| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| VANGUARD FI SECS F INTR TRM CP PT FUND 71 - 6212.737 SHS | 61,506 | 62,065 |
| BLACKROCK HIGH YIELD BOND - 15606.893 SHS | 113,774 | 115,335 |
| EATON VANCE MUT FDS TR FLT RT CL I - 33794.563 SHS | 306,215 | 297,730 |
| JPM HIGH YIELD FD - SEL - 29688.674 SHS | 221,557 | 226,228 |
| JPM SHORT DURATION BOND FD - SEL - 87996.461 SHS | 919,563 | 963,561 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 7020.068 SHS | 101,623 | 92,384 |
| JPM STR INC OPP FD- 8526.741 SHS | 99,592 | 96,608 |
| JPM INTL CURRENCY INCOME FD - 8445.641 SHS | 92,142 | 91,466 |
| JPM TR I INFL MANAGED BD - SEL - 15972.914 SHS | 169,952 | 167,396 |
| DB 95% PPN FX BASKET 2/1/13 - 45000 SHS | 44,600 | 41,589 |
| BARC 93% PPN CURRENCY BASKET 9/13/13 - 45000 SHS | 44,622 | 42,233 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ABBOTT LABORATORIES - 78 SHS | 3,562 | 4,386 |
| ALLERGAN INC - 27 SHS | 2,327 | 2,369 |
| AMAZON COM INC - 46 SHS | 5,572 | 7,963 |
| ANADARKO PETROLEUM CORP - 55 SHS | 4,034 | 4,198 |
| APPLE INC. - 55 SHS | 5,239 | 22,275 |
| AUTOZONE INC - 9 SHS | 2,585 | 2,925 |
| BAKER HUGHES INC - 40 SHS | 2,287 | 1,946 |
| CVS CAREMARK CORP - 65 SHS | 1,652 | 2,651 |
| CAMPBELL SOUP COMPANY - 95 SHS | 3,426 | 3,158 |
| CAPITAL ONE FINANCIAL CORP - 74 SHS | 3,371 | 3,129 |
| CARDINAL HEALTH INC - 120 SHS | 3,477 | 4,873 |
| CELGENE CORPORATION - 70 SHS | 3,351 | 4,732 |
| CISCO SYSTEMS INC - 395 SHS | 5,814 | 7,142 |
| CITRIX SYSTEMS INC - 30 SHS | 1,733 | 1,822 |
| COCA-COLA CO - 50 SHS | 3,419 | 3,499 |
| COLGATE PALMOLIVE CO - 36 SHS | 2,828 | 3,326 |
| DARDEN RESTAURANTS INC - 35 SHS | 1,486 | 1,595 |
| E I DU PONT DE NEMOURS & CO - 176 SHS | 6,365 | 8,057 |
| E M C CORP MASS - 125 SHS | 2,522 | 2,693 |
| EMERSON ELECTRIC CO - 69 SHS | 3,729 | 3,215 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 73 SHS | 1,891 | 2,686 |
| GENERAL ELECTRIC CO - 205 SHS | 3,335 | 3,672 |
| GENERAL MILLS INC - 85 SHS | 2,343 | 3,435 |
| HOME DEPOT INC - 50 SHS | 1,689 | 2,102 |
| HUMANA INC - 65 SHS | 5,062 | 5,695 |
| JOHNSON & JOHNSON - 105 SHS | 6,597 | 6,886 |
| JOHNSON CONTROLS INC - 260 SHS | 4,234 | 8,128 |
| LAM RESEARCH CORP - 25 SHS | 1,097 | 926 |
| THE ESTEE LAUDER COS INC CL A - 22 SHS | 2,227 | 2,471 |
| LENNAR CORP - 110 SHS | 1,656 | 2,162 |
| LOWES COMPANIES INC - 280 SHS | 6,085 | 7,106 |
| MICROSOFT CORP - 575 SHS | 13,136 | 14,927 |
| NIKE INC B - 45 SHS | 2,716 | 4,337 |
| NORFOLK SOUTHERN CORP - 135 SHS | 5,337 | 9,836 |
| OCCIDENTAL PETROLEUM CORP - 113 SHS | 6,290 | 10,588 |
| ORACLE CORP - 250 SHS | 5,643 | 6,413 |
| PACCAR INC - 120 SHS | 3,880 | 4,496 |
| PFIZER INC - 436 SHS | 6,019 | 9,435 |
| PIONEER NATURAL RESOURCES CO - 17 SHS | 1,265 | 1,521 |
| PROCTER & GAMBLE CO - 130 SHS | 5,822 | 8,672 |
| QUALCOMM INC - 121 SHS | 4,162 | 6,619 |
| T ROWE PRICE INTL FUNDS INC NEW ASIA FUND - 5852.538 SHS | 76,129 | 81,409 |
| SCHLUMBERGER LTD - 121 SHS | 10,028 | 8,266 |
| SOUTHWESTERN ENERGY CO - 33 SHS | 1,302 | 1,054 |
| UNITED TECHNOLOGIES CORP - 129 SHS | 7,339 | 9,429 |
| VERTEX PHARMACEUTICALS INC - 55 SHS | 1,725 | 1,827 |
| XILINX CORP - 129 SHS | 3,864 | 4,136 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 75 SHS | 3,912 | 4,823 |
| WELLS FARGO & CO - 393 SHS | 8,730 | 10,831 |
| JPM REALTY INCOME FD - INSTL - 6379.644 SHS | 67,020 | 65,136 |
| BANK OF AMERICA CORP - 400 SHS | 4,999 | 2,224 |
| GOLDMAN SACHS GROUP INC - 49 SHS | 4,320 | 4,431 |
| DEVON ENERGY CORP - 24 SHS | 1,512 | 1,488 |
| EOG RESOURCES INC - 23 SHS | 1,411 | 2,266 |
| HONEYWELL INTL INC - 91 SHS | 3,635 | 4,946 |
| DOMINION RESOURCES INC VA - 50 SHS | 2,520 | 2,654 |
| TARGET CORP - 65 SHS | 3,081 | 3,329 |
| UNITEDHEALTH GROUP INC - 85 SHS | 3,564 | 4,308 |
| VERIZON COMMUNICATIONS INC - 155 SHS | 4,191 | 6,219 |
| GLOBAL PAYMENTS INC - 40 SHS | 1,938 | 1,895 |
| DODGE & COX INTL STOCK - 5701.229 SHS | 153,073 | 166,704 |
| ISHARES MSCI EAFE INDEX FUND - 1500 SHS | 91,124 | 74,295 |
| YUM BRANDS INC - 125 SHS | 4,282 | 7,376 |
| ARTISAN INTL VALUE FUND - INV - 7002.895 SHS | 194,540 | 175,703 |
| CENTERPOINT ENERGY INC - 252 SHS | 4,346 | 5,063 |
| COMCAST CORP CL A - 145 SHS | 2,656 | 3,438 |
| FMI FDS INC LARGE CAP FD - 9165.903 SHS | 100,000 | 139,780 |
| CARNIVAL CORPORATION - 104 SHS | 3,444 | 3,395 |
| ARBITRAGE FUNDS - I CL I - 8428.823 SHS | 111,260 | 110,418 |
| JPM LARGE CAP GROWTH FD - SEL - 5655.524 SHS | 121,990 | 121,368 |
| JPM INTREPID VALUE FD - SEL - 5416.951 SHS | 130,588 | 121,231 |
| JPM MARKET EXPANSION INDEX FD - SEL - 11431.536 SHS | 103,076 | 110,543 |
| MANAGERS AMG FD-TIMESSQUARE MID CAP GROWTH FD - 8314.296 SHS | 112,984 | 109,832 |
| VANGUARD MSCI EMERGING MARKETS ETF - 1500 SHS | 72,448 | 57,315 |
| AT&T INC - 166 SHS | 5,869 | 5,020 |
| CBS CORP CLASS B W/I - 177 SHS | 4,808 | 4,804 |
| CAMERON INTL CORP - 35 SHS | 1,863 | 1,722 |
| POWERSHARES DB COMMODITY INDEX TRACKING FUND - 2564 SHS | 55,986 | 68,818 |
| MANNING & NAPIER FUND INC EQU SERIES - 9079.084 SHS | 132,971 | 157,885 |
| EATON VANCE MUT FDS TR GLOBAL MACRO - I - 11407.885 SHS | 115,863 | 112,025 |
| INVESCO LTD - 165 SHS | 3,209 | 3,315 |
| GATEWAY FUND - Y - 3386.975 SHS | 87,078 | 89,382 |
| NETAPP INC - 35 SHS | 1,247 | 1,269 |
| SPDR GOLD TRUST - 300 SHS | 28,416 | 45,597 |
| ACE LTD NEW - 60 SHS | 3,025 | 4,207 |
| TYCO INTERNATIONAL LTD - 95 SHS | 3,692 | 4,437 |
| TIME WARNER INC NEW - 308 SHS | 7,214 | 11,131 |
| MERCK AND CO INC - 319 SHS | 10,376 | 12,026 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 4894.084 SHS | 105,628 | 83,836 |
| NEXTERA ENERGY INC - 55 SHS | 3,142 | 3,348 |
| JPM TR I MIDCAP CORE - SEL - 3555.076 SHS | 60,934 | 57,130 |
| BARC BREN ASIA BASKET 2/15/12 - 60000 SHS | 59,400 | 52,476 |
| CS BREN EAFE 2/15/12 - 60000 SHS | 59,400 | 53,100 |
| CS BREN EAFE 3/14/12 - 60000 SHS | 59,400 | 51,900 |
| COVIDIEN PLC NEW - 90 SHS | 3,831 | 4,051 |
| CS BREN EAFE 05/02/12 - 60000 SHS | 59,400 | 51,060 |
| CITIGROUP INC NEW - 155 SHS | 5,566 | 4,078 |
| BARC CONT BUFF EQ SPX 07/05/12 - 90000 SHS | 89,100 | 89,865 |
| BARC REN SPX 08/01/12 - 95000 SHS | 94,050 | 91,267 |
| HSBC MARKET PLUS SPX 02/19/13 - 85000 SHS | 83,938 | 88,757 |
| HSBC BREN SPX 10/31/12 - 85000 SHS | 84,150 | 87,219 |
| DB CONT BUFF EQ SPX 12/10/12 - 65000 SHS | 64,350 | 69,175 |
| BROADCOM CORP CL A - 45 SHS | 1,496 | 1,321 |
| JUNIPER NETWORKS INC - 215 SHS | 4,395 | 4,388 |
| EXXON MOBIL CORP - 135 SHS | 256 | 11,443 |
| METLIFE INC - 170 SHS | 5,590 | 5,301 |
| MONSANTO CO - 29 SHS | 2,002 | 2,032 |
| KRAFT FOODS INC CLASS A - 170 SHS | 5,869 | 6,351 |
| PRUDENTIAL FINANCIAL INC - 78 SHS | 2,865 | 3,909 |
| CONOCOPHILLIPS - 97 SHS | 4,617 | 7,068 |
| BIOGEN IDEC INC - 45 SHS | 2,446 | 4,952 |
| BAIDU INC SPONS ADR - 17 SHS | 1,565 | 1,980 |
| MICROS SYSTEMS INC - 23 SHS | 1,154 | 1,071 |
| WILLIAMS COMPANIES INC - 142 SHS | 4,311 | 4,689 |
| US BANCORP DEL - 125 SHS | 2,719 | 3,381 |
| JPM ASIA EQU FD - SEL - 4005.383 SHS | 114,604 | 115,195 |
| INTERCONTINENTAL EXCHANGE INC - 11 SHS | 1,228 | 1,326 |
| TD AMERITRADE HOLDING CORPORATION - 112 SHS | 1,727 | 1,753 |
| MASTERCARD INC - CLASS A - 7 SHS | 1,266 | 2,610 |
| GENERAL MOTORS CO - 130 SHS | 4,471 | 2,635 |
| GS BREN EEM 11/05/12 - 55000 SHS | 54,450 | 55,306 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| NEW YORK ATTORNEY GENERAL FILING FEE | 250 | 0 | 250 | |
| EXPENSE FROM POWERSHARES DB COMMODITY INDEX TRACKING FUND | 0 | 629 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| OID INCOME | 459 | 459 | 459 |
| Description | Amount |
|---|---|
| RETURN OF CAPITAL ADJUSTMENT | 706 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES WITHHELD | 2,129 | 2,129 | 0 | |
| ESTIMATED EXCISE TAXES - CURRENT YEAR | 5,280 | 0 | 0 | |
| FEDERAL EXCISE TAX- PRIOR YEAR | 3,707 | 0 | 0 |