918,988
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) ..............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d..........................
    3
    2,671,918,988
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ............................
    4
    40,078,785
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,631,840,203
    6
    Minimum investment return. Enter 5% of line 5...................
    6
    131,592,010
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    131,592,010
    2a
    Tax on investment income for 2010 from Part VI, line 5......
    2a
    1,568,513
    b
    Income tax for 2010. (This does not include the tax from Part VI.)...
    2b
    2,492,206
    c
    Add lines 2a and 2b............................
    2c
    4,060,719
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    127,531,291
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    262,308
    5
    Add lines 3 and 4.............................
    5
    127,793,599
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1.................................
    7
    127,793,599
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    137,209,841
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes................................
    2
    48,286
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    137,258,127
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    1,568,513
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4...............
    6
    135,689,614
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2009     		(c)
    2009     		(d)
    2010
    1 Distributable amount for 2010 from Part XI, line 7 127,793,599
    2 Undistributed income, if any, as of the end of 2010:
    a Enter amount for 2009 only....... 47,312,175
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2010:
    a From 2005.......  
    b From 2006.......  
    c From 2007.......  
    d From 2008.......  
    e From 2009.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2010 from Part
    XII, line 4: bullet$ 137,258,127
    a Applied to 2009, but not more than line 2a 47,312,175
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2010 distributable amount..... 89,945,952
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2010. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2009. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2010. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		37,847,647
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2005 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2011.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2006....  
    b Excess from 2007....  
    c Excess from 2008....  
    d Excess from 2009....  
    e Excess from 2010....  
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2010, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2010 (b) 2009 (c) 2008 (d) 2007
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    SEE STATEMENT 24 25
    C/O CARNEGIE CORPORATION OF NY 437
    MADISON AVENUE
    NEW YORK,NY10022
    (212) 371-3200
    bThe form in which applications should be submitted and information and materials they should include:
    SEE STATEMENT 24 & 25
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE STATEMENT 24 & 25
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    DEMOCRACIA USA INC
    2915 BISCAYNE BLVD SUITE 210
    MIAMI,FL33137     		NONE 170(B)(1) (A)(VI) TOWARD SUPPORT 200,000
    ACHIEVE INC
    1400 16TH STREET NW
    WASHINGTON,DC20036     		NONE 509(A)(1) FOR DEVELOPING THE NEXT GENERATION OF SCIENCE STANDARDS 1,603,300
    ACHIEVE INC
    1400 16TH STREET NW
    WASHINGTON,DC20036     		NONE 509(A)(1) FOR AN ENGLISH-LANGUAGE LEARNER SUBCOMMITTEE FOR THE PARTNERSHIP FOR THE ASS 50,000
    ACHIEVEMENT FIRST
    510 WAVERLY AVENUE
    BROOKLYN,NY11238     		NONE 509(A)(1) FOR THE EXPANSION OF THE INTERIM ASSESSMENT PLATFORM AND CAPTURING OF BEST P 474,600
    THE ACHIEVEMENT NETWORK LTD
    225 FRIEND STREET SUITE 704
    BOSTON,MA02114     		NONE PRIVATE OPERATING FO FOR THE EXPANSION AND CODIFICATION OF A DATA-DRIVEN INQUIRY SYSTEM TO IMPROV 150,000
    ACT INC
    500 ACT DRIVE PO BOX 168
    IOWA CITY,IA522430168     		NONE 509(A)(2) FOR AN INITIATIVE TO INCREASE THE NUMBER OF STUDENTS GRADUATING HIGH SCHOOL 235,000
    AFRICAN MEDIA INITIATIVE
    7TH FLOOR PURSHOTTAM PLACE CHIROMO
      NAIROBI  
    KE     		NONE FOREIGN NGO W/O EQIV TOWARD THE 2010 AFRICAN MEDIA LEADERS FORUM, A CONFERENCE TO STRENGTHEN THE 50,000
    AFRICAN POPULATION AND HEALTH RESEARCH CENTRE INC
    KIRAWA ROAD OFF PEPONI ROAD PO BOX
      NAIROBI  
    KE     		NONE 509(A)(1) TOWARD THE CONSORTIUM OF AFRICAN UNIVERSITIES TO STRENGTHEN POSTGRADUATE TRA 550,000
    AFRICAN POPULATION AND HEALTH RESEARCH CENTRE INC
    KIRAWA ROAD OFF PEPONI ROAD PO BOX
      NAIROBI  
    KE     		NONE 509(A)(1) FOR A CONSORTIUM OF AFRICAN UNIVERSITIES TO STRENGTHEN POSTGRADUATE TRAINING 902,800
    ALLIANCE FOR EXCELLENT EDUCATION INC
    1201 CONNECTICUT AVE NW SUITE 901
    WASHINGTON,DC20036     		NONE 501(C)(3) TOWARD SUPPORT 230,100
    AMERICA'S VOICE EDUCATION FUND
    1050 17TH STREET NW SUITE 490
    WASHINGTON,DC20036     		NONE 509(A)(1) TOWARD ENTRE NOS MOMS FOR FAMILY UNITY CAMPAIGN, TO BUILD MOMENTUM FOR COMPR 10,000
    AMERICAN ACADEMY OF ARTS AND SCIENCES
    136 IRVING STREET NORTONS WOODS
    CAMBRIDGE,MA021381996     		NONE 509(A)(1) TOWARD AN INITIATIVE ON MINIMIZING THE RISKS OF NUCLEAR ENERGY EXPANSION 188,000
    AMERICAN ACADEMY OF ARTS AND SCIENCES
    136 IRVING STREET NORTONS WOODS
    CAMBRIDGE,MA021381996     		NONE 509(A)(1) FOR THE COMMISSION ON THE HUMANITIES AND SOCIAL SCIENCES 275,000
    AMERICAN ACADEMY IN BERLIN
    AM SANDWERDER 17-19
      BERLIN14109
    GM     		NONE FOREIGN NGO W/O EQIV TOWARD A SERIES OF NUCLEAR NONPROLIFERATION ROUNDTABLES 25,000
    AMERICAN AGORA FOUNDATION INC
    33 IRVING PLACE
    NEW YORK,NY10003     		NONE 170(B)(1) (A)(VI) TOWARD SUPPORT 25,000
    AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE
    1200 NEW YORK AVENUE NW
    WASHINGTON,DC20005     		NONE 509(A)(2) FOR THE GLOBAL KNOWLEDGE INITIATIVE'S SCIENCE, TECHNOLOGY AND INNOVATION COL 111,100
    AMERICAN COUNCIL FOR INTERNATIONAL EDUCATION INC
    1776 MASSACHUSETTS AVE NW SUITE 700
    WASHINGTON,DC20036     		NONE 509(A)(2) FOR A CENTER FOR ADVANCED STUDY AND EDUCATION IN BELARUS 205,000
    AMERICAN COUNCIL OF LEARNED SOCIETIES
    633 THIRD AVENUE
    NEW YORK,NY100176795     		NONE 509(A)(1) FOR FELLOWSHIPS IN THE HUMANITIES IN AFRICA 1,300,000
    AMERICAN LIBRARY ASSOCIATION
    1615 NEW HAMPSHIRE AVENUE NW 1ST
    FLOOR
    WASHINGTON,DC200092520     		NONE 509(A)(2) TOWARD THE CREATION OF THE ANNUAL CARNEGIE NEW YORK TIMES LIBRARIAN AWARDS P 100,000
    AMERICAN UNIVERSITY IN CAIRO
    420 FIFTH AVENUE 3RD FLOOR
    NEW YORK,NY100182729     		NONE 509(A)(1) FOR A CONFERENCE INTERNATIONALIZING A NETWORK OF POLITICAL SCIENCE SPECIALIS 49,000
    AMERICAN YOUTH POLICY FORUM
    1836 JEFFERSON PLACE NW
    WASHINGTON,DC20036     		NONE 501(C)(3) TO SUPPORT A SERIES OF INFORMATIONAL BRIEFINGS ON EDUCATION POLICY FOR NEW A 49,000
    ABDULLAHI AHMED AN-NA'IM
    1760 BROCKETT ROAD
    TUCKER,GA30084     		NONE INDIVIDUAL FOR A RESEARCH PROJECT TITLED "ENHANCING CITIZENSHIP: AMERICAN MUSLIMS AND A 30,000
    ARAB COMMUNITY CENTER FOR ECONOMIC AND SOCIAL SERVICES
    2651 SAULINO COURT
    DEARBORN,MI48120     		NONE 509(A)(2) TOWARD SUPPORT OF THE NATIONAL NETWORK FOR ARAB AMERICAN COMMUNITIES 250,000
    ARAB COMMUNITY CENTER FOR ECONOMIC AND SOCIAL SERVICES
    2651 SAULINO COURT
    DEARBORN,MI48120     		NONE 509(A)(2) AS A FINAL GRANT FOR SUPPORT OF THE NATIONAL NETWORK FOR ARAB AMERICAN COMMU 250,000
    ARIZONA STATE UNIVERSITY
    COLLEGE OF LIBERAL ARTS AND
    SCIENCES MAIN CAMPUS PO BOX 873902
    TEMPE,AZ852873902     		NONE GOVERNMENTAL UNIT - TOWARD EXPANDING THE NEWS21 NETWORK OF UNIVERSITIES PROVIDING INNOVATIVE, HA 636,000
    ARIZONA STATE UNIVERSITY
    COLLEGE OF LIBERAL ARTS AND
    SCIENCES MAIN CAMPUS PO BOX 873902
    TEMPE,AZ852873902     		NONE GOVERNMENTAL UNIT - TOWARD EXPANDING THE NEWS21 NETWORK OF UNIVERSITIES PROVIDING INNOVATIVE, HA 220,000
    ARIZONA STATE UNIVERSITY FOUNDATION
    707 S COLLEGE
    TEMPE,AZ85281     		NONE 509(A)(1) FOR A SYMPOSIUM ON THE SOCIAL, EDUCATIONAL, AND ECONOMIC IMPACT OF ARIZONA'S 30,000
    UNIVERSITY OF ARIZONA
    1306 E UNIVERSITY PO BOX 20041
    TUCSON,AZ857210041     		NONE GOV'T INSTRUMENTALIT FOR AN ON-LINE DIRECTORY OF ACADEMIC PROGRAMS, EXPERTS AND RESOURCES ON MUSL 95,000
    THE ARMS CONTROL ASSOCIATION
    1313 L STREET SUITE 130
    WASHINGTON,DC20005     		NONE 509(A)(1) TOWARD STRENGTHENING RESEARCH ON THREAT ASSESSMENT AND ARMS CONTROL OPPORTUN 114,000
    THE ARMS CONTROL ASSOCIATION
    1313 L STREET SUITE 130
    WASHINGTON,DC20005     		NONE 509(A)(1) FOR STRENGTHENING AN ANALYSIS ON THREAT ASSESSMENT AND ARMS CONTROL OPPORTUN 222,700
    ASIM KHWAJA
    295 SUMMER STREET UNIT 2
    SOMERVILLE,MA02144     		NONE INDIVIDUAL FOR A RESEARCH PROJECT TITLED "THE HAJJ: ISLAM'S GLOBAL GATHERING" 50,000
    ASPEN INSTITUTE INC
    ONE DUPONT CIRCLE NW SUITE 700
    WASHINGTON,DC200361133     		NONE 509(A)(1) FOR THE CONGRESSIONAL PROGRAM ON EDUCATION 600,000
    ASPEN INSTITUTE INC
    ONE DUPONT CIRCLE NW SUITE 700
    WASHINGTON,DC200361133     		NONE 509(A)(1) FOR EDUCATIONAL POLICY SEMINARS FOR CONGRESSIONAL STAFF 146,000
    ASPEN INSTITUTE INC
    ONE DUPONT CIRCLE NW SUITE 700
    WASHINGTON,DC200361133     		NONE 509(A)(1) FOR ITS PROGRAM ON PHILANTHROPY AND SOCIAL INNOVATION 50,000
    ASPEN INSTITUTE INC
    ONE DUPONT CIRCLE NW SUITE 700
    WASHINGTON,DC200361133     		NONE 509(A)(1) FOR A PROJECT TO EXAMINE THE HISTORY OF THE POLITICAL TREATMENT OF RELIGIOUS 25,000
    ASPEN INSTITUTE INC
    ONE DUPONT CIRCLE NW SUITE 700
    WASHINGTON,DC200361133     		NONE 509(A)(1) FOR THE WORK OF THE CONGRESSIONAL PROGRAM ON NUCLEAR SECURITY 600,000
    ASSOCIATION OF AFRICAN UNIVERSITIES
    AFRICAN UNIVERSITIES HOUSE 11
    GH     		NONE FOREIGN UNIV W/ EQUI FOR A CONFERENCE OF RECTORS, VICE-CHANCELLORS AND PRESIDENTS OF AFRICAN UNIV 50,000
    ASSOCIATION OF AFRICAN UNIVERSITIES
    AFRICAN UNIVERSITIES HOUSE 11
    GH     		NONE FOREIGN UNIV W/ EQUI TOWARD PROMOTING HIGHER EDUCATION AND RESEARCH NETWORKS IN AFRICA 125,000
    ASSOCIATION OF AMERICAN MEDICAL COLLEGES
    2450 N STREET NW
    WASHINGTON,DC200371127     		NONE 509(A)(1) TOWARD A MEDICAL CONFERENCE ADDRESSING THE ROLE OF EDUCATORS IN ALIGNING MED 25,000
    ASSOCIATION OF COMMONWEALTH UNIVERSITIES
    WOBURN HOUSE 20-24 TAVISTOCK SQUARE
      LONDONWC1H 9HF
    UK     		NONE FOREIGN NGO W/O EQIV FOR STRENGTHENING RESEARCH MANAGEMENT CAPACITY IN SELECTED AFRICAN UNIVERSIT 113,900
    BALLOT INITIATIVE STRATEGY CENTER FOUNDATION
    1825 K STREET NW SUITE 411
    WASHINGTON,DC20001     		NONE 501(C)(3) FOR A PROJECT TO ASSESS THE IMPACT OF ANTI-IMMIGRANT BALLOT MEASURES ON CIVI 40,000
    BARNARD COLLEGE
    COLUMBIA UNIVERSITY 3009 BROADWAY
    NEW YORK,NY100276598     		NONE 509(A)(1) FOR DEVELOPING A BUSINESS PLAN TO PROMOTE AN INNOVATIVE COLLEGE-LEVEL PEDAGO 25,000
    RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
    ONE BERNARD BARUCH WAY
    NEW YORK,NY10010     		NONE 509(A)(1) FOR A LEGAL EDUCATION AND RESOURCE PROJECT FOR JOURNALISM SCHOOLS 50,000
    BETTER WORLD FUND
    1800 MASSACHUSETTS AVENUE NW SUITE
    400
    WASHINGTON,DC20036     		NONE 509(A)(1) FOR A NEW STRATEGIC ALLIANCE BETWEEN THE UNITED NATIONS FOUNDATION AND THE U 25,000
    BIBLIOTHECA ALEXANDRINA
    PO BOX 138 21526 EL CHATBY
      ALEXANDRIA  
    EG     		NONE FOREIGN NGO W/ EQIVA TOWARD THE REISSUING OF MODERNIST PUBLICATIONS FROM MUSLIM SOCIETIES 327,000
    BIOLOGICAL SCIENCES CURRICULUM STUDY
    5415 MARK DABLING BLVD
    COLORADO SPRINGS,CO80918     		NONE 509(A)(1) TOWARD TEACHING SCIENCE READING COMPREHENSION STRATEGIES ON THE INTERNET 66,600
    BIPARTISAN POLICY CENTER INC
    1225 EYE STREET NW STE 1000
    WASHINGTON,DC20005     		NONE FOUNDATION - EXEMPT TOWARD ONGOING PUBLIC EDUCATION AROUND THE PUBLIC DISCOURSE AND IMPLEMENTATI 90,000
    BIPARTISAN POLICY CENTER INC
    1225 EYE STREET NW STE 1000
    WASHINGTON,DC20005     		NONE FOUNDATION - EXEMPT FOR A REPORT MONITORING THE PROGRESS OF RECOMMENDATIONS MADE BY THE 9/11 COM 50,000
    TRUSTEES OF BOSTON COLLEGE
    MCGUINN HALL 140 COMMONWEALTH
    AVENUE
    CHESTNUT HILL,MA02467     		NONE 509(A)(1) FOR THE CENTER FOR INTERNATIONAL HIGHER EDUCATION'S PUBLICATION, INTERNATION 60,000
    BOSTON CRITIC INC
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    KING'S COLLEGE UNIVERSITY OF LONDON
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      LONDONWC2R 2LS
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    LIBRARY AND INFORMATION ASSOCIATION OF SOUTH AFRICA
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    MAKERERE UNIVERSITY
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      KAMPALA  
    UG     		NONE FOREIGN UNIV W/ EQUI FOR POSTGRADUATE TRAINING AND RESEARCH PROGRAMS TO ADVANCE SCHOLARSHIP AND I 1,196,000
    MAKERERE UNIVERSITY
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      KAMPALA  
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    THE UNIVERSITY OF MARYLAND FOUNDATION INC
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    BOSTON,MA02108     		NONE 509(A)(1) FOR IMPLEMENTATION OF SCHOOL TURNAROUND PARTNERSHIP ZONES IN STATES 955,000
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
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    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
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    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
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    PRESIDENT & FELLOWS OF MIDDLEBURY
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    MIGRATION POLICY INSTITUTE
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    MIGRATION POLICY INSTITUTE
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    NATIONAL COUNCIL FOR TERTIARY EDUCATION
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    NORTH AMERICAN COUNCIL FOR ONLINE LEARNING
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      TORONTO, ONTARIOM5C 1S8
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    BROOKLYN,NY11201     		NONE 509(A)(1) TOWARD A LONGITUDINAL STUDY OF STUDENTS' COGNITIVE SKILLS GROWTH DURING COLL 184,000
    SOCIAL SCIENCE RESEARCH COUNCIL
    ONE PIERREPONT PLAZA 15TH FLOOR
    BROOKLYN,NY11201     		NONE 509(A)(1) FOR A PEACEBUILDING POLICY RESEARCH NETWORK 900,300
    SOCIAL SCIENCE RESEARCH COUNCIL
    ONE PIERREPONT PLAZA 15TH FLOOR
    BROOKLYN,NY11201     		NONE 509(A)(1) FOR A COMPETITIVE FELLOWSHIP PROGRAM TO PROMOTE DOCTORAL RESEARCH AND WRITIN 1,209,500
    SOUTH AFRICAN INSTITUTE OF DISTANCE EDUCATION
    12 FLOOR NOSWAL HALL CORNER BERTHA
      BRAAMFONTEIN, 2017  
    SF     		NONE FOREIGN NGO W/ EQIVA TOWARD AN AFRICAN UNIVERSITY E-LEARNING INITIATIVE 377,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3502 WATTS WAY
    LOS ANGELES,CA90089     		NONE 509(A)(2) TOWARD CURRICULUM ENRICHMENT 93,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3502 WATTS WAY
    LOS ANGELES,CA90089     		NONE 509(A)(2) FOR DEVELOPMENT OF FACILITATOR TRAINING FOR THE EQUITY SCORECARD, A LEADERSH 236,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3502 WATTS WAY
    LOS ANGELES,CA90089     		NONE 509(A)(2) FOR A WEB-BASED APPLICATION PLATFORM FOR THE CENTER FOR URBAN EDUCATION 50,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3502 WATTS WAY
    LOS ANGELES,CA90089     		NONE 509(A)(2) FOR A MEETING OF JOURNALISM SCHOOL DEANS TO DISCUSS THE CURRICULUM ENRICHMEN 20,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3502 WATTS WAY
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    UNIVERSITY OF SOUTHERN CALIFORNIA
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    BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
    485 LASUEN MALL SCHOOL OF EDUCATION
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    BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
    485 LASUEN MALL SCHOOL OF EDUCATION
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    BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
    485 LASUEN MALL SCHOOL OF EDUCATION
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    STATE VOICES
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    HENRY L STIMSON CENTER
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    STOCKHOLM INTERNATIONAL PEACE RESEARCH INSTITUTE (SIPRI)
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    SW     		NONE FOREIGN NGO W/O EQIV TOWARD ANALYSIS ON THE TRANS-ATLANTIC DIMENSION OF THE NEXT ROUND OF ARMS RE 150,000
    STORYCORPS INC
    80 HANSON PLACE 2ND PLACE
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    SUPREME COURT HISTORICAL SOCIETY
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    SYRACUSE UNIVERSITY
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    SYRACUSE UNIVERSITY
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    TANENBAUM CENTER FOR INTERRELIGIOUS UNDERSTANDING
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    TANZANIA COMMISSION FOR UNIVERSITIES
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      DAR ES SALAAM  
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    TAREK MASOUD
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    UNIVERSITY OF TEXAS AT AUSTIN
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    UNIVERSITY OF TEXAS AT AUSTIN
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    BP 45435
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    MCGUINN HALL 140 COMMONWEALTH
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    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
    77 MASSACHUSETTS AVENUE
    CAMBRIDGE,MA02139     		NONE 509(A)(1) FOR A STUDY ON TRANSFORMING MANUFACTURING IN THE UNITED STATES 225,600
    MERCY CORPS
    45 SW ANKENY STREET
    PORTLAND,OR97204     		NONE 509(A)(1) FOR ACTIVITIES TO IMPROVE INFORMATION SHARING AND CUMULATIVE LEARNING AMONG 187,800
    MIAMI DADE COLLEGE FOUNDATION
    MIAMI DADE COLLEGE 300 NE 2ND
    AVENUE
    MIAMI,FL33132     		NONE 501(C)(3) ACADEMIC LEADERSHIP AWARD IN RECOGNITION OF MIAMI DADE COLLEGE PRESIDENT EDU 500,000
    PRESIDENT & FELLOWS OF MIDDLEBURY
    OLD CHAPEL ROAD
    MIDDLEBURY,VT05753     		NONE 509(A)(1) FOR EDUCATION AND TRAINING ON NUCLEAR NONPROLIFERATION BY THE JAMES L. MARTI 900,000
    MIGRATION POLICY INSTITUTE
    1400 16TH STREET NW
    WASHINGTON,DC20036     		NONE 509(A)(1) FOR SUPPORT 750,000
    UNIVERSITY OF MISSOURI-COLUMBIA
    118 UNIVERSITY HALL
    COLUMBIA,MO65201     		NONE 509(A)(1) FOR ENHANCING JOURNALISM CURRICULA IN THE ARTS AND DEEPENING JOURNALISM SCHO 94,000
    MOSCOW SCHOOL OF POLITICAL STUDIES
    STAROPIMENOVSKY PEREULOK 11 BLDG 1
    2ND FLOOR
      MOSCOW127006
    RS     		NONE FOREIGN NGO W/O EQIV FINAL GRANT TOWARD A PROJECT TO STRENGTHEN DEMOCRATIC INSTITUTIONS AND CIVIL 85,000
    NATIONAL ACADEMY OF SCIENCES
    500 FIFTH STREET NW
    WASHINGTON,DC20001     		NONE 509(A)(1) TOWARD A VENTURE FUND TO ENABLE ANTICIPATION AND RESEARCH OF EMERGING ISSUES 80,000
    NATIONAL ACADEMY OF SCIENCES
    500 FIFTH STREET NW
    WASHINGTON,DC20001     		NONE 509(A)(1) FOR A SCIENTIFIC AND POLICY DIALOGUE WITH RUSSIA ON TACTICAL NUCLEAR WEAPONS 300,000
    NATIONAL ACADEMY OF SCIENCES
    500 FIFTH STREET NW
    WASHINGTON,DC20001     		NONE 509(A)(1) FOR A FINAL GRANT FOR EXPANDED ENGAGEMENT BETWEEN LEADERS AND INSTITUTIONS I 47,300
    NATIONAL CENTER ON TIME AND LEARNING
    24 SCHOOLS STREET 3RD FLOOR
    BOSTON,MA02108     		NONE 501(C)(3) FOR EXPANDING LEARNING TIME IN THE SCHOOL TURNAROUND MODEL 1,000,000
    NATIONAL COUNCIL FOR EURASIAN AND EAST EUROPEAN RESEARCH
    UNIVERSITY OF WASHINGTON 4500 9TH
    AVENUE
    SEATTLE,WA98105     		NONE 509(A)(1) FOR ACADEMIC FELLOWSHIPS FOR RUSSIAN AND EURASIAN SCHOLARS 291,700
    NATIONAL COUNCIL FOR HIGHER EDUCATION
    34 CAVERS CRESCENT PO BOX 76
    KYAMBOGO
      KAMPALA  
    UG     		NONE GOV'T INSTRUMENTALIT FOR SENIOR ACADEMIC LEADERSHIP CAPACITY BUILDING IN UGANDA 395,000
    NATIONAL COUNCIL FOR TERTIARY EDUCATION
    PO BOX MB 28
      ACCRA  
    GH     		NONE GOVERNMENTAL UNIT - FOR SENIOR ACADEMIC LEADERSHIP TRAINING IN WEST AFRICA 515,000
    NATIONAL ENDOWMENT FOR THE HUMANITIES
    1100 PENNSYLVANIA AVENUE NW
    WASHINGTON,DC20506     		NONE GOV'T INSTRUMENTALIT TOWARD DISTRIBUTION OF BOOKS AND OTHER RESOURCES REFLECTING THE DIVERSITY OF 672,000
    NATIONAL EQUITY PROJECT
    1720 BROADWAY 4TH FLOOR
    OAKLAND,CA94612     		NONE 509(A)(1) TOWARD THE CREATION OF A DATA-BASED PROFESSIONAL DEVELOPMENT NETWORK 289,700
    NATIONAL GOVERNORS' ASSOCIATION CENTER FOR BEST PRACTICES
    444 NORTH CAPITOL STREET SUITE 267
    WASHINGTON,DC200011512     		NONE 509(A)(1) TOWARD AN ACTION AGENDA TO IMPROVE SCIENCE, TECHNOLOGY, ENGINEERING AND MATH 343,200
    NATIONAL IMMIGRATION FORUM INC
    50 F STREET NW SUITE 300
    WASHINGTON,DC20001     		NONE 509(A)(2) TOWARD SUPPORT 250,000
    NATIONAL PUBLIC EDUCATION SUPPORT FUND
    3205 R STREET NW
    WASHINGTON,DC20007     		NONE 509(A)(3) TYPE I FOR A CONSORTIUM OF EDUCATION FUNDERS 20,800
    NATIONAL PUBLIC RADIO INC
    635 MASSACHUSETTS AVENUE NW
    WASHINGTON,DC200013753     		NONE 509(A)(1) FOR EXPANDED NEWS REPORTING ON EDUCATION REFORM ISSUES 200,000
    NATIONAL PUBLIC RADIO INC
    635 MASSACHUSETTS AVENUE NW
    WASHINGTON,DC200013753     		NONE 509(A)(1) FOR IN-DEPTH COVERAGE ON INTERNATIONAL PEACE AND SECURITY ISSUES 125,000
    NATIONAL RESEARCH FOUNDATION
    PO BOX 2600
      PRETORIA, 0001  
    SF     		NONE GOV'T INSTRUMENTALIT TOWARD A DIGITIZATION AND DATA PRESERVATION CENTER 94,600
    NATURAL RESOURCES DEFENSE COUNCIL INC
    40 WEST 20TH STREET
    NEW YORK,NY10011     		NONE 509(A)(1) FOR ANALYSIS ON REDUCING RISKS FROM ENRICHMENT FACILITIES AND SPENT NUCLEAR 450,000
    NEW AMERICA FOUNDATION
    1899 L STREET NW SUITE 400
    WASHINGTON,DC20036     		NONE 509(A)(1) FOR PRODUCING A SERIES OF ONLINE VIDEO DIALOGUES ON FOREIGN AFFAIRS IN COLLA 55,000
    NEW PROFIT INC
    2 CANAL PARK
    CAMBRIDGE,MA02141     		NONE 501(C)(3) FOR SUPPORT OF THE SOCIAL INNNOVATION FUND INTERMEDIARY STRATEGY 208,300
    NEW SCHOOLS FOR NEW ORLEANS
    200 BROADWAY SUITE 108
    NEW ORLEANS,LA70118     		NONE 509(A)(1) FOR A PROJECT TO SCALE A TURNAROUND MODEL THAT REPLACES PERSISTENTLY LOW-PER 800,000
    NEW SCHOOLS FUND
    49 STEVENSON STREET SUITE 575
    SAN FRANCISCO,CA94105     		NONE 501(C)(3) TOWARD SUPPORT 2,500,000
    NEW TEACHER CENTER
    725 FRONT ST
    SANTA CRUZ,CA95060     		NONE 509(A)(1) FOR THE IMPLEMENTATION OF ITERATIVE IMPROVEMENT PROCESSES TO ENHANCE THE IMP 920,000
    NEW VISIONS FOR PUBLIC SCHOOLS INC
    320 WEST 13TH STREET 6TH FLOOR
    NEW YORK,NY10014     		NONE 509(A)(1) TOWARD LEADERSHIP DEVELOPMENT WITHIN THE NEW CENTURY HIGH SCHOOLS 300,000
    NEW VISIONS FOR PUBLIC SCHOOLS INC
    320 WEST 13TH STREET 6TH FLOOR
    NEW YORK,NY10014     		NONE 509(A)(1) FOR THE REFINEMENT AND EXPANSION OF THE URBAN TEACHER RESIDENCY PROGRAM 737,900
    THE UNIVERSITY OF THE STATE OF NEW YORK
    89 WASHINGTON AVE RM 111 STATE
    EDUCATION BLDG
    ALBANY,NY12234     		NONE 509(A)(1) FOR THE REGENTS RESEARCH FELLOWS IN VIRTUAL LEARNING 321,700
    NEW YORK UNIVERSITY
    15 WASHINGTON PLACE
    NEW YORK,NY10003     		NONE 509(A)(1) AS A FINAL GRANT TOWARD A PROJECT ON ENHANCING GOVERNMENTAL AND INTERGOVERNM 170,000
    NEW YORK UNIVERSITY
    15 WASHINGTON PLACE
    NEW YORK,NY10003     		NONE 509(A)(1) FOR A PILOT STUDY EXAMINING CIVIC TRUST AND ENGAGEMENT AMONG IMMIGRANT YOUNG 71,000
    RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
    230 WEST 41ST STREET
    NEW YORK,NY10036     		NONE 509(A)(1) FOR IMPLEMENTING PROGRAMS AT A NEW COMMUNITY COLLEGE 300,000
    RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORK
    PO BOX 9
    ALBANY,NY122010009     		NONE 509(A)(1) ONE-TIME ONLY GRANT FOR A COLLEGE READINESS INITIATIVE 136,000
    NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS
    PMB 498 GARKI GPO 25 LIBREVILLE
    STREET OFF AMINU KANO CRESCENT WUSE
      ABUJA  
    NI     		NONE FOREIGN NGO W/O EQIV TOWARD A SATELLITE BANDWIDTH PURCHASING CONSORTIUM SERVING AFRICAN EDUCATION 11,000
    NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS
    PMB 498 GARKI GPO 25 LIBREVILLE
    STREET OFF AMINU KANO CRESCENT WUSE
      ABUJA  
    NI     		NONE FOREIGN NGO W/O EQIV AS A FINAL GRANT TOWARD TECHNICAL TRAINING AND PLANNING OF A NATIONAL RESEAR 120,000
    NUCLEAR THREAT INITIATIVE INC
    1747 PENNSYLVANIA AVENUE NW SUITE
    700
    WASHINGTON,DC20006     		NONE 509(A)(1) TOWARD SUPPORT 275,000
    RESEARCH FOUNDATION OF THE CITY OF NEW YORK
    365 FIFTH AVENUE
    NEW YORK,NY100164309     		NONE 509(A)(1) AS A FINAL GRANT TO IDENTIFY THE CONDITIONS UNDER WHICH AN EMERGING NORM OF 400,200
    OBAFEMI AWOLOWO UNIVERSITY
    ILE-IFE
      OSUN  
    NI     		NONE FOREIGN UNIV W/ EQUI AS A FINAL GRANT TOWARD INSTITUTIONAL STRENGTHENING AND GENDER EQUITY PROJEC 404,000
    ORGANISATION FOR ECONOMIC CO-OPERATION AND DEVELOPMENT
    2 RUE ANDRE PASCAL CEDEX 16
      PARIS 75775  
    FR     		NONE 22 U.S.C. 288-288(F) FOR THE PROGRAMME FOR INTERNATIONAL STUDENT ASSESSMENT (PISA) PILOT PROJECT 500,000
    OUR PIECE OF THE PIE INC
    20-28 SARGEANT STREET
    HARTFORD,CT06105     		NONE 509(A)(1) FOR A PROJECT TO DEVELOP AND IMPLEMENT A RECUPERATIVE EDUCATION STRATEGY FOR 343,400
    OXFORD CENTRE FOR ISLAMIC STUDIES
    GEORGE STREET
      OXFORDOX1 2AR
    UK     		NONE FOREIGN NGO W/O EQIV AS A CHALLENGE GRANT TOWARD AN HISTORICAL ATLAS PROJECT 125,000
    UNIVERSITY OF OXFORD
    GEORGE STREET
      OXFORDOX1 2RL
    UK     		NONE 509(A)(1) FOR RESEARCH ON THE HISTORY OF THE LEAGUE OF NATIONS 4,000
    PARTNERSHIP FOR A SECURE AMERICA INC
    2000 P ST NW SUITE 505
    WASHINGTON,DC20036     		NONE 170(B)(1) (A)(VI) FOR A PROJECT TO DEVELOP UPCOMING U.S. CONGRESSIONAL STAFF LEADERS ON INTERN 104,200
    PARTNERSHIP FOR GLOBAL SECURITY
    1025 CONNECTICUT AVE NW SUITE 506
    WASHINGTON,DC20036     		NONE 509(A)(1) FOR A PROJECT ON STRENGTHENING AND REDIRECTING COOPERATIVE THREAT REDUCTION 312,200
    CHARLES PAYNE
    C/O CARNEGIE CORPORATION OF NEW
    YORK 437 MADISON AVENUE
    NEW YORK,NY10022     		NONE INDIVIDUAL FOR A RESEARCH PROJECT TITLED, "SCHOOL REFORM IN INTERNATIONAL PERSPECTIVE" 20,000
    PHILADELPHIA YOUTH NETWORK
    714 MARKET STREET SUITE 304
    PHILADELPHIA,PA19106     		NONE 501(C)(3) FOR PLANNING TO BECOME A SCHOOL DESIGN AND DEVELOPMENT INTERMEDIARY 250,000
    POLICE EXECUTIVE RESEARCH FORUM
    1120 CONNECTICUT AVENUE NW SUITE
    930
    WASHINGTON,DC20036     		NONE 509(A)(1) FOR PUBLIC EDUCATION AND OUTREACH ABOUT THE IMPACT OF IMMIGRATION POLICY ON 62,300
    UNIVERSITY OF PRETORIA
    PRIVATE BAG X20 HATFIELD
      PRETORIA 0028  
    SF     		NONE FOREIGN NGO W/ EQIVA FOR PROMOTING LEADERSHIP SKILLS FOR MODEL LIBRARIES IN AFRICA 211,000
    UNIVERSITY OF PRETORIA
    PRIVATE BAG X20 HATFIELD
      PRETORIA 0028  
    SF     		NONE FOREIGN NGO W/ EQIVA FOR THE ESTABLISHMENT OF A MASTER'S PROGRAM IN INFORMATION TECHNOLOGY WITHIN 1,600,000
    PRINCETON UNIVERSITY
    221 NASSAU STREET 2ND FLOOR
    PRINCETON,NJ085424601     		NONE 509(A)(1) FOR AN ANALYSIS OF POST-CONFLICT AFGHANISTAN AND ITS FUTURE 103,400
    PRINCETON UNIVERSITY
    221 NASSAU STREET 2ND FLOOR
    PRINCETON,NJ085424601     		NONE 509(A)(1) FOR A PROJECT ON CONTROLLING FISSILE MATERIAL AND NUCLEAR ENERGY 900,000
    THE PROJECT ON GOVERNMENT OVERSIGHT INC
    1100 G STREET NW SUITE 900
    WASHINGTON,DC20005     		NONE 509(A)(1) FOR SUPPORT 175,000
    PRO PUBLICA INC
    ONE EXCHANGE PLAZA 55 BROADWAY 23RD
    FLOOR
    NEW YORK,NY10006     		NONE 509(A)(1) TOWARD SUPPORT 56,000
    PUBLIC EDUCATION NETWORK
    601 THIRTEENTH STREET NW SUITE 710
    SOUTH
    WASHINGTON,DC200053808     		NONE 501(C)(3) FOR A CONVENING TO ADDRESS COLLEGE AND CAREER READINESS 50,000
    PUBLIC IMPACT LLC
    504 DOGWOOD DRIVE
    CHAPEL HILL,NC27516     		NONE EXPENDITURE RESPONSI FOR THE DESIGN, IMPLEMENTATION, AND DISSEMINATION OF EFFORTS TO EXTEND THE R 199,900
    PUBLIC RADIO INTERNATIONAL INC
    401 2ND AVENUE NORTH SUITE 500
    MINNEAPOLIS,MN554012097     		NONE 501(C)(3) FOR IN-DEPTH COVERAGE OF INTERNATIONAL AFFAIRS FOR "THE WORLD," A DAILY GLOB 150,000
    SABINET GATEWAY
    NO 3 CENTURION OFFICE PARK 1021
    BANK AVENUE PO BOX 9785
      CENTURION, 0046  
    SF     		NONE FOREIGN NGO W/O EQIV TOWARD THE RETROSPECTIVE DIGITIZATION OF AFRICAN JOURNALS 820,000
    SOCIAL SCIENCE RESEARCH COUNCIL
    ONE PIERREPONT PLAZA 15TH FLOOR
    BROOKLYN,NY11201     		NONE 509(A)(1) FOR A PROJECT TO HELP DEVELOP COOPERATIVE SOLUTIONS TO PROBLEMS INVOLVING SE 112,500
    SOCIAL SCIENCE RESEARCH COUNCIL
    ONE PIERREPONT PLAZA 15TH FLOOR
    BROOKLYN,NY11201     		NONE 509(A)(1) FOR A PEACEBUILDING POLICY RESEARCH NETWORK 748,700
    SOCIAL SCIENCE RESEARCH COUNCIL
    ONE PIERREPONT PLAZA 15TH FLOOR
    BROOKLYN,NY11201     		NONE 509(A)(1) FOR A COMPETITIVE FELLOWSHIP PROGRAM TO PROMOTE DOCTORAL RESEARCH AND WRITIN 940,500
    SOUTH AFRICAN INSTITUTE OF DISTANCE EDUCATION
    12 FLOOR NOSWAL HALL CORNER BERTHA
    AND STIEMENS STREETS
      BRAAMFONTEIN, 2017  
    SF     		NONE FOREIGN NGO W/ EQIVA TOWARD AN AFRICAN UNIVERSITY E-LEARNING INITIATIVE 753,000
    UNIVERSITY OF SOUTH CAROLINA
    UNIVERSITY OF SOUTH CAROLINA
    COLUMBIA,SC29208     		NONE GOV'T INSTRUMENTALIT FOR THE CREATION OF AN INTERDISCIPLINARY INSTITUTE OF CHANGE AT THE UNIVERSI 124,900
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3502 WATTS WAY
    LOS ANGELES,CA90089     		NONE 509(A)(2) FOR A CONFERENCE TO EXPLORE WAYS OF INCORPORATING RELIGION IN PUBLIC DIPLOMA 20,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    3502 WATTS WAY
    LOS ANGELES,CA90089     		NONE 509(A)(2) AS A FINAL GRANT FOR BUILDING THE CAPACITY OF MUSLIM LEADERSHIP IN AMERICA T 100,000
    BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
    485 LASUEN MALL SCHOOL OF EDUCATION
    STANFORD,CA943053096     		NONE 509(A)(1) TOWARD RESEARCH AND TRAINING IN INTERNATIONAL SECURITY 324,000
    BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
    485 LASUEN MALL SCHOOL OF EDUCATION
    STANFORD,CA943053096     		NONE 509(A)(1) FOR BUILDING ON THE COMMON CORE STATE STANDARDS INITIATIVE TO IMPROVE LEARNI 429,700
    STANLEY FOUNDATION
    209 IOWA AVENUE
    MUSCATINE,IA52761     		NONE PRIVATE OPERATING FO FOR THE "RESPONSIBILITY TO PROTECT" 10TH ANNIVERSARY EVENT 50,000
    THE STATE OF THE USA INC
    1899 L STREET NW SUITE 900
    WASHINGTON,DC20036     		NONE 509(A)(1) TOWARD DEVELOPING NATIONAL EDUCATIONAL INDICATORS 188,000
    STATE VOICES
    500 GRISWOLD ST SUITE 2850
    DETROIT,MI48226     		NONE 509(A)(1) FOR GENERAL SUPPORT 600,000
    UNIVERSITY OF STELLENBOSCH
    PRIVATE BAG X1
      STELLENBOSCH, 7602  
    SF     		NONE FOREIGN UNIV W/ EQUI FOR THE AFRICAN DOCTORAL ACADEMY, CREATING EXCELLENCE IN AFRICAN ACADEMIC RE 1,000,000
    HENRY L STIMSON CENTER
    1111 19TH STREET NW 12TH FLOOR
    WASHINGTON,DC20036     		NONE 509(A)(1) FOR PROJECTS ADDRESSING CURRENT AND EMERGING SECURITY THREATS 162,300
    STOCKHOLM INTERNATIONAL PEACE RESEARCH INSTITUTE (SIPRI)
    PIPERS VAG 28
      SOLNA, S-171  
    SW     		NONE FOREIGN NGO W/O EQIV TOWARD ANALYSIS ON THE TRANS-ATLANTIC DIMENSION OF THE NEXT ROUND OF ARMS RE 100,000
    SYRACUSE UNIVERSITY
    100 EGGERS HALL MAXWELL SCHOOL OF
    CITIZENSHIP AND PUBLIC AFFAIRS
    SYRACUSE,NY132441020     		NONE 509(A)(1) TOWARD JOURNALISM CURRICULUM ENRICHMENT FOCUSING ON RELIGION AND CLIMATE CHA 94,000
    TAXPAYERS FOR COMMON SENSE
    651 PENNSYLVANIA AVENUE SE
    WASHINGTON,DC20003     		NONE 509(A)(1) FOR SUPPORT 100,000
    UNIVERSITY OF TEXAS AT AUSTIN
    UNIVERSITY OF TEXAS AT AUSTIN
    AUSTIN,TX787121173     		NONE GOVERNMENTAL UNIT - FOR ENHANCING JOURNALISM CURRICULA TO BRIDGE CAMPUS, COMMUNITY AND THE DIGIT 94,000
    THE NEW SCHOOL
    66 WEST 12TH STREET
    NEW YORK,NY10011     		NONE 509(A)(1) AS A FINAL GRANT TOWARD THE JOURNAL DONATION PROJECT 138,000
    TIDES FOUNDATION
    PRESIDIO BUILDING 1014
    SAN FRANCISCO,CA94129     		NONE 509(A)(1) TOWARD CONNECT U.S. FUND'S EFFORTS TO BUILD TIES BETWEEN NGOS. 167,000
    TOBIN PROJECT INC
    ONE MIFFLIN PLACE SUITE 240
    CAMBRIDGE,MA02138     		NONE 170(B)(1) (A)(VI) FOR A PROJECT ON LINKING NATIONAL SECURITY SCHOLARSHIP TO POLICY. 300,000
    TRUMAN NATIONAL SECURITY PROJECT EDUCATIONAL INSTITUTE
    1050 17TH STREET NW SUITE 375
    WASHINGTON,DC20036     		NONE 509(A)(1) FOR A PROJECT ON BUILDING CAPACITY AMONG EMERGING CONGRESSIONAL LEADERS 100,000
    TRUSTAFRICA
    BP 45435
      DAKER  
    SG     		NONE 509(A)(1) FOR A POLICY DIALOG SERIES IN HIGHER EDUCATION TRANSFORMATION IN SUB-SAHARAN 83,600
    TURNAROUND FOR CHILDREN INC
    25 WEST 45TH ST 6TH FLOOR
    NEW YORK,NY10036     		NONE 509(A)(1) FOR CAPACITY BUILDING TO ACHIEVE INCREASED IMPACT AND SCALE 500,000
    US EDUCATION DELIVERY INSTITUTE
    1250 H STREET NW SUITE 700
    WASHINGTON,DC20005     		NONE 509(A)(3) TYPE I TOWARD SUPPORT 1,250,000
    UNCOMMON KNOWLEDGE AND ACHIEVEMENT INC
    40 WEST 20TH STREET 6TH FLOOR
    NEW YORK,NY10011     		NONE 501(C)(3) FOR THE DEVELOPMENT AND IMPLEMENTATION OF AN INNOVATIVE MODEL OF TEACHER PRE 461,000
    UNION OF CONCERNED SCIENTISTS INC
    TWO BRATTLE SQUARE
    CAMBRIDGE,MA022389105     		NONE 509(A)(1) TOWARD A PROJECT TO TRAIN THE NEXT GENERATION OF INDEPENDENT TECHNICAL SECUR 75,000
    UNIVERSITY OF MARYLAND UNIVERSITY COLLEGE
    3501 UNIVERSITY BOULEVARD EAST
    ADELPHI,MD20783     		NONE 501(C)(3) FOR A PROJECT TO REDESIGN THREE INTRODUCTORY SCIENCE AND MATHEMATICS COLLEGE 109,300
    UNIVERSITY OF MARYLAND BALTIMORE COUNTY FOUNDATION
    1000 HILLTOP CIRCLE
    BALTIMORE,MD21250     		NONE 501(C)(3) ACADEMIC LEADERSHIP AWARD IN RECOGNITION OF UNIVERSITY OF MARYLAND, BALTIMOR 500,000
    UNIVERSITY OF WISCONSIN MADISON
    1848 UNIVERSITY AVENUE PO BOX 8860
    MADISON,WI537088860     		NONE GOVERNMENTAL UNIT - TOWARD A PROJECT ON THE FORMATIVE ASSESSMENT OF ACADEMIC LANGUAGE AND LITERA 637,600
    UNIVERSITY OF WASHINGTON
    UNIVERSITY OF WASHINGTON
    SEATTLE,WA981951230     		NONE GOV'T INSTRUMENTALIT FOR RESEARCH INTO THE RELATIVE EFFECTIVENESS OF TEACHER TRAINING AND CERTIFI 195,100
    WESTED
    300 LAKESIDE DRIVE 18TH FL
    OAKLAND,CA946123534     		NONE GOV'T INSTRUMENTALIT FOR A PROJECT TO SCALE UP CONTENT-AREA ACADEMIC LITERACY FOR HIGH NEED STUDE 200,000
    WESTERN INTERSTATE COMMISSION FOR HIGHER EDUCATION
    3035 CENTER GREEN DRIVE SUITE 200
    BOULDER,CO80301     		NONE 509(A)(1) FOR A PILOT PROJECT TO DEVELOP AN INTERSTATE STUDENT PASSPORT FOR BLOCK TRAN 550,000
    WOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARS
    ONE WOODROW WILSON PLAZA 1300
    PENNSYLVANIA AVENUE NW
    WASHINGTON,DC200043027     		NONE 509(A)(1) FOR A NUCLEAR PROLIFERATION INTERNATIONAL HISTORY PROJECT 182,000
    UNIVERSITY OF EDUCATION WINNEBA
    PO BOX 25
      WINNEBA  
    GH     		NONE FOREIGN UNIV W/ EQUI AS A FINAL GRANT TOWARD DISTANCE EDUCATION, LIBRARY AUTOMATION AND GENDER EQ 602,000
    UNIVERSITY OF THE WITWATERSRAND
    PRIVATE BAG 3 WITS 2050
      JOHANNESBURG  
    SF     		NONE FOREIGN UNIV W/ EQUI FINAL GRANT TOWARD A PROJECT TO TRAIN AND RETAIN THE NEXT GENERATION OF ACAD 705,099
    UNIVERSITY OF THE WITWATERSRAND
    PRIVATE BAG 3 WITS 2050
      JOHANNESBURG  
    SF     		NONE FOREIGN UNIV W/ EQUI TOWARD POSTGRADUATE TRAINING AND RESEARCH PROGRAMS TO ADVANCE SCHOLARSHIP AN 854,000
    UNIVERSITY OF THE WITWATERSRAND
    PRIVATE BAG 3 WITS 2050
      JOHANNESBURG  
    SF     		NONE FOREIGN UNIV W/ EQUI FOR THE ACQUISITION OF A RESEARCH ANALYSIS TOOL TO BE USED IN UNIVERSITY LIB 299,800
    WNET
    825 EIGHTH AVENUE 14TH FLOOR
    NEW YORK,NY100197435     		NONE 501(C)(3) FOR THE 2012 INTERNATIONAL SUMMIT ON THE TEACHING PROFESSION 50,000
    WORLD AFFAIRS COUNCILS OF AMERICA
    1200 18TH STREET NW SUITE 902
    WASHINGTON,DC20036     		NONE 501(C)(3) FOR A SPEAKERS SERIES ON MUSLIM SOCIETIES 200,000
    YALE UNIVERSITY
    PO BOX 208241
    NEW HAVEN,CT065208241     		NONE 509(A)(1) FOR TRANSLATING, DIGITIZING AND PUBLISHING WORKS PREVIOUSLY UNAVAILABLE IN T 257,300
    LESS CONDITIONAL GRANTS CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE
    C/O CARNEGIE CORPORATION OF NEW
    YORK 437 MADISON AVENUE
    NEW YORK,NY10022     		NONE N/A FOR DONEE'S EXEMPT PURPOSES -10,000,000
    LESS CONDITIONAL GRANTS MAKERERE UNIVERSITY
    C/O CARNEGIE CORPORATION OF NEW
    YORK 437 MADISON AVENUE
    NEW YORK,NY10022     		NONE N/A FOR DONEE'S EXEMPT PURPOSES -1,000,000
    Total ..................................bullet 3b 91,037,129
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 181,405  
    4 Dividends and interest from securities....     14 5,248,897  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 119,983,593  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aINCOME FROM LIMITED PARTNERSHIPS 525990 9,481,091 14 9,055,728  
    bGRANT REFUND INTEREST     14 13,452  
    cMISCELLANEOUS     01 314  
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 9,481,091 134,483,389 0
    13Total. Add line 12, columns (b), (d), and (e)...................
    13143,964,480
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2010)
    Form 990-PF (2010)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash....................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements............................
    1b(4)
     
    No
    (5) Loans or loan guarantees..............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2010)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2010 AccountingFeesSchedule
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 249,934 128,051   85,283

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2010 DepreciationSchedule
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    LEASEHOLD IMPROVEMENTS   4,216,682 4,091,855   0 % 34,207 0    
    FURNITURE AND EQUIPMENT   4,094,166 3,656,136   0 % 100,499 0    

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2010 ExpenditureResponsibilityStmt
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    ENVISION EXCELLENCE IN STEM EDUCATION
          		10900 EUCLID AVENUE BINGHAM HALL 10
    CLEVELAND,OH44106     		2011-01-31 175,000 FOR PLANNING RELATED TO A STEM SCHOOL DESIGN INTERMEDIARY AND A STEM SECONDARY SCHOOL DESIGN BLUEPRINT. 175,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 10/31/11. GRANT CLOSED 10/31/11.    
    HUNT ALTERNATIVES FUND
          		2040 S STREET NW SUITE 2
    WASHINGTON,DC20009     		2011-08-23 25,000 FOR PLANNING OF AN INSTITUTE FOR INCLUSIVE SECURITY TO PARTNERSHIP WITH AN AFRICAN HIGHER EDUCATION INSTITUTION. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 9/30/11    
    INSTITUTE FOR NEW ECONOMIC THINKING
          		570 LEXINGTON AVENUE 18TH FLOOR
    NEW YORK,NY10022     		2011-03-16 25,000 FOR SUPPORT OF A CONFERENCE ON NEW ECONOMIC THINKING IN RESPONSE TO THE GLOBAL ECONOMIC CRISIS.FINANCIAL AND PROGRESS REPORTS RECEIVED 9/27/11. SINCE THE ORGANIZATION IS CLASSIFIED AS A NONOPERATING PRIVATE FOUNDATION, THE GRANT WILL NOT BE CLOSED UNTIL A PAY-OUT REPORT HAS BEEN RECEIVED. 25,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-09-27  
    PUBLIC IMPACT LLC
          		504 DOGWOOD DRIVE
    CHAPEL HILL,NC27516     		2011-06-09 600,000 FOR THE DESIGN, IMPLEMENTATION, AND DISSEMINATION OF EFFORTS TO EXTEND THE REACH OF TOP U.S. TEACHERS. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 9/30/11.    
    SHARED LEARNING COLLABORATIVE LLC
          		500 5TH AVE N
    WASHINGTON,DC98109     		2011-03-10 3,000,000 FOR A SHARED LEARNING INFRASTRUCTURE. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 9/30/11.    
    STANLEY FOUNDATION
          		209 IOWA AVENUE
    MUSCATINE,IA52761     		2011-08-25 50,000 FOR THE "RESPONSIBILITY TO PROTECT" 10TH ANNIVERSARY EVENT. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 9/30/11.    
    TOYNBEE PRIZE FOUNDATION INC
          		706 BEACON STREET
    NEWTON CENTER,MA02459     		2008-08-20 25,000 TOWARD A CONFERENCE ON GLOBAL ENERGY TRANSITIONS.FINANCIAL AND PROGRESS REPORTS RECEIVED 3/21/11.NOTE: PROJECT WAS DELAYED SO NO FUNDS WERE SPENT AS OF 3/21/11. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-03-21  
    AFRICAN MEDIA INITIATIVE
          		7TH FLOOR PURSHOTTAM PLACE CHIROMO
      NAIROBI  
    KE     		2010-08-26 50,000 TOWARD THE 2010 AFRICAN MEDIA LEADERS FORUM, A CONFERENCE TO STRENGTHEN THE CONTINENT'S MEDIA SECTOR.FINANCIAL AND PROGRESS REPORTS REQUESTED 1/5/12.NOTE: PROHIBITED FROM FUTURE FUNDING UNTIL OVERDUE REPORTS ARE RECEIVED. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.      
    AMERICAN ACADEMY IN BERLIN
          		AM SANDWERDER 17-19
      BERLIN 14109  
    GM     		2010-08-26 25,000 TOWARD A SERIES OF NUCLEAR NONPROLIFERATION ROUNDTABLES. 25,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL REPORT & PROGRESS REPORTS RECEIVED 4/1/11. GRANT CLOSED 4/12/11. 2011-04-12  
    ASSOCIATION OF COMMONWEALTH UNIVERSITIES
          		JOHN FOSTER HOUSE 36 GORDON SQUARE
      LONDON WC1H OPF  
    UK     		2008-04-28 50,000 TOWARD AFRICAN PARTICIPATION IN CONFERENCES FOR VICE-CHANCELLORS AND PUBLIC AFFAIRS OFFICERS. 50,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL & PROGRESS REPORTS RECEIVED 9/9/09 & 2/23/11. GRANT CLOSED 2/23/11 2011-02-23  
    ASSOCIATION OF COMMONWEALTH UNIVERSITIES
          		JOHN FOSTER HOUSE 36 GORDON SQUARE
      LONDON WC1H OPF  
    UK     		2008-09-11 540,900 FOR STRENGTHENING RESEARCH MANAGEMENT CAPACITY IN SELECTED AFRICAN UNIVERSITIES, IN COLLABORATION WITH SOCIETY RESEARCH ADMINISTRATORS INTERNATIONAL.FINANCIAL REPORTS RECEIVED 2/1/10 AND 2/2/11. PROGRESS REPORTS RECEIVED 1/29/10 AND 2/2/11. 369,686 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-02-02  
    UNIVERSITY OF CAMBRIDGE
          		TRUMPINGTON STREET
      CAMBRIDGE CB1AG  
    UK     		2007-09-27 356,900 FOR RESEARCH ON STABILIZING STATES AT RISK THROUGH ASYMMETRICAL CONSTITUTIONAL DESIGNS.PROGRESS REPORT RECEIVED 12/9/08, 7/20/10. FINANCIAL REPORT RECEIVED 12/18/08. FINANCIAL REPORT REQUESTED 7/1/10, 11/29/10 AND 11/28/11.NOTE: PROHIBITED FROM FUTURE FUNDING UNTIL OVERDUE REPORTS ARE RECEIVED. 167,793 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2010-07-20  
    UNIVERSITY OF CAMBRIDGE
          		TRUMPINGTON STREET
      CAMBRIDGE CB1AG  
    UK     		2009-09-10 378,000 AS A FINAL GRANT FOR RESEARCH ON STABILIZING STATES AT RISK THROUGH ASYMMETRICAL CONSTITUTIONAL DESIGNS.NOTE: PROHIBITED FROM FUTURE FUNDING UNTIL OVERDUE REPORTS ARE RECEIVED. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. REPORTS REQUESTED 12/22/10 AND 11/28/11.    
    CENTRAL EUROPEAN UNIVERSITY
          		NADOR U 9 BUDAPEST 1051
      BUDAPEST 1051  
    HU     		2008-08-25 50,000 TOWARD A CONFERENCE ON EASTERN CHRISTIANITY.FINANCIAL REPORT RECEIVED 10/9/09 AND 7/31/10. PROGRESS REPORT RECEIVED 6/4/10 AND 10/20/10. 28,716 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2010-07-31  
    CENTRE FOR HIGHER EDUCATION TRANSFORMATION TRUST
          		THE CHET TRUST PO BOX 29204
      SUNNYSIDE, PRETORIA 0132  
    SF     		2008-12-04 250,000 TOWARD NATIONAL AND REGIONAL POLICY DIALOGUES FOR HIGHER EDUCATION EXPERTS AND POLICYMAKERS IN SOUTH AFRICA. 131,192 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 3/26/10 AND 3/28/11. 2011-03-28  
    CENTRE FOR HIGHER EDUCATION TRANSFORMATION TRUST
          		HSE VINCENT 10 BRODIE ROAD WYNBERG
      WYNBERG, CAPE TOWN 7800  
    SF     		2007-09-27 500,000 TOWARD THE ESTABLISHMENT OF A HIGHER EDUCATION RESEARCH AND ADVOCACY EXPERTISE NETWORK IN AFRICA.FINANCIAL REPORTS RECEIVED 11/13/08, 9/21/09 AND 4/8/11. PROGRESS REPORTS RECEIVED 11/13/08, 2/4/10 AND 4/8/11. GRANT CLOSED 4/8/11. 500,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-04-08  
    THE CLIMATE RESEARCH FUND (TRANSFERRED FROM GLOBAL CENTER)
          		HVASSALEITI 111
      REYKJAVIK 103  
    IC     		2008-09-11 500,000 ONE-TIME GRANT TOWARD RESEARCH, ANALYSIS AND TRAINING ON WATER-RELATED SECURITY AND HUMANITARIAN CHALLENGES TO SOUTH ASIA POSED BY MELTING HIMALAYA GLACIERS.NOTE: FUTURE FUNDING PROHIBITED UNTIL REPORT IS RECEIVED. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. PROGRESS REPORT RECEIVED 1/3/12. REQUESTED FINANCIAL REPORT ON 10/28/11. 2012-01-03  
    CONSTITUTIONAL COURT TRUST
          		PRIVATE BAG X1
      BRAAMFONTEIN 2017  
    SF     		2007-09-27 200,000 ONE-TIME FUNDING TOWARD THE SOUTHERN AFRICAN LEGAL INFORMATION INSTITUTE.FINANCIAL AND PROGRESS REPORTS RECEIVED 10/31/08, 11/11/09 AND 1/31/11. GRANT CLOSED 8/3/11. GRANT CLOSED 8/3/11.AMOUNT OF GRANT SPENT BY GRANTEE: $198,254 AS OF 1/31/11. $1,176 WAS REFUNDED BY GRANTEE ON 8/3/11. 197,078 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-01-31  
    COUNCIL FOR THE DEVELOPMENT OF SOCIAL SCIENCE RESEARCH IN AFRICA
          		BP 3304 ROUTE DO OUAKAM
      ANGLE CANAL 4, DAKER  
    SG     		2011-12-02 1,200,000 FOR RESEARCH ON AFRICAN HIGHER EDUCATION GOVERNANCE, LEADERSHIP AND POLICY. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 9/30/11.    
    UNIVERSITY OF EDUCATION WINNEBA
          		PO BOX 25
      WINNEBA  
    GH     		2006-09-28 2,000,000 TOWARD DISTANCE EDUCATION, STUDENT INTERNSHIPS AND GRADUATE STUDIES.PROGRESS REPORTS RECEIVED 11/6/07, 11/7/08, AND 4/26/10. FINANCIAL REPORTS RECEIVED 11/7/08, 2/18/09, 3/19/09, AND 4/26/10. GRANT CLOSED 2/24/11.AMOUNT OF GRANT SPENT BY GRANTEE: $1,193,935 AS OF 4/26/10. $806,605 CARRIED OVER TO GRANT B 7693.R02. 1,193,935 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2010-04-26  
    UNIVERSITY OF EDUCATION WINNEBA
          		PO BOX 25
      WINNEBA  
    GH     		2009-09-10 1,500,000 AS A FINAL GRANT TOWARD DISTANCE EDUCATION, LIBRARY AUTOMATION AND GENDER EQUITY. 817,044 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 9/7/11. 2011-09-07  
    EQUALITY AND DIVERSITY FORUM
          		207-221 PENTONVILLE ROAD
      LONDON N1 9UZ  
    UK     		2011-05-26 50,000 FOR A U.S./U.K. LEARNING EXCHANGE PROJECT ON IMMIGRANT INTEGRATION. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 9/30/11.    
    EVALUATION RESEARCH AGENCY
          		20 BUITEKRING
      STELLENBOSCH 7600  
    SF     		2009-06-11 660,000 FOR A PROJECT TO MONITOR AND EVALUATE UNIVERSITY LEADERSHIP PROGRAMS. 278,746 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. PROGRESS AND FINANCIAL REPORTS RECEIVED 10/14/10 AND 11/21/11. 2011-11-21  
    FOUNDATION FOR LIBRARY AND INFORMATION SERVICE DEVELOPMENT (PTY) LTD
          		NATIONAL LIBRARY OF SOUTH AFRICA PR
      PRETORIA 0001  
    SF     		2005-06-09 2,000,000 FOR A MODEL NATIONAL LIBRARY IN SOUTH AFRICA.PROGRESS REPORTS RECEIVED 11/17/06, 12/17/07, 9/23/08 AND 3/21/11. FINANCIAL REPORTS RECEIVED 10/31/06, 10/31/07, 9/23/08 AND 3/21/11. GRANT CLOSED 4/25/11.AMOUNT OF GRANT SPENT BY GRANTEE: $1,515,756 AS OF 4/15/11. $234,244 WAS REFUNDED BY GRANTEE 4/15/11. 1,281,512 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-03-21  
    FOUNDATION FOR LIBRARY AND INFORMATION SERVICE DEVELOPMENT (PTY) LTD
          		NATIONAL LIBRARY OF SOUTH AFRICA PR
      PRETORIA 0001  
    SF     		2006-08-31 15,000 FOR EXPANSION AND ENRICHMENT OF COLLECTIONS OF AFRICAN LITERATURE.PROGRESS AND FINANCIAL REPORTS RECEIVED 5/14/07. REFUND OF UNEXPENDED BALANCE OF $141.71 REQUESTED 5/14/07, 1/26/09, 2/3/10, 1/3/11 AND 1/5/12.NOTE: PROHIBITED FROM FUTURE FUNDING UNTIL REFUND IS RECEIVED. 14,858 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2007-01-31  
    INTERNATIONAL FEDERATION OF LIBRARY ASSOCIATIONS AND INSTITUTIONS
          		PO BOX 95312
      CH THE HAGUE, 2509  
    NL     		2011-03-28 35,600 FOR THE "AFRICAN LIBRARY SUMMIT 2011" 30,932 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 9/6/11. 2011-09-06  
    JORDAN MEDIA INSTITUTE
          		PO BOX 3387
      AMMAN 11821  
    JO     		2009-04-06 50,000 FOR SUPPORT TO BRING AMERICAN CURRICULUM STANDARDS TO JOURNALISM TRAINING IN JORDAN.REPORTS REQUESTED 1/3/11, 1/5/12.NOTE: PROHIBITED FROM FUTURE FUNDING UNTIL REPORTS ARE RECEIVED.   NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.      
    UNIVERSITY OF KWAZULU NATAL
          		WESTVILLE CAMPUS PRIVATE BAG X54001
      DURBAN 4000  
    SF     		2005-03-03 1,996,100 TOWARD A LEADERSHIP AND EQUITY ADVANCEMENT PROGRAM.PROGRESS REPORTS RECEIVED 9/6/06, 8/28/07, 9/25/08, 1/29/10 AND 9/1/10. FINANCIAL REPORTS RECEIVED 9/6/06, 8/28/07, 9/25/08, 8/31/09, AND 11/18/10. 1,281,492 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2010-11-18  
    UNIVERSITY OF KWAZULU NATAL
          		WESTVILLE CAMPUS PRIVATE BAG X54001
      DURBAN 4000  
    SF     		2005-09-29 499,500 TOWARD AN UNDERGRADUATE SCHOLARSHIP PROGRAM TO PROMOTE WOMEN IN ENGINEERING AND AGRICULTURE.PROGRESS REPORTS RECEIVED 11/9/06, 12/14/07, 12/12/08, 9/15/09, AND 11/18/10. FINANCIAL REPORTS RECEIVED 11/9/06, 12/12/08, 12/22/09, AND 2/28/11. 272,547 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-02-28  
    UNIVERSITY OF KWAZULU-NATAL
          		WESTVILLE CAMPUS PRIVATE BAG X54001
      DURBAN 4000  
    SF     		2008-09-11 1,984,643 FINAL GRANT TOWARD A LEADERSHIP AND EQUITY ADVANCEMENT PROGRAM. 476,967 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. PROGRESS AND FINANCIAL REPORTS RECEIVED 2/8/10, 7/20/10 AND 2/22/11. 2011-02-22  
    LIBRARY AND INFORMATION ASSOCIATION OF SOUTH AFRICA
          		PO BOX 1598
      PRETORIA 0001  
    SF     		2004-02-05 499,500 FOR THE ESTABLISHMENT OF A DATABASE AND TRAINING UNIT.PROGRESS REPORTS RECEIVED 4/4/05, 3/31/06, 2/2/07, 6/25/08, 4/28/09, AND 4/1/11. FINANCIAL REPORTS RECEIVED 4/4/05, 3/31/06, AND 2/5/07, 5/15/09, 2/12/10, 6/8/10, AND 5/19/11. 400,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-07-14  
    LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE
          		HOUGHTON STREET
      LONDON WC2A 2AE  
    UK     		2010-05-18 25,000 TOWARD AN INTERNATIONAL CONFERENCE ON CHANGES IN THE NEWS MEDIA.NOTE: PROHIBITED FROM FUTURE FUNDING UNTIL REPORTS ARE RECEIVED. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS REQUESTED 1/5/12.    
    MAYTREE FOUNDATION
          		170 BLOOR STREET W SUITE 804
      TORONTO, ONTARIO M5S 1T9  
    CA     		2010-11-04 49,200 TOWARD PROMOTING U.S. IMMIGRANT INTEGRATION PRACTICES IN THE CITIES OF MIGRATION INITIATIVE. 40,834 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 10/31/11. 2011-10-31  
    MOSCOW SCHOOL OF POLITICAL STUDIES
          		BOLSHOI KOZIHINSKY PEREULOK 7 BLD 2
      MOSCOW 123104  
    RS     		2009-03-05 230,000 FINAL GRANT TOWARD A PROJECT TO STRENGTHEN DEMOCRATIC INSTITUTIONS AND CIVIL SOCIETY IN RUSSIA.FINANCIAL REPORTS RECEIVED 2/16/11 AND 10/17/11 AND PROGRESS REPORT RECEIVED 10/17/11. 200,344 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-10-17  
    NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS
          		AHMADU BELLO UNIVERSITY PMB 1045
      ZARIA, KADUNA STATE  
    NI     		2007-09-27 400,000 TOWARD TECHNICAL TRAINING, POLICY RESEARCH, AND PLANNING OF A NATIONAL RESEARCH AND EDUCATION NETWORK.FINANCIAL REPORTS RECEIVED 12/23/08, 12/16/09 AND 4/11/11. PROGRESS REPORTS RECEIVED 11/1/08, 12/16/09 AND 1/4/11. GRANT CLOSED ON 6/20/11.AMOUNT OF GRANT SPENT BY GRANTEE: $387,248 AS OF 4/11/11. $18,420 (INCLUDES INTEREST) CARRIED OVER TO GRANT B 7940.R02.NOTE: AMOUT ABOVE $400,000 DOES NOT INCLUDE ADDITIONAL GRANT OF $4,049 FROM GRANT #B7940. 387,248 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-04-11  
    NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS
          		AHMADU BELLO UNIVERSITY PMB 1045
      ZARIA, KADUNA STATE  
    NI     		2010-09-16 400,000 AS A FINAL GRANT TOWARD TECHNICAL TRAINING AND PLANNING OF A NATIONAL RESEARCH AND EDUCATION NETWORK.NOTE: AMOUT ABOVE $400,000 DOES NOT INCLUDE ADDITIONAL GRANT OF $18,420 FROM GRANT #B7940.R01. 168,949 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED AS OF 11/1/11. 2011-11-01  
    NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS
          		AHMADU BELLO UNIVERSITY PMB 1045
      ZARIA, KADUNA STATE  
    NI     		2008-09-11 1,000,000 TOWARD A SATELLITE BANDWIDTH PURCHASING CONSORTIUM SERVING AFRICAN EDUCATION AND RESEARCH INSTITUTIONS. 989,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 12/15/09 AND 11/9/10 2010-11-09  
    NORWEGIAN INSTITUTE OF INTERNATIONAL AFFAIRS
          		CJ HAMBROS PL 2 D PO BOX 8159
      OSLO N-0033  
    NO     		2010-02-24 10,000 TOWARD A SEMINAR ON PEACEBUILDING.PROGRESS REPORT RECEIVED 12/17/10. FINANCIAL REPORT RECEIVED 1/18/11. GRANT CLOSED AS OF 1/18/2011. 10,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-01-18  
    ONTARIO CONFEDERATION OF UNIVERSITY FACULTY ASSOCIATIONS
          		83 YONGE STREET SUITE 300
      TORONTO M5C 1S8  
    CA     		2010-08-26 20,000 TOWARD A CONFERENCE ON MEDIA COVERAGE OF HIGHER EDUCATION IN THE 21ST CENTURY.NOTE: PROHIBITED FROM FUTURE FUNDING UNTIL REPORTS ARE RECEIVED. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS REQUESTED 1/5/12.    
    OXFORD CENTRE FOR ISLAMIC STUDIES
          		GEORGE STREET
      OXFORD OX1 2AR  
    UK     		2009-12-03 300,000 AS A CHALLENGE GRANT TOWARD AN HISTORICAL ATLAS PROJECT.NOTE: START OF WORK WAS DELAYED AND NO GRANT FUNDS WERE RECEIVED OR SPENT AS OF 1/27/11. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 1/27/11.    
    UNIVERSITY OF READING
          		READING RGG6AA
    UK     		2008-12-04 390,600 FOR A JOINT PROJECT WITH KING'S COLLEGE LONDON ON THE POLITICAL ECONOMY OF STATEBUILDING.PROGRESS REPORTS RECEIVED 2/1/10 AND 4/4/11 AND FINANCIAL REPORTS RECEIVED 2/1/10, 4/4/11 AND 11/30/11. 163,098 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-04-04  
    SABINET GATEWAY
          		NO 3 CENTURION OFFICE PARK 1021 BAN
      CENTURION 0046  
    SF     		2008-06-12 1,800,000 TOWARD THE RETROSPECTIVE DIGITIZATION OF AFRICAN JOURNALS. 916,224 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 7/30/09, 8/6/10 AND 10/19/11. 2011-10-19  
    STOCKHOLM INTERNATIONAL PEACE RESEARCH INSTITUTE (SIPRI)
          		PIPERS VAG 28
      SOLNA S-171  
    SW     		2008-12-04 400,000 TOWARD PROJECTS OF THE ORGANIZATION THAT WILL ADVANCE DISARMAMENT AND NONPROLIFERATION; AND CONDUCT DIALOGUES AMONG AMERICAN, EUROPEAN AND IRANIAN ACADEMICS AND OFFICIALS.FINANCIAL REPORTS RECEIVED 3/29/10 AND 7/4/11. PROGRESS REPORTS RECEIVED 3/3/10 AND 7/4/11. GRANT CLOSED 7/4/11. 400,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-07-04  
    STOCKHOLM INTERNATIONAL PEACE RESEARCH INSTITUTE (SIPRI)
          		PIPERS VAG 28
      SOLNA S-171  
    SW     		2010-09-16 250,000 TOWARD ANALYSIS ON THE TRANS-ATLANTIC DIMENSION OF THE NEXT ROUND OF ARMS REDUCTION NEGOTIATIONS WITH RUSSIA. 65,173 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 11/17/11. 2011-11-17  
    UNIVERSITY OF SUSSEX
          		BRIGHTON BN1 9RF
    UK     		2007-09-27 365,000 AS A FINAL GRANT FOR A PROJECT TO DEVELOP AN INTERNATIONAL AGREEMENT TO CRIMINALIZE THE DEVELOPMENT, PRODUCTION OR USE OF BIOLOGICAL WEAPONS.FINANCIAL REPORTS RECEIVED 7/29/09, 6/17/10 AND 11/25/11. PROGRESS REPORTS RECEIVED 7/29/09, 7/29/10 AND 11/25/11. GRANT CLOSED 11/29/11.NOTE: AMOUT ABOVE $365,000 DOES NOT INCLUDE ADDITIONAL GRANT OF $7,814 FROM GRANT #B7038.R03. 372,814 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2011-11-25  
    SUTTON TRUST
          		111 UPPER RICHMOND ROAD
      PUTNEY, LONDON SW15 2TJ  
    UK     		2007-12-06 206,500 TOWARD A SUMMIT ON SOCIAL MOBILITY. 175,300 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 2/16/10. 2010-02-16  
    TRIALOGUE EDUCATIONAL TRUST
          		48 CHARLES STREET
      LONDON W1J 5EN  
    UK     		2011-06-29 50,000 FOR A WORKSHOP ON STRATEGIC ENGAGEMENT AMONG KEY EUROPEAN COUNTRIES, TURKEY AND THE UNITED STATES. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 9/30/11.    
    VERIFICATION RESEARCH TRAINING AND INFORMATION CENTRE
          		15-17 ST CROSS STREET
      LONDON EC1N SUW  
    UK     		2010-02-19 48,600 TOWARD AN INDEPENDENT ASSESSMENT OF THE UK-NORWAY WARHEAD DISMANTLEMENT INITIATIVE. 48,600 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 1/13/11/ GRANT CLOSED 1/25/11. 2011-01-13  
    UNIVERSITY OF THE WESTERN CAPE
          		PRIVATE BAG X17
      BELLVILLE 7535  
    SF     		2004-12-07 46,000 TOWARD A STUDY OF THE RECONFIGURATION OF SOUTH AFRICA'S HIGHER EDUCATION INSTITUTIONS.PROGRESS REPORTS RECEIVED 4/7/06, 10/10/06, AND 10/15/09. FINANCIAL REPORTS RECEIVED 4/13/06, 10/10/06, AND 3/31/10.AMOUNT OF GRANT SPENT BY GRANTEE: $42,331 AS OF 3/31/10. $3,669 REFUNDED BY GRANTEE 7/7/11. 42,331 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES.   2010-03-31  
    ACHIEVEMENT NETWORK
          		225 FRIEND STREET SUITE 704
    BOSTON,MA02114     		2010-05-21 50,000 FOR THE PROVISION OF FINANCIAL INCENTIVES FOR HIGHLY EFFECTIVE TEACHERS TO DISSEMINATE THEIR CURRICULA AND PRACTICES VIA A TECHNOLOGY PLATFORM. 50,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINAL REPORTS RECEIVED 12/2/11. GRANT CLOSED ON 3/14/12. 2011-12-02  
    ACHIEVEMENT NETWORK
          		225 FRIEND STREET SUITE 704
    BOSTON,MA02114     		2010-08-26 250,000 FOR THE EXPANSION AND CODIFICATION OF A DATA-DRIVEN INQUIRY SYSTEM TO IMPROVE INSTRUCTION AND INCREASE STUDENT ACHIEVEMENT IN ITS NETWORK OF SCHOOLS. 34,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 9/30/11    
    CHARTER FUND INC
          		350 INTERLOCKEN BLVD SUITE 390
    BROOMFIELD,CO80021     		2010-12-02 1,500,000 FOR IDENTIFICATION, INCUBATION AND DEVELOPMENT OF NEXT GENERATION HYBRID INSTRUCTIONAL SCHOOL DESIGNS. 680,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 9/30/11    
    CENTURY FOUNDATION
          		41 EAST 70TH STREET
    NEW YORK,NY10021     		2011-03-16 50,000 FOR INTERNATIONAL DISSEMINATION AND OUTREACH OF THE FINAL REPORT OF THE INDEPENDENT TASK FORCE ON AFGHANISTAN. 50,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL & PROGRESS REPORTS RECEIVED 9/29/11. GRANT CLOSED 9/29/11. 2011-09-29  
    INTERNATIONAL INSTITUTE FOR SUSTAINED DIALOGUE
          		444 N CAPITOL ST NW SUITE 434
    WASHINGTON,DC20001     		2011-06-09 200,000 AS A FINAL GRANT FOR THE DARTMOUTH CONFERENCE TASK FORCE ON U.S. - RUSSIAN RELATIONS. 57,879 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 9/30/11    
    INTERNATIONAL INSTITUTE FOR SUSTAINED DIALOGUE
          		444 N CAPITOL ST NW SUITE 434
    WASHINGTON,DC20001     		2009-06-11 200,000 ONE-TIME FUNDING TOWARD A DARTMOUTH CONFERENCE TASK FORCE ON U.S. - RUSSIAN RELATIONS.GRANT CLOSED ON 11/1/11. 200,000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL & PROGRESS REPORTS RECEIVED 7/23/10 & 11/1/11. 2011-11-01  

    TY 2010 GeneralExplanationAttachment
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Identifier Return Reference Explanation
    FOUNDATION MANAGERS AND THEIR COMPENSATION INFORMATION FORM 990PF, PART VIII, LINE 1 VARTAN GREGORIAN, PRESIDENT/TRUSTEE- COMPENSATION $699,104 INCLUDES $9,104 REPRESENTING INCOME DISTRIBUTED FROM EARNINGS ON ACCOUNT HOLDINGS UNDER THE CORPORATION'S FLEX-OP PLAN.- RECEIVED $50,000 HOUSING ALLOWANCE.D. ELLEN SHUMAN, VICE PRESIDENT & CHIEF INVESTMENT OFFICER- COMPENSATION $797,997 INCLUDES $997 REPRESENTING INCOME DISTRIBUTED FROM EARNINGS ON ACCOUNT HOLDINGS UNDER THE CORPORATION'S FLEX-OP PLAN.KIM LEW, VICE PRESIDENT & CO-CHIEF INVESTMENT OFFICER- PROMOTED TO VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER ON SEPTEMBER 22, 2011.MEREDITH JENKINS, VICE PRESIDENT & CO-CHIEF INVESTMENT OFFICER- APPOINTED VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER ON SEPTEMBER 22, 2011.
    SUMMARY OF DIRECT CHARITABLE ACTIVITIES FORM 990PF, PART IX-A CARNEGIE CORPORATION OF NEW YORK (CC) WAS FOUNDED IN 1911 FOR THE ADVANCEMENT AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING. CC FULFILLS ITS CHARTER PRIMARILY BY GIVING GRANTS TO ORGANIZATIONS IN THE PROGRAM AREAS SELECTED BY ITS PRESIDENT AND BOARD OF TRUSTEES. (SEE STATEMENT 24 & 25 FOR IDENTIFICATION OF THE CURRENT AREAS OF CONCENTRATION.) IN ADDITION TO MAKING GRANTS, CC ENCOURAGES STAFF MEMBERS TO GIVE FREELY OF THEIR TIME TO ASSIST OTHER NON PROFIT ORGANIZATIONS AND GOVERNMENTAL AGENCIES INVOLVED IN PUBLIC SERVICE. THIS IS ACCOMPLISHED THROUGH SERVICE ON BOARDS AND ADVISORY COMMITTEES OF OTHER INSTITUTIONS, TECHNICAL ASSISTANCE, RESEARCH, PUBLICATION AND DISSEMINATION OF EDUCATIONAL MATERIALS AND THE CONDUCT OF EDUCATIONAL CONFERENCES, MEETINGS AND SEMINARS.A) TECHNICAL ASSISTANCE TO GRANTEES AND OTHER CHARITABLE ORGANIZATIONS: $450,063THIS AMOUNT REPRESENTS SALARY AND OVERHEAD ALLOCATIONS OF PROGRAM STAFF FOR TIME SPENT ADVISING GRANTEES AND OTHER CHARITABLE ORGANIZATIONS ON A VARIETY OF SUBJECTS INCLUDING, BUT NOT LIMITED TO, OBTAINING ADDITIONAL FUNDING FROM OTHER SOURCES, REDUCING OPERATING EXPENSES, COMPLYING WITH GOVERNMENT REGULATION, AND MAINTAINING ACCURATE FINANCIAL RECORDS.B) CONDUCTING CONFERENCES AND MEETINGS: $54,893CC CONDUCTS SEVERAL MEETINGS PER YEAR IN EACH OF ITS PROGRAM AREAS THAT BRING TOGETHER PARTICIPANTS FROM VARIOUS ACADEMIC DISCIPLINES, AND THE PUBLIC AND PRIVATE SECTORS, TO EXCHANGE IDEAS AND FORMULATE SOLUTIONS OR METHODS OF ARRIVING AT SOLUTIONS TO PROBLEMS IN THEIR AREA OF EXPERTISE. THE MEETINGS BENEFIT THESE INDIVIDUALS AND ULTIMATELY THE COMMUNITIES THEY SERVE.C) PUBLICATION AND DISSEMINATION OF EDUCATIONAL MATERIALS: $2,054,698ARTICLES, BOOKS AND OTHER READING MATERIAL, GENERATED FROM THE MEETINGS MENTIONED ABOVE, FROM CARNEGIE-SUPPORTED GRANTEES AND CARNEGIE STAFF, ARE REGULARLY PRODUCED AND DISTRIBUTED BY CC TO THE GENERAL PUBLIC AND TO THOSE INDIVIDUALS MOST DIRECTLY INTERESTED IN THEIR CONTENTS. THE CORPORATION MAINTAINS A FILE OF NAMES AND ADDRESSES TO FACILITATE THE DISSEMINATION PROGRAM. D) OTHER: $196,523THE MAJORITY OF THIS CATEGORY REPRESENTS THE ALLOCATION OF DIRECT SALARIES, BENEFITS, AND OVERHEAD FOR STAFF INVOLVED ON A FULL TIME BASIS, AND FOR STAFF CONTRIBUTING PORTIONS OF THEIR TIME TO THE ADMINISTRATION OF TWO CORPORATION-SPONSORED ACTIVITIES: THE CARNEGIE ADVISORY COUNCIL ON ADVANCING ADOLESCENT LITERACY AND ADVANCING THE RECOMMENDATIONS OF THE OPPORTUNITY EQUATION: TRANSFORMING MATHEMATICS AND SCIENCE EDUCATION FOR CITIZENSHIP AND THE GLOBAL ECONOMY. E) SERVICE ON BOARDS OR ADVISORY COMMITTEES: $276,588THE AMOUNT REPRESENTS THE COST TO SUPPORT THE SERVICE OF THE CORPORATION'S STAFF ON BOARDS OR ADVISORY COMMITTEES OF OTHER CHARITABLE ORGANIZATIONS.TOTAL DIRECT CHARITABLE ACTIVITIES: $3,032,765
    SUPPLEMENTARY INFORMATION, LINES 2A, B, D FORM 990PF, PART XV THE CHARTER OF THE CORPORATION PROVIDES THAT ALL FUNDS ARE TO BE USED TO PROMOTE "THE ADVANCEMENT AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING." GRANTS MUST BE BROADLY EDUCATIONAL IN NATURE, BUT THEY NEED NOT BE LIMITED TO THE FORMAL EDUCATIONAL SYSTEM OR TO EDUCATIONAL INSTITUTIONS. THE FOUNDATION MAKES IT A POLICY TO SELECT A FEW AREAS IN WHICH TO CONCENTRATE ITS GRANTS OVER A PERIOD OF YEARS. THE CORPORATION CURRENTLY OPERATES GRANT PROGRAMS IN FOUR BROAD AREAS. THE FOUR AREAS ARE EDUCATION, INTERNATIONAL PEACE AND SECURITY, INTERNATIONAL DEVELOPMENT, AND STRENGTHENING U.S. DEMOCRACY. THE CORPORATION ACCEPTS REQUESTS FOR FUNDING AT ALL TIMES OF THE YEAR. THERE ARE NO APPLICATION DEADLINES.GRANT DECISIONS ARE BASED PRIMARILY ON THE INFORMATION PROVIDED BY GRANTSEEKERS IN THE CORPORATION'S OWN DETAILED PROPOSALS FORMATS. ONLY PROPOSALS PRESENTED IN THE CORPORATION'S FORMAT WILL BE CONSIDERED FOR FUNDING. GRANTSEEKERS WHO WOULD LIKE TO APPROACH THE FOUNDATION WITH A PRELIMINARY REQUEST FOR FUNDING ARE ENCOURAGED TO SUBMIT A LETTER OF INQUIRY. IF THE PROJECT DESCRIBED IN THE LETTER FITS THE FOUNDATION'S GUIDELINES, THE SENDER WILL BE CONTACTED AND ASKED TO SUBMIT A PROPOSAL IN THE CORPORATION'S FORMAT. A REQUEST TO SUBMIT A PROPOSAL IS NOT AN INDICATION OF THE CORPORATION'S INTENTION OR COMMITMENT TO AWARD A GRANT.A LETTER OF INQUIRY, NOT TO EXCEED FIVE PAGES, SHOULD CONCISELY DESCRIBE THE PROJECT, ITS AIMS, ITS SIGNIFICANCE, ITS DURATION AND THE AMOUNTS OF FUNDS REQUIRED. THE INQUIRY SHOULD BE SENT TO ELLEN BLOOM, CORPORATE SECRETARY, CARNEGIE CORPORATION OF NEW YORK, 437 MADISON AVENUE, NEW YORK, NY 10022. HER TELEPHONE NUMBER IS (212)371-3200.THE CORPORATION DOES NOT MAKE GRANTS FOR CONSTRUCTION OR MAINTENANCE OF FACILITIES OR ENDOWMENTS. IT DOES NOT MAKE PROGRAM-RELATED INVESTMENTS.THE CORPORATION DOES NOT GENERALLY MAKE GRANTS TO INDIVIDUALS EXCEPT THROUGH ITS SCHOLARS PROGRAM, WHICH SUPPORTS THE WORK OF SELECT SCHOLARS AND EXPERTS CONDUCTING RESEARCH IN THE FOUNDATION'S FIELD OF INTEREST. THE CORPORATION USUALLY CONSIDERS ONLY THOSE PROJECTS THAT HAVE THE POTENTIAL FOR WIDE-SPREAD NATIONAL OR INTERNATIONAL IMPACT. IT DOES NOT GENERALLY MAKE GRANTS TO LOCAL OR REGIONAL COMMUNITY SERVICE ORGANIZATIONS.

    TY 2010 InvestmentsCorpBondsSchedule
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Name of Bond End of Year Book Value End of Year Fair Market Value
    3664523.37 COUNTRYWIDE ASSET BACKED CERTI 2,010,024 2,010,024
    4500000 WELLS FARGO HOME EQUITY TRUST 1,365,259 1,365,259
    5000000 STRUCTURED ASSET SECURITIES CO 1,333,330 1,333,330
    5651000 COUNTRYWIDE ASSET BACKED CERTI 2,466,848 2,466,848
    10000000 HOME EQUITY ASSET TRUST 1,135,860 1,135,860
    2102055.36 SSGA FDS 2,102,055 2,102,055
    1307191.2 SSGA FDS 1,307,191 1,307,191
    1260081.59 SSGA FDS 1,260,082 1,260,082
    561633.41 SSGA FDS 561,633 561,633
    91406697.95 US DOLLAR 91,406,698 91,406,698
    10000 US DOLLAR 10,000 10,000
    5272.38 CANADIAN DOLLAR 5,060 5,060
    9891.96 HONG KONG DOLLAR 1,271 1,271
    20062784.71 DREYFUS INSTL CASH ADVANTAGE 20,062,785 20,062,785
    20040304.32 GOLDMAN SACHS FINANCIAL 20,040,304 20,040,304

    TY 2010 InvestmentsCorpStockSchedule
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Name of Stock End of Year Book Value End of Year Fair Market Value
    5318849.98 EMERGING MARKETS GROWTH FUND 39,625,432 39,625,432
    1521 CIE DU BOIS SAUVAGE 372,432 372,432
    1732 GROUPE BRUX LAMBERT STR VVPR 7 7
    6079 HENEX 354,794 354,794
    6771 TIGRAY RESOURCES INC 7,537 7,537
    10493 BIP INVESTMENT PARTNERS SA 732,080 732,080
    12292 SWIRE PACIFIC LTD A 127,108 127,108
    18281 EURAZEO 779,610 779,610
    22432 ELECTRA PRIVATE EQUITY PLC 475,246 475,246
    29422 SOFINA 2,470,377 2,470,377
    31741 GROUPE BRUXELLES LAMBERT SA 2,255,403 2,255,403
    33152 PROMOTORA DE INFO B ADR 146,863 146,863
    33856 CANACO RESOURCES INC 62,056 62,056
    34198 KATAKURA INDUSTRIES CO LTD 354,491 354,491
    34357 ALARKO GAYRIMENKUL 341,824 341,824
    35257 DETOUR GOLD CORP 923,676 923,676
    36162 JP MORGAN STRUCTURED PROD WTS 529,578 529,578
    36274 PANTHEON INTL PART 361,649 361,649
    36824 MI DEVELOPMENTS INC 983,811 983,811
    41318 JARDINE MATHESON HLDGS LTD 1,896,496 1,896,496
    42842 JPMORGAN JAPAN SMALLER COMPANI 12,096 12,096
    50399 NEXEN INC 788,353 788,353
    54000 RESACA EXPLOITATION DI 74,250 74,250
    58009 PARIS ORLEANS 1,408,735 1,408,735
    59268 DAIDOH LTD 668,956 668,956
    61220 SHOWA AIRCRAFT INDUSTRY 413,005 413,005
    61981 PANTHEON INTERNATIONAL 591,876 591,876
    72406 AKER ASA A SHARES 1,467,606 1,467,606
    84656 RHJ INTERNATIONAL 439,566 439,566
    85463 KINROSS GOLD CORP 1,276,963 1,276,963
    97048 DEUTSCHE WOHNEN AG BR 1,302,093 1,302,093
    105364 FERROVIAL SA 1,214,483 1,214,483
    112140 YAMANA GOLD INC 1,547,501 1,547,501
    113464 JARDINE STRATEGIC HLDGS LTD 2,985,238 2,985,238
    128539 NH HOTELES SA 540,665 540,665
    145267 INVESTOR AB A SHS 2,510,584 2,510,584
    155005 MITRA ENERGY LTD 511,516 511,516
    168233 ALLIED GOLD MINING PLC 484,180 484,180
    169622 SHERRITT INTERNATIONAL CORP 709,709 709,709
    175477 ALARKO HOLDING 300,098 300,098
    206926 JPMORGAN JAPANESE INVESTMENT T 537,517 537,517
    208318 JPMORGAN FLEMING JAPANESE SMAL 451,080 451,080
    219145 SOCO INTERNATIONAL PLC 1,119,057 1,119,057
    263325 VIVENDI SA 5,417,905 5,417,905
    270100 WHEELOCK + CO LTD 806,683 806,683
    345005 VIETNAM PROPERTY FUND LTD 238,053 238,053
    352156 TREASURY CHINA TRUST 445,904 445,904
    391000 COFIDE SPA 324,468 324,468
    457844 SWIRE PACIFIC LTD B 946,888 946,888
    479160 ORKLA ASA 3,676,743 3,676,743
    480000 INDIA CAPITAL GROWTH FUND LTD 314,987 314,987
    534252 PROMOTORA DE INFORMACIONES A 580,613 580,613
    665686 GSD HOLDING 254,181 254,181
    686021 CIR SPA 1,303,335 1,303,335
    930170 ORTAK 585,280 585,280
    1505292 AMERISUR RESOURCES PLC 304,843 304,843
    1799882 SHUN TAK HOLDINGS LTD 656,625 656,625
    2361239 MACQUARIE INTERNATIONAL INFRAS 878,828 878,828
    67342 UTAH MEDICAL PRODUCTS INC 1,774,462 1,774,462
    86467 OMEGA FLEX INC 1,150,011 1,150,011
    130626 STAMPS.COM INC 2,669,995 2,669,995
    142699 AMERICAN DENTAL PARTNERS INC 1,378,472 1,378,472
    150403 WINMARK CORP 6,951,627 6,951,627
    185665 BIDZ.COM INC 92,833 92,833
    282247 TANDY LEATHER FACTORY INC 1,298,336 1,298,336
    361296 INTERACTIVE INTELLIGENCE GRO 9,809,186 9,809,186
    386961 HALLMARK FINL SERVICES INC 2,851,903 2,851,903
    427109 DOLAN CO/THE 3,839,710 3,839,710
    449588 INTL FCSTONE INC 9,333,447 9,333,447
    647823 FEMALE HEALTH COMPANY 2,643,118 2,643,118
    4000 HRT PARTICIPACOES EM PETROLE 1,616,162 1,616,162
    13700 FAIRFAX FINANCIAL HLDGS LTD 5,270,116 5,270,116
    36000 TRAVELERS COS INC/THE 1,754,280 1,754,280
    42000 YUM BRANDS INC 2,074,380 2,074,380
    58000 LAFARGE SA 2,023,284 2,023,284
    74000 WALT DISNEY CO/THE 2,231,840 2,231,840
    91179 ACCOR SA 2,465,048 2,465,048
    92000 OLYMPUS CORP 2,884,847 2,884,847
    94000 DIRECTV CLASS A 3,971,500 3,971,500
    95000 LOEWS CORP 3,282,250 3,282,250
    110000 ACS ACTIVIDADES CONS Y SERV 3,924,339 3,924,339
    113000 CARREFOUR SA 2,598,632 2,598,632
    159000 LIBERTY INTERACTIVE CORP 2,348,430 2,348,430
    161750 NKSJ HOLDINGS INC 3,624,056 3,624,056
    171000 CHESAPEAKE ENERGY CORP 4,369,050 4,369,050
    186000 KONINKLIJKE PHILIPS ELECTRON 3,381,487 3,381,487
    254000 FERROVIAL SA 2,927,743 2,927,743
    269000 CHEUNG KONG HOLDINGS LTD 2,957,886 2,957,886
    383000 DELL INC 5,419,450 5,419,450
    421079 CEMEX SAB SPONS ADR PART CER 1,330,610 1,330,610
    1760000 LEVEL 3 COMMUNICATIONS INC 2,622,400 2,622,400
    TIAA CREF MUTUAL FUNDS 441,434 441,434

    TY 2010 InvestmentsOtherSchedule2
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CONVEXITY CAPITAL (S&P) FMV 98,475,219 98,475,219
    LONE CASCADE FMV 77,045,718 77,045,718
    STEEL PARTNERS II FMV 3,190,436 3,190,436
    BLAKENEY-(CC DEVELOPMENT PARTNERS) FMV 44,852,031 44,852,031
    CEDAR ROCK CAPITAL FMV 76,666,508 76,666,508
    CEVIAN CAPITAL II LTD FMV 17,772,750 17,772,750
    GMO EMERGING MARKETS ILLIQUID FUND FMV 3,506,032 3,506,032
    ICHIGO JAPAN FUND B FMV 32,407,286 32,407,286
    KEYWISE GREATER CHINA OPPORTUNITIES FMV 20,103,228 20,103,228
    LONE DRAGON PINE FMV 19,254,661 19,254,661
    NEW VERNON INDIA FUND II FMV 7,042,357 7,042,357
    OVERLOOK PARTNERS FUND FMV 18,438,255 18,438,255
    PARI WASHINGTON INDIA FUND FMV 5,499,966 5,499,966
    PARVUS EUROPEAN OPPS FUND FMV 50,876,423 50,876,423
    SILCHESTER INTL VALUE EQUITY TRUST FMV 66,736,369 66,736,369
    STEEL PARTNERS JAPAN FUND FMV 1,764,841 1,764,841
    SQM FRONTIER AFRICA FUND LTD FMV 18,157,052 18,157,052
    SQM FRONTIER MIDDLE EAST FUND FMV 4,568,733 4,568,733
    TARPON ALL EQUITIES FUND FMV 50,014,081 50,014,081
    ACCEL X FMV 6,099,384 6,099,384
    ACCEL XI FMV 387,824 387,824
    ATA VENTURES I FMV 4,237,054 4,237,054
    ATA VENTURES II FMV 4,699,852 4,699,852
    AUGUST CAPITAL III FMV 4,583,065 4,583,065
    AUGUST CAPITAL IV FMV 7,946,600 7,946,600
    AUGUST CAPITAL V FMV 4,933,367 4,933,367
    BAIN CAPITAL VENTURE FUND 2001 FMV 2,486,685 2,486,685
    BAIN CAPITAL VENTURE FUND 2005 FMV 2,698,962 2,698,962
    BAIN CAPITAL VENTURE FUND 2007 FMV 16,007,487 16,007,487
    BAIN CAPITAL VENTURE FUND 2009 FMV 5,205,780 5,205,780
    CATHAY CAPITAL HOLDINGS II FMV 1,436,832 1,436,832
    CDH VENTURE PARTNERS FMV 4,117,460 4,117,460
    CDH VENTURE PARTNERS II FMV 6,540,209 6,540,209
    CHARLES RIVER XI FMV 123,828 123,828
    CHARLES RIVER XI ANNEX FMV 38,622 38,622
    CHARLES RIVER XII FMV 4,620,901 4,620,901
    CHARLES RIVER XII ANNEX FMV 262,232 262,232
    CHARLES RIVER XIII FMV 14,730,383 14,730,383
    EMERGENCE CAPITAL PARTNERS II FMV 4,864,434 4,864,434
    GENERAL CATALYST GROUP III FMV 4,796,040 4,796,040
    GENERAL CATALYST GROUP IV FMV 5,986,437 5,986,437
    HELION VENTURE PARTNERS FMV 9,059,709 9,059,709
    HELION VENTURE PARTNERS II FMV 6,068,662 6,068,662
    IDG-ACCEL CHINA CAPITAL FMV 3,373,332 3,373,332
    IDG-ACCEL CHINA GROWTH FUND II FMV 10,767,674 10,767,674
    IDG-ACCEL CHINA GROWTH FUND III FMV 601,724 601,724
    KEYTONE VENTURES FMV 7,619,996 7,619,996
    KEYTONE VENTURES II FMV 1,842,960 1,842,960
    MATRIX PARTNERS CHINA I FMV 5,458,578 5,458,578
    MATRIX PARTNERS IX FMV 1,005,199 1,005,199
    MAVERON EQUITY PARTNERS III FMV 3,874,364 3,874,364
    MAVERON EQUITY PARTNERS IV FMV 6,470,115 6,470,115
    MOHR DAVIDOW VENTURES (MDV) IX FMV 4,827,546 4,827,546
    MORNINGSIDE CHINA TMT FUND II FMV 520,987 520,987
    NEXUS INDIA CAPITAL II FMV 7,081,201 7,081,201
    SB ASIA FUND II FMV 8,424,942 8,424,942
    SCF-V PARTNERS FMV 5,254,833 5,254,833
    SCF-VI PARTNERS FMV 12,138,363 12,138,363
    SCF-VII PARTNERS FMV 8,156,334 8,156,334
    SEQUOIA CAPITAL 2010 FMV 7,043,242 7,043,242
    SEQUOIA CAPITAL XII FMV 4,525,678 4,525,678
    SEQUOIA CAPITAL CHINA I FMV 2,044,593 2,044,593
    SEQUOIA CAPITAL CHINA II FMV 1,527,906 1,527,906
    SEQUOIA CAPITAL CHINA GROWTH I FMV 1,407,573 1,407,573
    SEQUOIA CAPITAL GROWTH FUND III FMV 6,096,452 6,096,452
    SEQUOIA CAPITAL INDIA III FMV 1,962,639 1,962,639
    SEQUOIA CAPITAL INDIA GROWTH FUND I FMV 1,668,365 1,668,365
    SEQUOIA CAPITAL INDIA GROWTH FUND II FMV 3,407,114 3,407,114
    SEQUOIA CAPITAL US GROWTH FUND IV FMV 6,194,695 6,194,695
    VERSANT VENTURES I FMV 5,628,799 5,628,799
    VERSANT VENTURES II FMV 8,954,647 8,954,647
    VERSANT VENTURES III FMV 9,284,119 9,284,119
    VERSANT VENTURES IV FMV 3,281,406 3,281,406
    VOYAGER CAPITAL FUND II-A FMV 946,513 946,513
    VOYAGER CAPITAL FUND III FMV 3,829,361 3,829,361
    WESTBRIDGE VENTURES II (FORMERLY SEQUOIA INDIA II) FMV 4,373,459 4,373,459
    W I HARPER INC FUND VI LTD FMV 7,239,969 7,239,969
    ABRY PARTNERS IV FMV 4,337,583 4,337,583
    ABRY PARTNERS V FMV 5,225,124 5,225,124
    ABRY PARTNERS VI FMV 16,706,959 16,706,959
    ABRY PARTNERS VII FMV 1,463,949 1,463,949
    AEA SCANDINAVIA FMV 16,649 16,649
    ALPINE INVESTORS II FMV 3,903,492 3,903,492
    ALPINE INVESTOR III FMV 2,954,523 2,954,523
    AMERICAN SECURITIES PARTNERS III FMV 3,959,214 3,959,214
    AMERICAN SECURITIES PARTNERS IV FMV 8,454,023 8,454,023
    AMERICAN SECURITIES PARTNERS V FMV 12,079,661 12,079,661
    BAIN CAPITAL VII FMV 1,099,448 1,099,448
    BAIN CAPITAL FUND VII-E FMV 557,590 557,590
    BAIN CAPITAL VIII FMV 12,685,910 12,685,910
    BAIN VIII-E (EURO) FMV 10,567,712 10,567,712
    BAIN CAPITAL FUND IX FMV 11,723,560 11,723,560
    BAIN CAPITAL FUND X FMV 8,506,355 8,506,355
    BAIN CAPITAL ASIA FUND FMV 1,871,284 1,871,284
    BAIN CAPITAL EUROPE FUND III FMV 14,301,715 14,301,715
    BERKSHIRE FUND VI FMV 6,965,166 6,965,166
    BERKSHIRE FUND VII FMV 11,030,241 11,030,241
    BERKSHIRE FUND VIII FMV 555,985 555,985
    CCG INVESTMENT FUND FMV 4,175,018 4,175,018
    CDH CHINA FUND III (INCL SUPPLEMENTARY) FMV 10,150,369 10,150,369
    CDH CHINA FUND IV FMV 2,771,944 2,771,944
    CITIC CAPITAL CHINA FMV 8,975,842 8,975,842
    CITIC CAPITAL CHINA II FMV 1,320,584 1,320,584
    CS CAPITAL PARTNERS II FMV 4,784,609 4,784,609
    CS CAPITAL PARTNERS III FMV 6,879,284 6,879,284
    DRAWBRIDGE LONG DATED VALUE FUND FMV 5,974,201 5,974,201
    DRAWBRIDGE LONG DATED VALUE FUND II (B) FMV 2,616,392 2,616,392
    ENERGY CAPITAL PARTNERS IIA FMV 3,605,319 3,605,319
    FLEXPOINT FUND FMV 8,014,841 8,014,841
    FLEXPOINT FUND II FMV 940,800 940,800
    FORD FINANCIAL FUND FMV 12,017,156 12,017,156
    FORTRESS FUND III FMV 7,035,387 7,035,387
    FORTRESS INVESTMENT FUND IV FMV 11,854,646 11,854,646
    FORTRESS RESIDENTIAL DEUTSCHLAND FMV 2,410,179 2,410,179
    GOLDEN GATE CAPITAL II FMV 15,697,829 15,697,829
    GGC INVESTMENT ANNEX FUND II FMV 4,248,186 4,248,186
    GOLDEN GATE OPPORTUNITY FUND FMV 45,295,558 45,295,558
    INDUSTRIAL GROWTH PARTNERS II FMV 1,368,923 1,368,923
    INDUSTRIAL GROWTH PARTNERS III FMV 9,369,269 9,369,269
    LIME ROCK PARTNERS II FMV 151,746 151,746
    LIME ROCK PARTNERS III FMV 9,514,874 9,514,874
    LIME ROCK PARTNERS IV FMV 12,600,618 12,600,618
    LIME ROCK PARTNERS V FMV 7,600,683 7,600,683
    PACIFIC EQUITY PARTNERS IV FMV 3,229,840 3,229,840
    PACIFIC EQUITY PARTNERS SUPPLEMENTARY IV FMV 969,744 969,744
    RESOURCE CAPITAL FUND IV FMV 17,413,878 17,413,878
    ROARK CAPITAL PARTNERS FMV 4,527,480 4,527,480
    SYCAMORE PARTNERS FMV 932,836 932,836
    TIFF SECONDARY PARTNERS I FMV 1,612,730 1,612,730
    TIGER GLOBAL PARTNERS V FMV 23,244,208 23,244,208
    ACADIA STRATEGIC OPP FUND I FMV 3,120,002 3,120,002
    ACADIA STRATEGIC OPP FUND II FMV 14,994,027 14,994,027
    ACADIA STRATEGIC OPP FUND III FMV 10,671,026 10,671,026
    AVANTI INVESTORS III FMV 2,032,396 2,032,396
    AVANTI INVESTORS IV FMV 4,841,479 4,841,479
    AVANTI INVESTORS V FMV 8,697,639 8,697,639
    AVANTI INVESTORS VI FMV 8,907,634 8,907,634
    ASLAN REALTY II (TRANSWESTERN) FMV 2,069,200 2,069,200
    BROOKDALE INVESTORS V FMV 4,457,993 4,457,993
    BROOKDALE INVESTORS VI FMV 417,958 417,958
    CP INVESTMENT FUND (CARMEL) FMV 7,001,286 7,001,286
    CP INVESTMENT FUND II (CARMEL) FMV 10,539,995 10,539,995
    CARMEL PARTNERS FUND III FMV 4,808,264 4,808,264
    DENHAM COMMODITY FUND IV FMV 6,369,872 6,369,872
    DENHAM COMMODITY FUND V FMV 8,311,920 8,311,920
    FPA APARTMENT OPPORTUNITY FUND FMV 4,365,435 4,365,435
    GCPREP REIT I FMV 9,874,370 9,874,370
    GCP FUND II REIT FMV 23,150,827 23,150,827
    HAMPSHIRE PARTNERS REIT VI FMV 4,558,122 4,558,122
    HAMPSHIRE PARTNERS REIT VII FMV 19,788,716 19,788,716
    HAMPSHIRE PARTNERS REIT VIII FMV 686,700 686,700
    HIGH CROSS REGIONAL UK II FMV 831,589 831,589
    HIGH CROSS REGIONAL UK III FMV 5,520,981 5,520,981
    JBG INVESTMENT FUND VII FMV 13,150,628 13,150,628
    JBG INVESTMENT FUND VIII FMV 1,271,825 1,271,825
    LBA INDUSTRIAL FUND I FMV 2,760,296 2,760,296
    LBA REALTY FUND FMV 4,177,992 4,177,992
    LBA REALTY FUND II FMV 19,450,177 19,450,177
    LBA REALTY FUND III FMV 15,495,793 15,495,793
    LBA REALTY FUND IV FMV 10,648,083 10,648,083
    M&H (DB) SWAP FMV 3,356,892 3,356,892
    MADISON INTL RE LIQUIDITY FUND III FMV 11,218,386 11,218,386
    MERLONE GEIER PARTNERS FMV 9,054,785 9,054,785
    MERLONE GEIER PARTNERS IX FMV 3,062,550 3,062,550
    MERLONE GEIER PARTNERS X FMV 46,352 46,352
    MERIT ENERGY PARTNERS CANADA FMV 6,857,620 6,857,620
    MERIT ENERGY CANADA II FMV 2,618,273 2,618,273
    MERIT ENERGY PARTNERS E-1 FMV 3,958,148 3,958,148
    MERIT ENERGY PARTNERS F-1 FMV 522,319 522,319
    MERIT ENERGY PARTNERS G FMV 4,556,304 4,556,304
    NORTHWOOD R. E. CO-INVESTORS FMV 2,967,617 2,967,617
    NORTHWOOD R. E. PARTNERS FMV 4,576,117 4,576,117
    OAKTREE - OCM REAL ESTATE OPP FUND LP FMV 1,088,770 1,088,770
    REALTY FINANCIAL PARTNERS II FMV 1,473,605 1,473,605
    REALTY FINANCIAL PARTNERS IV FMV 2,419,251 2,419,251
    SRI REIT INC (FUND SIX)* FMV 1,823,430 1,823,430
    SRI SEVEN REIT* FMV 11,981,404 11,981,404
    SRI EIGHT REIT* FMV 6,055,004 6,055,004
    TALCOTT REALTY III FMV 6,646,000 6,646,000
    AKO FUND LIMITED FMV 21,689,204 21,689,204
    BAUPOST VALUE PARTNERS FMV 84,526,873 84,526,873
    BLUE RIDGE OFFSHORE FUND FMV 91,660,969 91,660,969
    BROOKSIDE FMV 61,208,468 61,208,468
    FIR TREE INTERNATIONAL VALUE FUND FMV 44,185,141 44,185,141
    HIGHFIELDS CAPITAL IV LP FMV 3,920,668 3,920,668
    HOPLITE OFFSHORE FUND FMV 31,172,893 31,172,893
    LANSDOWNE UK EQUITY FUND FMV 42,931,863 42,931,863
    LONE PINON FUND (LONE KAURI) FMV 12,423,146 12,423,146
    PERMIT CAPITAL - SERIES A FMV 7,977,862 7,977,862
    PERMIT CAPITAL - SERIES B FMV 7,157,145 7,157,145
    PERMIT CAPITAL - SERIES C FMV 7,455,586 7,455,586
    PERMIT CAPITAL - SERIES D FMV 5,168,670 5,168,670
    PERMIT CAPITAL - SERIES II-A FMV 21,378,257 21,378,257
    REALTY FINANCIAL PARTNERS V FMV 4,234,336 4,234,336
    SANKATY CREDIT OPPORTUNITIES FUND FMV 4,091,401 4,091,401
    SWIFTCURRENT OFFSHORE LTD FMV 205,239 205,239
    TAL CHINA FOCUS FUND FMV 5,000,000 5,000,000
    TIGER GLOBAL LTD FMV 48,543,533 48,543,533
    TYNDALL FMV 8,971,996 8,971,996
    VARDE FUND IV FMV 43,836,598 43,836,598
    VARDE FUND VIII FMV 10,767,310 10,767,310
    VARDE IX FMV 21,535,718 21,535,718
    WATERSHED CAPITAL FMV 1,194,991 1,194,991

    TY 2010 LandEtcSchedule2
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    LEASEHOLD IMPROVEMENTS 4,216,682 4,126,062 90,620 0
    FURNITURE AND EQUIPMENT 4,094,166 3,756,635 337,531 0


    TY 2010 LegalFeesSchedule
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 506,330 308,037   254,715


    TY 2010 OtherAssetsSchedule
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INCOME RECEIVABLE 275,916 243,815 243,815


    TY 2010 OtherExpensesSchedule
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TRUSTEES EXPENSES 83,618 0   77,355
    CONSULTANTS 546,173 156,758   418,894
    POSTAGE, TELEPHONE & MESSENGER 155,248 15,921   133,687
    OFFICE EQUIPMENT, SERVICES & SUPPLIES 173,034 14,005   214,001
    COMPUTER EQUIPMENT & SERVICE 436,661 46,586   402,576
    COPYING & DUPLICATING 65,536 6,882   57,858
    BOOKS & PERIODICALS 66,168 5,858   64,716
    INSURANCE 63,640 0   59,401
    MEMBERSHIP FEES 15,076 2,605   12,471
    MISCELLANEOUS 31,295 3,355   28,196
    FIXED ASSETS CAPITALIZED 0 0   -48,286


    TY 2010 OtherIncomeSchedule2
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    INCOME FROM LIMITED PARTNERSHIPS   2,447,494  
    INCOME FROM LIMITED PARTNERSHIPS 18,536,819 9,055,728 18,536,819
    GRANT REFUND INTEREST 13,452 13,452 13,452
    MISCELLANEOUS 314 314 314


    TY 2010 OtherIncreasesSchedule
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Description Amount
    INCREASE IN UNREALIZED APPRECIATION (NET OF RELATED TAX) 16,506,078


    TY 2010 OtherLiabilitiesSchedule
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED TAXES PAYABLE 6,589,938 6,093,443
    DUE TO BROKERS FOR PURCHASES 0 38,738
    CASH ON DEPOSIT 0 478,779
    GCP FUND III REIT 0 405,088
    SRI TEN REIT 0 16,112


    TY 2010 OtherProfessionalFeesSchedule
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT AND CUSTODY 2,695,495 2,793,836   0


    TY 2010 TaxesSchedule
    Name:
    CARNEGIE CORPORATION OF NEW YORK
    EIN: 13-1628151
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAXES 737,172 0   0
    FEDERAL UNRELATED BUSINESS INCOME TAX 2,699,612 0   0
    STATE UNRELATED BUSINESS INCOME TAX 281,643 0   0