Form990
Click to see list of attachments
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2010
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2010 and ending 06-30-2011
BCheck if applicable:
CName of organization
UNITED WAY OF THE GREATER CAPITAL REGION
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
ONE UNITED WAY PO BOX 13865
 
Room/suite
City or town, state or country, and ZIP + 4
ALBANY, NY12212
D Employer identification number

14-1364505
E Telephone number

G Gross receipts $ 10,853,606
F Name and address of principal officer:
BRIAN T HASSETT
ONE UNITED WAY PO BOX 13865
ALBANY,NY12212
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.UNITEDWAYGCR.ORG
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1949
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: UNITED WAY OF THE GREATER CAPITAL REGION'S MISSION IS TO IMPROVE PEOPLES' LIVES THROUGH THE INVESTMENT OF COMMUNITY RESOURCES. THE VISION IS TO BE THE LEADER IN BRINGING PEOPLE AND RESOURCES TOGETHER TO ACHIEVE MEASURABLE AND SUSTAINABLE IMPROVEMENTS IN THE QUALITY OF LIFE IN OUR COMMUNITIES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) .... 3 26
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 26
5 Total number of individuals employed in calendar year 2010 (Part V, line 2a) ... 5 38
6 Total number of volunteers (estimate if necessary) .... 6 1,388
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b 0
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 8,482,855 7,827,535
9 Program service revenue (Part VIII, line 2g) ......... 0 33,754
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 1,540 429,652
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 53,184 41,289
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 8,537,579 8,332,230
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 6,095,572 5,239,953
14 Benefits paid to or for members (Part IX, column (A), line 4) .... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,796,481 1,816,095
16a Professional fundraising fees (Part IX, column (A), line 11e).... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet633,425    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 1,010,335 885,631
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 8,902,388 7,941,679
19 Revenue less expenses. Subtract line 18 from line 12...... -364,809 390,551
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............ 9,685,181 9,031,963
21 Total liabilities (Part X, line 26)............ 6,036,122 4,622,560
22 Net assets or fund balances. Subtract line 21 from line 20 ..... 3,649,059 4,409,403
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid Preparer's Use Only Preparer's
signatureBig Right Arrow 		Date
right pointing bullet image Preparer’s taxpayer identification number
(see instructions)
Firm’s name (or yours
if self-employed),
address, and ZIP + 4Big Right Arrow




 		EIN right pointing bullet image
Phone no. right pointing bullet image
May the IRS discuss this return with the preparer shown above? (see instructions) .........
For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2010)
Form 990 (2010)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III . . . . . . . . . .
1
Briefly describe the organization’s mission: TO IMPROVE PEOPLES' LIVES THROUGH THE INVESTMENT OF COMMUNITY RESOURCES. THE VISION IS TO BE THE LEADER IN BRINGING PEOPLE AND RESOURCES TOGETHER TO ACHIEVE MEASURABLE AND SUSTAINABLE IMPROVEMENTS IN THE QUALITY OF LIFE IN OUR COMMUNITIES.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the exempt purpose achievements for each of the organization’s three largest program services by expenses.
Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 3,441,388 including grants of $ 2,358,425 ) (Revenue $ 4,085,039 )
COMMUNITY BUILDING PROGRAMS: BRINGS TOGETHER COMMUNITY-BASED AGENCIES, COUNTY AND STATE AGENCIES, ORGANIZED LABOR, CORPORATIONS AND VOLUNTEERS TO WORK TOGETHER ON VARIOUS PROGRAMS. INITIATIVES UNDER THESE PROGRAMS ADDRESS ISSUES THAT ARE CRITICAL TO THE QUALITY OF LIFE IN THE CAPITAL REGION. PROGRAMS ELIGIBLE FOR FUNDING THROUGH THE COMMUNITY CARE FUND FALL INTO THREE BROAD CATEGORIES THAT ARE DETERMINED BY AN INTENSIVE STUDY OF THE HUMAN SERVICE NEEDS OF THE CAPITAL REGION. THESE AREAS ARE BASIC NEEDS, FINANCIAL STABILITY, AND STRENGTHENING INDIVIDUALS AND FAMILIES.
4b (Code:   ) (Expenses $ 294,954 including grants of $   ) (Revenue $ 596,016 )
STATE EMPLOYEES FEDERATED APPEAL (SEFA) AND CAPITAL REGION COMBINED FEDERAL CAMPAIGN (CFC): WORKPLACE FUND-RAISING CAMPAIGNS RESPONSIBLE FOR DEVELOPING, IMPLEMENTING, AND EVALUATING FUND-RAISING PROGRAMS WITH RESPECTIVE VOLUNTEER COMMITTEES FOR THE 12 COUNTY AREA IN THE CAPITAL REGION OF UPSTATE NEW YORK.
4c (Code:   ) (Expenses $ 2,881,528 including grants of $ 2,881,528 ) (Revenue $ 2,881,528 )
DONOR DESIGNATED CONTRIBUTIONS.
4d Other program services. (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet$ 6,617,870
Form 990 (2010)
Form 990 (2010)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? ........
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part II.........................
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III........................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete
Schedule D, Part IClick to see attachment.......................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in term, permanent,or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, and program service activities outside the United States? If “Yes,” complete Schedule F, Part I.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II..
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III..
16
 
No
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II..........
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III...................
19
 
No
Form 990 (2010)
Form 990 (2010)
Page 4
Part IV
Checklist of Required Schedules (continued)
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
Did the organization attach its audited financial statement to this return? Note: All Form 990 filers that operate one or more hospitals must attach audited financial statements. .....
20b
 
 
21
Did the organization report more than $5,000 of grants and other assistance to governments and organizations in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
 
No
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................
23
 
No
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I......
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II...........................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor, or a grant selection committee member, or to a person related to such an individual? If “Yes,” complete Schedule L, Part III...............
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV...................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV..
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1.....................
34
 
No
35
Is any related organization a controlled entity within the meaning of section 512(b)(13)? .....
35
 
No
a
Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2...
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2...........
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2010)
Form 990 (2010)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V . . . . . . . . . .
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
4
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
38
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
 
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2010)
Form 990 (2010)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI . . . . . . . . . .
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year ..............
1a
26
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
26
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? ..
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Does the organization have members or stockholders? ................
6
Yes
 
7a
Does the organization have members, stockholders, or other persons who may elect one or more members of the governing body? .........................
7a
Yes
 
b
Are any decisions of the governing body subject to approval by members, stockholders, or other persons? ..
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Does the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” does the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with those of the organization? ....
10b
 
 
11a
Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Does the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ...........................
12b
Yes
 
c
Does the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this is done ....................
12c
Yes
 
13
Does the organization have a written whistleblower policy? ...............
13
Yes
 
14
Does the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line a or b, describe the process in Schedule O. (See instructions.)
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
NY
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you make these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial statements available to the public.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
MICHELE HANNAH
ONE UNITED WAY PO BOX 13865
ALBANY,NY12212
(518) 456-2200
Form 990 (2010)
Form 990 (2010)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII . . . . . . . . . .
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (check all that apply) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) BRIAN BORDEN
BOARD MEMBER
 8.00 X           0 0 0
(2) KATHARINE BRIAR-LAWSON
BOARD MEMBER
 8.00 X           0 0 0
(3) CHARLES CARLETTA
BOARD MEMBER
 8.00 X           0 0 0
(4) CHRISTY CALICCHIA
BOARD MEMBER
 8.00 X           0 0 0
(5) ROB COAN
BOARD MEMBER
 8.00 X           0 0 0
(6) MICHAEL CORBO
BOARD MEMBER
 8.00 X           0 0 0
(7) KATHARINE DORAN
TREASURER
 20.00 X   X       0 0 0
(8) ROBERT DOYLE
CHAIRMAN
 20.00 X   X       0 0 0
(9) ANDY GNOINSKI
BOARD MEMBER
 8.00 X           0 0 0
(10) ELIZABETH HOOD
SECRETARY
 12.00 X   X       0 0 0
(11) SUSAN HOUPT
BOARD MEMBER
 8.00 X           0 0 0
(12) JOHN KEARNEY
CHAIRM ELECT
 8.00 X           0 0 0
(13) ROBERT LUDWIG
BOARD MEMBER
 8.00 X           0 0 0
(14) MARIA NEIRA
BOARD MEMBER
 8.00 X           0 0 0
(15) JOHN STANDISH
BOARD MEMBER
 8.00 X           0 0 0
(16) STEVE STRICHMAN
BOARD MEMBER
 8.00 X           0 0 0
(17) STEPHEN VNUK
BOARD MEMBER
 24.00 X           0 0 0
Form 990 (2010)
Form 990 (2010)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (check all that apply) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) CRAIG APPLE
BOARD MEMBER
 8.00 X           0 0 0
(19) DAN SAUER
BOARD MEMBER
 8.00 X           0 0 0
(20) BRIAN BARR
BOARD MEMBER
 8.00 X           0 0 0
(21) MATTHEW CUTLER
BOARD MEMBER
 8.00 X           0 0 0
(22) JOSEPH DRAGONE
BOARD MEMBER
 0.00 X           0 0 0
(23) MARGARET MESSER
BOARD MEMBER
 8.00 X           0 0 0
(24) CAROLE MONTEPARE
BOARD MEMBER
 8.00 X           0 0 0
(25) KATHERINE PELHAM
CEO
 40.00     X       108,295 0 15,423
(26) MICHELE HANNAH
COO
 40.00     X       81,023 0 12,318








1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 189,318 0 27,741
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportable compensation from the organizationMediumBullet1
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
 
No
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization MediumBullet0
Form 990 (2010)
Form 990 (2010)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, gifts, grants and other similar amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e 135,000
f All other contributions, gifts, grants, and
similar amounts not included above1f 		7,692,535
g Noncash contributions included in lines 1a-1f:$  
h Total. Add lines 1a-1f.......MediumBullet 7,827,535
Program Service Revenue Business Code
2a CAMPAIGN BREAKFASTS/AN 900,099 33,754 33,754    
b
c
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 33,754
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 48,749     48,749
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties............MediumBullet        
(i) Real (ii) Personal
6a Gross Rents 41,289  
b Less: rental expenses    
c Rental income or (loss) 41,289  
d Net rental income or (loss).......MediumBullet 41,289     41,289
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 2,902,279  
b Less: cost or other basis and sales expenses 2,521,376  
c Gain or (loss) 380,903  
d Net gain or (loss)..........MediumBullet 380,903     380,903
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet  
12 Total revenue. See Instructions....MediumBullet 8,332,230 33,754 0 470,941
Form 990 (2010)
Form 990 (2010)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the U.S. See Part IV, line 21 5,239,953 5,239,953
2 Grants and other assistance to individuals in the U.S. See Part IV, line 22    
3 Grants and other assistance to governments, organizations, and individuals outside the U.S. See Part IV, lines 15 and 16    
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 231,533 171,334 32,415 27,784
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 1,122,734 504,423 318,651 299,660
8 Pension plan contributions (include section 401(k) and section 403(b) employer contributions) .... 146,091 65,322 41,618 39,151
9 Other employee benefits ....... 315,737 130,853 120,138 64,746
10 Payroll taxes ...........        
11 Fees for services (non-employees):        
a Management ......        
b Legal .........        
c Accounting ........... 21,191 9,418 6,089 5,684
d Lobbying ...........        
e Professional fundraising. See Part IV, line 17..    
f Investment management fees ...... 13,394 5,953 3,848 3,593
g Other ..........        
12 Advertising and promotion .... 163,608 72,714 47,009 43,885
13 Office expenses ....... 73,810 16,662 10,771 46,377
14 Information technology ......        
15 Royalties ..        
16 Occupancy ........... 56,093 24,930 16,117 15,046
17 Travel ............ 28,706 12,758 8,248 7,700
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 54,692 24,307 15,715 14,670
20 Interest ........... 11,144 4,953 3,202 2,989
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 64,958 28,870 18,664 17,424
23 Insurance .............. 6,181 2,747 1,776 1,658
24 Other expenses. Itemize expenses not covered above. (Expenses grouped together and labeled miscellaneous may not exceed 5% of total expenses shown on line 25 below.)
a FEDERATED CAMPAIGN EXPE 137,906 137,906    
b DUES AND SUBSCRIPTIONS 98,363 43,717 28,262 26,384
c GRANTS AND TECHNICAL AS 78,985 78,985    
d EQUIPMENT EXPENSES 54,725 24,322 15,724 14,679
e PROGRAM EXPENSES 14,438 14,438    
f All other expenses 7,437 3,305 2,137 1,995
25 Total functional expenses. Add lines 1 through 24f 7,941,679 6,617,870 690,384 633,425
26 Joint costs. Check here MediumBullet if following
SOP 98-2 (ASC 958-720). Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation 		       
Form 990 (2010)
Form 990 (2010)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 1,570,213 1 1,050,044
2 Savings and temporary cash investments ....... 1,566,709 2 808,562
3 Pledges and grants receivable, net ......... 3,204,976 3 3,032,300
4 Accounts receivable, net ......... 11,623 4 47,029
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..........   5  
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L ..........   6  
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use ..............   8  
9 Prepaid expenses and deferred charges ............ 11,787 9 36,275
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 1,223,902
b Less: accumulated depreciation. ..... 10b 753,573 523,844 10c 470,329
11 Investments—publicly traded securities .......... 2,316,104 11 3,011,801
12 Investments—other securities. See Part IV, line 11 ......   12  
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets .........   14  
15 Other assets. See Part IV, line 11 ........... 479,925 15 575,623
16 Total assets. Add lines 1 through 15 (must equal line 34)... 9,685,181 16 9,031,963
Liabilities 17 Accounts payable and accrued expenses . 2,975,990 17 2,568,265
18 Grants payable .......... 2,255,497 18 1,589,296
19 Deferred revenue ..........   19  
20 Tax-exempt bond liabilities ..........   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties .. 185,327 23 127,424
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities. Complete Part X of Schedule D..... 619,308 25 337,575
26 Total liabilities. Add lines 17 through 25..... 6,036,122 26 4,622,560
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 3,149,462 27 3,798,190
28 Temporarily restricted net assets ..... 34,672 28 25,590
29 Permanently restricted net assets ..... 464,925 29 585,623
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 3,649,059 33 4,409,403
34 Total liabilities and net assets/fund balances ..... 9,685,181 34 9,031,963
Form 990 (2010)
Form 990 (2010)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI . . . . . . . . . .
1
Total revenue (must equal Part VIII, column (A), line 12) . . .
1
8,332,230
2
Total expenses (must equal Part IX, column (A), line 25) . . . . .
2
7,941,679
3
Revenue less expenses. Subtract line 2 from line 1 . . . .
3
390,551
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . .
4
3,649,059
5
Other changes in net assets or fund balances (explain in Schedule O) . . . .
5
369,793
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) . . . . . .
6
4,409,403
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII . . . . . . . . . .
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?..
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O............................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
 
No
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
 
 
Form 990 (2010)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
UNITED WAY OF THE GREATER CAPITAL REGION
 
Employer identification number

14-1364505
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 3,937,068 5,273,646 5,658,075 5,149,464 4,946,007 24,964,260
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3.. 3,937,068 5,273,646 5,658,075 5,149,464 4,946,007 24,964,260
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.           24,964,260
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
7 Amounts from line 4.. 3,937,068 5,273,646 5,658,075 5,149,464 4,946,007 24,964,260
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. 117,437 187,796 145,140 115,064 90,038 655,475
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).           25,619,735
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
97.440 %
15
15
97.180 %
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
UNITED WAY OF THE GREATER CAPITAL REGION
 
Employer identification number

14-1364505
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .......    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) ...    
4 Aggregate value at end of year .......    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds may be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit. ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a–2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06 ........ 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the taxable year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116, not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116, to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 560,053 568,507 666,068
b Contributions ........ 620,922 10,122 12,228
c Investment earnings or losses ... 60,698 35,472 -87,411
d Grants or scholarships .....     127
e Other expenditures for facilities
and programs ........ 		19,146 54,048 22,251
f Administrative expenses ....      
g End of year balance ...... 1,222,527 560,053 568,507
2
Provide the estimated percentage of the year end balance held as:
a
Board designated or quasi-endowment: SchDMd Bullet52.100 %
b
Permanent endowment: SchDMd Bullet47.900 %
c
Term endowment: SchDMd Bullet0 %
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Investments—Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of investment (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   102,300 102,300
b Buildings ................   870,713 547,749 322,964
c Leasehold improvements ............        
d Equipment ................   250,889 205,824 45,065
e Other .................        
Total. Add lines 1a-1e. (Column (d) should equal Form 990, Part X, column (B), line 10(c).)........SchDMdBullet 470,329
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) should equal Form 990, Part X, col.(B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1) BENEFICIAL INTEREST IN PERPETUAL TRUST 475,623
(2) CONTRIBUTIONS RECEIVABLE FROM CHARITABLE TRUSTS 100,000







Total. (Column (b) should equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 575,623
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Amount
Federal Income Taxes  
ACCRUED PENSION COST 337,575








Total. (Column (b) should equal Form 990, Part X, col.(B) line 25.)Small Bullet 337,575
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 8,332,230
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 7,941,679
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 390,551
4 Net unrealized gains (losses) on investments .......................... 4 35,551
5 Donated services and use of facilities ............................. 5 1,725
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV) ................................. 8 332,517
9 Total adjustments (net). Add lines 4 - 8 ............................. 9 369,793
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 760,344
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 5,525,269
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 35,551
b Donated services and use of facilities ......... 2b 39,016
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV): ............ 2d  
e Add lines 2a through 2d ..................... 2e 74,567
3 Subtract line 2e from line 1..................... 3 5,450,702
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIV): ........... 4b 2,881,528
c Add lines 4a and 4b....................... 4c 2,881,528
5 Total Revenue. Add lines 3 and 4c. (This should equal Form 990, Part I, line 12.) ...... 5 8,332,230
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 5,097,442
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a 37,291
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV): ............ 2d  
e Add lines 2a through 2d...................... 2e 37,291
3 Subtract line 2e from line 1..................... 3 5,060,151
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIV): ............ 4b 2,881,528
c Add lines 4a and 4b....................... 4c 2,881,528
5 Total expenses. Add lines 3 and 4c. (This should equal Form 990, Part I, line 18.) ...... 5 7,941,679
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PERMANENTLY RESTRICTED ASSETS ARE THE RESULT OF A BENEFICIAL INTEREST IN A PERPETUAL TRUST; ALTHOUGH, THE DONOR HAS PLACED NO RESTRICTIONS ON THE USE OF THE FUNDS. TEMPORARILY RESTRICTED AND BOARD DESIGNATED FUNDS ARE CONSIDERED QUASI-ENDOWMENTS AND ARE AVAILABLE FOR A VARIETY OF PROGRAM SPECIFIC PURPOSES.
DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: FINANCIAL STATEMENT FOOTNOTE 2, INCOME TAXES, INCLUDES A DISCLOSURE RELATED TO UNCERTAIN TAX POSITIONS UNDER FIN 48. THE TEXT RELATED TO THE ORGANIZATION'S LIABILITY IS AS FOLLOWS: FOR TAX-EXEMPT ENTITIES, THEIR TAX-EXEMPT STATUS ITSELF IS DEEMED TO BE AN UNCERTAINTY, SINCE EVENTS COULD POTENTIALLY OCCUR TO JEOPARDIZE THEIR TAX-EXEMPT STATUS. AS OF JUNE 30, 2011 AND 2010 THE ORGANIZATION DOES NOT HAVE A LIABILITY FOR UNRECOGNIZED TAX BENEFITS. THE ORGANIZATION FILES INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND NEW YORK STATE. THE ORGANIZATION IS GENERALLY NO LONGER SUBJECT TO U.S. FEDERAL AND STATE INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2008.
PART XI, LINE 8 - OTHER ADJUSTMENTS:   PENSION RELATED CHANGE IN ADDITIONAL MINIMUM LIABILITY 332,517.
PART XII, LINE 4B - OTHER ADJUSTMENTS:   DONOR DESIGNATIONS NET AGAINST CONTRIBUTIONS FOR FINANCIAL STATEMENTS 2,881,528.
PART XIII, LINE 4B - OTHER ADJUSTMENTS:   DONOR DESIGNATIONS SHOWN NET AGAINST CONTRIBUTIONS FOR FINANCIAL STATEMENTS 2,881,528.
Schedule D (Form 990) 2010

Additional Data


Software ID:  
Software Version:  




Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
UNITED WAY OF THE GREATER CAPITAL REGION
 
Employer identification number
14-1364505
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) A DIFFERENT WAY IN READING8 N CHURCH STREET
SCHENECTADY,NY12305 		26-2947784   5,538       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(2) ADIRONDACK MOUNTAIN CLUB814 GOGGINS ROAD
LAKE GEORGE,NY12845 		15-0586270   6,273       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(3) AIDS COUNCIL OF NENY INC927 BROADWAY
ALBANY,NY12207 		22-2684595   34,415       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(4) ALBANY CHPTR AUTISM SOCIETY OF AMERICA101 STATE ST
SCHENECTADY,NY12303 		14-1776927   8,246       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(5) ALBANY COUNTY COMMUNITY ACTION PARTNERSHIP333 SHERIDAN AVE
ALBANY,NY12206 		14-6037204   23,848       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(6) ALBANY DAMIEN CENTER12 SOUTH LAKE AVENUE
ALBANY,NY12203 		22-3108995   43,991       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(7) ALBANY THERAPEUTIC RIDING CTR182 MARTIN ROAD EXTENSION
VOORHEESVILLE,NY12186 		22-2351589   11,462       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(8) ALPHA PREGNANCY CARE CENTER518 CLINTON AVE
ALBANY,NY12206 		14-1703551   7,977       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(9) AMERICAN CANCER SOCIETY - EASTERN DIVISION2 LYON PLACE
WHITE PLAINS,NY10601 		16-0743902   44,879       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(10) AMERICAN CANCER SOCIETY HOPECLUB OF THE CAPITAL REGION1 PENNY LANE
LATHAM,NY12110 		14-1818645   11,042       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(11) AMERICAN HEART ASSOCIATION440 NEW KARNER ROAD
ALBANY,NY12205 		13-5613797   21,538       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(12) AMERICAN RED CROSS33 EVERETT ROAD
ALBANY,NY12205 		53-0196605   48,457       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(13) AMERICA'S CHARITIES14150 NEWBROOK DRIVE SUITE 110
CHANTILLY,VA20151 		54-1517077   61,063       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(14) ANIMAL CHARITIES OF AMERICA1100 LARKSPUR LANDING CIRCLE
LARKSPUR,CA94939 		94-3193389   17,865       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(15) ANIMAL PROTECTIVE FDN OF SCHENECTADY53 MAPLE AVENUE
SCOTIA,NY12302 		14-0472728   29,443       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(16) ANIMALOVERSPO BOX 6426
ALBANY,NY12206 		14-1784402   20,751       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(17) ARBOR HILL COMMUNITY CENTER INC15 TRINITY PLACE
ALBANY,NY12202 		22-2577232   22,165       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(18) ARBOR PARK CHILD CARE CENTER96 SECOND STREET
ALBANY,NY12210 		22-2514537   28,467       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(19) BERKSHIRE UNITED WAY200 SOUTH STREET
PITTSFIELD,MA01201 		04-2104841   12,062       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(20) BETHESDA HOUSE834 STATE STREET
SCHENECTADY,NY123071202 		31-1645415   41,004       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(21) BIG BROTHERS BIG SISTERS OF THE CAPITAL REGION1492 CENTRAL AVE
ALBANY,NY12205 		14-6035512   50,817       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(22) BIRTHRIGHT INC OF SARATOGA COUNTY40 FRONT STREET PO BOX 661
BALLSTON SPA,NY12020 		22-2511752   5,215       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(23) BOYS & GIRLS CLUB OF ALBANY21 DELAWARE AVE
ALBANY,NY12210 		14-1338303   42,462       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(24) BOYS & GIRLS CLUB-LANSINGBURGH501 4TH AVENUE
TROY,NY12182 		14-1338445   9,647       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(25) BOYS & GIRLS CLUBS-SO RENSSELAER CO544 BROADWAY
RENSSELAER,NY12144 		14-1471475   9,531       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(26) BREAST CANCER FOUNDATION - SUSAN G KOMEN5005 LBJ FREEWAY STE 250
DALLAS,TX75244 		75-1835298   17,407       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(27) CANCERCURE OF AMERICA CARE UNDERSTANDPO BOX 445501
SAN FRANCISCO,CA94145 		81-0648432   11,753       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(28) CAPITAL CITY RESCUE MISSION259 SOUTH PEARL STREET PO BOX 1999
ALBANY,NY12201 		56-2663290   31,572       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(29) CAPITAL DISTRICT COMMUNITY GARDENS40 RIVER STREET
TROY,NY12180 		14-1596291   26,617       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(30) CAPITAL DISTRICT GAY & LESBIAN COMMUNITYPO BOX 131
ALBANY,NY12201 		14-1605106   5,698       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(31) CAPITAL DISTRICT HABITAT FOR HUMANITY454 NORTH PEARL ST
ALBANY,NY12204 		14-1708404   12,164       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(32) CAPITAL DISTRICT HUMANE ASSOCIATIONPO BOX 11330
LOUDONVILLE,NY12211 		22-2977788   22,297       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(33) CAPITAL REGION WORKFORCE DEVELOPMENT CTR302 CENTRE DRIVE
ALBANY,NY12203 		20-0247805   13,385       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(34) CAPTAIN YOUTH & FAMILY SERVICE5 MUNICIPAL PLAZA 3
CLIFTON PARK,NY12065 		14-1637304   13,179       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(35) CARES INC85 WATERVLIET AVE
ALBANY,NY12206 		52-1780405   13,431       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(36) CATHOLIC CHARITIES - DIOCESE OF ALBANY40 NORTH MAIN AVE
ALBANY,NY12203 		14-1340033   227,604       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(37) CHILDREN FIRST - AMERICA'S CHARITIESSUNTRUST BANK LOCKBOX 79570
BALTIMORE,MD21279 		30-0186795   5,655       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(38) CHILDREN'S CHARITIES OF AMERICA1100 LARKSPUR LANDING CIRCLE
LARKSPUR,CA94939 		94-3148588   10,674       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(39) CHILDREN'S MEDICAL CHARITIESPO BOX 45754
SAN FRANCISCO,CA94145 		27-0093393   6,154       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(40) CHINESE COMM CTR OF THE CAPITAL DISTRICT11 AVIS DRIVE
LATHAM,NY12110 		23-7314940   7,415       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(41) CHRISTIAN SERVICE CHARITIES CO SUNTRUST BANKLBOX 79704 1000 STEWART AVENUE
BALTIMORE,MD21279 		94-3193374   6,472       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(42) CIRCLES OF MERCY11 WASHINGTON STREET
RENSSELAER,NY12144 		01-0589987   8,922       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(43) CITY MISSION OF SCHENECTADY425 HAMILTON STREET
SCHENECTADY,NY12305 		14-1403652   38,293       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(44) COHOES COMMUNITY CENTER22-40 REMSEN STREET
COHOES,NY12047 		14-6035977   10,170       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(45) COHOES MULTI-SERVICE SENIOR CTR10 CAYUGA PLAZA
COHOES,NY12047 		14-1499330   7,476       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(46) COLONIE YOUTH CENTER21 AVIATION RD
COLONIE,NY12205 		14-1492095   9,004       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(47) COMM HEALTH CHARITIES OF NYPO BOX 5127 38 CLINTON AVENUE
CORTLAND,NY13045 		22-2570476   256,119       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(48) COMMUNITY HEALTH CHARITIES-NATIONAL220 NORTH GLEBE RD STE801
ARLIINGTON,VA22203 		13-6167225   26,097       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(49) COMMUNITY LAND TRUST OF SCHENECTADY INC1677 VAN VRAKEN AVE
SCHENECTADY,NY12308 		14-1747222   6,213       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(50) COMMUNITY WORKS OF NYS INC50 COLVIN AVE SUITE 203
VOORHEESVILLE,NY12186 		22-3255675   29,644       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(51) COPS CARE102 HACKETT BLVD
ALBANY,NY12209 		43-1997207   13,452       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(52) DEPAUL HOUSING MGMT CORP41 NORTH MAIN AVENUE
ALBANY,NY12203 		14-1610773   14,385       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(53) DOM VIOLENCE & RAPE CRISIS SVCS S'TOGA CO480 BROADWAY SUITE LL-20
SARATOGA SPRINGS,NY12866 		14-1644567   12,014       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(54) DOUBLE H HOLE IN THE WOODS979 HIDDEN VALLEY ROAD
LAKE LUZERNE,NY12846 		14-1752888   22,027       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(55) EARTH SHARE OF NEW YORKDEPARTMENT 4016
WASHINGTON,DC20042 		13-3632209   57,297       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(56) ELIZABETH NASH FOUNDATION5304 ELROSE AVENUE
SAN JOSE,CA95124 		20-2274813   9,000       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(57) EQUINOX INC95 CENTRAL AVENUE
ALBANY,NY12206 		14-1554346   90,828       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(58) FAMILY & CHILD SERVICES OF SCHENECTADY INC246 UNION STREET
SCHENECTADY,NY12305 		14-1338397   78,272       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(59) FAMILY & CHILDREN'S SVC OF THE CAPITAL REGION INC650 WARREN STREET
ALBANY,NY12208 		14-1338477   307,172       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(60) FOOD PANTRIES FOR THE CAPITAL DISTRICT32 ESSEX STREET
ALBANY,NY12206 		14-1752164   80,941       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(61) GIRL SCOUTS OF NORTHEASTERN NEW YORK107 HAMMOND LANE STE 1
PLATTSBURGH,NY12901 		14-1438466   10,519       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(62) GIRL'S INC OF THE GREATER CAPITAL REGION962 ALBANY STREET
SCHENECTADY,NY12307 		13-1915124   14,977       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(63) GLOBAL IMPACT66 CANAL CENTER PLAZA SUITE 310
ALEXANDRIA,VA22314 		52-1273585   100,227       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(64) GRANITE UNITED WAY22 CONCORD STREET FLOOR 2
MANCHESTER,NH03064 		02-6006033   8,240       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(65) GREATER ADIRONDACK HOME AIDES INC5 WARREN STREET PO BOX 678
GLENS FALLS,NY12801 		14-1491972   8,162       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(66) HABITAT FOR HUMANITY - SCHDYPO BOX 9043
SCHENECTADY,NY12309 		14-1765200   7,204       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(67) HABITAT FOR HUMANITY RENSS CO35 STATE ST
TROY,NY12180 		14-1790210   7,384       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(68) HAMILTON HILL ARTS & CRAFTS CENTER409 SCHENECTADY ST
SCHENECTADY,NY12307 		14-1577799   8,334       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(69) HATAS - HOMELESS & TRAVELERS AID SOCIETY138 CENTRAL AVENUE
ALBANY,NY12206 		14-1482188   48,197       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(70) HEALTH & MED RESEARCH CHARITIES OF AMERICA1100 LARKSPUR LANDING CIRCLE
LARKSPUR,CA94939 		94-3217739   16,596       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(71) HOLE IN THE WALL GANG FUND555 LONG WHARF DR
NEW HAVEN,CT06511 		06-1157655   5,524       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(72) HOSPITALITY HOUSE THERAPEUTIC COMMUNITY INC271 CENTRAL AVENUE
ALBANY,NY12206 		14-1540533   29,304       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(73) HUMANCIVIL RIGHTS ORG OF AMERICA10 CHESTNUT STREET
SALEM,MA019703131 		94-3193388   9,353       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(74) INDEPENDENT CHARITIES AMERICA1100 LARKSPUR LANDING CIRCLE
LARKSPUR,CA94939 		94-3067804   147,612       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(75) INTERFAITH PARTNERSHIP FOR THE HOMELESS176 SHERIDAN AVENUE
ALBANY,NY12210 		14-1666321   9,331       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(76) JEWISH FAMILY SERVICES-NENY877 MADISON AVE
ALBANY,NY12208 		14-1338308   11,993       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(77) JEWISH FEDERATION OF NENY184 WASHINGTON AVE EXT
ALBANY,NY12203 		22-2805163   5,198       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(78) JOSEPH'S HOUSE AND SHELTER74 FERRY STREET
TROY,NY12180 		14-1636163   40,016       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(79) LASALLE SCHOOL FOR BOYSATTN WILLIAM WOLFE 391 WESTERN AVE
ALBANY,NY12203 		22-3125348   6,371       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(80) LEGAL AID SOCIETY OF NORTHEASTERN NY55 COLVIN AVENUE
ALBANY,NY12206 		14-1338448   7,555       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(81) LITERACY NEW YORK GREATER CAPITAL REGION INC1450 WESTERN AVE STE 101
ALBANY,NY12203 		23-7409758   200,204       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(82) LITERACY VOL'S AMERICA -GTR RENSSELAER CTY INC1915 FIFTH AVENUE
TROY,NY12180 		23-7330119   41,722       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(83) LITERACY VOLUNTEERS OF AMERICA SCHOHARIE COUNTYPO BOX 852
COBLESKILL,NY12043 		22-2926011   6,311       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(84) MAKE A WISH FOUNDATIONCOHOESONE MUSTANG DRIVE
COHOES,NY12047 		14-1703503   39,584       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(85) MECHANICVILLE AREA COMMUNITY SERVICES CENTERPO BOX 30 6 SOUTH MAIN ST
MECHANICVILLE,NY12118 		14-1536118   122,766       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(86) MILITARY VET & PATRIOTIC SVC ORGS OF AMPO BOX 45766
SAN FRANCISCO,CA94145 		94-3193418   16,510       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(87) MOHAWK HUDSON HUMANE SOCIETY3 OAKLAND AVENUE
MENANDS,NY12204 		14-1338459   57,425       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(88) MOHAWKHUDSON LAND CONSERVANCY INCPO BOX 567
SLINGERLANDS,NY12159 		14-1754157   7,355       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(89) MULTIPLE SCLEROSIS ASSOC OF AMERICA706 HADDONFIELD ROAD
CHERRY HILL,NJ08002 		22-1912812   6,086       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(90) NAT'L MULTIPLE SCLEROSIS SOC UPSTATE NY CHAPTER421 NEW KARNER RD STE 6
ALBANY,NY12205 		16-0777886   9,525       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(91) NEIGHBOR TO NATION CO SUN TRUST BANKPO BOX 79991
BALTIMORE,MD21279 		54-1879282   44,622       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(92) NEW YORK STATE LABOR RELIGION COALITION800 TROY SCHENECTADY ROAD
LATHAM,NY12110 		14-1798943   6,840       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(93) NORTHEAST PARENT & CHILD SOCIETYATTN KENDALL SHERRY 530 FRANKLIN ST
3RD FLOOR
SCHENECTADY,NY12305 		14-1646198   14,653       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(94) NORTHEASTERN ASSN OF THE BLIND AT ALBANY301 WASHINGTON AVENUE
ALBANY,NY12206 		14-1338302   10,482       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(95) NYS TROOPERS PBA SIGNAL 30 FUND INC120 STATE STREET 2ND FL
ALBANY,NY12207 		20-4062957   9,701       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(96) OUT OF THE PITS INCPO BOX 2311
ALBANY,NY12220 		16-1560721   7,075       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(97) PARSONS CHILD & FAMILY CENTER60 ACADEMY ROAD
ALBANY,NY12208 		14-1347440   42,240       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(98) PEPPERTREE RESCUEPO BOX 2396
ALBANY,NY122200396 		14-1809956   9,544       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(99) PLANNED PARENTHOOD MOHAWK HUDSON SCHDY1040 STATE STREET
SCHENECTADY,NY12307 		14-6004167   14,119       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(100) REGIONAL FOOD BANK OF NENY965 ALBANY-SHAKER ROAD
LATHAM,NY12110 		22-2470885   77,770       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(101) RENSSELAER CO CHPTR NYSARC INC79 102ND STREET
TROY,NY12180 		14-1485873   5,247       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(102) RONALD MCDONALD HOUSE CHARITIES OF THE CAP RGN139 SOUTH LAKE AVENUE
ALBANY,NY12208 		22-2356004   29,250       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(103) SPCA MONTGOMERY COUNTYPO BOX 484
AMSTERDAM,NY12010 		14-1383470   5,137       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(104) SPCA OF UPSTATE NEW YORKPO BOX 171
HUDSON FALLS,NY12839 		14-1649520   7,073       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(105) STRIDE INCPO BOX 778
RENSSELAER,NY12144 		14-1732830   6,471       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(106) SAFE INC OF SCHENECTADY1344 ALBANY STREET
SCHENECTADY,NY12304 		14-1794075   19,782       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(107) SAINT ANNE FOUNDATIONPO BOX 6305
ALBANY,NY12206 		22-2218832   6,912       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(108) SALVATION ARMY20 SFERRY STREET
ALBANY,NY12202 		13-5562351   7,759       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(109) SAMARITAN COUNSELING CENTER220 N BALLSTON AVENUE
SCOTIA,NY12302 		14-1655253   9,189       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(110) SAMARITAN HOSPITAL2215 BURDETT AVE
TROY,NY12180 		14-1338544   24,320       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(111) SARATOGA BRIDGES NYSARC INC16 SARATOGA BRIDGES BLVD
BALLSTON SPA,NY12020 		14-1465932   5,544       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(112) SARATOGA CENTER FOR THE FAMILY359 BALLSTON AVE
SARATOGA SPRINGS,NY12866 		14-1604339   23,611       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(113) SCHENECTADY COMMUNITY ACTION PROGRAM913 ALBANY STREET
SCHENECTADY,NY12307 		14-6034637   77,550       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(114) SCHENECTADY DAY NURSERY25 LAFAYETTE STREET
SCHENECTADY,NY12305 		14-1364596   26,093       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(115) SCHENECTADY INNER CITY MINISTRY1055 WENDELL AVENUE
SCHENECTADY,NY12308 		14-1548263   15,151       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(116) SCHENECTADY JEWISH COMMUNITY CENTER2565 BALLTOWN ROAD
SCHENECTADY,NY12309 		14-1343041   18,127       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(117) SCHOHARIE COUNTY COMMUNITY ACTION PRGM795 E MAIN STREET SUITE 5
COBLESKILL,NY12043 		14-1490674   51,918       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(118) SCHOHARIE RIVER CENTER2047 BURTONVILLE RD
ESPERANCE,NY12066 		14-1818532   35,042       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(119) SENIOR SERVICES OF ALBANY32 ESSEX STREET
ALBANY,NY12206 		14-1392442   59,667       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(120) SHELTERS OF SARATOGA INC14 WALWORTH STREET PO BOX 3089
SARATOGA SPRINGS,NY12866 		14-1758441   19,478       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(121) SIENA COLLEGE ANNUAL FUND515 LOUDON ROAD
LOUDONVILLE,NY12211 		14-1338498   20,060       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(122) SPECIAL OLYMPICS OF NEW YORK INC504 BALLTOWN ROAD
SCHENECTADY,NY12304 		23-7061382   12,850       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(123) ST CATHERINE'S CENTER FOR CHILDREN40 NORTH MAIN AVENUE
ALBANY,NY12203 		14-1338455   10,676       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(124) ST JOHN'S CENTER88 FOURTH AVE
ALBANY,NY12202 		27-2867298   7,738       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(125) ST PAUL'S CENTERPO BOX 589
RENSSELAER,NY12144 		56-2499960   5,786       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(126) ST PETER'S HOSPITAL FDN319 S MANNING BLVD SUITE 114
ALBANY,NY12208 		22-2262982   6,913       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(127) STARS INTERGEN CORP55 BRIGHTONWOOD RD
GLENMONT,NY12077 		14-1807217   5,338       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(128) SUNNYVIEW HOSPITAL & REHABILITATION CTR FDN INC1270 BELMONT AVENUE
SCHENECTADY,NY12308 		22-2505127   5,958       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(129) THE CAMPAIGN FOR RENSSELAER POLYTECHNIC INSTITUTEPO BOX 3164
BOSTON,MA022413164 		14-1340095   20,000       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(130) THE CENTER FOR COMMUNITY JUSTICE144 BARRETT STREET
SCHENECTADY,NY12305 		23-7391116   29,375       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(131) THE COMMUNITY FOUNDATIONEXECUTIVE PARK DRIVE SIX TOWER
DRIVE
ALBANY,NY12203 		14-1505623   15,365       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(132) THE COMMUNITY HOSPICE295 VALLEY VIEW BLVD
RENSSELAER,NY12144 		22-2692940   29,909       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(133) THE LEGAL PROJECT6 EXECUTIVE PARK DRIVE
ALBANY,NY12203 		13-3841519   5,944       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(134) TRI-COUNTY UNITED WAY696 UPPER GLEN STREET
QUEENSBURY,NY12804 		14-6022433   37,741       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(135) TRINITY ALLIANCE OF THE CAPITAL REGION15 TRINITY PLACE
ALBANY,NY12202 		14-1340122   103,708       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(136) TROOPER FOUNDATION OF NYS3 AIRPORT PARK BLVD
LATHAM,NY12110 		22-2552895   5,990       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(137) TROY AREA UNITED MINISTRIES392 SECOND ST
TROY,NY12180 		14-1685408   10,339       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(138) TROY BOYS & GIRLS CLUB1700 7TH AVENUE
TROY,NY12180 		14-1338574   10,479       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(139) TROY YOUTH ASSOCIATION INC (CYO)PO BOX 867
TROY,NY12181 		22-2203966   6,939       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(140) TWIN RIVERS COUNCIL INCBOY SCOUTS OF AMERICA253 WASHINGTON AVE EXT
ALBANY,NY12205 		14-1340028   42,978       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(141) UNITED WAY - DELAWARE & OTSEGOPO BOX 631
ONEONTA,NY13820 		16-0929038   6,422       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(142) UNITED WAY COLUMBIA & GREENE886PO BOX 52
HUDSON,NY12534 		14-6000482   35,332       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(143) UNITED WAY CORTLAND COUNTY50 CLINTON AVE
CORTLAND,NY13045 		16-6058903   5,582       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(144) UNITED WAY GREEN MOUNTAIN963 PAINE TURNPIKE N UNIT 2
MONTPELIER,VT05602 		03-0261384   8,988       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(145) UNITED WAY OF BENNINGTON COUNTYPO BOX 1430
MANCHESTER CTR,VT05255 		03-0282004   5,287       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(146) UNITED WAY OF BROOME COPO BOX 550
BINGHAMTON,NY13902 		15-0564074   9,522       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(147) UNITED WAY OF BUFFALO & ERIE742 DELAWARE AVENUE
BUFFALO,NY14209 		16-0743969   9,466       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(148) UNITED WAY OF CENTRAL AND NORTHEASTERN CT30 LAUREL STREET
HARTFORD,CT06106 		06-0646653   13,186       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(149) UNITED WAY OF CENTRAL MASSACHUSETTS484 MAIN STREET SUITE 300
WORCESTER,MA01608 		04-2104017   22,929       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(150) UNITED WAY OF CENTRAL NEW YORKPO BOX 2129
SYRACUSE,NY13220 		15-0532073   20,999       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(151) UNITED WAY OF CHITTENDEN COUNTY412 FARRELL STREET STE200
SO BURLINGTON,VT05403 		03-0217229   10,501       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(152) UNITED WAY OF DUTCHESS COUNTY75 MARKET STREET
POUGHKEEPSIE,NY126014015 		14-1344805   21,441       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(153) UNITED WAY OF FULTON COUNTYPO BOX 911
GLOVERSVILLE,NY12078 		14-1744886   16,911       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(154) UNITED WAY OF GR ROCHESTER75 COLLEGE AVENUE
ROCHESTER,NY14607 		16-1015782   11,042       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(155) UNITED WAY OF GREATER CLEVELAND1331 EUCLID AVENUE
CLEVELAND,OH44115 		34-6516654   11,399       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(156) UNITED WAY OF GREATER OSWEGO COUNTYONE SOUTH FIRST STREET
FULTON,NY13069 		15-0532224   5,444       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(157) UNITED WAY OF LACKAWANNA & WAYNE COUNTIES615 JEFFERSON AVENUE PO BOX 526
SCRANTON,PA18501 		24-0824164   9,676       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(158) UNITED WAY OF LICKING COUNTYPO BOX 4490
NEWARK,OH43058 		31-4379455   10,785       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(159) UNITED WAY OF MONTGOMERY COUNTY46 EAST MAIN STREET
AMSTERDAM,NY12010 		14-1364468   16,629       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(160) UNITED WAY OF NORTHERN NEW YORK200 WASHINGTON ST SUITE 402A
WATERTOWN,NY13601 		15-0543356   13,387       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(161) UNITED WAY OF ORANGE CO INC30 SCOTTS CORNERS DR STE 102 PO BOX
397
MONTGOMERY,NY12549 		06-1045698   13,544       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATIONS
(162) UNITED WAY OF RUTLAND COUNTY VERMONT INC6 CHURCH STREET SUITE 1
RUTLAND,VT05701 		03-6000224   6,430       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(163) UNITED WAY OF SUSQUEHANNA COUNTY8 WEST MARKET ST SUITE 450
WILKESBARRE,PA18701 		24-0831490   10,899       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(164) UNITED WAY OF THE ADIRONDACK REGION INC45 TOM MILLER RD
PLATTSBURGH,NY12901 		14-1368185   13,077       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(165) UNITED WAY OF THE VALLEY & GREATER UTICA AREA201 LAFAYETTE STREET SUITE 201
UTICA,NY13502 		15-0532074   16,758       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(166) UNITED WAY OF ULSTER COUNTY INC450 ALBANY AVENUE
KINGSTON,NY12401 		14-1409654   5,076       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(167) UNITY HOUSE OF TROY INC33 2ND STREET STE 2
TROY,NY12180 		23-2378930   114,266       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(168) UPPER HUDSON PLANNED PARENTHOOD855 CENTRAL AVE
ALBANY,NY12206 		14-6000805   38,033       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(169) US COMMITTEE FOR REFUGEES & IMMIGRANTS991 BROADWAY
ALBANY,NY12208 		13-1878704   7,017       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(170) WATERVLIET CIVIC CHEST INC14TH STREET AND 1ST AVENUE
WATERVLIET,NY12189 		14-1387856   31,580       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(171) WHISKERS ANIMAL BENEV LEAGUEPO BOX 11190
ALBANY,NY12211 		22-2487926   28,375       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(172) WILDWOOD FOUNDATION2995 CURRY ROAD EXT
SCHENECTADY,NY12303 		14-1808612   33,842       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(173) X-QUEST INC1131 VAN ANTWERP ROAD
SCHENECTADY,NY12309 		13-3862213   62,992       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(174) YMCA - CAPITAL DISTRICT465 NEW KARNER RD
ALBANY,NY12205 		14-1726531   13,402       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(175) YWCA - GREATER CAPITAL REGION21 FIRST STREET
TROY,NY12180 		14-1338577   16,620       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
(176) YWCA - NORTHEASTERN NY44 WASHINGTON AVE
SCHENECTADY,NY12305 		14-1340139   17,104       COMMUNITY CARE FUND INVESTMENT AND/OR DONOR DESIGNATION
2
Enter total number of section 501(c)(3) and government organizations ......................... Bullet Image
176
3
Enter total number of other organizations ................................ . Bullet Image
 
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2010

Schedule I (Form 990) 2010
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance













Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: COMMUNITY IMPACT STAFF PREPARE MEASURABLE PERFORMANCE TARGETS FOR GRANT RECIPIENTS TO ACHIEVE. QUARTERLY PROGRESS REPORTS ARE SUBMITTED BY THE AGENCIES REFLECTING GOAL ACHIEVEMENT. GRANT APPLICATIONS AND COMMITTEE NOTES ARE USED TO CAPTURE INFORMATION FOR ACCOUNTING PURPOSES. THE ACCOUNTING DEPARTMENT CHECKS WITH THE COMMUNITY IMPACT DEPARTMENT MONTHLY TO SEE IF ANY AGENCIES ARE ON HOLD FOR NOT MEETING REQUIREMENTS.
Schedule I (Form 990) 2010


Additional Data


Software ID:  
Software Version:  


SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
UNITED WAY OF THE GREATER CAPITAL REGION
 
Employer identification number

14-1364505
Identifier Return Reference Explanation
FORM 990, PART VI, SECTION A, LINE 6   ANY INDIVIDUAL, PARTNERSHIP, OR CORPORATION CONTRIBUTING MONEY OR PROPERTY TO THE CORPORATION DURING ANY ANNUAL FUND RAISING CAMPAIGN SHALL BE A MEMBER OF THE CORPORATION, EACH OF WHOM OR WHICH SHALL HAVE ONE VOTE AT ANY MEETING OF THE MEMBERSHIP.
FORM 990, PART VI, SECTION A, LINE 7A   THE ORGANIZATION'S MEMBERS VOTE FOR THE BOARD OF DIRECTORS.
FORM 990, PART VI, SECTION B, LINE 11   THE FORM 990 WILL BE REVIEWED INTERNALLY BY MANAGEMENT AND THEN BROUGHT TO THE FINANCE AND ADMINISTRATION COMMITTEE FOR ACCEPTANCE. IT WILL THEN GO TO THE EXECUTIVE COMMITTEE AND THEN TO THE BOARD OF DIRECTORS FOR ACCEPTANCE.
  FORM 990, PART VI, SECTION B, LINE 12C AT THE BEGINNING OF EVERY FISCAL YEAR, ALL BOARD MEMBERS AND VOLUNTEERS ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST THROUGH A CONFLICT OF INTEREST QUESTIONNAIRE/FORM. IF THERE ARE ANY CONFLICTS, IT IS TAKEN TO THE GOVERNANCE COMMITTEE FOR CONSIDERATION AND THE BOARD MEMBER/VOLUNTEER MAY BE ASKED TO STEP DOWN.
  FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE MEETS ANNUALLY AND DOES A PERFORMANCE REVIEW ON THE CEO. THEY REVIEW IT WITH HER AND APPROVE ANY SALARY ADJUSTMENTS AT THAT TIME. THE BOARD IS INFORMED OF THE RESULTS.
  FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS AND FORM 990 ARE AVAILABLE ON THE UNITED WAY OF THE GREATER CAPITAL REGION'S WEBSITE. A DONOR CAN ALSO GO TO GUIDESTAR.ORG TO VIEW THE FORM 990.
CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 35,551. DONATED SERVICES AND USE OF FACILITIES: 1,725. PENSION RELATED CHANGE IN ADDITIONAL MINIMUM LIABILITY 332,517. TOTAL TO FORM 990, PART XI, LINE 5: 369,793.
  FORM 990, PART XI, LINE 2C: THERE HAS BEEN NO CHANGE IN THE PROCESS FOR REVIEWING FORM 990.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2010

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TY 2010 ReasonableCauseExplanation
Name:
UNITED WAY OF THE GREATER CAPITAL REGION
EIN: 14-1364505
Explanation:
REASONABLE CAUSE STATEMENTTHIS RETURN IS BEING FILED ON OR BEFORE MAY 15, 2012 UNDER A VALID FIRST EXTENSION THAT EXTENDED THE RETURN UNTIL FEBRUARY 15, 2012. ELECTRONIC FILING WAS NOT AVAILABLE JANUARY 1, 2012 THROUGH FEBRUARY 29, 2012 DUE TO UPGRADES TO IRS ELECTRONIC FILING SYSTEMS AND THE IRS DIRECTED IN NOTICE 2012-4 THAT RETURNS DUE JANUARY 15, 2012 OR FEBRUARY 15, 2012 BE FILED BETWEEN MARCH 1, 2012 AND MARCH 30, 2012 WITHOUT PENALTY. TAXPAYER EXPECTED TO FILE THIS RETURN DURING THAT TIME FRAME, BUT DISCOVERED AN ADDITIONAL, 2ND EXTENSION WAS NEEDED UNTIL MAY 15, 2012. AN EXTENSION REQUEST WAS FILED BEFORE THE MARCH 30, 2012 DUE DATE GIVEN IN NOTICE 2012-4. WE REQUEST THAT PENALTIES BE WAIVED BECAUSE IT WOULD BE INEQUITABLE TO IMPOSE A PENALTY ON US DUE TO THE UNUSUAL CIRCUMSTANCES REQUIRING US TO DELAY THE FILING OF THIS RETURN.