Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2011
Open to Public Inspection
A For the calendar year, or tax year beginning 01-01-2011 and ending 12-31-2011
BCheck if applicable:
CName of organization
Rockefeller Philanthropy Advisors Inc
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
6 WEST 48TH STREET 10TH FLOOR
 
Room/suite
City or town, state or country, and ZIP + 4
NEW YORK, NY10036
D Employer identification number

13-3615533
E Telephone number

G Gross receipts $ 87,424,989
F Name and address of principal officer:
MELISSA A BERMAN
6 WEST 48 STREET 10TH FLOOR
NEW YORK,NY10036
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.ROCKPA.ORG
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1992
M State of legal domicile: DE
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: HELP DONORS CREATE THOUGHTFUL, EFFECTIVE PHILANTHROPY THROUGHOUT THE WORLD. RPA ASSIsTS INDIVIDUALS, INSTITUTIONS, GOVERNMENT AGENCIES AND GROUPS IN ACHIEVING THEIR PHILANTHROPIC GOALS.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a)..... 3 18
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 17
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ... 5 148
6 Total number of volunteers (estimate if necessary) .... 6 0
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b  
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 35,218,801 79,019,333
9 Program service revenue (Part VIII, line 2g) ......... 4,608,342 5,240,607
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... -370,037 718,809
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 565,761 450,833
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 40,022,867 85,429,582
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 18,030,294 54,257,536
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 7,937,905 10,972,892
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 22,000
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet1,009,577    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 7,734,004 13,547,516
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 33,702,203 78,799,944
19 Revenue less expenses. Subtract line 18 from line 12....... 6,320,664 6,629,638
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 58,253,541 60,696,686
21 Total liabilities (Part X, line 26)............. 5,543,702 8,034,157
22 Net assets or fund balances. Subtract line 21 from line 20..... 52,709,839 52,662,529
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid preparer use only
Print/type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name Right pointing arrowhead image

Firm's EIN Right pointing arrowhead image
Firm's address Right pointing arrowhead image



Phone no.
May the IRS discuss this return with the preparer shown above? See instructions .........bullet
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2011)
Form 990 (2011)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III .........
1
Briefly describe the organization’s mission: Rockefeller Philanthropy advisors("RPA") MISSION IS TO HELP DONORS CREATE THOUGHTFUL, EFFECTIVE PHILANTHROPY THROUGHOUT THE WORLD. RPA ASSIsTS INDIVIDUALS, INSTITUTIONS, GOVERNMENT AGENCIES AND GROUPS IN ACHIEVING THEIR PHILANTHROPIC GOALS BY OFFERING ADMINISTRATIVE, FINANCIAL, GRANT-MAKING AND PROGRAM DEVELOPMENT SUPPORT. Rockefeller Philanthropy Advisors helps donors create and direct thoughtful, effective charitable giving programs throughout the world. We represent the cumulative knowledge and experience of more than a century of high quality professional service to America's most philanthropic family and have supported over $3 billion of grantmaking. Today, Rockefeller Philanthropy Advisors works with more than 160 donors, facilitating $200 million in grants and social investments to more than 20 countries in Africa, Asia, the Caribbean, Europe, Latin America and North America. RPA's broad range of services includes: 1.Establishing a foundation, Charitable Giving Fund or other giv
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 45,119,764 including grants of $ 44,172,961 ) (Revenue $ 0 )
Charitable Funds - RPA serves as a grant-making vehicle that enables a donor to make recommendations with respect to his or her philanthropic objectives. RPA's Charitable Giving Fund is a flexible, cost-effective way for its donors to achieve their charitable aims. It is an optimal alternative for individuals, couples or families seeking expert philanthropic advice without the expense and complexity of forming a private foundation. RPA's staff can administer all aspects grantmaking, including: 1. Conducting due diligence on prospective recipients 2. Issuing grant letters and awarding payment via check or wire 3. Providing electronic record-keeping for all grantmaking 4. Generating quarterly reports on fund investments
4b (Code:   ) (Expenses $ 22,351,605 including grants of $ 10,062,911 ) (Revenue $ 2,821 )
Sponsored Projects - Designed to enable individuals or groups to pursue a variety of specialized charitable grant-making projects and activities consistent with the general mission of RPA. RPA provides administrative and programmatic platforms that enable individuals to develop launch and promote high-impact projects around the globe. RPA's fiscal sponsorship services make it possible for private foundations and unincorporated groups to conduct targeted charitable activities, create grantmaking programs or receive U.S. tax-deductible donations. Establishing a fiscal sponsorship under RPA's 501(c)(3) public charity designation substantially reduces the costs typically associated with developing nonprofit governance, management and operational infrastructure. RPA has extensive experience managing start-up, innovative and complex projects in the U.S and overseas. RPA can: 1. Provide strong accounting, HR, finance & IT infrastructure 2. Develop and monitor sophisticated project budget and grant reporting 3. Offer research, analysis, grantmaking and evaluation services 4. Adopt project governance structures that engage external advisors, funders and other principals
4c (Code:   ) (Expenses $ 6,547,867 including grants of $ 21,584 ) (Revenue $ 5,327,026 )
General Fund/RPA Consulting - To facilitate philanthropy and to support the growth of a vital, creative, not-for-profit sector. RPA has the skill and expertise to engage clients at all stages of the philanthropic life cycle, from concept and start-up to ongoing operations and succession planning.
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet$ 74,019,236
Form 990 (2011)
Form 990 (2011)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? Click to see attachment........
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part II.........................
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III........................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment....................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
 
No
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statement to this return? Note. All Form 990 filers that operated one or more hospitals must attach audited financial statements.
20b
 
 
Form 990 (2011)
Form 990 (2011)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
 
No
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II......................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV................... Click to see attachment
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1.....................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2...
35b
 
No
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2...........
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2011)
Form 990 (2011)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V .........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
117
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
148
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletEI
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
No
Form 990 (2011)
Form 990 (2011)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI .........
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
If the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
1a
18
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
17
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? .................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ............
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ..........
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ....
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done ....................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes," to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AZ , AR , CA , CO , CT , DC , FL , GA , HI , IL , KS , KY , ME , MD , MA , MI , MN , MS , NH , NJ , NM , NY , ND , OH , OK , OR , PA , RI , SC , TN , UT , VA , WA , WV , WI
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
KATHY EASON
6 WEST 48 STREET 10TH FLOOR
NEW YORK,NY10036
(212) 812-4330
Form 990 (2011)
Form 990 (2011)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII .........
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) Kevin P A Broderick
Chairman
 1.0 X   X       0 0 0
(2) Melissa A Berman
President and CEO
 35.0 X   X       325,701 0 56,527
(3) Stuart P Davidson
Treasurer
 1.0 X   X       0 0 0
(4) Rien Van Gendt
Board Member
 1.0 X           0 0 0
(5) Cathy Frank Halstead
Board Member
 1.0 X           0 0 0
(6) Jesse D Johnson
Board Member
 1.0 X           0 0 0
(7) Wendy O'Neill
Board Member
 1.0 X           0 0 0
(8) DR Robert K Ross
Board Member
 1.0 X           0 0 0
(9) Marnie S Pillsbury
Board Member
 1.0 X           0 0 0
(10) Valerie R Wayne
Board Member
 1.0 X           0 0 0
(11) David Kaiser
Board Member
 1.0 X           0 0 0
(12) Sharon P Rockefeller
Board Member
 1.0 X           0 0 0
(13) Abby M O'Neill
Board Member
 1.0 X           0 0 0
(14) Michael Rockefeller
Board Member
 1.0 X           0 0 0
(15) Clayton Rockefeller
Board Member
 1.0 X           0 0 0
(16) Ann Bartley
Board Member
 1.0 X           0 0 0
(17) Luther M Ragin Jr
Board Member
 1.0 X           0 0 0
Form 990 (2011)
Form 990 (2011)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) Stuart Rockefeller
Board Member
 1.0 X           0 0 0
(19) Judy Belk-Peeks
Senior Vice President
 35.0     X       237,058 0 52,995
(20) Chris B Page
Senior Vice President
 35.0     X       239,737 0 41,533
(21) Walter Sweet
Vice President&corp secretary
 35.0     X       160,655 0 45,170
(22) Kathy Jean Eason
Vice President and CFO
 35.0     X       131,751 0 14,214
(23) Yolanda A Arias-Brownell
assistant corporate secretary
 35.0     X       133,431 0 32,057
(24) Ronald Nordhaus
Director, Sponsored Projects
 35.0         X   148,788 0 31,041
(25) Yolie Flores
Director, Sponsored Projects
 35.0         X   159,765 0 20,376
(26) Amit Bouri
Director, Sponsored Projects
 35.0         X   202,061 0 26,943
(27) Sarah Gelfand
Director, Sponsored Projects
 35.0         X   157,236 0 44,750
(28) Jonathan Charles Fox
Director, Sponsored Projects
 35.0         X   195,639 0 28,564




1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 2,091,822 0 394,170
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet19
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
Peace Venures Management LLC
8 west 38th street 6th fl
NEW YORK,NY10018 		consulting 767,500
Bankable Frontier Associates LLC
48 Grove street suite 205
SOMERVILLE,MA02144 		consulting 716,869
B lab company
8 walnut Avenue
BERWYN,PA19312 		CONSULTING 499,123
Capitol Impact LLC
18 capital Sq SW
ATLANTA,GA30334 		consulting 348,472
Vanguard Communications
2121 K Street NW suite 650
WASHINGTON,DC20037 		communication 238,850
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet6
Form 990 (2011)
Form 990 (2011)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e 4,269,658
f All other contributions, gifts, grants, and
similar amounts not included above1f 		74,749,675
g Noncash contributions included in lines 1a-1f:$ 1,001,252
h Total. Add lines 1a-1f.......MediumBullet 79,019,333
Program Service Revenue Business Code
2a ADVISORY FEES 523,930 4,072,162 4,072,162    
b ASSESSMENT FEES 523,920 1,168,445 1,168,445    
c
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 5,240,607
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 712,965     712,965
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties............MediumBullet 201,000     201,000
(i) Real (ii) Personal
6a Gross rents 139,581  
b Less: rental expenses    
c Rental income or (loss) 139,581  
d Net rental income or (loss).......MediumBullet 139,581     139,581
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 2,001,251  
b Less: cost or other basis and sales expenses 1,995,407  
c Gain or (loss) 5,844  
d Net gain or (loss)..........MediumBullet 5,844     5,844
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet 0    
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a MISCELLANEOUS REVENUE 900,099 110,252     110,252
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 110,252
12 Total revenue. See Instructions....MediumBullet 85,429,582 5,240,607   1,169,642
Form 990 (2011)
Form 990 (2011)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Check if Schedule O contains a response to any question in this Part IX. .........
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 37,585,660 37,585,660
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 0  
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 16,671,876 16,671,876
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 1,948,808 1,490,838 360,530 97,440
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 6,792,730 5,196,439 1,256,655 339,636
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 559,086 525,405 26,515 7,166
9 Other employee benefits ....... 895,745 451,838 349,458 94,449
10 Payroll taxes ........... 776,523 729,743 36,827 9,953
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 53,298 50,087 2,528 683
c Accounting ........... 80,588 75,733 3,822 1,033
d Lobbying ........... 0      
e Professional fundraising. See Part IV, line 17.. 22,000 22,000
f Investment management fees ...... 35,675   35,675  
g Other .......... 5,494,622 4,179,989 1,034,924 279,709
12 Advertising and promotion .... 26,611 20,357 4,923 1,331
13 Office expenses ....... 1,039,145 811,776 196,312 31,057
14 Information technology ...... 0      
15 Royalties .. 0      
16 Occupancy ........... 1,485,715 1,136,557 274,875 74,283
17 Travel ............ 484,512 370,651 89,634 24,227
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 0      
20 Interest ........... 134,116 102,599 24,811 6,706
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 263,435 201,527 48,736 13,172
23 Insurance .............. 69,664 53,293 12,888 3,483
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24f. If line 24f amount exceeds 10% of line 25, column (A) amount, list line 24f expenses on Schedule O.)
a PROGRAM RELATED FEES 3,593,881 3,590,475 2,681 725
b TEMP HELP&EMPLOYMENT AGENCY 50,471 38,610 9,337 2,524
c BAD DEBT EXPENSE 11,088 11,088    
d GRANTS ASSESSMNET 724,695 724,695    
e
f All other expenses        
25 Total functional expenses. Add lines 1 through 24f 78,799,944 74,019,236 3,771,131 1,009,577
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2011)
Form 990 (2011)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 17,935 1 6,538,570
2 Savings and temporary cash investments ....... 24,818,619 2 25,503,254
3 Pledges and grants receivable, net ......... 4,984,795 3 1,212,927
4 Accounts receivable, net ......... 864,485 4 854,953
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 0 5 0
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L .......... 0 6 0
7 Notes and loans receivable, net ............. 1,000,000 7 1,000,000
8 Inventories for sale or use .............. 0 8 0
9 Prepaid expenses and deferred charges ............ 137,120 9 159,349
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 3,499,785
b Less: accumulated depreciation. ..... 10b 1,896,142 1,862,078 10c 1,603,643
11 Investments—publicly traded securities .......... 21,868,678 11 20,286,446
12 Investments—other securities. See Part IV, line 11 ...... 2,699,831 12 3,537,544
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ......... 0 14 0
15 Other assets. See Part IV, line 11 ........... 0 15 0
16 Total assets. Add lines 1 through 15 (must equal line 34)... 58,253,541 16 60,696,686
Liabilities 17 Accounts payable and accrued expenses . 1,905,765 17 1,223,421
18 Grants payable .......... 1,051,100 18 400,952
19 Deferred revenue .......... 0 19 3,938,510
20 Tax-exempt bond liabilities .......... 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 1,685,000 23 1,485,000
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D..... 901,837 25 986,274
26 Total liabilities. Add lines 17 through 25..... 5,543,702 26 8,034,157
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 33,084,867 27 33,218,874
28 Temporarily restricted net assets ..... 19,624,972 28 19,443,655
29 Permanently restricted net assets ..... 0 29 0
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 52,709,839 33 52,662,529
34 Total liabilities and net assets/fund balances ..... 58,253,541 34 60,696,686
Form 990 (2011)
Form 990 (2011)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI .........
1
Total revenue (must equal Part VIII, column (A), line 12) ...
1
85,429,582
2
Total expenses (must equal Part IX, column (A), line 25) ....
2
78,799,944
3
Revenue less expenses. Subtract line 2 from line 1 ...
3
6,629,638
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
52,709,839
5
Other changes in net assets or fund balances (explain in Schedule O) ...
5
-6,676,948
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) ....
6
52,662,529
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII .........
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?....
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. ...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2011)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 59,984,792 41,887,115 29,507,357 35,218,801 79,019,333 245,617,398
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3.. 59,984,792 41,887,115 29,507,357 35,218,801 79,019,333 245,617,398
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..           80,182,853
6 Public Support. Subtract line 5 from line 4.           165,434,545
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
7 Amounts from line 4.. 59,984,792 41,887,115 29,507,357 35,218,801 79,019,333 245,617,398
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. 2,190,361 1,482,989 815,528 729,346 1,053,546 6,271,770
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets.. 56,991 294,546 532,294 546,659 110,252 1,540,742
11 Total support (Add lines 7 through 10).           253,429,910
12
12
25,113,545
13
Section C. Computation of Public Support Percentage
14
14
65.278 %
15
15
68.570 %
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2011
Name of organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2, of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 2
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
Rockefeller Philanthropy Advisors Inc
  		Employer identification number

13-3615533
Part I
Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 3
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
Rockefeller Philanthropy Advisors Inc
  		Employer identification number

13-3615533
Part II
Noncash Property (see Instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 4
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
Rockefeller Philanthropy Advisors Inc
  		Employer identification number

13-3615533
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
Use duplicate copies of Part III if additional space is needed
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ....... 73  
2 Aggregate contributions to (during year) ... 42,094,209  
3 Aggregate grants from (during year) ... 44,172,961  
4 Aggregate value at end of year ....... 26,528,528  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958), relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance ....        
b Contributions ........        
c Net investment earnings, gains, and losses ...        
d Grants or scholarships .....        
e Other expenditures for facilities
and programs ........ 		       
f Administrative expenses ....        
g End of year balance ......        
2
Provide the estimated percentage of the year end balance (line 1g) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............   1,509,967 389,611 1,120,356
d Equipment ................   1,989,818 1,506,531 483,287
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 1,603,643
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 0
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Book value
Federal Income Taxes 0
DEFERRED RENT 986,274








Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 986,274
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 85,429,582
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 78,799,944
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 6,629,638
4 Net unrealized gains (losses) on investments .......................... 4 -1,298,153
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV.) ................................. 8 -178,785
9 Total adjustments (net). Add lines 4 through 8 ......................... 9 -1,476,938
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 5,152,700
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 84,095,754
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a -1,298,153
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV.) ............ 2d  
e Add lines 2a through 2d ..................... 2e -1,298,153
3 Subtract line 2e from line 1..................... 3 85,393,907
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 35,675
b Other (Describe in Part XIV.) ........... 4b  
c Add lines 4a and 4b....................... 4c 35,675
5 Total Revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 85,429,582
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 78,764,269
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3 78,764,269
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 35,675
b Other (Describe in Part XIV.) ............ 4b  
c Add lines 4a and 4b....................... 4c 35,675
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 78,799,944
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
Liability for uncertain tax position (ASC 740) Schedule D, Part X, Line 2 RPA adopted the provisions of FASB Interpretation No. 48(FIN 48) "Accounting for Uncertainties in Income Taxes - an interpretation of FASB statement No. 109," now incorporated in Accounting Standards Codification ("ASC") 740. ASC 740-10 clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a tax return, including issues relating to financial statement recognition and measurement. This section provides that the tax effects from an uncertain tax position can be recognized in the financial statements only if the position is "more-likely-than-not" to be sustained if the position were to be challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. RPA is exempt from federal income taxation by virtue of being an organization described in section 501(c)(3) of the Internal Revenue Code. Nevertheless, RPA may be subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the code. The tax years ending December 31, 2008, 2009, 2010 and 2011 are still open to audit for both federal and state purposes. The adoption of ASC 741-10 did not have an impact on RPA's financial statements, as management determined that there are no uncertain tax positions within its financial statements.
Reconciliation of change in net assets Schedule D, Part XI, Line 8 Pension related cost adjustment $(178,785)
Schedule D (Form 990) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants
and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ..............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other
assistance outside the United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
Middle East and North Africa     Grantmaking   25,565
East Asia and the Pacific     Grantmaking   3,844,279
North America     Grantmaking   532,500
South America     Grantmaking   132,052
Central America and the Caribbean     Grantmaking   185,000
Europe (Including Iceland and Greenland)     Grantmaking   11,793,118
Sub-Saharan Africa     Grantmaking   159,362
Central America and the Caribbean     Investments   3,537,544
           
           
           
           
           
           
           
           
           
3a Sub-total .....     20,209,420
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b)     20,209,420
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Middle East/North Africa Support 20,705 VARIOUS      
East Asia/Pacific Support 3,658,237 VARIOUS      
North America Support 462,500 VARIOUS      
South America Support 132,052 VARIOUS      
Cent. America/Caribbean Support 185,000 VARIOUS      
Europe/Iceland/Greenland Support 11,755,280 VARIOUS      
Sub-Saharan Africa Support 156,362 VARIOUS      
             
             
             
             
             
             
             
             
             
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
26
3
Enter total number of other organizations or entities ........................MediumBullet
146
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
General Support East Asia/Pacific 8 161,889 various      
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
Procedure for monitoring the use of grants outside the United States Part I, Line 2 Rockefeller Philanthropy Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures to reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., including those distributed through its charitable giving funds ( The Philanthropic Collaborative or TPC), Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures. These criteria include compliance with IRS guidelines and other industry best practices and more specifically include the following: 1.Pre-ward screening criteria 2.Anti-terrorism research - List checking 3.Information gathering FROM both grantee and independent sources- extent based on internal criteria for pre-ward screening 4.Internal document review and approval against RPA standards 5.Risk assessment and if necessary more detailed review 6.Written agreements 7.Post ward monitoring for compliance based on individual circumstances for both program and financial reporting.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2011
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,or if the organization entered more than $15,000 on Form 990-EZ, line 6a.right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
Jump Start Growth Sponsored Projects   No 0 22,000 0
Total .................right arrow 0 22,000 0
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

 
(event type) 		(b) Event #2

 
(event type) 		(c) Other Events

  
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . .        
2 Less: Charitable
contributions . . . 		       
3 Gross income (line 1
minus line 2) . . . 		       
VerticalDirectExpenses 4 Cash prizes . . .        
5 Non-cash prizes . .        
6 Rent/facility costs . .        
7 Food and beverages . .        
8 Entertainment . . .        
9 Other direct expenses .        
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow  
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow  
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
Schedule G (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number
13-3615533
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) 9 to 5 National Association of Working Women207 E Buffalo Street Suite 211
Milwaukee,WI53202 		52-1201710 501(c)(5) 127,000       General Support
(2) A Servant's Love IncPO Box 9068
Mobile,AL36691 		27-1443712 501(c)(3) 6,000       General Support
(3) A Schools1901 Centre Avenue Suite 302A
Pittsburgh,PA15219 		30-0254325 501(c)(3) 25,000       General Support
(4) Accidental Repertory Theater555 Eighth Avenue Suite 403
New York,NY10018 		43-2106773 501(c)(3) 20,000       General Support
(5) Advocates for Environmental Human Rights650 Poydras Street Suite 2523
New Orleans,LA70130 		60-0589886 501(c)(3) 25,000       General Support
(6) Alaska Conservation Foundation441 West 5th Avenue Suite 402
Anchorage,AK995012340 		92-0061466 501(c)(3) 10,000       General Support
(7) All Saints Academy5001 State Road 540 West
Winter Haven,FL33880 		59-3246571 501(c)(3) 30,000       General Support
(8) Allegheny General Hospital320 E North Avenue
Pittsburgh,PA15212 		25-0969492 501(c)(3) 63,868       General Support
(9) Alliance for Affordable Energy1001 South Broad Suite 119
New Orleans,LA70125 		72-1057834 501(c)(3) 11,667       General Support
(10) America Votes1155 Connecticut Avenue NW Suite
Washington,DC20036 		26-4568349 501(c)(4) 75,000       General Support
(11) America Votes Education and Action Fund1155 Connecticut Avenue NW Suite
Washington,DC20036 		26-4568349 501(c)(4) 140,000       General Support
(12) American Bird ConservancyPO Box 249
The Plains,VA20198 		52-1501259 501(c)(3) 22,000       General Support
(13) American Friends Service Committee1501 Cherry Street
Philadelphia,PA191021479 		23-1352010 501(c)(3) 12,000       General Support
(14) American Indian InstitutePO Box 1388
Bozeman,MT597711388 		81-0339551 501(c)(3) 10,000       General Support
(15) Apalachicola Bay and River Riverkeeper IncPO Box 8
Apalachicola,FL32329 		59-3550426 501(c)(3) 10,800       General Support
(16) Art In General Inc79 Walker Street
New York,NY100133523 		13-3472869 501(c)(3) 25,000       General Support
(17) Asian Cultural Council Inc6 West 48th Street 12th Floor
New York,NY10036 		13-3018822 501(c)(3) 144,000       General Support
(18) Atchafalaya Basinkeeper162 Croydon Avenue
Baton Rouge,LA70764 		51-0526541 501(c)(3) 11,667       General Support
(19) Audubon Connecticut613 Riversville Road
Greenwich,CT06831 		06-6068605 501(c)(3) 7,000       General Support
(20) Aurora Health CareCorporate Accounting 750 W Virgini
Milwaukee,WI532341880 		39-1442285 501(c)(3) 33,868       General Support
(21) BackStreet Cultural Museum1116 St Claude Avenue
New Orleans,LA70116 		72-1488658 501(c)(3) 10,000       General Support
(22) Bayou Grace Community Services IncorporatedPO Box 238
Chauvin,LA70344 		20-8026024 501(c)(3) 11,667       General Support
(23) Baystate Medical CenterSponsored Program Administration P
Springfield,MA022414168 		04-2888373 501(c)(3) 33,868       General Support
(24) Behold the Lion of God Ministry2719 East David Dr
Gulfport,MS39503 		01-0889008 501(c)(3) 13,000       General Support
(25) Black Belt Community Foundation609 North Lauderdale Street
Selma,AL36701 		63-1270745 501(c)(3) 20,000       General Support
(26) BlueVoiceorg10 Sunfish Drive
St Augustine,FL32080 		68-0458549 501(c)(3) 30,000       General Support
(27) Bronx Museum of the Arts Inc1040 Grand Concourse
Bronx,NY10456 		13-2709368 501(c)(3) 25,000       General Support
(28) Brookwood Community Farm Inc18 Capen Street
Milton,MA02186 		20-4234872 501(c)(3) 15,000       General Support
(29) Businesses United in Investing Lending and Develop3 Twin Dolphin Drive Suite 375
Redwood City,CA94065 		94-3386695 501(c)(3) 25,000       General Support
(30) Calcutta Kids IncPO Box 465
Marlboro,VT05344 		20-1726303 501(c)(3) 12,500       General Support
(31) Californians Dedicated to Education Foundation3145 Plymouth Drive
Lafayette,CA94549 		45-0676449 501(c)(3) 400,000       General Support
(32) Calvert Social Investment Foundation7315 Wisconsin Avenue 11 FL
Bethesda,MD20814 		52-1591398 501(c)(3) 979,569       General Support
(33) Camp Speers - Eljabar YMCA143 Nichecronk Road
Dingmans Ferry,PA18328 		22-1897170 501(c)(3) 20,000       General Support
(34) Campaign for College Opportunity714 W Olympic Blvd Suite 745
Los Angeles,CA90015 		20-0427622 501(c)(3) 110,000       General Support
(35) Cardiovascular Research & Education Foundation of8333 Naab Road Suite 400
Indianapolis,IN46260 		37-1469870 501(c)(4) 33,868       General Support
(36) Catholic Charities of Northwest Florida1000 West Garden Street
Pensacola,FL32501 		53-0196617 501(c)(3) 3,500,000       General Support
(37) Cedars-Sinai Medical CenterCardiology 8700 Beverly Blvd Rm
Los Angeles,CA90048 		95-1644600 501(c)(3) 33,868       General Support
(38) Center for Educational Innovation - Public Educati28 West 44th Street Suite 300
New York,NY10036 		13-4113613 501(c)(3) 100,000       General Support
(39) Center for Environmental and Economic Justice336 Rodenburg Avenue
Biloxi,MS395313444 		31-1786683 501(c)(3) 25,000       General Support
(40) Center for Fair HousingPO Box 161202
Mobile,AL36616 		72-1341787 501(c)(3) 15,000       General Support
(41) Center for Public Integrity910 17th Street NW 7th Floor
Washington,DC20006 		54-1512177 501(c)(3) 15,000       General Support
(42) Children Now1212 Broadway 5th Floor
Oakland,CA94612 		94-3059243 501(c)(3) 150,000       General Support
(43) Church Avenue Merchants Block Association Inc (C1720 Church Avenue 2nd Floor
Brooklyn,NY11226 		11-2480339 501(c)(3) 20,000       General Support
(44) Citizens Against Toxic Exposure1120 North G Street
Pensacola,FL32501 		59-3176118 501(c)(3) 11,667       General Support
(45) City Parks Foundation830 Fifth Avenue The Arsenal Centr
New York,NY10021 		13-3561657 501(c)(3) 10,000       General Support
(46) Citykids Foundation Inc57 Leonard Street
New York,NY10013 		13-3453226 501(c)(3) 18,800       General Support
(47) Cleveland Clinic FoundationVascular Surgery 9500 Euclid Avenue
Cleveland,OH44195 		34-0714585 501(c)(3) 67,736       General Support
(48) Coastal Women for ChangePO Box 4194
Biloxi,MS39531 		20-4770180 501(c)(3) 13,000       General Support
(49) Collective Heritage InstituteBioneers1607 Paseo de Peralta Sutie 3
Santa Fe,NM87501 		85-0432731 501(c)(3) 10,000       General Support
(50) College of the Atlantic105 Eden Street
Bar Harbor,ME04609 		23-7032625 501(c)(3) 20,000       General Support
(51) Colorado State University Foundation601 S Howes Street Colorado State U
Fort Collins,CO805232002 		23-7098397 501(c)(3) 49,500       General Support
(52) Community Foundation of Acadiana1035 Camellia Boulevard Suite 100
Lafayette,LA70508 		72-1493023 501(c)(3) 3,000,000       General Support
(53) Community Foundation of South Alabama212 St Joseph Street
Mobile,AL36602 		63-0695166 501(c)(3) 4,000,000       General Support
(54) Compatible Technology International800 Transfer Road Suite 6
St Paul,MN55082 		41-1400421 501(c)(3) 20,000       General Support
(55) Concerned Citizens of the Agriculture Street Landf48362 Stafford Road
Tickfaw,LA70467 		72-1265068 501(c)(3) 20,700       General Support
(56) Conservancy for Tibetan Art and Culture2106 Gallows Rd Suite B
Vienna,VA22182 		52-2026434 501(c)(3) 10,000       General Support
(57) Cooper University HospitalTHE COOPER TEALTH SYSTEM THREE EXE
Cherry Hill,NJ08002 		21-0634462 501(c)(3) 33,868       General Support
(58) Cornerstone Campaign660 Pennsylvania Avenue SE Suite
Washington,DC20003 		05-0528669 501(c)(3) 500,000       General Support
(59) Council on the EnvironmentGrowNYC 51 Chambers Street Room 22
New York,NY10007 		13-2765465 501(c)(3) 10,000       General Support
(60) Countywide Family Development Center IncPO Box 6486
Laurel,MS39441 		32-0172373 501(c)(3) 13,000       General Support
(61) DC Preparatory Academy707 Edgewood Street NE
Washington,DC20017 		02-0550253 501(c)(3) 6,000       General Support
(62) DC Alliance of Youth Advocates1012 14th Street NW Suite 610
Washington,DC20005 		42-1709378 501(c)(3) 15,000       General Support
(63) Deep South Center for Environmental Justice3334 Annette Street
New Orleans,LA70122 		56-2466977 501(c)(3) 45,000       General Support
(64) Detroit Historical Society5401 Woodward Avenue
Detroit,MI48202 		38-1381144 501(c)(3) 7,500       General Support
(65) Development in GardeningPO Box 18138
Denver,CO80218 		20-4708212 501(c)(3) 15,000       General Support
(66) Doctors Without Borders333 Seventh Avenue 2nd Floor
New York,NY100015004 		13-3433452 501(c)(3) 40,000       General Support
(67) Duke University Medical CenterDUMC 3157 2301 Erwin Road Rm 7402
Durham,NC27710 		56-0532129 501(c)(3) 33,868       General Support
(68) EarthRights International1612 K St NW Suite 401
Washington,DC20006 		04-3265555 501(c)(3) 10,000       General Support
(69) EducatePO Box 4847
Boulder,CO80306 		84-1648607 501(c)(3) 25,000       General Support
(70) Education Trust West1814 Franklin Street Suite 220
Oakland,CA94612 		52-1982223 501(c)(3) 170,000       General Support
(71) Ekhaya Youth Project IncPO Box 56835
New Orleans,LA70156 		33-1161887 501(c)(3) 15,000       General Support
(72) Emerald CoastkeeperPO Box 13283
Pensacola,FL32591 		59-3591731 501(c)(3) 10,800       General Support
(73) Emory UniversityEmory School of Medicine 1440 Clift
Atlanta,GA30322 		58-0566256 501(c)(3) 33,868       General Support
(74) Episcopal Charities of Southeast Florida8895 North Military Trail Suite 20
Palm Beach Gardens,FL33410 		59-1276272 501(c)(3) 10,000       General Support
(75) Equity and Inclusion Campaign1610 Oretha Castle Haley Blvd Sui
New Orleans,LA70113 		26-4145201 501(c)(3) 23,000       General Support
(76) EwamPO Box 330
Arlee,MT59821 		81-0525500 501(c)(3) 10,000       General Support
(77) Fairfield University1073 North Benson Rd
Fairfield,CT068245171 		06-0646623 501(c)(3) 10,000       General Support
(78) Faith in Public Life1111 14th Street NW 9th Floor
Washington,DC20005 		20-3798596 501(c)(3) 25,000       General Support
(79) Family Promise of Santa Rosa IncPO Box 465
Bagdad,FL32530 		43-2041548 501(c)(3) 10,400       General Support
(80) Faubourg St Roch Improvement Association1830 St Rock Street
New Orleans,LA70117 		72-1286723 501(c)(3) 20,000       General Support
(81) Foundation for California Community Colleges1102 Q Street Suite 3500
Sacramento,CA95811 		68-0412350 501(c)(3) 100,000       General Support
(82) Free for All Concert Fund168 Brattle Street
Cambridge,MA02138 		27-5457803 501(c)(3) 50,000       General Support
(83) Friends of Acadia43 Cottage Street PO Box 45
Bar Harbor,ME046090045 		01-0425071 501(c)(3) 10,000       General Support
(84) Friends of Women's World Banking USA8 West 40th Street 10th Floor
New York,NY10018 		13-3101527 501(c)(3) 10,000       General Support
(85) Funding Exchange Inc666 Broadway
New York,NY10012 		13-3002025 501(c)(3) 15,000       General Support
(86) Galveston BaykeeperPO Box 71
Seabrook,TX77586 		26-0187498 501(c)(3) 10,000       General Support
(87) Georgetown UniversityOffice of Advancement PO Box 5712
Washington,DC200571253 		53-0196603 501(c)(3) 25,000       General Support
(88) Georgia Stand Up501 Pulliam St SW Ste 500
Atlanta,GA30312 		20-0984437 501(c)(3) 33,000       General Support
(89) Grameen Foundation USA1101 15th St NW 3rd Floor
Washington,DC20005 		73-1502797 501(c)(3) 10,000       General Support
(90) Greater Escambia Community Foundation17 West Cedar Street Suite 3
Pensacola,FL32502 		59-3371653 501(c)(3) 500,000       General Support
(91) Greater LifePO Box 8447
Newark,NJ07108 		30-0212814 501(c)(3) 20,000       General Support
(92) Greater New Orleans Foundation1055 St Charles Avenue Suite 100
New Orleans,LA10036 		72-0408921 501(c)(3) 5,000,000       General Support
(93) Greater Yellowstone Coalition Inc13 South Wilson Suite 2 PO Box 1
Bozeman,MT59771 		81-0414042 501(c)(3) 7,500       General Support
(94) Green Belt Movement International - North America1666 K Street NW Suite 440
Washington,DC20006 		94-3178913 501(c)(3) 15,000       General Support
(95) Greenpeace Fund Inc702 H Street NW Suite 300
Washington,DC20001 		95-3313195 501(c)(3) 250,000       General Support
(96) Gulf Coast Community Foundation Inc11975 Seaway Road B150
Gulfport,MS39503 		57-0908490 501(c)(3) 4,000,000       General Support
(97) Gulf Restoration Network338 Baronne St 3rd Fl
New Orleans,LA70112 		72-1447742 501(c)(3) 25,000       General Support
(98) Hackley School293 Benedict Avenue
Tarrytown,NY10591 		13-1740452 501(c)(3) 10,000       General Support
(99) Hairy Cell Leukemia Research Foundation Inc790 Estate Drive Suite 180
Deerfield,IL60015 		36-3327001 501(c)(3) 25,000       General Support
(100) Harlem United Community AIDS Center Inc306 Lennox Avenue 3rd Floor
New York,NY10027 		13-3461695 501(c)(3) 20,000       General Support
(101) Health Outreach Partners405 14th Street Suite 909
Oakland,CA94612 		52-1852628 501(c)(3) 30,000       General Support
(102) Hijra HousePO Box 927
Biloxi,MS39533 		51-0650863 501(c)(3) 38,000       General Support
(103) Historic Hudson Valley150 White Plains Road
Tarrytown,NY10591 		13-1692606 501(c)(3) 25,000       General Support
(104) Hole in the Wall FoundationOne Century Tower 265 Church Street
New Haven,CT06510 		20-3865042 501(c)(3) 10,000       General Support
(105) Hour Exchange Portland516 Congress Street
Portland,ME04101 		01-0496955 501(c)(3) 20,000       General Support
(106) IDEOorgPier 28 Embarcadero
San Francisco,CA94105 		27-3755556 501(c)(3) 17,500       General Support
(107) Indiana UniversityOFFICE OF RESEARCH ADMIN 620 UNION
Indianapolis,IN46202 		35-6001673 501(c)(3) 33,868       General Support
(108) Indigenous Education Network of Turtle IslandPO Box 485
Bemidji,MN56619 		38-3653476 501(c)(3) 8,000       General Support
(109) Innocence Project New Orleans636 Baronne Street
New Orleans,LA70113 		72-1501261 501(c)(3) 10,000       General Support
(110) Interfaith Sponsoring Committee BISCO1922 Bayou Road
Thibodaux,LA70301 		72-1260542 501(c)(3) 7,500       General Support
(111) Interfaith Sponsoring Committee BISCO (Bayou Inte1922 Bayou Rd
Thibodaux,LA70301 		72-1260542 501(c)(3) 25,000       General Support
(112) Interfaith Worker Justice1020 West Bryn Mawr 4th Floor
Chicago,IL606604627 		36-4063982 501(c)(3) 10,000       General Support
(113) International Fund for China's Environment2421 Pennsylvania Ave NW
Washington,DC20037 		54-1814885 501(c)(3) 126,896       General Support
(114) International Institute of Rural Reconstruction40 Exchange Place Suite 1111
New York,NY10005 		13-6175722 501(c)(3) 136,669       General Support
(115) International Union for Conservation of Nature & NIUCN-US 1630 Connecticut Avenue NW
Washington,DC20009 		52-1443147 501(c)(3) 125,000       General Support
(116) International Village ClinicPO Box 386243
Minneapolis,MN55438 		41-1951636 501(c)(3) 25,000       General Support
(117) Island Housing TrustPO Box 851
Southeast Harbor,ME04660 		22-2993615 501(c)(3) 10,000       General Support
(118) Island InstitutePO Box 648 386 Main Street
Rockland,ME04841 		94-3057411 501(c)(3) 10,000       General Support
(119) Japan Society333 East 47th Street
New York,NY10017 		13-1675082 501(c)(3) 30,000       General Support
(120) Johns Hopkins UniversitySchool of MedicineOffice of Resea
Baltimore,MD21205 		52-0595110 501(c)(3) 33,868       General Support
(121) Junebug Productions IncPO Box 2331
New Orleans,LA70176 		72-1057381 501(c)(3) 20,000       General Support
(122) Just Detention International3325 Wilshire Blvd Suite 340
Los Angeles,CA90010 		13-3711840 501(c)(3) 20,000       General Support
(123) Kansas University Endowment AssociationFund Development 2330 Shawnee Missi
Westwood,KS66205 		48-0547734 501(c)(3) 33,868       General Support
(124) Kedila Family Learning Center1917 Martin Luther King Blvd
New Orleans,LA701131336 		51-0536539 501(c)(3) 15,000       General Support
(125) Kids Rethink New Orleans Schools1011 Orleans Street
New Orleans,LA70116 		38-3655028 501(c)(3) 15,000       General Support
(126) Knights of Columbus Council #86161388 Hwy 665
Montegut,LA70377 		72-1091835 501(c)(3) 10,000       General Support
(127) League of Conservation Voters Inc1920 L Street NW Suite 800
Washington,DC20036 		52-1733698 501(c)(4) 125,000       General Support
(128) Legal Aid Society199 Water Street
New York,NY10038 		13-5562265 501(c)(3) 10,000       General Support
(129) Leif Erikson International Foundation2245 NW 57th Street
Seattle,WA98107 		91-1912809 501(c)(3) 10,000       General Support
(130) Lenox Hill Cardiovascular Foundation100 E 77th St 9th Fl
New York,NY10075 		20-3576870 501(c)(3) 33,868       General Support
(131) Lighthouse Academy of Excellence and Achievement9930 Cody Driskell Road
Grand Bay,AL36541 		63-0944912 501(c)(3) 10,400       General Support
(132) Lighthouse Community Development Corporation9890 Tom Walter Road
Grand Bay,AL36541 		69-0001157 501(c)(3) 10,400       General Support
(133) Lights of Empowerment1601 Dover Street
Mobile,AL36618 		27-1886132 501(c)(3) 10,000       General Support
(134) Los Angeles Area Chamber of Commerce Foundation350 S Bixel Street
Los Angeles,CA90017 		95-2597392 501(c)(3) 110,000       General Support
(135) Los Angeles Parents Union315 W 9th Street Suite 1000
Los Angeles,CA90015 		20-2207418 501(c)(3) 100,000       General Support
(136) Louisiana Environmental Action NetworkPO Box 66323
Baton Rough,LA70896 		72-1051343 501(c)(3) 55,100       General Support
(137) Lower 9th Ward Center for Sustainable Engagement &PO Box 770407
New Orleans,LA70177 		27-0185863 501(c)(3) 10,000       General Support
(138) Maine Coast Heritage Trust1 Bowdoin Mill Island Suite 201
Topsham,ME04086 		23-7099105 501(c)(3) 20,000       General Support
(139) Maine Medical Center22 Bramhall Street
Portland,ME04102 		01-0199596 501(c)(3) 10,000       General Support
(140) Marine Fish Conservation Network600 Pennsylvania Avenue Suite 210
Washington,DC20003 		20-4254493 501(c)(3) 200,000       General Support
(141) Massachusetts General HospitalDevelopment Department 100 Charles
Boston,MA021149731 		04-1564655 501(c)(3) 33,868       General Support
(142) Mayo ClinicStrategic Funding Office 200 First
Rochester,MN55905 		41-1937751 501(c)(3) 67,736       General Support
(143) Media Matters Action Fund455 Massachusetts Ave NW Suite 6
Washington,DC20036 		77-0646754 501(c)(4) 10,000       General Support
(144) Mexican-American Legal Defense and Educational Fun634 South Spring Street 11th floor
Los Angeles,CA90014 		74-1563270 501(c)(3) 32,000       General Support
(145) Minnesota Medical FoundationMcNamara Alumni Center Suite 300 2
Minneapolis,MN55455 		41-6027707 501(c)(3) 33,868       General Support
(146) Mississippi Center for Justice963 Division Street
Biloxi,MS39530 		13-4203234 501(c)(3) 25,000       General Support
(147) Mobile Area Education Foundation605 Bel Air Blvd 4th Fl
Mobile,AL36606 		58-2005291 501(c)(3) 10,400       General Support
(148) Mobile Fair Housing CenterPO Box 161202
Mobile,AL36616 		72-1341787 501(c)(3) 15,000       General Support
(149) Mossville Environmental Action Now4407 Fisher Street
Westlake,LA70669 		72-1425917 501(c)(3) 11,667       General Support
(150) Mount Desert Island Community Sailing and MaritimePO Box 116 168 Clark Point Road
Southwest Harbor,ME04679 		26-1225678 501(c)(3) 20,000       General Support
(151) Ms Foundation for Women Inc12 Metrotech Center 26th FL
Brooklyn,NY11201 		23-7252609 501(c)(3) 83,333       General Support
(152) Museum of Modern Art11 West 53 Street
New York,NY10019 		13-1624100 501(c)(3) 45,000       General Support
(153) Music for the Earth IncCathedral of St John the Divine 10
New York,NY10025 		51-0235307 501(c)(3) 20,000       General Support
(154) National Audubon Society225 Varick Street 7th Floor
New York,NY10014 		13-1624102 501(c)(3) 10,000       General Support
(155) National Fish and Wildlife Foundation1133 Fifteenth Street NW Suite 11
Washington,DC20005 		52-1384139 501(c)(3) 25,000       General Support
(156) National Park Foundation1201 I Street NW Suite 550B
Washington,DC20005 		52-1086761 501(c)(3) 25,000       General Support
(157) Natural Resources Defense Council40 West 20th Street
New York,NY10011 		13-2654926 501(c)(3) 50,000       General Support
(158) Neighborhoods Partnership Network4902 Canal Street Suite 301
New Orleans,LA70119 		35-2281054 501(c)(3) 10,000       General Support
(159) New Museum of Contemporary Art235 Bowery Street
New York,NY10002 		13-2986881 501(c)(3) 7,500       General Support
(160) New Orleans Workers' Center for Racial Justice217 N Prieur Street
New Orleans,LA07112 		33-1167415 501(c)(3) 10,000       General Support
(161) New Venture Fund734 15th Street NW Suite 600
Washington,DC20036 		20-5806345 501(c)(3) 25,000       General Support
(162) New York City Coalition Against Hunger16 Beaver Street Third Floor
New York,NY10004 		13-3471350 501(c)(3) 15,000       General Support
(163) New York Civil Liberties Union Foundation125 Broad Street 17th Floor
New York,NY10004 		13-6167267 501(c)(3) 10,000       General Support
(164) New York Preparatory School Foundation40 West 68th Street
New Y Ork,NY10023 		23-7088898 501(c)(3) 20,000       General Support
(165) New York University School of MedicineNYU Langone Medical CenterOffice o
New York,NY10016 		13-5562308 501(c)(3) 33,868       General Support
(166) New York-Presbyterian Fund IncNew York-Presbyterian Hospital 245
New York,NY10032 		13-3160356 501(c)(3) 10,000       General Support
(167) Newark Beth Israel Medical Center Foundation201 Lyons Avenue
Newark,NJ07112 		22-3452311 501(c)(3) 33,868       General Support
(168) NonProfit Innovations549 West 123rd Street Suite 18H
New York,NY10027 		42-1587468 501(c)(3) 20,000       General Support
(169) North Carolina Therapeutic Riding Center4705 Nicks Road
Mebane,NC27302 		56-1381694 501(c)(3) 10,000       General Support
(170) North Country School IncPO Box 187
Lake Placid,NY12946 		14-1430542 501(c)(3) 100,000       General Support
(171) Northwestern UniversityASRSP- 7th Floor Rubloff Bldg 750
Chicago,IL60611 		36-2167817 501(c)(3) 33,868       General Support
(172) Oceana2501 M Street NW Suite 300
Washington,DC20037 		51-0401308 501(c)(3) 500,000       General Support
(173) Operation HomeCare Inc300 Kentucky Avenue
York,AL36925 		20-4477032 501(c)(3) 8,000       General Support
(174) Oxfam America Inc226 Causeway St 5th Floor
Boston,MA02114 		23-7069110 501(c)(3) 65,000       General Support
(175) Pacific News Service275 9th Street
San Francisco,CA94103 		94-1709509 501(c)(3) 100,000       General Support
(176) Pennsylvania Partnership for Children116 Pine Street Suite 430
Harrisburg,PA17101 		23-2613869 501(c)(3) 15,000       General Support
(177) Petey Greene Prisoner Assistance Program Inc57 N Tulane Street
Princeton,NJ08542 		30-0499760 501(c)(3) 170,000       General Support
(178) Phillips Academy180 Main Street
Andover,MA01810 		04-2103579 501(c)(3) 20,000       General Support
(179) Planned Parenthood Federation of America Inc434 West 33rd Street
New York,NY10001 		13-1644147 501(c)(3) 100,000       General Support
(180) Pointe-au-Chien Indian TribePO Box 416
Montegut,LA70377 		72-1460716 501(c)(3) 10,800       General Support
(181) Policy Impact1130 K St Suite 250
Sacramento,CA95814 		36-4657870 501(c)(3) 200,000       General Support
(182) Princeton UniversityPO Box 46
Princeton,NJ08544 		21-0634501 501(c)(3) 70,201       General Support
(183) Pro Mujer253 West 35th Street 11th Floor
New York,NY10001 		98-0115409 501(c)(3) 10,000       General Support
(184) Progress Education Center1600 University Avenue W Suite 309
Saint Paul,MN55104 		28-8720291 501(c)(3) 7,500       General Support
(185) Public Conversations Project Inc46 Kondazian Street
Watertown,MA024722832 		22-3432160 501(c)(3) 17,500       General Support
(186) Red Bank Catholic High SchoolOffice of Advancement 112 Broad Str
Red Bank,NJ07701 		21-0644458 501(c)(3) 320,000       General Support
(187) Red Tomato1033 Turnpike Street
Canton,MA02021 		04-3375151 501(c)(3) 15,000       General Support
(188) Regents of the University of California Los Angel10833 Le Conte Avenue Factor Buildi
Los Angeles,CA90095 		95-6006143 501(c)(3) 33,868       General Support
(189) Resource Institute for Low Entropy Systems179 Boylston Street 4th Floor
Jamaica Plain,MA02130 		13-3567619 501(c)(3) 19,691       General Support
(190) Restaurant Opportunities Centers United350 Seventh Avenue Suite 1504
New York,NY10001 		01-0939141 501(c)(3) 10,000       General Support
(191) Rockefeller Archive CenterPocantico Hills 15 Dayton Avenue
North Tarrytown,NY10591 		20-8030810 501(c)(4) 10,000       General Support
(192) Rockefeller Brothers Fund Inc475 Riverside Drive Suite 900
New York,NY10115 		13-1760106 501(c)(3) 5,250       General Support
(193) Rockefeller Family Fund Inc475 Riverside Drive Suite 900
New York,NY10115 		13-6257658 501(c)(3) 67,500       General Support
(194) Rocketship Education420 Florence Street Suite 300
Palo Alto,CA94301 		20-4040597 501(c)(3) 50,000       General Support
(195) Rotary District 7230 Gift of Life Inc169 West Mt Airy Road
Croton On The Hudson,NY10520 		13-3942587 501(c)(3) 20,000       General Support
(196) Rush University Medical CenterPhilanthropy 1700 W Van Buren Sui
Chicago,IL60612 		36-2174823 501(c)(3) 33,868       General Support
(197) Sailors for the Sea449 Thames Street 300D
Newport,RI02840 		51-0506943 501(c)(3) 105,000       General Support
(198) Saint Louis UniversityFusz Memorial Hall 3700 West Pine M
St Louis,MO631083306 		43-0654872 501(c)(3) 33,868       General Support
(199) Sarah Lawrence College1 Mead way
Bronxville,NY10708 		23-7223216 501(c)(3) 30,000       General Support
(200) Scripps HealthScripps Clinical Research Services
La Jolla,CA92037 		95-1684089 501(c)(3) 33,868       General Support
(201) Serenity Manor Step 2 Inc4213 Walter Street
Moss Point,MS39563 		27-1574769 501(c)(3) 15,000       General Support
(202) Shared Interest IncThe JFM Group 438 Fifth Avenue
Pelham,NY10803 		13-3836581 501(c)(3) 8,000       General Support
(203) Solidago FoundationCriminal Justice Initiative CJI 1
Northampton,MA01060 		13-3867794 501(c)(3) 15,000       General Support
(204) South Bay Communities Alliance IncPO Box 112
Coden,AL36523 		20-2312392 501(c)(3) 35,000       General Support
(205) South Boston Neighborhood House Inc136 H Street
South Boston,MA02127 		04-2104807 501(c)(3) 10,000       General Support
(206) South Carolina Coastal Conservation LeaguePO Box 1765
Charleston,SC290429940 		57-0887278 501(c)(3) 15,000       General Support
(207) Southern Echo Inc1350 Livingston Lane Suite C
Jackson,MS39213 		64-0819311 501(c)(3) 13,000       General Support
(208) Southwest Alabama Association of Rural & Minority607 A 41st Street
Tuscaloosa,AL35405 		63-1216242 501(c)(3) 8,750       General Support
(209) SouthWings35 Haywood St Suite 201
Asheville,NC28801 		62-1666910 501(c)(3) 10,800       General Support
(210) Spelman College350 Spelman Lane SW Box 1551
Atlanta,GA30314 		58-0566243 501(c)(3) 8,750       General Support
(211) St Bernard's School4 East 98th Street
New York,NY10029 		13-1255270 501(c)(3) 10,000       General Support
(212) St Lukes Hospital Foundation4225 Baltimore Avenue
Kansas City,MO641112304 		44-6014699 501(c)(3) 33,868       General Support
(213) Stand for Children - Memphis915 E McLemore Avenue Suite 201
Memphis,TN38106 		52-1957214 501(c)(3) 17,500       General Support
(214) Stanford UniversityDesign Institute Building 524 451 P
Stanford,CA943056105 		94-1156365 501(C)(3) 153,868       General Support
(215) Stanford University - Leland Stanford Junior UniveDesign Institute Building 550 416
Stanford,CA94305 		94-1156365 501(c)(3) 10,000       General Support
(216) Stone Barns Center for Food and Agriculture630 Bedford Road
Pocantico Hills,NY10591 		13-4150082 501(c)(3) 50,000       General Support
(217) Sustainable Long Island Inc45A Seaman Avenue
Bethpage,NY11714 		11-3464049 501(c)(3) 50,000       General Support
(218) Tech Soup Global435 Brannan Street Ste 100
San Francisco,CA94110 		94-3070617 501(c)(3) 50,000       General Support
(219) Tellus Institute Inc11 Arlington Street
Boston,MA02116 		14-1589922 501(c)(3) 10,000       General Support
(220) Texas Environmental Justice Advocacy Services6733 Harrisburg Blvd
Houston,TX77011 		02-0749601 501(c)(3) 15,000       General Support
(221) The Africa-America Institute420 Lexington Ave Suite 1706
New York,NY101700002 		53-0218859 501(c)(3) 8,000       General Support
(222) The Alliance Institute200 S Broad Street Suite 5
New Orleans,LA70119 		80-0532025 501(c)(3) 26,000       General Support
(223) The American Ideas Institutec/o The American Conservative Magaz
Arlington,VA22203 		27-0311492 501(c)(3) 20,000       General Support
(224) The Board of Trustees The Leland Stanford Junior UStanford University 520 Galvez Mal
Stanford,CA94305 		94-1156365 501(c)(3) 170,000       General Support
(225) The Brearley School610 East 83rd Street
New York,NY100287988 		13-1623915 501(c)(3) 15,000       General Support
(226) The Bridge Fund2018 R Street NW Floor 3
Washington,DC20009 		91-2144422 501(c)(3) 906,005       General Support
(227) The Bronx Community Health Network1 Fordham Plaza Suite 1108
New York,NY104585871 		13-3905296 501(c)(3) 15,000       General Support
(228) The Buckley School113 East 73rd Street
New York,NY10021 		13-1837409 501(c)(3) 7,500       General Support
(229) The Cantata Singers Inc161 First Street Suite 203
Cambridge,MA02142 		04-6138594 501(c)(3) 30,000       General Support
(230) The Center for Reproductive Rights120 Wall Street
New York,NY10005 		13-3669731 501(c)(3) 125,000       General Support
(231) The Cincinnati Dep of Medicine Research & Educati234 Goodman Street
Cincinnati,OH45225 		31-0896517 501(c)(3) 33,868       General Support
(232) The East Hampton Historical Society101 Main Street
East Hampton,NY11937 		11-6035631 501(c)(3) 15,000       General Support
(233) The Fountain of Youth FoundationPO Box 13823
New Orleans,LA70178 		72-1474651 501(c)(3) 8,000       General Support
(234) The Friends of Ikamva-Labantu - USA215 Overlook Road
New York,NY10022 		13-3858914 501(c)(3) 18,838       General Support
(235) The Get Schooled Foundation1515 Broadway 53rd Floor
New York,NY10036 		27-2245578 501(c)(3) 159,553       General Support
(236) The Haitian League22 Ball Street Suite 100
Irvington,NJ07111 		90-0104677 501(c)(3) 26,000       General Support
(237) The Northern Forest Center IncPO Box 210
Concord,NH033020210 		22-3458955 501(c)(3) 10,000       General Support
(238) The Ohio State UniversityDEPT OF BIOMEDICAL INFORMATICS 3190
Columbus,OH43210 		31-1145986 501(c)(3) 137,384       General Support
(239) The Ohio State University FoundationMedical Center and Health Sciences
Columbus,OH432213938 		31-1145986 501(c)(3) 33,868       General Support
(240) The Parrish Art Museum25 Jobs Lane
Southampton,NY11908 		11-1782495 501(c)(3) 25,000       General Support
(241) The People's Advocate607 Ryan Street
Lake Charles,LA70601 		26-4176765 501(c)(3) 11,667       General Support
(242) The Pew Charitable TrustsOne Commerce Square 2005 Market Str
Philadelphia,PA191037077 		56-2307147 501(c)(3) 125,000       General Support
(243) The Public Theater425 Lafayette St
New York,NY10003 		13-1844852 501(c)(3) 10,000       General Support
(244) The Sapling Foundationc/o TED 250 Hudson Street
New York,NY10013 		94-3235545 501(c)(3) 125,500       General Support
(245) The Sister Fund79 Fifth Avenue 4th Floor
New York,NY10003 		13-3501674 501(c)(3) 7,500       General Support
(246) The Steps Coalition610 Water Street
Biloxi,MS39530 		11-3790429 501(c)(3) 13,000       General Support
(247) The Synergos Institute Inc51 Madison Avenue 21st floor
New York,NY10010 		13-3392006 501(c)(3) 265,000       General Support
(248) Tibet Aid34 Tinker Street
Woodstock,NY12498 		03-0432960 501(c)(3) 18,000       General Support
(249) Tides Advocacy FundPO Box 29229
San Francisco,CA94129 		94-3153687 501(c)(4) 50,000       General Support
(250) Tides CenterInner Resilience Program40 Exchange Place Suite 1111
New York,NY10005 		94-3213100 501(c)(3) 20,696       General Support
(251) Tides FoundationThe Presidio PO Box 29903
San Francisco,CA941290903 		51-0198509 501(c)(3) 15,000       General Support
(252) Training Resources for the Environmental Community600 Agua Fria Street
Santa Fe,NM87501 		91-1919141 501(c)(3) 1,240,000       General Support
(253) Trident United WayPO Box 63305
North Charleston,SC29419 		57-0314378 501(c)(3) 10,000       General Support
(254) Trinity Lutheran Church2668 Berkley Ave
New York,NY10025 		13-3342240 501(c)(3) 20,000       General Support
(255) Trustees of the University of Pennsylvania3451 Walnut Street Room P-221
Philadelphia,PA191046205 		23-1352685 501(c)(3) 25,000       General Support
(256) Tufts Medical CenterSurgery 800 Washington Street
Boston,MA02111 		04-3400617 501(c)(3) 67,736       General Support
(257) UC RegentsUC Davis Medical Center Division of
West Sacramento,CA95817 		94-6036494 501(c)(3) 33,868       General Support
(258) Unity in the Family Ministries Inc37820 Castlegate Drive
Pensacola,FL32534 		20-1560694 501(c)(3) 7,000       General Support
(259) University Enterprises Inc6000 J Street
Sacramento,CA958196111 		94-1337638 501(c)(3) 150,000       General Support
(260) University of Alabama at BirminghamMedicine - Cardiovascular Disease
Birmingham,AL35294 		63-6005396 501(c)(3) 33,868       General Support
(261) University of California San DiegoUSCD Medical Center 200 West Arbor
San Diego,CA921038784 		95-6006144 501(c)(3) 33,868       General Support
(262) University of California San Francisco3333 California Street Suite 315
San Francisco,CA941430897 		94-6036493 501(c)(3) 33,868       General Support
(263) University of ChicagoGift Services 1427 East 60th Street
Chicago,IL60637 		36-2177139 501(c)(3) 33,868       General Support
(264) University of Florida Foundation Inc1938 West University Avenue
Gainesville,FL32603 		59-0974739 501(c)(3) 33,868       General Support
(265) University of Iowa FoundationOne West Park Road PO Box 4550
Iowa City,IA52244 		42-0796760 501(c)(3) 33,868       General Support
(266) University of Kentucky Research FoundationInternal Medicine Division of Cardi
Lexington,OH44193 		61-6033693 501(c)(3) 33,868       General Support
(267) University of Louisville Foundation Inc2323 S Brook Street Fairfax Bldg
Louisville,KY40292 		23-7078461 501(c)(3) 33,868       General Support
(268) University of MiamiMiller School of Medicine 1611 NW 1
Miami,FL33136 		59-0624458 501(c)(3) 33,868       General Support
(269) University of MontanaOffice of Research and Sponsored Pr
Missoula,MT59812 		81-0362989 501(c)(3) 10,000       General Support
(270) University of North Carolina at Chapel HillOFFICE OF SPONSORED RESEARCHC/O BO
Atlanta,GA303842420 		56-6001393 501(c)(3) 33,868       General Support
(271) University of Pittsburgh Physicians8084 Forbes Tower 3600 Forbes Avenu
Pittsburgh,PA15213 		20-2919472 501(c)(3) 33,868       General Support
(272) University of RochesterVascular Surgery of the University
Rochester,NY14642 		16-0743209 501(c)(3) 67,736       General Support
(273) University of Southern CaliforniaSponsored Projects Accounting 3500
Los Angeles,CA900898001 		95-1642394 501(c)(3) 33,868       General Support
(274) University of Texas Health Science Center San Anto7703 Floyd Curl Drive MC 7828
San Antonio,TX782293900 		74-6000203 501(c)(3) 33,868       General Support
(275) University of Utah30 N 1900 E Rm 4A100
Salt Lake City,UT84132 		87-6000525 501(c)(3) 33,868       General Support
(276) Urban Justice Center123 William Street 16th Floor
New York,NY10038 		13-3442022 501(c)(3) 40,000       General Support
(277) US Human Rights Network250 Georgia Avenue SW Suite 330
Atlanta,GA30312 		20-2404443 501(c)(3) 10,000       General Support
(278) UW Board of Regents600 Highland Ave H6/360
Madison,WI53792 		39-1835630 501(c)(3) 33,868       General Support
(279) Vanderbilt University Medical Center383 PRB 2220 Pierce Avenue
Nashville,TN372326300 		62-0476822 501(c)(3) 33,868       General Support
(280) Vermont Studio Center IncPO Box 613
Johnson,VT05656 		22-2478074 501(c)(3) 15,500       General Support
(281) Vietnamese American Young Leaders Association of N4646 Michoud Blvd Suite D2
New Orleans,LA70129 		72-1285339 501(c)(3) 16,000       General Support
(282) Village Enterprise Fund751 Laurel Street PMB 222
San Carlos,CA94070 		22-2852248 501(c)(3) 25,000       General Support
(283) Villagers for Hospice Inc601 Casa Bella
The Villages,FL321623640 		59-3738721 501(c)(3) 6,600       General Support
(284) Volunteers in AsiaSan Francisco Office 1663 Mission S
San Francisco,CA94103 		94-1622372 501(c)(3) 25,000       General Support
(285) Wake Forest University Health SciencesSection of Cardiology Wake Forest S
WinstonSalem,NC27157 		22-3849199 501(c)(3) 33,868       General Support
(286) Washington Office on Latin America Inc1666 Connecticut Avenue NW Suite 4
Washington,DC20009 		52-1249353 501(c)(3) 20,000       General Support
(287) Washington University School of Medicine660 South Euclid Avenue Campus Box
St Louis,MO63110 		43-0653611 501(c)(3) 33,868       General Support
(288) Weill Medical College of Cornell University575 Lexington Avenue 9th Fl
New York,NY10022 		15-0532082 501(c)(3) 33,868       General Support
(289) Wendell Gilley Museum of Bird Carving4 Herrick Road PO Box 254
Southwest Harbor,ME046790254 		01-0368574 501(c)(3) 25,000       General Support
(290) West Hills Community College District990 Cody Street
Conalinga,CA93210 		94-6002210 501(c)(3) 200,000       General Support
(291) Western Organization of Resource Councils220 South 27th Street Suite B
Billlings,MT59101 		45-0356819 501(c)(4) 50,000       General Support
(292) Western Reserve Historical Society10825 East Boulevard
Cleveland,OH44106 		34-0714724 501(c)(3) 7,500       General Support
(293) White Earth Land Recovery Project607 Main Avenue PO Box 97
Callaway,MN56521 		41-1673625 501(c)(3) 10,000       General Support
(294) WildLaw233 3rd Street North Suite 203
St Petersburg,FL33701 		72-1373006 501(c)(3) 10,000       General Support
(295) WINNERS Inc8800 Three Mile Road
Irvington,AL36544 		63-1095226 501(c)(3) 8,750       General Support
(296) Wittenberg Center for Alternative Resources Inc17 Jonet Lane
Bearsville,NY12409 		13-3404018 501(c)(3) 6,000       General Support
(297) Women for Women International4455 Connecticut Avenue NW Suite 2
Washington,DC20008 		52-1838756 501(c)(3) 20,000       General Support
(298) Women in the World Foundation Inc555 W 18th Street 2nd Floor
New York,NY100112805 		45-2652749 501(c)(3) 600,000       General Support
(299) Women With A Vision Inc215 North Jefferson Davis Parkway
New Orleans,LA70125 		72-1202185 501(c)(3) 22,000       General Support
(300) Woonasquatucket Valley Community Build27 Sims Avenue
Providence,RI02909 		32-0015513 501(c)(3) 8,000       General Support
(301) World Learning IncKipling Road PO Box 676
Brattleboro,VT053020676 		03-0179592 501(c)(3) 19,059       General Support
(302) World Wildlife Fund1250 - 24th Street NW
Washington,DC200907180 		52-1693387 501(c)(3) 500,000       General Support
(303) World Wildlife Fund Inc1250 Twenty-Fourth Street NW
Washington,DC200371175 		52-1693387 501(c)(3) 241,267       General Support
(304) Yale University Alumni Fund OfficeContribution Processing Office of D
New Haven,CT065212038 		06-0646973 501(c)(3) 10,000       General Support
(305) Youth Represent Incc/o CASES 346 Broadway 3rd Fl
New York,NY10013 		20-8034010 501(c)(3) 40,000       General Support
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
296
3
Enter total number of other organizations listed in the line 1 table ......................... . Bullet Image
9
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2011

Schedule I (Form 990) 2011
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance













Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
Procedure for monitoring the use of grants in the United States Part I, Line 2 Rockefeller Philanthropy Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures to reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., including those distributed through its charitable giving funds (The Philanthropic Collaborative or TPC), Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures. These criteria include compliance with IRS guidelines and other industry best practices and more specifically include the following: 1.Charitable determination 2.Risk Assessment 3.Verification of exempt status 4.Internal document review and approval against RPA standards
Schedule I (Form 990) 2011


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Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
 
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and column (E) for that individual.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) Melissa A Berman (i)
(ii)		 300,701
0 		25,000
0 		0
0 		28,126
0 		28,401
0 		382,228
0 		0
0
(2) Judy Belk-Peeks (i)
(ii)		 219,808
0 		17,250
0 		0
0 		21,592
0 		31,403
0 		290,053
0 		0
0
(3) Chris B Page (i)
(ii)		 222,487
0 		17,250
0 		0
0 		21,528
0 		20,005
0 		281,270
0 		0
0
(4) Walter Sweet (i)
(ii)		 149,155
0 		11,500
0 		0
0 		14,940
0 		30,230
0 		205,825
0 		0
0
(5) Yolanda A Arias-Brownell (i)
(ii)		 121,931
0 		11,500
0 		0
0 		11,229
0 		20,828
0 		165,488
0 		0
0
(6) Ronald Nordhaus (i)
(ii)		 148,788
0 		0
0 		0
0 		9,000
0 		22,041
0 		179,829
0 		0
0
(7) Yolie Flores (i)
(ii)		 159,765
0 		0
0 		0
0 		9,603
0 		10,773
0 		180,141
0 		0
0
(8) Amit Bouri (i)
(ii)		 148,061
0 		54,000
0 		0
0 		16,503
0 		10,440
0 		229,004
0 		0
0
(9) Sarah Gelfand (i)
(ii)		 117,761
0 		39,475
0 		0
0 		13,709
0 		31,041
0 		201,986
0 		0
0
(10) Jonathan Charles Fox (i)
(ii)		 195,639
0 		0
0 		0
0 		6,500
0 		22,064
0 		224,203
0 		0
0






Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
Non-fixed payment Part I, Line7 RPA has a performance based incentive compensation plan. An individual can earn incentive compensation based on their work plans, whicH are reviewed and approved by their superiors and the CEO.
Schedule J (Form 990) 2011

Additional Data


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Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2011
Schedule L (Form 990 or 990-EZ) 2011
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Chris Page Senior Vice President 1,000,000 Manage Funds   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
business transactions involving interested person Part IV During June 2008, RPA entered into a loan agreement at the recommendation of a charitable-giving fund for $1 million to another not-for-profit organization. The purpose of the loan was to develop low income housing in distressed geographies. The agreement is a 7-year unsecured loan, which bears interest at a fixed rate of 1% per annum. The principal amount of the note is payable in two equal installments of $500,000 each due on the sixth and seventh anniversaries. At December 31, 2011, the balance outstanding was $1 million. Chris Page is a Board member of the other not-for-profit organization.
Schedule L (Form 990 or 990-EZ) 2011

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SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 17 1,001,252 FMV
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
0
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ............................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2011
Schedule M (Form 990) 2011
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33 and whether the organization is reporting in Part I, column (b) the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
Gift acceptance policy Part I, Line 31 Contributions must be acceptable to Rockefeller Philanthropy Advisors, which reserves the right to decline any contributions, verify the source of any funds, and in the case of nonmarketable assets require an independent appraisal of value.
Third parties used to process noncash contributions Part I, line 32b The organization uses JP Morgan Chase to receive and sell donated securities.
Schedule M (Form 990) 2011
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SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
Rockefeller Philanthropy Advisors Inc
 
Employer identification number

13-3615533
Identifier Return Reference Explanation
Disclosure of family & business relationships Form 990, Part VI, Section A, Line 2 Kevin P.A. Broderick has a family relationship with: Abby M. O'Neill, Director Sharon Percy Rockefeller, Director Michael Rockefeller, Director Valerie R. Wayne, Director Clayton A. Rockefeller, Director David Kaiser, Director Stuart Rockefeller, Director Wendy O'Neill, Director David Kaiser has a family relationship with: Abby M. O'Neill, Director Sharon Percy Rockefeller, Director Kevin P.A. Broderick, Director Michael Rockefeller, Director Valerie R, Wayne, Director Clayton A. Rockefeller, Director Stuart Rockefeller, Director Wendy O'Neill, Director Abby M. O'Neill has a family relationship with: Kevin P.A. Broderick, Director Sharon Percy Rockefeller, Director Clayton A. Rockefeller, Director Michael Rockefeller, Director Valerie R. Wayne, Director David Kaiser, Director Stuart Rockefeller, Director Wendy O'Neill, Director Clayton Rockefeller has a family relationship with: Abby M. O'Neill, Director Sharon Percy Rockefeller, director Kevin P.A. Broderick, Director Michael Rockefeller, Director Valerie R. Wayne, Director David Kaiser, Director Stuart Rockefeller, Director Wendy O'Neill, Director Michael Rockefeller has a family relationship with: Stuart Rockefeller, Director Abby M. O'Neill, Director Sharon Percy Rockefeller, Director Kevin P.A. Broderick, Director Valerie R. Wayne, Director Clayton A. Rockefeller, Director David Kaiser, Director Wendy O'Neill, Director Sharon Percy Rockefeller has a family relationship with: Valerie R. Wayne, Director Abby M. O'Neill, Director Kevin P.A. Broderick, Director Michael Rockefeller, Director Clayton A. Rockefeller, Director David Kaiser, Director Stuart Rockefeller, Director Wendy O'Neill, Director Stuart Rockefeller has a family relationship with: Michael Rockefeller, Director Abby M. O'Neill, Director Sharon Percy Rockefeller, Director Kevin P.A. Broderick, Director Valerie R. Wayne, Director Clayton A. Rockefeller, Director David Kaiser, Director Wendy O'Neill, Director Valerie R. Wayne has a family relationship with: Sharon Percy Rockefeller, director Abby M. O'Neill, director Kevin P.A. Broderick, director Michael Rockefeller, director Clayton A. Rockefeller, director David Kaiser, director Stuart Rockefeller, director Wendy O'Neill, Director Wendy O'Neill has a family relationship with: Kevin P.A. Broderick, director David Kaiser, director Abby M. O'Neill, director Clayton Rockefeller, director Michael Rockefeller, director Sharon Percy Rockefeller, director Stuart Rockefeller, director Valerie R. Wayne, director Process used to review form 990 Part VI, Section B - Question 11B RPA hires an independent accounting firm to prepare and review the organization's form 990 based on information provided by RPA's accounting staff. A copy of FORM 990 IS DISTRIBUTED TO THE organization's AUDIT AND FINANCE COMMITTEE FOR REVIEW prior TO FILING with the IRS.
CONFLICT OF INTEREST policy monitoring & enforcement PART VI, SECTION B - QUESTION 12C THE SECRETARY OF RPA ANNUALLY CIRCULATES A DISCLOSURE FORM FOR DIRECTORS AND STAFF TO LIST ORGANIZATIONS IN WHICH EITHER THE DIRECTOR, STAFF OR EITHER OF THEIR SPOUSES OR CHILDREN PLAY A fiduciary OR LEADING ROLE. IN ADDITION, DIRECTORS AND STAFF WILL LIST THOSE ORGANIZATIONS IN WHICH THEY, A SPOUSE OR A CHILD HOLD A SIGNIFICANT FINANCIAL INTEREST AND WHICH HAVE A BUSINESS RELATIONSHIP WITH RPA. ON THE SAME FORM, DIRECTORS AND STAFF ACKNOWLEDGE THAT THEY UNDERSTAND AND ADHERE TO THE RPA'S CONFLICT OF INTEREST POLICY AND PROCEDURE. DIRECTORS AND STAFF WILL INFORM THE SECRETARY OF RPA OF ANY CHANGES OR NEW RELATIONSHIPS. IF A POTENTIAL CONFLICT EXISTS, INVOLVED PARTIES WILL DISCLOSE THE POTENTIAL CONFLICT AND EXCUSE THEMSELVES FROM DISCUSSION OR ANY VOTE RELATED TO THE MATTER.
PROCESS FOR DETERMINING COMPENSATION PART VI, SECTION B - QUESTIONS 15A & 15B RPA IS COMMITTED TO RECRUITING, RETAINING, AND MOTIVATING HIGHLY QUALIFIED AND HIGH-PERFORMING STAFF, AND PROVIDING A MARKET COMPETITIVE COMPENSATION AND BENEFITS PACKAGE, LINKED TO THE SUCCESS OF THE INDIVIDUAL, THE ORGANIZATION AND ITS MISSION-DRIVEN OUTCOMES. RPA PRIMARILY COMPARES ITS COMPENSATION TO THE LARGER FOUNDATIONS IN THE NEW YORK CITY REGION AS WELL AS TO SMALL TO MID-SIZE CONSULTING ORGANIZATIONS NATIONWIDE, WHILE ALSO MONITORING PRACTICES AND TRENDS IN THE BROADER NONPROFIT AND GENERAL EMPLOYMENT MARKETS. RPA IS COMMITTED TO BOTH EXTERNAL COMPETITIVENESS AND INTERNAL EQUITY FOR ITS COMPENSATION PROGRAM PRACTICES. EMPLOYEE POLICIES: RPA'S PERFORMANCE AND COMPENSATION PLANS, INCLUDING BUDGETS ARE APPROVED ANNUALLY BY THE BOARD OF DIRECTORS. THE FOLLOWING IS A SUMMARY OF THE GENERAL PRINCIPLES ON WHICH RPA'S PERFORMANCE ASSESSMENT AND COMPENSATION PROCESSES ARE BASED. PERFORMANCE REVIEW AND COMPENSATION DECISIONS AT RPA ARE MADE ON THE BASIS OF A BOARD-APPROVED PERFORMANCE APPRAISAL FORM, WHICH ESTABLISHES PERFORMANCE STANDARD AND IMPORTANT VALUES THAT ARE EXPECTED OF ALL EMPLOYEES. AT THE BEGINNING OF EACH CALENDAR YEAR, EACH RPA EMPLOYEE DEVELOPS A PERFORMANCE PLAN THAT HIS/HER SUPERVISOR AND THE PRESIDENT OF RPA MUST APPROVE. ELIGIBLE EMPLOYEES ALSO ESTABLISH SPECIFIC GOALS FOR INCENTIVE COMPENSATION (BONUS) PAYMENTS. AT THE END OF THE CALENDAR YEAR, AN EMPLOYEE AND HIS/HER SUPERVISOR REVIEW HOW THE EMPLOYEE HAS PERFORMED AGAINST THIS PLAN AND THE PERFORMANCE STANDARDS. SUPERVISORS COMPLETE THE PERFORMANCE APPRAISAL FORM IN WRITING, AND RECOMMEND SALARY INCREASES (AS WELL AS INCENTIVE PAYMENTS FOR ELIGIBLE EMPLOYEES) BASED ON PERFORMANCE. BOTH SUPERVISOR AND EMPLOYEE MUST SIGN THE PERFORMANCE APPRAISAL FORM. SALARY ADJUSTMENTS AND BONUS PAYMENTS MUST BE APPROVED BY THE PRESIDENT OF RPA.
AVAILABILITY OF DOCUMENTS TO THE PUBLIC PART VI, SECTION C - QUESTION 19 The organization makes its Form 990 available to the public by retaining a copy at its place of business. The Form 990 is likewise published on the internet at www.guidestar.org. The organization's financial statements, governing documents and conflict of interest policy are not ordinarily made available to the public, but, if requested, will be provided at management's discretion.
Other changes in net assets or fund balance Form 990, Part XI, line 5 Pension related cost adjustment $(178,785) Unrealized Gain $(1,298,153) Adjustment to opening net assets $(5,200,010) ------------ $(6,676,948)
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2011

Additional Data


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