| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING, TAX & AUDIT FEES | 540,601 | 227,420 | 463,595 | 77,006 |
| Category | Amount |
|---|---|
| NONE | 0 |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
Assoc Internationale des Critiques d'art |
32 rue Yves Toudic Paris, 70510 FR |
2011-05-18 | 34,000 | For participants from developing countries to attend the 2011 event. | 0 | NO | N/A | 2011-10-10 | n/a |
|
The British Museum |
Great Russell Street London, wc1b 3dg UK |
2011-06-08 | 885,244 | For a three-year East Africa Museum Training Program. | 0 | NO | N/A | 2011-10-10 | N/A |
|
Ecole du Patrimoine Africain |
01 BP 2205 Porto-Novo BN |
2011-02-04 | 80,000 | For the completion of a two-year university diploma course. | 65,015 | NO | 8/6/2011 | 2011-10-10 | Properly expended |
|
Federal University of Sao Paulo Support |
Rua Dr Diogo de Faria 8 andar-cj8 Sao Paulo, 04037-003 BR |
2011-06-08 | 248,000 | For faculty and student exchanges and the research seminars. | 0 | NO | N/A | 2011-10-10 | N/A |
|
FUNDACION ART NEXUS PARA LA PROMOCION Y |
Cra 5 No 67 - 19 Bogota, Cundinamarca CO |
2011-06-01 | 127,500 | For the research seminars "Intellectual Networks : art. | 0 | NO | N/A | 2011-10-10 | N/A |
|
INTL CTR FOR STUDY OF PRESERV & RESTR'N |
Via di San Michele 13 Rome, 00153 IT |
2010-12-20 | 159,672 | For participants in the Tyre, Lebanon, Mosaikon course. | 15,875 | NO | 7/6/2011 | 2011-10-10 | Properly expended |
|
International Council of Museums |
Maison de lUNESCO 1 rue Miollis Paris, cedex 15 FR |
2011-03-10 | 30,000 | For museum professionals from Southern Africa to attend the 2011 event. | 30,000 | NO | 9/22/2011 | 2011-10-10 | Properly expended |
|
International Council of Museums |
Maison de lUNESCO 1 rue Miollis Paris, cedex 15 FR |
2011-05-04 | 73,750 | For participants from developing countries to attend the 2011 event. | 0 | NO | N/A | 2011-10-10 | N/A |
|
International Council of Museums |
Maison de lUNESCO 1 rue Miollis Paris, cedex 15 FR |
2011-05-04 | 25,000 | For participants from developing countries to attend the 2011 event. | 0 | NO | N/A | 2011-10-10 | N/A |
|
The INTL InsT for Conserv of Hist & art |
6 Buckingham Street London, wc2n 6ba UK |
2011-06-02 | 154,851 | For the IIC website and for participants from developing countries. | 0 | NO | 8/15/2011 | 2011-10-10 | N/A |
|
INTL National Trusts Organisation |
32 Queen Annes Gate London, SW1H 9AB UK |
2010-11-24 | 75,000 | For participants from developing countries and Central america. | 0 | NO | 3/18/2011 | 2011-10-10 | N/A |
|
King's College London |
Strand London, wc2r 2ls UK |
2010-11-30 | 98,995 | To organize two workshops on mosaic conservation in Libya for participants. | 0 | NO | 10/3/2011 | 2011-10-10 | N/A |
|
Kulturveranstaltungen des Bundes in Berl |
Schoneberger Strasse 15 Berlin, 10963 GM |
2011-02-07 | 240,000 | For the exhibition "Pacific Standard Time: Crosscurrents". | 0 | NO | N/A | 2011-10-10 | N/A |
|
Louisiana Museum of Modern Art |
Gl Strandvej 13 Humlebaek, 3050 DA |
2011-03-28 | 60,000 | For the production of an illustrated scholarly catalogue. | 0 | NO | N/A | 2011-10-10 | N/A |
|
Max-Planck-Gesellschaft zur Forderung de |
Postfach 10 10 62 Munich, 80084 GM |
2011-06-01 | 236,000 | For the third phase of the research seminars. | 0 | NO | 9/8/2011 | 2011-10-10 | N/A |
|
Museo Nacional del Prado |
Calle Ruiz de Alarcon 23 Madrid, 28014 SP |
2011-06-08 | 389,043 | For training and treatment related to a series of six panel paintings. | 0 | NO | N/A | 2011-10-10 | N/A |
|
Pontificia Universidad Catolica del Peru |
Avenida Universitaria 1801 Lima, 32 San Miguel PE |
2011-05-25 | 75,000 | For participants from developing countries to attend the 11th annual meeting. | 0 | NO | N/A | 2011-10-10 | N/A |
|
Royal Museums of Fine Arts of Belgium |
Rue du Musee 9 Brussels, 1000 BE |
2011-06-08 | 404,320 | For training and treatment related to nine Old Master paintings. | 0 | NO | N/A | 2011-10-10 | N/A |
|
University of Cambridge |
University of Cambridge Cambridge, cb2 1tn UK |
2011-05-09 | 224,153 | For training and treatment related to five panel paintings. | 0 | NO | N/A | 2011-10-10 | N/A |
|
Achi Verein |
Seefeldstrasse 104 Zurich, ch-8008 SZ |
2008-08-01 | 120,000 | For a pilot conservation training program. | 107,286 | NO | 8/24/2011 | 2011-10-10 | Properly Expended |
|
Antarctic Heritage Trust |
Private Bag 4745 Christchurch, 8140 NZ |
2007-11-09 | 148,894 | For the implementation of a conservation plan for for Captain Robert. | 148,894 | NO | 9/4/2009 | 2011-10-10 | Properly Expended |
|
Ars TEOR - etica Foundation |
400 metros Norte del Kiosco del San Jose Apdo, 4009-1000 morazan CS |
2004-06-21 | 100,000 | For the publication of a series of books on contemporary art. | 82,220 | NO | 4/1/2010 | 2011-10-10 | Properly expended |
|
Asociacion Museo de Arte de Lima |
Paseo Colon 125 Lima 1 PE |
2008-04-15 | 181,600 | For a collaborative research project "Jose gil de castro." | 176,686 | NO | 6/9/2011 | 2011-10-10 | Properly expended |
|
Bayerisches NationalMuseum |
Prinzregentenstrasse 3 Munich, 80538 GM |
2007-09-13 | 250,000 | For treatment and research related to conservation. | 250,000 | NO | 6/6/2011 | 2011-10-10 | Properly expended |
|
Bibliotheque nationale de France |
Quai Francois-Mauriac Paris, cedex 13 75706 FR |
2008-06-06 | 204,078 | For preparation of the fourth volume of the catalog. | 0 | NO | 2/24/2011 | 2011-10-10 | Properly expended |
|
Bibliotheque nationale de France |
Quai Francois-Mauriac Paris, cedex 13 75706 FR |
2006-09-06 | 82,000 | For the publication, Manuscrits Enlumines d'Origine Flamande. | 55,610 | NO | 3/28/2011 | 2011-10-10 | Properly expended |
|
The British Museum |
Great Russell Street London, wc1b 3dg UK |
2009-09-23 | 159,581 | for the development of training courses for museum professionals in East Africa. | 140,545 | NO | 3/4/2011 | 2011-10-10 | Properly expended |
|
The British Museum |
Great Russell Street London, wc1b 3dg UK |
2006-12-04 | 284,803 | For the arrangement and description of the Anthropology Pictoria. | 233,804 | NO | 3/4/2011 | 2011-10-10 | Properly expended |
|
Centro di Conservazione archeologica |
Via del Gambero 19 Rome, 00187 IT |
2010-01-14 | 1,117,710 | To implement a two-year training project for mosaics technicians initiative. | 52,055 | NO | 6/13/2011 | 2011-10-10 | Properly expended |
|
Centre for Heritage Dev't in Africa |
Old Law Court Building Nkrumah Rd Mombasa KE |
2009-09-23 | 68,000 | For board training and curriculum development. | 68,000 | NO | 2/16/11 | 2011-10-10 | Properly expended |
|
Charitable Foundation of Bogazici Univer |
Ozden Sk Gulsen Apt blk n6d4 Istanbul TU |
2010-05-27 | 175,000 | For the 1st year of the Visiting Professorships in the Hist. of Art, Architecture & Visual culture. | 23,734 | NO | 1/6/2011 | 2011-10-10 | N/A |
|
Circulo Amigos de la Cultura |
Jr Bolognesi 300 Miraflores Lima 18 PE |
2007-05-15 | 66,900 | For a conservation training program at the Instituto Superior. | 49,965 | NO | 1/21/2011 | 2011-10-10 | Properly expended |
|
Comite des travaux hist scientifique |
110 rue de Grenelle Paris, 75007 FR |
2008-06-09 | 21,977 | For the French-Spanish Translation of Reconnaitre et Conserver I. | 21,977 | NO | 3/11/2010 | 2011-10-10 | Properly expended |
|
Der Kunstverein in Bremen |
Am Wall 207 Bremen, 28195 GM |
2007-05-07 | 171,021 | For the preparation of a catalogue of nineteenth- century French art. | 119,866 | NO | 5/18/2011 | 2011-10-10 | Properly expended |
|
Ecole du Patrimoine Africain |
01 BP 2205 Porto-Novo BN |
2009-09-23 | 220,000 | For a two-year diploma course in Preventative Conservation. | 220,000 | NO | 1/21/2011 | 2011-10-10 | Properly expended |
|
Fondation Maison des Sciences de l'Homme |
54 boulevard Raspail Paris, 75270 FR |
2007-05-07 | 160,000 | "Traces, Collections, Ruins: Towards a Comparative history of Ancient France" | 117,136 | NO | 9/27/2010 | 2011-10-10 | Properly expended |
|
Fundacion Espigas |
Santa Fe 1769 Piso 1 Buenos Aires, c1069abd AR |
2006-12-04 | 140,000 | For the updating and expansion of the database. | 140,000 | NO | 11/8/2010 | 2011-10-10 | Properly expended |
|
Germanisches NationalMuseum |
Kartausergasse 1 Nuremberg, d-90402 GM |
2010-04-14 | 100,000 | For participants from dev. countries and central and eastern europe to attend 33rd Intl congress. | 0 | NO | 2/9/2011 | 2011-10-10 | properly expended |
|
Institut national d'histoire de l'art |
2 rue Vivienne Paris, 75002 FR |
2007-07-23 | 265,400 | For the arrangement and description of the photographic archives. | 265,400 | NO | 2/22/2011 | 2011-10-10 | Properly expended |
|
INT'L Centre for study of preservation |
13 Via di San Michele Rome, 00153 IT |
2010-03-31 | 202,582 | To implement a pilot training program for museum professionals. | 30,613 | NO | 2/18/2011 | 2011-10-10 | Properly expended |
|
INT'l centre for study of preservation |
Via di San Michele 13 Rome, 00153 IT |
2008-05-14 | 250,000 | For the Leaders in Conservation Education project for Southeast. | 139,995 | NO | 2/4/2011 | 2011-10-10 | properly expended |
|
International Council of African Museums |
Museum Hill Rd P Box 38706 ngara Nairobi KE |
2009-06-09 | 100,000 | For delegates from Africa to attend the 2009 AFRICOM General. | 100,000 | NO | 1/19/2011 | 2011-10-10 | n\a |
|
International Council of African Museums |
Museum Hill Rd PBox 38706 ngara Nairobi KE |
2009-09-23 | 152,000 | For the implementation of a new strategic plan. | 152,000 | NO | 2/14/2011 | 2011-10-10 | Properly expended |
|
International Council of Museums |
Maison de lUNESCO 1 rue Miollis Paris, Cedex 15 FR |
2009-07-14 | 25,000 | For participants from developing countries and Central and Eastern Europe. | 25,000 | NO | 11/30/2009 | 2011-10-10 | Properly expended |
|
International Council of Museums |
Maison de lUNESCO 1 rue Miollis Paris, Cedex 15 FR |
2009-06-09 | 100,552 | For participants from developing countries and central and eastern europe. | 100,552 | NO | 2/1/2011 | 2011-10-10 | Properly expended |
|
The Intl Inst for Cons of Hist&Art Works |
6 Buckingham Street London, WC2N 6BA UK |
2010-03-18 | 71,512 | For participants from developing countries to attend the 23rd Int'l Congress in Istanbul, Turkey. | 71,512 | NO | 12/21/2010 | 2011-10-10 | Properly expended |
|
Jawaharlal Nehru University |
New Mehrauli Road New Delhi, 110067 IN |
2009-12-17 | 145,000 | For the second phase of the Distinguished Visiting Prof. Program, School of Art & Aesthetics. | 0 | NO | 4/28/2011 | 2011-10-10 | Properly expended |
|
Jawaharlal Nehru University |
New Mehrauli Road New Delhi, 110067 IN |
2009-03-24 | 145,000 | For the Distinguished Visiting Professor Program, School of Art. | 139,640 | NO | 4/28/2011 | 2011-10-10 | Properly expended |
|
Kunsthistorisches Museum mit Museum fur |
Burgring 5 Vienna, A-1010 AU |
2006-06-06 | 175,000 | For the preparation of the catalogue of the Italian Baroque paintings. | 175,000 | NO | 2/18/2011 | 2011-10-10 | Properly expended |
|
Max-Planck-Gesellschaft zur Forderung de |
Postfach 10 10 62 Munich, 80084 GM |
2009-12-17 | 200,000 | For the second phase of Research Seminars in Florence, Italy. | 5,958 | NO | 6/9/2011 | 2011-10-10 | n\a |
|
Max-Planck-Gesellschaft zur Forderung de |
Postfach 10 10 62 Munich, 80084 GM |
2009-03-24 | 200,000 | For Research Seminars organized by the Kunsthistorisches Institute. | 200,000 | NO | 3/14/2011 | 2011-10-10 | Properly expended |
|
Museum of Fine Arts Budapest |
POB 463 Budapest, 62 H-1396 HU |
2008-09-29 | 141,240 | For the preparation of a catalogue of the 15th- and 16th-century. | 35,127 | NO | 1/31/2011 | 2011-10-10 | Properly expended |
|
National Committee for the Hist of art |
225 South Street Williamstown,MA02167 |
2008-12-03 | 144,000 | For international scholars and students to attend the 2009, 2010. | 86,158 | NO | 5/2/2011 | 2011-10-10 | Properly expended |
|
New Europe Foundation |
Str Plantelor 21 Bucharest, 023971 RO |
2009-12-17 | 150,000 | For the second phase of Research Seminars at the europe college. | 0 | NO | 6/14/2011 | 2011-10-10 | N/A |
|
New Europe Foundation |
Str Plantelor 21 Bucharest, 023971 RO |
2009-03-24 | 150,000 | For Research Seminars at the New Europe College. | 118,415 | NO | 8/18/2011 | 2011-10-10 | Properly expended |
|
Obispado de Huacho |
Plaza de Armas de Huacho s/n 104 ap Huacho, Lima PE |
2008-08-19 | 64,000 | For the preparation of a conservation plan for the Chapel of san. | 64,000 | NO | 10/5/2011 | 2011-10-10 | Properly expended |
|
Opera di Santa Croce |
Piazza Santa Croce 16 Florence, 50122 IT |
2008-09-30 | 75,000 | For the preparation of a conservation plan for the frescoes and. | 56,524 | NO | 9/19/2011 | 2011-10-10 | Properly expended |
|
Organization of World Heritage Cities |
15 rue Saint-Nicolas 2nd Floor Quebec, G1K 1M8 CA |
2010-05-27 | 92,693 | For participants to attend the 11th World Congress In Sintra, Portugal. | 0 | NO | 7/26/2011 | 2011-10-10 | N/A |
|
Ormylia Foundation |
Gr 630 Ormylia GR |
2008-08-19 | 100,000 | For treatment and research related to the conservation of post B. | 100,000 | NO | 2/2/2011 | 2011-10-10 | Properly expended |
|
Peking University |
Haidian District Beijing CH |
2006-09-07 | 130,000 | For a digital database of Han Dynasty carvings from Northern Shanghai. | 130,000 | NO | 2/11/2009 | 2011-10-10 | Properly expended |
|
Reaktion Books Limited |
33 Great Sutton Street London, EC1V 0DX UK |
2008-06-11 | 110,000 | For a publication series on Asian art, architecture, and visuals. | 0 | NO | 4/28/2011 | 2011-10-10 | N/A |
|
Real Diput'n San Andres de los Flamencos |
Calle Claudio Coello 99 Madrid, 28006 SP |
2008-04-15 | 171,473 | "Statesman, Art Agent and Connoisseur: Hans Khevenhuller". | 139,626 | NO | 12/29/2010 | 2011-10-10 | Properly expended |
|
Soprintendenza Spec per il Patrimonio |
49 Piazza San Marco Rome, 00186 IT |
2008-09-22 | 160,000 | For the preparation of a catalogue of the sculpture collections. | 160,000 | NO | 12/10/2010 | 2011-10-10 | N/A |
|
State Art Museum Denmark |
Solvgade 48-50 Copenhagen, DK-1307 K DA |
2010-05-27 | 183,531 | For a summer institute on panel paintings conservation at the Academy of Fine Arts. | 2,980 | NO | 3/31/2011 | 2011-10-10 | N/A |
|
State Art Museum Denmark |
Solvgade 48-50 Copenhagen, DK-1307 K DA |
2008-10-01 | 224,274 | For a needs assessment survey of the field of panel painting conservation. | 224,274 | NO | 11/9/2010 | 2011-10-10 | Properly expended |
|
Stiftung Preussischer Kulturbesitz |
Von-der-Heydt-Str 16-18 Berlin, 10785 GM |
2008-09-29 | 200,000 | For the preparation of a catalogue of the Northern European medi. | 133,944 | NO | 3/7/2011 | 2011-10-10 | Properly expended |
|
Stiftung Stadtmuseum Berlin |
Poststrasse 13-14 Berlin, 10178 GM |
2008-06-06 | 102,830 | For the preparation of a catalogue of the medieval collection in. | 102,830 | NO | 2/24/2010 | 2011-10-10 | Properly expended |
|
Suna and Inan Kirac Foundation |
Acibadem Cad Doganci Skno3/34660 Istanbul TU |
2008-05-15 | 175,000 | For the preparation of a catalogue of the manuscripts collection. | 163,360 | NO | 8/16/2011 | 2011-10-10 | Properly expended |
|
Tate Gallery |
Tate Britain Millbank London, SW1P 4RG UK |
2010-04-19 | 197,362 | For the implementation of an online scholarly catalogue of the Camden Town Group. | 197,362 | NO | 9/30/2011 | 2011-10-10 | Properly expended |
|
Tate Gallery |
Tate Britain Millbank London, SW1P 4RG UK |
2009-03-24 | 206,562 | For the planning of an online scholarly catalogue of the Camden TOWN GROUP. | 206,562 | NO | 9/13/2010 | 2011-10-10 | Properly expended |
|
Tate Gallery |
Tate Britain Millbank London, SW1P 4RG UK |
2007-05-07 | 218,592 | For the arrangement and description of the Naum Gabo archives. | 218,592 | NO | 9/8/2010 | 2011-10-10 | Properly expended |
|
Transylvanian Reformed Church District |
Str IC Bratianu 51-53 Cluj-Napoca, 400079 RO |
2008-08-01 | 200,000 | For the implementation of a conservation plan for the Reformed CHURCH. | 200,000 | NO | 9/3/2010 | 2011-10-10 | Properly expended |
|
Univ Nacional de General San MartIN |
Campus Miguelete Edificio de Gobie San Martin, Buenos Aires 1650 AR |
2010-05-27 | 214,000 | For a series of seminars "Materiality between Art, Science, and Culture in the Viceroyalties". | 16,987 | NO | 7/11/2011 | 2011-10-10 | Properly expended |
|
The University of Edinburgh |
20 Chambers Street Edinburgh, EH1 1JZ UK |
2006-04-17 | 440,000 | For the launch, pilot issue and first five years of publication. | 283,883 | NO | 8/31/2011 | 2011-10-10 | Properly expended |
|
University of Glasgow |
University of Glasgow Glasgow, G12 8QQ UK |
2010-06-10 | 147,528 | For the establishment of an int'l research network at the newly established centre for textile con. | 12,314 | NO | 10/4/2011 | 2011-10-10 | Properly expended |
|
University of London |
Senate House Malet Street London, WC1E 7HU UK |
2001-11-01 | 228,299 | For a managing editor for the Cassiano dal Pozzo Paper Museum. | 228,299 | NO | 10/8/2010 | 2011-10-10 | Properly expended |
|
The University of Sydney |
The University of Sydney Sydney, NSW 2006 AS |
2006-05-08 | 100,000 | For a series of books on Australian art and art theory published. | 100,000 | NO | 1/20/2011 | 2011-10-10 | Properly expended |
|
Univ of the Witwatersrand Foundation |
POBox 107 Wits Johannesburg, 2050 SF |
2010-05-27 | 75,000 | For participants from Africa, Southeast Asia, India and South America to attend the CIHA colloquium. | 70,400 | NO | 6/9/2011 | 2011-10-10 | Properly expended |
|
Verlag C H Beck |
Wilhelmstrasse 9 Munich, 80801 GM |
2006-03-15 | 54,813 | For the publication of Jacob Burckhardt's lectures on the Renaissance period. | 38,420 | NO | 4/11/2011 | 2011-10-10 | Properly expended |
|
Victoria and Albert Museum |
Cromwell Road South Kensington London, SW7 2RL UK |
2008-07-02 | 71,909 | For the symposium "Crossing Borders: The Conservation, Science". | 38,212 | NO | 3/15/2011 | 2011-10-10 | Properly expended |
|
Victoria and Albert Museum |
Cromwell Road South Kensington London, SW7 2RL UK |
2008-09-19 | 50,000 | For the publication of a catalogue of the French furniture collection. | 35,933 | NO | 7/14/2011 | 2011-10-10 | Properly expended |
| Identifier | Return Reference | Explanation |
|---|---|---|
| Depreciation Expense | Depreciation and Depletion, Part I, Line 19 | Historical Prior Yr Accum Depreciation Cost Depreciation Expense Land and Improvements $71,339,728 $8,485,015 $1,453,330 Buildings and Leasehold Improv $1,603,792,209 $451,966,994 $40,543,055 Furniture and Equipment $65,739,368 $32,289,747 $4,816,079 Construction in Progress $6,725,725 $0 $0 _________________________________________________________________________ Subtotal: $1,747,597,030 $492,741,756 $46,812,464 Less: Accum Depr from Sale of Assets ($1,136,469) _________________________________________________________________________ Total $1,747,597,030 $491,605,287 $46,812,464 |
| Land, Building and Equipment | Part II, Line 14 | COST DEPREC. BOOK VAL. MRKT VAL. LAND AND IMPROVEMENTS $71,339,728 $9,938,345 $61,401,383 $61,401,383 BUILDINGS AND LEASE IMPRVMNTS $1,603,792,209 $492,510,050 $1,111,282,160 $1,111,282,160 FURNITURE AND EQUIPMENT $65,739,368 $35,969,357 $29,770,011 $36,761,697 CONSTRUCTION IN PROGRESS $6,725,725 $0 $6,725,725 $6,725,725 _________________________________________________________________________ TOTALS $1,747,597,030 $538,417,751 $1,209,179,279 $1,216,170,965 |
| Sale of business property | ASSET DESCRIPTION: SOLD TO: LA CA REAL PROPERTY Steven Kofsky 700 S. FLOWER STE 800 LOS ANGELES, CA 90017 DICTAPHONE EQUIPMENT N/A 2002 GEM VEHICLES AAERO SWEET CORP. 2926 E. MIRALOMA AVENUE ANAHEIM, CA 92806 CHIHULY SALE SOTHEBY'S 1334 York Avenue New York, NY 10021 SM CA REAL PROP SALE PICKFORD ESCROW COMPANY 11677 SAN VICENTE BLVD., #314 LOS ANGELES, CA 90049 2006 TOYOTA TACOMA GLENDALE KIA 2242 NORTH SAN FERNANDO ROAD LOS ANGELES, CA 90065-1232 1996 INTL TRUCK COOKES CRATING, INC. P.O. BOX 512817 LOS ANGELES, CA 90051-0817 DE MATTEI PAINTING SARAH CAMPBELL BLAFFER FDN. 5602 MAIN STREET HOUSTON, TX 77006 W. SICKERT PAINTING SOTHEBY'S 1334 York Avenue New York, NY 10021 LAB EQUIPMENT AMETEK 455 CORPORATE BLVD. newark, de 19702 MADONNA & CHILD ART SOTHEBY'S 1334 York Avenue New York, NY 10021 LOTTO PORTRAIT JEWELER SOTHEBY'S 1334 York Avenue New York, NY 10021 called baciccio art Sotheby's 1334 York Avenue New York, NY 10021 ANGELO PUCCINELLI ART SOTHEBY'S 1334 York Avenue New York, NY 10021 MADONNA & CHILD ART SOTHEBY'S 1334 York Avenue New York, NY 10021 MADONNA & CHILD ART SOTHEBY'S 1334 York Avenue New York, NY 10021 WKSHOP OF CIGOLI ART SOTHEBY'S 1334 York Avenue New York, NY 10021 GIROLAMO DACARPI ART SOTHEBY'S 1334 York Avenue New York, NY 10021 CIRC OF D DOSSI ART SOTHEBY'S 1334 York Avenue New York, NY 10021 HOLY FAMILY ART SOTHEBY'S 1334 York Avenue New York, NY 10021 DOMENICO PIOLA ART SOTHEBY'S 1334 York Avenue New York, NY 10021 WILLIAM ETTY ART SOTHEBY'S 1334 York Avenue New York, NY 10021 CARLO FRANCISCO ART SOTHEBY'S 1334 York Avenue New York, NY 10021 PIETER MOLIJN ART MAREL VON SAHER 9 GLEN COURT GREENWICH, CT 06830 | |
| EXPENDITURE RESPONSIBILITY GRANTS | PART VII-B, QUESTION 5(C) | IN ACCORDANCE WITH IRS REGULATION 53.4945-5(D)(2), THE FOLLOWING INFORMATION IS PROVIDED REGARDING GRANTS MADE OR OUTSTANDING DURING THE YEAR TO ORGANIZATIONS NOT QUALIFYING UNDER IRC 509(A)(1), 509(A)(2), 509(A)(3) OR 4940(D)(2). FOR EACH EXPENDITURE RESPONSIBILITY GRANT, THE (1) NAME AND ADDRESS OF THE GRANTEE, (2) DATE AND AMOUNT OF THE GRANT, (3) PURPOSE OF THE GRANT, (4) AMOUNTS EXPENDED BY THE GRANTEE (BASED ON THE MOST RECENT REPORT RECEIVED FROM THE GRANTEE), (5) DATES OF ANY REPORTS RECEIVED FROM THE GRANTEE, (6) DATE AND RESULTS OF ANY VERIFICATION OF THE GRANTEE'S REPORTS UNDERTAKEN BY OR AT THE DIRECTION OF THE J. PAUL GETTY TRUST AND (7) WHETHER, TO THE KNOWLEDGE OF THE J. PAUL GETTY TRUST, IF THE GRANTEE HAS DIVERTED ANY FUNDS FROM THE PURPOSE OF THE GRANT. NOTE, TO THE BEST OF OUR KNOWLEDGE AND BELIEF, THERE WERE NO DIVERSIONS OF GRANT FUNDS BY ANY GRANTEE for ANY USE NOT IN FURTHERANCE OF A PURPOSE SPECIFIED IN THE GRANT. ALSO NOTE THAT FOR GRANTS APPROVED OR PAID IN THE CURRENT TAX YEAR, INFORMATION REGARDING THE AMOUNTS EXPENDED BY THE GRANTEE AND THE DATES OF ANY REPORTS RECEIVED FROM THE GRANTEE IS NOT AVAILABLE AT THE TIME OF THE FILING OF THIS RETURN. SEE ATTACHMENT 18 FOR FURTHER DETAILS. |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| AES CORP | 1,126,211 | 1,126,211 |
| ALLSTATE LIFE GBL FDG SECD | 215,540 | 215,540 |
| ALLY FINANCIAL INC | 2,731,525 | 2,731,525 |
| ALTRIA GROUP INC | 131,410 | 131,410 |
| AMERICAN AIRLS INC | 944,513 | 944,513 |
| AMERICAN EXPRESS BK FSB | 320,940 | 320,940 |
| AMERICAN EXPRESS CR CORP | 215,308 | 215,308 |
| ANADARKO PETROLEUM CORP | 1,432,913 | 1,432,913 |
| ANZ NATL INTL LTD MEDIUM TERM | 326,934 | 326,934 |
| AON CORP | 596,153 | 596,153 |
| ASTRAZENECA PLC | 116,535 | 116,535 |
| AT+T INC | 217,535 | 217,535 |
| BALL CORP | 1,365,625 | 1,365,625 |
| BANCO SANTANDER BRASIL | 100,250 | 100,250 |
| BANK OF AMERICA CORP | 577,892 | 577,892 |
| BANK OF AMERICA CORP | 322,812 | 322,812 |
| BANK OF CHINA HONG KONG | 101,097 | 101,097 |
| BANK OF MONTREAL | 103,608 | 103,608 |
| BARCLAYS BANK PLC | 860,592 | 860,592 |
| BARCLAYS BANK PLC | 802,725 | 802,725 |
| BEAR STEARNS COS INC | 118,749 | 118,749 |
| BANK OF SCOTLAND | 1,302,426 | 1,302,426 |
| BOSTON SCIENTIFIC CORP | 614,698 | 614,698 |
| BOSTON SCIENTIFIC CORP | 146,422 | 146,422 |
| BROCADE COMMUNICATIONS | 443,100 | 443,100 |
| CAP ONE MULTIASSET | 1,088,259 | 1,088,259 |
| CELLCO PART/VERI WIRELESS | 1,128,864 | 1,128,864 |
| CHARTER COMMUNICATIONS OPER LL | 1,523,600 | 1,523,600 |
| CHESAPEAKE ENERGY CORP | 1,362,500 | 1,362,500 |
| CITIGROUP INC | 2,493,556 | 2,493,556 |
| COCA COLA ENTERPRISES | 299,715 | 299,715 |
| CONSOL ENERGY INC | 1,362,500 | 1,362,500 |
| CONTINENTAL AIRLINES INC | 201,000 | 201,000 |
| CONTL AIRLINES 2010 B | 1,206,250 | 1,206,250 |
| COUNTRYWIDE FINL CORP | 312,936 | 312,936 |
| CREDIT AGRICOLE | 1,869,580 | 1,869,580 |
| CREDIT AGRICOLE SA | 1,123,366 | 1,123,366 |
| CRICKET COMMUNICATIONS | 1,325,000 | 1,325,000 |
| CSN RESOURCES SA | 212,500 | 212,500 |
| DELL INC | 532,675 | 532,675 |
| DELPHI CORP | 308,700 | 308,700 |
| DISH DBS CORP | 703,625 | 703,625 |
| DOLLAR GEN CORP | 1,425,000 | 1,425,000 |
| DOMTAR CORP | 1,626,563 | 1,626,563 |
| DU PONT E I DE NEMOURS + CO | 71,280 | 71,280 |
| ECHOSTAR DBS CORP | 315,750 | 315,750 |
| EL PASO ENERGY | 116,706 | 116,706 |
| ENTERGY CORP | 304,755 | 304,755 |
| ENTERPRISE INNS | 1,198,583 | 1,198,583 |
| FAIRFAX FINL HLDGS LTD | 416,545 | 416,545 |
| FIFTH THIRD BANCORP | 1,554,358 | 1,554,358 |
| FORD MOTOR CREDIT CO LLC | 223,898 | 223,898 |
| FORD MTR CR CO | 2,433,418 | 2,433,418 |
| GAZ CAP SA LUXEMBOURG | 108,000 | 108,000 |
| GAZ CAPITAL SA | 997,000 | 997,000 |
| GAZPROM O A O | 344,250 | 344,250 |
| GENERAL MTRS ACCEP CORP | 208,062 | 208,062 |
| GENWORTH FINANCIAL INC | 578,293 | 578,293 |
| GERDAU HOLDINGS INC | 222,000 | 222,000 |
| GMAC INC | 1,232,750 | 1,232,750 |
| GOLDMAN SACHS GROUP INC | 1,396,616 | 1,396,616 |
| GROUPE BPCE | 1,290,438 | 1,290,438 |
| HCA INC | 1,342,188 | 1,342,188 |
| HSBC HOLDINGS PLC | 103,203 | 103,203 |
| INC BK NV NETH ST CR GTEE | 911,799 | 911,799 |
| INTERNATIONAL PAPER CO | 1,488,363 | 1,488,363 |
| INTERPUBLIC GROUP COS INC | 1,384,375 | 1,384,375 |
| INTESA SANPAOLO | 874,259 | 874,259 |
| JARDEN CORP | 374,325 | 374,325 |
| JPMORGAN CHASE + CO | 3,329,679 | 3,329,679 |
| KELLOGG CO | 212,002 | 212,002 |
| LEASEPLAN CORPORATION NV | 438,913 | 438,913 |
| LEHMAN BROS HLDGS INC | 344,875 | 344,875 |
| LIFE TECHNOLOGIES CORP | 499,144 | 499,144 |
| LLOYDS TSB BANK PLC | 4,070,840 | 4,070,840 |
| MACQUARIE BANK LTD | 7,435,610 | 7,435,610 |
| MAJAPAHIT HOLDING B V | 116,250 | 116,250 |
| MASCO CORP | 1,284,063 | 1,284,063 |
| MERRILL LYNCH + CO INC | 1,026,151 | 1,026,151 |
| MGM MIRAGE | 1,484,375 | 1,484,375 |
| MONUMENTAL GLOBAL FDS III | 214,420 | 214,420 |
| MORGAN STANLEY | 2,983,400 | 2,983,400 |
| NALCO COMPANY | 1,365,625 | 1,365,625 |
| NATIONAL AUSTRALIA BK | 321,777 | 321,777 |
| NATIONAL CITY BK CLEVELAND OH | 1,030,315 | 1,030,315 |
| NATIONWIDE LIFE GLOBAL FDG | 1,566,000 | 1,566,000 |
| NEWPAGE CORP | 1,165,625 | 1,165,625 |
| NEXTEL COMMUNICATIONS INC | 1,358,438 | 1,358,438 |
| NGPL PIPECO LLC | 841,272 | 841,272 |
| NOBLE GROUP LTD | 105,000 | 105,000 |
| NORFOLK SOUTHN CORP | 1,018,899 | 1,018,899 |
| NRG ENERGY INC | 1,083,900 | 1,083,900 |
| NUCOR CORP | 462,768 | 462,768 |
| OHIO NAT FINANCIAL SRVS | 537,170 | 537,170 |
| ORACLE CORP | 457,788 | 457,788 |
| ORACLE CORP | 536,425 | 536,425 |
| PEABODY ENERGY CORP | 112,250 | 112,250 |
| PETROBRAS INTL FIN CO | 733,515 | 733,515 |
| PHILIP MORRIS INTL INC | 112,467 | 112,467 |
| PRINCIPAL LIFE INC FUND TRS | 215,082 | 215,082 |
| PRINCIPAL LIFE INCOME FUNDINGS | 332,838 | 332,838 |
| PRUDENTIAL FINL INC | 106,169 | 106,169 |
| PUNCH TAVERNS FINANCE | 1,085,224 | 1,085,224 |
| QWEST CORP | 1,475,000 | 1,475,000 |
| RABOBANK NEDERLAND | 1,276,000 | 1,276,000 |
| REGIONS FINANCIAL CORP | 1,260,738 | 1,260,738 |
| RESONA BK | 199,592 | 199,592 |
| REYNOLDS GRP ISS/REYNOLD | 1,303,125 | 1,303,125 |
| ROYAL BANK OF SCOTLAND GRP PLC | 3,186,844 | 3,186,844 |
| RUSSIAN RAILWAYS | 212,870 | 212,870 |
| SANTADER US DEBT SA UNI | 1,000,080 | 1,000,080 |
| SANTANDER ISSUANCES | 818,981 | 818,981 |
| SLH OPEN POSITION NET ASSET | 10,742 | 10,742 |
| SLM CORPORATION | 2,684,214 | 2,684,214 |
| SPIRIT ISSUER | 985,366 | 985,366 |
| TENET HEALTHCARE CORP | 1,340,625 | 1,340,625 |
| TOTAL CAPITAL SA | 104,373 | 104,373 |
| UBS AG STAMFORD BRH MEDIUM | 108,418 | 108,418 |
| UBS AG STAMFORD CT | 301,893 | 301,893 |
| UNIQUE PUB FINANCE | 1,069,230 | 1,069,230 |
| UNIQUE PUB FINANCE PLC | 66,737 | 66,737 |
| USB CAPITAL IX | 330,616 | 330,616 |
| VALE OVERSEAS LTD | 108,678 | 108,678 |
| VERIZON COMMUNICATIONS INC | 214,748 | 214,748 |
| WACHOVIA BANK NA | 2,359,752 | 2,359,752 |
| WACHOVIA CORP | 497,515 | 497,515 |
| WACHOVIA CORP NEW | 325,674 | 325,674 |
| WELLS FARGO + COMPANY | 1,404,000 | 1,404,000 |
| WINDSTREAM CORP | 1,356,250 | 1,356,250 |
| XL CAP LTD | 257,141 | 257,141 |
| ZFS FUB YSA TR II | 1,116,500 | 1,116,500 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ABIOMED INC | 348,303 | 348,303 |
| ACHILLION PHARMACEUTICALS | 209,064 | 209,064 |
| ACTIVE NETWORK INC/THE | 362,560 | 362,560 |
| ADANI ENTERPRISES LTD | 492,326 | 492,326 |
| ADVANCED INFO SERVICE FOR RG | 183,121 | 183,121 |
| AGRICULTURAL BANK OF CHINA H | 161,892 | 161,892 |
| AIA GROUP LTD | 2,894,755 | 2,894,755 |
| AIR LIQUIDE SA | 610,328 | 610,328 |
| AJINOMOTO CO INC | 896,830 | 896,830 |
| ALEXION PHARMACEUTICALS INC | 1,480,504 | 1,480,504 |
| ALIBABA.COM LTD | 322,699 | 322,699 |
| ALLIANCE DATA SYSTEMS CORP | 1,443,975 | 1,443,975 |
| ALLIANZ SE REG | 851,950 | 851,950 |
| ALPHA NATURAL RESOURCES INC | 1,498,884 | 1,498,884 |
| ALUMINA LTD | 1,232,446 | 1,232,446 |
| AMERICAN SAFETY INS HOLDINGS | 478,500 | 478,500 |
| AMERON INTERNATIONAL CORP | 713,285 | 713,285 |
| AMETEK INC | 729,176 | 729,176 |
| ANDRITZ AG | 2,427,205 | 2,427,205 |
| ANGLO AMERICAN PLC | 490,726 | 490,726 |
| ANHANGUERA EDUCACIONAL PARTI | 87,183 | 87,183 |
| ANHUI CONCH CEMENT CO LTD H | 1,361,272 | 1,361,272 |
| ARQULE INC | 115,625 | 115,625 |
| ASML HOLDING N V | 267,812 | 267,812 |
| ASML HOLDING NV | 1,955,653 | 1,955,653 |
| ASSA ABLOY AB B | 762,435 | 762,435 |
| ASSISTED LIVING CONCEPTS I A | 1,038,447 | 1,038,447 |
| ASTRA INTERNATIONAL TBK PT | 228,248 | 228,248 |
| AZRIELI GROUP | 601,693 | 601,693 |
| BANCO BRADESCO ADR | 1,113,222 | 1,113,222 |
| BANCO ESPIRITO SANTO REG | 125,648 | 125,648 |
| BANCO SANTANDER SA | 959,321 | 959,321 |
| BANK MANDIRI TBK PT | 573,305 | 573,305 |
| BANK OF CHINA LTD H | 539,026 | 539,026 |
| BANPU PUBLIC CO LTD FOR REG | 624,534 | 624,534 |
| BARCLAYS PLC | 1,529,944 | 1,529,944 |
| BARLOWORLD LTD | 441,106 | 441,106 |
| BARNWELL INDUSTRIES INC | 423,067 | 423,067 |
| BARRICK GOLD CORP | 2,060,996 | 2,060,996 |
| BASIC ENERGY SERVICES INC | 761,574 | 761,574 |
| BAYER AG REG | 2,166,311 | 2,166,311 |
| BAYERISCHE MOTOREN WERKE AG | 882,912 | 882,912 |
| BCD SEMICONDUCTOR MANUFA ADR | 136,521 | 136,521 |
| BE AEROSPACE INC | 1,772,786 | 1,772,786 |
| BERKSHIRE HILLS BANCORP INC | 460,719 | 460,719 |
| BEXIL CORP | 590,175 | 590,175 |
| BG GROUP PLC | 2,181,573 | 2,181,573 |
| BHARTI AIRTEL LTD | 101,970 | 101,970 |
| BHP BILLITON PLC | 310,989 | 310,989 |
| BIOMIMETIC THERAPEUTICS INC | 132,608 | 132,608 |
| BJ S RESTAURANTS INC | 581,196 | 581,196 |
| BMC SOFTWARE INC | 1,528,865 | 1,528,865 |
| BNP PARIBAS | 1,562,572 | 1,562,572 |
| BOUYGUES SA | 147,591 | 147,591 |
| BOWLEVEN PLC | 482,585 | 482,585 |
| BRAVO BRIO RESTAURANT GROUP | 305,375 | 305,375 |
| BROCADE COMMUNICATIONS SYS | 1,079,337 | 1,079,337 |
| CABLE + WIRELESS WORLDWIDE | 196,076 | 196,076 |
| CAE INC | 904,539 | 904,539 |
| CAGLE S INC CLASS A | 418,482 | 418,482 |
| CAI INTERNATIONAL INC | 322,296 | 322,296 |
| CAIRN ENERGY PLC | 2,227,573 | 2,227,573 |
| CALLIDUS SOFTWARE INC | 481,455 | 481,455 |
| CALLON PETROLEUM CO | 353,106 | 353,106 |
| CAMECO CORP | 2,248,505 | 2,248,505 |
| CANON INC | 443,462 | 443,462 |
| CAPITAL INCOME BLDR FD | 173,444 | 173,444 |
| CARRIZO OIL + GAS INC | 1,641,986 | 1,641,986 |
| CCR SA | 211,103 | 211,103 |
| CELADON GROUP INC | 396,464 | 396,464 |
| CELANESE CORP SERIES A | 1,641,948 | 1,641,948 |
| CENOVUS ENERGY INC | 773,184 | 773,184 |
| CENTER FINANCIAL CORP | 668,439 | 668,439 |
| CHECK POINT SOFTWARE TECH | 1,722,555 | 1,722,555 |
| CHEVIOT FINANCIAL CORP | 551,522 | 551,522 |
| CHICAGO RIVET + MACHINE CO | 556,980 | 556,980 |
| CHINA CONSTRUCTION BANK H | 323,731 | 323,731 |
| CHINA LIFE INSURANCE CO H | 116,228 | 116,228 |
| CHINA LONGYUAN POWER GROUP H | 300,958 | 300,958 |
| CHINA NEW BORUN CORP ADR | 82,620 | 82,620 |
| CHINA OVERSEAS LAND + INVEST | 191,210 | 191,210 |
| CHINA RAILWAY CONSTRUCTION H | 97,885 | 97,885 |
| CHINA SHENHUA ENERGY CO H | 1,225,343 | 1,225,343 |
| CIA ENERGETICA DE SP PREF B | 1,332,140 | 1,332,140 |
| CIMB GROUP HOLDINGS BHD | 1,397,096 | 1,397,096 |
| CITI TRENDS INC | 114,608 | 114,608 |
| CITIGROUP CAPITAL XIII | 277,800 | 277,800 |
| CLAIRVEST GROUP INC | 1,133,941 | 1,133,941 |
| CLICKSOFTWARE TECHNOLOGIES | 146,224 | 146,224 |
| COAST DISTRIBUTION SYSTEM/DE | 188,372 | 188,372 |
| COMMERCIAL VEHICLE GROUP INC | 302,247 | 302,247 |
| COMMERZBANK AG | 189,402 | 189,402 |
| COMMUNICATIONS SYSTEMS INC | 1,059,466 | 1,059,466 |
| COMMUNITY HEALTH SYSTEMS INC | 864,132 | 864,132 |
| COMPAGNIE DE SAINT GOBAIN | 239,549 | 239,549 |
| COMPASS MINERALS INTERNATION | 1,253,179 | 1,253,179 |
| CONSOL ENERGY INC | 1,655,592 | 1,655,592 |
| CONSTANT CONTACT INC | 616,734 | 616,734 |
| COVENTRY HEALTH CARE INC | 1,331,155 | 1,331,155 |
| CRANE CO | 1,566,297 | 1,566,297 |
| CRH PLC | 172,932 | 172,932 |
| CROWN HOLDINGS INC | 1,230,206 | 1,230,206 |
| CSL LTD | 1,271,566 | 1,271,566 |
| DAI ICHI LIFE INSURANCE | 446,363 | 446,363 |
| DAIMLER AG REGISTERED SHARES | 2,118,885 | 2,118,885 |
| DANONE | 2,314,152 | 2,314,152 |
| DAUM COMMUNICATIONS CORP | 399,544 | 399,544 |
| DELTA ELECTRONICS INC | 312,201 | 312,201 |
| DELTIC TIMBER CORP | 1,018,392 | 1,018,392 |
| DENBURY RESOURCES INC | 1,388,200 | 1,388,200 |
| DENSO CORP | 1,942,214 | 1,942,214 |
| DEUTSCHE BOERSE AG | 1,101,595 | 1,101,595 |
| DEUTSCHE TELEKOM AG REG | 502,375 | 502,375 |
| DIAGEO PLC | 784,796 | 784,796 |
| DIODES INC | 229,680 | 229,680 |
| DIXONS RETAIL PLC | 119,427 | 119,427 |
| DLF LTD | 665,700 | 665,700 |
| DXP ENTERPRISES INC | 512,070 | 512,070 |
| EADS NV | 190,736 | 190,736 |
| EASTERN INSURANCE HOLDINGS | 1,529,229 | 1,529,229 |
| ELAN CORP PLC SPONS ADR | 1,209,768 | 1,209,768 |
| EMAGIN CORPORATION | 127,470 | 127,470 |
| ENCANA CORP | 688,109 | 688,109 |
| ENSCO PLC SPON ADR | 1,393,795 | 1,393,795 |
| ENVESTNET INC | 375,705 | 375,705 |
| EPOCRATES INC | 298,728 | 298,728 |
| EPSILON ENERGY LTD | 2,751,311 | 2,751,311 |
| ESPEY MFG + ELECTRONICS CORP | 479,779 | 479,779 |
| EVRAZ GROUP SA GDR REG S | 105,910 | 105,910 |
| EXAMWORKS GROUP INC | 462,098 | 462,098 |
| FABRINET | 381,196 | 381,196 |
| FANUC CORP | 911,218 | 911,218 |
| FARO TECHNOLOGIES INC | 477,420 | 477,420 |
| FIRSTCITY FINANCIAL CORP | 193,218 | 193,218 |
| FLEETCOR TECHNOLOGIES INC | 608,806 | 608,806 |
| FOOT LOCKER INC | 1,682,208 | 1,682,208 |
| FORMICA BERMUDA HOLDINGS LTD | 5,603 | 5,603 |
| FORTEGRA FINANCIAL CORP | 185,808 | 185,808 |
| FOSSIL INC | 722,801 | 722,801 |
| FOSTER (LB) CO A | 699,140 | 699,140 |
| FRANCE TELECOM SA | 236,242 | 236,242 |
| FRANCE TELECOM SA SPONS ADR | 40,451 | 40,451 |
| FRESH MARKET INC/THE | 193,400 | 193,400 |
| FROZEN FOOD EXPRESS INDUSTRI | 74,963 | 74,963 |
| FUGRO NV CVA | 320,785 | 320,785 |
| GAIN CAPITAL HOLDINGS INC | 165,483 | 165,483 |
| GAZPROM OAO SPON ADR | 1,193,828 | 1,193,828 |
| GDF SUEZ | 1,196,430 | 1,196,430 |
| GENESIS LAND DEVELOPMENT CO | 1,657,914 | 1,657,914 |
| GENPACT LTD | 1,420,576 | 1,420,576 |
| GENTING BHD | 158,295 | 158,295 |
| GKN PLC | 1,862,950 | 1,862,950 |
| GLOBAL TRAFFIC NETWORK INC | 688,251 | 688,251 |
| GOODYEAR TIRE + RUBBER CO | 1,661,907 | 1,661,907 |
| GOOGLE INC CL A | 2,406,318 | 2,406,318 |
| GORDMANS STORES INC | 403,448 | 403,448 |
| GREENE COUNTY BANCORP INC | 191,939 | 191,939 |
| GRUPO FINANCIERO INBURSA O | 2,061,495 | 2,061,495 |
| HALLWOOD GROUP INC | 262,808 | 262,808 |
| HANA FINANCIAL GROUP | 229,184 | 229,184 |
| HARBIN POWER EQUIPMENT CO H | 486,153 | 486,153 |
| HARMAN INTERNATIONAL | 1,353,429 | 1,353,429 |
| HARMONY GOLD MINING CO LTD | 287,936 | 287,936 |
| HARMONY GOLD MNG SPON ADR | 195,656 | 195,656 |
| HDFC BANK LTD ADR | 423,336 | 423,336 |
| HEIDELBERGCEMENT AG | 651,062 | 651,062 |
| HENNES + MAURITZ AB B SHS | 809,521 | 809,521 |
| HERITAGE FINANCIAL GROUP INC | 629,376 | 629,376 |
| HERTZ GLOBAL HOLDINGS INC | 1,816,672 | 1,816,672 |
| HF FINANCIAL CORP | 262,039 | 262,039 |
| HILL ROM HOLDINGS INC | 1,897,769 | 1,897,769 |
| HOLCIM LTD REG | 1,125,446 | 1,125,446 |
| HOME FEDERAL BANCORP INC/MD | 1,224,945 | 1,224,945 |
| HON HAI PRECISION INDUSTRY | 271,037 | 271,037 |
| HONG KONG + CHINA GAS | 1,239,673 | 1,239,673 |
| HOSPITALITY PROPERTIES TRUST | 1,120,350 | 1,120,350 |
| HOUSING DEVELOPMENT FINANCE | 146,940 | 146,940 |
| HSBC HOLDINGS PLC | 1,255,575 | 1,255,575 |
| HSBC HOLDINGS PLC | 2,107,400 | 2,107,400 |
| HUBBELL INC CL B | 1,055,438 | 1,055,438 |
| HYNIX SEMICONDU GDS 144A/REG | 201,782 | 201,782 |
| HYPERMARCAS SA | 609,736 | 609,736 |
| HYUNDAI MOBIS | 888,306 | 888,306 |
| IBIDEN CO LTD | 635,866 | 635,866 |
| ICICI BANK LTD SPON ADR | 1,345,890 | 1,345,890 |
| IDENIX PHARMACEUTICALS INC | 162,500 | 162,500 |
| IDEX CORP | 1,338,820 | 1,338,820 |
| IDEXX LABORATORIES INC | 880,306 | 880,306 |
| IHS INC CLASS A | 353,701 | 353,701 |
| ILLUMINA INC | 969,435 | 969,435 |
| IMATION CORP | 708,000 | 708,000 |
| IMPERIAL HOLDINGS INC | 290,576 | 290,576 |
| IMPERIAL TOBACCO GROUP PLC | 1,987,020 | 1,987,020 |
| IMPULSORA DEL DESARROLLO Y E | 464,650 | 464,650 |
| IND + COMM BK OF CHINA H | 1,094,721 | 1,094,721 |
| INDOCEMENT TUNGGAL PRAKARSA | 293,263 | 293,263 |
| INDORAMA VENTURES FOREIGN | 184,941 | 184,941 |
| INFORMATICA CORP | 1,547,226 | 1,547,226 |
| INFOSYS LTD | 286,471 | 286,471 |
| INMET MINING CORPORATION | 1,229,655 | 1,229,655 |
| INPHI CORP | 142,680 | 142,680 |
| INTACT FINANCIAL CORP | 195,171 | 195,171 |
| INTERCLICK INC | 276,212 | 276,212 |
| INTERXION HOLDING NV | 172,596 | 172,596 |
| INTESA SANPAOLO | 237,859 | 237,859 |
| INTRALINKS HOLDINGS INC | 466,560 | 466,560 |
| ITAUSA INV ITAU RCT | 4,878 | 4,878 |
| ITAUSA INVESTIMENTOS ITAU PR | 517,736 | 517,736 |
| IVANHOE MINES LTD | 293,293 | 293,293 |
| IXIA | 280,320 | 280,320 |
| J. ALEXANDERS CORPORATION | 340,451 | 340,451 |
| JARDINE MATHESON HLDGS LTD | 229,360 | 229,360 |
| KEYENCE CORP | 591,308 | 591,308 |
| KEYNOTE SYSTEMS INC | 408,807 | 408,807 |
| KIT DIGITAL INC | 758,190 | 758,190 |
| KONINKLIJKE DSM NV | 1,136,059 | 1,136,059 |
| KONINKLIJKE KPN NV | 618,456 | 618,456 |
| KOTAK MAHINDRA BANK LTD | 124,538 | 124,538 |
| KUEHNE + NAGEL INTL AG REG | 573,291 | 573,291 |
| KURITA WATER INDUSTRIES LTD | 1,374,304 | 1,374,304 |
| LABRADOR IRON ORE ROYALTY CO | 602,891 | 602,891 |
| LAMAR ADVERTISING CO A | 790,993 | 790,993 |
| LANDSTAR SYSTEM INC | 1,524,544 | 1,524,544 |
| LEE + MAN PAPER MANUFACTURIN | 459,304 | 459,304 |
| LG CHEM LTD | 2,752,070 | 2,752,070 |
| LI + FUNG LTD | 366,363 | 366,363 |
| LI NING CO LTD | 110,707 | 110,707 |
| LIFE TECHNOLOGIES CORP | 1,051,814 | 1,051,814 |
| LINDE AG | 503,073 | 503,073 |
| LIQUIDITY SERVICES INC | 384,843 | 384,843 |
| LLOYDS BANKING GROUP PLC | 377,917 | 377,917 |
| LONGFOR PROPERTIES | 476,479 | 476,479 |
| LSI CORP | 1,208,264 | 1,208,264 |
| LVMH MOET HENNESSY LOUIS VUI | 663,388 | 663,388 |
| MACQUARIE GROUP LTD | 546,675 | 546,675 |
| MAGELLAN PETROLEUM CORP | 168,000 | 168,000 |
| MAGNIT OJSC SPON GDR REGS | 326,456 | 326,456 |
| MARTEN TRANSPORT LTD | 438,480 | 438,480 |
| MAXWELL TECHNOLOGIES INC | 148,948 | 148,948 |
| MAZDA MOTOR CORP | 603,529 | 603,529 |
| MCCORMICK + SCHMICK S SEAFOO | 117,683 | 117,683 |
| MCRAE INDUSTRIES CL A | 271,589 | 271,589 |
| MDC PARTNERS INC CL A | 418,992 | 418,992 |
| MEDIAMIND TECHOLOGIES INC | 598,962 | 598,962 |
| MELLANOX TECHNOLOGIES LTD | 280,214 | 280,214 |
| MERIDIAN INTERSTATE BANCORP | 1,334,775 | 1,334,775 |
| MERU NETWORKS INC | 96,080 | 96,080 |
| METRO AG | 345,358 | 345,358 |
| METTLER TOLEDO INTERNATIONAL | 1,479,236 | 1,479,236 |
| MF GLOBAL HOLDINGS LTD | 1,077,176 | 1,077,176 |
| MICHELIN (CGDE) B | 928,889 | 928,889 |
| MILLS ESTRUTURAS E SERVICOS | 89,294 | 89,294 |
| MISTRAS GROUP INC | 380,700 | 380,700 |
| MITSUBISHI CORP | 921,248 | 921,248 |
| MITSUI O.S.K. LINES LTD | 848,551 | 848,551 |
| MMC NORILSK NICKEL JSC ADR | 272,244 | 272,244 |
| MOLINA HEALTHCARE INC | 317,304 | 317,304 |
| MSCI INC A | 928,812 | 928,812 |
| MTN GROUP LTD | 1,167,757 | 1,167,757 |
| MUENCHENER RUECKVER AG REG | 524,554 | 524,554 |
| MURATA MANUFACTURING CO LTD | 2,755,820 | 2,755,820 |
| NANOMETRICS INC | 408,285 | 408,285 |
| NATIONAL GRID PLC | 267,468 | 267,468 |
| NATURAL GAS SERVICES GROUP | 205,232 | 205,232 |
| NESTLE SA REG | 1,299,610 | 1,299,610 |
| NETSCOUT SYSTEMS INC | 503,449 | 503,449 |
| NEW ORIENTAL EDUCATIO SP ADR | 784,274 | 784,274 |
| NEW ULM TELECOM INC | 192,547 | 192,547 |
| NEWCREST MINING LTD | 327,662 | 327,662 |
| NII HOLDINGS INC | 1,237,496 | 1,237,496 |
| NINE DRAGONS PAPER HOLDINGS | 221,860 | 221,860 |
| NINTENDO CO LTD | 1,175,594 | 1,175,594 |
| NOVARTIS AG REG | 707,972 | 707,972 |
| NOVELLUS SYSTEMS INC | 368,989 | 368,989 |
| NOVO NORDISK A/S B | 2,513,819 | 2,513,819 |
| NUANCE COMMUNICATIONS INC | 1,663,925 | 1,663,925 |
| NUPATHE INC | 178,119 | 178,119 |
| O REILLY AUTOMOTIVE INC | 1,159,527 | 1,159,527 |
| O2MICRO INTERNATIONAL ADR | 195,000 | 195,000 |
| OBAGI MEDICAL PRODUCTS INC | 347,024 | 347,024 |
| OCZ TECHNOLOGY GROUP INC | 679,200 | 679,200 |
| OIL SEARCH LTD | 256,793 | 256,793 |
| ON ASSIGNMENT INC | 378,455 | 378,455 |
| ON SEMICONDUCTOR CORPORATION | 1,510,821 | 1,510,821 |
| OPNET TECHNOLOGIES INC | 753,296 | 753,296 |
| ORACLE CORP JAPAN | 342,589 | 342,589 |
| ORGANIZACION SORIANA S.A.B B | 171,603 | 171,603 |
| ORITANI FINANCIAL CORP | 1,342,950 | 1,342,950 |
| PACER INTERNATIONAL INC | 223,256 | 223,256 |
| PACIRA PHARMACEUTICALS INC | 457,200 | 457,200 |
| PACKAGING CORP OF AMERICA | 1,062,780 | 1,062,780 |
| PANHANDLE OIL AND GAS INC A | 531,557 | 531,557 |
| PARTNER COMMUNICATIONS CO | 67,591 | 67,591 |
| PERICOM SEMICONDUCTOR CORP | 188,634 | 188,634 |
| PERNOD RICARD SA | 2,124,953 | 2,124,953 |
| PETRA DIAMONDS LTD | 165,170 | 165,170 |
| PETROLEO BRASILEIRO S.A. ADR | 331,828 | 331,828 |
| PETROLEO BRASILEIRO SPON ADR | 223,964 | 223,964 |
| PIONEER DRILLING COMPANY | 632,460 | 632,460 |
| POLYCOM INC | 722,089 | 722,089 |
| PREMIER FARNELL PLC | 398,558 | 398,558 |
| PREMIER OIL PLC | 261,703 | 261,703 |
| PRICESMART INC | 1,115,380 | 1,115,380 |
| PRIMO WATER CORP | 374,140 | 374,140 |
| PROCERA NETWORKS INC | 486,069 | 486,069 |
| PROGRESSIVE WASTE SOLUTIONS | 1,023,390 | 1,023,390 |
| PRUDENTIAL PLC | 1,041,488 | 1,041,488 |
| QUESTCOR PHARMACEUTICALS | 1,180,900 | 1,180,900 |
| QUIDEL CORP | 484,800 | 484,800 |
| RADIANT SYSTEMS INC | 380,380 | 380,380 |
| RALCORP HOLDINGS INC | 1,814,717 | 1,814,717 |
| RDA MICROELECTRON SPON ADR | 130,355 | 130,355 |
| REACHLOCAL INC | 235,379 | 235,379 |
| REALPAGE INC | 513,518 | 513,518 |
| RED ROBIN GOURMET BURGERS | 349,248 | 349,248 |
| RELIANCE INDS SPONS GDR 144A | 618,046 | 618,046 |
| RENTRAK CORP | 557,036 | 557,036 |
| REPSOL YPF SA | 1,742,828 | 1,742,828 |
| RESOLUTE ENERGY CORP | 1,212,000 | 1,212,000 |
| RESPONSYS INC | 70,920 | 70,920 |
| RICHARDSON ELEC LTD | 1,359,000 | 1,359,000 |
| RIGNET INC | 379,100 | 379,100 |
| RIO TINTO PLC | 180,232 | 180,232 |
| ROADRUNNER TRANSPORTATION SY | 297,076 | 297,076 |
| ROCHE HOLDING AG GENUSSCHEIN | 2,400,422 | 2,400,422 |
| ROCHESTER MEDICAL CORP | 119,328 | 119,328 |
| SABRA HEALTH CARE REIT INC | 17 | 17 |
| SAMPO OYJ A SHS | 1,308,961 | 1,308,961 |
| SAMSONITE INTERNATIONAL SA | 103,715 | 103,715 |
| SAMSUNG ELECTR GDR 144A | 1,239,157 | 1,239,157 |
| SAMSUNG ELECTRONICS CO LTD | 1,485,431 | 1,485,431 |
| SANDS CHINA LTD | 144,655 | 144,655 |
| SANTARUS INC | 107,099 | 107,099 |
| SAP AG COMMON | 2,083,544 | 2,083,544 |
| SAPPI LIMITED | 442,311 | 442,311 |
| SASOL LTD | 1,223,534 | 1,223,534 |
| SASOL LTD SPONSORED ADR | 121,647 | 121,647 |
| SBERBANK SPONSORED ADR | 3,037,551 | 3,037,551 |
| SCHNEIDER ELECTRIC SA | 1,112,705 | 1,112,705 |
| SCHNITZER STEEL INDS INC A | 714,240 | 714,240 |
| SCIQUEST INC | 307,620 | 307,620 |
| SEADRILL LTD | 456,571 | 456,571 |
| SEMEN GRESIK (PERSERO) PT | 111,387 | 111,387 |
| SENECA FOODS CORP CL A | 959,250 | 959,250 |
| SERVICESOURCE INTERNATIONAL | 368,852 | 368,852 |
| SES | 1,873,351 | 1,873,351 |
| SGOCO TECHNOLOGY LTD | 134,045 | 134,045 |
| SHANDONG WEIGAO GP MEDICAL H | 317,224 | 317,224 |
| SHANGHAI INDUSTRIAL HLDG LTD | 602,782 | 602,782 |
| SHENANDOAH TELECOMMUNICATION | 1,195,144 | 1,195,144 |
| SHIMAMURA CO LTD | 142,273 | 142,273 |
| SHIRE PLC | 1,139,750 | 1,139,750 |
| SHIRE PLC ADR | 593,523 | 593,523 |
| SHOE CARNIVAL INC | 1,458,747 | 1,458,747 |
| SIEMENS AG REG | 3,192,928 | 3,192,928 |
| SJM HOLDINGS LTD | 686,496 | 686,496 |
| SMC CORP | 804,606 | 804,606 |
| SNAP ON INC | 1,074,656 | 1,074,656 |
| SOFTBANK CORP | 4,100,780 | 4,100,780 |
| SONY CORP | 699,900 | 699,900 |
| SPECTRANETICS CORP | 422,338 | 422,338 |
| SPS COMMERCE INC | 563,943 | 563,943 |
| SUMITOMO CHEMICAL CO LTD | 1,228,331 | 1,228,331 |
| SUMITOMO CORP | 1,170,446 | 1,170,446 |
| SUMITOMO ELECTRIC INDUSTRIES | 443,622 | 443,622 |
| SUMITOMO MITSUI FINANCIAL GR | 484,065 | 484,065 |
| SUN BANCORP INC NJ | 638,750 | 638,750 |
| SUNTECH POWER HOLDINGS ADR | 182,584 | 182,584 |
| SUPERGEN INC | 202,342 | 202,342 |
| SUPERIOR UNIFORM GROUP INC | 862,603 | 862,603 |
| SUPREME INDS INC CLASS A | 318,345 | 318,345 |
| SWIRE PACIFIC LTD A | 756,492 | 756,492 |
| SWISSCOM AG REG | 387,331 | 387,331 |
| SYNGENTA AG REG | 2,502,968 | 2,502,968 |
| SYNOVIS LIFE TECHNOLOGIES IN | 322,270 | 322,270 |
| SYNTEL INC | 1,108,500 | 1,108,500 |
| SYSMEX CORPORATION | 717,979 | 717,979 |
| TAIWAN SEMICONDUCTOR MANUFAC | 514,176 | 514,176 |
| TANDY BRANDS ACCESSORIES INC | 242,178 | 242,178 |
| TDC A/S | 345,805 | 345,805 |
| TDK CORP | 360,401 | 360,401 |
| TELE NORTE LESTE PART ADR | 1,400,154 | 1,400,154 |
| TELE NORTE LESTE PART PREF | 266,750 | 266,750 |
| TELEFONICA SA | 322,031 | 322,031 |
| TELEFONOS DE MEXICO SP ADR L | 854,700 | 854,700 |
| TELEKOMUNIKACJA POLSKA SA | 1,473,445 | 1,473,445 |
| TELSTRA CORP LTD | 309,193 | 309,193 |
| TELUS CORPORATION NON VOTE | 1,058,421 | 1,058,421 |
| TERADYNE INC | 717,060 | 717,060 |
| TERRITORIAL BANCORP INC | 518,000 | 518,000 |
| TERUMO CORP | 429,421 | 429,421 |
| TESCO PLC | 2,036,855 | 2,036,855 |
| TESORO CORP | 1,463,949 | 1,463,949 |
| TESSCO TECHNOLOGIES INC | 717,284 | 717,284 |
| TIM PARTICIPACOES SA | 251,803 | 251,803 |
| TINGYI (CAYMAN ISLN) HLDG CO | 43,271 | 43,271 |
| TOKIO MARINE HOLDINGS INC | 347,480 | 347,480 |
| TOKYO ELECTRON LTD | 335,488 | 335,488 |
| TOTAL SA | 206,070 | 206,070 |
| TREND MICRO INC | 1,038,624 | 1,038,624 |
| TRIANGLE PETROLEUM CORP | 204,136 | 204,136 |
| TUESDAY MORNING CORP | 357,176 | 357,176 |
| TULLOW OIL PLC | 1,024,027 | 1,024,027 |
| TURKIYE GARANTI BANKASI | 77,008 | 77,008 |
| TWIN DISC INC | 266,547 | 266,547 |
| UBS AG REG | 552,754 | 552,754 |
| UNICREDIT SPA | 876,815 | 876,815 |
| UNILEVER NV CVA | 298,111 | 298,111 |
| UNION DRILLING INC | 54,537 | 54,537 |
| UNITED FINANCIAL BANCORP INC | 956,459 | 956,459 |
| UNITED SPIRITS LTD | 973,517 | 973,517 |
| UNIVERSAL SECURITY INSTRUMNT | 189,542 | 189,542 |
| URBI DESARROLLOS URBANOS SAB | 164,740 | 164,740 |
| VALE SA PREF A | 57,148 | 57,148 |
| VALE SA SP PREF ADR | 593,680 | 593,680 |
| VALUEVISION MEDIA INC A | 433,755 | 433,755 |
| VELTI LTD | 838,736 | 838,736 |
| VEOLIA ENVIRONNEMENT | 1,066,366 | 1,066,366 |
| VERISIGN INC | 1,177,792 | 1,177,792 |
| VIENNA INSURANCE GROUP AG | 209,082 | 209,082 |
| VIEWPOINT FINANCIAL GROUP | 1,207,500 | 1,207,500 |
| VIRGIN MEDIA INC | 419,020 | 419,020 |
| VIRTUSA CORP | 278,565 | 278,565 |
| VITRAN CORP INC | 229,870 | 229,870 |
| VOCUS INC | 263,246 | 263,246 |
| VULCAN INTERNATIONAL CORP | 98,286 | 98,286 |
| WABASH NATIONAL CORP | 345,753 | 345,753 |
| WADDELL + REED FINANCIAL A | 1,303,148 | 1,303,148 |
| WARWICK VALLEY TELEPHONE CO | 731,487 | 731,487 |
| WASTE CONNECTIONS INC | 1,016,153 | 1,016,153 |
| WEB.COM GROUP INC | 317,856 | 317,856 |
| WESCO INTERNATIONAL INC | 1,003,370 | 1,003,370 |
| WESTFIELD FINANCIAL INC | 1,030,777 | 1,030,777 |
| WESTLAKE CHEMICAL CORP | 1,302,690 | 1,302,690 |
| WESTPORT INNOVATIONS INC | 963,202 | 963,202 |
| WHARF HOLDINGS LTD | 718,236 | 718,236 |
| WHITBREAD PLC | 687,093 | 687,093 |
| WINTEK CORP | 257,667 | 257,667 |
| WINTEK CORP SPON GDR 144A | 71,391 | 71,391 |
| WOLTERS KLUWER | 746,469 | 746,469 |
| WYNN MACAU LTD | 177,226 | 177,226 |
| YAHOO JAPAN CORP | 834,903 | 834,903 |
| YANDEX NV A | 163,346 | 163,346 |
| YAPI VE KREDI BANKASI | 70,345 | 70,345 |
| ZIPCAR INC | 30,615 | 30,615 |
| ZORAN CORP | 546,000 | 546,000 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| AFFINITY ASIA PACIFIC FUND III | 6,563,159 | 6,563,159 | |
| AMERICAN SECURITIES PARTNERS V | 16,490,684 | 16,490,684 | |
| AMERICAN SECURITIES PRTNRS IV | 8,361,639 | 8,361,639 | |
| ASIA OPPORTUNITY FUND II LP | 5,481,419 | 5,481,419 | |
| ASIA OPPORTUNITY FUND III | 1,556,597 | 1,556,597 | |
| AXIOM ASIA PRIVATE CAPITAL 1 | 15,956,192 | 15,956,192 | |
| AXIOM ASIA PRIVATE CAPITAL II | 3,731,739 | 3,731,739 | |
| BAIN CAPITAL ASIA FUND | 2,053,236 | 2,053,236 | |
| BAIN CAPITAL EUROPE FUND III | 2,523,810 | 2,523,810 | |
| BAIN CAPITAL FUND IX LP | 19,087,083 | 19,087,083 | |
| BAIN CAPITAL FUND VIII LP | 4,400,185 | 4,400,185 | |
| BAIN CAPITAL FUND X | 10,034,081 | 10,034,081 | |
| BAIN CAPITAL IX COINV FUND | 10,042,889 | 10,042,889 | |
| BERKSHIRE FUND VII LP | 10,127,658 | 10,127,658 | |
| BLACKSTONE CAPITAL PARTNERS | 23,399,210 | 23,399,210 | |
| BRAZOS EQUITY FUND II LP | 8,097,513 | 8,097,513 | |
| BRAZOS EQUITY FUND III | 4,879,899 | 4,879,899 | |
| CARLYLE PARTNERS IV, L.P. | 14,422,189 | 14,422,189 | |
| CARLYLE PARTNERS V L.P. | 9,908,119 | 9,908,119 | |
| CASTANEA PARTNERS FD II | 37,068 | 37,068 | |
| CASTANEA PARTNERS FUND III LP | 12,067,436 | 12,067,436 | |
| CENTRE CAPITAL INVESTORS | 1,347,443 | 1,347,443 | |
| CJP II INTERNATIONAL LP | 3,548,010 | 3,548,010 | |
| CLAYTON DUBILIER + RICE FD VII | 22,729,493 | 22,729,493 | |
| CLAYTON DUBILIER +RICE FD VIII | 6,380,313 | 6,380,313 | |
| CRESTVIEW PARTNERS II LP | 5,172,552 | 5,172,552 | |
| CROWN EURO BO 2 | 4,038,730 | 4,038,730 | |
| ENDEAVOUR CAPITAL FUND IV LP | 11,880,863 | 11,880,863 | |
| ENDEAVOUR CAPITAL FUND V LP | 5,873,016 | 5,873,016 | |
| FORTRESS INV FD IV CO INV | 8,749,886 | 8,749,886 | |
| FORTRESS INV FUND III | 10,672,834 | 10,672,834 | |
| FORTRESS INV IV (FUND A) | 13,285,364 | 13,285,364 | |
| FORTRESS INVESTMENT FD V LP | 15,335,687 | 15,335,687 | |
| FORTRESS INVESTMENT FUND III | 4,907,863 | 4,907,863 | |
| FORTRESS INVESTMENT FUND V | 5,861,738 | 5,861,738 | |
| FOURTH CINVEN FUND (NO1) | 30,482,700 | 30,482,700 | |
| GGC OPPORTUNITY FUND | 13,417,394 | 13,417,394 | |
| GILBERT GLOBAL EQ PARTNERS LP | 9,928,807 | 9,928,807 | |
| GOLDEN GATE CAPITAL MGMT II | 4,513,243 | 4,513,243 | |
| GREEN EQUITY INVESTORS V LP | 16,093,688 | 16,093,688 | |
| GSAMI CHINA FFUNS PLC | 5,000,000 | 5,000,000 | |
| HELLMAN + FRIEDMAN CAP PART IV | 15,326 | 15,326 | |
| HELLMAN + FRIEDMAN CAP PART V | 28,741,280 | 28,741,280 | |
| HFCP VI LP VCOC ESCROW | 30,803,053 | 30,803,053 | |
| HIG CAPITAL PARTNERS III | 3,186,046 | 3,186,046 | |
| HIG CAPITAL PARTNERS IV | 10,169,379 | 10,169,379 | |
| INDUSTRIAL GROWTH PARTNERS III | 12,402,317 | 12,402,317 | |
| JLL PARTNERS FUND V LP | 14,563,890 | 14,563,890 | |
| JLL PARTNERS FUND VI | 9,133,104 | 9,133,104 | |
| KOHLBERG INVESTORS IV LP | 7,526,794 | 7,526,794 | |
| LODH EURO CHOICE III | 6,944,740 | 6,944,740 | |
| LODH EURO CHOICE IV | 1,898,230 | 1,898,230 | |
| LOVELL MINNICK EQU PTNS | 3,927,392 | 3,927,392 | |
| NEWBRIDGE ASIA IV | 11,819,575 | 11,819,575 | |
| PRIVATE ADVISORS COINVESTMENT | 4,784,872 | 4,784,872 | |
| RIVERSIDE CAPITAL APPREC FUND | 11,402,853 | 11,402,853 | |
| SUN CAPITAL PARTNERS IV LLC | 16,230,477 | 16,230,477 | |
| THIRD CINVEN FUND NO5 | 8,633,720 | 8,633,720 | |
| THOMAS H LEE EQUITY FD V | 11,254,717 | 11,254,717 | |
| TPG ASIA V | 5,882,164 | 5,882,164 | |
| TRIDENT III LP | 9,270,462 | 9,270,462 | |
| TRIDENT IV | 9,592,483 | 9,592,483 | |
| TRIDENT V | 1,986,933 | 1,986,933 | |
| TSG4 MANAGEMENT LLC | 11,103,498 | 11,103,498 | |
| TSG5 MANAGEMENT LLC | 16,596,509 | 16,596,509 | |
| VS + A COMMUNICATIONS PARTNERS | 1,124,695 | 1,124,695 | |
| WELSH CARSON ANDERSON +STOWE X | 9,111,738 | 9,111,738 | |
| WELSH CARSON ANDERSON+STOWE IX | 2,880,927 | 2,880,927 | |
| WICKS COMMUNICATIONS + MEDIA | 6,932,327 | 6,932,327 | |
| BLACKROCK GLOBAL FIXED INCOME | 110,905 | 110,905 | |
| CONVEXITY CAPITAL OFFSHORE LP | 80,128,055 | 80,128,055 | |
| DFA EMERG MARKETS VALUE FD 95 | 130,832,250 | 130,832,250 | |
| DFA SMALL CAP VALUE SUBTRUST | 29,511,728 | 29,511,728 | |
| EMERGING MKTS GROWTH FD INC | 58,242,953 | 58,242,953 | |
| EMG FUND II | 487,724 | 487,724 | |
| GMO EMERGING MARKETS FUND II | 34,517,891 | 34,517,891 | |
| GMO FOREIGN FUND | 97,424,206 | 97,424,206 | |
| HARRIS ASSOC. INTERNATIONAL | 185,349,930 | 185,349,930 | |
| JPM US | 133,856,901 | 133,856,901 | |
| LONE CASCADE | 95,838,557 | 95,838,557 | |
| LONE DRAGON PINE | 10,287,364 | 10,287,364 | |
| US TOTAL MARKET INDX NL QP CTF | 95,673,546 | 95,673,546 | |
| VENROCK HEALTHCARE CAP PARTNER | 5,153,148 | 5,153,148 | |
| AG CAPITAL RECOVERY PTNRS V | 5,184,525 | 5,184,525 | |
| AG CAPITAL RECOVERY PTNRS VI | 37,692,164 | 37,692,164 | |
| ASHMORE GLOBAL SPECIAL SIT FD4 | 18,340,602 | 18,340,602 | |
| AVENUE ASIA SPL SIT FD III LP | 7,550,202 | 7,550,202 | |
| BENNETT RESTRUCTURING FUND | 21,445,073 | 21,445,073 | |
| BLACKSTONE DISTRESSED DEBT | 182,796 | 182,796 | |
| CERBERUS INSTITUTIONAL PRTNS | 55,490,504 | 55,490,504 | |
| CERBERUS PARTNERS LP | 28,467,969 | 28,467,969 | |
| CVI GVF HOLDING 2 LTD | 52,118,241 | 52,118,241 | |
| HIG BAYSIDE ADVISORS | 8,852,369 | 8,852,369 | |
| LAZARD EMERGING INCOME LTD | 25,516,110 | 25,516,110 | |
| LONE STAR FUND VI LP | 20,248,429 | 20,248,429 | |
| MERCED PARTNERS III LP | 14,180,609 | 14,180,609 | |
| OAKTREE LOAN FUND 2X | 10,037 | 10,037 | |
| OCM ASIA PRINCIPAL OPPORTUNITY | 3,167,274 | 3,167,274 | |
| OCM EUROPEAN PRINCIPAL OPPORTU | 9,179,308 | 9,179,308 | |
| OCM MEZZANINE FUND II | 14,561,375 | 14,561,375 | |
| OCM MEZZANINE FUND III, LP | 1,175,093 | 1,175,093 | |
| OCM OPPORTUNITIES FUND VI LP | 14,878,016 | 14,878,016 | |
| OCM OPPORTUNITIES VIIB | 25,979,337 | 25,979,337 | |
| OCM OPPORTUNITES FUND V LP | 2,455,482 | 2,455,482 | |
| OCM OPPORTUNITIES FUND VII LP | 11,805,465 | 11,805,465 | |
| OCM PRINCIPAL OPPORTUNITY IV | 21,924,756 | 21,924,756 | |
| REDWOOD OFFSHORE FUND LTD | 37,627,451 | 37,627,451 | |
| REGIMENT CAPITAL LTD | 15,222,805 | 15,222,805 | |
| REGIMENT CAPITAL SSF III | 2,850,973 | 2,850,973 | |
| REGIMENT CAPITAL SSF IV | 6,964,018 | 6,964,018 | |
| SILVER POINT CAPITAL LP | 47,880,765 | 47,880,765 | |
| SUN CAPITAL SECURITIES FUND | 3,045,864 | 3,045,864 | |
| TCW CRESCENT MEZZ PRTNRS III | 1,893,173 | 1,893,173 | |
| TCW CRESCENT MEZZANINE | 31,788,731 | 31,788,731 | |
| TCW CRESCENT MEZZANINE PARTNER | 13,267,129 | 13,267,129 | |
| THE PRIVATVARDE FUND LP | 15,034,592 | 15,034,592 | |
| THE VARDE FUND IX L P | 15,138,654 | 15,138,654 | |
| THE VARDE FUND VIII | 28,287,374 | 28,287,374 | |
| THE VARDE FUND X | 5,378,520 | 5,378,520 | |
| WHIPPOORWILL DIST OPP FUND LP | 574,089 | 574,089 | |
| ABRAMS CAPITAL PARTNERS II LP | 53,439,052 | 53,439,052 | |
| ADAGE | 224,107,584 | 224,107,584 | |
| ARCHVIEW CREDIT OPP OFF FD LTD | 15,189,362 | 15,189,362 | |
| ARROWGRASS INTL FUND LTD | 24,989,165 | 24,989,165 | |
| BAUPOST VALUE PRTNS IV | 36,912,834 | 36,912,834 | |
| BROOKSIDE CAYMAN LTD | 27,343,055 | 27,343,055 | |
| BROOKSIDE II CAYMAN LIMITED | 10,761,074 | 10,761,074 | |
| CF HIGH FIELDS CAP LTD | 85,507,218 | 85,507,218 | |
| CHILDRENS INVESTMENT FUND | 17,710,000 | 17,710,000 | |
| DAVIDSON KEMPNER INST PRTNR | 17,563,359 | 17,563,359 | |
| DE SHAW COMPOSITE INTL FUND | 28,365,432 | 28,365,432 | |
| ELLIOT INTERNATIONAL LTD | 80,563,575 | 80,563,575 | |
| ENDEAVOUR CAPITAL | 32,497,477 | 32,497,477 | |
| FARALLON CAPITAL INST PARTNERS | 40,634,656 | 40,634,656 | |
| FIR TREE INTERNATIONAL VALUES | 68,661,704 | 68,661,704 | |
| FIR TREE REAL ESTATE OPP FD II | 22,438,574 | 22,438,574 | |
| FIR TREE MORTGAGE OPPORTUNITY | 5,084,882 | 5,084,882 | |
| GLG EUROPEAN LONG SHORT FUND | 21,827,181 | 21,827,181 | |
| GREENLIGHT CAP OFFSHORE | 28,946,657 | 28,946,657 | |
| H.I.G. BRIGHTPOINT CAPITAL | 503,366 | 503,366 | |
| HANDY + HARMAN | 1,895,371 | 1,895,371 | |
| LONE PINON | 11,906,857 | 11,906,857 | |
| MEDITOR EUR HEDGE FUND(B)LTD | 24,910,529 | 24,910,529 | |
| OZ EUROPE OVERSEAS FUND LTD | 32,672,565 | 32,672,565 | |
| OZ OVERSEAS FUNDS LTD | 4,683,058 | 4,683,058 | |
| PERSHING SQUARE LP | 35,650,980 | 35,650,980 | |
| PROTEGE PARTNERS FUND LTD | 37,940,915 | 37,940,915 | |
| RIVA CAPITAL PARTNERS LP | 4,937,025 | 4,937,025 | |
| SAB OVERSEAS FUND LIMITED | 347,965 | 347,965 | |
| SATELLITE SPV LTD | 320,909 | 320,909 | |
| SENATOR SIDECAR OFFSHORE | 4,627,290 | 4,627,290 | |
| SHEPHERD | 13,311,719 | 13,311,719 | |
| SILVER POINT CAP C+I MGMT II | 7,031,256 | 7,031,256 | |
| SOWOOD ALPHA FUND LTD | 1,195,872 | 1,195,872 | |
| STARK ABS OPPORTUNITIES LTD | 25,515,640 | 25,515,640 | |
| THE RAPTOR PRIVATE HLDG CO | 5,456,668 | 5,456,668 | |
| VISION OPPORTUNITY CAP PTNR | 6,264,204 | 6,264,204 | |
| ADVISORY RESEARCH ENERGY FUND | 76,631,691 | 76,631,691 | |
| APOLLO EUROPEAN RE FD III | 15,562,900 | 15,562,900 | |
| ARA ASIA DRAGON LIMITED | 23,667,026 | 23,667,026 | |
| ARCLIGHT ENERGY PART FD IV LP | 21,203,882 | 21,203,882 | |
| ARCLIGHT ENERGY PARTNERS FD 3 | 21,908,067 | 21,908,067 | |
| ARCLIGHT ENERGY PARTNERS FD II | 5,713,924 | 5,713,924 | |
| BLACKROCK ENERGY OPP OFFSHORE | 20,973,982 | 20,973,982 | |
| BLACKROCK GLO ENERGY DYNAMIC | 53,442,436 | 53,442,436 | |
| BLACKSTONE RE PARTNER V | 26,333,872 | 26,333,872 | |
| BLACKSTONE REAL EST PARTNER VI | 26,528,626 | 26,528,626 | |
| BLACKSTONE REAL ESTATE | 3,544,715 | 3,544,715 | |
| BREP INTL II (ALBERTA) | 13,721,855 | 13,721,855 | |
| CADENT ENERGY PARTNERS II LP | 3,067,103 | 3,067,103 | |
| CAMCOR OIL SANDS OPP FUND IA | 9,234,010 | 9,234,010 | |
| CAPMARK COMMERCIAL REALTY | 8,147,464 | 8,147,464 | |
| CAPMARK INVESTMENT | 14,749,961 | 14,749,961 | |
| CAPMARK STRUCTURED REAL ESTATE | 5,194,700 | 5,194,700 | |
| CARLYLE EUROPE R.E.P. III, LP | 13,810,900 | 13,810,900 | |
| CARLYLE REALTY PARTNERS V | 15,272,533 | 15,272,533 | |
| CELERO ENERGY COMPANY | 5,078,637 | 5,078,637 | |
| CEREP II LP | 7,717,130 | 7,717,130 | |
| CIM FUND III LP | 16,511,401 | 16,511,401 | |
| COLONY INVESTORS VIII | 10,746,700 | 10,746,700 | |
| CPI CCP EU T SCOTS | 9,201,680 | 9,201,680 | |
| ENCAP ENERGY CAPITAL FD VIII | 500,280 | 500,280 | |
| FIA TIMBER PARTNERS | 23,043,141 | 23,043,141 | |
| FIVE MILE CAPITAL PTNRS II | 15,017,652 | 15,017,652 | |
| GUGGENHEIM STRUCT REAL ESTATE | 10,597,494 | 10,597,494 | |
| HAMPSHIRE PARTNERS FUND VIII | 1,084,199 | 1,084,199 | |
| HANCOCK TIMBERLAND VII | 21,060,547 | 21,060,547 | |
| INTERVALE CAPITAL FUND, L.P. | 37,852,557 | 37,852,557 | |
| KAYNE ANDERSON ENERGY FD IV QP | 20,701,767 | 20,701,767 | |
| KAYNE ANDERSON ENERGY FUND III | 12,707,250 | 12,707,250 | |
| KSL CAPITAL PARTNERS III | 1,887,158 | 1,887,158 | |
| KSL CAPITAL SUPPLEMENTAL II | 4,148,779 | 4,148,779 | |
| LA SALLE ASIA OPP FUND II | 11,742,851 | 11,742,851 | |
| LASALLE ASIA OPPNTY FNDIII LTD | 8,979,404 | 8,979,404 | |
| LASALLE JAPAN LOGISTICS II | 8,930,600 | 8,930,600 | |
| LIME ROCK PARTNERS IV | 3,149,801 | 3,149,801 | |
| LIME ROCK PARTNERS V L P | 12,251,814 | 12,251,814 | |
| LONE STAR REAL ESTATE FUND US | 21,601,340 | 21,601,340 | |
| LS POWER EQUITY | 17,681,129 | 17,681,129 | |
| LS POWER EQUITY PARTNERS PIE I | 13,956,447 | 13,956,447 | |
| M + R SPV LIBERTY LP | 5,278,331 | 5,278,331 | |
| MAP 2004 LP | 37,921,215 | 37,921,215 | |
| MERIT ENERGY PARTNERS | 1,953,808 | 1,953,808 | |
| MERIT ENERGY PARTNERS F I LP | 1,302,593 | 1,302,593 | |
| MERIT ENERGY PARTNERS G LP | 7,491,300 | 7,491,300 | |
| NATURAL GAS PARTNERS IX | 20,630,000 | 20,630,000 | |
| NATURAL GAS PARTNERS VIII LP | 27,091,000 | 27,091,000 | |
| NGP ENERGY TECH PARTNERS II | 7,621,418 | 7,621,418 | |
| NGP ENERGY TECHNOLOGY PARTNERS | 19,819,878 | 19,819,878 | |
| NGP MIDSTREAM + RESOURCES | 20,920,205 | 20,920,205 | |
| OAKTREE POWER OPP III | 2,381,427 | 2,381,427 | |
| OCH ZIFF RE PARALLEL II A | 1,076,480 | 1,076,480 | |
| OCH ZIFF REAL ESTATE | 15,807,357 | 15,807,357 | |
| OCM/GFI POWER OPP FD II | 6,089,721 | 6,089,721 | |
| PLA RETAIL FUND I | 27,372,200 | 27,372,200 | |
| REDWOOD GROVE INTERNATIONAL | 3,802,805 | 3,802,805 | |
| RIVERSTONE CARLYE GLOBAL | 22,234,938 | 22,234,938 | |
| ROCKLAND POWER PARTNERS | 2,829,852 | 2,829,852 | |
| STARWOOD HOSPITALITY FD II | 4,430,526 | 4,430,526 | |
| SUN APOLLO IND REAL EST FUND | 12,720,249 | 12,720,249 | |
| TROPHY PROPERTY DEVELOPMENT LP | 29,730,482 | 29,730,482 | |
| WELLINGTON MANAGEMENT INVESTOR | 67,764,633 | 67,764,633 | |
| WESTBROOK REAL EST FD VII LP | 15,261,586 | 15,261,586 | |
| WESTBROOK REAL ESTATE FD VIII | 10,153,421 | 10,153,421 | |
| WHITE DEER ENERGY | 5,178,353 | 5,178,353 | |
| ADVANCED TECH VENTURES VIII | 3,801,383 | 3,801,383 | |
| ADVANCED TECHNOLOGY VEN VII LP | 9,898,034 | 9,898,034 | |
| ALPHA RUSSIA + CIS SECOND LP | 2,810,549 | 2,810,549 | |
| CHARLES RIVER PARTNERS XIII LP | 12,364,527 | 12,364,527 | |
| CHARLES RIVER PARTNERSHIP XI | 74,616 | 74,616 | |
| CHARLES RIVER PARTNERSHIP XII | 4,660,651 | 4,660,651 | |
| CICC GROWTH CAPITAL FUND I LP | 4,286,986 | 4,286,986 | |
| CID GREATER CHINA VENT CAP FD | 7,822,695 | 7,822,695 | |
| CID GREATHER CHINA FUND III | 4,495,581 | 4,495,581 | |
| CPECHINA FUND LP | 2,963,743 | 2,963,743 | |
| DA VINCI CIS PRIVATE SECTOR FD | 2,115,257 | 2,115,257 | |
| FORMATIVE VENTURES EMERGING | 2,195,007 | 2,195,007 | |
| FRAZIER HEALTHCARE IV LP | 4,819,364 | 4,819,364 | |
| FRAZIER HEALTHCARE V L.P | 6,588,628 | 6,588,628 | |
| FRAZIER HEALTHCARE VI L.P. | 3,494,806 | 3,494,806 | |
| HIGHLAND CAPITAL PARTNERS VI | 11,826,176 | 11,826,176 | |
| IGNITION VENTURE PARTNERS II | 3,182,590 | 3,182,590 | |
| IGNITION VENTURE PARTNERS III | 8,027,004 | 8,027,004 | |
| IGNITION VENTURE PARTNERS IV | 4,547,938 | 4,547,938 | |
| INSIGHT VENTURE PARTNERS V | 7,514,960 | 7,514,960 | |
| INSIGHT VENTURE PARTNERS V | 8,117,657 | 8,117,657 | |
| INSIGHT VENTURE PARTNERS VI | 20,595,051 | 20,595,051 | |
| MAVERON EQUITY PARTNERS III LP | 4,204,787 | 4,204,787 | |
| MAVERON EQUITY PARTNERS IV LP | 8,113,120 | 8,113,120 | |
| MENLO VENTURES IX | 6,553,562 | 6,553,562 | |
| MENLO VENTURES X | 10,730,459 | 10,730,459 | |
| NORTHERN LIGHT VENTURE FD II | 6,757,700 | 6,757,700 | |
| SANDERLING VENTURE PARTNERS VI | 4,559,015 | 4,559,015 | |
| SANDERLING VENTURE PARTNERS VI | 6,201,577 | 6,201,577 | |
| SC CHINA CO INVESTMENT 2011 A | 1,000,000 | 1,000,000 | |
| SEQUOIA CAP GROWTH FD III LP | 12,078,468 | 12,078,468 | |
| SEQUOIA CAP INDIA GTH FD II LP | 3,201,729 | 3,201,729 | |
| SEQUOIA CAPITAL 2010 | 4,413,398 | 4,413,398 | |
| SEQUOIA CAPITAL CHINA GROWTH 1 | 5,700,959 | 5,700,959 | |
| SEQUOIA CAPITAL CHINA I | 4,655,945 | 4,655,945 | |
| SEQUOIA CAPITAL CHINA II LP | 5,020,048 | 5,020,048 | |
| SEQUOIA CAPITAL GROWTH FD IV | 5,948,471 | 5,948,471 | |
| SEQUOIA CAPITAL INDIA | 1,807,261 | 1,807,261 | |
| SEQUOIA CAPITAL INDIA III LP | 1,919,762 | 1,919,762 | |
| SEQUOIA CAPITAL ISRAEL III | 1,665,099 | 1,665,099 | |
| SEQUOIA CAPITAL ISRAEL IV | 528,150 | 528,150 | |
| SEQUOIA CAPITAL XI LP | 7,053,836 | 7,053,836 | |
| SEQUOIA CAPITAL XII LP | 2,658,362 | 2,658,362 | |
| SIGMA PARTNERS VII LP | 8,203,337 | 8,203,337 | |
| SIGMA PARTNERS VIII LP | 7,371,661 | 7,371,661 | |
| VENROCK ASSOC IV LP | 12,517,584 | 12,517,584 | |
| VENROCK ASSOCIATES III LP | 6,685,738 | 6,685,738 | |
| VENROCK ASSOCIATES V LP | 12,808,149 | 12,808,149 | |
| VENROCK ASSOCIATES VI | 253,968 | 253,968 | |
| ACE SECURITIES CORP. | 798,130 | 798,130 | |
| BNC MORTGAGE LOAN TRUST | 393,121 | 393,121 | |
| CITIGROUP MORTGAGE LOAN TRUST | 1,215,028 | 1,215,028 | |
| COUNTRYWIDE ASSET BACKED CERTI | 616,262 | 616,262 | |
| COUNTRYWIDE ASSET BACKED CERTI | 1,098,742 | 1,098,742 | |
| CREDIT BASED ASSET SERVICING A | 464,498 | 464,498 | |
| DT AUTO OWNER TRUST | 250,336 | 250,336 | |
| FHA 41 | 1,423,525 | 1,423,525 | |
| GLOBALDRIVE AUTO RECEIV 2008 B | 714,081 | 714,081 | |
| HOUSEHOLD HOME EQUITY LOAN TRU | 335,411 | 335,411 | |
| LONG BEACH MORTGAGE LOAN TRUST | 8,773 | 8,773 | |
| MERRILL LYNCH FIRST FRANKLIN M | 134,713 | 134,713 | |
| OPTION ONE MORTGAGE LOAN TRUST | 304,669 | 304,669 | |
| RAS LAFFAN LIQUEFIED NAT GAS | 245,403 | 245,403 | |
| SANTANDER DRIVE AUTO RECEIVABL | 189,871 | 189,871 | |
| SANTANDER DRIVE AUTO RECEIVABL | 205,393 | 205,393 | |
| SANTANDER DRIVE AUTO RECEIVABL | 299,730 | 299,730 | |
| SANTANDER DRIVE AUTO RECEIVABL | 1,254,113 | 1,254,113 | |
| SANTANDER DRIVE AUTO RECEIVABL | 1,278,027 | 1,278,027 | |
| SANTANDER DRIVE AUTO RECEIVABL | 1,279,927 | 1,279,927 | |
| SMALL BUSINESS ADMINISTRATION | 103,229 | 103,229 | |
| SMALL BUSINESS ADMINISTRATION | 296,541 | 296,541 | |
| SMALL BUSINESS ADMINISTRATION | 531,553 | 531,553 | |
| SMALL BUSINESS ADMINISTRATION | 601,230 | 601,230 | |
| SMALL BUSINESS ADMINISTRATION | 1,376,565 | 1,376,565 | |
| SOUNDVIEW HOME EQUITY LOAN TRU | 240,865 | 240,865 | |
| SOUNDVIEW HOME EQUITY LOAN TRU | 469,797 | 469,797 | |
| TURBF 2011 1 A | 1,382,386 | 1,382,386 | |
| WELLINGTON PUB CO PLC | 950,253 | 950,253 | |
| WMC MORTGAGE LOAN PASS THROUGH | 496,320 | 496,320 | |
| CANADA (HOUSING TRUST) | 936,540 | 936,540 | |
| CANADA (PROVINCE OF ONTARIO) | 308,736 | 308,736 | |
| CANADIAN GOVERNMENT | 1,570,880 | 1,570,880 | |
| CHINA (EXPORT IMPORT BANK) | 109,007 | 109,007 | |
| FEDERAL REPUBLIC OF BRAZIL | 3,582,653 | 3,582,653 | |
| FRANCE (SFEF) | 436,782 | 436,782 | |
| GERMANY (BUNDES REPUB) | 296,552 | 296,552 | |
| ITALY BUONI POLIENNALI DEL TES | 1,415,846 | 1,415,846 | |
| REPUBLIC OF PANAMA | 166,320 | 166,320 | |
| REPUBLIC OF POLAND | 599,572 | 599,572 | |
| REPUBLIC OF TURKEY | 459,000 | 459,000 | |
| SPAIN BONOS Y OBLIG DEL ESTADO | 914,471 | 914,471 | |
| UNITED MEXICAN STATES FIX/TERM | 434,930 | 434,930 |
| Category / Item | Cost / Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL SERVICES | 1,411,970 | 105,991 | 107,387 | 1,304,583 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| INTEREST & DIVIDENDS RECEIV. | 1,966,858 | 3,634,044 | 3,634,044 |
| RECEIVABLE ON INVESTMENT SALES | 48,266,699 | 106,058,226 | 106,058,226 |
| SECURITIES LENDING COLLATERAL | 0 | 23,807 | 23,807 |
| TRADE RECEIVABLES | 4,880,573 | 728,205 | 728,205 |
| EMPLOYEE RECEIVABLES | 57,813 | 84,922 | 84,922 |
| DEPOSITS ON FIXED ASSETS | 1,404 | 11,454 | 11,454 |
| PRE-PUBLICATION COSTS | 1,058,037 | 882,058 | 882,058 |
| FINE ART COLLECTION | 1,731,764,937 | 1,792,241,974 | 3,149,317,695 |
| RESEARCH LIBRARY | 191,526,591 | 197,787,238 | 400,525,446 |
| MISCELLANEOUS RECEIVABLES | 5,033 | 5,508,819 | 5,508,819 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CONTRACT SERVICES | 13,478,568 | 442,597 | 1,849,973 | 11,628,594 |
| OPERATING SUPPLIES | 12,358,191 | 10,109 | 5,805,116 | 6,553,075 |
| INSURANCE | 7,250,072 | 0 | 10,183 | 7,239,889 |
| REPAIRS AND MAINTENANCE | 6,608,633 | 12,272 | 173,283 | 6,435,350 |
| FURNITURE AND EQUIPMENT | 3,352,451 | 19,096 | 45,653 | 3,306,798 |
| RENTAL EXPENSE | 2,212,747 | 0 | 271,804 | 1,940,943 |
| FREIGHT AND POSTAGE | 1,923,766 | 1,426 | 65,085 | 1,858,681 |
| EMPLOYEE BUSINESS EXPENSE | 763,080 | 4,046 | 24,178 | 738,902 |
| BAD DEBT,BANK CHGS,SALES ADJ. | 342,073 | 0 | 114,198 | 227,875 |
| LIMITED PARTNERSHIP EXPENSES | 0 | 75,429,328 | 84,104,862 | 0 |
| FROM K-1 ANALYSIS | ||||
| ACCRUAL-TO CASH ADJUSTMENT | 0 | 0 | 0 | 2,676,805 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| Ticketed Performances | 303,162 | 303,162 | |
| Museum education classes | 78,820 | 78,820 | |
| Royalties | 189,511 | 189,511 | |
| Audioguide rental | 175,293 | 175,293 | |
| Educational Events | 147,769 | 147,769 | |
| Photo Sales | 137,183 | 137,183 | |
| Shared Exibition Costs | 86,990 | 86,990 | |
| Other Program Service Revenue | 232,932 | 232,932 | |
| COMPUTER EQUIPMENT | 109,076 | 109,076 | |
| Parking Fees | 6,451,647 | 6,451,647 | |
| Limited Partnership Income | 46,336,439 | 82,476,090 | 81,792,889 |
| Description | Amount |
|---|---|
| UNREALIZED GAIN ON INVESTMENTS | 658,223,023 |
| PENSION FUND ADJUSTMENT | 17,169,303 |
| UNREALIZED GAIN ON INTEREST RATE SWAP | 19,876,921 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT EXPENSE | 6,256,571 | 6,256,561 | 6,256,571 | |
| EMPLOYEE MEDICAL CONTRACT SRVS | 29,200 | 29,200 |
| Category | Gross Sales | Cost of Goods Sold | Net (Gross Sales Minus Cost of Goods Sold) |
|---|---|---|---|
| PUBLICATIONS OPERATIONS | 6,730,126 | 6,730,126 | |
| CAFE OPERATIONS | 9,558,949 | 9,558,949 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PARKING AND OTHER MISC. TAXES | 785,556 | 201 | 516,271 | 269,286 |
| SALES AND USE TAX | 157,950 | 0 | 157,950 | 0 |