Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2010
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2010 and ending 06-30-2011
BCheck if applicable:
CName of organization
CORNELL UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
341 PINE TREE ROAD
 
Room/suite
City or town, state or country, and ZIP + 4
ITHACA, NY14850
D Employer identification number

15-0532082
E Telephone number

G Gross receipts $ 22,175,410,581
F Name and address of principal officer:
DAVID J SKORTON PRESIDENT
341 PINE TREE ROAD
ITHACA,NY14850
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
HTTP://WWW.CORNELL.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1865
M State of legal domicile: NY
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: EDUCATION, RESEARCH, MEDICAL SERVICES AND OTHER PUBLIC SERVICES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) .... 3 64
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 53
5 Total number of individuals employed in calendar year 2010 (Part V, line 2a) ... 5 36,834
6 Total number of volunteers (estimate if necessary) .... 6 2,000
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 4,701,111
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b -2,045,981
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 469,311,000 384,515,000
9 Program service revenue (Part VIII, line 2g) ......... 2,331,955,000 2,355,852,366
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 307,785,139 472,520,000
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 8,509,041 16,355,881
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 3,117,560,180 3,229,243,247
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 62,977,714 104,790,791
14 Benefits paid to or for members (Part IX, column (A), line 4) .... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,758,101,002 1,830,907,000
16a Professional fundraising fees (Part IX, column (A), line 11e).... 997,210 1,058,577
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet58,026,644    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 945,249,985 997,855,298
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 2,767,325,911 2,934,611,666
19 Revenue less expenses. Subtract line 18 from line 12...... 350,234,269 294,631,581
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............ 9,973,532,000 10,808,214,000
21 Total liabilities (Part X, line 26)............ 3,276,574,000 3,297,219,000
22 Net assets or fund balances. Subtract line 21 from line 20 ..... 6,696,958,000 7,510,995,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid Preparer's Use Only Preparer's
signature
Big Right Arrow
Date
right pointing bullet image Preparer’s taxpayer identification number
(see instructions)
Firm’s name (or yours
if self-employed),
address, and ZIP + 4
Big Right Arrow




EIN right pointing bullet image
Phone no. right pointing bullet image
May the IRS discuss this return with the preparer shown above? (see instructions) .........
For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2010)
Form 990 (2010)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III . . . . . . . . . .
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the exempt purpose achievements for each of the organization’s three largest program services by expenses.
Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 652,651,000 including grants of $ 41,851,000 ) (Revenue $ 481,073,000 )
THE UNIVERSITY IS RENOWNED FOR ITS UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL AND CONTINUING EDUCATION PROGRAMS. THE PRIMARY CAMPUSES ARE IN ITHACA, NEW YORK AND NEW YORK CITY (WEILL CORNELL MEDICAL COLLEGE). THE FOLLOWING DEGREES WERE GRANTED DURING THIS YEAR: UNDERGRADUATE (3696);MASTERS (1996); PHD(549); JD, MD, DVM (378)
4b (Code:   ) (Expenses $ 649,746,000 including grants of $   ) (Revenue $ 577,568,000 )
MEDICAL SERVICES, INCLUDING THE EDUCATION AND TRAINING OF PHYSICIANS, IS A MAJOR COMPONENT OF THE UNIVERSITY'S MISSION. THE PHYSICIAN ORGANIZATION IS AN INTEGRAL PART OF THE MEDICAL SCHOOL AND UNIVERSITY. IT PROVIDES THE PATIENT BASE ESSENTIAL FOR TEACHING, RESEARCH AND CLINICAL SERVICES.
4c (Code:   ) (Expenses $ 593,005,000 including grants of $   ) (Revenue $ 623,036,000 )
RESEARCH, BOTH BASIC AND APPLIED, IS ALSO A CORE MISSION-RELATED ACTIVITY. THE REVENUES ABOVE INCLUDE $472 MILLION IN DIRECT REVENUES AND $151 MILLION IN INDIRECT COST RECOVERIES. NOTE: WE HAVE INCLUDED IN THIS ACTIVITY GRANTS AND CONTARCT REVENUE RELATED TO PUBLIC OUTREACH AND INSTRUCTION, BUT THE SINGLE LARGEST PORTION IS RESEARCH REALTED WHICH ACCOUNTS FOR APPROXIMATELY 89% OF THE TOTAL.
4d Other program services. (Describe in Schedule O.)
(Expenses $ 772,477,087 including grants of $   ) (Revenue $ 674,172,366 )
4e Total program service expensesMediumBullet$ 2,667,879,087
Form 990 (2010)
Form 990 (2010)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? Click to see attachment........
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part II
Click to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III........................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete
Schedule D, Part I
Click to see attachment
.......................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IV
Click to see attachment
...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in term, permanent,or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, and program service activities outside the United States? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
Form 990 (2010)
Form 990 (2010)
Page 4
Part IV
Checklist of Required Schedules (continued)
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
Did the organization attach its audited financial statement to this return? Note: All Form 990 filers that operate one or more hospitals must attach audited financial statements. .....
20b
 
 
21
Did the organization report more than $5,000 of grants and other assistance to governments and organizations in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see attachment
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II
........................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor, or a grant selection committee member, or to a person related to such an individual? If “Yes,” complete Schedule L, Part III............... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV
................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I
........................... Click to see attachment
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35
Is any related organization a controlled entity within the meaning of section 512(b)(13)? .....
35
Yes
 
a
Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2010)
Form 990 (2010)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V . . . . . . . . . .
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
30,012
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
36,834
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAS , ET , FR , IT , NP , QA , UK
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
Yes
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
 
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2010)
Form 990 (2010)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI . . . . . . . . . .
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year ..............
1a
64
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
53
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? ..
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Does the organization have members or stockholders? ................
6
 
No
7a
Does the organization have members, stockholders, or other persons who may elect one or more members of the governing body? .........................
7a
Yes
 
b
Are any decisions of the governing body subject to approval by members, stockholders, or other persons? ..
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Does the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” does the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with those of the organization? ....
10b
 
 
11a
Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Does the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ...........................
12b
Yes
 
c
Does the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this is done ....................
12c
Yes
 
13
Does the organization have a written whistleblower policy? ...............
13
Yes
 
14
Does the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line a or b, describe the process in Schedule O. (See instructions.)
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
CA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you make these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial statements available to the public.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
UNIVERSITY CONTROLLER
341 PINE TREE ROAD
ITHACA,NY148502820
(607) 255-3581
Form 990 (2010)
Form 990 (2010)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII . . . . . . . . . .
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (describe hours for related organizations in Schedule O)
(C)
Position (check all that apply)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) DAVID J SKORTON
PRESIDENT & EX OFFICIO TRUSTEE
55.0 X   X       687,725 0 166,357
(2) ELIZABETH J ALTMAN
TRUSTEE
1.0 X           0 0 0
(3) STEPHEN B ASHLEY
TRUSTEE
1.0 X           0 0 0
(4) JESSICA M BIBLIOWICZ
TRUSTEE
1.0 X           0 0 0
(5) SAMEUL W BODMAN III
TRUSTEE
1.0 X           0 0 0
(6) RICHARD L BOOTH
TRUSTEE
1.0 X           0 0 0
(7) RONNIE S CHERNOFF
TRUSTEE
1.0 X           0 0 0
(8) EZRA CORNELL
TRUSTEE
1.0 X           0 0 0
(9) ASA J CRAIG
TRUSTEE
15.0 X           2,744 0 0
(10) DAVID D CROLL
TRUSTEE
1.0 X           0 0 0
(11) DIANA M DANIELS
VICE CHAIRMAN
1.0 X           0 0 0
(12) IRA DRUKIER
TRUSTEE
1.0 X           0 0 0
(13) WILLIAM V EATON
TRUSTEE
1.0 X           0 0 0
(14) STEPHEN J ETTINGER
TRUSTEE
1.0 X           0 0 0
(15) DARRICK TN EVENSEN
TRUSTEE
15.0 X           28,733 0 0
(16) DAVID R FISCHELL
TRUSTEE
1.0 X           0 0 0
(17) CHERYL A FRANCIS
TRUSTEE
1.0 X           0 0 0
Form 990 (2010)
Form 990 (2010)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (describe hours for related organizations in Schedule O)
(C)
Position (check all that apply)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) BLANCHE S GOLDENBERG
TRUSTEE
1.0 X           0 0 0
(19) KENNETH A GOLDMAN
TRUSTEE
1.0 X           0 0 0
(20) PAUL A GOULD
TRUSTEE
1.0 X           0 0 0
(21) PATRICIA E HARRIS
TRUSTEE
1.0 X           0 0 0
(22) ROBERT S HARRISON
TRUSTEE
1.0 X           0 0 0
(23) DENIS M HUGHES
TRUSTEE
1.0 X           0 0 0
(24) ROBERT J KATZ
VICE CHAIRMAN
1.0 X           0 0 0
(25) ROBERT S LANGER
TRUSTEE
1.0 X           0 0 0
(26) MARCUS H LOO
TRUSTEE
1.0 X           0 0 0
(27) LINDA R MACAULAY
TRUSTEE
1.0 X           0 0 0
(28) RONALD D MCCRAY
TRUSTEE
1.0 X           0 0 0
(29) BETH MCKINNEY
TRUSTEE
55.0 X           58,074 0 21,407
(30) PETER C MEINIG
CHAIRMAN
1.0 X           0 0 0
(31) HOWARD P MILSTEIN
TRUSTEE
1.0 X           0 0 0
(32) ELIZABETH D MOORE
TRUSTEE
1.0 X           0 0 0
(33) NR NARAYANA MURTHY
TRUSTEE
1.0 X           0 0 0
(34) JOHN A NOBLE
TRUSTEE
1.0 X           0 0 0
(35) PETER J NOLAN
TRUSTEE
1.0 X           0 0 0
(36) LUBNA SULIMAN OLAYAN
TRUSTEE
1.0 X           0 0 0
(37) ARMANDO J OLIVERA
TRUSTEE
1.0 X           0 0 0
(38) DONALD C OPATRNY
TRUSTEE
1.0 X           0 0 0
(39) DAVID PATERSON
EX OFFICIO
1.0 X           0 0 0
(40) WILLIAM D PEREZ
TRUSTEE
1.0 X           0 0 0
(41) LELAND C PILLSBURY
TRUSTEE
1.0 X           0 0 0
(42) BRUCE S RAYNOR
TRUSTEE
1.0 X           0 0 0
(43) PHILIP R REILLY
TRUSTEE
1.0 X           0 0 0
(44) GENE D RESNICK
TRUSTEE
1.0 X           0 0 0
(45) IRENE B ROSENFELD
TRUSTEE
1.0 X           0 0 0
(46) ROBERT L RYAN
TRUSTEE
1.0 X           0 0 0
(47) PAUL A SALVATORE
TRUSTEE
1.0 X           0 0 0
(48) SHELDON SILVER
EX OFFICIO
1.0 X           0 0 0
(49) MALCOM A SMITH
EX OFFICIO
1.0 X           0 0 0
(50) DALIA P STILLER
TRUSTEE
1.0 X           0 0 0
(51) SHERRI STUEWER
TRUSTEE
1.0 X           0 0 0
(52) RATAN N TATA
TRUSTEE
1.0 X           0 0 0
(53) LISA SKEETE TATUM
TRUSTEE
1.0 X           0 0 0
(54) ANDREW H TISCH
VICE CHAIRMAN
1.0 X           0 0 0
(55) SHERYL HILLIARD TUCKER
TRUSTEE
1.0 X           0 0 0
(56) M EILEEN MCMANUS WALKER
TRUSTEE
1.0 X           0 0 0
(57) BARTON J WINOKUR
TRUSTEE
1.0 X           0 0 0
(58) SHERYL WUDUNN
TRUSTEE
1.0 X           0 0 0
(59) CRAIG YUNKER
TRUSTEE
1.0 X           0 0 0
(60) MICHALE J ZAK
TRUSTEE
1.0 X           0 0 0
(61) DAVID W ZALAZNICK
VICE CHAIRMAN
1.0 X           0 0 0
(62) JAN ROCK ZUBROW
VICE CHAIRMAN
1.0 X           0 0 0
(63) ROSEMARY J AVERY
TRUSTEE
55.0 X           196,883 0 38,582
(64) NELSON G HAIRSTON
TRUSTEE
55.0 X           169,846 0 28,281
(65) W KENT FUCHS
PROVOST
55.0     X       529,889 0 46,348
(66) ANTONIO M GOTTO JR
PROVOST AND DEAN OF MED SCHOOL
55.0     X       430,385 0 1,027,678
(67) JOANNE M DESTEFANO
VP FINANCE AND CFO
55.0     X       290,978 0 42,971
(68) JAMES J MINGLE
UNIVERSITY COUNSEL
55.0     X       430,070 0 41,354
(69) JAMES H WALSH
CHIEF INVESTMENT OFFICER
55.0       X     432,012 0 41,233
(70) DANIEL M KNOWLES MD
CHAIR & PROF OF PATHOLOGY
55.0       X     1,105,294 0 52,482
(71) PAK H CHUNG MD
PROFESSOR OF REPRODUCTIVE MED
55.0         X   2,244,727 0 54,400
(72) ISAAC KLIGMAN MD
PROFESSOR OF REPRODUCTIVE MED
55.0         X   2,226,891 0 60,013
(73) ZEV ROSENWAKS MD
PROFESSOR OF REPRODUCTIVE MED
55.0         X   4,031,596 0 52,380
(74) PHILIP E STEIG MD
CHAIR AND PROF OF NEUROLOGY
55.0         X   2,525,912 0 63,866
(75) STEVEN D SPANDORFER MD
PROFESSOR OF REPRODUCTIVE MED
55.0         X   3,231,560 0 50,307
(76) HUNTER RAWLINGS III
PRESIDENT EMERITUS
55.0           X 306,571 0 45,261
(77) STEPHEN T GOLDING
FORMER EXECUTIVE VP
55.0           X 500,568 0 38,188
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 19,430,458 0 1,871,108
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportable compensation from the organizationMediumBullet3,204
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
GILBANE BLDG CO
16 CORPORATE WOODS
ALBANY,NY12211
CONSTRUCTION SERVICE 13,766,695
LECHASE CONSTRUCTION
72 CASCADE DRIVE
ROCHESTER,NY14614
CONSTRUCTION SERVICE 6,027,310
OVE ARUP AND PARTNERS
155 AVE OF THE AMERICAS
NEW YORK,NY10013
CONSULTING ENGINEER 1,655,515
BURT HILL KOSAR RITTLEMANN
PO BOX 360248M
PITTSBURG,PA15251
ARCHITECTURAL 1,417,916
HURON CONSULTING
4795 PAYSPHERE CIRCLE
CHICAGO,IL60674
CONSULTING SERVICES 1,286,481
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization MediumBullet56
Form 990 (2010)
Form 990 (2010)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, gifts, grants and other similar amounts 1a Federated campaigns..1a 0
b Membership dues....1b 2,423,247
c Fundraising events....1c 981,460
d Related organizations...1d 5,912,255
e Government grants (contributions)1e 44,552,000
f All other contributions, gifts, grants, and
similar amounts not included above
1f
330,646,038
g Noncash contributions included in lines 1a-1f:$ 14,322,152
h Total. Add lines 1a-1f.......MediumBullet 384,515,000
 Program Service Revenue Business Code
2a EDUCATION: TUITION NET OF DISCOUNT 900,099 481,073,000 481,073,000 0 0
b GRANTS AND CONTRACTS FOR RESEARCH, ETC. 900,099 623,036,000 623,036,000 0 0
c MEDICAL SERVICES 900,099 577,568,000 577,568,000 0 0
d LAND GRANT MISSION GOVT APPROP. 900,099 164,013,000 164,013,000 0 0
e AUXILIARY ENT -ROOM AND BOARD 900,099 154,354,000 154,354,000 0 0
f All other program service revenue . 355,808,366 355,808,366 0 0
g Total. Add lines 2a–2f........MediumBullet 2,355,852,366
 Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 109,389,140 0 4,663,393 104,725,747
4 Income from investment of tax-exempt bond proceeds..MediumBullet 2,620,860 0 0 2,620,860
5 Royalties............MediumBullet 10,353,280 0 0 10,353,280
(i) Real (ii) Personal
6a Gross Rents 92,000  
b Less: rental expenses 5,000  
c Rental income or (loss) 87,000  
d Net rental income or (loss).......MediumBullet 87,000 0 0 87,000
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 19,289,490,000  
b Less: cost or other basis and sales expenses 18,928,980,000  
c Gain or (loss) 360,510,000  
d Net gain or (loss)..........MediumBullet 360,510,000 0 0 360,510,000
8a Gross income from fundraising events (not including
$ 981,460
of contributions reported on line 1c). See Part IV, line 18 ...
a 281,993
b Less: direct expenses ...b 351,262
c Net income or (loss) from fundraising events..MediumBullet -69,269 0 -69,269
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0 0 0 0
10a Gross sales of inventory, less
returns and allowances .
a 22,815,942
b Less: cost of goods sold ..b 16,831,072
c Net income or (loss) from sales of inventory..MediumBullet 5,984,870 0 37,718 5,947,152
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 0
12 Total revenue. See Instructions....MediumBullet 3,229,243,247 2,355,852,366 4,701,111 484,174,770
Form 990 (2010)
Form 990 (2010)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the U.S. See Part IV, line 21 62,823,791 62,823,791
2 Grants and other assistance to individuals in the U.S. See Part IV, line 22 41,851,000 41,851,000
3 Grants and other assistance to governments, organizations, and individuals outside the U.S. See Part IV, lines 15 and 16 116,000 116,000
4 Benefits paid to or for members 0 0
5 Compensation of current officers, directors, trustees, and key employees .... 3,989,580 783,112 1,595,832 1,610,636
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 1,239,151 0 1,239,151 0
7 Other salaries and wages 1,447,917,270 1,298,962,005 115,833,382 33,121,883
8 Pension plan contributions (include section 401(k) and section 403(b) employer contributions) .... 84,106,999 74,066,251 6,728,560 3,312,188
9 Other employee benefits ....... 185,033,000 166,641,870 14,802,640 3,588,490
10 Payroll taxes ........... 108,621,000 99,931,320 8,689,680 0
11 Fees for services (non-employees):        
a Management ...... 0 0 0 0
b Legal ......... 2,932,568 2,697,963 234,605 0
c Accounting ........... 1,559,961 1,559,961 0 0
d Lobbying ........... 0 0 0 0
e Professional fundraising. See Part IV, line 17.. 1,058,577 1,058,577
f Investment management fees ...... 9,127,442 9,127,442 0 0
g Other .......... 50,967,321 46,889,935 4,077,386 0
12 Advertising and promotion .... 1,887,892 1,887,892 0 0
13 Office expenses ....... 42,414,130 39,021,000 3,393,130 0
14 Information technology ...... 18,794,425 16,337,522 1,503,554 953,349
15 Royalties .. 3,966,773 3,966,773 0 0
16 Occupancy ........... 145,376,000 130,949,587 11,630,080 2,796,333
17 Travel ............ 38,591,000 33,047,240 3,087,280 2,456,480
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0 0 0 0
19 Conferences, conventions, and meetings .... 14,869,317 9,630,203 1,189,545 4,049,569
20 Interest ........... 70,065,000 70,065,000 0 0
21 Payments to affiliates ....... 0 0 0 0
22 Depreciation, depletion, and amortization ..... 214,828,000 197,641,760 17,186,240 0
23 Insurance .............. 52,570,041 47,415,543 4,205,603 948,895
24 Other expenses. Itemize expenses not covered above. (Expenses grouped together and labeled miscellaneous may not exceed 5% of total expenses shown on line 25 below.)
a COMMUNICATION 18,260,000 13,404,324 1,460,800 3,394,876
b REPAIRS & MAINTENANCE 69,108,001 63,549,142 5,528,641 30,218
c LAB SUPPLIES & RESEARCH MATRL 118,759,561 118,759,561 0 0
d PHARMACEUTICAL SUPPLIES 44,780,041 44,780,041 0 0
e MISC SUPPLIES 9,187,975 7,804,199 678,626 705,150
f All other expenses 69,809,850 64,168,650 5,641,200  
25 Total functional expenses. Add lines 1 through 24f 2,934,611,666 2,667,879,087 208,705,935 58,026,644
26 Joint costs. Check here MediumBullet if following
SOP 98-2 (ASC 958-720). Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation
       
Form 990 (2010)
Form 990 (2010)
Page 11
Part X Balance Sheet
(A)
Beginning of year
(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 1,089,172 1 5,464,098
2 Savings and temporary cash investments ....... 122,325,828 2 140,605,902
3 Pledges and grants receivable, net ......... 557,926,000 3 584,483,000
4 Accounts receivable, net ......... 386,554,000 4 353,568,000
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 0 5 0
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L .......... 0 6 0
7 Notes and loans receivable, net ............. 69,994,000 7 69,093,000
8 Inventories for sale or use .............. 8,749,379 8 8,224,331
9 Prepaid expenses and deferred charges ............ 39,806,621 9 39,502,669
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 5,254,527,000
b Less: accumulated depreciation. ..... 10b 2,107,516,000 3,056,633,000 10c 3,147,011,000
11 Investments—publicly traded securities .......... 1,688,549,000 11 1,695,842,000
12 Investments—other securities. See Part IV, line 11 ...... 3,944,635,000 12 4,652,385,000
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ......... 0 14 0
15 Other assets. See Part IV, line 11 ........... 97,270,000 15 112,035,000
16 Total assets. Add lines 1 through 15 (must equal line 34)... 9,973,532,000 16 10,808,214,000
Liabilities 17 Accounts payable and accrued expenses . 421,385,000 17 367,160,000
18 Grants payable .......... 47,353,000 18 47,094,000
19 Deferred revenue .......... 203,060,000 19 294,035,000
20 Tax-exempt bond liabilities .......... 1,318,335,000 20 1,345,630,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 612,247,000 23 586,506,000
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities. Complete Part X of Schedule D..... 674,194,000 25 656,794,000
26 Total liabilities. Add lines 17 through 25..... 3,276,574,000 26 3,297,219,000
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 3,508,534,000 27 2,751,527,000
28 Temporarily restricted net assets ..... 971,503,000 28 2,432,376,000
29 Permanently restricted net assets ..... 2,216,921,000 29 2,327,092,000
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 6,696,958,000 33 7,510,995,000
34 Total liabilities and net assets/fund balances ..... 9,973,532,000 34 10,808,214,000
Form 990 (2010)
Form 990 (2010)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI . . . . . . . . . .
1
Total revenue (must equal Part VIII, column (A), line 12) . . .
1
3,229,243,247
2
Total expenses (must equal Part IX, column (A), line 25) . . . . .
2
2,934,611,666
3
Revenue less expenses. Subtract line 2 from line 1 . . . .
3
294,631,581
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . .
4
6,696,958,000
5
Other changes in net assets or fund balances (explain in Schedule O) . . . .
5
519,405,419
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) . . . . . .
6
7,510,995,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII . . . . . . . . . .
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?..
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2010)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization
(ii)
EIN
(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv)
Is the organization in col. (i) listed in your governing document?
(v)
Did you notify the organization in col. (i) of your support?
(vi)
Is the organization in col. (i) organized in the U.S.?
(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2010
Name of organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule—
Special Rules
......................... Arrow Bullet   $    
Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990, or check the box in the heading of its
Form 990-EZ, or on line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part I
Name of organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Contributors (see Instructions)
     
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part II
Name of organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part II
Noncash Property (see Instructions)
     
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part III
Name of organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
aggregating more than $1,000 for the year. (Complete columns (a) through (e) and the following line entry.)
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
If the organization answered “Yes,” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes,” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes,” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35a (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization's direct and indirect political campaign activities on behalf of or in opposition to candidates for public office in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt funtion activities ....................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2010

Schedule C (Form 990 or 990-EZ) 2010
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
Organization's
Totals
(b) Affiliated Group
Totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
   
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in)
(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) Total
             
2a Lobbying non-taxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e))
         
             
c Total lobbying expenditures          
             
d Grassroots non-taxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))
         
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2010


Schedule C (Form 990 or 990-EZ) 2010
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
279,706
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? If "Yes," describe in Part IV ..........................
Yes
 
 
j
Total. lines 1c through 1i ...................................
279,706
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carryover lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) if BOTH Part III-A, lines 1 and 2 are answered “No” OR if Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) non-deductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; and Part ll-B, line 1i.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
PART 1-A-LINE 1.   THE UNIVERSITY DOES NOT PARTICIPATE DIRECTLY OR INDIRECTLY IN ANY POLITICAL CAMPAIGN. ALTHOUGH THE UNIVERSITY HAS NOT ISSUED A FORMAL POLICY THROUGH ITS POLICY OFFICE, THE UNIVERSITY REMINDS THE UNIVERSITY COMMUNITY, AT THE TIME OF ANY MAJOR ELECTION, ABOUT THE PROHIBITION AGAINST UNIVERSITY PARTICIPATION. THE MESSAGE EMPHASIZES THAT THIS DOES NOT AFFECT AN INDIVIDUAL'S PERSONAL ACTIVITIES.
PART II-B-LINE 1 i.   IN ADDITION TO MEETING WITH GOVERNMENT OFFICIALS TO ADVANCE THE INTERESTS OF HIGHER EDUCATION, IN GENERAL, THE UNIVERSITY IS A MEMBER OF KEY ORGANIZATIONS THAT ALSO "LOBBY" ON BEHALF OF HIGHER EDUCATION.
Schedule C (Form 990 or 990EZ) 2010

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .......    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) ...    
4 Aggregate value at end of year .......    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds may be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit. ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a–2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06 ........ 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the taxable year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116, not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116, to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 1,713,390
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 70,680,333
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 4,259,950,000 3,836,289,000 5,248,009,000
b Contributions ........ 112,278,000 109,055,000 249,810,000
c Investment earnings or losses ... 734,562,000 393,907,000 -1,369,893,000
d Grants or scholarships ..... -22,504,820 -26,326,325 -30,545,000
e Other expenditures for facilities
and programs ........
-115,986,380 -129,429,505 -150,170,000
f Administrative expenses .... -34,622,800 -39,769,170 -46,142,000
g End of year balance ...... 5,279,904,000 4,534,776,000 4,354,783,000
2
Provide the estimated percentage of the year end balance held as:
a
Board designated or quasi-endowment: SchDMd Bullet34.000 %
b
Permanent endowment: SchDMd Bullet61.000 %
c
Term endowment: SchDMd Bullet5.000 %
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Investments—Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of investment (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land ................. 0 22,926,314 22,926,314
b Buildings ................ 0 3,567,321,845 1,309,931,253 2,257,390,592
c Leasehold improvements ............ 0 106,591,165 54,204,793 52,386,372
d Equipment ................ 0 1,142,922,534 723,244,812 419,677,722
e Other ................. 0 394,630,000 0 394,630,000
Total. Add lines 1a-1e. (Column (d) should equal Form 990, Part X, column (B), line 10(c).)........SchDMdBullet 3,147,011,000
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives 10,702,000 F
(2)Closely-held equity interests 67,179,000 F
(3)Other
(A) DOMESTIC EQUITIES
193,165,000 F

(B) FOREIGN EQUITIES
113,153,000 F

(C) HEDGED EQUITIES
539,543,000 F

(D) PRIVATE EQUITIES
1,063,722,000 F

(E) FIXED INCOME ASSET BACKED SEC
42,149,000 F

(F) FIXED INCOME CORPORATE BONDS
233,210,000 F

(G) FIXED INCOME EQUITY PRTSHPS
321,807,000 F

(H) FIXED INCOME OTHER
317,898,000 F

(I) MARKETABLE ALT AND RE
1,686,376,000 F

(J) OTHER
63,481,000 F
Total. (Column (b) should equal Form 990, Part X, col.(B) line 12.)Small Bullet 4,652,385,000
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Amount
Federal Income Taxes 0
OBL. UNDER SPLIT INTEREST AGMNTS 114,077,000
DEFERRED BENEFITS 431,564,000
FUNDS HELD IN TRUST FOR OTHERS 111,153,000






Total. (Column (b) should equal Form 990, Part X, col.(B) line 25.)Small Bullet 656,794,000
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 3,229,243,247
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 2,934,611,666
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 294,631,581
4 Net unrealized gains (losses) on investments .......................... 4 440,004,000
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV) ................................. 8 79,401,419
9 Total adjustments (net). Add lines 4 - 8 ............................. 9 519,405,419
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 814,037,000
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 3,788,730,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 440,004,000
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV): ............ 2d 119,482,753
e Add lines 2a through 2d ..................... 2e 559,486,753
3 Subtract line 2e from line 1..................... 3 3,229,243,247
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIV): ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total Revenue. Add lines 3 and 4c. (This should equal Form 990, Part I, line 12.) ...... 5 3,229,243,247
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 2,974,693,000
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV): ............ 2d 40,081,334
e Add lines 2a through 2d...................... 2e 40,081,334
3 Subtract line 2e from line 1..................... 3 2,934,611,666
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIV): ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This should equal Form 990, Part I, line 18.) ...... 5 2,934,611,666
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
PART III: 4   ART COLLECTION: THE HERBERT F. JOHNSON MUSEUM OF ART IS PARTICULARLY NOTED FOR ITS COLLECTION IN THE AREA OF ASIAN ART, 19TH AND 20TH CENTURY AMERICAN ART AND THE GRAPHIC ARTS. THE COLLECTION IS USED FOR TEACHING AND RESEARCH. THE MUSEUM'S CALENDAR OF EVENTS IS AVAILABLE ON ITS WEB SITE AND PROVIDES INFORMATION TO ENCOURAGE USE OF THE COLLECTION BY THE PUBLIC.
Part V: Line 4   ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS PRIMARILY OF PERMANENT ENDOWMENT AND BOARD DESIGNATED ENDOWMENT (I.E. FUNDS FUNCTONING AS ENDOWMENT). THE INCOME FROM THE ENDOWMENT PROVIDES CRITICAL SUPPORT FOR FACULTY ENDOWED, CHAIRS, STUDENT FINANCIAL AID AS WELL AS SUPPORT FOR VARIOUS INSTITUTIONAL PROGRAMS FOR TEACHING, RESEARCH AND PUBLIC OUTREACH.
PART XI:   OTHER ADJUSTMENTS: FAIR MARKET VALUE ADJUSTMENTS FOR DEBT SWAPS AND SPLIT INTERESTS AND THE ADJUSMENT FOR SUBSIDIARY NET INCOME NOT INCLUDED IN THE UNIVERSITY'S 990.
Part XII: Line 1.   OTHER ADJUSTMENTS - REVENUES: FAIR MARKET VALUE ADJUSTMENTS FOR DEBT SWAPS AND SPLIT INTERESTS, THE ADJUSMENT FOR SUBSIDIARY REVENUE AND THE RECLASSIFICATION OF CERTAIN EXPENSES AS OFFSETS TO REVENUE AS REQUIRED TO BE REPORTED ON THE 990(I.E. COST OF GOODS SOLD, ETC.)
Part XII: Line   OTHER ADJUSTMENTS - EXPENSES: THE ADJUSTMENT FOR SUBSIDIARY EXPENSES AND THE RECLASSIFICATION OF CERTAIN EXPENSES AS OFFSETS TO REVENUE (SEE ABOVE).
Schedule D (Form 990) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,
or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ............
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2010
Schedule E (Form 990 or 990EZ) 2010
Page 2
Part II
Supplemental Information
Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION FOR LINE 3   THE UNIVERSITY, ORGANIZED IN THE 1860'S, INCLUDED IN ITS CHARTER A COMMITMENT TO NON-DISCRIMINATION BASED ON RELIGION. FROM ITS EARLIEST HISTORY, THE UNIVERSITY ADMITTED A DIVERSE STUDENT BODY IN TERMS OF RACE, GENDER AND RELIGION. THE STATISTICS ABOUT THE COMPOSITION OF FACULTY, STAFF AND STUDENTS, AS WELL AS THE UNIVERSITY'S ON-GOING EFFORTS TO INCREASE DIVERSITY, REFLECT THE STRONG COMMITMENT TO NON-DISCRIMINATION.
EXPLANATION FOR LINE 6A   CORNELL RECEIVES ASSISTANCE FROM BOTH THE FEDERAL GOVERNMENT AND NEW YORK STATE. THE FEDERAL GOVERNMENT PROVIDES SUPPORT FOR LOANS, STUDENT EMPLOYMENT AND GRANTS. LOANS: W.D. FORD SUBSIDIZED AND UNSUBSIDIZED LOANS, PERKINS LOANS, DIRECT PLUS LOANS. EMPLOYMENT: FUNDS FOR FEDER WORK-STUDY. GRANTS: PELL GRANTS AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY ASSISTANCE PROGRAM (TAP).
Schedule E (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE F
(Form 990)

Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,
Part IV, line 14b, 15, or 16.
Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside the
United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total
expenditures for region/investments
in region
East Asia and the Pacific 0 0 Grantmaking N/A 897,583
Europe (Including Iceland and Greenland) 0 0 Grantmaking N/A 1,097,258
Middle East and North Africa 0 0 Grantmaking N/A 2,068,171
North America 0 0 Grantmaking N/A 4,378,300
Russia and the Newly Independent States 0 0 Grantmaking N/A 68,600
South America 0 0 Grantmaking N/A 1,104,507
South Asia 0 0 Grantmaking N/A 1,754,072
Sub-Saharan Africa 0 0 Grantmaking N/A 1,746,381
Central America and the Caribbean 0 0 Investments N/A 881,745,718
Europe (Including Iceland and Greenland) 0 0 Investments N/A 67,989,332
Central America and the Caribbean 0 5 Program Services MEDICAL SERV/TRG 984,823
East Asia and the Pacific 1 0 Program Services RESEARCH/EDUCATION 442,309
Europe (Including Iceland and Greenland) 6 1 Program Services RESEARCH/EDUCATION 7,205,858
Middle East and North Africa 2 351 Program Services RESEARCH/EDUCATION 83,598,996
North America 0 0 Program Services RESEARCH/EDUCATION 37,761
South America 0 2 Program Services RESEARCH/EDUCATION 503,356
South Asia 2 0 Program Services RESEARCH/EDUCATION 177,690
Sub-Saharan Africa 0 3 Program Services RESEARCH/EDUCATION 86,990
3a Sub-total ..... 11 359 1,055,800,715
b Total from continuation sheets to Part I ... 0 3 86,990
c Totals (add lines 3a and 3b) 11 362 1,055,887,705
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount of
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
 
3
Enter total number of other organizations or entities ........................MediumBullet
 
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
TRAVEL GRANTS GRADUATE STUDENTS Cent. America/Caribbean 6 0   7,800 TICKETS COST
TRAVEL GRANTS GRADUATE STUDENTS East Asia/Pacific 17 0   22,100 TICKETS COST
TRAVEL GRANTS GRADUATE STUDENTS Europe/Iceland/Greenland 13 0   16,900 TICKETS COST
TRAVEL GRANTS GRADUATE STUDENTS North America 6 0   7,800 TICKETS COST
TRAVEL GRANTS GRADUATE STUDENTS Russia 3 0   2,900 TICKETS COST
TRAVEL GRANTS GRADUATE STUDENTS South America 22 0   28,600 TICKETS COSTS
TRAVEL GRANTS GRADUATE STUDENTS South Asia 8 0   10,400 TICKETS COST
TRAVEL GRANTS GRADUATE STUDENTS Sub-Saharan Africa 15 0   19,500 TICKETS COST
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 5
Part V
Supplemental Information
Complete this part to provide the information (see instructions) required in Part I, line 2, and any additional information.
Identifier ReturnReference Explanation
PART I, LINE 2:   THE UNIVERSITY REVIEWS ALL INVOICES AND OTHER REQUIRED DOCUMENTATION FOR ACCURACY, APPROPRIATENESS OF THE EXPENDITURES IN COMPLIANCE WITH THE AWARD DOCUMENTS AND TIMELINESS OF SUBMISSION. ALL ISSUES ARE ADDRESSED IMMEDIATELY AND, IF DEEMED APPROPRIATE, REVIEWED WITH OTHER KEY OFFICES AT THE UNIVERSITY, PRIOR TO MAKING PAYMENT.
PART III, LINE 1:   THESE ARE TRAVEL AWARDS TO GRADUATE STUDENTS WHERE CORNELL HAS DATA ON THE FOREIGN JUSISDICTION. THE UNIVERSITY CURRENTLY DOES NOT CAPTURE DETAILED INFORMATION ON THE VARIOUS DESTINATIONS FOR THIS OR OTHER TRAVEL IN OUR RECORDS.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2010
Additional Data


Software ID:  
Software Version:  



SCHEDULE G
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,
or if the organization entered more than $15,000 on Form 990-EZ, line 6a.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
GRENZEBACH GLIER AND ASSOC
401 N MICHIGAN
 
CHICAGO, IL60611
CONSULTING   No 0 109,077 0
COMMUNITY CONSULTING SERVICE
461 5TH AVE
 
NEW YORK, NY10017
CONSULTING   No 0 892,500 0
JFM GROUP
438 5TH AVE
 
PELHAM, NY10803
EVENT MGM   No 1,162,452 36,000 1,126,452
PRASAD CONSULTING
20 SUTTON PLACE S
 
NEW YORK, NY10022
CONSULTING   No 0 21,000 0
Total .................right arrow 1,162,452 1,058,577 1,126,452
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
NY
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

 
(event type)
(b) Event #2

 
(event type)
(c) Other Events

0
(total number)
(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 1,263,453     1,263,453
2 Less: Charitable
contributions . . .
981,460     981,460
3 Gross income (line 1
minus line 2) . . .
281,993     281,993
VerticalDirectExpenses 4 Cash prizes . . . 0     0
5 Non-cash prizes . . 0     0
6 Rent/facility costs . . 24,375     24,375
7 Food and beverages . . 326,887     326,887
8 Entertainment . . . 0     0
9 Other direct expenses . 0     0
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 351,262
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow -69,269
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ...........................
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
SEE SCHEDULE 0    
Schedule G (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number
15-0532082
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed
......................... lBullet
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) ACDS RESEARCH INC9813 GLENMARK ROAD
NORTH ROSE,NY14516
16-1435226   10,000       RESEARCH GRANT
(2) AFFYMETRIX INC3420 CENTRAL EXPRESSWAY
SANTA CLARA,CA95051
  352,750       RESEARCH GRANT
(3) AGILITY INTERNATIONAL INCPO BOX 785716
PHILADELPHIA,PA191785716
54-1378078   6,139       RESEARCH GRANT
(4) ALBERT EINSTEIN COLLEGE OF MEDICINE1300 MORRIS PARK AVENUE
BRONX,NY10461
13-1624225 501(C)(3) 21,739       RESEARCH GRANT
(5) AMERICAN ASSOCIATION OF PEOPLE WITH DISABILITIES1629 K STREET NW SUITE 950
WASHINGTON,DC20006
52-1930174 501(C)(3) 20,000       RESEARCH GRANT
(6) AMERICAN EVALUATION ASSOCIATION16 SCONTICUT NECK ROAD 290
FAIRHAVEN,MA02719
52-1463557 501(C)(3) 20,000       RESEARCH GRANT
(7) AMMANN & WHITNEY CONSULTING ENGINEERS PC96 MORTON STREET
NEW YORK,NY100143309
13-3835527   92,125       RESEARCH GRANT
(8) ARIZONA STATE UNIVERSITYPO BOX 876011
TEMPE,AZ852876011
STATE OF AZ 961,969       RESEARCH GRANT
(9) ATC-NY33 THORNWOOD DRIVE SUITE 500
ITHACA,NY14850
  255,781       RESEARCH GRANT
(10) BAAR-SCIENTIFIC LLC6374 ROUTE 89
ROMULUS,NY14541
14-1878299   25,000       RESEARCH GRANT
(11) BALL AEROSPACE AND TECHNOLOGIES CORPRA-2 1600 COMMERCE ST/PO BOX 1062
BOULDER,CO803068030
84-1315001   89,972       RESEARCH GRANT
(12) BAPTIST HEALTH11900 COL GLENN RD SUITE 2000
LITTLE ROCK,AR72210
501(C)(3) 26,221       RESEARCH GRANT
(13) BEDFORD VA RESEARCH200 SPRING ROAD MS151 BUILDING 2A
BEDFORD,MA01730
04-3512440 501(C)(3) 328,407       RESEARCH GRANT
(14) BELTON SPACE EXPLORATION INITIATIVES430 SOUTH RANDOLPH WAY
TUCSON,AZ85716
  39,165       RESEARCH GRANT
(15) BETH ISRAEL DEACONES MEDCAL CENTER330BROOKLINE AVE
BOSTON,MA02215
04-2103881 501(C)(3) 186,909       RESEARCH GRANT
(16) BETH ISRAEL DEACONESS MEDICAL CENTER330 BROOKLINE AVENUE BR264
BOSTON,MA02215
501(C)(3) 236,800       RESEARCH GRANT
(17) BIOSONICS INC4027 LEARY WAY NW
SEATTLE,WA98107
91-1034706   56,317       RESEARCH GRANT
(18) BOSTON UNIVERSITY25 BUICK ST
BOSTON,MA02215
501(C)(3) 10,497       RESEARCH GRANT
(19) BOWLING GREEN STATE UNIVERSITYOFFICE OF SPONSORED PROGRAMS AND RE
BOWLING GREEN,OH434030230
34-6402018 STATE OF OH 24,356       RESEARCH GRANT
(20) BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH100 BOYCE THOMPSON TOWER ROAD
ITHACA,NY14853
13-1739923 501(C)(3) 629,110       RESEARCH GRANT
(21) BRADLEY UNIVERSITY1501 W BRADLEY AVENUE 215 BRADLEY
PEORIA,IL616250313
37-0661949 501(C)(3) 29,145       RESEARCH GRANT
(22) BRIGHAM & WOMENS HOSPITALONE BRIGHAM CIRCLE SUITE 418 DEPT O
BOSTON,MA02115
04-2312909 501(C)(3) 51,504       RESEARCH GRANT
(23) BRIGHAM YOUNG UNIVERSITYA-285 ASB
PROVO,UT846021231
87-0217280 501(C)(3) 152,286       RESEARCH GRANT
(24) BROWN UNIVERSITYBOX 1929
PROVIDENCE,RI02912
501(C)(3) 19,492       RESEARCH GRANT
(25) BURKE MEDICAL RESEARCH INST785 MAMARONECK AVENUE
WHITE PLAINS,NY10605
13-3434924 501(C)(3) 490,425       RESEARCH GRANT
(26) CALIFORNIA INSTITUTE OF TECHNOLOGY1200 E CALIFORNIA BLVD MAIL CODE
PASADENA,CA91125
95-1643307 501(C)(3) 567,907       RESEARCH GRANT
(27) CARNEGIE MELLON UNIVERSITY5000 FORBES AVENUE
PITTSBURGH,PA15213
25-0969449 501(C)(3) 67,734       RESEARCH GRANT
(28) CARY INSTITUTE OF ECOSYSTEM STUDIESBOX AB 2801 SHARON TURNPIKE
MILLBROOK,NY125450129
22-3232968 501(C)(3) 144,597       RESEARCH GRANT
(29) CASE WESTERN RESERVE UNIV115 YOST HALL 10900 EUCLID AVENUE
CLEVELAND,OH44106
34-1018992 501(C)(3) 572,403       RESEARCH GRANT
(30) CASE WESTERN RESERVE UNIVERSITY10900 EUCLID AVE
CLEVELAND,OH44106
34-1018992 501(C)(3) 74,581       RESEARCH GRANT
(31) CHILD TRENDS INC4301 CONNECTICUT AVE NW SUITE 35
WASHINGTON,DC20008
13-2982969 501(C)(3) 97,009       RESEARCH GRANT
(32) CHILDRENS HOSPITAL BOSTONPO BOX 414413
BOSTON,MA022414413
04-2774441 501(C)(3) 250,633       RESEARCH GRANT
(33) CITY HARVEST INC575 8TH AVENUE 4TH FLOOR
NEW YORK,NY10018
13-3170676 501(C)(3) 85,603       RESEARCH GRANT
(34) CLAREMONT GRADUATE UNIVERSITY150 EAST NINTH ST
CLAREMONT,CA91711
95-1664100 501(C)(3) 74,506       RESEARCH GRANT
(35) CLARKSON UNIVERSITY8 CLARKSON AVENUE PO BOX 5630
POTSDAM,NY136995630
15-0543659 501(C)(3) 40,503       RESEARCH GRANT
(36) CLEVELAND CLINIC FOUNDATION9500 EUCLID AVENUE
CLEVELAND,OH44195
501(C)(3) 18,077       RESEARCH GRANT
(37) COLD SPRING HARBOR LABORATORYP O BOX 100 1 BUNGTOWN ROAD
COLDSPRINGHAR,NY11724
11-2013303 501(C)(3) 16,219       RESEARCH GRANT
(38) COLD SPRING HARBOR LABORATORY1 BUNGTOWN ROAD
COLD SPRING HARBOR,NY11724
11-2013303 501(C)(3) 517,408       RESEARCH GRANT
(39) COLGATE UNIVERSITYG6 JAMES B COLGATE HALL 13 OAK DR
HAMILTON,NY133461398
15-0532078 501(C)(3) 28,945       RESEARCH GRANT
(40) COLLEGE OF CHARLESTON66 GEORGE ST
CHARLESTON,SC29424
57-6000265 501(C)(3) 36,697       RESEARCH GRANT
(41) COLORADO STATE UNIVERSITY601 SOUTH HOWES ST 408 UNIVERSITY
FORT COLLINS,CO805232002
84-6000545 STATE OF CO 175,552       RESEARCH GRANT
(42) COLUMBIA UNIVERSITYSPONSORED PROJECTS ADMINSITRATION
615 WEST 131 STREET MC
NEW YORK,NY10027
13-5598093 501(C)(3) 654,802       RESEARCH GRANT
(43) COLUMBIA UNIVERSITY MEDICAL630 WEST 168TH STREET 38
NEW YORK,NY10032
13-5598093 501(C)(3) 611,679       RESEARCH GRANT
(44) COMMISSION ON QUALITY OF CARE AND ADVOCACY FOR PER401 STATE STREET
SCHENECTADY,NY123052397
  109,617       RESEARCH GRANT
(45) CONTINUUM HEALTH PARTNERS555 WEST 57TH STREET
NEW YORK,NY10019
13-3939476 501(C)(3) 32,240       RESEARCH GRANT
(46) CORNELL COOPERATIVE EXTENSIONCORNELL COOPERATIVE EXTENSION
VARIOUS,NY99999
14-6271874 501(C)(3) 661,657       RESEARCH GRANT
(47) CORTLAND CITY SCHOOL DISTRICT1 VALLEY VIEW DRIVE
CORTLEND,NY13045
15-6002184 501(C)(3) 8,000       RESEARCH GRANT
(48) CUBRC INC4455 GENESEE STREET
BUFFALO,NY14225
22-2505934 501(C)(3) 193,093       RESEARCH GRANT
(49) DANA FARBER CANCER INSTITUTE44 BINNEY STREET
BOSTON,MA021156084
501(C)(3) 182,232       RESEARCH GRANT
(50) DICKINSON COLLEGEPO BOX 1773
CARLISE,PA170132896
23-1365954 501(C)(3) 7,673       RESEARCH GRANT
(51) DRS SENSORS & TARGETING SYSTEMS INC10600 VALLEY VIEW STREET
CYPRESS,CA906304833
27-0203897   81,948       RESEARCH GRANT
(52) DUKE UNIVERSITYOFFICE OF RESEARCH SUPPORT 2200 WE
DURHAM,NC27705
56-0532129 501(C)(3) 75,531       RESEARCH GRANT
(53) DUKE UNIVERSITY MEDICAL CENTER932 MORREENE ROAD ROOM 213
DURHAM,NC27705
501(C)(3) 8,890       RESEARCH GRANT
(54) ECOAGRICULTURE PARTNERS730 11TH ST NW 301
WASHINGTON,DC20001
31-1604142 501(C)(3) 12,177       RESEARCH GRANT
(55) EDU INC6900-29 DANIELS PARKWAY
FORT MYERS,FL33912
65-0434251   8,630       RESEARCH GRANT
(56) EMORY UNIVERSITY954 GATEWOOD ROAD NE
ATLANTA,GA303294208
501(C)(3) 258,306       RESEARCH GRANT
(57) FLORIDA INTERNATIONAL UNIVERSITY11200 SW 8TH STREET PC120
MIAMI,FL33190
23-7047106 501(C)(3) 46,968       RESEARCH GRANT
(58) FRANKLIN & MARSHALL COLLEGEPO BOX 3003
LANCASTER,PA176043003
23-1352635 501(C)(3) 15,917       RESEARCH GRANT
(59) GENEFLOW INCPO BOX 230748
CENTREVILLE,VA20120
  34,600       RESEARCH GRANT
(60) GEORGETOWN UNIVERSITY3800 RESERVOIR ROAD
WASHINGTON,DC20057
53-0196603 501(C)(3) 192,000       RESEARCH GRANT
(61) GEORGETOWN UNIVERSITY37TH AND O STREETS NW
WASHINGTON,DC20057
53-0196603 501(C)(3) 85,595       RESEARCH GRANT
(62) GEORGIA TECH RESEARCH CORP505 TENTH STREET N W
ATLANTA,GA30332
501(C)(3) 65,109       RESEARCH GRANT
(63) GEORGIA TECH RESEARCH CORPORATION505 TENTH STREET NW
ATLANTA,GA30332
58-0603146 501(C)(3) 1,850,600       RESEARCH GRANT
(64) HEALTH RESEARCH INC150 BROADWAY SUITE 560
MENANDS,NY12204
14-1402155 501(C)(3) 160,040       RESEARCH GRANT
(65) HEALTH RESEARCH INCRIVERVIEW CENTER 150 BROADWAY SUI
MENANDS,NY122042719
14-1402155 501(C)(3) 193,524       RESEARCH GRANT
(66) HEBREW HOME AT RIVERDALE5901 PALISADE AVENUE
RIVERDALE,NY10471
13-1739971 501(C)(3) 341,924       RESEARCH GRANT
(67) HOBART AND WILLIAM SMITH COLLEGES300 PULTENEY STREET
GENEVA,NY14456
16-0743040 501(C)(3) 37,267       RESEARCH GRANT
(68) HONEYBEE ROBOTICS INC460 W 34TH ST 7TH FLOOR
NEW YORK,NY10001
88-0193033   148,246       RESEARCH GRANT
(69) HOSPITAL FOR SPECIAL SURGERY535 EAST 7OTH STREET
NEW YORK,NY10021
13-1624135 501(C)(3) 881,511       RESEARCH GRANT
(70) HOWARD UNIVERSITYOFFICE OF SPONSORED PROGRAMS 576 W
WASHINGTON,DC20059
53-0204707 501(C)(3) 1,394,430       RESEARCH GRANT
(71) HUBBARD BROOK RESEARCH FOUNDATION16 BUCK RD
HANOVER,NH03755
02-0474938 501(C)(3) 53,572       RESEARCH GRANT
(72) HYBRID SILICA TECHNOLOGIES INC95 BROWN ROAD
ITHACA,NY14850
  518,208       RESEARCH GRANT
(73) INDIANA UNIVERSITY509 EAST 3RD STREET
BLOOMINGTON,IN474057000
35-6001673 STATE OF IN 23,884       RESEARCH GRANT
(74) INDIANA UNIVERSITY OF PENNSYLVANIA107E STRIGHT HALL 210 SOUTH TENTH
INDIANA,PA15701
25-1470695 501(C)(3) 12,000       RESEARCH GRANT
(75) INSIGHTS INTERNATIONAL INCBOX 6401
ITHACA,NY148516401
16-1404347   10,250       RESEARCH GRANT
(76) INSTITUTE FOR LEARNING INNOVATION3168 BRAVERTON STREET SUITE 280
EDGEWATER,MD21037
52-1467051 501(C)(3) 100,354       RESEARCH GRANT
(77) INSTITUTE FOR SYSTEMS BIOLOGY1441 N 34TH STREET
SEATTLE,WA98103
91-2003593 501(C)(3) 206,968       RESEARCH GRANT
(78) INSTITUTE NEURODEGENERATIVE60 TEMPLE STREET SUITE 8B
NEW HAVEN,CT06511
06-1582206 501(C)(3) 30,066       RESEARCH GRANT
(79) INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE2033 K STREET NW
WASHINGTON,DC20006
52-1041632 501(C)(3) 12,726       RESEARCH GRANT
(80) INTERNATIONAL SERVICE FOR THE ACQUISITION OF AGRI-105 LELAND LAB
ITHACA,NY14853
52-1740743 501(C)(3) 148,666       RESEARCH GRANT
(81) IOWA STATE UNIVERSITY1138 PEARSON
AMES,IA500112207
42-6004224 STATE OF IA 42,996       RESEARCH GRANT
(82) ISIS INC699 E SOUTH TEMPLE SUITE 300
UTAH,UT84102
  126,349       RESEARCH GRANT
(83) ITHACA COLLEGE130 ALUMNI HALL ITHACA COLLEGE
ITHACA,NY148507006
15-0532204 501(C)(3) 38,345       RESEARCH GRANT
(84) JOAN AND SANFORD I WEILL MEDICAL COLLEGEOFFICE OF RESEARCH AND SPONSORED PR
1300 YORK AVENUE BOX 89
NEW YORK,NY10021
501(C)(3) 6,276       RESEARCH GRANT
(85) JOHNS HOPKINS UNIVERSITY12529 COLLECTIONS CENTER DRIVE
CHICAGO,IL60693
52-0595110 501(C)(3) 144,000       RESEARCH GRANT
(86) JOHNS HOPKINS UNIVERSITY615 N WOLFE STREET SUITE W1100
BALTIMORE,MD21205
52-0595110 501(C)(3) 115,502       RESEARCH GRANT
(87) JUST ONE BREAK INC201 IU WILLETS ROAD
ALBERTSON,NY11507
13-1850854 501(C)(3) 15,734       RESEARCH GRANT
(88) JUVENILE BIPOLAR550 RIDGEWOOD RD
MAPLEWOOD,NJ07040
16-1612095 501(C)(3) 11,808       RESEARCH GRANT
(89) KANSAS STATE UNIVERSITY2 FAIRCHILD HALL
MANHATTAN,KS665061103
48-0771751 STATE OF KS 348,250       RESEARCH GRANT
(90) KINETX INC SPACE NAVIGATION AND FLIGHT DYNAMICS21 WEST EASY ST SUITE 108
SIMI VALLEY,CA93065
77-0326085   120,626       RESEARCH GRANT
(91) LEHIGH UNIVERSITY526 BRODHEAD AVENUE
BETHLEHEM,PA180153046
24-0795445 501(C)(3) 84,107       RESEARCH GRANT
(92) LIQUID ROBOTICS1329 MOFFETT PARK DRIVE
SUNNYVALE,CA94089
  58,785       RESEARCH GRANT
(93) MALIN SPACE SCIENCE SYSTEMSPO BOX 910148
SAN DIEGO,CA921910148
93-1046372   28,123       RESEARCH GRANT
(94) MARINE BIOLOGICAL LABORATORY7 MARINE BIOLOGICAL LABORATORY STR
WOODS HOLE,MA025431015
501(C)(3) 129,201       RESEARCH GRANT
(95) MARQUETTE UNIVERSITYPO BOX 1881
MILWAUKEE,WI532011181
39-0806251 501(C)(3) 16,096       RESEARCH GRANT
(96) MASSACHUSETTS GENERAL HOSPITAL50 STANFORD STREET- SUITE 1001
BOSTON,MA02114
04-2697983 501(C)(3) 114,269       RESEARCH GRANT
(97) MASSACHUSETTS INSTITUTE OF TECHNOLOGY77 MASSACHUSETTS AVENUE NE30-7049
CAMBRIDGE,MA02142
04-2103594 501(C)(3) 10,321       RESEARCH GRANT
(98) MASSACHUSETTS INSTITUTE OF TECHNOLOGY77 MASSACHUSETTS AVENUE RM E19-750
CAMBRIDGE,MA021394307
04-2103594 501(C)(3) 61,877       RESEARCH GRANT
(99) MATHEMATICA POLICY RESEARCH INCPO BOX 2393
PRINCETON,NJ08543
22-2112296   16,096       RESEARCH GRANT
(100) MEDICAL COLLEGE OF WISCONSIN9200 W WISCONSIN AVENUE
MILWAUKEE,WI532263596
501(C)(3) 19,658       RESEARCH GRANT
(101) MEDICAL UNIVERSITY OF SOUTH CAROLIN326 CALHOUN STREET SUITE 308
CHARLESTON,SC29401
57-6000722 STATE OF SC 12,731       RESEARCH GRANT
(102) MEMORIAL SLOAN KETTERING1275 YORK AVENUE
NEW YORK,NY10021
13-1924236 501(C)(3) 2,054,905       RESEARCH GRANT
(103) MIAMI UNIVERSITY102 ROUDEBUSH HALL
OXFORD,OH450563653
31-6402089 STATE OF OH 85,591       RESEARCH GRANT
(104) MICHIGAN STATE UNIVERSITYCONTRACT GRANT ADMINISTRATION 30
E LANSING,MI488241046
38-6005984 STATE OF MI 260,756       RESEARCH GRANT
(105) MICHIGAN TECHNOLOGICAL UNIVERSITYRESEARCH SPONSORED PROGRAMS 308
HOUGHTON,MI499311295
38-6005955 STATE OF MI 19,324       RESEARCH GRANT
(106) MISSOURI STATE UNIVERSITY901 SOUTH NATIONAL AVENUE CARRINGT
SPRINGFIELD,MO65897
44-6000308 STATE OF MO 8,796       RESEARCH GRANT
(107) MONTCLAIR STATE UNIVERSITYOFFICE OF RESEARCH SPONSORED PROG
MONTCLAIR,NJ07043
22-2912682 STATE OF NJ 50,105       RESEARCH GRANT
(108) MOUNT SINAI SCHOOL OF MEDICINEONE GUSTAVE L LEVY PLACE BOX 3500
NEW YORK,NY10029
13-6171197 501(C)(3) 356,566       RESEARCH GRANT
(109) MOVIMIENTO PARA EL ALCANCE DE VIDA INDEPENDIENTE (PO BOX 25277
SAN JUAN,PR009285277
66-0446732   24,720       RESEARCH GRANT
(110) NARROWS INSTITUTE FOR BIOMEDICAL800 POLY PLACE MAINE CODE 151
BROOKLYN,NY11209
11-3059470 501(C)(3) 13,995       RESEARCH GRANT
(111) NATIONAL AUDUBON SOCIETY700 BROADWAY
NEW YORK,NY10003
13-1624102 501(C)(3) 11,947       RESEARCH GRANT
(112) NATIONAL RADIO ASTRONOMY OBSERVATORY520 EDGEMONT ROAD
CHARLOTTESVILLE,VA229032475
11-1630900 501(C)(3) 29,755       RESEARCH GRANT
(113) NEIGHBORHOOD LEGAL SERVICES INC237 MAIN STREET SUITE 400
BUFFALO,NY142032794
51-0198935 501(C)(3) 90,000       RESEARCH GRANT
(114) NEW MEXICO STATE UNIVERSITYPO BOX 30001 MSC 3AFR
LAS CRUCES,NM880038001
85-6000401 STATE OF NM 123,070       RESEARCH GRANT
(115) NEW YORK CITY HEALTH AND HOSPITALS160 WATER STREET 7TH FL
NEW YORK,NY10038
13-2655001 STATE OF NY 542,755       RESEARCH GRANT
(116) NEW YORK STATE REHABILITATION ASSOCIATION155 WASHINGTON AVE SUITE 410
ALBANY,NY12210
14-1748065 501(C)(3) 100,000       RESEARCH GRANT
(117) NORTH CAROLINA STATE UNIVERSITY2701 SULLIVAN DRIVE SUITE 240
CB,NC276957214
56-6000756 STATE OF NC 288,000       RESEARCH GRANT
(118) NORTH CAROLINA STATE UNIVERSITY2701 SULLIVAN DRIVE SUITE 240 CAM
RALEIGH,NC276957514
56-6000756 STATE OF NC 250,012       RESEARCH GRANT
(119) NORTH WESTERN UNIVERSITY2205 TECH DRIVE HOGAN 2-100
EVANSTON,IL602083500
36-2167817 501(C)(3) 71,753       RESEARCH GRANT
(120) NORTHEAST ORGANIC FARMING ASSOCIATION OF NEW YORK249 HIGHLAND AVE
ROCHESTER,NY14620
03-0259137 501(C)(3) 46,773       RESEARCH GRANT
(121) NORTHEASTERN UNIVERSITY360 HUNTINGTON AVENUE 960 RENAISSA
BOSTON,MA021155000
STATE OF MA 79,312       RESEARCH GRANT
(122) NORTHWESTERN UNIVERSITY633 CLARK STREET SUITE 2-502
EVANSTON,IL602081110
36-2167817 501(C)(3) 29,407       RESEARCH GRANT
(123) NYU SCHOOL OF MEDICINE522 FIRST AVENUE
NEW YORK,NY10016
13-5562308 501(C)(3) 604,837       RESEARCH GRANT
(124) OFS LABORATORIES LLC19 SCHOOLHOUSE ROAD
SOMERSET,NJ08873
16-1745377 NONE 159,066       RESEARCH GRANT
(125) OHIO STATE UNIVERSITY650 ACKERMAN ROAD ROOM344
COLUMBUS,OH43202
31-6025986 STATE OF OH 456,473       RESEARCH GRANT
(126) OREGON HEALTH & SCIENCE UNIVERSITY3181 W SAM JACKSON PARK ROAD MAIL C
PORTLAND,OR972393098
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(127) OREGON STATE UNIVERSITYPO BOX 1086
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20 N 36-61
BOGOTA,DC  
CO
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(150) RENSSELAER POLYTECHNIC INSTITUTE110 8TH STREET WEST HALL
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16-0743140 501(C)(3) 50,133       RESEARCH GRANT
(158) ROCKEFELLER UNIVERSITY1230 YORK AVENUE
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13-1624158 501(C)(3) 555,198       RESEARCH GRANT
(159) RUSH UNIVERSITY MEDICAL CENTER707 S WOOD STREET 0 ANNEX
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36-2174823 501(C)(3) 133,937       RESEARCH GRANT
(160) RUTGERS UNIVERSITYADMINISTRATION SERVICES BLDG III
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52-6002033 501(C)(3) 14,150       RESEARCH GRANT
(162) SCIENCE TEACHERS ASSOCIATION OF NEW YORK STATE202 WEST END AVENUE
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14-1491527 501(C)(3) 5,774       RESEARCH GRANT
(163) SCIENCENTER DISCOVERY MUSEUM601 FIRST ST
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22-2470652 501(C)(3) 21,731       RESEARCH GRANT
(164) SCIRE-SOUTHERN CALIFORNIA INSTITUTE5901 E SEVENTH STREET
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(165) SCRIPPS RESEARCH INSTITUTE10550 NORTH TORREY PINES RD
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24-6000376 501(C)(3) 5,427       RESEARCH GRANT
(167) SEAVOSS ASSOCIATES INC101 OXFORD PLACE
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MOUNTAIN VIEW,CA940432172
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(169) SISTEMA UNIVERSITARIO ANA G MENDEZUNIVERSIDAD MEPO BOX 21150
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(170) SMITH COLLEGEOFFICE OF BUDGET AND GRANTS COLLEG
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BROOKINGS,SD57007
46-6100364 STATE OF SD 206,726       RESEARCH GRANT
(172) SPACE SCIENCE INSTITUTE4750 WALNUT STREET SUITE 205
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(174) SYRACUSE UNIVERSITY113 BOWNE HALL
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15-0532081 501(C)(3) 753,248       RESEARCH GRANT
(175) TEXAS A&M UNIVERSITY HEALTH SCIENCE400 HARVEY MITCHELL PKWY SO SUITE
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(176) TEXAS TECH UNIVERSITY203 HOLDEN HALL
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(177) THE ADVOCACY CENTER590 SOUTH AVENUE
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(178) THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIO340 PANAMA STREET
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(180) THE COALITION OF BEHAVIORAL HEALTH AGENCIES90 BROAD STREET 8TH FLOOR
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13-2729071 501(C)(3) 50,000       RESEARCH GRANT
(181) THE CONNECTICUT AGRICULTURAL EXPERIMENT STATION123 HUNTINGTON STREET BOX 1106
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(182) THE CONSERVATION FUND1655 NORTH FORT MYER DRIVE SUITE 1
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52-1388917 501(C)(3) 5,152       RESEARCH GRANT
(183) THE CREATIVE ADVANTAGE INC620 UNION STREET
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(184) THE CURATORS OF THE UNIVERSITY OF MISSOURIOFFICE OF SPONSORED PROGRAMS ADMINI
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(185) THE GREENHORNS FILM PROJECT22231 MULHOLLAND HWY SUITE 209
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95-4116679 501(C)(3) 31,443       RESEARCH GRANT
(186) THE HOPE FOUNDATION24 FRANK LLOYD WRIGHT DRIVE A3600
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74-2655302 501(C)(3) 10,465       RESEARCH GRANT
(187) THE OHIO STATE UNIVERSITYOFFICE OF SPONSORED PROGRAMS 1960
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31-6025986 STATE OF OH 137,653       RESEARCH GRANT
(188) THE PLANETARY SOCIETY85 S GRAND AVE
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(189) THE REGENTS OF THE UNIVERSITY OF MINNESOTA200 OAK STREET SE SUITE 450
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(190) THE UNIVERSITY OF TEXASNORTH OFFICE BUILDING SUITE 4300
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(191) THE WILLIAM H MINER AGRICULTURAL RESEARCH INSTITPO BOX 90 1034 MINER FARM ROAD
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14-1414736 501(C)(3) 20,000       RESEARCH GRANT
(192) TRIUMPH HOME HEALTH CARE INC19900 FARMINGTON RD
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501(C)(3) 50,000       RESEARCH GRANT
(193) TRUMAN STATE UNIVERSITYCONTROLLERS OFFICE 105 MCCLAIN HAL
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(194) TRUSTEES OF DARTMOUTH COLLEGE
 
 
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(195) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA421 CURIE BLVD BRB II/III RM 911
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(197) TULANE UNIVERSITY HEALTH1430 TULANE AVENUE TB-51
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(198) ULSTER COUNTY BOCES175 ROUTE 32 NORTH AT ULSTER BOCES
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(200) UNITED HOME CARE SERVICES INC8400 NW 33RD STREET SUITE 400
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59-1523943 501(C)(3) 50,000       RESEARCH GRANT
(201) UNITED NEIGHBORHOOD HOUSES OF NY IN70 WEST 36TH STREET 5TH FLOOR
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(204) UNIVERSITY OF ARIZONA888 N EUCLID AVENUE ROOM 510
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74-2652689 STATE OF AZ 50,504       RESEARCH GRANT
(205) UNIVERSITY OF ARKANSAS120 OZARK HALL
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(206) UNIVERSITY OF CALIFORNIA9500 GILMAN DR UCSD CENTRAL CASHI
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95-6006144 STATE OF CA 298,795       RESEARCH GRANT
(207) UNIVERSITY OF CHICAGOP O BOX 37005
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(208) UNIVERSITY OF CHICAGOUNIV RESEARCH ADMIN 6030 S ELLI
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(209) UNIVERSITY OF COLORADO1635 N URSULA SUITE 3400
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74-2161737 STATE OF CO 506,879       RESEARCH GRANT
(210) UNIVERSITY OF COLORADO572 UCB
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(211) UNIVERSITY OF CONNECTICUT438 WHITNEY RD EXT UNIT 1133
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(212) UNIVERSITY OF DELAWARE210 HULLIHEN HALL
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51-6000297 STATE OF DE 28,214       RESEARCH GRANT
(213) UNIVERSITY OF FLORIDA219 GRINTER HALL
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59-6002052 STATE OF FL 15,832       RESEARCH GRANT
(214) UNIVERSITY OF FLORIDADIVISION OF SPONSORED RESEARCH 219
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59-6002052 STATE OF FL 101,401       RESEARCH GRANT
(215) UNIVERSITY OF GEORGIA RESEARCH FOUNDATION INC617 BOYD GRADUATE STUDIES RESEARCH
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58-1353149 501(C)(3) 87,583       RESEARCH GRANT
(216) UNIVERSITY OF HAWAII2530 DOLE STREET SAKAMAKI D200
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99-6000354 STATE OF HI 33,880       RESEARCH GRANT
(217) UNIVERSITY OF HOUSTON316 E CULLEN BUILDING
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(218) UNIVERSITY OF ILLINOIS1737 WEST PLK STREET RESEARCH310 A
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(219) UNIVERSITY OF IOWA2 GILMORE HALL DIVISION OF SPONSOR
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42-6004813 STATE OF IA 14,579       RESEARCH GRANT
(220) UNIVERSITY OF KANSAS2385 IRVING HILL ROAD YOUNGBERG HA
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48-0680177 STATE OF KA 59,322       RESEARCH GRANT
(221) UNIVERSITY OF KENTUCKY109 KINKEAD HALL
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61-6033693 STATE OF KY 41,572       RESEARCH GRANT
(222) UNIVERSITY OF MAINE (SYSTEM)5717 CORBETT HALL
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01-6000769 STATE OF ME 107,416       RESEARCH GRANT
(223) UNIVERSITY OF MARYLAND3112 LEE BUILDING
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52-6002033 STATE OF MD 293,826       RESEARCH GRANT
(224) UNIVERSITY OF MASSACHUSETTSRESEARCH ADMINISTRATION BUILDING 7
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(225) UNIVERSITY OF MEDICINE AND DENTISTRY OF NEW JERSEY65 BERGEN STREET
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22-1775306 STATE OF NY 45,341       RESEARCH GRANT
(226) UNIVERSITY OF MIAMI1501 NORTHWEST 9 AVENUE 2ND FLOOR
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(227) UNIVERSITY OF MICHIGAN2570 MSRBII1150 W MED CENTER DR
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(228) UNIVERSITY OF NEBRASKA312 N 14TH STREET PO BOX 880430
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47-0049123 STATE OF NE 185,879       RESEARCH GRANT
(229) UNIVERSITY OF NEW HAMPSHIRE111 SERVICE BLDG 51 COLLEGE RD 2
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(230) UNIVERSITY OF NORTH CAROLINA104 AIRPORT DRIVE SUITE 2200 CB
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56-6001393 STATE OF NC 79,296       RESEARCH GRANT
(231) UNIVERSITY OF NORTH CAROLINA AT GREENSBOROPOB 26170 SUITE 1601 ROOM 1713 MH
GREENSBOTO,NC274026170
56-1611588 STATE OF NC 37,476       RESEARCH GRANT
(232) UNIVERSITY OF PENNSYLVANIAP221 FRANKLIN BLDG 3451 WALNUT STR
PHILADELPHIA,PA191046205
23-1352685 501(C)(3) 465,398       RESEARCH GRANT
(233) UNIVERSITY OF PENNSYLVANIA MEDICAL150 MONUMENT ROAD SUITE 30004
BALA CYNWYD,PA19004
23-2810852 501(C)(3) 26,210       RESEARCH GRANT
(234) UNIVERSITY OF RHODE ISLAND70 LOWER COLLEGE RD
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(235) UNIVERSITY OF ROCHESTER515 HYLAN BLDG RC BOX 270140
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16-0743209 501(C)(3) 630,516       RESEARCH GRANT
(236) UNIVERSITY OF ROCHESTERPO BOX 270037
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(237) UNIVERSITY OF SOUTHERN CALIFORNIAFILE NO 52095
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95-1642394 501(C)(3) 627,471       RESEARCH GRANT
(238) UNIVERSITY OF SOUTHERN CALIFORNIA837 W DOWNEY WAY STO 330
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95-1642394 501(C)(3) 477,336       RESEARCH GRANT
(239) UNIVERSITY OF TENNESSEE855 MONROE AVENUE ROOM 427
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62-6001636 STATE OF TN 16,191       RESEARCH GRANT
(240) UNIVERSITY OF TENNESSEE1534 WHITE AVENUE
KNOXVILLE,TN379964506
62-6001636 STATE OF TN 260,805       RESEARCH GRANT
(241) UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT5323 HARRY HINES BOULEVARD
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(242) UNIVERSITY OF UTAH201 S PRESIDENTS CIRCLE ROOM 40
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87-6000525 STATE OF UT 69,830       RESEARCH GRANT
(243) UNIVERSITY OF UTAH1471 E FEDERAL WAY
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(244) UNIVERSITY OF VERMONT340 WATERMAN BLDG
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(245) UNIVERSITY OF VIRGINIAOFFICE OF SPONSORED PROGRAMS CARR
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(246) UNIVERSITY OF WASHINGTON4333 BROOKLYN AVE NE
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(247) UNIVERSITY OF WISCONSINRESEARCH SPONSORED PROGRAMS 21 N
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39-6028867 STATE OF WI 363,065       RESEARCH GRANT
(248) UNIVERSTIY OF MIAMI4600 RICKENBACKER CAUSEWAY
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(250) US GEOLOGICAL SURVEYGEOLOGICAL SURVEY 2255 NORTH GEMIN
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(251) USDA-ARS950 COLLEGE STATION ROAD
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72-0564834 US GOVT 421,368       RESEARCH GRANT
(252) VANDERBILT UNIVERSITY110 21ST AVENUE SOUTH SUITE 937
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(254) VANGENT INC185 SOUTH BROAD STREET SUITE 201
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(255) VERMONT CENTER FOR ECOSTUDIES VCEPO BOX 420
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(256) VIRGINIA POLYTECHNIC INSTITUTE & STATE UNIVERSITY1880 PRATT DRIVE SUITE 2006
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54-6001805 STATE OF VA 94,177       RESEARCH GRANT
(257) VISITING NURSE ASSOCIATION OF CENTRAL NEW YORK INC1050 WEST GENESSE STREET
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(258) VISITING NURSE SERVICE OF NY360 MAMARONECK AVENUE
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13-2601443 501(C)(3) 15,842       RESEARCH GRANT
(259) WALDRON EDUCATIONAL CONSULTING8201 E SCHOOLER RD
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(260) WASHINGTON STATE UNIVERSITYOFFICE OF GRANT RESEARCH DEVELOPM
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91-6001108 STATE OF WA 10,608       RESEARCH GRANT
(261) WASHINGTON UNIVERSITYCAMPUS BOX 1034 700 ROSEDALE
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43-0653611 501(C)(3) 853,841       RESEARCH GRANT
(262) WELLESLEY COLLEGE106 CENTRAL STREET GRH139
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55-0665758 STATE OF WV 63,172       RESEARCH GRANT
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(265) WINIFRED MASTERSON BURKE785 MAMARONECK AVENUE
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(266) WOODS HOLE OCEANOGRAPHIC INSTGRANT CONTRACT SERVICES BELL HOU
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501(C)(3) 189,707       RESEARCH GRANT
(267) WORLD RESOURCES INSTITUTE10 G STREET NE SUITE 800
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52-1257057 501(C)(3) 21,494       RESEARCH GRANT
(268) YALE UNIVERSITYPO BOX 2503A
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(269) YALE UNIVERSITY214 WHITNEY AVENUE ROOM 230
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(270) BETTER HOUSING FOR TOMKINS COUNTY INC950 DANBY RD
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(271) CAYUGA LAKE WATERSHED NETWORK170 MAIN ST
ITHACA,NY14850
16-1556541 501 ( C)(3) 7,500       COMMUNITY SUPPORT
(272) COMMUNITY ARTS PARTNERSHIP171 E STATE STREET
ITHACA,NY14850
16-1384455 501 ( C)(3) 7,000       COMMUNITY SUPPORT
(273) COMMUNITY SCIENCE INSTITUTE701 SPENCER RD
ITHACA,NY14850
16-0910547 501 ( C)(3) 6,700       COMMUNITY SUPPORT
(274) DAY CARE AND CHILD DEVLEOPMENT COUNCIL609 W CLINTON ST
ITHACA,NY14850
16-0918618 501 ( C)(3) 42,000       COMMUNITY SUPPORT
(275) DOWNTOWN ITHACA ALLIANCE312 EAST SENECA ST
ITHACA,NY14850
16-1521626 501 ( C)(3) 6,300       COMMUNITY SUPPORT
(276) FAMILY AND CHILDRENS SERVICE OF ITHACA127 W STATE ST
ITHACA,NY14850
15-0589039 501 ( C)(3) 27,500       COMMUNITY SUPPORT
(277) FINGER LAKES WINE CENTER INC237 S CAYUGA ST
ITHACA,NY14850
51-0533474 501 ( C)(3) 7,500       COMMUNITY SUPPORT
(278) ITHACA NEIGHBORHOOD HOUSING SERVICES115 WEST CLINTON ST
ITHACA,NY14850
22-2141948 501 ( C)(3) 15,000       COMMUNITY SUPPORT
(279) ITHACA PUBLIC EDUCATION INITIATIVE INCPO BOX 4268
ITHACA,NY14852
16-1506703 501 ( C)(3) 10,450       COMMUNITY SUPPORT
(280) THE FINGER LAKES LAND TRUST INC202 E COURT ST
ITHACA,NY14850
22-2983688 501 ( C)(3) 25,000       COMMUNITY SUPPORT
(281) TOMPKINS COUNTY AREA DEVELOPMENT200 E BUFFALO ST
ITHACA,NY14850
16-6058339 501 ( C)(3) 32,250       COMMUNITY SUPPORT
(282) TOMPKINS COUNTY CHAMBER OF COMMERCE904 E SHORE RD
ITHACA,NY14850
15-0348795 501 ( C)(3) 8,020       COMMUNITY SUPPORT
(283) TOMPKINS COUNTY PUBLIC LIBRARY101 E GREEN ST
ITHACA,NY14850
16-1098211 501 ( C)(3) 10,000       COMMUNITY SUPPORT
(284) UNITED WAY OF TOMKINS COUNTY313 N AURORA ST
ITHACA,NY14850
15-0572883 501 ( C)(3) 8,500       COMMUNITY SUPPORT
(285) LOCAL CHARITIES (ITHACA) MISC
 
 
501 ( C)(3) 12,805       COMMUNITY SUPPORT
(286) LOCAL (ITHACA) GOVERNMENT AGENCIES
 
 
ITHAKA GOVT 724,770       COMMUNITY SUPPORT
2
Enter total number of section 501(c)(3) and government organizations ......................... Bullet Image
253
3
Enter total number of other organizations ................................ . Bullet Image
35
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2010

Schedule I (Form 990) 2010
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance
(1) FINANCIAL AID 5193 41,851,000      













Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
SCHEDULE I PART II THE UNIVERSITY REPORTS ALL GRANT RECIPIENTS INCLUDING SUB-GRANTEES OF WHICH IT IS AWARE. THIS INCLUDES SUB RECIPIENT AWARDS, PRIMARILY FOR RESEARCH, TO GOVERNMENT AGENCIES, ORGANIZATIONS EXEMPT UNDER 501(C)(3) AND FOR-PROFIT ENTITIES FOR WHICH NO AUTHORITY FOR EXEMPTION (E.G., 501(C)(3)) IS PROVIDED.)
SCHEDULE I PART III THE FINANCIAL AID OF $41,851,000 REPRESENTS THE UNIVERSITY'S GRANT AID FOR "LIVING EXPENSES" SUCH AS DORMITORY FEES AND MEAL PLANS. THE MAJORITY OF THE FINANCIAL AID PROVIDED BY THE UNIVERSITY TO ITS STUDENTS IS APPLIED TO TUITION AND MANDATORY FEES AND REFERRED TO AS SCHOLARSHIP ALLOWANCE OR TUITION DISCOUNT. IN FISCAL YEAR 2011, THE SCHOLARSHIP ALLOWANCE WAS $306,809,000. THEREFORE TOTAL FINANCIAL AID PROVIDED BY THE UNIVERSITY TO ITS STUDENTS WAS $348,660,000. NOTE: THE DETAILS ARE REFLECTED IN CORNELL'S AUDITED FINANCIAL STATEMENTS AS FOLLOWS: STATEMENT OF ACTIVITIES: GROSS TUITION $787,882,000; SCHOLARSHIP ALLOWANCE $306,809,000 AND NET TUITION REVENUE $481,073,000. THE ADDITIONAL FINANCIAL AID EXPENSE IS REFLECTED AS PART OF OPERATING EXPENSES AND ALSO FURTHER DISCLOSED IN NOTE 10 IN THE AUDITED FINANCIAL STATEMENTS. CORNELL CONFORMS FORM 990 TO THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS. THE NET TUITION REVENUE IS REFLECTED ON PART VIII OF FORM 900 (LINE 2A) AND THE ADDITIONAL AID IS REFLECTED ABOVE AND ALSO THE FORM 990 EXPENSE SCHEDULE - PART IX LINE 2.
Schedule I (Form 990) 2010


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement orprovision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
 
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regs. section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 if additional space needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, line 1a.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported in prior
Form 990 or
Form 990-EZ
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) DAVID J SKORTON (i)
(ii)
657,965
0
0
0
29,760
0
68,500
0
97,857
0
854,082
0
0
0
(2) W KENT FUCHS (i)
(ii)
481,887
0
26,600
0
21,402
0
24,500
0
21,848
0
576,237
0
0
0
(3) ANTONIO M GOTTO JR (i)
(ii)
423,744
0
0
0
6,641
0
965,905
0
61,773
0
1,458,063
0
0
0
(4) JOANNE M DESTEFANO (i)
(ii)
274,478
0
0
0
16,500
0
35,531
0
7,440
0
333,949
0
0
0
(5) JAMES J MINGLE (i)
(ii)
391,557
0
16,042
0
22,472
0
24,500
0
16,854
0
471,424
0
0
0
(6) PAK H CHUNG MD (i)
(ii)
61,628
0
0
0
2,183,099
0
26,160
0
28,240
0
2,299,127
0
0
0
(7) ISAAC KLIGMAN MD (i)
(ii)
44,335
0
0
0
2,182,556
0
36,660
0
23,353
0
2,286,904
0
0
0
(8) ZEV ROSENWAKS MD (i)
(ii)
289,166
0
0
0
3,742,430
0
36,660
0
15,720
0
4,083,976
0
0
0
(9) PHILIP E STEIG MD (i)
(ii)
358,044
0
0
0
2,167,868
0
36,660
0
27,206
0
2,589,778
0
0
0
(10) STEVEN D SPANDORFER MD (i)
(ii)
45,431
0
0
0
3,186,129
0
26,160
0
24,147
0
3,281,867
0
0
0
(11) JAMES H WALSH (i)
(ii)
365,712
0
66,300
0
0
0
30,583
0
10,649
0
473,244
0
0
0
(12) DANIEL M KNOWLES MD (i)
(ii)
412,578
0
0
0
692,715
0
36,660
0
15,822
0
1,157,776
0
0
0
(13) HUNTER RAWLINGS III (i)
(ii)
294,305
0
0
0
12,266
0
24,500
0
20,761
0
351,832
0
0
0
(14) STEPHEN T GOLDING (i)
(ii)
218,238
0
277,000
0
5,330
0
28,225
0
9,963
0
538,756
0
0
0
(15) ROSEMARY J AVERY (i)
(ii)
163,105
0
0
0
33,778
0
29,142
0
9,440
0
235,465
0
0
0
(16) NELSON G HAIRSTON (i)
(ii)
169,346
0
0
0
500
0
17,306
0
10,975
0
198,127
0
0
0
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
LINE 1A   PAYMENT OR REIMBURSEMENT OF THE EXPENSES DESCRIBED IN 1A IS COVERED BY THE UNIVERSITY'S TRAVEL POLICIES OR SPECIFIC EMPLOYMENT CONTRACTS. THERE IS OCCASIONALLY UNIT DISCRETION.
LINE 4B   THE PRESIDENT AND PROVOST OF MEDICAL AFFAIRS PARTICIPATE IN BOARD AUTHORIZED DEFERRED COMPENSATION AGREEMENTS UNDER IRC SECTION 457(F). THE DEFERRAL FOR THE PRESIDENT OF $44,000 AND THE DEFERRAL FOR THE PROVOST AND DEAN OF THE MEDICAL COLLEGE OF $ 929,245 UNDER IRC SECTION 457(F) ARE DISCLOSED ON SCHEDULE J, PART II, COLUMN (C) FOR EACH INDIVIDUAL AS A COMPONENT OF OVERALL QUALIFIED AND NON-QUALIFIED DEFERRED COMPENSATION.
LINE 7   BONUS PAYMENTS ARE PROVIDED TO INDIVIDUALS IN RECOGNITION OF ACCOMPLISHMENTS OF SPECIFIC GOALS OR OVERALL PERFORMANCE.
ADDITIONAL INFORMATION ON BOARD OF TRUSTEES   THE CORNELL BOARD INCLUDES FACULTY, STAFF AND STUDENTS. FACULTY MEMBERS ELECT TWO (2) MEMBERS; THE STUDENT BODY ELECTS TWO (2) MEMBERS; THE "EMPLOYEE ASSEMBLIES" ELECT ONE (1) MEMBER. FOR FISCAL YEAR ENDED JUNE 30, 2011, THE FACULTY MEMBERS WERE ROSEMARY J. AVERY AND NELSON G. HAIRSTON; THE STUDENT REPRESENTATIVES WERE ASA J. CRAIG, AND DARRICK T.N EVENSON; AND THE EMPLOYEE REPRESENTATIVE WAS BETH MCKINNEY.
Schedule J (Form 990) 2010

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule O (Form 990).
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number
15-0532082
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer
(i) Pool
financing
Yes No Yes No Yes No
A DASNY (SERIES 1990B) - SEE PART V
 
14-6000293 649905ZH2 05-03-2010 55,997,134 REFUND 1990B BONDS (12/19/1990)   X   X   X
B DASNY (SERIES 2004A & SERIES 2004B)
 
14-6000293 64983TRF2 05-27-2004 92,100,000 SEE PART V   X   X   X
C DASNY (SERIES 2006A)
 
14-6000293 64983QL98 05-11-2006 258,479,025 SEE PART V   X   X   X
D DASNY (SERIES 2008B AND SERIES 2008C)
 
14-6000293 649905A97 05-03-2010 139,688,300 REFUNDED 2008 DASNY BONDS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired. . . . . 2,470,000 10,500,000 53,880,000 2,365,000
2 Amount of bonds defeased . . . . 0 0 0 0
3 Total proceeds of issue . . . . 55,997,134 92,663,883 261,813,216 139,688,300
4 Gross proceeds in reserve funds . . 0 0 0 0
5 Capitalized interest from proceeds. 0 0 0 0
6 Proceeds in refunding escrow. . . . . 55,997,154 40,805,000 178,717,543 138,918,000
7 Issuance costs from proceeds . . . 0 1,482,587 3,511,634 770,300
8 Credit enhancement from proceeds. 0 0 0 0
9 Working capital expenditures from proceeds . . 0 0 0 0
10 Capital expenditures from proceeds . . 0 50,376,296 79,584,039 0
11 Other spent proceeds . . 0 0 0 0
12 Other unspent proceeds. . . 0 0 0 0
13 Year of substantial completion . . . 2010 2006 2008 2010
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? X   X     X    
15 Were the bonds issued as part of an advance refunding issue?   X   X   X   X
16 Has the final allocation of proceeds been made? . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . X   X   X   X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2010
Schedule K (Form 990) 2010
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use? X   X   X   X  
b Are there any research agreements that may result in private business use of bond-financed property? . . X   X   X   X  
c Does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts or research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . . . . . . . . . . . . SchKMediumBullet 0.100 % 0.100 % 0.100 % 0.100 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . SchKMediumBullet 0.100 % 0 % 0.100 % 0 %
6 Total of lines 4 and 5 . . .. . . . . . 0.200 % 0.100 % 0.200 % 0.100 %
7 Has the organization adopted management practices and procedures to ensure the post-issuance compliance of its tax-exempt bond liabilities? X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X X     X   X
3a Has the organization or the governmental issuer entered into a hedge with respect to the bond issue?   X   X   X   X
b Name of provider . NOT APPLICABLE
 
NOT APPLICABLE
 
NOT APPLICABLE
 
 
 
c Term of hedge . . 0. 0. 0. 0.
d Was the hedge superintegrated? .   X   X   X   X
e Was a hedge terminated? .   X   X   X   X
4a Were gross proceeds invested in a GIC? .   X   X   X   X
b Name of provider . NOT APPLICABLE
 
NOT APPLICABLE
 
NOT APPLICABLE
 
NOT APPLICABLE
 
c Term of GIC . . 0. 0. 0. 0.
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? .   X   X   X   X
5 Were any gross proceeds invested beyond an available temporary period? .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . . . X   X   X   X  
Schedule K (Form 990) 2010

Schedule K (Form 990) 2010
Page 3
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART V: SUPPLEMENTAL INFORMATION SEE SCHEDULE O  
Schedule K (Form 990) 2010

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2010
Schedule L (Form 990 or 990-EZ) 2010
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) SB ASHLEY MGM CO TRUSTEE 331,551 REAL ESTATE MANAGEMENT FEES   No
(2) SB ASHLEY MGM CO TRUSTEE 6,675 RENTAL INCOME PAID TO UNIV.   No
(3) MC VARIOUS FUNDS TRUSTEE 62,736 INVESTMENT MANAGEMENT FEES   No
(4) MC VARIOUS FUNDS TRUSTEE 6,219,440 DISTRIBUTION PAID TO UNIV.   No
(5) FIRST RESERVE VARIOUS FUNDS FAMILY TRUSTEE 709,260 INVESTMENT BY UNIV.   No
(6) FIRST RESERVE VARIOUS FUNDS FAMILY TRUSTEE 5,287,094 DISTRIBUTION PAID TO UNIV.   No
(7) US VENTURE VARIOUS FUNDS FORMER TRUSTEE 1,080,000 INVESTMENT BY UNIV.   No
(8) US VENTURE VARIOUS FUNDS FORMER TRUSTEE 973,480 DISTRIBUTION PAID TO UNIV.   No
(9) CHARLES RIVER VARIOUS FUNDS TRUSTEE 179,141 INVESTMENT BY UNIV.   No
(10) CHARLES RIVER VARIOUS FUNDS TRUSTEE 1,902,672 DISTRIBUTION PAID TO UNIV.   No
(11) P DeStefano OFFICER'S SPOUSE 74,099 COMPENSATION   No
(12) R DAVISSON OFFICER'S SPOUSE 178,750 COMPENSATION   No
(13) ASTRA ZENECA INC OFFICER'S INTEREST 4,500 GRANT TO UNIVESITY   No
(14) FERRING PHARMACEUTICALS INC OFFICER'S INTEREST 8,740 GRANT TO UNIVESITY   No
(15) MERCK INC OFFICER'S INTEREST 186,702 GRANT TO UNIVESITY   No
(16) KOWA PHARMACEUTICALS INC OFFICER'S INTEREST 100,000 GRANT TO UNIVESITY   No
(17) HBK OFFSHORE FUND LTD TRUSTEE 3,471,417 REDEMPTION   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Types of Property
(a)
Check if applicable
(b)
Number of Contributions or items contributed
(c)
Contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
contribution amounts
1 Art—Works of art .... X 63 1,713,390 FMV GEN. APPRAISALS
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 1,994,952 FMV GEN. APPRAISALS
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 415 6,507,697 SALES PRICE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( SUPPLIES ) X 236 2,406,841 FMV OF USE VALUE
26 Other Right pointing arrow large image ( HORSES ) X 22 2,617 UNIVERSITY METHOD
27 Other Right pointing arrow large image ( EQUIPMENT ) X 5 1,696,655 FMV OF USE VALUE
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
...
29
21
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell non-cash
contributions? ............................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2010
Schedule M (Form 990) 2010
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33. Also complete this part for any additional information.
Identifier Return Reference Explanation
SCHEDULE M   THE UNIVERSITY USES BROKERS TO SELL GIFTS OF PUBLICLY TRADED SECURITITES AND REAL ESTATE BROKERS TO SELL GIFTED REAL ESTATE IF, IN ANY YEAR, GIFTS OF REAL ESTATE ARE RECEIVED. BOOKS: THE UNIVERSITY DOES NOT SEEK TO IDENTIFY THE SPECIFIC NUMBER OF DONORS FOR CONTRIBUTIONS OF BOOKS. HORSES: THE UNIVERSITY ESTABLISHED A STANDARD VALUATION METHODOLOGY FOR RECORDING A DE MINIMIS VALUE IN THE GENERAL LEDGER FOR CONTRIBUTIONS OF ANY ANIMALS.
Schedule M (Form 990) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Identifier Return Reference Explanation
PART I:   SUMMARY: INDEPENDENT BOARD MEMBERS: A MEMBER OF THE BOARD, FOR PURPOSES OF FORM 990, IS NOT CONSIDERED INDEPENDENT IF THE INDIVIDUAL IS OTHERWISE EMPLOYED BY THE UNIVERSITY OR HAS A BUSINESS RELATIONSHIP WITH THE UNIVERSITY REPORTED ON SCHEDULE L. NUMBER OF VOLUNTEERS: THE UNIVERSITY HAS AN EXTENSIVE VOLUNTEER BASE BUT, FOR PURPOSES OF FORM 990, WE ESTIMATE THE NUMBER OF VOLUNTEERS.
PART III:   DESCRIPTION OF THE ORGANIZATION'S MISSION: PROVIDE UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS; DISCOVER, PRESERVE, AND DISSEMINATE KNOWLEDGE, PRODUCE CREATIVE WORK AND PROMOTE A CULTURE OF BROAD INQUIRY. STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS: OTHER PROGRAM SERVICES: THESE SERVICES INCLUDE, BUT ARE NOT LIMITED TO, THE LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS AND ROOM AND BOARD FOR THE STUDENT BODY.
PART VI:   GOVERNANCE, MANAGEMENT AND DISCLOSURE INFORMATION ON RELATIONSHIPS: THE UNIVERSITY RELIES ON THE FOLLOWING DOCUMENTATION FOR DISCLOSURE OF RELATIONSHIPS: THE POLICY ON STANDARDS OF ETHICAL CONDUCT AND CONFLICTS OF INTEREST AND THE ANNUAL STATEMENTS FOR REPORTING SUCH CONFLICTS. INFORMATION ON ELECTING BOARD MEMBERS: UNDER THE UNIVERSITY'S BY-LAWS, THE FACULTY ELECTS TWO MEMBERS; EMPLOYEES OTHER THAN FACULTY ELECT ONE MEMBER, STUDENTS ELECT TWO MEMBERS AND ALUMINI ELECT EIGHT MEMBERS FOR STAGGERED TERMS OF FOUR YEARS EACH. REVIEW PROCESS FOR FORM 990: IN ADVANCE OF FILING, THE UNIVERSITY PRESENTS A DRAFT OF FORM 990 TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AND ALSO MAKES A COPY AVAILABLE TO THE ENTIRE BOARD ON THE BOARD'S SECURE WEBSITE.
PART VI:   INFORMATION ON MONITORING CONFLICTS OF INTERESTS: UNDER THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, OFFICERS, DIRECTORS, OTHER KEY EMPLOYEES AND FACULTY MEMBERS MUST FILE AN ANNUAL CONFLICT OF INTEREST STATEMENT. ANY CONFLICT IDENTIFIED IS REPORTED TO THE APPROPRIATE OFFICE RESPONSIBLE FOR MANAGING THE CONFLICT, SUCH AS THE REAL ESTATE OFFICE FOR REAL ESTATE MATTERS. THIS PROCEDURE IS DESIGNED TO HELP ENSURE THAT SUCH TRANSACTIONS ARE SUBJECT TO ADDITIONAL REVIEW AND AUTHORIZATION.
PART VI   COMPENSATION: THE UNIVERSITY HAS FORMAL PROCEDURES TO AUTHORIZE AND MANAGE COMPENSATION ISSUES. THE PROCEDURES IDENTIFIED BELOW APPLY TO ALL OFFICERS; ALL FORMER OFFICERS WHO CONTINUE TO PROVIDE SERVICES TO THE INSTITUTION AS A WHOLE; ALL EMPLOYEES WHO OCCUPY CERTAIN ROLES SUCH AS DEAN AND VICE PRESIDENT; AND ALL EMPLOYEES WHOSE COMPENSATION EXCEEDS A PRE-ESTABLISHED THRESHOLD. THE VICE PRESIDENT FOR THE DIVISION OF HUMAN RESOURCES ("VP") DEVELOPS THE LIST OF INDIVIDUALS SUBJECT TO REVIEW AND OBTAINS COMPARATIVE DATA FROM EXTERNAL, INDEPENDENT COMPENSATION CONSULTING FIRMS. THE VP AND HER INTERNAL STAFF DEVELOP A FORMAL PRESENTATION FOR THE COMPENSATION SUB-COMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD. THE SUB-COMMITTEE REVIEWS THE INFORMATION AND MODIFIES IT IF DEEMED APPROPRIATE. THE SUB-COMMITTEE RECOMMENDS COMPENSATION FOR FINAL REVIEW AND APPROVAL TO THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, THE UNIVERSITY MAINTAINS CONTEMPORANEOUS WRITTEN RECORDS OF THE PROCEDURES THAT, TOGETHER WITH THE FOREGOING, GIVE RISE TO A "REBUTTABLE PRESUMPTION OF REASONABLENESS." NOTE: COMPENSATION PROPOSALS WHICH OCCUR OUTSIDE THE SPRING TIMELINE AND REQUIRE EXECUTIVE COMMITTEE APPROVAL ARE PRESENTED FOR REVIEW AND APPROVAL IN A PRIVATE SESSION OF THE EXECUTIVE COMMITTEE. IF THERE IS A DISCRETIONARY COMPONENT FOR COMPENSATION, IT IS LIMITED BY AMOUNT OR PERCENTAGE OR OTHER CLEARLY SPECIFIED CRITERIA. AMOUNTS IN EXCESS OF THESE AUTHORIZED GUIDELINES REQUIRE REVIEW BY THE BOARD AS A WHOLE. PROCEDURES FOR PARTICIPATION IN JOINT VENTURES: THE UNIVERSITY HAS NUMEROUS CONTROLS IN PLACE TO ENSURE THAT ANY INVESTMENT IN, CONTRIBUTION OF ASSETS TO OR PARTICIPATION IN A JOINT VENTURE OR SIMILAR ARRANGEMENT WITH A TAXABLE OR NON-TAXABLE ENTITY ARE IN FULL COMPLIANCE WITH UNIVERSITY POLICIES, INCLUDING, BUT NOT LIMITED TO, THE POLICY ON TRANSACTION AUTHORITY AND UNRELATED BUSINESS INCOME. COMPLIANCE WITH THE UNIVERSITY'S POLICIES SERVES TO PROTECT THE ORGANIZATION'S EXEMPT STATUS. GOVERNING DOCUMENTS: THE UNIVERSITY'S CHARTER, BY-LAWS, POLICIES AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEB SITE IDENTIFIED ON PAGE ONE OF THE FORM 990. THE UNIVERSITY ALSO MAKES THESE DOCUMENTS AVAILABLE, IF REQUESTED, IN PERSON, BY PHONE OR MAIL.
SCHEDULE G   PART I, LINE 3: CORNELL IS AN EDUCATIONAL ORGANIZATION INCORPORATED UNDER THE NEW YORK STATE NOT-FOR-PROFIT LAW AND, AS SUCH, IS NOT REQUIRED TO REGISTER IN NEW YORK STATE. FOR FISCAL YEAR ENDED JUNE 30,2011, CORNELL HAS NOT SOUGHT REGISTRATION IN ANY OTHER STATE. ALL FUNDRAISING EFFORTS ARE DIRECTED TOWARD ALUMNI OR OTHERS WHO HAVE DEMONSTRATED AN INTEREST IN SUPPORTING THE UNIVERSITY'S ACTIVITIES AND MISSION. NOTE: THE UNIVERSITY IS UNDERTAKING A REVIEW OF THE REGISTRATION REQUIREMENTS IN STATES OTHER THAN NEW YORK AND WILL EVALUATE WHETHER TO PURSUE REGISTRATION BASED ON EACH STATE'S UNIQUE REQUIREMENTS.
SCHEDULE K   PART V PART I, LINE A - ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (DASNY)*** PART I, LINE B, COLUMN F - CUSIP # 64983TRF2 DESCRIPTION OF PURPOSE: REFUND 1998 TAX-EXEMPT CP ($40,805,000) AND FINANCE NEW PROJECTS. *** PART I, LINE C, COLUMN F - CUSIP # 64983QL98 (SERIES 2006)- DESCRIPTION OF PURPOSE: REFUND 1996 BONDS ($63,717,543 DATE OF ISSUE 6/20/1996), REFUND TAXABLE COMMERCIAL PAPER ($40,000,000), REFUND TAX EXEMPT COMMERCIAL PAPER ($75,000,000) AND FINANCE CAPITAL CONSTRUCTION ON THE ITHACA AND WEILL CORNELL MEDICAL COLLEGE CAMPUS.*** PART II - (COLUMNS A-D)- CUSIP #S 649905ZH2; 64983TRF2, 64983QL98, 649905A97 - ALL FIGURES ARE CUMULATIVE SINCE INCEPTION OF BONDS*** PART II, COLUMN B CUSIP # 64983TRF2 (SERIES 2004) , LINE 3 - TOTAL PROCEEDS INCLUDE $563,883 OF INVESTMENT INCOME EARNED ON CONSTRUCTION FUNDS*** PART II, COLUMN C CUSIP # 64983QL98 (SERIES 2006) , LINE 3 - TOTAL PROCEEDS INCLUDE $3,334,192 OF INVESTMENT INCOME EARNED ON CONSTRUCTION FUNDS*** PART II, COLUMN C CUSIP#64983QL98 (SERIES 2006) - A PORTION OF THE ISSUANCE COSTS AND DEBT SERVICE OF THE 1996 BONDS WERE PAID BY AN EQUITY PAYMENT MADE BY THE UNIVERSITY AND FUNDS DEPOSITED IN THE DEBT SERVICE FUND AT THE CUSTODIAN BANK.*** PART III, LINE 3C- (COLUMNS A-D)- CUSIP #S 649905ZH2; 64983TRF2, 64983QL98, 649905A97 - CORNELL UNIVERSITY HAS INTERNAL COUNSEL'S OFFICE THAT IS RESPONSIBLE TO REVIEW MANAGEMENT CONTRACTS AND AN OFFICE OF SPONSORED PROGRAMS TO REVIEW RESEARCH AGREEMENTS. EXTERNAL COUNSEL'S OFFICE REVIEW IS USED ON "AS NEEDED BASIS."***
SCHEDULE K   PART V PART I, LINE A - TOMPKINS COUNTY INDUSTRIAL DEVELOPMENT AGENCY (TCIDA) VARIABLE RATE DEMAND CIVIC FACILITY REVENUE BONDS (CORNELL UNIVERSITY PROJECT) SERIES 2008*** PART I, LINE B (DASNY 2009A) CUSIP # 649905DC7- REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS*** PART I, LINE C (DASNY 2010) CUSIP # 649905R99- FINANCE CONSTRUCTION OF MEDICAL RESEARCH BUILDING IN NEW YORK CITY; REFINANCE $50 MILLION OF TAXABLE DEBT.*** PART I, LINE D (DASNY CP 2008) CUSIP # 64983L- FINANCE CAPITAL CONSTRUCTION PROJECTS ON ITHACA AND WCMC CAMPUS.*** PART II - (COLUMNS A-C)- CUSIP #S 890099EQ3; 649905DC7; 649905R99 - ALL FIGURES ARE CUMULATIVE SINCE INCEPTION OF BONDS*** PART II, COLUMN B (2009 DASNY) CUSIP# 649905DC7 - LINE 3 -TOTAL PROCEEDS INCLUDE $420,791 OF INTEREST EARNED ON CONSTRUCTION FUNDS*** PART II, COLUMN C (2010 DASNY) CUSIP# 649905R99 -LINE 3 - TOTAL PROCEEDS INCLUDE $279,210 OF INTEREST EARNED ON CONSTRUCTION FUNDS*** PART II, COLUMN C (2010 DASNY) CUSIP# 649905R99 -LINE 5 - REMAINING FUNDS IN CAPITALIZED INTEREST ACCOUNT AS OF JUNE 30, 2011 - $14,256,929*** PART II, COLUMN C (2010 DASNY) CUSIP# 649905R99 -LINE 12 - REMAINING FUNDS IN CONSTRUCTION ACCOUNT AS OF JUNE 30, 2011 - $198,335,312*** PART III, COLUMN C (2010 DASNY) CUSIP# 649905R99 - BUILDING IS STILL IN CONSTRUCTION, THEREFORE, NO PRIVATE USE IS CALCULATED*** PART III, LINE 3C - (COLUMNS A-C)- CUSIP #S 890099EQ3; 649905DC7; 649905R99 - CORNELL UNIVERSITY HAS INTERNAL COUNSEL'S OFFICE THAT IS RESPONSIBLE TO REVIEW MANAGEMENT CONTRACTS AND AN OFFICE OF SPONSORED PROGRAMS TO REVIEW RESEARCH AGREEMENTS. EXTERNAL COUNSEL'S OFFICE REVIEW IS USED ON "AS NEEDED BASIS."*** PART IV, LINE 6 - CUSIP # 649905R99 - AS OF JUNE 30, 2011, THE PROJECT WAS UNDER CONSTRUCTION AND IS EXPECTED TO QUALIFY FOR REBATE EXCEPTION.***
SCHEDULE K   PART V PART I, LINE A (DASNY CP 2007) CUSIP # 64983L- FINANCE CAPITAL CONSTRUCTION PROJECTS ON ITHACA AND WCMC CAMPUS.*** PART I, LINE C, COLUMN F, ( 5/12/2011 ISSUANCE) - FINANCE CAPITAL CONSTRUCTION PROJECTS ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES AND REFUND $35 MILLION OF TAXABLE COMMERCIAL PAPER*** PART II, COLUMN C (MAY 2011 ISSUANCE) - TOTAL PROCEEDS INCLUDES $38 OF INTEREST INCOME EARNED ON CONSTRUCTION FUNDS*** PART III - (COLUMNS A-D)- CUSIP #S 64983L - CORNELL UNIVERSITY HAS INTERNAL COUNSEL'S OFFICE THAT IS RESPONSIBLE TO REVIEW MANAGEMENT CONTRACTS AND AN OFFICE OF SPONSORED PROGRAMS TO REVIEW RESEARCH AGREEMENTS. EXTERNAL COUNSEL'S OFFICE REVIEW IS USED ON "AS NEEDED BASIS." ***
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income



(e)
End-of-year assets


(f)
Direct controlling
entity



















Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section



(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled organization
Yes No
(1) CORNELL CENTER OF NEW YORK

6 EAST 44th ST

NEW YORK,NY10017
16-1301416
SOCIAL CLUB NY 501(C)(7) N/A CORNELL UNIV
 
 
 
(2) MRSI MANAGEMENT INC

575 LEXINGTON AVE

NEW YORK,NY10022
13-3366821
MEDICAL SERV NY 501(C)(3) 11b(TYPEII) CORNELL UNIV
 
 
 
(3) CORNELL REAL PROPERTY SERVICES INC

15 THORNWOOD

ITHACA,NY14850
16-1450535
PROPERTY SERV NY 501(C)(3) 11d TYPEIII CORNELL UNIV
 
 
 
(4) CORNELL RESEARCH FOUNDATION INC

CORNELL UNIV DAY HALL

ITHACA,NY14850
16-6050703
HOLDS IP PROP NY 501(C)(2) N/A CORNELL UNIV
 
 
 
(5) SAMUEL CURTIS JOHNSON FOUNDATION

130 SENECA PL

ITHACA,NY14850
22-2572815
SUPPORT ORG NY 501(C)(3) 11c TYPEIII CORNELL UNIV
 
 
 
(6) CORNELL UNIVERSITY FOUNDATION

130 SENECA PL

ITHACA,NY14850
22-2848738
SUPPORT UNIV NY 501(C)(3) 11a(TYPE I) CORNELL UNIV
 
 
 
(7) ROBERT J MIN MD PC

575 LEXINGTON AVE

NEW YORK,NY10022
13-3366820
MEDICAL SERV NY 501(C)(3) 9 CORNELL UNIV
 
 
 
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No
(1) ITHACA LP

 
 
INVESTMENTS PW CORNELL UNIV
 
RELATED 0 36,689,000   No     No 99.000 %












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



(b)
Primary activity



(c)
Legal domicile
(state or
foreign
country)
(d)
Direct controlling
entity


(e)
Type of entity
(C corp, S corp,
or trust)

(f)
Share of total income



(g)
Share of
end-of-year
assets

(h)
Percentage
ownership


(1) TOWER INNOVATIVE LEARNING SOLUTIONS
950 DANBY RD
ITHACA,NY14850
16-1593492
DIST. LEARNING NY CORNELL UNIVERS
 
C CORP 291,278 9,081,202 100.000 %
(2) LENROC REAL ESTATE BROKERAGE INC
15 THORNWOOD
ITHACA,NY14850
16-1450466
REAL ESTATE NY CORNELL UNIVERS
 
C CORP 946 0 100.000 %
(3) UNIVERSITY VETERINARY SPECIALISTS INC
800 CANAL ST
STAMFORD,CT06902
27-2461725
VET SERVICES CT CORNELL UNIVERS
 
C CORP -1,637,015 5,453,995 100.000 %








Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
 
No
c Gift, grant, or capital contribution from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
Yes
 
j Lease of facilities, equipment, or other assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Performance of services or membership or fundraising solicitations for other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations by other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Sharing of facilities, equipment, mailing lists, or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of paid employees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Reimbursement paid to other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid by other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Other transfer of cash or property to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization
(b)
Transaction
type(a-r)
(c)
Amount involved
(d)
Method of determining amount involved
(1) UNIVERSITY VETERINARY SERVICES INC

a 181,260  
(2) CORNELL RESEARCH FOUNDATION INC

c 31,807,000  
(3) SAMUEL CURTIS JOHNSON FDN INC

c 2,489,630  
(4) CORNELL FOUNDATION INC

c 5,912,000  
(5) TOWER INNOVATIVE LEARNING SOLUTIONS

a 1,716,259  
(6) CORNELL RESEARCH FOUNDATION INC

m 1,000  
(7) CORNELL RESEARCH FOUNDATION INC

n 1,000  
(8) SAMUEL CURTIS JOHNSON FDN INC

m 1,000  
(9) SAMUEL CURTIS JOHNSON FDN INC

n 1,000  
(10) CORNELL UNIVERSITY FOUNDATION INC

m 1,000  
(11) CORNELL UNIVERSITY FOUNDATION INC

n 1,000  
(12) CORNELL REAL PROPERTY SERVICES INC

P 43,967  
(13) LENROC REAL ESTATE BROKERAGE INC

P 1,844  
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Are all
partners
section
501(c)(3)
organizations?
(e)
Share of
end-of-year
assets
(f)
Disproprtionate allocations?
(g)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065)
(h)
General or
managing
partner?
Yes No Yes No Yes No






























Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
Additional Data


Software ID:  
Software Version: