Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2010
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2010 and ending 06-30-2011
BCheck if applicable:
CName of organization
Vanderbilt University
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
PMB 406310 2301 VANDERBILT PLACE
 
Room/suite
City or town, state or country, and ZIP + 4
NASHVILLE, TN372406310
D Employer identification number

62-0476822
E Telephone number

G Gross receipts $ 6,276,054,595
F Name and address of principal officer:
Nicholas S Zeppos
211 Kirkland 2201 West End
NASHVILLE,TN37240
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.VANDERBILT.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1873
M State of legal domicile: TN
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: SEE SCHEDULE O.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) .... 3 38
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 26
5 Total number of individuals employed in calendar year 2010 (Part V, line 2a) ... 5 34,827
6 Total number of volunteers (estimate if necessary) .... 6 8,463
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a -2,344,347
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b -14,118,327
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 465,045,250 504,015,836
9 Program service revenue (Part VIII, line 2g) ......... 2,945,536,185 3,131,309,587
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 16,201,169 152,437,271
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 43,053,576 39,720,509
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 3,469,836,180 3,827,483,203
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 311,419,545 341,699,210
14 Benefits paid to or for members (Part IX, column (A), line 4) .... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,935,159,142 2,039,891,978
16a Professional fundraising fees (Part IX, column (A), line 11e).... 460,291 424,701
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet32,503,523    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 1,204,640,852 1,271,372,553
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 3,451,679,830 3,653,388,442
19 Revenue less expenses. Subtract line 18 from line 12...... 18,156,350 174,094,761
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............ 6,869,283,572 7,390,983,841
21 Total liabilities (Part X, line 26)............ 2,573,741,218 2,319,162,289
22 Net assets or fund balances. Subtract line 21 from line 20 ..... 4,295,542,354 5,071,821,552
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid Preparer's Use Only Preparer's
signatureBig Right Arrow 		Date
right pointing bullet image Preparer’s taxpayer identification number
(see instructions)
Firm’s name (or yours
if self-employed),
address, and ZIP + 4Big Right Arrow




 		EIN right pointing bullet image
Phone no. right pointing bullet image
May the IRS discuss this return with the preparer shown above? (see instructions) .........
For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2010)
Form 990 (2010)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III . . . . . . . . . .
1
Briefly describe the organization’s mission: SEE SCHEDULE O.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the exempt purpose achievements for each of the organization’s three largest program services by expenses.
Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 657,836,047 including grants of $ 267,341,984 ) (Revenue $ 437,381,717 )
See Schedule O - Education
4b (Code:   ) (Expenses $ 441,064,130 including grants of $ 64,152,433 ) (Revenue $ 197,167,650 )
See Schedule O - Academic and Scientific Research
4c (Code:   ) (Expenses $ 2,088,800,988 including grants of $ 10,204,793 ) (Revenue $ 2,380,192,399 )
See Schedule O - Patient Care
4d Other program services. (Describe in Schedule O.)
(Expenses $ 226,931,638 including grants of $   ) (Revenue $ 146,513,899 )
4e Total program service expensesMediumBullet$ 3,414,632,803
Form 990 (2010)
Form 990 (2010)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? ........
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part IIClick to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III........................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete
Schedule D, Part IClick to see attachment.......................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in term, permanent,or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, and program service activities outside the United States? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
Form 990 (2010)
Form 990 (2010)
Page 4
Part IV
Checklist of Required Schedules (continued)
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H..... Click to see attachment
20a
Yes
 
b
Did the organization attach its audited financial statement to this return? Note: All Form 990 filers that operate one or more hospitals must attach audited financial statements. ..... Click to see list of attachments
20b
Yes
 
21
Did the organization report more than $5,000 of grants and other assistance to governments and organizations in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see attachment
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II........................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor, or a grant selection committee member, or to a person related to such an individual? If “Yes,” complete Schedule L, Part III............... Click to see attachment
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I........................... Click to see attachment
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35
Is any related organization a controlled entity within the meaning of section 512(b)(13)? .....
35
Yes
 
a
Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2010)
Form 990 (2010)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V . . . . . . . . . .
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
21,287
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
 
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
34,827
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
 
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2010)
Form 990 (2010)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI . . . . . . . . . .
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year ..............
1a
38
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
26
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? ..
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Does the organization have members or stockholders? ................
6
 
No
7a
Does the organization have members, stockholders, or other persons who may elect one or more members of the governing body? .........................
7a
 
No
b
Are any decisions of the governing body subject to approval by members, stockholders, or other persons? ..
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Does the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” does the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with those of the organization? ....
10b
 
 
11a
Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Does the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ...........................
12b
Yes
 
c
Does the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this is done ....................
12c
Yes
 
13
Does the organization have a written whistleblower policy? ...............
13
Yes
 
14
Does the organization have a written document retention and destruction policy? .........
14
 
No
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line a or b, describe the process in Schedule O. (See instructions.)
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you make these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial statements available to the public.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
KEVIN R WALKER
110 21ST AVENUE SOUTH STE 900
NASHVILLE,TN37203
(615) 343-6601
Form 990 (2010)
Form 990 (2010)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII . . . . . . . . . .
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (check all that apply) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) Michael L Ainslie
Trustee
 1.0 X           0 0 0
(2) JOHN D ARNOLD
TRUSTEE
 1.0 X           0 0 0
(3) William W Bain Jr
Secretary
 1.0 X           0 0 0
(4) Lee M Bass
Trustee
 1.0 X           0 0 0
(5) Elizabeth S Bennett
Trustee
 1.0 X           0 0 0
(6) Darryl D Berger
VICE-CHAIRMAN
 1.0 X           0 0 0
(7) Camilla Dietz Bergeron
Trustee
 1.0 X           0 0 0
(8) Dennis C Bottorff
VICE-CHAIRMAN
 1.0 X           0 0 0
(9) BILL RAY CALDWELL
TRUSTEE
 1.0 X           0 0 0
(10) Sheryll D Cashin
Trustee
 1.0 X           0 0 0
(11) Cecil D Conlee
Trustee
 1.0 X           0 0 0
(12) Mark F Dalton
Trustee
 1.0 X           0 0 0
(13) Claiborne P Deming
Trustee
 1.0 X           0 0 0
(14) Bruce R Evans
Trustee
 1.0 X           0 0 0
(15) William W Featheringill
Trustee
 1.0 X           0 0 0
(16) Karen T Fesmire
Trustee
 1.0 X           0 0 0
(17) Joanne F Hayes
Trustee
 1.0 X           0 0 0
Form 990 (2010)
Form 990 (2010)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (check all that apply) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) John R Ingram
Trustee
 1.0 X           0 0 0
(19) Martha R Ingram
Chairman
 1.0 X           0 0 0
(20) Orrin H Ingram
Trustee
 1.0 X           0 0 0
(21) Edith Carell Johnson
Trustee
 1.0 X           0 0 0
(22) J Hicks Lanier
Trustee
 1.0 X           0 0 0
(23) Jackson W Moore
Trustee
 1.0 X           0 0 0
(24) Nancy Perot Mulford
Trustee
 1.0 X           0 0 0
(25) Ayo Ositelu
Trustee
 1.0 X           0 0 0
(26) COURTNEY C PASTRICK
TRUSTEE
 1.0 X           0 0 0
(27) H ROSS PEROT JR
TRUSTEE
 1.0 X           0 0 0
(28) Frederick B Rentschler
Trustee
 1.0 X           0 0 0
(29) Joe L Roby
Trustee
 1.0 X           0 0 0
(30) Eugene B Shanks Jr
Trustee
 1.0 X           0 0 0
(31) Richard H Sinkfield
Trustee
 1.0 X           0 0 0
(32) WYATT SMITH
TRUSTEE
 1.0 X           0 0 0
(33) Cal Turner
Trustee
 1.0 X           0 0 0
(34) Levi Watkins Jr MD
Trustee
 1.0 X           0 0 0
(35) Andrew M Wilson
Trustee
 1.0 X           0 0 0
(36) J Lawrence Wilson
Trustee
 1.0 X           0 0 0
(37) Rebecca Webb Wilson
Trustee
 1.0 X           0 0 0
(38) William M Wilson
Trustee
 1.0 X           0 0 0
(39) Nicholas S Zeppos JD
See Schedule O
 40.0 X   X       2,002,873 0 225,476
(40) Jeffrey R Balser MD PhD
See Schedule O
 40.0     X       1,221,216 0 258,545
(41) Jerry G Fife BS
See Schedule O
 40.0     X       452,052 0 31,755
(42) Beth A Fortune MA
See Schedule O
 40.0     X       354,147 0 20,013
(43) Richard C McCarty MS PhD
See Schedule O
 40.0     X       686,891 0 230,083
(44) Susie S Stalcup BA
See Schedule O
 40.0     X       547,820 0 26,965
(45) Brett C Sweet MBA
See Schedule O
 40.0     X       754,461 0 29,445
(46) David Williams II MA MBA JD LLM
See Schedule O
 40.0     X       3,002,964 0 236,714
(47) Matthew W Wright MBA
See Schedule O
 40.0     X       752,006 0 116,530
(48) Kevin B Churchwell MD
See Schedule O
 40.0       X     2,552,346 0 30,682
(49) CHARLES L GREGORY
SEE SCHEDULE O
 40.0       X     466,784 0 34,503
(50) Larry M Goldberg MHA
See Schedule O
 40.0       X     807,891 0 34,963
(51) John F Manning Jr PhD MBA
See Schedule O
 40.0       X     519,184 0 128,819
(52) Charles W Pinson MD MBA
See Schedule O
 40.0       X     1,114,286 0 200,655
(53) Robert A Johnson MA
See Schedule O
 40.0         X   1,573,000 0 18,892
(54) JOHN W KLEKAMP MD
SEE SCHEDULE O
 40.0         X   1,213,383 0 29,029
(55) Kevin E Stallings MS
See Schedule O
 40.0         X   1,897,557 0 158,852
(56) PAUL A THOMAS MD
SEE SCHEDULE O
 40.0         X   2,140,087 0 26,252
(57) RANDALL S THOMAS BA JD PhD
SEE SCHEDULE O
 40.0         X   1,249,699 0 194,705
(58) Harry R Jacobson MD
See Schedule O
 40.0           X 6,542,783 0 17,533
(59) Betty L Price MBA CPA
See Schedule O
 40.0           X 447,129 0 22,564
(60) Martin P Sandler MD
See Schedule O
 40.0           X 840,116 0 20,860
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 31,138,675 0 2,093,835
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportable compensation from the organizationMediumBullet2,777
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
RC MATHEWS CONTRACTOR
300 BROADWAY
NASHVILLE,TN37201 		CONSTRUCTION 9,345,080
BALFOUR BEATTY CONSTRUCTION
535 MARRIOTT DR STE 625
NASHVILLE,TN37214 		CONSTRUCTION 9,135,034
ORION BUILDING CORPORATION
9025 OVERLOOK BLVD STE 100
BRENTWOOD,TN37027 		CONSTRUCTION 6,769,418
TURNER UNIVERSAL CONSTRUCTION COMPA
5300 VIRGINA WAY STE 200
BRENTWOOD,TN37027 		CONSTRUCTION 4,725,130
LEWIS COMMUNICATIONS INC
30 BURTON HILLS 207
NASHVILLE,TN37215 		ADVERTISING SVCS 4,684,371
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization MediumBullet237
Form 990 (2010)
Form 990 (2010)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, gifts, grants and other similar amounts 1a Federated campaigns..1a 0
b Membership dues....1b 0
c Fundraising events....1c 533,472
d Related organizations...1d 0
e Government grants (contributions)1e 375,304,754
f All other contributions, gifts, grants, and
similar amounts not included above1f 		128,177,610
g Noncash contributions included in lines 1a-1f:$ 16,698,523
h Total. Add lines 1a-1f.......MediumBullet 504,015,836
Program Service Revenue Business Code
2a HEALTH CARE SERVICES 900,099 2,380,192,399 2,371,042,198 9,150,201 0
b TUITION AND FEES 900,099 437,381,717 437,381,717 0 0
c RESEARCH & OTHER CONTRACTS 900,099 194,187,710 194,187,710 0 0
d ROOM, BOARD & AUXILIARY 900,099 116,567,821 115,544,987 1,022,834 0
e OTHER 900,099 2,979,940 2,979,940 0 0
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 3,131,309,587
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 99,669,047 0 -12,762,209 112,431,256
4 Income from investment of tax-exempt bond proceeds..MediumBullet 211 0 0 211
5 Royalties............MediumBullet 6,500,630 0 0 6,500,630
(i) Real (ii) Personal
6a Gross Rents 4,675,106  
b Less: rental expenses 1,435,035  
c Rental income or (loss) 3,240,071  
d Net rental income or (loss).......MediumBullet 3,240,071 0 0 3,240,071
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 2,499,503,278  
b Less: cost or other basis and sales expenses 2,446,735,265  
c Gain or (loss) 52,768,013  
d Net gain or (loss)..........MediumBullet 52,768,013 0 0 52,768,013
8a Gross income from fundraising events (not including
$ 533,472
of contributions reported on line 1c). See Part IV, line 18 ...
a 434,822
b Less: direct expenses ...b 401,092
c Net income or (loss) from fundraising events..MediumBullet 33,730 0 33,730
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0 0 0 0
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0 0 0 0
Miscellaneous Revenue Business Code
11a OTHER 900,099 29,946,078 29,701,251 244,827 0
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 29,946,078
12 Total revenue. See Instructions....MediumBullet 3,827,483,203 3,150,837,803 -2,344,347 174,973,911
Form 990 (2010)
Form 990 (2010)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the U.S. See Part IV, line 21 56,980,391 56,980,391
2 Grants and other assistance to individuals in the U.S. See Part IV, line 22 267,341,985 267,341,985
3 Grants and other assistance to governments, organizations, and individuals outside the U.S. See Part IV, lines 15 and 16 17,376,834 17,376,834
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 13,247,272 2,375,578 9,570,719 1,300,975
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 1,802,525 1,680,825 121,700 0
7 Other salaries and wages 1,642,348,422 1,520,850,112 103,732,481 17,765,829
8 Pension plan contributions (include section 401(k) and section 403(b) employer contributions) .... 80,191,183 74,258,767 5,064,961 867,455
9 Other employee benefits ....... 196,782,281 179,105,838 15,444,450 2,231,993
10 Payroll taxes ........... 105,520,295 97,714,072 6,664,775 1,141,448
11 Fees for services (non-employees):        
a Management ...... 2,962,727 1,519,092 1,443,635 0
b Legal ......... 4,046,456   4,046,456  
c Accounting ........... 650,063   650,063  
d Lobbying ........... 0      
e Professional fundraising. See Part IV, line 17.. 424,701 424,701
f Investment management fees ...... 10,748,103   10,748,103  
g Other .......... 77,069,055 71,482,019 5,099,558 487,478
12 Advertising and promotion .... 18,386,218 15,804,739 2,358,812 222,667
13 Office expenses ....... 425,627,051 422,315,254 1,198,332 2,113,465
14 Information technology ...... 39,840,221 34,732,361 4,783,557 324,303
15 Royalties .. 471,812 471,812 0 0
16 Occupancy ........... 191,830,614 172,185,881 17,960,233 1,684,500
17 Travel ............ 31,172,667 28,711,353 1,411,267 1,050,047
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0 0 0 0
19 Conferences, conventions, and meetings .... 13,713,523 12,654,232 906,381 152,910
20 Interest ........... 73,767,798 73,205,816 561,982 0
21 Payments to affiliates ....... 0 0 0 0
22 Depreciation, depletion, and amortization ..... 171,639,594 160,422,632 9,689,917 1,527,045
23 Insurance .............. 28,264,213 28,171,767 91,209 1,237
24 Other expenses. Itemize expenses not covered above. (Expenses grouped together and labeled miscellaneous may not exceed 5% of total expenses shown on line 25 below.)
a BAD DEBTS 134,020,251 134,020,251 0 0
b OTHER PROGRAMS 20,744,431 16,038,077 3,499,980 1,206,374
c OTHER LIBRARY 13,299,959 13,299,959 0 0
d OTHER MEDICAL 3,603,493 3,600,193 3,300 0
e OTHER 9,514,304 8,312,963 1,200,245 1,096
f All other expenses        
25 Total functional expenses. Add lines 1 through 24f 3,653,388,442 3,414,632,803 206,252,116 32,503,523
26 Joint costs. Check here MediumBullet if following
SOP 98-2 (ASC 958-720). Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation 		       
Form 990 (2010)
Form 990 (2010)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 7,425,723 1 4,643,405
2 Savings and temporary cash investments ....... 951,731,189 2 1,115,209,381
3 Pledges and grants receivable, net ......... 123,476,714 3 129,791,695
4 Accounts receivable, net ......... 359,275,499 4 380,243,681
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 0 5 0
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L .......... 0 6 0
7 Notes and loans receivable, net ............. 7,622,245 7 22,356,402
8 Inventories for sale or use .............. 39,791,958 8 37,824,091
9 Prepaid expenses and deferred charges ............ 37,176,668 9 36,543,511
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 3,478,599,857
b Less: accumulated depreciation. ..... 10b 1,750,201,437 1,807,284,391 10c 1,728,398,420
11 Investments—publicly traded securities .......... 925,666,177 11 884,494,944
12 Investments—other securities. See Part IV, line 11 ...... 2,541,610,942 12 3,002,011,814
13 Investments—program-related. See Part IV, line 11 .. 54,955,484 13 43,908,265
14 Intangible assets .........   14  
15 Other assets. See Part IV, line 11 ........... 13,266,582 15 5,558,232
16 Total assets. Add lines 1 through 15 (must equal line 34)... 6,869,283,572 16 7,390,983,841
Liabilities 17 Accounts payable and accrued expenses . 468,549,537 17 452,189,168
18 Grants payable .......... 9,579,413 18 770,019
19 Deferred revenue .......... 124,650,297 19 121,882,722
20 Tax-exempt bond liabilities .......... 1,129,288,140 20 1,074,828,270
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 1,924,826 21 661,978
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties .. 378,093,932 23 368,564,715
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities. Complete Part X of Schedule D..... 461,655,073 25 300,265,417
26 Total liabilities. Add lines 17 through 25..... 2,573,741,218 26 2,319,162,289
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 2,241,335,388 27 2,783,948,528
28 Temporarily restricted net assets ..... 1,108,023,759 28 1,262,271,228
29 Permanently restricted net assets ..... 946,183,207 29 1,025,601,796
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 4,295,542,354 33 5,071,821,552
34 Total liabilities and net assets/fund balances ..... 6,869,283,572 34 7,390,983,841
Form 990 (2010)
Form 990 (2010)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI . . . . . . . . . .
1
Total revenue (must equal Part VIII, column (A), line 12) . . .
1
3,827,483,203
2
Total expenses (must equal Part IX, column (A), line 25) . . . . .
2
3,653,388,442
3
Revenue less expenses. Subtract line 2 from line 1 . . . .
3
174,094,761
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . .
4
4,295,542,354
5
Other changes in net assets or fund balances (explain in Schedule O) . . . .
5
602,184,437
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) . . . . . .
6
5,071,821,552
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII . . . . . . . . . .
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?..
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O............................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2010)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
Vanderbilt University
 
Employer identification number

62-0476822
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
If the organization answered “Yes,” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes,” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes,” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35a (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Vanderbilt University
 
Employer identification number

62-0476822
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization's direct and indirect political campaign activities on behalf of or in opposition to candidates for public office in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$ 0
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$ 0
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt funtion activities ....................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2010

Schedule C (Form 990 or 990-EZ) 2010
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
Organization's
Totals 		(b) Affiliated Group
Totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 101,442  
c Total lobbying expenditures (add lines 1a and 1b) ................... 101,442  
d Other exempt purpose expenditures ........................ 3,642,963,665  
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 3,643,065,107  
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000  
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000  
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) Total
             
2a Lobbying non-taxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		        6,000,000
             
c Total lobbying expenditures 195,128 148,333 190,997 101,442 635,900
             
d Grassroots non-taxable amount 250,000 250,000 250,000 250,000 1,000,000
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		         1,500,000
             
f Grassroots lobbying expenditures 0 0 0   0
Schedule C (Form 990 or 990-EZ) 2010


Schedule C (Form 990 or 990-EZ) 2010
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? If "Yes," describe in Part IV ..........................
 
 
 
j
Total. lines 1c through 1i ...................................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carryover lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) if BOTH Part III-A, lines 1 and 2 are answered “No” OR if Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) non-deductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; and Part ll-B, line 1i.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2010

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Vanderbilt University
 
Employer identification number

62-0476822
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .......    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) ...    
4 Aggregate value at end of year .......    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds may be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit. ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a–2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06 ........ 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the taxable year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116, not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116, to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 7,000
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 3,782,953
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $ 0
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $ 0
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
EDUCATION
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 3,007,607,383 2,833,614,014 3,495,439,084
b Contributions ........ 117,059,853 87,532,312 67,443,992
c Investment earnings or losses ... 408,026,551 246,815,111 -570,114,222
d Grants or scholarships ..... 30,779,321 37,168,980 39,605,307
e Other expenditures for facilities
and programs ........ 		121,479,173 115,903,768 113,111,628
f Administrative expenses .... 5,282,665 7,281,306 6,437,905
g End of year balance ...... 3,375,152,628 3,007,607,383 2,833,614,014
2
Provide the estimated percentage of the year end balance held as:
a
Board designated or quasi-endowment: SchDMd Bullet31.160 %
b
Permanent endowment: SchDMd Bullet68.840 %
c
Term endowment: SchDMd Bullet0 %
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Investments—Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of investment (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   56,473,120 56,473,120
b Buildings ................   2,501,376,651 1,160,762,446 1,340,614,205
c Leasehold improvements ............   62,972,113 8,684,698 54,287,415
d Equipment ................   826,170,122 580,754,293 245,415,829
e Other .................   31,607,851 0 31,607,851
Total. Add lines 1a-1e. (Column (d) should equal Form 990, Part X, column (B), line 10(c).)........SchDMdBullet 1,728,398,420
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) LIMITED PARTNERSHIPS 		2,609,607,585 F

(B) INT IN TRUSTS HELD BY OTHERS 		39,361,997 F

(C) OTHER INVESTMENTS & SECURITIES 		146,456,404 F

(D) CLOSELY-HELD EQUITY INTERESTS 		7,337,165 C

(E) INV ALLOCABLE TO MINORITY INT 		199,248,663 F




Total. (Column (b) should equal Form 990, Part X, col.(B) line 12.)Small Bullet 3,002,011,814
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Amount
Federal Income Taxes 80,246
ACTUARIAL LIAB-ANNUITIES PAYAB 32,775,464
GOV ADV FOR STUDENT LOANS 21,035,692
ACTUARIAL LIAB-SELF INSURANCE 111,347,984
FV OF INT RATE EXCHG AGREEMENT 135,026,031





Total. (Column (b) should equal Form 990, Part X, col.(B) line 25.)Small Bullet 300,265,417
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1  
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2  
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3  
4 Net unrealized gains (losses) on investments .......................... 4  
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV) ................................. 8  
9 Total adjustments (net). Add lines 4 - 8 ............................. 9  
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10  
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV): ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIV): ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total Revenue. Add lines 3 and 4c. (This should equal Form 990, Part I, line 12.) ...... 5  
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV): ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIV): ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This should equal Form 990, Part I, line 18.) ...... 5  
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
DESCRIPTION OF COLLECTIONS OF ART FORM 990, SCHEDULE D, PART III, LINE 4 VANDERBILT UNIVERSITY MAINTAINS VARIOUS COLLECTIONS OF ART, HISTORICAL TREASURES, AND OTHER SIMILAR ASSETS IN DEPARTMENTS ACROSS THE UNIVERSITY. SUCH COLLECTIONS INCLUDE, BUT ARE NOT LIMITED TO, HISTORICAL DRAWINGS; HISTORICAL SCIENTIFIC INSTRUMENTS; HISTORICAL FURNITURE; PAINTINGS; PHOTOGRAPHY; BOOK COLLECTIONS; AND OTHER SIMILAR ITEMS AND ARTIFACTS. ALL SUCH COLLECTIONS FURTHER VANDERBILT'S EXEMPT PURPOSE BY PROVIDING HISTORICAL MATERIALS FOR STUDENTS AND RESEARCHERS, AND BY PROVIDING CULTURAL, HISTORICAL, AND EDUCATIONAL OPPORTUNITIES TO VANDERBILT UNIVERSITY STUDENTS AND THE COMMUNITY AT LARGE THROUGH EXHIBITS, DISPLAYS, AND LOAN OR EXCHANGE PROGRAMS. Form 990, Schedule D, Part III, Line 5 Solicitation of art, historical treasures, or other similar assets to be sold Vanderbilt University solicited works of art to be sold at fundraising events in silent auctions. The fair market value of these items can range in value, and in FY11 the fair market value of these items did not meet the thresholds required for Form 8282 to be filed.
EXPLANATION OF ESCROW AND CUSTODIAL ARRANGEMENTS FORM 990, SCHEDULE D, PART IV, LINE 2B AGENCY FUNDS ARE HELD BY VANDERBILT UNIVERSITY, WHICH SERVES AS A CUSTODIAN OR FISCAL AGENT FOR STUDENTS, STUDENT GROUPS, FACULTY, STAFF MEMBERS, AND OTHER UNIVERSITY RELATED ORGANIZATIONS.
INTENDED USE OF ENDOWMENT FUNDS FORM 990, SCHEDULE D, PART V, LINE 4 VANDERBILT UNIVERSITY'S ENDOWMENT FUNDS, AS RELATED TO PART V, ARE INTENDED TO BE USED FOR SCHOLARSHIPS, FELLOWSHIPS, ENDOWED ACADEMIC CHAIR SUPPORT, CAPITAL AND OPERATIONAL SUPPORT.
Schedule D (Form 990) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,
or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Vanderbilt University
 
Employer identification number

62-0476822
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ............
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2010
Schedule E (Form 990 or 990EZ) 2010
Page 2
Part II
Supplemental Information
Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
NONDISCRIMINATION POLICY FORM 990, SCHEDULE E, QUESTION 3 VANDERBILT UNIVERSITY'S NONDISCRIMINATION POLICY IS WIDELY DISSEMINATED THROUGH VARIOUS UNIVERSITY-RELATED WEBSITES, ONLINE APPLICATION PORTALS, ORIENTATION SESSIONS, AND PUBLICATION IN CATALOGS, APPLICATION MATERIALS, AND HANDBOOKS. A SUMMARY OF VANDERBILT UNIVERSITY'S NONDISCRIMINATION POLICY IS AS FOLLOWS: IN COMPLIANCE WITH FEDERAL LAW, INCLUDING THE PROVISIONS OF TITLE VII OF THE CIVIL RIGHTS ACT OF 1964, TITLE IX OF THE EDUCATION AMENDMENTS OF 1972, SECTIONS 503 AND 504 OF THE REHABILITATION ACT OF 1973, THE AMERICANS WITH DISABILITIES ACT (ADA) OF 1990, THE ADA AMENDMENTS ACT OF 2008, EXECUTIVE ORDER 11246, AND THE UNIFORMED SERVICES EMPLOYMENT AND REEMPLOYMENT RIGHTS ACT, AS AMENDED, AND THE GENETIC INFORMATION NONDISCRIMINATION ACT OF 2008, VANDERBILT UNIVERSITY DOES NOT DISCRIMINATE AGAINST INDIVIDUALS ON THE BASIS OF THEIR RACE, SEX, RELIGION, COLOR, NATIONAL OR ETHNIC ORIGIN, AGE, DISABILITY, OR MILITARY SERVICE, OR GENETIC INFORMATION IN ITS ADMINISTRATION OF EDUCATIONAL POLICIES, PROGRAMS, OR ACTIVITIES; ADMISSIONS POLICIES; SCHOLARSHIP AND LOAN PROGRAMS; ATHLETIC OR OTHER UNIVERSITY-ADMINISTERED PROGRAMS; OR EMPLOYMENT. IN ADDITION, THE UNIVERSITY DOES NOT DISCRIMINATE AGAINST INDIVIDUALS ON THE BASIS OF THEIR SEXUAL ORIENTATION, GENDER IDENTITY, OR GENDER EXPRESSION CONSISTENT WITH THE UNIVERSITY'S NONDISCRIMINATION POLICY. FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENTAL AGENCY FORM 990, SCHEDULE E, QUESTION 6A VANDERBILT UNIVERSITY PARTICIPATES IN THE FOLLOWING PROGRAMS: FEDERAL PELL GRANTS, FEDERAL ACADEMIC COMPETITIVENESS GRANTS (ACG), FEDERAL NATIONAL SCIENCE AND MATHEMATICS ACCESS TO RETAIN TALENT GRANTS (NATIONAL SMART GRANTS), FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS (FSEOG), FEDERAL DIRECT STAFFORD SUBSIDIZED/UNSUBSIDIZED LOANS, FEDERAL PERKINS LOANS, FEDERAL DIRECT GRADUATE PLUS LOANS, FEDERAL DIRECT PARENT LOAN FOR UNDERGRADUATE STUDENTS (PLUS LOANS), FEDERAL WORK STUDY PROGRAM, TENNESSEE STUDENT ASSISTANCE AWARDS, AND THE TENNESSEE EDUCATION LOTTERY SCHOLARSHIP PROGRAM. VANDERBILT UNIVERSITY ALSO RECEIVES VARIOUS FEDERAL AND STATE GRANTS AND CONTRACTS FOR ACADEMIC AND SCIENTIFIC RESEARCH.
Schedule E (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE F
(Form 990)

Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,
Part IV, line 14b, 15, or 16.
Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Vanderbilt University
 
Employer identification number

62-0476822
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside the
United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
East Asia and the Pacific 0 0 Fundraising N/A 16,929
Middle East and North Africa 0 0 Fundraising N/A 2,003
Central America and the Caribbean 0 23 Grantmaking N/A 866,270
East Asia and the Pacific 0 1 Grantmaking N/A 1,224,446
Europe (Including Iceland and Greenland) 0 2 Grantmaking N/A 2,154,011
Middle East and North Africa 0 1 Grantmaking N/A 206,768
North America 0 5 Grantmaking N/A 460,745
South America 0 30 Grantmaking N/A 1,568,626
South Asia 0 0 Grantmaking N/A 166,301
Sub-Saharan Africa 0 0 Grantmaking N/A 10,729,667
Central America and the Caribbean 0 0 Investments N/A 939,977,518
East Asia and the Pacific 0 0 Investments N/A 57,119,441
Europe (Including Iceland and Greenland) 0 0 Investments N/A 189,061,411
North America 0 0 Investments N/A 15,672,549
South America 0 0 Investments N/A 55,839,921
South Asia 0 0 Investments N/A 30,274,988
Sub-Saharan Africa 0 0 Investments N/A 10,334,465
Central America and the Caribbean 0 17 Program Services EDUC/RSCH/HCARE/PUBSVC 583,342
East Asia and the Pacific 0 3 Program Services EDUC/RSCH/HCARE/PUBSVC 671,220
Europe (Including Iceland and Greenland) 2 29 Program Services EDUC/RSCH/HCARE/PUBSVC 3,592,357
Middle East and North Africa 0 0 Program Services EDUC/RSCH/HCARE/PUBSVC 691,217
North America 0 4 Program Services EDUC/RSCH 781,851
Russia and the Newly Independent States 0 1 Program Services EDUC/RSCH 78,553
South America 0 31 Program Services EDUC/RSCH/HCARE/PUBSVC 610,373
South Asia 0 0 Program Services EDUC/PUBSVC/HCARE 114,616
Sub-Saharan Africa 0 4 Program Services EDUC/RSCH/HCARE/PUBSVC 569,057
East Asia and the Pacific 0 0 Send agents to seminar N/A 34,063
Europe (Including Iceland and Greenland) 0 0 Send agents to seminar N/A 101,060
Middle East and North Africa 0 0 Send agents to seminar N/A 2,552
North America 0 0 Send agents to seminar N/A 46,866
South America 0 0 Send agents to seminar N/A 9,730
South Asia 0 0 Send agents to seminar N/A 8,910
Sub-Saharan Africa 0 0 Send agents to seminar N/A 819
3a Sub-total ..... 0 62 1,315,676,059
b Total from continuation sheets to Part I ... 2 89 7,896,586
c Totals (add lines 3a and 3b) 2 151 1,323,572,645
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Cent. America/Caribbean ACAD. RSCH. 55,722 Wire 0 N/A N/A
Cent. America/Caribbean ACAD. RSCH. 464,244 Wire 0 N/A N/A
Cent. America/Caribbean ACAD. RSCH. 20,275 Wire 0 N/A N/A
Cent. America/Caribbean ACAD. RSCH. 9,200 Wire 0 N/A N/A
Cent. America/Caribbean ACAD. RSCH. 25,675 Wire 0 N/A N/A
Cent. America/Caribbean ACAD. RSCH. 12,275 Wire 0 N/A N/A
Cent. America/Caribbean ACAD. RSCH. 20,275 Wire 0 N/A N/A
Cent. America/Caribbean ACAD. RSCH. 46,597 Wire 0 N/A N/A
Cent. America/Caribbean ACAD. RSCH. 37,250 Wire 0 N/A N/A
East Asia/Pacific ACAD. RSCH. 28,803 Wire 0 N/A N/A
Europe/Iceland/Greenland ACAD. RSCH. 264,978 Wire 0 N/A N/A
Europe/Iceland/Greenland ACAD. RSCH. 446,180 Wire 0 N/A N/A
Middle East/North Africa ACAD. RSCH. 25,186 Check 0 N/A N/A
North America ACAD. RSCH. 134,337 Check 0 N/A N/A
South America ACAD. RSCH. 38,817 Wire 0 N/A N/A
South America ACAD. RSCH. 73,764 Wire 0 N/A N/A
South America ACAD. RSCH. 80,712 Wire 0 N/A N/A
South America ACAD. RSCH. 20,270 Wire 0 N/A N/A
South America ACAD. RSCH. 17,400 Wire 0 N/A N/A
South America ACAD. RSCH. 14,800 Wire 0 N/A N/A
South America ACAD. RSCH. 57,509 Wire 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 106,395 Check 0 N/A N/A
East Asia/Pacific MED. RSCH. 29,411 Check 0 N/A N/A
South Asia Training 42,282 Check 0 N/A N/A
South Asia Training 21,053 Wire 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 59,210 Check 0 N/A N/A
East Asia/Pacific MED. RSCH. 23,545 Check 0 N/A N/A
Europe MED. RSCH. 90,894 Check 0 N/A N/A
East Asia/Pacific MED. RSCH. 40,000 Wire 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 32,424 Check 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 15,018 Check 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 72,706 Check 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 139,237 Wire 0 N/A N/A
South America MED. RSCH. 39,297 Check 0 N/A N/A
South America MED. RSCH. 39,296 Wire 0 N/A N/A
South America MED. RSCH. 37,610 Check 0 N/A N/A
South America MED. RSCH. 37,610 Wire 0 N/A N/A
South America MED. RSCH. 210,794 Wire 0 N/A N/A
South America Training 20,018 Wire 0 N/A N/A
East Asia/Pacific Training 29,396 Check 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 161,464 Check 0 N/A N/A
Cent. America/Caribbean MED. RSCH. 109,868 Check 0 N/A N/A
Cent. America/Caribbean MED. RSCH. 28,513 Wire 0 N/A N/A
Europe/Iceland/Greenland Training 7,692 Wire 0 N/A N/A
Sub-Sarahan Africa MED. RSCH. 18,295 Check 0 N/A N/A
Sub-Sarahan Africa Training 74,344 Check 0 N/A N/A
Sub-Sarahan Africa Training 13,586 Wire 0 N/A N/A
South America Training 97,310 Check 0 N/A N/A
South America Training 40,832 Wire 0 N/A N/A
South America MED. RSCH. 147,671 Wire 0 N/A N/A
North America MED. RSCH. 155,986 Check 0 N/A N/A
South Asia Training 40,772 Check/WIRE 0 N/A N/A
South Asia MED. RSCH. 9,417 Check 0 N/A N/A
South Asia Training 13,373 Wire 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 73,710 Check 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 90,020 Wire 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 8,661 Check 0 N/A N/A
South Asia Training 9,524 Check 0 N/A N/A
East Asia/Pacific Training 82,590 Check 0 N/A N/A
East Asia/Pacific Training 24,059 Wire 0 N/A N/A
East Asia/Pacific MED. RSCH. 78,630 Check 0 N/A N/A
East Asia/Pacific MED. RSCH. 10,874 Wire 0 N/A N/A
South Asia Training 29,880 Wire 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 32,526 Check 0 N/A N/A
East Asia/Pacific MED. RSCH. 12,051 Wire 0 N/A N/A
North America MED. RSCH. 95,513 Check 0 N/A N/A
East Asia/Pacific Training 18,164 Check 0 N/A N/A
East Asia/Pacific MED. RSCH. 442,971 Check 0 N/A N/A
East Asia/Pacific MED. RSCH. 261,333 Wire 0 N/A N/A
East Asia/Pacific Training 10,820 Wire 0 N/A N/A
East Asia/Pacific MED. RSCH. 77,560 Check 0 N/A N/A
East Asia/Pacific MED. RSCH. 54,240 Wire 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 50,020 Wire 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 13,050 Check 0 N/A N/A
Middle East/North Africa MED. RSCH. 94,031 Check 0 N/A N/A
South America MED. RSCH. 79,001 Check 0 N/A N/A
South America MED. RSCH. 52,319 Wire 0 N/A N/A
South America MED. RSCH. 160,454 Check 0 N/A N/A
South America Training 20,519 Check 0 N/A N/A
South America MED. RSCH. 155,708 Wire 0 N/A N/A
South America MED. RSCH. 34,666 Check 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 154,058 Check 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 114,740 Check 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 97,545 Check 0 N/A N/A
North America MED. RSCH. 28,475 Check 0 N/A N/A
Sub-Sarahan Africa Training 17,320 Check 0 N/A N/A
North America MED. RSCH. 41,126 Check 0 N/A N/A
Sub-Sarahan Africa Training 135,696 Check 0 N/A N/A
Sub-Sarahan Africa Training 109,650 Wire 0 N/A N/A
South America MED. RSCH. 92,249 Check 0 N/A N/A
Middle East/North Africa MED. RSCH. 43,662 Check 0 N/A N/A
Middle East/North Africa MED. RSCH. 43,889 Wire 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 5,697 Wire 0 N/A N/A
Cent. America/Caribbean Training 18,341 Check 0 N/A N/A
Cent. America/Caribbean Training 15,965 Wire 0 N/A N/A
Sub-Sarahan Africa Training 143,019 Check 0 N/A N/A
Europe/Iceland/Greenland MED. RSCH. 117,787 Check 0 N/A N/A
Sub-Sarahan Africa Training 6,943 Check 0 N/A N/A
Sub-Sarahan Africa MED. RSCH. 6,020 Wire 0 N/A N/A
Sub-Sarahan Africa Patient Care 10,204,793 Wire 0 N/A N/A
             
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
60
3
Enter total number of other organizations or entities ........................MediumBullet
18
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 5
Part V
Supplemental Information
Complete this part to provide the information (see instructions) required in Part I, line 2, and any additional information.
Identifier ReturnReference Explanation
MONITORING USE OF GRANT FUNDS Form 990, SCHEDULE F, PART I, Line 2 VANDERBILT UNIVERSITY MAINTAINS A FORMAL POLICY DEFINING ITS PROCEDURES FOR MONITORING THE USE OF SPONSORED FUNDS BY SUBRECIPIENTS LOCATED OUTSIDE OF THE UNITED STATES WHO ARE PERFORMING A PORTION OF A SPONSORED PROJECT EXTERNALLY AWARDED TO VANDERBILT. THE POLICY PROVIDES GUIDANCE TO ENSURE THAT SUBRECIPIENTS CONDUCT THEIR PORTIONS OF SPONSORED PROJECTS IN COMPLIANCE WITH LAWS, REGULATIONS, TERMS AND CONDITIONS OF AWARDS AND SUBAWARDS, AND THAT REIMBURSED COSTS INCURRED BY SUBRECIPIENTS ARE ALLOWED. THE POLICY ADDRESSES THE ROLES AND RESPONSIBILITIES OF CENTRAL OFFICES AND ACADEMIC DEPARTMENTS OF THE UNIVERSITY AND DESCRIBES THE MONITORING PROCEDURES FOR EACH AREA. THE FULL TEXT OF VANDERBILT'S SUBRECIPIENT MONITORING GUIDELINES ARE AVAILABLE ONLINE AT THE FOLLOWING WEB ADDRESS: HTTP://WWW.VANDERBILT.EDU/OCGA/VUPOLICIES/SUBRECIPIENT/SUBRECIPIENTMONITOR INGGUIDELINESFINAL.PDF
Accounting Method for Reporting Expenses Form 990, Schedule F, Part I, Line 3, Part II, LINE 1 EXPENSES REPORTED IN SCHEDULE F, PART I, LINE 3 AND PART II, LINE 1 ARE DERIVED FROM VANDERBILT'S BOOKS AND RECORDS, WHICH ARE MAINTAINED ON AN ACCRUAL BASIS.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2010
Additional Data


Software ID:  
Software Version:  



SCHEDULE G
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,
or if the organization entered more than $15,000 on Form 990-EZ, line 6a.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Vanderbilt University
 
Employer identification number

62-0476822
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
RUFFALOCODY LLC CALL CENTER   No 731,893 424,701 307,192
Total .................right arrow 731,893 424,701 307,192
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

RASCAL FLATTS
(event type) 		(b) Event #2

FRIENDS&FASHION
(event type) 		(c) Other Events

13
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 300,694 119,993 547,607 968,294
2 Less: Charitable
contributions . . . 		128,695 61,281 343,496 533,472
3 Gross income (line 1
minus line 2) . . . 		171,999 58,712 204,111 434,822
VerticalDirectExpenses 4 Cash prizes . . . 0 0 0 0
5 Non-cash prizes . . 0 0 2,387 2,387
6 Rent/facility costs . . 40,223 0 50,519 90,742
7 Food and beverages . . 18,981 30,721 59,547 109,249
8 Entertainment . . . 3,071 1,307 23,184 27,562
9 Other direct expenses . 60,651 24,757 85,744 171,152
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 401,092
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow 33,730
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ...........................
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
AMOUNT PAID TO FUNDRAISER FORM 990, SCHEDULE G, PART I, LINE 2B, COLUMN V THE TOTAL AMOUNT PAID TO RUFFALOCODY FOR FISCAL YEAR 2011 WAS $424,701, WHICH INCLUDES PROFESSIONAL FUNDRAISING FEES OF $415,480 AND FUNDRAISING EXPENSES OF $9,221. THE CONTRACT BETWEEN VANDERBILT UNIVERSITY AND RUFFALOCODY CALLS FOR THE REIMBURSEMENT OF FUNDRAISING EXPENSES INCURRED BY RUFFALOCODY, SUCH AS PRINTING AND POSTAGE, WHICH ARE INVOICED SEPARATE FROM TELEMARKETING SERVICE FEES.
Schedule G (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE H
(Form 990)
Department of the Treasury
Internal Revenue Service
Hospitals
MediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, question 20.
MediumBullet Attach to Form 990. MediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Vanderbilt University
 
Employer identification number

62-0476822
Part I
Charity Care and Certain Other Community Benefits at Cost
Yes
No
1a
Does the organization have a charity care policy? If "No," skip to question 6a...........
1a
Yes
 
b
If "Yes," is it a written policy? .......................
1b
Yes
 
2
If the organization has multiple hospitals, indicate which of the following best describes application of the charity care policy to the various hospitals.
3
Answer the following based on the charity care eligibility criteria that applies to the largest number of the organization's patients.
a
Does the organization use Federal Poverty Guidelines (FPG) to determine eligibility for providing free care to low
income individuals? If "Yes," indicate which of the following is the FPG family income limit for eligibility for free care:
3a
Yes
 
b
Does the organization use FPG to determine eligibility for providing discounted care to low income individuals? If
"Yes," indicate which of the following is the family income limit for eligibility for discounted care: .....
3b
Yes
 
c
If the organization does not use FPG to determine eligibility, describe in Part VI the income based criteria for determining eligibility for free or discounted care. Include in the description whether the organization uses an asset test or other threshold, regardless of income, to determine eligibility for free or discounted care.
4
Does the organization's policy provide free or discounted care to the "medically indigent"? ......
4
Yes
 
5a
Does the organization budget amounts for free or discounted care provided under its charity care policy? ...
5a
Yes
 
b
If "Yes," did the organization's charity care expenses exceed the budgeted amount?.........
5b
 
No
c
If "Yes" to line 5b, as a result of budget considerations, was the organization unable to provide free or discounted
care to a patient who was eligibile for free or discounted care?...............
5c
 
 
6a
Does the organization prepare an annual community benefit report?.............
6a
Yes
 
6b
If "Yes," does the organization make it available to the public? ..............
6b
Yes
 
Complete the following table using the worksheets provided in the Schedule H instructions. Do not submit these worksheets with the Schedule H.
7
Charity Care and Certain Other Community Benefits at Cost
Charity Care and
Means-Tested Government Programs		 (a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community benefit expense (d) Direct offsetting revenue (e) Net community benefit expense (f) Percent of total expense
a Charity care at cost (from
Worksheets 1 and 2) .. 		    104,219,783 0 104,219,783 2.930 %
b Unreimbursed Medicaid (from
Worksheet 3, column a) . 		    297,073,426 249,265,957 47,807,469 1.340 %
c Unreimbursed costs—other means-tested government programs (from Worksheet 3, column b) ....            
dTotal Charity Care and
Means-Tested Government Programs ..... 		    401,293,209 249,265,957 152,027,252 4.270 %
Other Benefits
e Community health improvement
services and community
benefit operations (from
(Worksheet 4) .... 		    5,282,756 0 5,282,756 0.150 %
f Health professions education
(from Worksheet 5) .. 		    99,583,050 25,507,464 74,075,586 2.080 %
g Subsidized health services
(from Worksheet 6) .. 		    23,074,642 20,467,704 2,606,938 0.070 %
h Research (from Worksheet 7)     493,244,534 0 493,244,534 13.870 %
i Cash and in-kind contributions
to community groups
(from Worksheet 8) .. 		           
jTotal Other Benefits ...     621,184,982 45,975,168 575,209,814 16.170 %
kTotal. Add lines 7d and 7j. ..     1,022,478,191 295,241,125 727,237,066 20.440 %
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat. No. 50192T Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 2
Part II
Community Building Activities Complete this table if the organization conducted any community building activities.
(a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community building expense (d) Direct offsetting
revenue 		(e) Net community building expense (f) Percent of total expense
1 Physical improvements and housing            
2 Economic development            
3 Community support            
4 Environmental improvements            
5 Leadership development and training for community members            
6 Coalition building            
7 Community health improvement advocacy            
8 Workforce development            
9 Other            
10 Total            
Part III
Bad Debt, Medicare, & Collection Practices
Section A. Bad Debt Expense
Yes
No
1
Does the organization report bad debt expense in accordance with Heathcare Financial Management Association Statement No. 15? ..........................
1
Yes
 
2
Enter the amount of the organization's bad debt expense (at cost).....
2
33,728,637
3
Enter the estimated amount of the organization's bad debt expense (at cost) attributable to patients eligible under the organization's charity care policy ..
3
3,385,221
4
Provide in Part VI the text of the footnote to the organization's financial statements that describes bad debt expense. In addition, describe the costing methodology used in determining the amounts reported on lines 2 and 3, and rationale for including a portion of bad debt amounts as community benefit.
Section B. Medicare
5
Enter total revenue received from Medicare (including DSH and IME).....
5
295,486,038
6
Enter Medicare allowable costs of care relating to payments on line 5.....
6
357,889,601
7
Subtract line 6 from line 5. This is the surplus or (shortfall)........
7
-62,403,563
8
Describe in Part VI the extent to which any shortfall reported in line 7 should be treated as community benefit.
Also describe in Part VI the costing methodology or source used to determine the amount reported on line 6.
Check the box that describes the method used:
Section C. Collection Practices
9a
Does the organization have a written debt collection policy? ...............
9a
Yes
 
b
If "Yes," does the organization's collection policy contain provisions on the collection practices to be followed for patients who are known to qualify for charity care or financial assistance? Describe in Part VI......
9b
Yes
 
Part IV
Management Companies and Joint Ventures
(a) Name of entity (b) Description of primary
activity of entity 		(c) Organization's
profit % or stock
ownership % 		(d) Officers, directors,
trustees, or key
employees' profit %
or stock ownership% 		(e) Physicians'
profit % or stock
ownership %
1SUPPLEMENTAL INFO
  		       
2
3
4
5
6
7
8
9
10
11
12
13
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 3
Part VFacility Information
Section A. Hospital Facilities
(list in order of size, measured by total revenue per facility, from largest to smallest)
How many hospital facilities did the organization operate during the tax year?2
Name and address 		Licensed Hospital General-Medical-Surgical Children's Hospital Teaching Hospital Critical Hospital Research Facility ER-24Hours ER-Other Other (Describe)
1 VANDERBILT UNIV HOSPITALS and Clinics
1211 22ND AVENUE SOUTH
NASHVILLE,TN37232 		X X X X   X X    
2 VANDERBILT STALLWORTH REHAB HOSPITAL
2201 CHILDRENS WAY
NASHVILLE,TN37212 		X                
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 4
Part VFacility Information (continued)

Section B. Facility Policies and Practices.

(Complete a separate Section B for each of the hospital facilities listed in Part V, Section A)
Name of Hospital Facility:VANDERBILT UNIV HOSPITALS and Clinics
Line Number of Hospital Facility (from Schedule H, Part V, Section A):1

Yes No
Community Health Needs Assessment (Lines 1 through 7 are optional for 2010)
1 During the tax year or any prior tax year, did the hospital facility conduct a community health needs assessment (“Needs Assessment”)? If “No,” skip to question 8. ..................... 1    
If “Yes,” indicate what the Needs Assessment describes (check all that apply):
a A definition of the community served by the hospital facility
b Demographics of the community
c Existing health care facilities and resources within the community that are available to respond to the health needs of the community
d How data was obtained
e The health needs of the community
f Primary and chronic disease needs and other health issues of uninsured persons, low-income persons, and minority groups
g The process for identifying and prioritizing community health needs and services to meet those needs
h The process for consulting with persons representing the community’s interests
i Information gaps that limit the hospital facility’s ability to assess all of the community’s health needs
j Other (describe in Part VI)
2 Indicate the tax year the hospital facility last conducted a Needs Assessment: 20  
3 In conducting its most recent Needs Assessment, did the hospital facility take into account input from persons who represent the community served by the hospital facility? If “Yes,” describe in Part VI how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted. 3    
4 Was the hospital facility’s Needs Assessment conducted with one or more other hospital facilities? If “Yes,” list the other hospital facilities in Part VI............................ 4    
5 Did the hospital facility make its Needs Assessment widely available to the public? ........... 5    
If “Yes,” indicate how the Needs Assessment was made widely available (check all that apply):
a Hospital facility’s website
b Available upon request from the hospital facility
c Other (describe in Part VI)
6 If the hospital facility addressed needs identified in its most recently conducted Needs Assessment, indicate how (check all that apply):
a Adoption of an implementation strategy to address the health needs of the hospital facility’s community
b Execution of the implementation strategy
c Development of a community benefit plan for the facility
d Participation in community-wide community benefit plan
e Inclusion of a community benefit section in operational plans
f Adoption of a budget for provision of services that address the needs identified in the CHNA
g Prioritization of health needs in the community
h Prioritization of services that the hospital facility will undertake to meet health needs in its community
i Other (describe in Part VI)
7 Did the hospital facility address all of the needs identified in its most recently conducted Needs Assessment? If “No,” explain in Part VI which needs it has not addressed together with the reasons why it has not addressed such needs. 7    
Financial Assistance Policy
Did the hospital facility have in place during the tax year a written financial assistance policy that:
8 Explains eligibility criteria for financial assistance, and whether such assistance includes free or discounted care? 8    
9 Used federal poverty guidelines (FPG) to determine eligibility for providing free care to low incomeindividuals?.. 9    
If “Yes,” indicate the FPG family income limit for eligibility for free care:   %
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 5
Part VFacility Information (continued)

Yes No
10 Used FPG to determine eligibility for providing discounted care to low income individuals?......... 10    
If “Yes,” indicate the FPG family income limit for eligibility for discounted care:   %
11 Explained the basis for calculating amounts charged to patients?................. 11    
If “Yes,” indicate the factors used in determining such amounts (check all that apply):
a Income level
b Asset level
c Medical indigency
d Insurance status
e Uninsured discount
f Medicaid/Medicare
g State regulation
h Other (describe in Part VI)
12 Explained the method for applying for financial assistance?................... 12    
13 Included measures to publicize the policy within the community served by the hospital facility?....... 13    
If “Yes,” indicate how the hospital facility publicized the policy (check all that apply):
a The policy was posted at all times on the hospital facility’s web site
b The policy was attached to all billing invoices
c The policy was posted in the hospital facility’s emergency rooms or waiting rooms
d The policy was posted in the hospital facility’s admissions offices
e The policy was provided, in writing, to patients upon admission to the hospital facility
f The policy was available upon request
g Other (describe in Part VI)
Billing and Collections
14 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy that explained actions the hospital facility may take upon non-payment?........ 14    
15 Check all of the following collection actions against a patient that were permitted under the hospital facility's policies at any time during the tax year:
a Reporting to credit agency
b Lawsuits
c Liens on residences
d Body attachments or arrests
e Other (describe in Part VI)
16 Did the hospital facility engage in or authorize a third party to engage in any of the following collection actions during the tax year?................................... 16    
If “Yes,” check all collection actions in which the hospital facility or a third party engaged (check all that apply):
a Reporting to credit agency
b Lawsuits
c Liens on residences
d Body attachments
e Other (describe in Part VI)
17 Indicate which actions the hospital facility took before initiating any of the collection actions checked in question 16 (check all that apply):
a Notified patients of the financial assistance policy upon admission
b Notified patients of the financial assistance policy prior to discharge
c Notified patients of the financial assistance policy in communications with the patients regarding the patients’ bills
d Documented its determination of whether a patient who applied for financial assistance under the financial assistance policy qualified for financial assistance
e Other (describe in Part VI)
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 6
Part VFacility Information (continued)

Policy Relating to Emergency Medical Care
Yes No
18 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that requires the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?.......... 18    
If “No,” indicate the reasons why (check all that apply):
a The hospital facility did not provide care for any emergency medical conditions
b The hospital facility did not have a policy relating to emergency medical care
c The hospital facility limited who was eligible to receive care for emergency medical conditions (describe in Part VI)
d Other (describe in Part VI)
Charges for Medical Care
19 Indicate how the hospital facility determined the amounts generally billed to individuals who had insurance covering emergency or other medically necessary care (check all that apply):
a The hospital facility used the lowest negotiated commercial insurance rate for those services at the hospital facility
b The hospital facility used the average of the three lowest negotiated commercial insurance rates for those services at the hospital facility
c The hospital facility used the Medicare rate for those services
d Other (describe in Part VI)
20 Did the hospital facility charge any of its patients who were eligible for assistance under the hospital facility’s financial assistance policy, and to whom the hospital facility provided emergency or other medically necessary services, more than the amounts generally billed to individuals who had insurance covering such care?......... 20    
If “Yes,” explain in Part VI.
21 Did the hospital facility charge any of its patients an amount equal to the gross charge for services provided to that patient?................................... 21    
If “Yes,” explain in Part VI.
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 4
Part VFacility Information (continued)

Section B. Facility Policies and Practices.

(Complete a separate Section B for each of the hospital facilities listed in Part V, Section A)
Name of Hospital Facility:VANDERBILT STALLWORTH REHAB HOSPITAL
Line Number of Hospital Facility (from Schedule H, Part V, Section A):2

Yes No
Community Health Needs Assessment (Lines 1 through 7 are optional for 2010)
1 During the tax year or any prior tax year, did the hospital facility conduct a community health needs assessment (“Needs Assessment”)? If “No,” skip to question 8. ..................... 1    
If “Yes,” indicate what the Needs Assessment describes (check all that apply):
a A definition of the community served by the hospital facility
b Demographics of the community
c Existing health care facilities and resources within the community that are available to respond to the health needs of the community
d How data was obtained
e The health needs of the community
f Primary and chronic disease needs and other health issues of uninsured persons, low-income persons, and minority groups
g The process for identifying and prioritizing community health needs and services to meet those needs
h The process for consulting with persons representing the community’s interests
i Information gaps that limit the hospital facility’s ability to assess all of the community’s health needs
j Other (describe in Part VI)
2 Indicate the tax year the hospital facility last conducted a Needs Assessment: 20  
3 In conducting its most recent Needs Assessment, did the hospital facility take into account input from persons who represent the community served by the hospital facility? If “Yes,” describe in Part VI how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted. 3    
4 Was the hospital facility’s Needs Assessment conducted with one or more other hospital facilities? If “Yes,” list the other hospital facilities in Part VI............................ 4    
5 Did the hospital facility make its Needs Assessment widely available to the public? ........... 5    
If “Yes,” indicate how the Needs Assessment was made widely available (check all that apply):
a Hospital facility’s website
b Available upon request from the hospital facility
c Other (describe in Part VI)
6 If the hospital facility addressed needs identified in its most recently conducted Needs Assessment, indicate how (check all that apply):
a Adoption of an implementation strategy to address the health needs of the hospital facility’s community
b Execution of the implementation strategy
c Development of a community benefit plan for the facility
d Participation in community-wide community benefit plan
e Inclusion of a community benefit section in operational plans
f Adoption of a budget for provision of services that address the needs identified in the CHNA
g Prioritization of health needs in the community
h Prioritization of services that the hospital facility will undertake to meet health needs in its community
i Other (describe in Part VI)
7 Did the hospital facility address all of the needs identified in its most recently conducted Needs Assessment? If “No,” explain in Part VI which needs it has not addressed together with the reasons why it has not addressed such needs. 7    
Financial Assistance Policy
Did the hospital facility have in place during the tax year a written financial assistance policy that:
8 Explains eligibility criteria for financial assistance, and whether such assistance includes free or discounted care? 8    
9 Used federal poverty guidelines (FPG) to determine eligibility for providing free care to low incomeindividuals?.. 9    
If “Yes,” indicate the FPG family income limit for eligibility for free care:   %
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 5
Part VFacility Information (continued)

Yes No
10 Used FPG to determine eligibility for providing discounted care to low income individuals?......... 10    
If “Yes,” indicate the FPG family income limit for eligibility for discounted care:   %
11 Explained the basis for calculating amounts charged to patients?................. 11    
If “Yes,” indicate the factors used in determining such amounts (check all that apply):
a Income level
b Asset level
c Medical indigency
d Insurance status
e Uninsured discount
f Medicaid/Medicare
g State regulation
h Other (describe in Part VI)
12 Explained the method for applying for financial assistance?................... 12    
13 Included measures to publicize the policy within the community served by the hospital facility?....... 13    
If “Yes,” indicate how the hospital facility publicized the policy (check all that apply):
a The policy was posted at all times on the hospital facility’s web site
b The policy was attached to all billing invoices
c The policy was posted in the hospital facility’s emergency rooms or waiting rooms
d The policy was posted in the hospital facility’s admissions offices
e The policy was provided, in writing, to patients upon admission to the hospital facility
f The policy was available upon request
g Other (describe in Part VI)
Billing and Collections
14 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy that explained actions the hospital facility may take upon non-payment?........ 14    
15 Check all of the following collection actions against a patient that were permitted under the hospital facility's policies at any time during the tax year:
a Reporting to credit agency
b Lawsuits
c Liens on residences
d Body attachments or arrests
e Other (describe in Part VI)
16 Did the hospital facility engage in or authorize a third party to engage in any of the following collection actions during the tax year?................................... 16    
If “Yes,” check all collection actions in which the hospital facility or a third party engaged (check all that apply):
a Reporting to credit agency
b Lawsuits
c Liens on residences
d Body attachments
e Other (describe in Part VI)
17 Indicate which actions the hospital facility took before initiating any of the collection actions checked in question 16 (check all that apply):
a Notified patients of the financial assistance policy upon admission
b Notified patients of the financial assistance policy prior to discharge
c Notified patients of the financial assistance policy in communications with the patients regarding the patients’ bills
d Documented its determination of whether a patient who applied for financial assistance under the financial assistance policy qualified for financial assistance
e Other (describe in Part VI)
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 6
Part VFacility Information (continued)

Policy Relating to Emergency Medical Care
Yes No
18 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that requires the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?.......... 18    
If “No,” indicate the reasons why (check all that apply):
a The hospital facility did not provide care for any emergency medical conditions
b The hospital facility did not have a policy relating to emergency medical care
c The hospital facility limited who was eligible to receive care for emergency medical conditions (describe in Part VI)
d Other (describe in Part VI)
Charges for Medical Care
19 Indicate how the hospital facility determined the amounts generally billed to individuals who had insurance covering emergency or other medically necessary care (check all that apply):
a The hospital facility used the lowest negotiated commercial insurance rate for those services at the hospital facility
b The hospital facility used the average of the three lowest negotiated commercial insurance rates for those services at the hospital facility
c The hospital facility used the Medicare rate for those services
d Other (describe in Part VI)
20 Did the hospital facility charge any of its patients who were eligible for assistance under the hospital facility’s financial assistance policy, and to whom the hospital facility provided emergency or other medically necessary services, more than the amounts generally billed to individuals who had insurance covering such care?......... 20    
If “Yes,” explain in Part VI.
21 Did the hospital facility charge any of its patients an amount equal to the gross charge for services provided to that patient?................................... 21    
If “Yes,” explain in Part VI.
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 7
Part VFacility Information (continued)

Section C. Other Facilities That Are Not Licensed, Registered, or Similarly Recognized as a Hospital Facility
(list in order of size, measured by total revenue per facility, from largest to smallest)
How many non-hospital facilities did the organization operate during the tax year?  
Name and address Type of Facility (Describe)
1
2
3
4
5
6
7
8
9
10
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 8
Part VI
Supplemental Information
Complete this part to provide the following information.
1 Required descriptions. Provide the description required for Part I, lines 3c, 6a, and 7; Part II; Part III, lines 4, 8, and 9b; and Part V, Section B, lines 1j, 2, 4c, 6i, 7, 11i, 13i, 17l, 18l, 19e, 21d, 25, and 26.
2 Community health needs assessment. Describe how the organization assesses the health care needs of the communities it serves, in addition to any community health needs assessments reported in Part V, Section B.
3 Patient education of eligibility for assistance. Describe how the organization informs and educates patients and persons who may be billed for patient care about their eligibility for assistance under federal, state, or local government programs or under the organization’s financial assistance policy.
4 Community information. Describe the community the organization serves, taking into account the geographic area and demographic constituents it serves.
5 Promotion of community health. Provide any other information important to describing how the organization’s hospital facilities or other health care facilities further its exempt purpose by promoting the health of the community (e.g., open medical staff, community board, use of surplus funds, etc.).
6 Affiliated health care system. If the organization is part of an affiliated health care system, describe the respective roles of the organization and its affiliates in promoting the health of the communities served.
7 State filing of community benefit report. If applicable, identify all states with which the organization, or a related organization, files a community benefit report.
Identifier ReturnReference Explanation
MANAGEMENT COMPANIES AND JOINT VENTURES FORM 990, SCHEDULE H, PART IV NAME: AMBULATORY SURGERY CENTER OF COOL SPRINGS, LLC DESCRIPTION: AMBULATORY SURGERY CENTER ORGANIZATION'S %: 51.02% OFFICERS' %: 0.00% PHYSICIANS' %: 16.26% NAME: VANDERBILT IMAGING SERVICES, LLC DESCRIPTION: RADIOLOGY SERVICES ORGANIZATION'S %: 66.67% OFFICERS' %: 0.00% PHYSICIANS' %: 33.33% NAME: NEW LIGHT IMAGING, LLC DESCRIPTION: OUTPATIENT DIAGNOSTIC IMAGING ORGANIZATION'S %: 66.67% OFFICERS' %: 0.00% PHYSICIANS' %: 33.33% NAME: ONE HUNDRED OAKS IMAGING, LLC DESCRIPTION: OUTPATIENT DIAGNOSTIC IMAGING ORGANIZATION'S %: 80.00% OFFICERS' %: 0.00% PHYSICIANS' %: 20.00% NAME: VANDERBILT ST. THOMAS IMAGING, GP* DESCRIPTION: OUTPATIENT DIAGNOSTIC IMAGING ORGANIZATION'S %: 34.00% OFFICERS' %: 0.00% PHYSICIANS' %: 17.00% *100% OWNED BY VIS AS OF 4/28/11 NAME: WILLIAMSON IMAGING, LLC DESCRIPTION: OUTPATIENT DIAGNOSTIC IMAGING ORGANIZATION'S %: 53.34% OFFICERS' %: 0.00% PHYSICIANS' %: 26.66% NAME: VIP MIDSOUTH, LLC DESCRIPTION: PEDIATRIC CLINICS ORGANIZATION'S %: 49.25% OFFICERS' %: 0.00% PHYSICIANS' %: 50.75% NAME: SPRINGFIELD VIP REALTY, LLC DESCRIPTION: OWN REAL ESTATE USED AS MEDICAL FACILITY ORGANIZATION'S %: 49.00% OFFICERS' %: 0.00% PHYSICIANS' %: 51.00%
PART I, LINE 6a   VANDERBILT'S PROGRAMS AND SERVICES THAT PROMOTE THE HEALTH OF THE COMMUNITIES IT SERVES HAVE BEEN DISCLOSED ON SCHEDULE H OF FORM 990 WHICH BY REFERENCE IS THE COMMUNITY BENEFIT REPORT FOR VANDERBILT UNIVERSITY. APART FROM SCHEDULE H, VANDERBILT UNIVERSITY DID NOT PREPARE A SEPARATE AND DISTINCT COMMUNITY BENEFIT REPORT DURING THE TAX YEAR. PART I, LINE 6B VANDERBILT UNIVERSITY INCLUDES A FOOTNOTE IN ITS AUDITED YEARLY FINANCIAL REPORT SUMMARIZING THE COMMUNITY BENEFIT INFORMATION REPORTED ON SCHEDULE H OF FORM 990. THE AUDITED FINANCIAL REPORT INCLUDING FOOTNOTES OF VANDERBILT UNIVERSITY IS MADE AVAILABLE TO THE PUBLIC AND CAN BE LOCATED AT HTTP://FINANCIALREPORT.VANDERBILT.EDU/ PART I, LINE 7, COLUMN (F) THE AMOUNT OF BAD DEBT EXPENSE (BASED ON CHARGES) INCLUDED ON FORM 990, PART IX, LINE 25, COLUMN (A) BUT REMOVED FROM THE DENOMINATOR ON PART I, LINE 7, COLUMN (F) IS $107,659,230. PART I, LINE 7(K), COLUMN (F) THE TOTAL COMMUNITY BENEFIT EXPENSE USING PART I, LINE 7, COLUMN (C) (BEFORE DIRECT OFFSETTING REVENUE) AS A PERCENTAGE OF TOTAL EXPENSES IS 28.76%. PART I, LINE 7 THE COSTING METHODOLOGY USED TO CALCULATE CHARITY CARE AND CERTAIN OTHER COMMUNITY BENEFIT COSTS REPORTED WAS BASED ON AN OVERALL COST-TO-CHARGE RATIO FOR ALL PATIENT POPULATIONS. PART III, LINES 2,3 THE COSTING METHODOLOGY USED TO CALCULATE BAD DEBT EXPENSE REPORTED IN PART III, LINES 2 AND 3 WAS BASED ON AN OVERALL COST-TO-CHARGE RATIO FOR ALL PATIENT POPULATIONS. DISCOUNTS AND PAYMENTS ON ACCOUNTS CONSIDERED AS BAD DEBT OFFSET THE TOTAL BAD DEBT EXPENSE RECORDED. THE APPLICABLE ACCOUNTS ARE ESTIMATED TO BE 20% OF THE TOTAL BAD DEBTS RECORDED. PART III, LINE 4 THE AUDITED FINANCIAL STATEMENTS OF VANDERBILT UNIVERSITY DISCLOSE THE CONSOLIDATED AMOUNT OF BAD DEBT EXPENSE, THE PREPONDERANT PORTION OF WHICH IS ATTRIBUTABLE TO ITS HOSPITALS AND CLINICS. PART III, LINE 8 THE COSTING METHODOLOGY USED TO CALCULATE MEDICARE ALLOWABLE COSTS REPORTED IN PART III, LINE 6 WAS BASED ON AN OVERALL COST-TO-CHARGE RATIO FOR ALL PATIENT POPULATIONS. ALTHOUGH SCHEDULE H DOES NOT ALLOW THE REPORTING OF MEDICARE SHORTFALLS AS A COMMUNITY BENEFIT ITEM, THE HOSPITAL BELIEVES THAT SHORTFALLS FROM GOVERNMENT PROGRAMS SUCH AS MEDICARE AND TRICARE (FEDERAL HEALTH PLAN FOR MILITARY AND THEIR FAMILIES) SHOULD BE INCLUDED IN THE COMMUNITY BENEFIT CALCULATION SIMILAR TO MEDICAID SHORTFALLS. PART III, LINE 9B IF A PATIENT QUALIFIES FOR A 100% CHARITY CARE WRITE OFF, THE ACCOUNT IS CLOSED AND NO FURTHER COLLECTION EFFORTS ARE MADE. IF A PATIENT QUALIFIES FOR A PARTIAL CHARITY CARE WRITE OFF, THE ACCOUNT IS REDUCED FOR THE APPLICABLE CHARITY DISCOUNT AND NORMAL COLLECTION EFFORTS ARE MADE. THE SAME COLLECTION EFFORT IS MADE FOR THESE PATIENTS AS IS MADE FOR ALL OTHER TYPES OF PATIENTS INCLUDING INSURED PATIENTS WHO OWE DEDUCTIBLES AND CO-INSURANCE. PART VI, LINE 2 THE MEDICAL CENTER ASSESSES THE HEALTH CARE NEEDS OF THE COMMUNITIES IT SERVES BY STRATEGICALLY TARGETING AND PROVIDING ESSENTIAL HEALTH CARE SERVICES THAT WOULD OTHERWISE NOT BE AVAILABLE TO THESE PATIENT POPULATIONS. THESE SERVICES INCLUDE HIGH RISK OBSTETRICS, CHILDREN'S SPECIALTY SERVICES SUCH AS NEONATAL INTENSIVE CARE, PEDIATRIC INTENSIVE CARE, A HEMOPHILIA CLINIC AS WELL AS AN ADULT AIDS PROGRAM THAT IS ADMINISTERED THROUGH THE DEPARTMENT OF MEDICINE. SERVICES HAVE ALSO BEEN STRATEGICALLY IMPLEMENTED FOR UNDERSERVED AND ECONOMICALLY DISADVANTAGED AREAS AND INCLUDE THE VINE HILL COMMUNITY CLINIC WHICH IS STAFFED BY NURSE PRACTITIONERS, CERTIFIED NURSE MIDWIVES, AND PSYCHIATRIC MENTAL HEALTH NURSE PRACTITIONERS FROM VANDERBILT UNIVERSITY SCHOOL OF NURSING AND THE SHADE TREE FAMILY CLINIC, A FREE HEALTH CLINIC RUN BY VANDERBILT MEDICAL STUDENTS AND FACULTY. PART VI, LINE 3 PATIENTS ARE NOTIFIED OF POTENTIAL ASSISTANCE UNDER FEDERAL, STATE, OR LOCAL GOVERNMENT PROGRAMS OR UNDER THE ORGANIZATION'S CHARITY CARE POLICY VIA SIGNAGE POSTED IN THE PATIENT CARE REGISTRATION POINTS, BROCHURES AVAILABLE AT THE REGISTRATION POINTS, AND LANGUAGE INCLUDED ON ALL STATEMENTS MAILED TO THE PATIENTS. PART VI, LINE 4 BECAUSE THE HOSPITAL IS A LEVEL I TRAUMA CENTER AND A REGIONAL TERTIARY CARE FACILITY, THE PATIENT POPULATION SERVED INCLUDES NOT ONLY THE MIDDLE TENNESSEE AREA BUT THE ENTIRE STATE OF TENNESSEE, SOUTHERN KENTUCKY, AND NORTHERN ALABAMA. FOR MORE INFORMATION PLEASE SEE THE "DETAILED INFORMATION - 2011 FACT BOOK" FOUND ON THE WEBSITE, AS WELL AS READ THE "ABOUT US" SECTION AT HTTP://WWW.MC.VANDERBILT.EDU/ABOUT
Schedule H (Form 990) 2010
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
Vanderbilt University
 
Employer identification number
62-0476822
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) Albert Einstein College of Medicine1300 Morris Park Avenue
Bronx,NY10461 		11-0521739 501 (C) (3) 9,478 0 N/A N/A Subcontract-Research
(2) Alignment Nashville1 Public Square
Nashville,TN37201 		45-0549393 501 (C) (3) 50,000 0 N/A N/A Contribution
(3) American Cancer Society2000 Charlotte Avenue
Nashville,TN37203 		13-1788491 501 (C) (3) 13,500 0 N/A N/A Contribution
(4) American Heart Association1818 Patterson Street
Nashville,TN37203 		13-5613799 501 (C) (3) 135,738 0 N/A N/A Contribution
(5) American Medical Informatics Association Inc4720 Montgomery Lane
Bethesda,MD20814 		52-1615853 501 (C) (3) 10,000 0 N/A N/A Contribution
(6) Americans for the Arts1000 Vermont Ave NW F1 6
Washington,DC20005 		52-1996467 501 (C) (3) 11,700 0 N/A N/A Contribution
(7) Arizona State Universityadministration box 873503
Tempe,AZ85287 		86-0196696 501 (C) (3) 107,794 0 N/A N/A Research
(8) Association of Fundraising Professionals1 Symphony Place
Nashville,TN37201 		13-2590764 501 (C) (3) 7,200 0 N/A N/A Contribution
(9) Association of Schools of Public Health1101 15th Street NW
Washington,DC20005 		56-0734192 501 (C) (3) 29,373 0 N/A N/A Subcontract-Instruction & Research
(10) Auburn University301 Samford Hall
Auburn,AL36849 		63-6000724 501 (C) (3) 68,109 0 N/A N/A Research
(11) Austin Peay State UniversityPO Box 4635
Clarksville,TN37044 		62-0646576 501 (C) (3) 29,139 0 N/A N/A Instruction
(12) Battelle505 King Ave Columbus
Columbus,OH43201 		31-4379427 501 (C) (3) 49,942 0 N/A N/A Subcontract-Research
(13) Battelle for Kids1160 Dublin Rd
Columbus,OH43215 		31-1781583 501 (C) (3) 128,864 0 N/A N/A Research
(14) Baylor College of Medicine1 Baylor Plaza
Houston,TX77030 		74-1613878 501 (C) (3) 116,585 0 N/A N/A Subcontract-Research
(15) Beth Israel Deaconess Medical Center330 Brookline Ave
Boston,MA02215 		13-5564934 501 (C) (3) 481,815 0 N/A N/A Subcontract-Instruction & Research
(16) Boston University881 Commonwealth Ave
Boston,MA02215 		04-2103547 501 (C) (3) 33,681 0 N/A N/A Research
(17) Brigham & Womens Hospital75 Francis St
Boston,MA02115 		04-2312909 501 (C) (3) 637,235 0 N/A N/A Subcontract-Instruction & Research
(18) Brown University164 Angell Street
Providence,RI02912 		05-0258809 501 (C) (3) 453,191 0 N/A N/A Research
(19) California Institute of Technology1200 East CA Blvd
Pasadena,CA91125 		95-1643307 501 (C) (3) 83,051 0 N/A N/A Subcontract-Research
(20) Carnegie-Mellon University5000 Forbes Avenue
Pittsburgh,PA15213 		25-0969449 501 (C) (3) 319,178 0 N/A N/A Research
(21) Case Western Reserve University10900 Euclid Avenue
Cleveland,OH44106 		34-1018992 501 (C) (3) 347,776 0 N/A N/A Subcontract-Instruction & Research
(22) Catholic Charities30 White Bridge Road
Nashville,TN37205 		62-0679520 501 (C) (3) 5,583 0 N/A N/A Subcontract-Research
(23) Centerstone Research Institute44 Vantage Way
Nashville,TN37228 		62-1674208 501 (C) (3) 27,475 0 N/A N/A Subcontract-Research
(24) Childrens Hospital Medical Center3333 Burnet Ave
Cincinnati,OH45229 		31-0833936 501 (C) (3) 44,989 0 N/A N/A Subcontract-Instruction & Research
(25) Childrens Hospital of Los Angeles4650 Sunset Blvd
Los Angeles,CA90027 		95-1690977 501 (C) (3) 42,016 0 N/A N/A Subcontract-Research
(26) Childrens Hospital of Pittsburgh600 Grant Street
Pittsburgh,PA15219 		25-0402510 501 (C) (3) 6,196 0 N/A N/A Subcontract-Research
(27) Children's Research Institute700 Childrens Drive
Columbus,OH43205 		31-6056230 501 (C) (3) 280,222 0 N/A N/A Research
(28) Claremont Graduate University150 E Tenth St
Claremont,CA91711 		95-1664100 501 (C) (3) 606,150 0 N/A N/A Public Service
(29) Clarkson UniversityPO Box 5630
Postdam,NY13699 		15-0543659 501 (C) (3) 92,925 0 N/A N/A Research
(30) Cleveland Clinic Foundation9500 Euclid Ave
Cleveland,OH44195 		34-0714585 501 (C) (3) 34,491 0 N/A N/A Subcontract-Research
(31) CNA Corporation4825 Mark Center Dr
Alexandria,VA22311 		54-1558882 501 (C) (3) 61,748 0 N/A N/A Research
(32) Columbia University2960 BROADWAY
New York,NY10019 		13-5598093 501 (C) (3) 570,967 0 N/A N/A Research
(33) Cornell University120 Day Hall
Ithaca,NY14853 		15-0532082 501 (C) (3) 85,639 0 N/A N/A Research
(34) Cystic Fibrosis Foundation4825 Trousdale Dr
Nashville,TN37220 		13-6161105 501 (C) (3) 10,000 0 N/A N/A Contribution
(35) Dana Farber Cancer Institute44 Binney St
Boston,MA02115 		04-2263040 501 (C) (3) 361,341 0 N/A N/A Subcontract-Research
(36) Duke UniversityOSP Box 104135
Durham,NC27708 		56-0532129 501 (C) (3) 198,968 0 N/A N/A Research
(37) East Tennessee UniversityORSP Box 70565
Johnson City,TN37614 		62-6021046 501 (C) (3) 7,142 0 N/A N/A Instruction
(38) Emory University201 Dowman Drive
Atlanta,GA30322 		58-0566256 501 (C) (3) 757,029 0 N/A N/A Subcontract-Research
(39) Fisk University1000 17th Avenue North
Nashville,TN37208 		62-0202000 501 (C) (3) 218,271 0 N/A N/A Pub SVC/Inst/Rsch
(40) Florida State University874 Traditions Way
Tallahassee,FL32306 		59-6001138 501 (C) (3) 600,622 0 N/A N/A PuB Svc/Rsch
(41) Fox Chase Cancer Center333 Cottman Ave
Philadelphia,PA19111 		23-2003072 501 (C) (3) 65,687 0 N/A N/A Subcontract-Research
(42) Fred Hutchinson Cancer Research Center1100 Fairview Ave N
Seattle,WA98109 		23-7156071 501 (C) (3) 154,349 0 N/A N/A Subcontract-Research
(43) George Mason University4400 University Dr
Fairfax,VA22030 		54-0836354 501 (C) (3) 34,000 0 N/A N/A Research
(44) George Washington University2121 I Street
Washington,DC20052 		53-0196584 501 (C) (3) 170,694 0 N/A N/A Research
(45) Georgetown University Medical Center2121 Wisconsin Ave NW
Washington,DC20007 		53-0196603 501 (C) (3) 24,992 0 N/A N/A Public Service
(46) Georgia State UniversityPO Box 3999
Atlanta,GA30302 		58-1845423 501 (C) (3) 27,050 0 N/A N/A Research
(47) Gilda's Club Nashville1707 Division Street
Nashville,TN37203 		62-1614190 501 (C) (3) 7,250 0 N/A N/A Contribution
(48) H Lee Moffitt Cancer Center12902 Magnolia Dr
Tampa,FL33612 		59-2451713 501 (C) (3) 297,672 0 N/A N/A Subcontract-Research
(49) Harvard University1350 Mass Ave Holyoke Ctr
Cambridge,MA02138 		04-2103580 501 (C) (3) 818,635 0 N/A N/A Research
(50) Health Research Inc150 Broadway Suite 560
Menands,NY12204 		14-1402155 501 (C) (3) 47,850 0 N/A N/A Research
(51) Henderson SettlementPO Box 205 16773 Hwy 190
Frakes,KY40940 		61-0674965 501 (C) (3) 5,339 0 N/A N/A Subcontract-RSCH/INST
(52) Hospital for Special Surgery535 East 70th St
New York,NY10021 		13-1624135 501 (C) (3) 5,774 0 N/A N/A Subcontract-Research
(53) Hospital Hospitality House214 Reidhurst Ave
Nashville,TN37203 		62-0909363 501 (C) (3) 30,000 0 N/A N/A Contribution
(54) Howard University576 W STREET NW
Washington,DC20059 		53-0204707 501 (C) (3) 68,480 0 N/A N/A Research
(55) Humanities Tennessee306 Gay Street 306
Nashville,TN37201 		62-0933337 501 (C) (3) 8,400 0 N/A N/A Contribution
(56) Indiana UniversityPO Box 1847
Bloomington,IN47402 		35-6001673 501 (C) (3) 359,652 0 N/A N/A Research
(57) Inverness Research AssociatesPO Box 313
Inverness,CA94937 		68-0303342 501 (C) (3) 52,652 0 N/A N/A Research
(58) Jackson Laboratory600 Main St
Bar Harbor,MA04609 		01-0211513 501 (C) (3) 151,878 0 N/A N/A Subcontract-Research
(59) Jackson Madison County General Hospital620 Skyline Dr
Jackson,TN38301 		62-6010402 501 (C) (3) 9,440 0 N/A N/A Subcontract/RSCH/INST
(60) Jefferson County Committee for Economic Opportunit300 Eighth Avenue West
Birmingham,AL35204 		63-0505899 501 (C) (3) 11,911 0 N/A N/A Research
(61) Johns Hopkins University3400 N Charles Street
Baltimore,MD21218 		52-0595110 501 (C) (3) 725,901 0 N/A N/A Research
(62) Junior League of Nashville2202 Crestmoor Road
Nashville,TN37215 		62-0476815 501 (C) (3) 25,000 0 N/A N/A Contribution
(63) Juvenile Diabetes Research Foundation105 Westpark Dr
Brentwood,TN37027 		23-1907729 501 (C) (3) 22,410 0 N/A N/A Contribution
(64) Kaiser Foundation Research Institute1800 Harrison St 16th fl
Oakland,CA94612 		94-1105628 501 (C) (3) 604,752 0 N/A N/A Subcontract-Research
(65) Kansas State University2 Fairchild Hall
Manhattan,KS66506 		48-0771751 501 (C) (3) 85,888 0 N/A N/A Research
(66) KUMC Research Institute Inc3901 Rainbow Blvd
Kansas City,KS66160 		48-1108830 501 (C) (3) 248,752 0 N/A N/A Subcontract-Research
(67) Lehigh University526 BrodheAD AVE
Bethlehem,PA18015 		24-0795445 501 (C) (3) 34,593 0 N/A N/A Research
(68) Leukemia and Lymphoma Society404 BNA Drive
Nashville,TN37217 		13-5644916 501 (C) (3) 10,000 0 N/A N/A Contribution
(69) LSU Health Sciences Center117D David Boyd Hall
Baton Rouge,LA70803 		72-6000848 501 (C) (3) 197,546 0 N/A N/A Subcontract-Research
(70) LUNGevity Foundation435 North LaSalle St
Chicago,IL60654 		36-4433410 501 (C) (3) 10,000 0 N/A N/A Contribution
(71) Manna-Food Security Partners2105 20th Avenue South
Nashville,TN37212 		51-0185425 501 (C) (3) 53,770 0 N/A N/A Subcontract-Research
(72) March of Dimes1101 Kermit Dr 201
Nashville,TN37217 		13-1846366 501 (C) (3) 22,100 0 N/A N/A Contribution
(73) Marshfield Clinic Research Foundation1000 North Oak Avenue
Marshfield,WI54449 		39-0452970 501 (C) (3) 14,159 0 N/A N/A Subcontract-Research
(74) Massachusetts General Hospital55 Fruit St Boston
Boston,MA02114 		04-2697983 501 (C) (3) 601,583 0 N/A N/A Subcontract-RSCH/INST
(75) Massachusetts Institute of Technology77 Massachusetts Ave
Cambridge,MA02139 		04-2103594 501 (C) (3) 126,437 0 N/A N/A Subcontract-Research
(76) Matthew Walker Comprehensive Health Ctr1035 14th Avenue North
Nashville,TN37208 		62-1035426 501 (C) (3) 38,303 0 N/A N/A Subcontract-Research
(77) Mayo Medical Clinic200 First St SW
Rochester,MN55905 		41-6011702 501 (C) (3) 487,212 0 N/A N/A Subcontract-Research
(78) Medical College of Wisconsin9000 W Wisconsin Ave
Milwaukee,WI53226 		39-0806261 501 (C) (3) 487,184 0 N/A N/A Subcontract-Research
(79) Memorial Sloan - Kettering Cancer CenterPO Box 26338
New York,NY10087 		13-1924236 501 (C) (3) 22,429 0 N/A N/A Subcontract-Research
(80) Memphis Bioworks Foundation20 S Duley Ste 900
Memphis,TN38103 		62-1858660 501 (C) (3) 39,280 0 N/A N/A Subcontract-Research
(81) Mental Health Association of MD TN295 Plus Park BLVD
Nashville,TN37217 		62-0637710 501 (C) (3) 6,100 0 N/A N/A Contribution
(82) Mental Health Cooperative Inc275 Cumberland Bend Dr
Nashville,TN37228 		58-2018687 501 (C) (3) 33,785 0 N/A N/A Subcontract-Research
(83) Metropolitan Nashville Board of Education2601 Bransford Avenue
Nashville,TN37204 		62-0717138 501 (C) (3) 193,940 0 N/A N/A Research
(84) Metropolitan State College of DenverPO BOX 173362
Denver,CO17362 		84-0559160 501 (C) (3) 299,635 0 N/A N/A Research
(85) Michigan State University301 Admin Bldg
East Lansing,MI48824 		38-6005984 501 (C) (3) 147,644 0 N/A N/A Research
(86) Mid-Continent Research for Ed and Learning4601 DTC BLVD
Denver,CO80237 		43-0837728 501 (C) (3) 24,108 0 N/A N/A Research
(87) Middle Tennessee State University1301 E Main St
Murfreesboro,TN37132 		62-6005794 501 (C) (3) 42,692 0 N/A N/A Instruction
(88) Miriam Hospital164 Summit Ave
Providence,RI02906 		05-0258905 501 (C) (3) 95,786 0 N/A N/A Subct/RSCH/INST
(89) Montana State UniversityPO Box 172470
Bozeman,MT59717 		81-6010045 501 (C) (3) 58,538 0 N/A N/A Research
(90) Mount Sinai School Of MedicineOne Gustave L Levy Pl
New York,NY10029 		13-6171197 501 (C) (3) 5,457 0 N/A N/A Subcontract-Research
(91) Nashville Children's Theatre25 Middleton Street
Nashville,TN37210 		62-0637709 501 (C) (3) 10,000 0 N/A N/A Contribution
(92) Nashville International Center for Empowerment3221 Nolensville Pike
Nashville,TN37211 		02-0674431 501 (C) (3) 23,647 0 N/A N/A Subcontract-Public Service
(93) Nashville Public Library Foundation615 Church Street
Nashville,TN37219 		62-1681766 501 (C) (3) 7,830 0 N/A N/A Public Service
(94) Nashville Public Library Foundation615 Church St
Nashville,TN37219 		62-1681766 501 (C) (3) 13,910 0 N/A N/A Contribution
(95) Nashville Public Television161 Rains Avenue
Nashville,TN37203 		62-1740928 501 (C) (3) 150,000 0 N/A N/A Contribution
(96) Nashville Symphony AssociationOne Symphony Place
Nashville,TN37201 		62-0550979 501 (C) (3) 27,000 0 N/A N/A Contribution
(97) National Bureau of Economic Research1050 Massachusetts Ave
Cambridge,MA02138 		13-1641075 501 (C) (3) 338,654 0 N/A N/A Research
(98) National Disease Research Interchange8 Penn CTR 15th Fl
Philadelphia,PA19103 		23-2213205 501 (C) (3) 65,250 0 N/A N/A Subcontract-Research
(99) National Jewish Health1400 Jackson St
Denver,CO80206 		74-2044647 501 (C) (3) 299,879 0 N/A N/A Subcontract-Research
(100) National Sciences Resource Center (Smithsonian)PO Box 37012
Washington,DC20013 		53-0206027 501 (C) (3) 79,441 0 N/A N/A Research
(101) New York University School of MedicineP O Box 415026
Boston,MA02241 		13-5562308 501 (C) (3) 537,783 0 N/A N/A Subcontract-Research
(102) North Carolina State UniversityCampus Box 7214
Raleigh,NC27695 		56-6000756 501 (C) (3) 55,830 0 N/A N/A Research
(103) Northern California Institute for Research and Edu4150 Clement Street
San Francisco,CA94121 		94-3084159 501 (C) (3) 65,621 0 N/A N/A Subcontract-Research
(104) Northwest Evaluation Association5885 SW Meadows Rd
Lake Oswego,OR97035 		93-0686108 501 (C) (3) 38,164 0 N/A N/A Research
(105) Northwestern University619 Clark St
Evanston,IL60208 		36-2167817 501 (C) (3) 631,547 0 N/A N/A Subct/Inst/Rsch
(106) Ohio State University1960 Kenny Road
Columbus,OH43210 		31-6401599 501 (C) (3) 15,394 0 N/A N/A Subcontract-Research
(107) Ohio UniversityCDL CenteR
Athens,OH45701 		31-6402113 501 (C) (3) 40,506 0 N/A N/A Subcontract-Research
(108) Oregon Health & Science University3181 SW Sam Jackson
Portland,OR97239 		93-1176109 501 (C) (3) 736,296 0 N/A N/A Research,Instruction
(109) Oregon State University312 Kerr Admin Bldg
Corvallis,OR97331 		48-1278540 501 (C) (3) 61,049 0 N/A N/A Subcontract-Research
(110) Progreso Community Center478 Allied Dr Ste 107
Nashville,TN37211 		26-0635611 501 (C) (3) 38,776 0 N/A N/A Subcontract-Research
(111) Purdue University302 Wood Street
West Lafayette,IN47907 		35-6002041 501 (C) (3) 115,750 0 N/A N/A Research
(112) Rand Corporation1776 Main Street
Santa Monica,CA90407 		95-1958142 501 (C) (3) 637,565 0 N/A N/A Research
(113) Regents of the University of California1111 Franklin St 12th Fl
Oakland,CA94607 		95-6006142 501 (C) (3) 882,843 0 N/A N/A SubcT/RSCH/INST
(114) Regents of the University of California Berkeley2150 Shattuck Ave
Berkeley,CA94704 		94-6002123 501 (C) (3) 563,816 0 N/A N/A Research
(115) Regents of the University of California-Davis1850 Research Park Drive
Davis,CA95618 		94-6036494 501 (C) (3) 70,861 0 N/A N/A Research
(116) Regents of the University of Michigan3003 South State St
Ann Arbor,MI48109 		38-6006309 501 (C) (3) 60,210 0 N/A N/A Research
(117) Research Foundation for Mental Hygiene150 Broadway Suite 301
Albany,NY12204 		14-1410842 501 (C) (3) 131,883 0 N/A N/A Subcontract-Research
(118) Research Foundation State University of New York35 State Street
Albany,NY12207 		14-1368361 501 (C) (3) 28,630 0 N/A N/A Research
(119) Research Triangle InstitutePO Box 900002
Raleigh,NC27675 		56-0686338 501 (C) (3) 142,253 0 N/A N/A SubCT/RSCH/INST
(120) Rhode Island Hospital593 Eddy St
Providence,RI02903 		05-0258954 501 (C) (3) 12,084 0 N/A N/A Subcontract-Research
(121) Risk Assessment Institute417 Till Road
Neeses,SC29107 		57-0701628 501 (C) (3) 207,110 0 N/A N/A Subcontract-Research
(122) Ronald McDonald House Charities of Nashville2144 Fairfax Avenue
Nashville,TN37212 		62-1310717 501 (C) (3) 15,900 0 N/A N/A Contribution
(123) Round Rock Independent School District1311 Round Rock Avenue
Round Rock,TX78681 		74-6002018 501 (C) (3) 563,736 0 N/A N/A Research
(124) Rural Health Association of TennesseePO Box 11675
Murfreesboro,TN37129 		62-1613239 501 (C) (3) 10,000 0 N/A N/A Contribution
(125) Rutgers University3 Rutgers Plaza
New Brunswick,NJ08901 		22-6001086 501 (C) (3) 3,262,832 0 N/A N/A Research
(126) Salk Institute for Biological StudiesPO Box 85800
San Diego,CA92186 		95-2160097 501 (C) (3) 224,468 0 N/A N/A Subcontract-Research
(127) Scripps Research Institute10550 N Torrey Pines Rd
La Jolla,CA92037 		33-0435954 501 (C) (3) 17,079 0 N/A N/A Subcontract-Research
(128) Seattle Children's Hospital4800 Sand Point Way NE
Seattle,WA98105 		91-0564748 501 (C) (3) 124,384 0 N/A N/A Subcontract-Research
(129) Shalom FoundationPO Box 1354 Franklin
Franklin,TN37065 		95-4894733 501 (C) (3) 15,000 0 N/A N/A Contribution
(130) St Judes Childrens Research Hospital262 Danny Thomas Place
Memphis,TN38105 		62-0646012 501 (C) (3) 19,639 0 N/A N/A SubcT/INST/RSCH
(131) St Thomas Research Institute4228 Harding Rd
Nashville,TN37205 		62-0347580 501 (C) (3) 167,185 0 N/A N/A Subcontract-Research
(132) T J Martell Foundation15 Music Sq W
Nashville,TN37203 		51-0180178 501 (C) (3) 58,500 0 N/A N/A Contribution
(133) Tennessee Center for Nursing545 Mainstream Dr
Nashville,TN37228 		62-1814030 501 (C) (3) 24,284 0 N/A N/A Subcontract-Research
(134) Tennessee Disability Coalition955 Woodland St
Nashville,TN37206 		62-1447320 501 (C) (3) 12,412 0 N/A N/A Subcontract-Research
(135) Tennessee Emergency Medical Services for Children5121 Doctors Office Tower
Nashville,TN37206 		20-2802786 501 (C) (3) 10,000 0 N/A N/A Contribution
(136) Tennessee Medical Foundation216 Centerview Dr
Brentwood,TN37027 		62-0541813 501 (C) (3) 7,500 0 N/A N/A Contribution
(137) Tennessee Performing Arts CenterPO Box 190660
Nashville,TN37219 		58-1320590 501 (C) (3) 15,000 0 N/A N/A Contribution
(138) Tennessee State University3500 John Merritt Blvd
Nashville,TN37209 		62-0786119 501 (C) (3) 96,836 0 N/A N/A INST/RSCH
(139) Tennessee Technological UniversityBox 5012
Cookeville,TN38505 		62-0646806 501 (C) (3) 22,355 0 N/A N/A Instruction
(140) Texas Biomedical Research InstitutePO Box 760549
San Antonio,TX78245 		74-1109630 501 (C) (3) 54,746 0 N/A N/A Subcontract-Research
(141) Thomas Jefferson University1020 Walnut St
Philadelphia,PA19107 		23-1352651 501 (C) (3) 124,049 0 N/A N/A Subcontract-Research
(142) Transit Alliance of Middle Tennessee511 Union Street
Nashville,TN37219 		27-1568117 501 (C) (3) 100,000 0 N/A N/A Contribution
(143) Trustees of Dartmouth CollegeDartmouth College
Hanover,NH03755 		02-0222111 501 (C) (3) 41,774 0 N/A N/A Subct/inst/rsch
(144) Trustees of Tufts University136 Harrison Ave
Boston,MA02111 		04-2103634 501 (C) (3) 79,617 0 N/A N/A Subct/inst/rsch
(145) Tufts Medical Center800 Washington St
Boston,MA02111 		04-3400617 501 (C) (3) 13,205 0 N/A N/A Subct/inst/rsch
(146) United Way of the Mid South6775 Lenox CTr CT
Memphis,TN38115 		56-1010742 501 (C) (3) 7,000 0 N/A N/A Contribution
(147) University Community Health Services618 S 8th Street
Nashville,TN37206 		62-1438461 501 (C) (3) 159,672 0 N/A N/A Subct/inst/rsch
(148) University of Alabama at Birmingham701 20th St South
Birmingham,AL35233 		63-6005396 501 (C) (3) 302,302 0 N/A N/A Subct/inst/rsch
(149) University of ArizonaP O Box 3308
Tucson,AZ85722 		86-6004791 501 (C) (3) 389,146 0 N/A N/A Research
(150) University of Arkansas120 Ozark HaLL
Fayetteville,AR72701 		71-6003252 501 (C) (3) 9,076 0 N/A N/A Research
(151) University of California - Los AngelesBox 951406
Los Angeles,CA90095 		95-6006143 501 (C) (3) 277,153 0 N/A N/A Research
(152) University of California San Diego9500 Gilman Dr
La Jolla,CA92093 		95-6006144 501 (C) (3) 458,044 0 N/A N/A Subct/inst/rsch
(153) University of Chicago1225 East 60th Street
Chicago,IL60637 		36-2177139 501 (C) (3) 843,367 0 N/A N/A Subcontract-Research
(154) University of Cincinnati2600 Clifton Ave
Cincinnati,OH45221 		31-6000989 501 (C) (3) 125,075 0 N/A N/A Subcontract-Research
(155) University of Colorado3100 Marine St Room 479
Boulder,CO80309 		84-6000555 501 (C) (3) 526,225 0 N/A N/A Research, Public Service
(156) University of Connecticut263 Farmington Ave
Farmington,CT06030 		52-1725543 501 (C) (3) 58,007 0 N/A N/A Subcontract-Research
(157) University of Delaware116 Student SVCs Building
Newark,DE19716 		51-6000297 501 (C) (3) 12,081 0 N/A N/A Subct/inst/rsch
(158) University of FloridaPO Box 115500
Gainesville,FL32611 		59-6002052 501 (C) (3) 307,340 0 N/A N/A Research, Instruction
(159) University of Hawaii2530 Dole Street
Honolulu,HI96822 		99-6000354 501 (C) (3) 5,712 0 N/A N/A Subcontract-Research
(160) University of HoustonE Cullen Building
Houston,TX77204 		74-6001399 501 (C) (3) 20,934 0 N/A N/A Research
(161) University of IllinoisGCO 1901 S First St
Champaign,IL61820 		37-6000511 501 (C) (3) 256,747 0 N/A N/A Public Service
(162) University of Iowa201 Gilmore Hall
Iowa City,IA52242 		42-6004813 501 (C) (3) 5,305 0 N/A N/A Subcontract-Research
(163) University of Kansas2385 Irving Hall Rd
Lawrence,KS66045 		48-0680117 501 (C) (3) 44,770 0 N/A N/A Research
(164) University of Kentucky Research201 Kinkead Hall
Lexington,KY40506 		61-6033693 501 (C) (3) 365,735 0 N/A N/A Subct/inst/rsch
(165) University of Louisville Research FoundationMS 01-06 Jouett Hall
Louisville,KY40292 		61-1029626 501 (C) (3) 8,813 0 N/A N/A Instruction
(166) University of Maryland4101 Chesapeake BLDNG
College Park,MD20742 		52-6002033 501 (C) (3) 586,878 0 N/A N/A Research, Public Service
(167) University of Massachusetts225 Franklin St
Boston,MA02110 		04-3167352 501 (C) (3) 1,569,517 0 N/A N/A Subcontract-Research
(168) University of Medicine & Dentistry of NJ335 George St
New Brunswick,NJ08903 		22-1775306 501 (C) (3) 103,025 0 N/A N/A Research
(169) University of Medicine and Denistry of New JerseyPO Box 2685
New Brunswick,NJ08903 		23-7313160 501 (C) (3) 9,006 0 N/A N/A Subcontract-Research
(170) University of MemphisADMIN BLDG
Memphis,TN38152 		62-0648618 501 (C) (3) 139,768 0 N/A N/A Instruction, Research
(171) University of Miami1200 Campo Sano Ave
Miami,FL33146 		59-0624458 501 (C) (3) 1,298,258 0 N/A N/A Subcontract-Research
(172) University of Minnesota200 Oak Street SE
Minneapolis,MN55455 		41-6007513 501 (C) (3) 161,873 0 N/A N/A Research
(173) University of Missouri-Columbia310 Jesse Hall
Columbia,MO65211 		43-6003859 501 (C) (3) 149,161 0 N/A N/A Research
(174) University of New Mexico1 Univ of NM
Albuquerque,NM87131 		85-6000642 501 (C) (3) 56,594 0 N/A N/A Subcontract-Research
(175) University of Norte Dame511 Main Building
Notre Dame,IN46556 		35-0868188 501 (C) (3) 1,057,803 0 N/A N/A Research
(176) University of North Carolina104 Airport Dr
Chapel Hill,NC27599 		56-6001393 501 (C) (3) 1,824,433 0 N/A N/A Research
(177) University of Pennsylvania3440 Market Street
Philadelphia,PA19104 		23-1352685 501 (C) (3) 1,510,896 0 N/A N/A Research
(178) University of Pittsburgh3130 Cathedral of LrnG
Pittsburgh,PA15620 		25-0965591 501 (C) (3) 490,995 0 N/A N/A Research
(179) University of South Carolina514 Main St
Columbia,SC29208 		57-6001153 501 (C) (3) 11,070 0 N/A N/A Subcontract-Research
(180) University of South Florida4202 E Fowler Ave
Tampa,FL33620 		59-6001874 501 (C) (3) 231,662 0 N/A N/A Research, Public Service
(181) University of Southern CaliforniaUniversity Gardens
Los Angeles,CA90089 		95-1642394 501 (C) (3) 543,795 0 N/A N/A Subcontract-Research
(182) University of Tennessee201 Andy Holt Tower
Knoxville,TN37996 		62-6001636 501 (C) (3) 372,387 0 N/A N/A Instruction, Research
(183) University of Texas1 University Station
Austin,TX78712 		74-6001118 501 (C) (3) 423,327 0 N/A N/A Subcontract-Research
(184) University of Texas - Southwestern5323 Harry Hines Blvd
Dallas,TX75390 		75-6002868 501 (C) (3) 798,236 0 N/A N/A Subcontract-Research
(185) University of Texas at AustinPO Box 8029
Austin,TX78713 		74-6000203 501 (C) (3) 114,628 0 N/A N/A Research
(186) University of Texas Health Science7703 Floyd Curl Drive
San Antonio,TX78284 		74-1586031 501 (C) (3) 389,412 0 N/A N/A Subcontract-Research
(187) University of Texas-Pan American1201 West UniversitY DR
Edinburg,TX78541 		74-6002942 501 (C) (3) 14,466 0 N/A N/A Research
(188) University of Utah201 Presidents Cir
Salt Lake City,UT84112 		87-6000525 501 (C) (3) 305,610 0 N/A N/A Subcontract-Research
(189) University of VirginaPO Box 400195
Charlottesville,VA22904 		54-6001786 501 (C) (3) 57,592 0 N/A N/A Subcontract-Research
(190) University of WashingtonOSP Box 359472
Seattle,WA98195 		91-6001537 501 (C) (3) 1,423,962 0 N/A N/A Research, Instruction
(191) University of Wisconsin-Madison21 North Park St
Madison,WI53715 		39-6006492 501 (C) (3) 716,883 0 N/A N/A Research
(192) US Math Recovery Council4117 Hillsboro Pike
Nashville,TN37215 		05-0538927 501 (C) (3) 30,523 0 N/A N/A Research
(193) Virginia Polytechnic Institute460 Turner Street
Blacksburg,VA24060 		54-6001805 501 (C) (3) 72,208 0 N/A N/A Research
(194) Washington UniversityOne Brooking DR
St Louis,MO63130 		43-0653611 501 (C) (3) 316,654 0 N/A N/A Research
(195) Western Carolina UniversityCordelia Camp Bld
Cullowhee,NC28723 		56-6001440 501 (C) (3) 26,345 0 N/A N/A Research
(196) Yale University47 College St Ste 203
New Haven,CT06520 		06-0646973 501 (C) (3) 83,596 0 N/A N/A Subct/inst/rsch
(197) YMCA of Middle Tennessee900 Church Street
Nashville,TN37203 		62-0476243 501 (C) (3) 145,384 0 N/A N/A Public Service
(198) Zero to Three2000 M Street NW
Washington,DC20036 		52-1105189 501 (C) (3) 107,792 0 N/A N/A Public Service
(199) ABT Associates Inc4550 Montgomery Avenue
Bethesda,MD20814 		52-6041929 N/A 7,453 0 N/A N/A Research
(200) Acocda Therapeutics Inc15 Skyline Drive
Hawthorne,NY10532 		13-3831168 N/A 180,000 0 N/A N/A Subcontract-Research
(201) Aerospace Corporation2310 E El Segundo Blvd
El Segundo,CA90245 		95-2102389 N/A 187,500 0 N/A N/A Research
(202) Anatomic & Clinical Laboratory2010 Church St
Nashville,TN37203 		62-1051717 N/A 22,183 0 N/A N/A Subct/inst/rsch
(203) Arizona Geological Survey416 West Congress St
Tuscon,AZ85701 		86-6004791 N/A 10,902 0 N/A N/A Research
(204) Avid Radiopharmaceuticals3711 Market St
Philadelphia,PA19104 		20-1811104 N/A 8,176 0 N/A N/A Subcontract-Research
(205) Bell Helicopter Textron IncPO Box 482 Dept
Ft Worth,TX76101 		05-0393946 N/A 35,332 0 N/A N/A Research
(206) Boeing IDSCashier MS 42-10
Seattle,WA98124 		91-0425694 N/A 421,566 0 N/A N/A Research
(207) Center for Biomedical Research LLC1415 Old Weisgarber Rd
Knoxville,TN37909 		27-0952972 N/A 72,188 0 N/A N/A Subcontract-Research
(208) CFD Research Corporation601 Genome Way
Huntsville,AL35806 		63-9044385 N/A 187,994 0 N/A N/A Research
(209) Colorado School of Mines1500 Illinois St
Golden,CO80401 		84-6000551 N/A 10,349 0 N/A N/A Research
(210) Defense Finance Accounting Service4555 Overlook Ave SW
Washington,DC20375 		N/A 75,000 0 N/A N/A Research
(211) Education Development Center Inc55 Chapel Street
Newton,MA02458 		04-2241718 N/A 87,874 0 N/A N/A research
(212) Erlanger Health System975 E Third St
Chattanooga,TN37403 		62-6000101 N/A 36,861 0 N/A N/A Subct/inst/rsch
(213) Georgia Institute of Technology505 Tenth St
Atlanta,GA30332 		58-0603146 N/A 325,259 0 N/A N/A Research
(214) Gibson Consulting Group901 S Mopac Expwy
Austin,TX78746 		74-2898858 N/A 24,638 0 N/A N/A Research
(215) International Epidemiology Institute Inc1455 Rsch Blvd
Rockville,MD20850 		52-1882011 N/A 4,652,120 0 N/A N/A Subcontract-Research
(216) Jones Clinic7710 Wolf River Cir
Germantown,TN38138 		62-1717770 N/A 12,620 0 N/A N/A Subcontract-Public Service
(217) Learning Point Associates1120 E Diehl Road
Naperville,IL60563 		37-1161423 N/A 76,200 0 N/A N/A Research
(218) Medelis98 River Front Dr
Reno,NV89523 		20-0331456 N/A 131,380 0 N/A N/A Subcontract-Research
(219) Meharry Medical College1005 DB Todd Blvd
Nashville,TN37208 		62-0488046 N/A 3,251,370 0 N/A N/A Research
(220) Metro Parks and Recreation511 Oman Street
Nashville,TN37203 		62-0694743 N/A 124,146 0 N/A N/A Subcontract-Research
(221) Object Computing Inc12140 Woodcrest Exec Pkwy
St Louis,MO63141 		43-1695110 N/A 57,810 0 N/A N/A Research
(222) Pathology Associates of St Thomas4220 Harding Pike
Nashville,TN37205 		62-1436754 N/A 11,667 0 N/A N/A Subct/inst/rsch
(223) Precise Clinical Research Inc1230 SW Harvey
Topeka,KS66604 		20-1725871 N/A 37,380 0 N/A N/A Subcontract-Research
(224) Purchase Cancer Group100 Kiana Court
Paducah,KY42001 		74-3112051 N/A 5,800 0 N/A N/A Subcontract-Research
(225) Rambiss LLC938 E Swan Creek Rd
Fort Washington,MD20744 		20-1240325 N/A 79,970 0 N/A N/A Subct/inst/rsch
(226) Rehabilitation Associates of Naples1855 Vet Park Dr
Naples,FL34109 		59-3579939 N/A 6,622 0 N/A N/A Subcontract-Research
(227) Shepherd Center Inc2020 Peachtree Rd NW
Atlanta,GA30309 		51-0141601 N/A 25,057 0 N/A N/A Research
(228) Stanford University450 Serra Mall
Stanford,CA94305 		94-1156365 N/A 746,054 0 N/A N/A Research
(229) State of Indiana Department of EducationRoom 229 State House
Indianapolis,IN46204 		35-6000158 N/A 474,786 0 N/A N/A Research
(230) Symbolene Systems Inc2130 Bold Springs Road
Monroe,GA30656 		58-2584962 N/A 39,808 0 N/A N/A Research
(231) Tennessee Cancer Specialist PLLC1415 Old Weisgarber Rd
Knoxville,TN37909 		N/A 8,525 0 N/A N/A Subcontract-Research
(232) Tennessee Valley Healthcare System1310 24th Ave S
Nashville,TN37212 		62-0484828 N/A 18,916 0 N/A N/A Subct/inst/rsch
(233) The Urban Institute2100 M St N W
Washington,DC20037 		52-0880375 N/A 20,000 0 N/A N/A Research
(234) Topaz Canyon Group LLC1330 Weber St
Alameda,CA94501 		20-2388726 N/A 134,184 0 N/A N/A Subcontract-Public Service
(235) US Army Institute of Surgical Research400 RAwly E ChAMbER Ave
Ft Sam Houston,CA78234 		30-0440374 N/A 91,000 0 N/A N/A Research
(236) UT-Battelle LLC1201 Oak Ridge Tpk
Oak Ridge,TX37830 		62-1788235 N/A 24,000 0 N/A N/A Subcontract-Research
(237) VA Tennessee Valley Healthcare System1310 24th Avenue S
Nashville,TN37212 		62-0484828 N/A 17,033 0 N/A N/A Subcontract-Research
(238) Weill Medical College of Cornell1300 York Box 89
New York,TN10065 		13-1623978 N/A 444,085 0 N/A N/A Research
(239) Westat Inc1600 Research Blvd
Rockville,NY20850 		84-0529566 N/A 224,361 0 N/A N/A Subcontract-Research
2
Enter total number of section 501(c)(3) and government organizations ......................... Bullet Image
200
3
Enter total number of other organizations ................................ . Bullet Image
41
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2010

Schedule I (Form 990) 2010
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) PATIENT ASSISTANCE 119 167,107 0 N/A N/A
(2) PATIENT ASSISTANCE 6017 0 33,094 FMV FOOD
(3) patient assistance 388 0 65,489 FMV MEDICAL SUPPLIES
(4) SUBCONTRACT 1 63,333 0 N/A N/A
(5) STUDENT FINANCIAL ASSISTANCE 6573 220,761,020 0 N/A N/A





Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
Procedures for Monitoring use of Grants Form 990, Schedule I, Part I, Line 2 Subrecipient Grants - Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the university and describes the monitoring procedures for each area. The full text of Vanderbilt's Subrecipient POLICY IS available online at the following web address: http://www.vanderbilt.edu/ocga/vupolicies/subrecipient/SubrecipientMonitor ingGuidelinesfinal.pdf Other Assistance - Assistance offered from institutional funds by Vanderbilt to our students is awarded on the basis of merit and/or financial need. Such assistance helps students and their families support the cost of attendance which includes tuition, mandatory fees, room & board, books, other course materials/supplies, and allowances for personal/miscellaneous and travel expenses. Merit-based awards are competitively awarded in recognition of academic achievement, leadership, commitment to community service, contributions to society, and other forms of accomplishment. Need-based assistance is awarded on the basis of documented financial need, resulting from a need analysis evaluation accomplished in accordance with relevant and applicable federal, state, and/or institutional programs, policies, and eligibility requirements. Financial Aid - The units responsible for administering student financial aid at Vanderbilt regularly initiate system-generated reviews, as well as other cross-checks on an ad hoc basis. Results from these reviews, along with recurring management reports, are regularly evaluated. Subsequently, follow-up corrective actions are taken when appropriate and potentially include award revisions or cancellations. These provisions are designed to help ensure that student assistance funds are awarded to eligible recipients, in accordance with applicable federal, state, institutional, and other program legislation, as well as relevant internal university policies and operational guidelines/criteria.
Schedule I (Form 990) 2010


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Vanderbilt University
 
Employer identification number

62-0476822
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement orprovision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regs. section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 if additional space needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, line 1a.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported in prior
Form 990 or
Form 990-EZ
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) Nicholas S Zeppos JD (i)
(ii)		 637,288
0 		258,271
0 		1,107,314
0 		164,688
0 		60,788
0 		2,228,349
0 		1,086,963
0
(2) Jeffrey R Balser MD PhD (i)
(ii)		 893,775
0 		114,017
0 		213,424
0 		212,103
0 		46,442
0 		1,479,761
0 		200,000
0
(3) Jerry G Fife BS (i)
(ii)		 409,746
0 		0
0 		42,306
0 		12,103
0 		19,652
0 		483,807
0 		0
0
(4) Beth A Fortune MA (i)
(ii)		 337,782
0 		0
0 		16,365
0 		12,103
0 		7,910
0 		374,160
0 		0
0
(5) Richard C McCarty MS PhD (i)
(ii)		 542,292
0 		128,315
0 		16,284
0 		212,103
0 		17,980
0 		916,974
0 		0
0
(6) Susie S Stalcup BA (i)
(ii)		 495,110
0 		38,400
0 		14,310
0 		12,103
0 		14,862
0 		574,785
0 		0
0
(7) Brett C Sweet MBA (i)
(ii)		 594,549
0 		147,480
0 		12,432
0 		12,103
0 		17,342
0 		783,906
0 		0
0
(8) David Williams II MA MBA JD L (i)
(ii)		 772,665
0 		188,994
0 		2,041,305
0 		193,921
0 		42,793
0 		3,239,678
0 		2,009,952
0
(9) Matthew W Wright MBA (i)
(ii)		 590,761
0 		113,771
0 		47,474
0 		93,357
0 		23,173
0 		868,536
0 		0
0
(10) Kevin B Churchwell MD (i)
(ii)		 567,423
0 		141,680
0 		1,843,243
0 		12,103
0 		18,579
0 		2,583,028
0 		0
0
(11) CHARLES L GREGORY (i)
(ii)		 397,372
0 		57,350
0 		12,062
0 		12,103
0 		22,400
0 		501,287
0 		0
0
(12) Larry M Goldberg MHA (i)
(ii)		 620,448
0 		158,000
0 		29,443
0 		12,103
0 		22,860
0 		842,854
0 		0
0
(13) John F Manning Jr PhD MBA (i)
(ii)		 460,173
0 		47,125
0 		11,886
0 		112,103
0 		16,716
0 		648,003
0 		0
0
(14) Charles W Pinson MD MBA (i)
(ii)		 902,212
0 		198,897
0 		13,177
0 		191,933
0 		8,722
0 		1,314,941
0 		0
0
(15) Robert A Johnson MA (i)
(ii)		 1,462,616
0 		95,721
0 		14,663
0 		9,260
0 		9,632
0 		1,591,892
0 		0
0
(16) JOHN W KLEKAMP MD (i)
(ii)		 1,202,073
0 		0
0 		11,310
0 		11,933
0 		17,096
0 		1,242,412
0 		0
0
(17) Kevin E Stallings MS (i)
(ii)		 1,689,512
0 		177,937
0 		30,108
0 		131,072
0 		27,780
0 		2,056,409
0 		0
0
(18) PAUL A THOMAS MD (i)
(ii)		 2,127,265
0 		0
0 		12,822
0 		7,350
0 		18,902
0 		2,166,339
0 		0
0
(19) RANDALL S THOMAS BA JD PhD (i)
(ii)		 480,180
0 		0
0 		769,519
0 		174,496
0 		20,209
0 		1,444,404
0 		0
0
(20) Harry R Jacobson MD (i)
(ii)		 540,517
0 		0
0 		6,002,266
0 		12,103
0 		5,430
0 		6,560,316
0 		5,221,955
0
(21) Betty L Price MBA CPA (i)
(ii)		 435,382
0 		0
0 		11,747
0 		12,103
0 		10,461
0 		469,693
0 		0
0
(22) Martin P Sandler MD (i)
(ii)		 597,006
0 		228,863
0 		14,247
0 		11,933
0 		8,927
0 		860,976
0 		0
0
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
Part I, Line 1a First-class or Charter travel - Travelers should fly via commercial airline and work to obtain the lowest fare possible. International trips that span over six time zones are pre-approved for business class travel. Additionally, for both domestic and international travel, if an airline provides business class or first class seating and the length is over four hours, the traveler may petition the Chancellor and with approval fly business or first class. In cases where it is not possible to fly commercial due to scheduling commitments, and the travel is of the highest importance, travelers may request that the Chancellor approve a charter flight, after weighing the benefits of the trip against the cost of the charter. The Board of Trust has approved the first class travel or charter for the Chancellor when necessitated by his schedule. Per Vanderbilt's athletics travel policy, family members are allowed, with the approval of the Vice-Chancellor for University Affairs and Athletics, to charter with the team when there are extra seats, without having to reimburse the University since the charter fee is not determined by the number of actual passengers. Tax indemnification and gross-up payments - Vanderbilt University, in certain instances, will gross-up payments. All such gross-ups are included in the taxable income of the applicable individual. Health or Social Club Dues or Initiation Fees - Vanderbilt University pays for certain social club dues, all of which are corporate memberships, and serve a documented business purpose.
Part I, Line 4a Former Officer (Vice Chancellor for Health Affairs) Harry R. Jacobson, MD terminated employment with Vanderbilt University in May 2010. He received a severance payment totaling $758,333.38, which is included in his 2010 W-2. Kevin B. Churchwell, MD, CEO and Executive Director, Monroe Carell, Jr. Children's Hospital at Vanderbilt, terminated employment with Vanderbilt University in November 2010. He received a severance payment totaling $1,830,000, which is included in his 2010 W-2.
PART I, LINE 4B The following individuals received payments from Vanderbilt University's Supplemental Executive Retirement Plan, a nonqualified retirement plan, during 2010. Distributions of remaining accruals were made in 2010 as follows: Nicholas S. Zeppos, Chancellor - $1,086,963.00 David Williams, II, Vice Chancellor for University Affairs and Athletics; General Counsel; and Secretary of the University - $2,009,952.00 Harry R. Jacobson, Former Officer (Vice Chancellor for Health Affairs) - $5,221,955.00 The Supplemental Executive Retirement Plan (SERP) as approved by the Compensation Committee of the Board of Trust, is a nonqualified deferred compensation plan, the purpose of which is to provide supplemental retirement, disability, and death benefits for a select group of highly compensated employees as a retention strategy. As such, the participant (or his or her beneficiary in the case of death) will receive his or her accrued benefit based on a vesting and payment schedule as set forth in the plan agreement. If prior to a participant's payment date, disability, retirement date or death, a participant's employment with the university is terminated either involuntarily for cause or voluntarily other than for good reason, the participant and his or her beneficiaries will forfeit any kind of benefits accrued under the plan.
Part I, Line 7 Chancellor Nicholas S. Zeppos achieved various incentive goals where judgment was determined by the Board of Trust. Total incentive compensation earned from these measures was $210,027 and is included in his 2010 W-2. The following individuals achieved various incentive goals where judgment was determined by the Chancellor or the Board of Trust. Total incentive compensation earned from these measures during 2010 for each individual follows, and is included in their respective 2010 W-2s. Provost and Vice Chancellor for Academic Affairs Richard C. McCarty - $59,620 Vice Chancellor for Finance and Chief Financial Officer Brett C. Sweet - $87,540 Vice Chancellor for University Affairs and Athletics; General Counsel; and Secretary of the University David Williams, II - $84,552
Schedule J (Form 990) 2010

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule O (Form 990).
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
Vanderbilt University
 
Employer identification number
62-0476822
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A HEFB VANDERBILT UNIV SERIES 2009A&B
  		62-6139016 592041RJ8 04-01-2009 328,850,840 SEE SCHEDULE O   X   X   X
B HEFB VANDERBILT UNIV SERIES 2008A&B
  		62-6139016 592041QB6 04-23-2008 274,405,009 SEE SCHEDULE O   X   X   X
C HEFB VANDERBILT UNIV SERIES 2005A&B
  		62-6139016 592041NW3 01-20-2005 413,607,549 SEE SCHEDULE O   X   X   X
D HEFB VANDERBILT UNIV SERIES 2003A
  		62-6139016 592041MZ7 05-29-2003 40,155,000 SEE SCHEDULE O   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired. . . . . 17,050,000 17,050,000 277,750,000 19,255,000
2 Amount of bonds defeased . . . .        
3 Total proceeds of issue . . . . 328,896,899 275,052,312 419,396,776 40,155,000
4 Gross proceeds in reserve funds . .        
5 Capitalized interest from proceeds.        
6 Proceeds in refunding escrow. . . . .        
7 Issuance costs from proceeds . . . 2,245,733 1,774,403 1,636,343 351,832
8 Credit enhancement from proceeds. 2,751,364   2,751,364  
9 Working capital expenditures from proceeds . .        
10 Capital expenditures from proceeds . . 100,365,260   185,832,783  
11 Other spent proceeds . . 226,285,906 273,277,909 229,176,286 39,803,168
12 Other unspent proceeds. . .        
13 Year of substantial completion . . . 2011 2007
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? X   X     X    
15 Were the bonds issued as part of an advance refunding issue?   X   X   X   X
16 Has the final allocation of proceeds been made? . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . .   X   X   X   X
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2010
Schedule K (Form 990) 2010
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use? X   X   X     X
b Are there any research agreements that may result in private business use of bond-financed property? . . X   X   X     X
c Does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts or research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . . . . . . . . . . . . SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . SchKMediumBullet 0 % 0 % 0 % 0 %
6 Total of lines 4 and 5 . . .. . . . . . 0 % 0 % 0 % 0 %
7 Has the organization adopted management practices and procedures to ensure the post-issuance compliance of its tax-exempt bond liabilities? X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X   X X   X  
3a Has the organization or the governmental issuer entered into a hedge with respect to the bond issue?   X   X X     X
b Name of provider . GOLDMAN SACHS - FXP
  		 
  		GOLDMAN SACHS - FXP
  		 
 
c Term of hedge . . 35.83   35.83  
d Was the hedge superintegrated? .   X       X    
e Was a hedge terminated? .   X       X    
4a Were gross proceeds invested in a GIC? .   X   X   X   X
b Name of provider .  
  		 
  		 
  		 
 
c Term of GIC . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? .                
5 Were any gross proceeds invested beyond an available temporary period? .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . . . X   X   X   X  
Schedule K (Form 990) 2010

Schedule K (Form 990) 2010
Page 3
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SEE SCHEDULE O    
Schedule K (Form 990) 2010

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Vanderbilt University
 
Employer identification number

62-0476822
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
(1) SEE PART V   353,064
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2010
Schedule L (Form 990 or 990-EZ) 2010
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) SEE PART V          
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS FORM 990, SCHEDULE L, PART III $133,718 - Aggregate of educational assistance provided to seven interested persons under the Tuition Benefit Program, which is available to qualifying dependents of all eligible employees (e.g. those meeting minimum period of service requirements). $219,346 - Aggregate of merit-based scholarships and assistance provided to six interested persons. BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS FORM 990, SCHEDULE L, PART IV (A) SUMMIT PARTNERS (B) Trustee Bruce R. Evans is an owner/investor and board member of Summit Partners, a private equity and venture capital firm. (C) ($4,689) (D) Vanderbilt's net capital contributions of $4,078,540 & distributions of ($4,083,229) from Summit's Funds in FY11 (E) NO REVENUE SHARING (A) Dell, Inc. (B) Trustee Nancy Perot Mulford's brother, Trustee H. Ross Perot, Jr. serves on the board of Dell, Inc. (C) $5,229,102 (D) Purchases of computer hardware, software, accessories, and services (E) NO REVENUE SHARING (A) Kinetic Concepts, Inc. (B) Former Vice Chancellor Harry R. Jacobson, MD serves on the board of Kinetic Concepts, Inc. (C) $1,614,357 (D) Purchase and rental of medical supplies & equipment (E) NO REVENUE SHARING (A) LifeCell, Inc. (B) Former Vice Chancellor Harry R. Jacobson, MD serves on the board of LifeCell, Inc. (C) $1,139,133 (D) Purchase of medical supplies (E) NO REVENUE SHARING (A) Informatics Corporation of America, Inc. (B) Associate Vice Chancellor John F. Manning & Vice Chancellor Brett C. Sweet serve on the board of Informatics Corporation of America. (C) $223,900 (D) Payments for engineering and research services (E) NO REVENUE SHARING (A) First American Bancorp (B) Trustee Dennis Bottorff serves on the board of First American Bancorp (C) $1,956,654 (D) Payments for rent and lease of Financial Equipment (E) No Revenue Sharing (A) Coca-Cola Enterprises, Inc. (B) Trustee Orrin Ingram serves on the board of Coca-Cola Enterprises, Inc. (C) $1,031,424 (D) Purchase of food and beverages and services (E) No Revenue Sharing (A) SunTrust Banks, Inc. (B) Trustees Joanne Hayes and J. Hicks Lanier both serve on the board of SunTrust Banks, Inc. (C) $198,192 (D) Vehicle lease payments (E) No Revenue Sharing (A) Courage Special Situations Fund, LP (B) A family member to Trustees Martha Ingram, Orrin Ingram, and John Ingram is the owner and manager of Courage Special Situations Fund, L.P (C) $57,008,886 (D) Net Capital Distributions to VU from Courage Special Situations Fund, L.P. in FY11 (E) No Revenue Sharing (A) Julia A Fesmire, PhD (B) Family Member of Trustee Karen Fesmire (C) $54,490 (D) Employment at Vanderbilt (E) No revenue Sharing (A) Barbara Engelhardt, MD (B) Family Member of Trustee William Wilson (C) $127,947 (D) Employment at Vanderbilt (E) No revenue Sharing (A) Andre Churchwell, MD (B) Family Member of Current Key Employee Kevin Churchwell, MD (C) $669,620 (D) Employment at Vanderbilt (E) No revenue Sharing (A) Keith Churchwell, MD (B) Family Member of Current Key Employee Kevin Churchwell, MD (C) $597,694 (D) Employment at Vanderbilt (E) No revenue Sharing (A) Taylor Fife, APRN-BC (B) Family Member of Current Officer Jerry Fife (C) $58,361 (D) Employment at Vanderbilt (E) No revenue Sharing (A) Hava Fife, APRN-BC (B) Family Member of Current Officer Jerry Fife (C) $109,672 (D) Employment at Vanderbilt (E) No revenue Sharing (A) Ryan L. McCarty (B) Family Member of Current Officer Richard McCarty (C) $63,040 (D) Employment at Vanderbilt (E) No revenue Sharing (A) Gail P. Williams, JD (B) Family Member of Current Officer David Williams, II (C) $121,700 (D) Employment at Vanderbilt (E) No revenue Sharing
Schedule L (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Vanderbilt University
 
Employer identification number

62-0476822
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
contribution amounts
1 Art—Works of art .... X 44 11,066 FMV
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 32,184 VARIOUS
5 Clothing and household
goods ....... 		X 87,125 SELLING PRICE
6 Cars and other vehicles .. X 1 9,685 SELLING PRICE
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 264 12,650,319 MARKET QUOTE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential . X 1 218,263 SELLING PRICE
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 74 8,002 VARIOUS
19 Food inventory ...        
20 Drugs and medical supplies . X 24 115,957 COST
21 Taxidermy ......        
22 Historical artifacts .... X 1 670,000 APPRAISAL
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( SOFTWARE ) X 1 2,838,077 COST
26 Other Right pointing arrow large image ( SEE PART II ) X 274 57,845 VARIOUS
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
2
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell non-cash
contributions? ............................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2010
Schedule M (Form 990) 2010
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33. Also complete this part for any additional information.
Identifier Return Reference Explanation
NUMBER OF CONTRIBUTIONS FORM 990, SCHEDULE M, PART I, COLUMN (B) VANDERBILT UNIVERSITY REPORTS THE NUMBER OF CONTRIBUTIONS RECEIVED THROUGHOUT THE YEAR FOR EACH TYPE OF PROPERTY LISTED.
OTHER TYPES OF PROPERTY FORM 990, SCHEDULE M, PART I, LINE 26 THIS LINE INCLUDES DONOR OUT-OF-POCKET EXPENSES FOR HOSTING VANDERBILT EVENTS, AND DONATIONS FOR VARIOUS FUNDRAISING EFFORTS AND SILENT AUCTIONS, SUCH AS DINING GIFTCARDS, AND TICKETS TO PERFORMANCES AND ATHLETIC EVENTS.
Schedule M (Form 990) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
Vanderbilt University
 
Employer identification number

62-0476822
Identifier Return Reference Explanation
MISSION STATEMENT FORM 990, PART I, LINE 1 AND PART III, LINE 1 VANDERBILT UNIVERSITY IS A CENTER FOR SCHOLARLY RESEARCH, INFORMED AND CREATIVE TEACHING, AND SERVICE TO THE COMMUNITY AND SOCIETY AT LARGE. VANDERBILT WILL UPHOLD THE HIGHEST STANDARDS AND BE A LEADER IN THE QUEST FOR NEW KNOWLEDGE THROUGH SCHOLARSHIP, DISSEMINATION OF KNOWLEDGE THROUGH TEACHING AND OUTREACH, AND CREATIVE EXPERIMENTATION OF IDEAS AND CONCEPTS. IN PURSUIT OF THESE GOALS, VANDERBILT VALUES MOST HIGHLY THE INTELLECTUAL FREEDOM THAT SUPPORTS OPEN INQUIRY AND EQUALITY, COMPASSION AND EXCELLENCE IN ALL ENDEAVORS. FORM 990, PARTS I, VIII, IX AND X FOR THE CURRENT YEAR, VANDERBILT UNIVERSITY IS REPORTING AMOUNTS FOR REVENUE AND EXPENSE ACTIVITY AS WELL AS FOR BALANCE SHEETS FOR JUST THE UNIVERSITY AND CERTAIN JOINT VENTURES AND DISREGARDED ENTITIES, I.E., ON A "DECONSOLIDATED" BASIS. THIS PRESENTATION IS CONTRASTED WITH THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS, WHICH IS ON A CONSOLIDATED BASIS WHICH INCLUDES SUBSIDIARIES THAT FILE DISCRETE SEPARATE TAX RETURNS. PRIOR YEAR BALANCE SHEET AMOUNTS (AS REFLECTED IN PART X, COLUMN (A) AND PART I) AND PRIOR YEAR REVENUES AND EXPENSES (AS REFLECTED IN PART I) HAVE NOT BEEN RECLASSIFIED TO PRECISELY CONFORM WITH THE CURRENT YEAR'S PRESENTATION. PROGRAM SERVICE ACTIVITY- EDUCATION FORM 990, PART III, LINE 4A VANDERBILT UNIVERSITY OFFERS UNDERGRADUATE PROGRAMS IN THE LIBERAL ARTS AND SCIENCE, ENGINEERING, MUSIC, EDUCATION AND HUMAN DEVELOPMENT, AS WELL AS A FULL RANGE OF GRADUATE AND PROFESSIONAL DEGREES. VANDERBILT'S TEN SCHOOLS AND COLLEGES INCLUDE: COLLEGE OF ARTS AND SCIENCE, GRADUATE SCHOOL, BLAIR SCHOOL OF MUSIC, DIVINITY SCHOOL, SCHOOL OF ENGINEERING, LAW SCHOOL, SCHOOL OF MEDICINE, SCHOOL OF NURSING, OWEN GRADUATE SCHOOL OF MANAGEMENT, AND PEABODY COLLEGE (OF EDUCATION AND HUMAN DEVELOPMENT). VANDERBILT UNIVERSITY HAS APPROXIMATELY 6,900 UNDERGRADUATE STUDENTS, 5,800 GRADUATE AND PROFESSIONAL STUDENTS, AND MORE THAN 3,800 FACULTY MEMBERS. VANDERBILT UNIVERSITY RANKED 17TH AMONG THE NATION'S BEST UNIVERSITIES, AND RANKED 14TH AMONG NATIONAL UNIVERSITIES IN THE "GREAT SCHOOLS, GREAT PRICES" CATEGORY IN AN ANNUAL SURVEY CONDUCTED BY U.S. NEWS & WORLD REPORT. VANDERBILT'S PEABODY COLLEGE OF EDUCATION AND HUMAN DEVELOPMENT RANKED AS THE BEST GRADUATE SCHOOL OF EDUCATION IN THE NATION BY U.S. NEWS & WORLD REPORT FOR THE THIRD CONSECUTIVE YEAR. THE SPECIAL EDUCATION PROGRAM HAS BEEN RANKED AT NO. 1, WITH THE EXCEPTION OF ONE YEAR AT NO. 2, SINCE 2003. OTHER VANDERBILT SCHOOLS WITH NOTABLE RANKINGS INCLUDE: SCHOOL OF MEDICINE, RANKED 15TH FOR RESEARCH HOSPITALS IN THE NATION; LAW SCHOOL RANKED 16TH; AND THE VANDERBILT OWEN GRADUATE SCHOOL OF MANAGEMENT RANKED 28TH. IN THE FIRST RANKING OF NURSING SCHOOLS BY U.S. NEWS & WORLD REPORT SINCE 2007, THE VANDERBILT SCHOOL OF NURSING TIED FOR NO. 15, AND ITS MIDWIFERY PROGRAM WAS NAMED NO. 3 IN THE NATION. PROGRAMS IN CLINICAL NURSE SPECIALIST - PSYCHIATRIC/MENTAL HEALTH, NURSE PRACTITIONER-FAMILY AND NURSING SERVICE ADMINISTRATION ALL RANKED IN THE TOP 10. FOR MORE INFORMATION REGARDING EDUCATION AT VANDERBILT UNIVERSITY, VISIT HTTP://WWW.VANDERBILT.EDU
PROGRAM SERVICE ACTIVITY- ACADEMIC AND SCIENTIFIC RESEARCH FORM 990, PART III, LINE 4B VANDERBILT IS AN INTERNATIONALLY RECOGNIZED RESEARCH UNIVERSITY. A MAJORITY OF VANDERBILT UNIVERSITY'S RESEARCH FUNDING IS RECEIVED FROM THE FEDERAL GOVERNMENT. FUNDING IS ALSO RECEIVED FROM FOUNDATIONS, ASSOCIATIONS, CORPORATIONS, AND OTHER SOURCES. VANDERBILT UNIVERSITY'S RESEARCHERS ARE AT THE FOREFRONT OF POSING INNOVATIVE SOLUTIONS TO SOME OF THE MOST CHALLENGING QUESTIONS FACING THE WORLD TODAY. FOR MORE INFORMATION REGARDING RESEARCH AT VANDERBILT UNIVERSITY, VISIT HTTP://RESEARCH.VANDERBILT.EDU
PROGRAM SERVICE ACTIVITY- PATIENT CARE FORM 990, PART III, LINE 4C VANDERBILT UNIVERSITY HOSPITALS AND CLINICS PROVIDE QUALITY MEDICAL HEALTH CARE REGARDLESS OF RACE, CREED, SEX, NATIONAL ORIGIN, HANDICAP, AGE, OR ABILITY TO PAY. ALTHOUGH REIMBURSEMENT FOR SERVICES RENDERED IS CRITICAL TO THE OPERATION AND STABILITY OF VANDERBILT UNIVERSITY HOSPITALS AND CLINICS, IT IS RECOGNIZED THAT NOT ALL INDIVIDUALS POSSESS THE ABILITY TO PURCHASE ESSENTIAL MEDICAL SERVICES, AND FURTHER THAT PART OF VANDERBILT'S MISSION IS TO SERVE THE COMMUNITY. THEREFORE, IN KEEPING WITH VANDERBILT'S COMMITMENT TO SERVE ALL MEMBERS OF ITS COMMUNITY, FREE CARE AND/OR SUBSIDIZED CARE, CARE PROVIDED TO PERSONS COVERED BY GOVERNMENTAL PROGRAMS AT BELOW COST, AND HEALTH ACTIVITIES AND PROGRAMS TO SUPPORT THE COMMUNITY ARE PROVIDED WHERE THE NEED AND/OR AN INDIVIDUAL'S INABILITY TO PAY COEXISTS. THESE ACTIVITIES INCLUDE WELLNESS PROGRAMS, COMMUNITY EDUCATION PROGRAMS, SPECIAL PROGRAMS FOR THE ELDERLY, HANDICAPPED, MEDICALLY UNDERSERVED, AND A VARIETY OF BROAD COMMUNITY SUPPORT ACTIVITIES. CHARITY CARE IS ALSO PROVIDED THROUGH MANY REDUCED PRICE SERVICES AND FREE PROGRAMS OFFERED THROUGHOUT THE YEAR BASED UPON ACTIVITIES AND SERVICES WHICH VANDERBILT BELIEVES WILL SERVE A BONA FIDE COMMUNITY HEALTH NEED. DURING THE FISCAL YEAR, VANDERBILT SERVICED 52,453 INPATIENTS AND 1,696,382 EMERGENCY AND OUTPATIENT CLINIC VISITS. VANDERBILT UNIVERSITY MEDICAL CENTER FINISHED FISCAL 2011 IN THE U.S. NEWS AND WORLD REPORT ANNUAL RANKING OF AMERICA'S BEST HOSPITALS WITH A BEST-EVER NUMBER 14 RANKING ON THE NATIONAL "HONOR ROLL," POSTING AN ALL-TIME HIGH OF 11 RANKED SPECIALTIES OUT OF A POSSIBLE 16 CATEGORIES. SPECIALTY PROGRAMS RANKING AMONG THE TOP 50 IN THEIR RESPECTIVE FIELDS INCLUDE; UROLOGY, NEPHROLOGY, DIABETES AND ENDOCRINOLOGY, EAR, NOSE AND THROAT, PULMONOLOGY, GASTROENTEROLOGY, CARDIOLOGY AND HEART SURGERY, CANCER, NEUROLOGY AND NEUROSURGERY, ORTHOPEDICS, AND GYNECOLOGY. IN ADDITION, THE MONROE CARELL JR. CHILDREN'S HOSPITAL AT VANDERBILT WAS INCLUDED AMONG THE NATION'S LEADERS IN PEDIATRIC HEALTH CARE IN U.S. NEWS & WORLD REPORT MAGAZINE'S BEST CHILDREN'S HOSPITAL RANKING. THE HOSPITAL ACHIEVED RANKINGS IN A MAXIMUM 10 OUT OF 10 SPECIALTIES: UROLOGY, NEONATOLOGY, CARDIOLOGY AND HEART SURGERY, GASTROENTEROLOGY, DIABETES AND ENDOCRINOLOGY, ORTHOPEDICS, PULMONOLOGY, NEPHROLOGY, NEUROLOGY AND NEUROSURGERY, AND CANCER. ALONG WITH THE VARIOUS NATIONAL RANKINGS, THERE ARE SEVERAL VANDERBILT UNIVERSITY MEDICAL CENTER PROGRAMS UNIQUE TO THE MIDDLE TENNESSEE REGION, WHICH INCLUDE: - THE VANDERBILT-INGRAM CANCER CENTER, THE ONLY CANCER CENTER IN TENNESSEE THAT CONDUCTS RESEARCH AND CARES FOR BOTH CHILDREN AND ADULTS; IT IS ONE OF 40 NATIONAL CANCER INSTITUTE-DESIGNATED COMPREHENSIVE CANCER CENTERS IN THE UNITED STATES, AND IS ALSO A MEMBER OF THE ELITE NATIONAL COMPREHENSIVE CANCER NETWORK COMPRISING THE TOP 21 CLINICAL CANCER INSTITUTES IN THE COUNTRY; - THE ONLY LEVEL 1 TRAUMA CENTER IN MIDDLE TENNESSEE; - A COMPREHENSIVE REGIONAL ADULT AND PEDIATRIC BURN CENTER; - LIFEFLIGHT, AN INTEGRATED AIR AND GROUND EMERGENCY PATIENT TRANSPORT SYSTEM; - THE TENNESSEE POISON CONTROL CENTER; - THE ONLY COMPREHENSIVE SOLID ORGAN TRANSPLANT PROGRAM IN TENNESSEE; AND - 19 SPECIALTY SERVICES WITH THE MONROE CARELL JR. CHILDREN'S HOSPITAL, INCLUDING A LEVEL IV NEONATAL INTENSIVE CARE UNIT, A DEDICATED PEDIATRIC EMERGENCY DEPARTMENT, AND PEDIATRIC TRAUMA PROGRAM. FOR MORE INFORMATION REGARDING HEALTH CARE AT VANDERBILT UNIVERSITY, VISIT HTTP://WWW.MC.VANDERBILT.EDU
PROGRAM SERVICE ACTIVITY- OTHER PROGRAM SERVICES FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES INCLUDE PUBLIC SERVICE, ACADEMIC SUPPORT, INSTITUTIONAL SUPPORT, STUDENT SERVICES, ROOM AND BOARD, AND OTHER AUXILIARY SERVICES. VANDERBILT UNIVERSITY ENGAGES IN A VARIETY OF PUBLIC SERVICE PROJECTS, INCLUDING, BUT NOT LIMITED TO: SUPPORTING HIV CARE AND TREATMENT PROGRAMS IN RURAL MOZAMBIQUE AND NIGERIA, AFRICA; DEVELOPING TRAINING MATERIALS FOR CURRENT AND FUTURE SCHOOL PERSONNEL; FORMULATING NEW APPROACHES TO INCREASE HEALTH, SAFETY, QUALITY AND OUTCOMES, WHILE DECREASING TOTAL COSTS; AND MANY OTHER SPONSORED COMMUNITY HEALTH AND EDUCATIONAL PROGRAMS.
FINANCIAL ACCOUNTS IN FOREIGN COUNTRIES FORM 990, PART V, LINE 4B FOREIGN COUNTRIES WHERE VANDERBILT HAS AN INTEREST IN, OR A SIGNATURE OR OTHER AUTHORITY OVER A FINANCIAL ACCOUNT (SUCH AS A BANK ACCOUNT, SECURITIES ACCOUNT, OR OTHER FINANCIAL ACCOUNT) BRAZIL, CANADA, CAYMAN ISLANDS, CHINA, ENGLAND, FRANCE, GERMANY, INDIA, INDONESIA, KOREA, LUXEMBOURG, MALAYSIA, TAIWAN - REPUBLIC OF CHINA, SCOTLAND, SPAIN. DONATIONS OF QUALIFIED VEHICLES FORM 990, PART V, LINE 7H In Fiscal Year 2011, Vanderbilt received a donation of a van from the inventory of a car dealer. According to the Form 1098-C instructions, Form 1098-C is only required to be filed for donations of qualified vehicles, and "property held by the donor primarily for sale to customers, such as inventory of a car dealer, is not a qualified vehicle". Since the donated vehicle is not considered a qualified vehicle, Vanderbilt did not file Form 1098-C for this donation, and, accordingly, has left line 7h blank.
MEMBERS OF THE GOVERNING BODY FORM 990, PART VI, LINE 1A Per VANDERBILT UNIVERSITY Bylaws, the Executive Committee is composed of the following board members: Chairman of the Board, who shall serve as chair; the Vice-Chairmen of the Board; the Secretary of the Board; the Chancellor, who shall serve as Secretary; the chairman of the Audit Committee; the chairman of the Budget Committee; the chairman of the Compensation Committee; the chairman of the Governance and Board Affairs Committee; the chairman of the Investment Committee; the chairman of the Medical Center Affairs Committee; the chairman of any special University-wide fund raising campaign; the senior Young Alumni Trustee and the senior Alumni Trustee; and up to eight additional members of the Board. At least two of the members of the Executive Committee shall reside outside of Nashville. The Executive Committee shall be empowered to act upon all questions and transact business of every kind when the Board is not in session, and its action shall be final provided it shall be without authority to alter, modify, or rescind any affirmative action or policy taken or approved by the Board. All actions taken by the Committee shall be reported to the Board at its next regular meeting, or through the distribution of minutes of the Executive Committee meetings.
FAMILY AND BUSINESS RELATIONSHIPS FORM 990, PART VI, LINE 2 -Trustees Jackson W. Moore and Rebecca W. Wilson have a family relationship. -Board Chairman Martha R. Ingram and Trustees John R. Ingram and Orrin H. Ingram have family and business relationships. -Trustees Nancy P. Mulford and H. Ross. Perot, Jr. have family and business relationships. -Board Chairman Martha R. Ingram, Trustees Dennis C. Bottorff, John R. Ingram, and Orrin H. Ingram have a business relationship. -Trustees Cecil D. Conlee and J. Hicks Lanier have a business relationship. -Trustees Joe L. Roby and Mark F. Dalton have a business relationship. -Trustees Joanne F. Hayes and J. Hicks Lanier have a business relationship.
REVIEW OF FORM 990 FORM 990, PART VI, LINE 11B The Form 990 is prepared by Vanderbilt University Finance Staff and provided to Vanderbilt University's independent audit firm for review. After preparation and review by the independent audit firm, Vanderbilt University provides a draft copy of the Form 990 and all required schedules for review to all General Officers, which includes the Chancellor and Chief Financial Officer. Once this review process is complete, the Full Board of Trust and its Audit Committee are provided a hard copy of the draft Form 990 and all required schedules for review. The final Form 990 and all required schedules are made available to the full Board of Trust for review via Vanderbilt's secure Board of Trust website prior to the filing of the return.
CONFLICT OF INTEREST POLICY FORM 990, PART VI, LINE 12C Vanderbilt University requires that for any faculty or staff member disclosing a potential conflict of interest, the conflict be reviewed by the individual's manager, as well as by the conflict of interest and commitment management office or Vanderbilt University Medical Center faculty affairs office, and the reported conflict be managed, reduced, or eliminated. The manager is required to respond that any recommended management plan has been implemented or that the reported conflict no longer exists. For those conflicts in which Vanderbilt may have an institutional interest, those in which human subject research is performed, or those deemed unmanageable, the university conflicts committee reviews and determines appropriate actions. The university conflicts committee members are appointed by the chancellor and are made up of a faculty member representing each of the university schools, the vice chancellor for administration, the director of technology transfer, the director of the institutional review board, the assistant vice chancellor of internal audit, and the heads of research for both the university and medical center. The university conflicts committee is chaired by the vice chancellor for university affairs and athletics, general counsel, and secretary of the university. The university conflicts committee reports bi-annually to the audit committee of the Board of Trust the matters brought before the committee and the resulting actions. Board of Trust members and senior executive management of the university also must complete annual conflict of interest disclosures and management plans are developed to manage, reduce, or eliminate any potential conflicts of interest. Trustees are notified of their plans and the plans are thoroughly discussed with them to ensure compliance. Those with disclosed potential conflict of interest are presented to the audit committee of the board of trust, along with their respective management action plans, where applicable. Management plans may include restrictions on members such as recusing themselves during deliberations and decisions in which a potential conflict may exist, with the minutes of the meeting reflecting their recusal. Additionally, all members of the Vanderbilt community are required to disclose potential conflicts as they arise throughout the year. The same processes noted above occur for these disclosures. Form 900, Part VI, Line 14 Written Document Retention and Destruction Policy Vanderbilt University has a written document retention and destruction policy, which will be presented to the Board of Trust for approval in April 2012.
COMPENSATION DETERMINATION FORM 990, PART VI, LINE 15 To ensure that Vanderbilt is paying reasonable total compensation, is not violating the private inurement prohibition, which requires that none of the organization's income or assets unreasonably benefit any of its trustees, officers, or key employees, and is in compliance with the intermediate sanctions provisions with respect to the general officers, Vanderbilt's Board of Trust has designated a Compensation Committee made up of outside, independent, Board members to review and recommend to the Executive Committee of the Board of Trust the total compensation annually for the general officers. The committee utilizes an outside consulting firm to provide expert information regarding industry-wide compensation norms and compliance with all internal revenue service rules concerning executive compensation, including the Internal Revenue Code provision related to intermediate sanctions, deferred compensation, and private inurement. The Compensation Committee reviews the executive compensation philosophy and affirms that it is in line with the Board's expectation. The compensation of the general officers is disclosed in the annual Form 990, which is available to the public in accordance with regulations sections 301.6104(d)-1 through 3. Each year the total compensation review and recommendations are recorded in the minutes of the Compensation Committee meetings. The approval of the recommendations is recorded in the Executive Committee meetings. The full Board is informed annually of the total compensation of the general officers during private session.
PUBLIC DISCLOSURE OF GOV DOCUMENTS, CONFLICT OF INT POLICY, AND FIN STMTS FORM 990, PART VI, LINE 19 -Vanderbilt University makes its governing documents available to the public through its Board of Trust website located at http://www.vanderbilt.edu/boardoftrust -Vanderbilt University makes its conflict of interest policy available to the public through its Compliance Program website located at http://www.vanderbilt.edu/compliance, and the Vanderbilt University Medical Center's Office of Compliance and Corporate Integrity website located at http://www.mc.vanderbilt.edu/compliance. -Vanderbilt University makes its financial statements available to the public through its website located at http://financialreport.vanderbilt.edu
OFFICERS, DIRECTORS, TRUSTEES, KEY EMP, & HIGHEST COMPENSATED EMP TITLES FORM 990, PART VII, SECTION A - NICHOLAS S. ZEPPOS, JD - CHANCELLOR - JEFFREY R. BALSER, MD, PHD - VICE CHANCELLOR FOR HEALTH AFFAIRS; DEAN, SCHOOL OF MEDICINE; ASSOCIATE VICE CHANCELLOR FOR RESEARCH - JERRY G. FIFE, BS - VICE CHANCELLOR OF ADMINISTRATION - BETH A. FORTUNE, MA - VICE CHANCELLOR FOR PUBLIC AFFAIRS - RICHARD C. MCCARTY, MS, PHD- PROVOST AND VICE CHANCELLOR FOR ACADEMIC AFFAIRS, PROFESSOR OF PSYCHOLOGY - SUSIE S. STALCUP, BA - VICE CHANCELLOR FOR DEVELOPMENT AND ALUMNI RELATIONS - BRETT C. SWEET, MBA - VICE CHANCELLOR FOR FINANCE AND CHIEF FINANCIAL OFFICER - DAVID WILLIAMS, II, MA, MBA, JD, LLM - VICE CHANCELLOR FOR UNIVERSITY AFFAIRS AND ATHLETICS; GENERAL COUNSEL; AND SECRETARY OF THE UNIVERSITY - MATTHEW W. WRIGHT, MBA - VICE CHANCELLOR FOR INVESTMENTS - KEVIN B. CHURCHWELL, MD - CEO AND EXECUTIVE DIRECTOR, MONROE CARELL JR. CHILDREN'S HOSPITAL AT VANDERBILT, THROUGH NOVEMBER 2010 - CHARLES L. GREGORY, MA, MBA, MHA - ASSISTANT VICE CHANCELLOR AND CEO, MONROE CARELL, JR. CHILDREN'S HOSPITAL AT VANDERBILT; CHIEF BUSINESS DEVELOPMENT OFFICER - LARRY M. GOLDBERG, MHA - CEO, VANDERBILT UNIVERSITY HOSPITAL - JOHN F. MANNING, JR., PHD, MBA - ASSOCIATE VICE CHANCELLOR FOR HEALTH AFFAIRS AND CHIEF ADMINISTRATIVE OFFICER, VANDERBILT UNIVERSITY MEDICAL CENTER; SENIOR ASSOCIATE DEAN FOR OPERATIONS AND ADMINISTRATION, SCHOOL OF MEDICINE - CHARLES W. PINSON, MD, MBA - DEPUTY VICE CHANCELLOR FOR HEALTH AFFAIRS; SENIOR ASSOCIATE DEAN FOR CLINICAL AFFAIRS; CEO OF THE VANDERBILT HEALTH SYSTEM - ROBERT A. JOHNSON, MA - HEAD FOOTBALL COACH, THROUGH AUGUST 2010 - JOHN W. KLEKAMP, MD - ASSISTANT PROFESSOR OF CLINICAL ORTHOPAEDIC SURGERY - KEVIN E. STALLINGS, MS - HEAD MEN'S BASKETBALL COACH - PAUL A THOMAS, MD - ASSOCIATE PROFESSOR OF CLINICAL ORTHOPAEDIC SURGERY - RANDALL S. THOMAS, BA, JD, PHD - DIRECTOR, LAW & BUSINESS PROGRAM; DIRECTOR LLM PROGRAM; PROFESSOR OF MANAGEMENT - HARRY R. JACOBSON, MD - FORMER OFFICER (VICE CHANCELLOR FOR HEALTH AFFAIRS); TERMINATED STATUS AS AN OFFICER IN JUNE 2009 - BETTY L. PRICE, MBA, CPA - FORMER OFFICER (INTERIM VICE CHANCELLOR FOR FINANCE AND CFO); TERMINATED STATUS AS AN OFFICER IN AUGUST 2009 - MARTIN P. SANDLER, MD - FORMER KEY EMPLOYEE (ASSOCIATE VICE CHANCELLOR FOR HOSPITAL AFFAIRS); TERMINATED STATUS AS A KEY EMPLOYEE IN JUNE 2009; PROFESSOR OF RADIOLOGY AND RADIOLOGICAL SCIENCES THE FOLLOWING INDIVIDUALS DEVOTED TIME TO RELATED ORGANIZATIONS: FORM 990, PART VII Larry A. Goldberg, MHA - .4 HOURS Charles W. Pinson, MD, MBA - 3.1 HOURS Kevin B. Churchwell, MD - 2 HOURS Charles L. Gregory, MA, MBA, MHA - 1.5 HOURS Brett C. Sweet, MBA - 1.1 HOURS David Williams, II, MA, MBA, JD, LLM - 0.1 HOURS Matthew W. Wright, MBA - 0.1 HOURS INVESTMENT MANAGEMENT FEES FORM 990, PART IX, LINE 11F THE INVESTMENT MANAGEMENT FEES OF $7,927,724 REPORTED IN FORM 990, PART IX, LINE 11F REPRESENT FEES PAID DIRECTLY TO INVESTMENT MANAGERS (I.E., SEPARATELY MANAGED ACCOUNTS PROCESSED THROUGH THE UNIVERSITY'S ASSET CUSTODIAN). VANDERBILT ALSO INCURS INDIRECT INVESTMENT MANAGEMENT FEES, WHICH ARE DEDUCTED BY THE INVESTMENT FUND MANAGER PRIOR TO REPORTING THE INVESTMENT'S NET ASSET VALUE THROUGH THE UNIVERSITY'S ASSET CUSTODIAN AND THUS ARE NOT DIRECTLY INVOICED TO THE UNIVERSITY. AS A RESULT, VANDERBILT INCLUDES SUCH FEES AS PART OF THE NET UNREALIZED GAINS AND LOSSES ON INVESTMENTS, WHICH ARE REPORTED IN FORM 990, PART XI, LINE 5. THIS METHODOLOGY IS CONSISTENT WITH VANDERBILT'S REPORTING OF INVESTMENT MANAGEMENT FEES IN ITS AUDITED FINANCIAL STATEMENTS. RECONCILIATION OF NET ASSETS FORM 990, PART XI, LINE 5 $602,184,437 INCLUDES: $9,294,836 ADJUSTMENT RESULTING FROM DECONSOLIDATION OF ORGANIZATIONS HAVING DIFFERENT FEIN'S $382,892,834 NET UNREALIZED GAINS ON INVESTMENTS $10,748,104 INVESTMENT EXPENSES $199,248,663 NET ASSETS RELATED TO NON-CONTROLLING INTERESTS
FULL ISSUER NAME FORM 990, SCHEDULE K, PART I, COLUMN A, ALL ROWS THE HEALTH AND EDUCATIONAL FACILITIES BOARD OF METROPOLITAN GOVERNMENT OF NASHVILLE AND DAVIDSON COUNTY, TN. DESCRIPTION OF PURPOSE FORM 990, SCHEDULE K, PART I, COLUMN F 1ST GROUP (SERIES 2009A&B, 2008A&B, 2005A&B, & 2003A) ROW A- TO REFUND TAX-EXEMPT COMMERCIAL PAPER (ISSUED ON JUNE 28, 2007) USED TO FINANCE VARIOUS CAPITAL PROJECTS; REFUND SERIES 2005 B-1 & B-2 BONDS (BOTH ISSUED ON JANUARY 20, 2005); FINANCE VARIOUS CAPITAL IMPROVEMENTS; TO PAY FOR COSTS ASSOCIATED WITH ISSUANCE OF BONDS. ROW B- TO REFUND TAX-EXEMPT COMMERCIAL PAPER (ISSUED ON JUNE 28, 2007) USED TO FINANCE CAPITAL PROJECTS OF THE UNIVERSITY AND HOSPITALS; TO PAY FOR COSTS ASSOCIATED WITH ISSUANCE OF BONDS. ROW C- TO PAY COSTS OF UNIVERSITY PROJECTS AND HOSPITAL PROJECTS; REFUND SERIES 2000 C BONDS (ISSUED ON MAY 16, 2000); REFUND SERIES 2002 B BONDS (ISSUED ON JUNE 20, 2002); REFUND SERIES 1985 A BONDS (ISSUED ON JUNE 23, 2004); TO PAY FOR COSTS ASSOCIATED WITH ISSUANCE OF BONDS; TO PAY FOR COSTS ASSOCIATED WITH CREDIT ENHANCEMENTS. ROW D- TO REFUND SERIES 1993 A BONDS (ISSUED ON SEPTEMBER 14, 2003); TO PAY FOR COSTS ASSOCIATED WITH ISSUANCE OF BONDS. 2ND GROUP (CP PROGRAM 5, SERIES 2005 A1 & A2, & SERIES 2004A,B,C,D) ROW A- TAX EXEMPT COMMERCIAL PAPER ISSUED TO REFUND SERIES 2005 B-3 BONDS (ISSUED ON JANUARY 20, 2005) AND TO REFUND TAX-EXEMPT COMMERCIAL PAPER (ISSUED JUNE 28,2007) USED TO FINANCE VARIOUS CAPITAL PROJECTS AND IMPROVEMENTS. ROW B- SERIES 2005 A-1 & A-2 BONDS ISSUED AS A PRIVATE PLACEMENT TO FUND PURCHASE OF MEDICAL TRANSPORT HELICOPTERS. ROW C- SERIES 2004 A THROUGH D BONDS ISSUED AS A PRIVATE PLACEMENT TO FUND HOSPITAL EQUIPMENT. TOTAL PROCEEDS OF ISSUE SCHEDULE K, PART III, LINE 3 DIFFERENCE BETWEEN PART I, COLUMN (E) AND LINE 3 IS INVESTMENT EARNINGS. PRIVATE BUSINESS USE SCHEDULE K, PART III VANDERBILT UNIVERSITY IS REPORTING PRIVATE BUSINESS USE PERCENTAGES ON A NET BASIS. REPORTING ON A NET BASIS MEANS THAT PRIVATE BUSINESS USE HAS BEEN ALLOCATED TO THE EQUITY PORTION OF ANY DEBT-FINANCED BUILDINGS AND EQUIPMENT WHERE PRIVATE BUSINESS USE HAS OCCURRED. IN VANDERBILT'S CASE, EQUITY HAS SUBSTANTIALLY EXCEEDED RELATIVELY MINOR PRIVATE BUSINESS USE, RESULTING IN ZERO REPORTED AMOUNTS ON A NET BASIS.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
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SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Vanderbilt University
 
Employer identification number

62-0476822
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income
(e)
End-of-year assets


 		(f)
Direct controlling
entity







(1) DORE CAPITAL LLC
2100 WEST END STE 1000
NASHVILLE,TN37203
26-4337602 		INVESTMENT DE 0 0 NA
 
(2) DORE CAPITAL REAL ESTATE LLC
2100 WEST END STE 1000
NASHVILLE,TN37203
26-4581498 		INVESTMENT DE 0 0 NA
 
(3) VUCH DONATION LLC
2100 WEST END STE 750
NASHVILLE,TN37203
62-0476822 		INVESTMENT TN 0 0 NA
 






Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled organization
Yes No
(1) VU REAL ESTATE HOLDINGS INC

2100 West End Ste 750

Nashville,TN37203
58-2018307 		TITLE HOLDING TN 501(C)(2) N/A VU
 
Yes
 
(2) Vanderbilt Student Communications Inc

2301 Vanderbilt Place

Nashville,TN37235
23-7030713 		Support Org TN 501(c)(3) 11-a-I VU
 
Yes
 
(3) Ingram Charitable Fund Inc

4400 Harding Road 9th Floor

Nashville,TN37203
58-1916504 		Support Org TN 501(c)(3) 11d-III-O NA
 
 
No
(4) Meharry Medical College-Vanderbilt Uni

1900 Church Street

Nashville,TN37205
31-1703876 		Support Org TN 501(c)(3) 11b-II NA
 
 
No
(5) Vanderbilt Health Services Inc (VHS)

2100 West End Ste 750

Nashville,TN37203
62-1176354 		Support Org TN 501(c)(3) 11b-II VU
 
Yes
 
(6) Vanderbilt Home Care Services Inc

2120 Belcourt Avenue

Nashville,TN37212
62-1404948 		Home Health TN 501(c)(3) 9 VHS
 
Yes
 


For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) Alternative Fixed Income Fund

 
 
65-0769632 		INVESTMENTS FL Ztips Inc
  		EXCLUDED -53 254   No     No 0.243 %
(2) Athena Real Estate Partners II-B LP

 
 
42-1667787 		Investments DE NA
  		UNRELATED -8,459,437 6,539,543   No -8,459,437   No 93.656 %
(3) Dore Capital LP

 
 
26-4337679 		Investments DE NA
  		Excluded -5,788,660 226,481,714 Yes   -329,797 Yes   68.293 %
(4) Dore Capital Real Estate LP

 
 
26-4581574 		Investments DE NA
  		UNRELATED -4,336,458 120,270,665 Yes   -3,708,627 Yes   69.459 %
(5) Ambulatory Surgery Center of Cool Spring

 
 
62-1809227 		Ambu Surgery TN VHS
  		Related 1,405,445 1,620,051   No     No 51.021 %
(6) New Light Imaging LLC

 
 
14-1895171 		MGMT ServicES TN VHS
  		Related 561,750 394,493   No     No 66.670 %
(7) One Hundred Oaks Imaging LLC

 
 
26-3762022 		Diag Imaging TN VIS
  		Related 1,029,558 1,599,338   No     No 80.000 %
(8) Springfield VIP Realty LLC

 
 
26-1237360 		Real Estate TN NA
  		Excluded 4,930 463,940   No 0 Yes   49.000 %
(9) Vanderbilt Gateway Cancer Center GP

 
 
20-3844791 		Oncology SVCS DE VHS
  		Related 496,820 2,104,635   No 0   No 50.000 %
(10) Vanderbilt Imaging Serv (VIS)

 
 
62-1787098 		Radiology SVCS TN VHS
  		Related 4,420,766 2,110,808   No 0   No 66.667 %
(11) Vanderbilt St Thomas Imaging GP (mer

 
 
20-4803261 		Diag. ImaginG TN VIS
  		Related 160,275 413,593   No 0   No 34.000 %
(12) Vanderbilt Stallworth Rehabilitation Hos

 
 
63-1077470 		Rehab SVCS TN VHS
  		Related 2,729,611 8,975,998   No 0   No 50.000 %
(13) VIP MidSouth LLC

 
 
62-1654580 		Pediatric Clinic TN VIP
  		Related 105,721 1,618,263   No 0   No 49.250 %
(14) Williamson Imaging LLC

 
 
62-1855535 		Diag. ImaginG TN VIS
  		Related 2,336,814 1,239,251   No 0   No 53.330 %
(15) Third Eye Capital Credit Opportunities F

 
 
98-0691142 		Investments LU NA
  		Excluded 728,364 15,685,166   No 0   No 90.591 %
(16) INVESTEC INSTIT PAN AFR FUND LLC

 
 
26-2188279 		INVESTMENTS DE NA
  		EXCLUDED 3,700,471 41,619,527   No 0   No 99.949 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



 		(b)
Primary activity



 		(c)
Legal domicile
(state or
foreign
country)
 		(d)
Direct controlling
entity


 		(e)
Type of entity
(C corp, S corp,
or trust)

 		(f)
Share of total income



 		(g)
Share of
end-of-year
assets

 		(h)
Percentage
ownership
(1) VANDERBILT LEGENDS CLUB INC
 
 
62-1429615 		GOLF CLUB TN NA
  		C 6,583,660 14,622,372 100.000 %
(2) ZTIPS INC (ZTIPS)
 
 
62-1865562 		INVESTMENTS DE NA
  		C -53 254 100.000 %
(3) COMMODORE SCOTTISH PATRON II
 
 
INVESTMENTS UK NA
  		C -374,328 8,886,861 100.000 %
(4) PROMETHEAN II OFFSHORE LP
 
 
98-0511244 		INVESTMENTS CJ NA
  		C -2,297,750 0 0 %
(5) CALLAO PARTNERS LTD APPLEBY TRUST
 
 
INVESTMENTS CJ NA
  		C 10,895,682 115,105,578 98.720 %
(6) EMERGENT PRO ALIA FUND SUB FUND EMERGENT
 
 
98-0600835 		INVESTMENTS LU NA
  		C 265,860 24,475,244 82.430 %
(7) VISION EMERGING ASSET-BACKED IV
 
 
INVESTMENTS CJ NA
  		C -120,713 87,382,800 65.250 %
(8) HEALTH 1-2-3 INC
 
 
62-1571078 		HMO TN VHS
  		C 29,124 2,060,562 100.000 %
(9) VANDERBILT INTEGRATED PROVIDERS (VIP)
 
 
62-1650124 		PRACTICES TN VHS
  		C 2,294,450 2,320,065 100.000 %
(10) Charitable Remainder Trust (88)
 
 
Charitable Trust TN NA
  		Trust      
(11) PERPETUAL TRUSTS (6)
 
 
CHARITABLE TRUST TN NA
  		TRUST      
(12) CHARITABLE LEAD TRUSTS (1)
 
 
CHARITABLE TRUST TN NA
  		TRUST      
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
Yes
 
j Lease of facilities, equipment, or other assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
Yes
 
k Performance of services or membership or fundraising solicitations for other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations by other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Sharing of facilities, equipment, mailing lists, or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of paid employees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Reimbursement paid to other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid by other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Other transfer of cash or property to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type(a-r) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) ONE HUNDRED OAKS IMAGING LLC

 a(i) 31,931 FMV
(2) VU REAL ESTATE HOLDINGS INC

 a(i) 464,503 FMV
(3) VANDERBILT HEALTH SERVICES INC

 a(i) 79,420 FMV
(4) VANDERBILT HOME CARE SERVICES INC

 a(i) 93,672 FMV
(5) VANDERBILT LEGENDS CLUB INC

 a(i) 556,830 FMV
(6) ONE HUNDRED OAKS IMAGING LLC

 a(iv) 146,597 FMV
(7) VANDERBILT HOME CARE SERVICES INC

 a(iv) 84,829 FMV
(8) VANDERBILT IMAGING SERVICES LLC

 a(iv) 3,608 FMV
(9) VANDERBILT INTEGRATED PROVIDERS

 a(iv) 32,323 FMV
(10) VANDERBILT STUDENT COMMUNICATIONS INC

 a(iv) 51,779 FMV
(11) COMMODORE SCOTTISH PATRON II Lp

 b 681,042 FMV
(12) VANDERBILT HEALTH SERVICES INC

 b 10,204,793 FMV
(13) LEAD TRUST (1)

 c 84,711 FMV
(14) ONE HUNDRED OAKS IMAGING LLC

 d 249,859 FMV
(15) VU REAL ESTATE HOLDINGS INC

 d 6,594,463 FMV
(16) VANDERBILT HEALTH SERVICES INC

 d 1,513,541 FMV
(17) VANDERBILT HOME CARE SERVICES INC

 d 5,248,111 FMV
(18) VANDERBILT LEGENDS CLUB INC

 d 8,566,612 FMV
(19) VANDERBILT STALLWORTH REHABILITATION HOSPITAL

 i 213,984 FMV
(20) VU REAL ESTATE HOLDINGS INC

 j 627,593 FMV
(21) VANDERBILT STALLWORTH REHABILITATION HOSPITAL

 j 259,360 FMV
(22) ONE HUNDRED OAKS IMAGING LLC

 k 868,998 FMV
(23) VANDERBILT GATEWAY CANCER CENTER GP

 k 989,959 FMV
(24) VANDERBILT HEALTH SERVICES INC

 k 87,844 FMV
(25) VANDERBILT IMAGING SERVICES LLC

 k 1,670,356 FMV
(26) VANDERBILT ST THOMAS IMAGING GP

 k 197,497 FMV
(27) VIP MIDSOUTH LLC

 k 50,060 FMV
(28) WILLIAMSON IMAGING LLC

 k 1,841,400 FMV
(29) VANDERBILT HOME CARE SERVICES INC

 l 1,293,795 FMV
(30) NEW LIGHT IMAGING LLC

 n 132,620 FMV
(31) VANDERBILT HOME CARE SERVICES INC

 n 65,034 FMV
(32) VANDERBILT INTEGRATED PROVIDERS

 n 191,965 FMV
(33) VANDERBILT STALLWORTH REHABILITATION HOSPITAL

 n 764,016 FMV
(34) VANDERBILT LEGENDS CLUB INC

 o 100,908 FMV
(35) NEW LIGHT IMAGING LLC

 p 115,845 FMV
(36) ONE HUNDRED OAKS IMAGING LLC

 p 90,676 FMV
(37) VU REAL ESTATE HOLDINGS INC

 p 478,543 FMV
(38) VANDERBILT HEALTH SERVICES INC

 p 1,073,132 FMV
(39) VANDERBILT HOME CARE SERVICES INC

 p 379,078 FMV
(40) VANDERBILT INTEGRATED PROVIDERS

 p 290,353 FMV
(41) VANDERBILT LEGENDS CLUB INC

 p 57,715 FMV
(42) VANDERBILT ST THOMAS IMAGING GP

 p 51,387 FMV
(43) VANDERBILT STALLWORTH REHABILITATION HOSPITAL

 p 1,588,898 FMV
(44) VIP MIDSOUTH LLC

 p 180,664 FMV
(45) WILLIAMSON IMAGING LLC

 p 79,539 FMV
(46) VANDERBILT HEALTH SERVICES INC

 q 90,408 FMV
(47) VANDERBILT STUDENT COMMUNICATIONS INC

 q 439,791 FMV
(48) COMMODORE SCOTTISH PATRON II LP

 r 64,986 FMV
(49) DORE CAPITAL REAL ESTATE LP

 r 1,663,550 FMV
(50) DORE CAPITAL LP

 r 20,247,500 FMV
(51) HEALTH 1-2-3

 r 2,057,904 FMV
(52) PROMETHEAN II OFFSHORE LP

 r 3,021,229 FMV
(53) PERPETUAL TRUSTS (6)

 r 441,192 FMV
(54) INVESTEC INSTITUTIONAL PAN AFRICA FUND LLC

 R 35,000,000 FMV
(55) VU REAL ESTATE HOLDINGS INC

 r 1,632,942 FMV
(56) VANDERBILT HEALTH SERVICES INC

 r 30,496,722 FMV
(57) VANDERBILT STALLWORTH REHABILITATION HOSPITAL

 r 2,821,275 FMV
(58) VISION EMERGING ASSET FUND 4

 r 6,727,310 FMV
(59) CHARITABLE REMAINDER TRUSTS (5)

 R 1,433,467 FMV
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Are all
partners
section
501(c)(3)
organizations? 		(e)
Share of
end-of-year
assets 		(f)
Disproprtionate allocations? 		(g)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065) 		(h)
General or
managing
partner?
Yes No Yes No Yes No






























Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
FULL NAME, ADDRESS, AND EIN OF RELATED ORGANIZATIONS FORM 990, SCHEDULE R, PART III ALTERNATIVE FIXED INCOME FUND, L.P. 65-0769632 1250 E. HALLENDALE BEACH BLVD. PH-A, HALLENDALE, FL 33009 ATHENA REAL ESTATE PARTNERS II-B L.P. 42-1667787 712 FIFTH AVE., 8TH FLOOR, NEW YORK, NY 10019 DORE CAPITAL, L.P. 26-4337679 2100 WEST END, STE. 1000, NASHVILLE, TN 37203 DORE CAPITAL REAL ESTATE, L.P. 26-4581574 2100 WEST END, STE. 1000, NASHVILLE, TN 37203 AMBULATORY SURGERY CENTER OF COOL SPRINGS, LLC 62-1809227 40 BURTON HILLS BLVD., STE. 500, NASHVILLE, TN 37215 NEW LIGHT IMAGING, LLC 14-1895171 4525 HARDING ROAD, STE. 102, NASHVILLE, TN 37205 ONE HUNDRED OAKS IMAGING, LLC 26-3762022 4525 HARDING ROAD, STE. 102, NASHVILLE, TN 37205 SPRINGFIELD VIP REALTY, LLC 26-1237360 3319 WEST END, STE. 700, NASHVILLE, TN 37203 VANDERBILT GATEWAY CANCER CENTER, G.P. 20-3844791 3319 WEST END, STE. 700, NASHVILLE, TN 37203 VANDERBILT IMAGING SERVICES, LLC (VIS) 62-1787098 1909 ACKLEN AVE., NASHVILLE, TN 37212 VANDERBILT ST. THOMAS IMAGING, G.P. 20-4803261 4525 HARDING ROAD, STE. 102, NASHVILLE, TN 37205 VANDERBILT STALLWORTH REHABILITATION HOSPITAL, L.P. 63-1077470 3660 GRANDVIEW PARKWAY, STE. 200, BIRMINGHAM, AL 35243 VIP MIDSOUTH, LLC 62-1654580 3319 WEST END, STE. 700, NASHVILLE, TN 37203 WILLIAMSON IMAGING, LLC 62-1855535 2009 MALLORY LANE, STE. 150, FRANKLIN, TN 37067 THIRD EYE CAPITAL CREDIT OPP FUND - INSIGHT FUND 98-0691142 19 RUE DE BITBOURG, L-1273, LUXEMBOURG, FC INVESTEC INSTITUTIONAL PAN AFRICAN FUND LLC 26-2188279 666 5TH AVENUE, 15TH FLOOR, NEW YORK, NY 10103 FULL NAME AND ADDRESS OF RELATED ORGANIZATIONS FORM 990, SCHEDULE R, PART IV VANDERBILT LEGENDS CLUB, INC. 1500 LEGENDS CLUB LANE, FRANKLIN, TN 37069 ZTIPS, INC. (ZTIPS) 2100 WEST END, STE. 750, NASHVILLE, TN 37203 COMMODORE SCOTTISH PATRON II LP 50 LOTHIAN ROAD, FESTIVAL SQUARE, EDINBURGH, SCOTLAND PROMETHEAN II OFFSHORE, LP 90 FORT STREET, BOX 32021, SMB, GRAND CAYMAN, CAYMAN ISLANDS CALLAO PARTNERS, LTD. APPLEBY TRUST (CAYMAN) LTD. CLIFTON HOUSE, 75 FORT STREET, P.O. BOX 1350, GEORGE TOWN, CAYMAN ISLANDS KY1-1108 EMERGENT PRO ALIA FUND, SUB FUND EMERGENT AFRICAN LAND FUND 20, BOULEVARD EMMANUEL SERVAIS, L-2535, LUXEMBOURG VISION EMERGING ASSET-BACKED FUND IV, SPC SEGREGATED PORT 5 WALKER HOUSE, P.O. BOX 908, MARY STREET, GEORGE TOWN, CAYMAN ISLANDS KY1-9002 HEALTH 1-2-3, INC. 7100 COMMERCE WAY, STE. 285, BRENTWOOD, TN 37027 VANDERBILT INTEGRATED PROVIDERS (VIP) 3319 WEST END, STE. 700, NASHVILLE, TN 37203 AMOUNT INVOLVED FORM 990, SCHEDULE R, PART V, COLUMN (C) THE AMOUNTS REPORTED ARE DERIVED FROM THE BOOKS AND RECORDS OF VANDERBILT UNIVERSITY, WHICH ARE MAINTAINED ON AN ACCRUAL BASIS IN ACCORDANCE WITH U.S. GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. VALUATION OF THE AMOUNTS REPORTED IN SCHEDULE R, PART V, COLUMN (C) IS CONSISTENT WITH THE VALUATION REFLECTED IN THE UNIVERSITY'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS.
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