Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2010
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2010 and ending 06-30-2011
BCheck if applicable:
CName of organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
615 WEST 131ST STREET MC 8741
 
Room/suite
City or town, state or country, and ZIP + 4
NEW YORK, NY100277922
D Employer identification number

13-5598093
E Telephone number

G Gross receipts $ 8,606,815,764
F Name and address of principal officer:
Lee C Bollinger
615 West 131st St MC 8741
New York,NY100277922
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.columbia.edu
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1754
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: SEE STATEMENT 1
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) .... 3 23
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 17
5 Total number of individuals employed in calendar year 2010 (Part V, line 2a) ... 5 31,900
6 Total number of volunteers (estimate if necessary) .... 6 6,150
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 7,361,439
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b 0
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,233,756,486 1,969,196,418
9 Program service revenue (Part VIII, line 2g) ......... 1,918,020,315 2,016,494,653
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 341,794,161 570,158,034
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 152,309,297 154,118,767
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 3,645,880,259 4,709,967,872
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 468,203,483 496,039,784
14 Benefits paid to or for members (Part IX, column (A), line 4) .... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,004,970,889 2,079,131,206
16a Professional fundraising fees (Part IX, column (A), line 11e).... 784,949 628,224
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet90,231,859    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 932,711,726 1,005,589,666
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 3,406,671,047 3,581,388,880
19 Revenue less expenses. Subtract line 18 from line 12...... 239,209,212 1,128,578,992
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............ 11,018,079,749 13,398,567,044
21 Total liabilities (Part X, line 26)............ 2,602,978,857 2,839,864,974
22 Net assets or fund balances. Subtract line 21 from line 20 ..... 8,415,100,892 10,558,702,070
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid Preparer's Use Only Preparer's
signatureBig Right Arrow 		Date
right pointing bullet image Preparer’s taxpayer identification number
(see instructions)
Firm’s name (or yours
if self-employed),
address, and ZIP + 4Big Right Arrow




 		EIN right pointing bullet image
Phone no. right pointing bullet image
May the IRS discuss this return with the preparer shown above? (see instructions) .........
For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2010)
Form 990 (2010)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III . . . . . . . . . .
1
Briefly describe the organization’s mission: COLUMBIA UNIVERSITY IS ONE OF THE WORLD'S MOST IMPORTANT CENTERS OF RESEARCH AND AT THE SAME TIME A DISTINCTIVE AND DISTINGUISHED LEARNING ENVIRONMENT FOR UNDERGRADUATES AND GRADUATE STUDENTS IN MANY SCHOLARLY AND PROFESSIONAL FIELDS. THE UNIVERSITY RECOGNIZES THE IMPORTANCE OF ITS LOCATION IN NEW YORK CITY AND SEEKS TO LINK ITS RESEARCH AND TEACHING TO THE VAST RESOURCES OF A GREAT METROPOLIS. IT SEEKS TO ATTRACT A DIVERSE AND INTERNATIONAL FACULTY AND STUDENT BODY, TO SUPPORT RESEARCH AND TEACHING ON GLOBAL ISSUES, AND TO CREATE ACADEMIC RELATIONSHIPS WITH MANY COUNTRIES AND REGIONS. IT EXPECTS ALL AREAS OF THE UNIVERSITY TO ADVANCE KNOWLEDGE AND LEARNING AT THE HIGHEST LEVEL AND TO CONVEY THE PRODUCTS OF ITS EFFORTS TO THE WORLD.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the exempt purpose achievements for each of the organization’s three largest program services by expenses.
Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,183,055,788 including grants of $ 355,435,655 ) (Revenue $ 1,006,538,000 )
COLUMBIA UNIVERSITY IS A PRIVATE, NONSECTARIAN, NONPROFIT INSTITUTION OF HIGHER EDUCATION WHOSE ACTIVITIES ARE CONCENTRATED AT TWO LOCATIONS IN NEW YORK CITY BUT EXTEND ACROSS THE GLOBE. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SIXTEEN UNDERGRADUATE, GRADUATE, AND PROFESSIONAL SCHOOLS. IT OPERATES A VARIETY OF RESEARCH INSTITUTES AND A LIBRARY SYSTEM TO SUPPORT ITS TEACHING AND LEARNING, BASIC AND APPLIED RESEARCH, PATIENT CARE, AND PUBLIC SERVICE ACTIVITIES. THE UNIVERSITY ENROLLS APPROXIMATELY 27,606 FULL-TIME AND PART-TIME STUDENTS AND EMPLOYS APPROXIMATELY 30,000 FULL-TIME AND PART-TIME EMPLOYEES, INCLUDING 5,503 FULL-TIME FACULTY MEMBERS.
4b (Code:   ) (Expenses $ 693,935,603 including grants of $ 4,584,671 ) (Revenue $ 781,512,828 )
THE UNIVERSITY, THROUGH THE COLUMBIA UNIVERSITY MEDICAL CENTER AND ITS MEDICAL FACULTY PRACTICE PLAN, PROVIDES DIRECT PATIENT CARE AND OTHER CLINICAL AND EDUCATIONAL SERVICES TO HOSPITALS AND OTHER HEALTH CARE INSTITUTIONS THROUGH CONTRACTUAL AGREEMENTS FOR SERVICES. THE CLINICAL FACULTY HANDLED APPROXIMATELY 1.7 MILLION OUTPATIENT AND EMERGENCY ROOM VISITS AND PARTICIPATED IN INSTRUCTION AND SUPERVISION OF 600 UNIVERSITY MEDICAL STUDENTS AND 900 RESIDENTS AND FELLOWS AT NEW YORK PRESBYTERIAN HOSPITAL AND OTHER AFFILIATED HOSPITALS.
4c (Code:   ) (Expenses $ 559,431,000 including grants of $ 134,121,958 ) (Revenue $ 102,574,983 )
THE UNIVERSITY PERFORMS RESEARCH, TRAINING, AND OTHER SERVICES UNDER GRANTS AND CONTRACTS WITH AGENCIES OF THE FEDERAL GOVERNMENT AND OTHER SPONSORING ORGANIZATIONS.
(Code:   ) (Expenses $ 61,284,000 including grants of $ 0 ) (Revenue $ 0 )
LIBRARY
(Code:   ) (Expenses $ 214,109,000 including grants of $ 0 ) (Revenue $ 0 )
CAMPUS OPERATIONS
(Code:   ) (Expenses $ 213,015,000 including grants of $ 0 ) (Revenue $ 0 )
INSTITUTIONAL SUPPORT
(Code:   ) (Expenses $ 93,914,000 including grants of $ 0 ) (Revenue $ 115,878,000 )
AUXILIARY ENTERPRISES
(Code:   ) (Expenses $ 135,490,287 including grants of $ 1,897,500 ) (Revenue $ 9,990,842 )
OTHER SOURCES
4d Other program services. (Describe in Schedule O.)
(Expenses $ 717,812,287 including grants of $ 1,897,500 ) (Revenue $ 125,868,842 )
4e Total program service expensesMediumBullet$ 3,154,234,678
Form 990 (2010)
Form 990 (2010)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? ........
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part IIClick to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III........................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete
Schedule D, Part IClick to see attachment.......................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in term, permanent,or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, and program service activities outside the United States? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
Form 990 (2010)
Form 990 (2010)
Page 4
Part IV
Checklist of Required Schedules (continued)
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
Did the organization attach its audited financial statement to this return? Note: All Form 990 filers that operate one or more hospitals must attach audited financial statements. .....
20b
 
 
21
Did the organization report more than $5,000 of grants and other assistance to governments and organizations in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see attachment
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II........................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor, or a grant selection committee member, or to a person related to such an individual? If “Yes,” complete Schedule L, Part III............... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I........................... Click to see attachment
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35
Is any related organization a controlled entity within the meaning of section 512(b)(13)? .....
35
Yes
 
a
Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2010)
Form 990 (2010)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V . . . . . . . . . .
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
43,225
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
31,900
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
No
Form 990 (2010)
Form 990 (2010)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI . . . . . . . . . .
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year ..............
1a
23
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
17
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? ..
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
Yes
 
6
Does the organization have members or stockholders? ................
6
 
No
7a
Does the organization have members, stockholders, or other persons who may elect one or more members of the governing body? .........................
7a
 
No
b
Are any decisions of the governing body subject to approval by members, stockholders, or other persons? ..
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Does the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” does the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with those of the organization? ....
10b
 
 
11a
Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Does the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ...........................
12b
Yes
 
c
Does the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this is done ....................
12c
Yes
 
13
Does the organization have a written whistleblower policy? ...............
13
Yes
 
14
Does the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line a or b, describe the process in Schedule O. (See instructions.)
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
CA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you make these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial statements available to the public.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
RENOTTA YOUNG DEP CONTROLLER
615 W 131ST MC 8749
New York,NY10027
(212) 854-4684
Form 990 (2010)
Form 990 (2010)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII . . . . . . . . . .
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (check all that apply) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) LEE C BOLLINGER
PRESIDENT
 60.0 X   X       964,181 0 968,750
(2) KENNETH A FORDE MD
TRUSTEE
 3.0 X           789,000 0 2,592
(3) WILLIAM V CAMPBELL
TRUSTEE
 3.0 X           0 0 0
(4) MARK E KINGDON
TRUSTEE
 3.0 X           0 0 0
(5) PHILIP MILSTEIN
TRUSTEE
 3.0 X           0 0 0
(6) ESTA E STECHER
TRUSTEE
 3.0 X           0 0 0
(7) RICHARD E WITTEN
TRUSTEE
 3.0 X           0 0 0
(8) ARMEN A AVANESSIANS
TRUSTEE
 3.0 X           0 0 0
(9) A'LELIA BUNDLES
TRUSTEE
 3.0 X           0 0 0
(10) JOSE A CABRANES
TRUSTEE
 3.0 X           0 0 0
(11) NOAM GOTTESMAN
TRUSTEE
 3.0 X           0 0 0
(12) JAMES HARDEN
TRUSTEE
 3.0 X           0 0 0
(13) ANN F KAPLAN
TRUSTEE
 3.0 X           0 0 0
(14) GERRY LENFEST
TRUSTEE
 3.0 X           0 0 0
(15) PAUL J MADDON
TRUSTEE
 3.0 X           0 0 0
(16) VIKRAM PANDIT
TRUSTEE
 3.0 X           0 0 0
(17) MICHAEL B ROTHFELD
TRUSTEE
 3.0 X           0 0 0
Form 990 (2010)
Form 990 (2010)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (check all that apply) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) JONATHAN D SCHILLER
TRUSTEE
 3.0 X           0 0 0
(19) KYRIAKOS TSAKOPOULOS
TRUSTEE
 3.0 X           0 0 0
(20) FAYE WATTLETON
TRUSTEE
 3.0 X           0 0 0
(21) STEPHEN H CASE
TRUSTEE EMERITUS
 3.0 X           0 0 0
(22) SAVIO W TUNG
TRUSTEE EMERITUS
 3.0 X           0 0 0
(23) LISA CARNOY
TRUSTEE
 3.0 X           0 0 0
(24) FIONA DRUCKENMILLER
TRUSTEE
 3.0 X           0 0 0
(25) JANE E BOOTH
GENERAL COUNSEL
 60.0     X       466,352 0 50,087
(26) JEROME DAVIS
SECRETARY
 60.0     X       250,942 0 37,336
(27) ROBERT KASDIN
SENIOR EXECUTIVE VP
 60.0     X       659,634 0 59,271
(28) ANNE R SULLIVAN
EXECUTIVE VP FOR FINANCE
 60.0     X       362,037 0 32,134
(29) CLAUDE M STEELE
PROVOST
 60.0     X       552,418 0 49,547
(30) NICHOLAS B DIRKS
EXEC VP - ARTS & SCIENCES
 60.0       X     422,430 0 59,533
(31) SUSAN K FEAGIN
EXEC VP - UNIV. DEV & ALUM REL
 60.0       X     503,092 0 32,935
(32) DR LEE GOLDMAN MD
EXEC VP FOR HEALTH SCIENCES
 60.0       X     1,008,140 0 518,659
(33) PETER HOLLAND
EXEC VP OF INVESTMENT MGMT
 60.0       X     3,890,742 0 56,224
(34) JOSEPH A IENUSO
EXEC VP OF FACILITIES
 60.0       X     400,992 0 90,371
(35) NIRMAL NARVEKAR
PRESIDENT OF INVESTMENT MGMT
 60.0       X     4,331,695 0 52,236
(36) FREDERICK M VAN SICKLE
EXEC VP - UNIV. DEV & ALUM REL
 60.0       X     322,145 0 67,047
(37) DAVID N SILVERS
CLINICAL PROFESSOR
 60.0         X   4,962,979 0 39,409
(38) JEFFREY W MOSES
PROFESSOR OF MEDICINE
 60.0         X   3,039,632 0 52,921
(39) CRAIG R SMITH
PROFESSOR OF SURGERY
 60.0         X   2,074,964 0 73,607
(40) EMILE BACHA
PROFESSOR OF SURGERY
 60.0         X   1,636,448 0 51,446
(41) JAN MODEST QUAEGEBEUR
PROFESSOR OF SURGERY
 60.0         X   1,485,728 0 62,151
(42) ALAN BRINKLEY
FORMER PROVOST
 60.0           X 461,641 0 56,269
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 28,585,192 0 2,412,525
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportable compensation from the organizationMediumBullet4,128
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
LEND LEASE US CONSTRUCTION LMB
 
  		CONSTRUCTION 17,873,694
DAVIS BRODY BOND LLP
 
  		ARCHITECTURAL 14,384,926
STRUCTURE TONE
 
  		CONSTRUCTION 12,424,410
HELLMAN CONSTRUCTION CO INC
 
  		CONSTRUCTION 11,551,384
JA JENNINGS INC
 
  		CONSTRUCTION 6,457,471
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization MediumBullet288
Form 990 (2010)
Form 990 (2010)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, gifts, grants and other similar amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 4,506,102
d Related organizations...1d 0
e Government grants (contributions)1e 882,981,000
f All other contributions, gifts, grants, and
similar amounts not included above1f 		1,081,709,316
g Noncash contributions included in lines 1a-1f:$ 45,091,686
h Total. Add lines 1a-1f.......MediumBullet 1,969,196,418
Program Service Revenue Business Code
2a TUITION & FEES 611,600 1,006,538,000 1,006,538,000    
b OTHER EDUCATION & RESEARCH 621,110 102,574,983 102,574,983    
c PATIENT CARE REVENUE 541,700 781,512,828 781,512,828    
d AUXILIARY ENTERPRISES 900,099 115,878,000 110,052,359 5,825,641  
e OTHER SOURCES 900,099 7,830,717 7,830,717    
f All other program service revenue . 2,160,125 2,160,125    
g Total. Add lines 2a–2f........MediumBullet 2,016,494,653
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 22,758,519     22,758,519
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties............MediumBullet 74,898,272     74,898,272
(i) Real (ii) Personal
6a Gross Rents 141,891,797  
b Less: rental expenses 129,369,600  
c Rental income or (loss) 12,522,197  
d Net rental income or (loss).......MediumBullet 12,522,197   15,207 12,506,990
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 4,312,764,328  
b Less: cost or other basis and sales expenses 3,765,364,813  
c Gain or (loss) 547,399,515  
d Net gain or (loss)..........MediumBullet 547,399,515     547,399,515
8a Gross income from fundraising events (not including
$ 4,506,102
of contributions reported on line 1c). See Part IV, line 18 ...
a 1,865,582
b Less: direct expenses ...b 2,113,479
c Net income or (loss) from fundraising events..MediumBullet -247,897   -247,897
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a PARTNERSHIP INCOME 900,099 66,946,195   1,520,591 65,425,604
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 66,946,195
12 Total revenue. See Instructions....MediumBullet 4,709,967,872 2,010,669,012 7,361,439 722,741,003
Form 990 (2010)
Form 990 (2010)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the U.S. See Part IV, line 21 83,263,468 83,263,468
2 Grants and other assistance to individuals in the U.S. See Part IV, line 22 355,369,148 355,369,148
3 Grants and other assistance to governments, organizations, and individuals outside the U.S. See Part IV, lines 15 and 16 57,407,168 57,407,168
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 17,891,144 0 17,891,144 0
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 322,330 322,330 0 0
7 Other salaries and wages 1,654,922,186 1,506,505,390 106,941,424 41,475,372
8 Pension plan contributions (include section 401(k) and section 403(b) employer contributions) .... 101,636,346 76,538,380 18,779,975 6,317,991
9 Other employee benefits ....... 216,226,323 162,983,190 39,713,271 13,529,862
10 Payroll taxes ........... 88,132,877 66,126,127 16,549,710 5,457,040
11 Fees for services (non-employees):        
a Management ...... 0 0 0 0
b Legal ......... 20,179,929 13,965,392 5,964,561 249,976
c Accounting ........... 2,341,369 0 2,335,177 6,192
d Lobbying ........... 571,902 0 571,902 0
e Professional fundraising. See Part IV, line 17.. 628,224 628,224
f Investment management fees ...... 25,629,202 0 25,629,202 0
g Other .......... 81,138,057 67,550,360 11,924,259 1,663,438
12 Advertising and promotion .... 4,340,341 1,855,848 1,299,149 1,185,344
13 Office expenses ....... 257,953,289 232,909,089 17,979,669 7,064,531
14 Information technology ...... 16,685,142 10,173,699 5,994,844 516,599
15 Royalties .. 0      
16 Occupancy ........... 145,533,412 138,306,954 5,756,981 1,469,477
17 Travel ............ 53,384,995 50,673,577 1,084,454 1,626,964
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 15,466,347 11,750,603 262,795 3,452,949
20 Interest ........... 59,086,000 55,316,312 3,243,821 525,867
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 175,248,000 164,067,178 9,621,115 1,559,707
23 Insurance .............. 45,412,020 45,719,281 -319,322 12,061
24 Other expenses. Itemize expenses not covered above. (Expenses grouped together and labeled miscellaneous may not exceed 5% of total expenses shown on line 25 below.)
a LIBRARY 24,454,117 24,445,139 1,230 7,748
b EMPLOYEE EDUCATION 12,094,125 11,184,446 714,327 195,352
c DUES & SUBSCRIPTIONS 8,336,186 6,852,696 1,137,229 346,261
d BAD DEBT 1,497,011 1,520,088 -23,077 0
e UNRELATED BUS INCOME TAX EXP 251,903 0 251,903 0
f All other expenses 55,986,319 9,428,815 43,616,600 2,940,904
25 Total functional expenses. Add lines 1 through 24f 3,581,388,880 3,154,234,678 336,922,343 90,231,859
26 Joint costs. Check here MediumBullet if following
SOP 98-2 (ASC 958-720). Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation 		       
Form 990 (2010)
Form 990 (2010)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing ..........   1  
2 Savings and temporary cash investments ....... 710,398,453 2 598,858,292
3 Pledges and grants receivable, net ......... 396,746,000 3 998,758,000
4 Accounts receivable, net ......... 232,278,242 4 226,569,456
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..........   5  
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L ..........   6  
7 Notes and loans receivable, net ............. 111,273,660 7 108,931,084
8 Inventories for sale or use .............. 1,456,273 8 1,885,000
9 Prepaid expenses and deferred charges ............ 38,162,048 9 34,444,148
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 5,527,633,394
b Less: accumulated depreciation. ..... 10b 2,019,846,639 3,308,164,000 10c 3,507,786,755
11 Investments—publicly traded securities .......... 2,201,771,588 11 3,195,965,939
12 Investments—other securities. See Part IV, line 11 ...... 3,795,293,412 12 4,352,804,825
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets .........   14  
15 Other assets. See Part IV, line 11 ........... 222,536,073 15 372,563,545
16 Total assets. Add lines 1 through 15 (must equal line 34)... 11,018,079,749 16 13,398,567,044
Liabilities 17 Accounts payable and accrued expenses . 464,262,857 17 538,904,974
18 Grants payable ..........   18  
19 Deferred revenue .......... 188,383,000 19 196,898,000
20 Tax-exempt bond liabilities .......... 1,202,304,000 20 1,423,861,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties .... 130,829,000 24 115,299,000
25 Other liabilities. Complete Part X of Schedule D..... 617,200,000 25 564,902,000
26 Total liabilities. Add lines 17 through 25..... 2,602,978,857 26 2,839,864,974
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 5,692,654,495 27 4,736,075,673
28 Temporarily restricted net assets ..... 730,964,000 28 3,681,110,000
29 Permanently restricted net assets ..... 1,991,482,397 29 2,141,516,397
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 8,415,100,892 33 10,558,702,070
34 Total liabilities and net assets/fund balances ..... 11,018,079,749 34 13,398,567,044
Form 990 (2010)
Form 990 (2010)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI . . . . . . . . . .
1
Total revenue (must equal Part VIII, column (A), line 12) . . .
1
4,709,967,872
2
Total expenses (must equal Part IX, column (A), line 25) . . . . .
2
3,581,388,880
3
Revenue less expenses. Subtract line 2 from line 1 . . . .
3
1,128,578,992
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . .
4
8,415,100,892
5
Other changes in net assets or fund balances (explain in Schedule O) . . . .
5
1,015,022,186
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) . . . . . .
6
10,558,702,070
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII . . . . . . . . . .
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?..
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O............................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2010)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
If the organization answered “Yes,” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes,” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes,” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35a (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization's direct and indirect political campaign activities on behalf of or in opposition to candidates for public office in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt funtion activities ....................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2010

Schedule C (Form 990 or 990-EZ) 2010
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
Organization's
Totals 		(b) Affiliated Group
Totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) Total
             
2a Lobbying non-taxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots non-taxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2010


Schedule C (Form 990 or 990-EZ) 2010
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
Yes
 
2,861
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
90,158
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? If "Yes," describe in Part IV ..........................
Yes
 
569,041
j
Total. lines 1c through 1i ...................................
662,060
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carryover lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) if BOTH Part III-A, lines 1 and 2 are answered “No” OR if Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) non-deductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; and Part ll-B, line 1i.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
SUPPLEMENTAL INFORMATION SCHEDULE C LINE 1A - VOLUNTEERS: N/A LINE 1B - PAID STAFF OR MANAGEMENT: THE UNIVERSITY HAS OFFICES OF GOVERNMENT AND COMMUNITY AFFAIRS AT BOTH ITS MORNINGSIDE AND MEDICAL CENTER CAMPUSES WHOSE FUNCTION IS TO KEEP THE UNIVERSITY COMMUNITY INFORMED ABOUT NATIONAL, STATE AND LOCAL LEGISLATION AND POLICY THAT HAS AN IMPACT ON THE UNIVERSITY AND, WHEN APPROPRIATE, TO ADVOCATE FOR THE UNIVERSITY'S INTERESTS WITH RESPECT TO THIS POLICY. EMPLOYEES REGULARLY INVOLVED IN THESE ACTIVITIES INCLUDE: EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS PROJECT COORDINATOR FOR STATE AND FEDERAL RELATIONS DEPUTY VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER LINE 1C - MEDIA ADVERTISEMENTS: NONE LINE 1D - MAILINGS TO MEMBERS, LEGISLATORS OR THE PUBLIC: NONE LINE 1E - PUBLICATIONS, OR PUBLISHED OR BROADCAST STATEMENTS: NONE LINE 1F - GRANTS TO OTHER ORGANIZATIONS FOR LOBBYING PURPOSES: THE UNIVERSITY BELONGS TO CERTAIN HIGHER EDUCATION TRADE ASSOCIATIONS. A SMALL PORTION OF THE MEMBERSHIP FEES PAID TO SOME OF THOSE ORGANIZATIONS GOES TO SUPPORT LOBBYING-RELATED ACTIVITIES. THESE FEES ARE REGULARLY REPORTED ON THE UNIVERSITY'S LOBBYING DISCLOSURE FILINGS. LINE 1G - DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, GOVERNMENT OFFICIALS, OR A LEGISLATIVE BODY: THE PRESIDENT, THE SENIOR EXECUTIVE VICE PRESIDENT, THE EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS, THE PROJECT COORDINATOR FOR STATE AND FEDERAL RELATIONS CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR POLICY STAFFS ON HIGHER EDUCATION ISSUES. THE EXECUTIVE VICE PRESIDENT FOR HEALTH SCIENCE, THE DEPUTY VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, AND THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR POLICY STAFFS ON HIGHER EDUCATION ISSUES, HEALTH SCIENCES ISSUES AND OTHER ISSUES AFFECTING ACADEMIC MEDICAL CENTERS. THE AMOUNTS SHOWN ON LINE 1G REFLECT PAID STAFF AND MANAGEMENT ACTIVITIES. LINE 1H - RALLIES, DEMONSTRATIONS, SEMINARS, CONVENTIONS, SPEECHES, LECTURES OR ANY OTHER MEANS: N/A LINE 1I - OTHER ACTIVITIES: DURING THE REPORTING PERIOD, THE UNIVERSITY RETAINED OUTSIDE FIRMS FOR ADVOCACY AT THE FEDERAL, STATE AND LOCAL LEVELS. THE AMOUNTS SHOWN ON LINE 1I INCLUDE AMOUNTS PAID TO SUCH OUTSIDE FIRMS FOR ALL ACTIVITIES CONDUCTED BY SUCH FIRMS, INCLUDING CERTAIN OF THE ACTIVITIES DESCRIBED ABOVE AND GENERAL ADVISORY SERVICES TO THE UNIVERSITY IN CONNECTION WITH ITS LOBBYING ACTIVITIES
Schedule C (Form 990 or 990EZ) 2010

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ....... 6  
2 Aggregate contributions to (during year) ... 0  
3 Aggregate grants from (during year) ... 776,000  
4 Aggregate value at end of year ....... 27,055,905  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds may be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit. ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a–2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06 ........ 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the taxable year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116, not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116, to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 6,516,512,000 5,892,798,000 7,345,226,000
b Contributions ........ 202,175,000 159,335,000 159,922,000
c Investment earnings or losses ... 1,503,257,000 946,146,321 -1,138,085,412
d Grants or scholarships ..... 71,786,000 72,771,000 81,367,000
e Other expenditures for facilities
and programs ........ 		329,582,000 387,564,000 365,444,000
f Administrative expenses .... 30,998,000 21,432,321 27,453,588
g End of year balance ...... 7,789,578,000 6,516,512,000 5,892,798,000
2
Provide the estimated percentage of the year end balance held as:
a
Board designated or quasi-endowment: SchDMd Bullet40.000 %
b
Permanent endowment: SchDMd Bullet60.000 %
c
Term endowment: SchDMd Bullet0 %
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Investments—Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of investment (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   373,791,000 373,791,000
b Buildings ................ 1,014,774,283 3,812,770,111 1,844,167,639 2,983,376,755
c Leasehold improvements ............        
d Equipment ................   326,298,000 175,679,000 150,619,000
e Other .................        
Total. Add lines 1a-1e. (Column (d) should equal Form 990, Part X, column (B), line 10(c).)........SchDMdBullet 3,507,786,755
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) GLOBAL EQUITIES 		233,682,680 F

(B) ABSOLUTE RETURN STRATEGIES 		1,025,513,165 F

(C) PRIVATE EQUITY 		1,876,589,215 F

(D) REAL ESTATE ASSETS 		1,217,019,765 F





Total. (Column (b) should equal Form 990, Part X, col.(B) line 12.)Small Bullet 4,352,804,825
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Amount
Federal Income Taxes 0
LIABILITY FOR SECURITIES PURCH 29,022,000
SECURITIES LOAN AGRMT PAYABLE 9,681,000
CAPITAL LEASE OBLIGATIONS 114,756,000
COND'L ASSET RETIREMENT OBLIGA 105,291,000
ACCRUED EMPLOYEE BENEFIT LIAB. 182,253,000
FEDERAL STUDENT LOAN FUNDS 78,889,000
ACTUARIAL LIAB- SPLIT INT AGRM 45,010,000


Total. (Column (b) should equal Form 990, Part X, col.(B) line 25.)Small Bullet 564,902,000
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1  
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2  
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3  
4 Net unrealized gains (losses) on investments .......................... 4  
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV) ................................. 8  
9 Total adjustments (net). Add lines 4 - 8 ............................. 9  
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10  
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV): ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIV): ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total Revenue. Add lines 3 and 4c. (This should equal Form 990, Part I, line 12.) ...... 5  
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV): ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIV): ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This should equal Form 990, Part I, line 18.) ...... 5  
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
DETAIL OF UNIVERSITY COLLECTIONS/TEXT OF AUDIT FOOTNOTE SCHEDULE D, PART III, LINES 1A & 4 COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH PURCHASING ADDITIONS AND MAINTAINING THESE COLLECTIONS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THE ITEMS ARE ACQUIRED.
INTENDED USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 COLUMBIA UNIVERSITY'S ENDOWMENT FUNDS SUPPORT A RANGE OF PURPOSES IN ACCORDANCE WITH THE UNIVERSITY'S MISSION, INCLUDING: FINANCIAL AID; FACULTY SALARIES AND SUPPORT; RESEARCH; CAPITAL PROJECTS; GENERAL SUPPORT OF THE UNIVERSITY, SCHOOLS, DEPARTMENTS, INSTITUTES AND CENTERS.
PART X, LINE 2 (FIN 48)   THE UNIVERSITY BELIEVES THAT ITS TAX POSITIONS AS THEY RELATE TO THE IMPACT ON THE FINANCIAL STATEMENTS OF FIN 48 ARE HIGHLY CERTAIN.
Schedule D (Form 990) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,
or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ............
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2010
Schedule E (Form 990 or 990EZ) 2010
Page 2
Part II
Supplemental Information
Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
Schedule E (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE F
(Form 990)

Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,
Part IV, line 14b, 15, or 16.
Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside the
United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
Central America and the Caribbean 1 9 Program Services EDUC/RESEARCH/OUTREACH 352,431
Central America and the Caribbean     Grantmaking   389,507
Central America and the Caribbean     Investments   3,225,376,389
East Asia and the Pacific 7 95 Program Services EDUC/RESEARCH/OUTREACH 6,057,521
East Asia and the Pacific     Grantmaking   1,526,443
East Asia and the Pacific     Fundraising   316,001
East Asia and the Pacific     Investments   455,533,186
Europe (Including Iceland and Greenland) 7 297 Program Services EDUC/RESEARCH/OUTREACH 9,813,217
Europe (Including Iceland and Greenland)     Grantmaking   8,127,848
Europe (Including Iceland and Greenland)     Fundraising   184,630
Europe (Including Iceland and Greenland)     Investments   563,401,017
Middle East and North Africa 3 82 Program Services EDUC/RESEARCH/OUTREACH 2,578,546
Middle East and North Africa     Grantmaking   150,882
Middle East and North Africa     Fundraising   56,914
North America 0 77 Program Services EDUC/RESEARCH/OUTREACH 1,108,829
North America     Grantmaking   2,099,453
North America     Investments   21,753,778
Russia and the Newly Independent States 0 124 Program Services EDUC/RESEARCH/OUTREACH 1,040,069
Russia and the Newly Independent States     Grantmaking   295,285
South America 1 14 Program Services EDUC/RESEARCH/OUTREACH 1,245,224
South America     Grantmaking   1,939,552
South America     Fundraising   29,774
South America     Investments   41,032
South Asia 2 121 Program Services EDUC/RESEARCH/OUTREACH 1,458,860
South Asia     Grantmaking   1,491,087
South Asia     Fundraising   64,459
Sub-Saharan Africa 33 1,139 Program Services EDUC/RESEARCH/OUTREACH 105,745,212
Sub-Saharan Africa     Grantmaking   41,387,112
Sub-Saharan Africa     Fundraising   7,888
Sub-Saharan Africa     Investments   41,382,642
3a Sub-total ..... 18 560 4,298,826,592
b Total from continuation sheets to Part I ... 36 1,398 196,128,196
c Totals (add lines 3a and 3b) 54 1,958 4,494,954,788
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Europe/Iceland/Greenland GENERAL SUPPORT 6,400 DIRECT DEBIT   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 49,500 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 145,895 CHECK/WIRE   N/A N/A
South America EDUC/RESEARCH 530,031 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 35,370 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 14,600 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 630,000 CHECK/WIRE   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 282,222 WIRE TRANS   N/A N/A
Sub-Saharan Africa EQUIPMENT 8,160 CHECK   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 6,000 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 15,864 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 181,850 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 34,842 CHECK/WIRE   N/A N/A
South America EDUC/RESEARCH 27,838 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland GENERAL SUPPORT 691,754 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland GENERAL SUPPORT 5,671 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland GENERAL SUPPORT 6,768 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland GENERAL SUPPORT 135,000 WIRE TRANS   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 178,600 CHECK/WIRE   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 178,600 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 426,357 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 145,874 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 18,127 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 91,600 CHECK/WIRE   N/A N/A
East Asia/Pacific GENERAL SUPPORT 91,600 CHECK   N/A N/A
Sub-Saharan Africa EQUIPMENT 5,467 CHECK   N/A N/A
Cent. America/Caribbean GENERAL SUPPORT 150,472 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland GENERAL SUPPORT 112,526 WIRE TRANS   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 26,862 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 2,874,220 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 9,097 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 68,000 CHECK/WIRE   N/A N/A
Russia EDUC/RESEARCH 194,333 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 73,784 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 214,650 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 39,200 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland TUITION 18,929 WIRE TRANS   N/A N/A
East Asia/Pacific GENERAL SUPPORT 12,005 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 57,672 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 159,773 CHECK/WIRE   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 159,773 WIRE TRANS   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 18,212 WIRE TRANS   N/A N/A
East Asia/Pacific EDUC/RESEARCH 131,255 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 194,617 CHECK/WIRE   N/A N/A
South America EDUC/RESEARCH 134,310 CHECK/WIRE   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 156,342 WIRE TRANS   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 888,282 WIRE TRANS   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 1,044,624 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 1,974,204 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 17,500 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 69,936 WIRE TRANS   N/A N/A
East Asia/Pacific EDUC/RESEARCH 20,369 CHECK/WIRE   N/A N/A
East Asia/Pacific GENERAL SUPPORT 69,936 WIRE TRANS   N/A N/A
South America EDUC/RESEARCH 40,427 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 222,892 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 222,365 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 17,905 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland GENERAL SUPPORT 117,065 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 117,065 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 127,762 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 280,122 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 17,145 CHECK/WIRE   N/A N/A
East Asia/Pacific GENERAL SUPPORT 106,329 WIRE TRANS   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 81,501 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 25,000 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 24,792 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 24,000 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 11,953 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 911,126 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 14,729 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 1,446,936 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 36,038 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 164,567 CHECK/WIRE   N/A N/A
South Asia CONFERENCE 44,963 WIRE TRANS   N/A N/A
South Asia GENERAL SUPPORT 17,885 WIRE TRANS   N/A N/A
South Asia EDUC/RESEARCH 44,963 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 17,885 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 13,667 CHECK/WIRE   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 125,105 WIRE TRANS   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 117,300 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 63,500 CHECK/WIRE   N/A N/A
South Asia DATA COLLECTION 63,500 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 537,500 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 297,294 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 30,600 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 17,200 CHECK/WIRE   N/A N/A
South America GENERAL SUPPORT 427,331 WIRE TRANS   N/A N/A
Russia EDUC/RESEARCH 50,929 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland MEMBERSHIP DUES 107,631 CREDIT   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 128,908 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 1,180,377 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 40,175 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 34,125 CHECK/WIRE   N/A N/A
South America EDUC/RESEARCH 137,250 CHECK/WIRE   N/A N/A
North America RESEARCH 97,110 CHECK   N/A N/A
North America EDUC/RESEARCH 97,110 CHECK   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 135,184 CHECK/WIRE   N/A N/A
North America TECH FEES 10,643 WIRE TRANS   N/A N/A
North America TRAVEL 12,919 WIRE TRANS   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 157,178 CHECK/WIRE   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 157,178 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 114,346 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 42,583 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 87,476 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 57,100 CHECK/WIRE   N/A N/A
South America EDUC/RESEARCH 92,947 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 22,750 CHECK/WIRE   N/A N/A
North America RESEARCH 31,317 CHECK   N/A N/A
North America EDUC/RESEARCH 134,812 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 10,000 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 6,392 CHECK/WIRE   N/A N/A
South Asia GENERAL SUPPORT 79,011 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 25,003 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 12,000 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 18,196 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 351,983 CHECK/WIRE   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 474,197 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 279,328 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 113,051 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 667,495 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 89,100 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 40,504 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 79,707 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 286,780 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 19,477 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 17,589 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 91,844 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 12,200 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 39,619 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 371,071 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 16,099 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 93,649 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 45,662 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 47,045 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 114,567 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 12,165 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 115,386 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 15,265 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 127,835 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 115,507 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 277,178 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 77,977 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 38,263 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 63,444 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 547,133 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 203,495 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 443,305 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 33,607 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 45,437 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 50,100 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 588,828 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 16,500 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 131,280 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 155,150 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 116,641 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 65,175 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 32,000 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 131,021 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 5,700 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 29,299 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 43,149 CHECK/WIRE   N/A N/A
South Asia EDUC/RESEARCH 125,526 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 1,140,702 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 34,588 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 269,676 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 424,614 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 18,989 CHECK/WIRE   N/A N/A
North America EDUC/RESEARCH 30,000 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 79,011 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 37,195 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 346,635 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 101,792 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 9,471 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 121,559 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 806,933 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 150,472 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 37,224 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 206,702 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 7,584 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 204,396 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 442,196 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 22,856 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 18,944 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 138,681 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 519,350 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 35,402 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 13,301 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 205,293 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 152,565 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 114,748 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 20,545 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 38,591 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 15,562 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 696,681 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 29,881 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 96,572 CHECK/WIRE   N/A N/A
East Asia/Pacific EDUC/RESEARCH 13,734 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 92,147 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 43,087 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 26,278 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 110,318 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 384,291 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 27,801 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 193,462 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 17,693 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 191,976 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 96,554 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 22,768 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 111,292 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 153,401 CHECK/WIRE   N/A N/A
Sub-Saharan Africa EDUC/RESEARCH 60,449 CHECK/WIRE   N/A N/A
Europe/Iceland/Greenland EQUIPMENT 7,050 WIRE TRANS   N/A N/A
East Asia/Pacific EQUIPMENT 54,825 CHECK   N/A N/A
Europe/Iceland/Greenland EQUIPMENT 13,394 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland GENERAL SUPPORT 11,840 CHECK   N/A N/A
Europe/Iceland/Greenland EQUIPMENT 15,665 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland EQUIPMENT 7,261 WIRE TRANS   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 56,327 WIRE TRANS   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 91,327 WIRE TRANS   N/A N/A
South America GENERAL SUPPORT 73,911 CHECK   N/A N/A
East Asia/Pacific TRAVEL SUPPORT 26,982 WIRE TRANS   N/A N/A
South America CONSULTANT FEE 184,262 WIRE TRANS   N/A N/A
South America GENERAL SUPPORT 42,090 CHECK   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 4,013,471 CHECK   N/A N/A
East Asia/Pacific GENERAL SUPPORT 8,777 WIRE TRANS   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 5,262 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland EDUC/RESEARCH 143,124 WIRE TRANS   N/A N/A
Sub-Saharan Africa TRAVEL SUPPORT 8,326 WIRE TRANS   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 18,750 WIRE TRANS   N/A N/A
Europe/Iceland/Greenland GENERAL SUPPORT 77,997 WIRE TRANS   N/A N/A
Cent. America/Caribbean CONSULTANT FEE 46,296 WIRE TRANS   N/A N/A
South Asia GENERAL SUPPORT 54,338 WIRE TRANS   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 12,720 WIRE TRANS   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 23,515 WIRE TRANS   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 11,958 WIRE TRANS   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 160,939 CHECK   N/A N/A
Sub-Saharan Africa CONSULTANT FEE 56,000 WIRE TRANS   N/A N/A
East Asia/Pacific TRAVEL SUPPORT 6,262 WIRE TRANS   N/A N/A
North America GENERAL SUPPORT 6,300 CHECK   N/A N/A
Sub-Saharan Africa GENERAL SUPPORT 701,078 WIRE TRANS   N/A N/A
South Asia GENERAL SUPPORT 13,259 WIRE TRANS   N/A N/A
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
 
3
Enter total number of other organizations or entities ........................MediumBullet
 
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
TRAVEL Cent. America/Caribbean 45 22,213 CHECK   N/A N/A
TRAVEL Cent. America/Caribbean 18 10,977 CHECK   N/A N/A
DISSERTATION East Asia/Pacific 4 57,369 CHECK   N/A N/A
FELLOWSHIP East Asia/Pacific 1 6,697 CHECK   N/A N/A
GENERAL SUPPORT East Asia/Pacific 59 98,869 CHECK   N/A N/A
INTERNSHIP AWARD East Asia/Pacific 5 19,300 DIRECT DEPOS   N/A N/A
RESEARCH East Asia/Pacific 32 78,053 DIRECT DEPOS   N/A N/A
TRAVEL East Asia/Pacific 6 18,276 CHECK   N/A N/A
TRAVEL East Asia/Pacific 18 10,578 CHECK   N/A N/A
TRAVEL East Asia/Pacific 169 326,318 CHECK   N/A N/A
FELLOWSHIP Europe/Iceland/Greenland 5 116,214 CHECK   N/A N/A
GENERAL SUPPORT Europe/Iceland/Greenland 17 133,428 CHECK   N/A N/A
HONORARIUM Europe/Iceland/Greenland 18 31,750 CHECK   N/A N/A
INTERNSHIP AWARD Europe/Iceland/Greenland 2 10,300 CHECK   N/A N/A
RESEARCH Europe/Iceland/Greenland 54 205,511 DIRECT DEPOS   N/A N/A
TRAVEL Europe/Iceland/Greenland 12 66,934 CREDIT   N/A N/A
TRAVEL Europe/Iceland/Greenland 62 42,649 CHECK   N/A N/A
TRAVEL Europe/Iceland/Greenland 167 312,970 CHECK   N/A N/A
GENERAL SUPPORT Europe/Iceland/Greenland 11 32,535 CHECK   N/A N/A
INTERNSHIP AWARD Middle East/North Africa 1 10,000 CHECK   N/A N/A
RESEARCH Middle East/North Africa 12 39,086 DIRECT DEPOS   N/A N/A
TRAVEL Middle East/North Africa 1 11,500 CREDIT   N/A N/A
TRAVEL Middle East/North Africa 25 38,947 CHECK   N/A N/A
PRIZE North America 3 10,000 CHECK   N/A N/A
GENERAL SUPPORT NORTH AMERICA 16 10,098 CHECK   N/A N/A
RESEARCH North America 3 7,750 DEPOSIT   N/A N/A
TRAVEL North America 38 18,241 CHECK   N/A N/A
TRAVEL North America 47 45,963 CHECK   N/A N/A
TRAVEL Russia 31 42,511 CHECK   N/A N/A
INTERNSHIP AWARD South America 6 19,300 CHECK   N/A N/A
RESEARCH South America 8 34,170 DIRECT DEPOS   N/A N/A
TRAVEL South America 2 5,702 CHECK   N/A N/A
TRAVEL South America 1 11,500 CREDIT   N/A N/A
TRAVEL South America 20 9,620 CHECK   N/A N/A
TRAVEL South America 70 149,563 CHECK   N/A N/A
GENERAL SUPPORT South Asia 27 53,486 CHECK   N/A N/A
INTERNSHIP AWARD South Asia 2 6,400 CHECK   N/A N/A
RESEARCH South Asia 5 22,418 CHECK   N/A N/A
TRAVEL South Asia 1 11,500 CHECK   N/A N/A
TRAVEL South Asia 3 12,588 CHECK   N/A N/A
TRAVEL South Asia 55 223,039 DIRECT DEPOS   N/A N/A
INTERNSHIP AWARD Sub-Saharan Africa 4 15,200 CHECK   N/A N/A
RESEARCH Sub-Saharan Africa 11 80,899 CHECK   N/A N/A
TRAVEL Sub-Saharan Africa 9 6,000 CHECK   N/A N/A
TRAVEL Sub-Saharan Africa 70 88,806 CHECK   N/A N/A
GENERAL SUPPORT Sub-Saharan Africa 8 16,877 CHECK   N/A N/A
DISASTER ASSISTANCE East Asia/Pacific 1 8,839 CHECK   N/A N/A
DISASTER ASSISTANCE Cent. America/Caribbean 1 9,077 CHECK   N/A N/A
LECTURE Russia 2 7,512 CHECK   N/A N/A
NSF GRANT South Asia 1 8,165 CHECK   N/A N/A
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 5
Part V
Supplemental Information
Complete this part to provide the information (see instructions) required in Part I, line 2, and any additional information.
Identifier ReturnReference Explanation
SUPPLEMENTAL INFORMATION   SCHEDULE F, PART I, LINE 2 ORGANIZATION'S PROCEDURES FOR MONITORING GRANT FUNDS THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF ALL SPONSORED PROJECT GRANT FUNDING. THIS POLICY IS CONTAINED IN THE "SPONSORED PROJECTS HANDBOOK". THE POLICY STATES THAT THE PRIMARY OBLIGATION FOR THE DAY-TO-DAY MANAGEMENT OF SPONSORED PROJECTS AND INSURING COMPLIANCE WITH FEDERAL AND OTHER SPONSOR REGULATIONS IS THE RESPONSIBILITY OF THE PRINCIPAL INVESTIGATOR SUPPORTED, AS NECESSARY, BY HIS OR HER ADMINISTRATIVE STAFF. ADDITIONALLY, THE POLICY SPECIFIES THE FOLLOWING MONITORING PROCEDURES: - MONTHLY ACCOUNT RECONCILIATION - REVIEW OF SALARY AND BENEFIT CHARGES - REVIEW OF VENDOR INVOICES - REVIEW OF CHARGES INITIATED BY SERVICE OR RECHARGE CENTERS - REVIEW OF FACILITIES AND ADMINISTRATIVE CHARGES - MONITORING OF SUB-AWARDS THROUGH REVIEW OF CHARGES AND TECHNICAL PERFORMANCE REPORTS, CONDUCTING PERIODIC ONSITE VISITS, AND INITIATING AUDITS/REVIEWS WHEN NECESSARY EXPENDITURES RELATED TO FOREIGN ACTIVITY EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. MOST OF THE ACTIVITY RELATES TO U.S. GOVERNMENT FUNDED PROGRAM SERVICES. OTHER ACTIVITY INCLUDES FACULTY AND STAFF TRAVEL FOR EDUCATIONAL, RESEARCH, FUNDRAISING AND OTHER PROGRAM SERVICES. NOT ALL OF THE OVERSEAS EXPENDITURES ARE SEPARATELY TRACKED AS FOREIGN ACTIVITY. THE AMOUNTS REPRESENTED ON SCHEDULE F REPRESENT THE UNIVERSITY'S GOOD FAITH EFFORTS TO CAPTURE FOREIGN ACTIVITY. CONSISTENT WITH THESE EFFORTS, LINE (11) ON PAGE 2 OF SCHEDULE F INCLUDES $11,155,934 FOR GRANTMAKING ACTIVITY IN SUB-SAHARAN AFRICA FOR WHICH INDIVIDUAL GRANT AMOUNTS ARE NOT SHOWN IN PART II OF SCHEDULE F. THESE GRANTS WERE GENERALLY MADE TO SUPPORT EDUCATION AND RESEARCH OR FOR GENERAL PROGRAM SUPPORT AND PAID BY WIRE TRANSFER. -------------------------------------------------------------- FORM 990, SCHEDULE F, PART I THE AMOUNTS LISTED ON SCHEDULE F, PART I AS TOTAL EXPENDITURES FOR INVESTMENTS FOR CERTAIN REGIONS INCLUDES BOTH THE BOOK VALUE OF INVESTMENTS AND SEPARATELY TRACKED INVESTMENT EXPENDITURES IN THAT REGION. THE BREAKOUT OF THE AMOUNTS ARE AS FOLLOWS: 1) CENTRAL AMERICA AND THE CARIBBEAN - BOOK VALUE $3,225,376,389 2) EAST ASIA AND THE PACIFIC - BOOK VALUE $433,408,965 AND EXPENDITURES $22,124,221 3) EUROPE - BOOK VALUE $561,443,866 AND EXPENDITURES $1,957,151 4) NORTH AMERICA - BOOK VALUE $21,753,778 5) SOUTH AMERICA - EXPENDITURES $41,032 6) SUB-SAHARAN AFRICA - BOOK VALUE $41,382,642 ------------------------------------------------------------
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2010
Additional Data


Software ID:  
Software Version:  



SCHEDULE G
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,
or if the organization entered more than $15,000 on Form 990-EZ, line 6a.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
RUFFALO CODY AND ASSOCIATES
PO BOX 3018
 
CEDAR RAPIDS, IA52406 		CONSULTING   No 932,549 397,040 535,509
MARILYN SILVERSTEIN
24 MERRILL ROAD
 
WATERTOWN, MA02472 		CONSULTING   No 3,590,967 130,634 3,460,333
MARTS AND LUNDY
1200 WALL STREET WEST
 
LYNDHURST, NJ07071 		CONSULTING   No 59,017,795 38,877 58,978,918
RICHARD BOARDMAN
17 LONGFELLOW ROAD
 
WELLESLEY, MA02481 		CONSULTING   No 15,685,000 9,050 15,675,950
WILLIAM BOARDMAN
521 HAMMOND STREET
 
CHESTNUT HILL, MA02467 		CONSULTING   No 12,399,506 52,623 12,346,883
Total .................right arrow 91,625,817 628,224 90,997,593
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
NY
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

ANNUAL DINNER
(event type) 		(b) Event #2

AWARDS DINNER
(event type) 		(c) Other Events

48
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 1,322,343 746,775 4,302,566 6,371,684
2 Less: Charitable
contributions . . . 		1,150,293 576,675 2,779,134 4,506,102
3 Gross income (line 1
minus line 2) . . . 		172,050 170,100 1,523,432 1,865,582
VerticalDirectExpenses 4 Cash prizes . . . 0 0 0 0
5 Non-cash prizes . . 1,200 6,745   7,945
6 Rent/facility costs . . 0 3,225   3,225
7 Food and beverages . . 248,478 174,687   423,165
8 Entertainment . . . 0 0   0
9 Other direct expenses . 30,838 124,874 1,523,432 1,679,144
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 2,113,479
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow -247,897
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ...........................
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
Schedule G (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) 1199 SEIU NATL BENEFITFUND FOR HEALTH AND HUMAN SERV
330 WEST 42ND STREET
NEW YORK,NY10036 		13-1628401 501(C)(3) 20,000   N/A N/A RESEARCH
(2) ADULTS AND CHILDREN IN TRUST1047 AMSTERDAM AVENUE
NEW YORK,NY10025 		13-1623934 501(C)(3) 11,500   N/A N/A FINANCIAL AID
(3) ALBANY MED COLLEGESPONSORED PROGRAMS MC-107
47 NEW SCOTLAND AVE
ALBANY,NY12208 		14-1338310 501(C)(3) 359,738   N/A N/A RESEARCH
(4) ALBERT EINSTEIN COLLEGE OF MED1300 MORRIS PARK AVE
BRONX,NY10461 		13-1624225 501(C)(3) 2,904,112   N/A N/A RESEARCH
(5) ALEXANDER ROBERTSON SCHOOL3 WEST 95TH STREET
NEW YORK,NY10025 		13-1760095 501(C)(3) 8,000   N/A N/A FINANCIAL AID
(6) ALIANZA DOMINICANA INC2410 AMSTERDAM AVE
NEW YORK,NY10033 		13-3402057 501(C)(3) 171,634   N/A N/A RESEARCH
(7) AMER COLLEGE OF NURSE MIDWIVES8403 COLESVILLE ROAD
SUITE 1550
SILVER SPRING,MD20910 		74-1685515 501(C)(3) 97,655   N/A N/A RESEARCH
(8) AMER MUSEUM OF NATURAL HISTORY79TH ST AT CENTRAL PARK WEST
NEW YORK,NY10024 		13-6162659 501(C)(3) 26,601   N/A N/A RESEARCH
(9) APICC/O KATHY WAREY
1275 K STREET NW SUITE 1000
WASHINGTON,DC20009 		23-7256856 501(C)(3) 45,600   N/A N/A RESEARCH
(10) ARC XVI FT WA4111 BROADWAY
NEW YORK,NY10033 		13-2745426 501(C)(3) 100,000   N/A N/A RESEARCH
(11) ARTSTOR151 EAST 61ST STREET
NEW YORK,NY10065 		30-0152767 501(C)(3) 121,505   N/A N/A RESEARCH
(12) ATMOSPHERIC & ENVIRONMENTALPO BOX 5175
NEW YORK,NY10087 		04-2608324 501(C)(3) 13,059   N/A N/A RESEARCH
(13) AZ STATE UNIVERSITYAWARD MANAGEMENT
PO BOX 876011
TEMPE,AZ85287 		86-0196696 501(C)(3) 153,927   N/A N/A RESEARCH
(14) BARNARD COLLEGE3009 BROADWAY
CONTROLLERS OFF 015 MILBANK
NEW YORK,NY10027 		13-1628149 501(C)(3) 387,457   N/A N/A RESEARCH
(15) BARROW ARCTIC SCI CONSORTIUMPO BOX 577
BARROW,AK99723 		92-0158733 501(C)(3) 30,084   N/A N/A RESEARCH
(16) BATTELLEATTN CASHIER
PO BOX 84262
SEATTLE,WA98124 		31-4379427 501(C)(3) 37,117   N/A N/A RESEARCH
(17) BAYLOR COLLEGE OF MEDICINEBAYLOR COLLEGE OF MEDICINE
PO BOX 201361
HOUSTON,TX77216 		74-1613878 501(C)(3) 268,077   N/A N/A RESEARCH
(18) BAYLOR RES INSTTEXAS NEUROLOGY PA-RES DPT
6301 GASTON AVENUESUITE 100
DALLAS,TX75214 		75-2654757 501(C)(3) 17,779   N/A N/A RESEARCH
(19) BETH ISRAEL MED CTR515 WEST 57TH STREET
ACCOUNTS PAYABLE
NEW YORK,NY10019 		13-5564934 501(C)(3) 20,000   N/A N/A RESEARCH
(20) BIOSBERMUDA INSTITUTE OF OCEAN SCI
C/O BURKE HERBERT BANK PO BOX 60
ALEXANDRIA,VA22313 		06-0706038 501(C)(3) 124,411   N/A N/A RESEARCH
(21) BK STREET COLLEGE OF EDU610 W 112 ST
NEW YORK,NY10025 		13-5562167 501(C)(3) 16,303   N/A N/A RESEARCH
(22) BLOOD SYS INCPO BOX 53022
PHOENIX,AZ85072 		86-0098929 501(C)(3) 6,543   N/A N/A RESEARCH
(23) BOSTON MED CTR CORPRESEARCH AND SERV GRANTS ADMIN
PO BOX 845700
BOSTON,MA02284 		04-3314093 501(C)(3) 59,244   N/A N/A RESEARCH
(24) BOSTON UNIVERSITYOFFICE OF THE COMPTROLLER
GRANT AND CONTRACT ACCOUNTING 25 B
BOSTON,MA02215 		04-2103547 501(C)(3) 803,555   N/A N/A RESEARCH
(25) BRANDEIS UNIVERSITYSPONSORED PROGRAMS ACCOUNTING
MS 144 PO BOX 549110
WALTHAM,MA02454 		21-2103552 501(C)(3) 272,574   N/A N/A RESEARCH
(26) BRENTWOOD BIOMEDICAL RES INSTATTN KENNETH HICKMAN
11301 WILSHIRE BLVD BLDG 114 ROO
LOS ANGELES,CA90073 		95-4183712 501(C)(3) 8,500   N/A N/A RESEARCH
(27) BRIGHAM & WOMENS HOSPITALPO BOX 3887
BOSTON,MA02241 		04-2312909 501(C)(3) 248,329   N/A N/A RESEARCH
(28) BROADWAY COMMUNITY INC601 WEST 114TH STREET
NEW YORK,NY10025 		13-3652817 501(C)(3) 8,000   N/A N/A SUPPLIES FOR PANTRY
(29) BROADWAY PRESBYTERIAN CHURCHBROADWAY PRESBYTERIAN NURSERY SCHOO
601 WEST 114TH STREET
NEW YORK,NY10025 		13-1623916 501(C)(3) 8,000   N/A N/A FINANCIAL AID
(30) BRONX LEBANON HOSPITAL CTR1276 FULTON AVE
BRONX,NY10456 		13-1974191 501(C)(3) 734,527   N/A N/A RESEARCH
(31) BROWN UNIVERSITYCASHIERS OFFICE
PO BOX 1911
PROVIDENCE,RI02912 		05-0258804 501(C)(3) 70,710   N/A N/A RESEARCH
(32) CA INST OF TECHTREASURY SERVICES
1200 E CALIFORNIA BLVD
PASADENA,CA91125 		95-1643307 501(C)(3) 250,427   N/A N/A RESEARCH
(33) CA PACIFIC MED CTR RES INSTC/O KEVIN SULLIVAN
475 BRANNAN STREET SUITE 220
SAN FRANCISCO,CA94107 		94-0562680 501(C)(3) 29,166   N/A N/A RESEARCH
(34) CARE GROUP LLC8333 NAAB ROAD SUITE 400
ATT RESEARCH DIRECTOR
INDIANAPOLIS,IN46260 		35-2000276 501(C)(3) 13,200   N/A N/A RESEARCH
(35) CARLETON COLLEGE SERCONE NORTH COLLEGE ST B SERC
SCIENCE EDUCATION RESOURCE CTR
NORTHFILED,MN55057 		41-0694747 501(C)(3) 7,263   N/A N/A RESEARCH
(36) CARNEGIE HILL IMAGING70 EAST 90TH STREET
NEW YORK,NY10128 		20-3492938 501(C)(3) 55,671   N/A N/A RESEARCH
(37) CARNEGIE MELLON UNIVERSITYP O BOX 371032M
PITTSBURGH,PA15250 		25-0969449 501(C)(3) 9,102   N/A N/A RESEARCH
(38) CATHEDRAL COMMUNITY CARES OF ST JOHN THE DIVINE1047 AMSTERDAM AVENUE
NEW YORK,NY10025 		13-1623934 501(C)(3) 8,000   N/A N/A SUPPLIES FOR PANTRY
(39) CHAI383 DORCHESTER AVENUE
SUITE 400
BOSTON,MA02127 		27-1414646 501(C)(3) 149,605   N/A N/A RESEARCH
(40) CHILDFUND INTL USA2821 EMERYWOOD PARKWAY
PO BOX 26484
RICHMOND,VA23261 		54-0536100 501(C)(3) 175,634   N/A N/A RESEARCH
(41) CHILDRENS HOSPITAL300 LONGWOOD AVE
RES FINANCE DEPT
BOSTON,MA02115 		04-2774441 501(C)(3) 24,325   N/A N/A RESEARCH
(42) CHILDRENS HOSPITALLOS ANGELES
4650 SUNSET BOULEVARD
LOS ANGELES,CA90027 		95-1690977 501(C)(3) 147,270   N/A N/A RESEARCH
(43) CHILDRENS HOSPITAL OF ORANGE455 SOUTH MAIN STREET
C/O DANIELLE HOWARD ASSISTANT DIRE
ORANGE,CA92868 		95-2321786 501(C)(3) 10,213   N/A N/A RESEARCH
(44) CHILDRENS HOSPITAL OF PHILADELPHIALOCK BOX 1457 POBOX 8500
PHILADELPHIA,PA19178 		23-1352166 501(C)(3) 151,167   N/A N/A RESEARCH
(45) CHILDREN'S LEARNING CENTER OF MORNINGSIDE HEIGHTS90 LA SALLE STREET
NEW YORK,NY10025 		13-4111840 501(C)(3) 10,000   N/A N/A FINANCIAL AID
(46) CHRISTIANA CARE HEALTH SERV4735 OGLETOWN-STANTON ROAD
MAP 2 SUITE 3203
NEWARK,DE19713 		51-0103684 501(C)(3) 747,349   N/A N/A RESEARCH
(47) CICATELLI ASSO INC505 8TH AVE
16TH FLOOR
NEW YORK,NY10018 		13-3020576 501(C)(3) 324,513   N/A N/A RESEARCH
(48) CLINICAL RES FOUND INC800 ZORN AVENUE
LOUISVILLE,KY40206 		61-1144514 501(C)(3) 7,700   N/A N/A RESEARCH
(49) CNTR FOR FETAL MED & WOMEN6310 W SAN VINCENTE BLVD
510
LOS ANGELES,CA90048 		95-3865023 501(C)(3) 64,996   N/A N/A RESEARCH
(50) COLD SPRING HARBOR LABKATHLEEN WALL-ROONEY
OFFICE OF SPONSORED PROGRAMS PO
COLD SPRING HA,NY11724 		11-2013303 501(C)(3) 681,294   N/A N/A RESEARCH
(51) COLUMBIA UNIVERSITY DICK SAVITT TENNIS CENTER575 WEST 218TH STREET
NEW YORK,NY10034 		13-5598093 501(C)(3) 7,000   N/A N/A RESEARCH
(52) COMMUNITY IMPACT INCCOLUMBIA UNIVERSITY
2980 BROADWAY 105 EARL HALL
NEW YORK,NY10027 		13-3386904 501(C)(3) 11,000   N/A N/A YOUTH PROGRAMS
(53) COMMUNITY RES INITIATIVE230 WEST 38TH STREET
17TH FLOOR
NEW YORK,NY10018 		13-3632234 501(C)(3) 17,081   N/A N/A RESEARCH
(54) COOK FOR YOUR LIFE32 BROADWAY
SUITE 1101
NEW YORK,NY10004 		26-0525634 501(C)(3) 29,687   N/A N/A RESEARCH
(55) COOPER HEALTH SYS3 COOPER PLAZA
SUITE 220
CAMDEN,NJ08103 		21-0634462 501(C)(3) 109,651   N/A N/A RESEARCH
(56) CORNELL UNIVERSITYSPONSORED FUNDS ACCT
PO BOX 22
ITHACA,NY14851 		15-0532082 501(C)(3) 1,372,387   N/A N/A RESEARCH
(57) CORNELL UNIVERSITY MED COLLEGEFINANCE RESEARCH ACCOUNTING
575 LEXINGTON AVENUE 9TH FLOOR
NEW YORK,NY10022 		13-1623978 501(C)(3) 2,256,406   N/A N/A RESEARCH
(58) CRA INCATTN MARTHA HEATLEY
5901 PALISADE AVENUE
RIVERDALE,NY10471 		23-7227845 501(C)(3) 18,000   N/A N/A RESEARCH
(59) CREIGHTON UNIVERSITY2500 CALIFORNIA PLAZA
CONTROLLER S OFFICE
OMAHA,NE68178 		47-0376583 501(C)(3) 31,420   N/A N/A RESEARCH
(60) DCMFM OF CHRISTIANA CARE774 CHRISTIANA ROAD
SUITE 109
NEWARK,DE19713 		20-5891272 501(C)(3) 229,903   N/A N/A RESEARCH
(61) DENVER RES INST1055 CLERMONT ST
DENVER,CO80220 		84-1392442 501(C)(3) 10,000   N/A N/A RESEARCH
(62) DREXEL UNIVERSITYCOMMERCE BANK
PO BOX 95000-1090
PHILADELPHIA,PA19195 		23-1352630 501(C)(3) 14,180   N/A N/A RESEARCH
(63) DREXEL UNIVERSITY COLLEGE OFPO BOX 95000-1010
PHILADELPHIA,PA19195 		23-2979433 501(C)(3) 170,131   N/A N/A RESEARCH
(64) DUKE UNIVERSITYOFFICE OF SPONSORED PROGRAMS
2200 WEST MAIN STREET SUITE 300
DURHAM,NC27705 		56-0532129 501(C)(3) 227,034   N/A N/A RESEARCH
(65) ECONOMIC OPPORTUNITY COMMOF NASSAU COUNTY INC
134 JACKSON STREET
HEMPSTEAD,NY11550 		11-2195458 501(C)(3) 224,388   N/A N/A RESEARCH
(66) ED DEV CTR INC55 CHAPEL ST
ATTN ACCOUNTS RECEIVABLE
NEWTON,MA02458 		04-2241718 501(C)(3) 98,741   N/A N/A RESEARCH
(67) EMORY UNIVERSITYOFFICE OF GRANTS CONTRACTS
4TH FLOOR MS 1599-001-1BH 1599 CL
ATLANTA,GA30322 		58-0566256 501(C)(3) 631,301   N/A N/A RESEARCH
(68) EMSIPOBOX 202669
DALLAS,TX75320 		75-1444139 501(C)(3) 260,446   N/A N/A RESEARCH
(69) EUREKA SCIENTIFIC2452 DELMER STREET
STE 100
OAKLAND,CA94602 		94-3160967 501(C)(3) 12,477   N/A N/A RESEARCH
(70) FAMILY HEALTH INTLPO BOX 13950
RES TRIANGLE PK,NC27709 		23-7413005 501(C)(3) 280,271   N/A N/A RESEARCH
(71) FEINSTEIN INST FOR MED RESOFFICE OF GRANTS CONTRACTS
NORTH SHORE-LONG ISLAND JEWISH 5 D
LAKE SUCCESS,NY11042 		11-2673595 501(C)(3) 11,590   N/A N/A RESEARCH
(72) FIGURE SKATING IN HARLEM361 WEST 125TH STREET
FOURTH FLOOR
NEW YORK,NY10027 		13-3945168 501(C)(3) 6,000   N/A N/A YOUTH PROGRAMS
(73) FRED HUTCHINSONCANCER RES CTR
1100 FAIRVIEW AVE N PO BOX 19024
SEATTLE,WA98109 		23-7156071 501(C)(3) 420,065   N/A N/A RESEARCH
(74) GA STATE UNIVERSITYOFFICE OF RESEARCH
PO BOX 3999
ATLANTA,GA30302 		58-1845423 501(C)(3) 19,074   N/A N/A RESEARCH
(75) GA TECH RES CORPPO BOX 100117
ATLANTA,GA30384 		58-0603146 501(C)(3) 15,471   N/A N/A RESEARCH
(76) GALOIS INC421 SW SIXTH SUITE 300
PORTLAND,OR97204 		93-1278540 501(C)(3) 82,948   N/A N/A RESEARCH
(77) GEISINGER CLINIC100 NORTH ACADEMY AVENUE
WEIS CENTER FOR RESEARCH
DANVILLE,PA17822 		23-6291113 501(C)(3) 54,124   N/A N/A RESEARCH
(78) GEORGE MASON UNIVERSITYOFFICE OF SPONSORED PROGRAMS
CASHIRE S OFFICE - MS 2E1 4400 UNI
FAIRFAX,VA22030 		54-0836354 501(C)(3) 257,113   N/A N/A RESEARCH
(79) GEORGE WA UNIVERSITYGRANTS CONTRACTS ACCOUNTING
44983 KNOLL SQUARE BUILDING II SEC
ASHBURN,VA20147 		53-0196584 501(C)(3) 264,111   N/A N/A RESEARCH
(80) GEORGETOWN UNIVERSITYOFFICE OF SPONSORED ACCOUNTING
BOX 571164
WASHINGTON,DC20057 		53-0196603 501(C)(3) 284,837   N/A N/A RESEARCH
(81) GRAHAM WINDHAM- BEACON CENTER YOUTH LITERACY PROGR625 WEST 133RD STREET
ROOM 252
NEW YORK,NY10027 		13-2926426 501(C)(3) 6,000   N/A N/A FAMILY ENRICHMENT
(82) GULF REGIONAL RES109 HOLLY DRIVE
METARIE,LA70005 		72-1485603 501(C)(3) 7,500   N/A N/A RESEARCH
(83) HALE HOUSE CENTER INC152 WEST 122ND STREET
NEW YORK,NY10027 		13-2700687 501(C)(3) 9,000   N/A N/A FINANCIAL AID
(84) HARLEM ACADEMY1330 FIFTH AVENUE
NEW YORK,NY10026 		56-2454573 501(C)(3) 9,000   N/A N/A FINANCIAL AID
(85) HARLEM HOSPITAL CTR506 LENOX AVE
NEW YORK,NY10037 		13-2655001 501(C)(3) 466,495   N/A N/A RESEARCH
(86) HARLEM UNITED COMMUN AIDS CTR123-125 WEST 124TH STREET
NEW YORK,NY10027 		13-3461695 501(C)(3) 79,150   N/A N/A RESEARCH
(87) HARVARD UNIVERSITYPRESIDENT FELLOWS OF HARVARD
PO BOX 415649
BOSTON,MA02241 		04-2103580 501(C)(3) 497,798   N/A N/A RESEARCH
(88) HEALTH RES INCRIVERVIEW CENTER
150 BROADWAY SUITE 560
MENANDS,NY12204 		14-1402155 501(C)(3) 186,039   N/A N/A RESEARCH
(89) HENRY FORD HEALTH SYSONE FORD PLACE 5EF
DETROIT,MI48202 		13-8125702 501(C)(3) 113,037   N/A N/A RESEARCH
(90) HENRY JACKSON FOUNDFOR THE ADVANCEMENT OF MILITAR
6720-A ROCKLEDGE DRIVE SUITE 100
BETHESDA,MD20817 		52-1317896 501(C)(3) 135,427   N/A N/A RESEARCH
(91) HHARAT RIVERDALE
5901 PALISADE AVE
RIVERDALE,NY10471 		13-1739971 501(C)(3) 215,479   N/A N/A RESEARCH
(92) HOSPITAL FOR SPECIAL CARE2150 CORBIN AVENUE
NEW BRITAIN,CT06053 		06-0646766 501(C)(3) 89,953   N/A N/A RESEARCH
(93) HOSPITAL FOR SPECIAL SURGERY535 EAST 70TH STREET
NEW YORK,NY10021 		13-1624135 501(C)(3) 154,713   N/A N/A RESEARCH
(94) IN UNIVERSITYFINANCIAL MANAGEMENT SERVICES
P O BOX 66057
INDIANAPOLIS,IN46266 		35-6001673 501(C)(3) 433,812   N/A N/A RESEARCH
(95) INSTR SOFTWARE TECH INCPO BOX 963
NEW PALTZ,NY12561 		14-1802784 501(C)(3) 40,000   N/A N/A RESEARCH
(96) JOHN HOPKINS UNIVERSITYCENTRAL LOCKBOX
C/O BANK OF AMERICA 100 WEST 33RD
NEW YORK,NY10001 		52-0595110 501(C)(3) 149,423   N/A N/A RESEARCH
(97) JOHNS HOPKINS UNIVERSITY CENTRALCENTRAL LOCKBOX C/O
BANK OF AMERICA 12529 COLLECTIONS
CHICAGO,IL60693 		15-2059511 501(C)(3) 1,469,472   N/A N/A RESEARCH
(98) JSI RES & TRAINING INST44 FARNSWORTH STREET
BOSTON,MA02210 		04-2679824 501(C)(3) 153,748   N/A N/A RESEARCH
(99) KAISER FOUND RES INST1800 HARRISON ST 16TH FLR
OAKLAND,CA94612 		94-1105628 501(C)(3) 507,621   N/A N/A RESEARCH
(100) KUMC RES INSTKUMC RES INSTITUTE INC
ATTN SPONSORED PROGRAMS ADMIN 390
KANSAS CITY,KS66160 		48-1108830 501(C)(3) 11,819   N/A N/A RESEARCH
(101) LA BIOMEDICAL RES INSTPO BOX 60637-TERMINAL ANNEX
LOS ANGELES,CA90060 		95-2138184 501(C)(3) 26,570   N/A N/A RESEARCH
(102) LA STATE UNIVERSITYOFFICE OF ACCOUNTING SERVICES
SPONSORED PROGRAM ACCOUNTING
BATON ROUGE,LA70803 		72-6000848 501(C)(3) 20,629   N/A N/A RESEARCH
(103) LEHIGH VALLEY HEALTH SERVFINANCE DEPARTMENT
2100 MACK BLVD 5TH FLOOR
ALLENTOWN,PA18103 		23-1689692 501(C)(3) 25,737   N/A N/A RESEARCH
(104) LONG ISLAND UNIVERSITY700 NORTHERN BLVD
BROOKVILLE,NY11548 		11-1633516 501(C)(3) 49,214   N/A N/A RESEARCH
(105) LOVELACE BIOMEDICAL & ENV2425 RIDGECREST DR SE
ALBUQUERQUE,NM87108 		51-0154068 501(C)(3) 29,445   N/A N/A RESEARCH
(106) LSU HEALTH SCIENCES CTROFFICE OF SPONSORED PROGRAMS
1501 KINGS HIGHWAY 1-214
SHREVEPORT,LA71103 		72-0702002 501(C)(3) 19,294   N/A N/A RESEARCH
(107) MA GEN HOSPITALBANK OF AMERICA
MASS GEN HOSPITAL RESEARCH FINANCE
BOSTON,MA02241 		04-1564655 501(C)(3) 1,513,859   N/A N/A RESEARCH
(108) MAGEE SCIENTIFIC1101 COWPER STREET
BERKELEY,CA94702 		51-0620129 501(C)(3) 68,902   N/A N/A RESEARCH
(109) MAYO CLINIC200 1ST STREET SW
ROCHESTER,MN55905 		41-6011702 501(C)(3) 111,127   N/A N/A RESEARCH
(110) MAYO CLINIC JACKSONVILLE4500 SAN PABLO ROAD
GRIFFIN MEDICAL RESEARCH
JACKSONVILLE,FL32224 		59-3337028 501(C)(3) 70,967   N/A N/A RESEARCH
(111) MCGRIPO BOX 945552
ATTN CLAIMS
ATLANTA,GA30394 		58-1418202 501(C)(3) 28,630   N/A N/A RESEARCH
(112) ME GEOLOGICAL SURVEYSTATE OF MAINE
22 STATE HOUSE STATION
AUGUSTA,ME04333 		01-6000001 501(C)(3) 67,072   N/A N/A RESEARCH
(113) ME MED CTR22 BRAMHALL STREET
PORTLAND,ME04102 		01-0238552 501(C)(3) 100,503   N/A N/A RESEARCH
(114) MED COLLEGE OF WI8701 WATERTOWN PLANK ROAD
MILWAUKEE,WI53226 		39-0806261 501(C)(3) 10,072   N/A N/A RESEARCH
(115) MEDSTAR RES INSTBOX 632010
BALTIMORE,MD21263 		52-6056274 501(C)(3) 8,400   N/A N/A RESEARCH
(116) MEMORIAL SLOAN KETTERINGCANCER CTR FINANCE
PO BOX 26338 GENERAL POST OFFICE
NEW YORK,NY10087 		13-1924236 501(C)(3) 471,411   N/A N/A RESEARCH
(117) MI STATE UNIVERSITY218 W FEE HALL
CTSI ATTN ANN SMITH
EAST LANSING,MI48824 		38-6005984 501(C)(3) 271,870   N/A N/A RESEARCH
(118) MINNEAPOLIS HEART INST FOUND920 E 28TH STREET
SUITE 100
MINNEAPOLIS,MN55407 		41-1426406 501(C)(3) 136,200   N/A N/A RESEARCH
(119) MITCASHIERS OFFICE NE49-3077
77 MASSACHUSETTS AVENUE
CAMBRIDGE,MA02139 		04-2103594 501(C)(3) 736,087   N/A N/A RESEARCH
(120) MONTEFIORE MED CNTRGPO 29581
NEW YORK,NY10087 		13-1740114 501(C)(3) 99,000   N/A N/A RESEARCH
(121) MOREHOUSE SCH OF MEDICINE720 WESTVIEW DRIVE SW
ATLANTA,GA30310 		58-1438873 501(C)(3) 7,000   N/A N/A RESEARCH
(122) MOUNT SINAI MEDICAL CTRONE GUSTAVE L LEVY PLACE
BOX 3500
NEW YORK,NY10029 		13-1624096 501(C)(3) 24,948   N/A N/A RESEARCH
(123) MOUNT SINAI SCH OF MEDICINE1 GUSTAVE LEVY PLACE
NEW YORK,NY10029 		13-6171197 501(C)(3) 1,034,516   N/A N/A RESEARCH
(124) N CAROLINA A T STATE UNIVERSITYOFFICE OF CONTRACTS GRANTS
1601 E MARKET STREET
GREENSBORO,NC27411 		56-6000007 501(C)(3) 392,702   N/A N/A RESEARCH
(125) N SHORE LIJ HEALTH SYSFINANCE DEPT
972 BRUSH HOLLOW ROAD 5TH FLOOR
WESTBURY,NY11590 		11-3418133 501(C)(3) 180,389   N/A N/A RESEARCH
(126) NATL AERONAUTICS & SPACE4800 OAK GROVE DRIVE
ATTN RAYMOND WILKENS
PASADENA,CA91109 		53-0201509 501(C)(3) 237,737   N/A N/A RESEARCH
(127) NATL BUREAU OF ECONOMIC RES IN365 FIFTH AVENUE
5TH FLOOR SUITE 5318
NEW YORK,NY10016 		13-1641075 501(C)(3) 51,898   N/A N/A RESEARCH
(128) NATL JEWISH HEALTH1400 JACKSON ST ROOM M213
ATTN DIANE SULLIVAN
DENVER,CO80206 		74-2044647 501(C)(3) 15,776   N/A N/A RESEARCH
(129) NATL OPINION RES CTR55 EAST MONROE STREET
20TH FLOOR
CHICAGO,IL60603 		36-2167808 501(C)(3) 350,088   N/A N/A RESEARCH
(130) NAZARENE COMPASSIONATE12351 W 96TH TERRACE
SUITE 100
LENEXA,KS66215 		43-1550318 501(C)(3) 219,112   N/A N/A RESEARCH
(131) NC STATE UNIVERSITYOFFICE OF CONTRACTS AND GRANTS
BOX 7214
RALEIGH,NC27695 		56-6000756 501(C)(3) 104,065   N/A N/A RESEARCH
(132) NEW AMER FOUND1899 L STREET NW
SUITE 400
WASHINGTON,DC20036 		52-2096845 501(C)(3) 17,133   N/A N/A RESEARCH
(133) NEW YORK ACADEMY OF MEDICINEBUSINESS OFFICE
1216 FIFTH AVENUE ROOM 600
NEW YORK,NY10029 		13-1656674 501(C)(3) 148,312   N/A N/A RESEARCH
(134) NEW YORK BOTANICAL GARDENS2900 SOUTHERN BLVD
ATTN CELINETT RODRIQUEZ
BRONX,NY10458 		13-1693134 501(C)(3) 49,585   N/A N/A RESEARCH
(135) NEW YORK MED ALLIANCE1400 PELHAM PARKWAY S BLD 1
3C15 ACP
BRONX,NY10461 		13-4169311 501(C)(3) 70,135   N/A N/A RESEARCH
(136) NEW YORK MED COLLEGE40 SUNSHINE COTTAGE
UNIVERSITY REGISTRAR-ROOM 127
VALHALLA,NY10595 		13-1099420 501(C)(3) 16,911   N/A N/A RESEARCH
(137) NEW YORK PRESBYTERIAN HOSPITAL525 EAST 68TH STREET
BOX 156
NEW YORK,NY10021 		13-3957095 501(C)(3) 446,136   N/A N/A RESEARCH
(138) NEW YORK UNIVERSITY726 BROADWAY
9TH FLOOR
NEW YORK,NY10003 		13-5562308 501(C)(3) 339,931   N/A N/A RESEARCH
(139) NJ INST OF TECHPO BOX 18110
NEWARK,NJ07191 		22-6000910 501(C)(3) 16,363   N/A N/A RESEARCH
(140) NORTHERN CA INSTFOR RESEARCH AND EDUCATION INC
4150 CLEMENT STREET
SAN FRANCISCO,CA94121 		94-3084159 501(C)(3) 144,193   N/A N/A RESEARCH
(141) NORTHERN IL UNIVERSITYGRANT FISCAL ADMINISTRATION
LOWDEN HALL 201
DEKALB,IL60115 		36-6008480 501(C)(3) 55,908   N/A N/A RESEARCH
(142) NORTHERN MANHATTAN PERINATALPARTNERSHIP
127 WEST 127TH STREET
NEW YORK,NY10027 		13-3782555 501(C)(3) 20,000   N/A N/A RESEARCH
(143) NORTHWESTERN UNIVERSITYACCOUNTING SERVICES FOR RESEARCH AN
750 N LAKE SHORE DRIVE 7TH FLOOR
CHICAGO,IL60611 		36-2167817 501(C)(3) 108,579   N/A N/A RESEARCH
(144) NY BLOOD CTRACCOUNTS RECEIVABLE
PO BOX 9674
UNIONDALE,NY11553 		13-1949477 501(C)(3) 1,550,882   N/A N/A RESEARCH
(145) NY STEM CELL FOUND1995 BROADWAY
SUITE 600
NEW YORK,NY10023 		20-2905531 501(C)(3) 506,286   N/A N/A RESEARCH
(146) NYC DEPT HLTH & MENTAL HYGIENE125 WORTH STREET
ROOM 204
NEW YORK,NY10013 		13-6400434 501(C)(3) 217,065   N/A N/A RESEARCH
(147) NYHQ MED STAFF SOC56-45 MAIN STREET
ATTN MEDICAL STAFF SOC
FLUSHING,NY11355 		11-1839362 501(C)(3) 90,418   N/A N/A RESEARCH
(148) NYU SCH OF MEDICINESPONSORED PROGRAMS
PO BOX 415026
BOSTON,MA02241 		13-5562309 501(C)(3) 1,362,065   N/A N/A RESEARCH
(149) OH STATE UNIVERSITY1960 KENNY ROAD
COLUMBUS,OH43210 		31-6025986 501(C)(3) 100,502   N/A N/A RESEARCH
(150) OR HEALTH & SCI UNIVERSITYOFFICE TECHNOLOGY RESEARCH COLLAB
2525 SW FIRST AVE SUITE 120
PORTLAND,OR97201 		93-1176109 501(C)(3) 6,466   N/A N/A RESEARCH
(151) PACE UNIVERSITY78 N BROADWAY
PACE ENERGY CLIMATE CENTER
WHITE PLAINS,NY10603 		13-5562314 501(C)(3) 47,759   N/A N/A RESEARCH
(152) PACT INC1828 L STREET NW
SUITE 300
WASHINGTON,DC20036 		13-2702768 501(C)(3) 70,214   N/A N/A RESEARCH
(153) PATHFINDER INTL9 GALEN ST
SUITE 217
WATERTOWN,MA02472 		53-0235320 501(C)(3) 627,920   N/A N/A RESEARCH
(154) PENN STATE UNIVERSITYRESEARCH ACCOUNTING
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STATE COLLEGE,PA16801 		24-6000376 501(C)(3) 168,313   N/A N/A RESEARCH
(155) POLYTECHNIC UNIVERSITYCONTRACTS AND GRANTS OFFICE
PO BOX 353 SIX METROTECH CENTER
BROOKLYN,NY11201 		11-1630820 501(C)(3) 132,775   N/A N/A RESEARCH
(156) PRINCETON UNIVERSITYACCOUNTS PAYABLE DEPT
701 CARNEGIE CENTER SUITE 444
PRINCETON,NJ08540 		21-0634501 501(C)(3) 229,461   N/A N/A RESEARCH
(157) PUB HEALTH INST555 12TH STREET
10TH FLOOR
OAKLAND,CA94607 		94-1646278 501(C)(3) 422,777   N/A N/A RESEARCH
(158) PUB HEALTH SOLUTIONS INC220 CHURCH STREET
5TH FLOOR
NEW YORK,NY10013 		13-5669201 501(C)(3) 117,063   N/A N/A RESEARCH
(159) PUB PRIVATE VENTURES2000 MARKET ST
SUITE 550
PHILADELPHIA,PA19103 		23-2048721 501(C)(3) 6,949   N/A N/A RESEARCH
(160) PURDUE UNIVERSITYSPONSORED PROGRAM SERVICES
23510 NETWORK PLACE
CHICAGO,IL60673 		35-6002041 501(C)(3) 238,223   N/A N/A RESEARCH
(161) PURPLE CIRCLE DAY CARE251 WEST 100TH STREET
NEW YORK,NY10022 		13-3073319 501(C)(3) 8,000   N/A N/A FINANCIAL AID
(162) QUANTITATIVE IMAGING OF IA100 OAKDALE CAMPUS 221 TIC
IOWA CITY,IA52242 		26-0767229 501(C)(3) 5,904   N/A N/A RESEARCH
(163) QUEENS COMPREHENSIVEPERINATAL COUNCIL INC
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JAMAICA,NY11433 		11-2870422 501(C)(3) 272,197   N/A N/A RESEARCH
(164) RANDFILE 53174
LOS ANGELES,CA90074 		95-1958142 501(C)(3) 171,805   N/A N/A RESEARCH
(165) RARITAN BAY MED CTR530 NEW BRUNSWICK AVENUE
PERT AMBOY,NJ08861 		22-1494442 501(C)(3) 46,794   N/A N/A RESEARCH
(166) RED BALLOON DAY CARE CENTER INC560 RIVERSIDE DRIVE
NEW YORK,NY10027 		13-2772534 501(C)(3) 6,000   N/A N/A FINANCIAL AID
(167) REGENTS OF THE UNIVERSITY OF CACASHIERS OFFICE
P O BOX 989062
WEST SACREMENO,CA95798 		94-6036494 501(C)(3) 240,879   N/A N/A RESEARCH
(168) REGENTS OF THE UNIVERSITY OF CAEXTRAMURAL FUND ACCOUNTING
2195 HEARST AVE RM 130 1130
BERKELEY,CA94720 		94-6002123 501(C)(3) 295,860   N/A N/A RESEARCH
(169) REGENTS OF THE UNIVERSITY OF CAACCOUNTING OFFICE EMF BOX 0897
UNIVERSITY OF CALIF SAN FRANCISCO
SAN FRANCISCO,CA94143 		94-6036493 501(C)(3) 502,292   N/A N/A RESEARCH
(170) REGENTS OF THE UNIVERSITY OF CAIRVINE
CENTRAL CASHIER
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(171) REGENTS OF THE UNIVERSITY OF MICHBOX 223131
PITTSBURGH,PA15251 		38-6006309 501(C)(3) 1,849,896   N/A N/A RESEARCH
(172) REGENTS OF THE UNIVERSITY OF MINNSPONSERED FINANCIAL REPORTING
450 MCNAMARA ALUMI CENTER 200 OAK
MINNEAPOLIS,MN55455 		41-6007513 501(C)(3) 76,659   N/A N/A RESEARCH
(173) REGENTS UNIVERSITY OF CALIFORNIABOX 951432 1125 MURPHY HALL
405 HILGARD AVENUE
LOS ANGELES,CA90095 		95-6006143 501(C)(3) 287,153   N/A N/A RESEARCH
(174) RENAISSANCE HEALTH CARE NETWORK115 WEST 116TH STREET
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(175) RES FOUND FOR MENTAL HYGIENERIVERVIEW CENTER
150 BROADWAY SUITE 301
MENANDS,NY12204 		14-1410842 501(C)(3) 4,166,157   N/A N/A RESEARCH
(176) RES FOUND OF CUNY230 WEST 41ST STREET
7TH FLOOR
NEW YORK,NY10036 		13-1988190 501(C)(3) 663,843   N/A N/A RESEARCH
(177) RES FOUND OF STATE UNIVERSITY OF NYPO BOX 9
CASH RECEIPT DEPT
ALBANY,NY12201 		14-1368361 501(C)(3) 2,599,615   N/A N/A RESEARCH
(178) RES INST NATIONWIDE CHILDRENS700 CHILDREN S DRIVE
COLUMBUS,OH43205 		31-6056230 501(C)(3) 12,151   N/A N/A RESEARCH
(179) RETINA FOUND OF THE SOUTHWEST9900 NCENTRAL EXPRESSWAY
SUITE 400
DALLAS,TX75231 		51-0151514 501(C)(3) 171,206   N/A N/A RESEARCH
(180) REV LINNETTE C WILLIAMSON MEMORIAL PARK ASSOCIAT141 WEST 139TH STREET
C44
NEW YORK,NY10030 		13-3861293 501(C)(3) 6,000   N/A N/A SUPPLIES FOR YOUTH
(181) ROCKEFELLER UNIVERSITY1230 YORK AVE
BOX 259
NEW YORK,NY10065 		13-1624158 501(C)(3) 2,281,421   N/A N/A RESEARCH
(182) ROCKY MOUNTAIN TREE RING RESEA2901 MOORE LANE
FORT COLLINS,CO80526 		84-1413400 501(C)(3) 45,436   N/A N/A RESEARCH
(183) ROWAN UNIVERSITY201 MULLICA HILL RD
GLASSBORO,NJ08028 		22-2764819 501(C)(3) 27,970   N/A N/A RESEARCH
(184) RUSH UNIVERSITY MED CTR1700 WEST VAN BUREN
FUND ACCOUNTING ROOM 277
CHICAGO,IL60612 		36-2174823 501(C)(3) 78,353   N/A N/A RESEARCH
(185) RUTGERS STATE UNIVERSITY3 RUTGERS PLAZA
NEW BRUNSWICK,NJ08901 		22-6001086 501(C)(3) 115,008   N/A N/A RESEARCH
(186) RWANDA WORKS950 THRID AVENUA
PO BOX 250782
NEW YORK,NY10022 		26-1844856 501(C)(3) 14,997   N/A N/A RESEARCH
(187) SAINT PETERS UNIVERSITY HOSPITAL254 EASTON AVENUE
4TH FLOOR MOB ROOM 4010
NEW BRUNSWICK,NJ08901 		22-1487330 501(C)(3) 734,834   N/A N/A RESEARCH
(188) SANFORD RES USD2301 EAST 60TH STREET NORTH
SIOUX FALLS,SD57104 		46-0450378 501(C)(3) 179,828   N/A N/A RESEARCH
(189) SAVE THE CHILDREN FEDERATIONINC
54 WILTON ROAD
WESTPORT,CT06880 		06-0726487 501(C)(3) 948,209   N/A N/A RESEARCH
(190) SCHEPENS EYE RES INSTITUTE20 STANIFORD STREET
BOSTON,MA02114 		04-2129889 501(C)(3) 94,041   N/A N/A RESEARCH
(191) SCRIPPS RES INSTATTN OFF OF SPONSORED PROGRAMS
10550 NORTH TORREY PINES RD
LA JOLLA,CA92037 		33-0435954 501(C)(3) 57,648   N/A N/A RESEARCH
(192) SEATTLE CHILDRENS HOSPITALSEATTLE CHILDRENS RESEARCH INSTITUT
PO BOX 24728
SEATTLE,WA98124 		91-0564748 501(C)(3) 161,944   N/A N/A RESEARCH
(193) SEATTLE INSTBIOMEDICAL CLINICAL RESEARCH
1660 S COLUMBIAN WAY S-151F
SEATTLE,WA98108 		91-1452438 501(C)(3) 152,223   N/A N/A RESEARCH
(194) SEATTLE UNIVERSITY901 12TH AVENUE
SEATTLE,WA98122 		91-0565006 501(C)(3) 32,895   N/A N/A RESEARCH
(195) SIERRA BIOMEDICAL RES CORP1000 LOCUST STREET
RENO,NV89502 		88-0250268 501(C)(3) 10,200   N/A N/A RESEARCH
(196) SMITH COLLEGEOFFICE OF THE CONTROLLER
COLLEGE HALL RM 204 10 ELM STREET
NORTHAMPTON,MA01063 		04-1843040 501(C)(3) 8,218   N/A N/A RESEARCH
(197) SMITHSONIAN INSTOSP CLEARING ACCOUNT
24411 NETWORK PLACE
CHICAGO,IL60673 		53-0206027 501(C)(3) 117,090   N/A N/A RESEARCH
(198) SOUTHERN METHODIST UNIVERSITYGRANT AND CONTRACT ACCOUNTING
P O BOX 750259
DALLAS,TX75275 		75-0800689 501(C)(3) 616,838   N/A N/A RESEARCH
(199) SOUTHWEST RES INSTPO BOX 841671
DALLAS,TX75284 		74-1070544 501(C)(3) 187,428   N/A N/A RESEARCH
(200) SRI INTLP O BOX 2767
MENLO PARK,CA94025 		94-1160950 501(C)(3) 71,132   N/A N/A RESEARCH
(201) ST JOHNS MERCY HEALTH SYS615 SOUTH NEW BALLAS ROAD
ST LOUIS,MO63141 		43-0653493 501(C)(3) 36,364   N/A N/A RESEARCH
(202) ST LUKES FOUND CV CLINI RESEARST LUKE S HOPITAL/ MAHI
CV RESEARCH DEPARTMENT 4401 WORNAL
KANSAS CITY,MO64111 		44-6014699 501(C)(3) 37,700   N/A N/A RESEARCH
(203) ST LUKES ROOSEVELT HOSPITAL555 W 57TH ST
FUND ACCOUNTING DEPT
NEW YORK,NY10019 		13-2999730 501(C)(3) 213,867   N/A N/A RESEARCH
(204) ST LUKES ROOSEVELT INST432 WEST 58TH STREET
NEW YORK,NY10019 		13-2914343 501(C)(3) 376,807   N/A N/A RESEARCH
(205) ST VINCENTS HOSPITAL MED CTR170 WEST 12TH STREET
COMPREHENSIVE HIV CTR SANBORN BUIL
NEW YORK,NY10011 		13-5562343 501(C)(3) 12,654   N/A N/A RESEARCH
(206) STANFORD UNIVERSITYPO BOX 44253
SAN FRANCISCO,CA94144 		94-1156365 501(C)(3) 394,154   N/A N/A RESEARCH
(207) STEVENS INST OF TECHCASTLE PT ON THE HUDSON
HOBOKEN,NJ07030 		22-1487354 501(C)(3) 12,025   N/A N/A RESEARCH
(208) STRUCTURED EMPLOYMENT ECO DEV915 BROADWAY
17TH FLOOR
NEW YORK,NY10010 		13-2875743 501(C)(3) 45,000   N/A N/A RESEARCH
(209) SUFFOLK COUNTYPERINATAL COALITION INC
475 EAST MAIN STREET SUITE 207
PATCHOGUE,NY11772 		11-2978393 501(C)(3) 219,117   N/A N/A RESEARCH
(210) SUNY DOWNSTATE MED CNTR450 CLARKSON AVE
98 BSB 1-112
BROOKLYN,NY11203 		14-6013200 501(C)(3) 39,168   N/A N/A RESEARCH
(211) SURVEY RES MGT5775 CENTRAL AVE
SUITE 225
BOULDER,CO80301 		84-1277395 501(C)(3) 43,761   N/A N/A RESEARCH
(212) SYMANTEC CORPFILE 32168
PO BOX 60000
SAN FRANCISCO,CA94160 		77-0181864 501(C)(3) 112,500   N/A N/A RESEARCH
(213) TEACHERS COLLEGE525 W 120TH STREET
BOX 30
NEW YORK,NY10027 		13-1624202 501(C)(3) 1,011,189   N/A N/A RESEARCH
(214) TECHNOSERVE INC148 EAST AVENUE
SUITE 3H
NORWALK,CT06851 		13-2626135 501(C)(3) 18,659   N/A N/A RESEARCH
(215) TEMPLE UNIVERSITYCASH OPERATIONS 043-13
CARNELL HALL 1803 N BROAD STREET
PHILADELPHIA,PA19122 		23-1365971 501(C)(3) 42,265   N/A N/A RESEARCH
(216) THE UNIVERSITY OF CHICAGOFINANCIAL SERVICES
6054 SOUTH DREXEL AVENUE
CHICAGO,IL60637 		36-2177139 501(C)(3) 1,726,224   N/A N/A RESEARCH
(217) THE UNIVERSITY OF NC AT GREENSBOROCONTRACT AND GRANTS
PO BOX 26170
GREENSBORO,NC27402 		56-6001468 501(C)(3) 50,792   N/A N/A RESEARCH
(218) THOMAS JEFFERSON UNIVERSITYSPONSORED PROGRAMS ACCT OFF
1020 WALNUT ST RM 525 SCOTT BLDG
PHILADELPHIA,PA19107 		23-1352651 501(C)(3) 323,299   N/A N/A RESEARCH
(219) TIGR9712 MEDICAL CENTER DR
ROCKVILLE,MD20850 		52-1784418 501(C)(3) 13,400   N/A N/A RESEARCH
(220) TOP HONORS INC323 WEST 75TH STREET
4E
NEW YORK,NY10023 		75-3062601 501(C)(3) 9,000   N/A N/A TUTORING SUPPLIES
(221) TRANSLATIONAL GENOMICS RES INS445 N FIFTH STREET
SUITE 600
PHOENIX,AZ85004 		75-3065445 501(C)(3) 210,994   N/A N/A RESEARCH
(222) TRISTATE MED GROUP INC605 SHARON ROAD
BEAVER,PA15009 		25-1775949 501(C)(3) 8,400   N/A N/A RESEARCH
(223) TRUSTEES OF THE UNIVERSITY OF PENNTHE TRUSTEES OF THE UNIVERSITY OF P
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PHILADELPHIA,PA19104 		23-1352685 501(C)(3) 213,116   N/A N/A RESEARCH
(224) TUFTS UNIVERSITYSPONSORED PROGRAMS ACCOUNTING
169 HOLLAND STREET
SOMEVILLE,MA02144 		04-2103634 501(C)(3) 39,719   N/A N/A RESEARCH
(225) TULANE UNIVERSITYGRANTS AND CONTRACTS ACCT
800 EAST COMMERCE RD SUITE 203
HARAHAN,LA70123 		72-0423889 501(C)(3) 11,196   N/A N/A RESEARCH
(226) TX TECH UNIVERSITY HSCPO BOX 41105
LUBBOCK,TX79409 		75-6002622 501(C)(3) 8,241   N/A N/A RESEARCH
(227) UC REGENTSUCSD CENTRAL CASHIER
9500 GILMAN DR
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(228) UGA RES FOUND INCCONTRACTS GRANTS DIV
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ATHENS,GA30602 		58-1353149 501(C)(3) 18,488   N/A N/A RESEARCH
(229) UMASS AMHERST140 HICKS WAY
ACCOUNTS PAYABLE 405 GOODELL BUILD
AMHERST,MA01003 		04-3167352 501(C)(3) 212,599   N/A N/A RESEARCH
(230) UMDNJFXB CENTER
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NEWARK,NJ07101 		22-1775306 501(C)(3) 670,555   N/A N/A RESEARCH
(231) UMDNJ NJMSDIV OF CARDIOLOGY
185 SOUTH ORANGE AVE MSB I-538
NEWARK,NJ07103 		12-2177530 501(C)(3) 1,757,668   N/A N/A RESEARCH
(232) UNC AT CHAPEL HILL384 MEDICAL SCHOOL WIND D
ATTN FRED JARSKOG
CHEPEL HILL,NC27599 		56-6001393 501(C)(3) 978,846   N/A N/A RESEARCH
(233) UNIVERSITY OF AL AT BIRMINGHAMGRANTS CONTRACTS ACCOUNTING
1530 3RD AVENUE S
BIRMINGHAM,AL35294 		63-6005396 501(C)(3) 103,640   N/A N/A RESEARCH
(234) UNIVERSITY OF ARTREASURER S OFFICE
PO BOX 1404
FAYETTEVILLE,AR72702 		71-6003252 501(C)(3) 451,741   N/A N/A RESEARCH
(235) UNIVERSITY OF ARIZONAFRS401020
PO BOX 3520
TUCSON,AZ85722 		86-6004791 501(C)(3) 35,611   N/A N/A RESEARCH
(236) UNIVERSITY OF CA SANTA CRUZUCSC CASHIER OFF
1156 HIGH ST
SANTA CRUZ,CA95064 		94-1539563 501(C)(3) 315,123   N/A N/A RESEARCH
(237) UNIVERSITY OF CINCINNATIACCOUTANTS REC
PO BOX 691031
CINCINNATI,OH45269 		31-6000989 501(C)(3) 166,343   N/A N/A RESEARCH
(238) UNIVERSITY OF COLORADOHEALTH SCI CTR
OFF OF GRANTS CONTRACTS F428 PO
DENVER,CO80291 		84-6000555 501(C)(3) 281,084   N/A N/A RESEARCH
(239) UNIVERSITY OF FLCONTRACTS GRANTS ACCOUNTING SERVI
PO BOX 113001
GAINESVILLE,FL32611 		59-6001874 501(C)(3) 381,474   N/A N/A RESEARCH
(240) UNIVERSITY OF FLPO BOX 113001
123 GRINTER HALL
GAINESVILLE,FL32611 		59-6002052 501(C)(3) 31,857   N/A N/A RESEARCH
(241) UNIVERSITY OF IAUNIVERSITY OF IA BUS OFF
B5 JESSUP HALL
IOWA CITY,IA52242 		42-6004813 501(C)(3) 99,095   N/A N/A RESEARCH
(242) UNIVERSITY OF IL AT CHICAGOGRANTS CONTRACTS
PO BOX 20787
SPRINGFIELD,IL62708 		37-6000511 501(C)(3) 218,306   N/A N/A RESEARCH
(243) UNIVERSITY OF KS CTR FOR RES INCACCOUNTS RECEIVABLE
2385 IRVING HILL RD
LAWRENCE,KS66044 		48-0680117 501(C)(3) 37,236   N/A N/A RESEARCH
(244) UNIVERSITY OF KY RES FOUND109 KINKEAD HALL
LEXINGTON,KY40506 		61-6033693 501(C)(3) 41,826   N/A N/A RESEARCH
(245) UNIVERSITY OF MA MED SCHBURSARS OFFICE
55 LAKE AVENUE NORTH
WORCHESTER,MA01605 		82-5530000 501(C)(3) 13,336   N/A N/A RESEARCH
(246) UNIVERSITY OF MDOFF OF THE COMPTROLLER
CONTRACTS GRANTS ACCOUNTING 4101
COLLEGE PARK,MD20742 		52-6002033 501(C)(3) 116,599   N/A N/A RESEARCH
(247) UNIVERSITY OF MIAMISPONSORED PROGRAMS
PO BOX 025405
MIAMI,FL33102 		59-0624458 501(C)(3) 673,159   N/A N/A RESEARCH
(248) UNIVERSITY OF MO COLUMBIA ARP O BOX 807012
KANSAS CITY,MO64180 		43-6003859 501(C)(3) 149,833   N/A N/A RESEARCH
(249) UNIVERSITY OF NEW HOFFICE OF SPONSORED RESEARCH
SERVICE BUILDING ROOM 109
DURHAM,NH03824 		02-6000937 501(C)(3) 80,613   N/A N/A RESEARCH
(250) UNIVERSITY OF PAP-221 FRANKLIN BUILDING
3451 WALNUT STREET
PHILADELPHIA,PA19104 		12-3125268 501(C)(3) 79,094   N/A N/A RESEARCH
(251) UNIVERSITY OF PITTSBURGHPO BOX 371220
PITTSBURGH,PA15251 		25-0965591 501(C)(3) 350,413   N/A N/A RESEARCH
(252) UNIVERSITY OF ROCHESTER601 ELMWOOD AVENUE
DEPT OF CARDIOLOGY BOX 679
ROCHESTER,NY14642 		16-0743209 501(C)(3) 88,035   N/A N/A RESEARCH
(253) UNIVERSITY OF ROCHESTER910 GENESEE STREET SUITE 210
BROOKS LANDING BUSINESS CENTER
ROCHESTER,NY14611 		00-0007239 501(C)(3) 9,314   N/A N/A RESEARCH
(254) UNIVERSITY OF S FLPO BOX 864568
RESEARCH PROJECTS RECEIVABLES
ORLANDO,FL32886 		59-3102112 501(C)(3) 180,597   N/A N/A RESEARCH
(255) UNIVERSITY OF SOUTHERN CASPONSORED PROJECTS ACCOUNTING
FILE NO 52095
LOS ANGELES,CA90074 		95-1642394 501(C)(3) 69,000   N/A N/A RESEARCH
(256) UNIVERSITY OF SOUTHERN ME96 FALMOUTH STREET
PO BOX 9300
PORTLAND,ME04104 		01-6000769 501(C)(3) 113,130   N/A N/A RESEARCH
(257) UNIVERSITY OF TNBURSARS OFFICE
210 STUDENT SERV BLDG
KNOXVILLE,TN37996 		62-6001636 501(C)(3) 6,906   N/A N/A RESEARCH
(258) UNIVERSITY OF TX AT ARLINGTONOFFICE OF ACCOUNTING BUS SER
BOX 19136
ARLINGTON,TX76019 		75-6000121 501(C)(3) 1,191,133   N/A N/A RESEARCH
(259) UNIVERSITY OF TX AT AUSTINPOBOX 7159
AUSTIN,TX78713 		74-6000203 501(C)(3) 368,486   N/A N/A RESEARCH
(260) UNIVERSITY OF TX MED BRANCHAMEGY BANK OF TEXAS
PO BOX 4786-750
HOUSTON,TX77210 		74-6000949 501(C)(3) 251,635   N/A N/A RESEARCH
(261) UNIVERSITY OF TX SOUTHWESTERNGRANTS ACCTING
PO BOX 841765
DALLAS,TX75284 		00-0155944 501(C)(3) 88,658   N/A N/A RESEARCH
(262) UNIVERSITY OF TX SOUTHWESTERN MEDUT SOUTHWESTERN
PO BOX 841753
DALLAS,TX75284 		75-6002868 501(C)(3) 26,310   N/A N/A RESEARCH
(263) UNIVERSITY OF UTAHRES ACCTING
201 S PRESIDENTS CIR RM 406
SALT LAKE CITY,UT84112 		87-6000525 501(C)(3) 35,241   N/A N/A RESEARCH
(264) UNIVERSITY OF VAATTNOFF OF SPONSORED PROGRAMS
PO BOX 400195
CHARLOTTESVILLE,VA22904 		54-6001796 501(C)(3) 102,955   N/A N/A RESEARCH
(265) UNIVERSITY OF VTAND STATE AGRICULTURAL COLLEGE
GRANT CONTRACT ACCOUNTING WATERM
BURLINGTON,VA05405 		03-0179440 501(C)(3) 124,863   N/A N/A RESEARCH
(266) UNIVERSITY OF WAGRANT CONTRACT ACCOUNTING
3917 UNIVERSITY WAY NE
SEATTLE,WA98105 		91-6001537 501(C)(3) 542,229   N/A N/A RESEARCH
(267) VANDERBILT UNIVERSITY2200 CHILDREN S WAY
11124 DOCTOR S OFFICE TOWER
NASHVILLE,TN37232 		62-0476822 501(C)(3) 310,388   N/A N/A RESEARCH
(268) VASSAR COLLEGEACCOUNTING SERVICES
124 RAYMOND AVENUE BOX 12
POUGHKEEPSIE,NY12604 		14-1338587 501(C)(3) 14,812   N/A N/A RESEARCH
(269) VERITAS THERAPEUTIC FOUNDATION INC912 AMSTERDAM AVENUE
NEW YORK,NY10025 		13-3082021 501(C)(3) 7,500   N/A N/A STAFF DEVELOPMENT
(270) W HARLEM ENVIRONMENTAL ACTION1854 AMSTERDAM AVENUE
2ND FLOOR
NEW YORK,NY10031 		13-3800068 501(C)(3) 134,401   N/A N/A RESEARCH
(271) WA ADVENTIST STUDY SITPO BOX 64147
BALTIMORE,MD21264 		52-1532556 501(C)(3) 28,400   N/A N/A RESEARCH
(272) WA UNIVERSITYSPONSORED PROJECTS
700 ROSEDALE AVENUE
ST LOUIS,MO63112 		43-0653611 501(C)(3) 375,080   N/A N/A RESEARCH
(273) WAKE FOREST UNIVERSITYHEALTH SCIENCES
CONTROLLER S OFFICE MEDICAL CENTER
WINSTON SALEM,NC27157 		56-0532138 501(C)(3) 16,861   N/A N/A RESEARCH
(274) WENDY HILLIARD FOUNDATION792 COLUMBUS AVENUE
17T
NEW YORK,NY10025 		13-3879321 501(C)(3) 10,000   N/A N/A GYM RENTAL
(275) WEST SIDE CAMPAIGN AGAINST HUNGER263 WEST 86TH STREET
NEW YORK,NY10024 		13-1635259 501(C)(3) 10,000   N/A N/A SUPPLIES FOR PANTRY
(276) WESTERN ENVIRONMENTAL TECH LAB16326 COLLECTIONS CENTER DRIVE
CHICAGO,IL60693 		93-1072453 501(C)(3) 325,793   N/A N/A RESEARCH
(277) WILLIAM S MIDDLETON MEM2500 OVERLOOK TERRACE
MADISON,WI53705 		74-1612229 501(C)(3) 7,977   N/A N/A RESEARCH
(278) WOMENS COMMITTEE FOR REFUGEEWOMEN CHILDREN
C/O IRC 122 E 42ND STREET 12 FL
NEW YORK,NY10168 		13-5660870 501(C)(3) 83,697   N/A N/A RESEARCH
(279) WOODS HOLE OCEANOGRAPHIC INSTACCOUNTS RECEIVABLE MS 14
569 WOODS HOLE ROAD
WOODS HOLE,MA02543 		04-2105850 501(C)(3) 429,814   N/A N/A RESEARCH
(280) WORLD VISION INC34834 WEYERHAEUSER WAY S
FEDERAL WAY,WA98001 		95-1922279 501(C)(3) 100,730   N/A N/A RESEARCH
(281) YALE UNIVERSITY55 WHITNEY AVENUE
PO BOX 208351 INTL EDU FELLOWSHI
NEW HAVEN,CT06520 		06-0646973 501(C)(3) 1,831,083   N/A N/A RESEARCH
(282) CARE151 ELLIS ST
ATLANTA,GA30303 		13-1685039 501(C)(3) 957,107   N/A N/A RESEARCH
(283) ALBERT EINSTEIN MED COLLEGE5401 OLD YORK ROAD SUITE 363/304
PHILADELPHIA,PA19141 		23-2664784 501(C)(3) 6,700   N/A N/A RESEARCH
(284) AMER REFUGEE COMM430 OAK GROVE STREET
SUITE 204
MINNEAPOLIS,MN55403 		36-3241033 501(C)(3) 1,476,114   N/A N/A RESEARCH
(285) FUND FOR PUBLIC HEALTH IN NY22 CORTLANDT ST
SUITE 1103
NEW YORK,NY10007 		05-0539199 501(C)(3) 40,000   N/A N/A  
2
Enter total number of section 501(c)(3) and government organizations ......................... Bullet Image
261
3
Enter total number of other organizations ................................ . Bullet Image
0
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2010

Schedule I (Form 990) 2010
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) STUDENT TUITION GRANTS AND SCHOLARSHIPS 23820 355,367,148   N/A N/A













Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS FORM 990, SCHEDULE I THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF THE USE OF SPONSORED PROJECT GRANT FUNDING BY SUBRECIPIENTS. THE POLICY MANDATES MONITORING IN TWO AREAS: (A) SUBRECIPIENT INSTITUTION COMPLIANCE WITH THE AUDITING REQUIREMENTS OF OMB CIRCULAR A-133, AND (B) SUBRECIPIENT INSTITUTION'S APPROPRIATE MANAGEMENT OF SUBAWARD. THE UNIVERSITY'S SPONSORED PROJECTS FINANCE GROUP COLLECTS A-133 REPORTS FROM SUBRECIPIENT INSTITUTIONS, AND THE PRINCIPAL INVESTIGATORS CARRY OUT THE SECOND TYPE OF MONITORING, PRINCIPALLY BY: - ROUTINELY GATHERING AND REVIEWING TECHNICAL PERFORMANCE REPORTS; - ROUTINELY REVIEWING INVOICES AND EXPENSES RELATIVE TO BUDGET; - CONDUCTING PERIODIC ON-SITE VISITS, WHEN NECESSARY; AND - INITIATING AUDITS, WHEN NECESSARY.
Schedule I (Form 990) 2010


Additional Data


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Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement orprovision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
Yes
 
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regs. section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 if additional space needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, line 1a.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported in prior
Form 990 or
Form 990-EZ
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) LEE C BOLLINGER (i)
(ii)		 950,625
0 		0
0 		13,556
0 		608,618
0 		360,132
0 		1,932,931
0 		0
0
(2) JANE E BOOTH (i)
(ii)		 466,352
0 		0
0 		0
0 		25,285
0 		24,802
0 		516,439
0 		0
0
(3) ALAN BRINKLEY (i)
(ii)		 448,308
0 		0
0 		13,333
0 		37,535
0 		18,734
0 		517,910
0 		0
0
(4) JEROME DAVIS (i)
(ii)		 250,942
0 		0
0 		0
0 		25,285
0 		12,051
0 		288,278
0 		0
0
(5) NICHOLAS B DIRKS (i)
(ii)		 421,968
0 		0
0 		462
0 		25,285
0 		34,248
0 		481,963
0 		0
0
(6) SUSAN K FEAGIN (i)
(ii)		 503,092
0 		0
0 		0
0 		25,285
0 		7,650
0 		536,027
0 		0
0
(7) DR LEE GOLDMAN MD (i)
(ii)		 932,994
0 		0
0 		75,146
0 		505,285
0 		13,374
0 		1,526,799
0 		0
0
(8) PETER HOLLAND (i)
(ii)		 727,569
0 		1,375,305
0 		1,787,868
0 		25,285
0 		30,939
0 		3,946,966
0 		1,375,305
0
(9) JOSEPH A IENUSO (i)
(ii)		 400,952
0 		0
0 		40
0 		25,285
0 		65,086
0 		491,363
0 		0
0
(10) ROBERT KASDIN (i)
(ii)		 659,634
0 		0
0 		0
0 		25,285
0 		33,986
0 		718,905
0 		0
0
(11) NIRMAL NARVEKAR (i)
(ii)		 812,109
0 		1,530,269
0 		1,989,317
0 		25,285
0 		26,951
0 		4,383,931
0 		1,530,269
0
(12) ANNE R SULLIVAN (i)
(ii)		 362,037
0 		0
0 		0
0 		20,623
0 		11,511
0 		394,171
0 		0
0
(13) CLAUDE M STEELE (i)
(ii)		 552,284
0 		0
0 		134
0 		25,285
0 		24,262
0 		601,965
0 		0
0
(14) FREDERICK M VAN SICKLE (i)
(ii)		 322,145
0 		0
0 		0
0 		25,285
0 		41,762
0 		389,192
0 		0
0
(15) KENNETH A FORDE MD (i)
(ii)		 789,000
0 		0
0 		0
0 		0
0 		2,592
0 		791,592
0 		0
0
(16) DAVID N SILVERS (i)
(ii)		 2,997,648
0 		1,965,331
0 		0
0 		30,302
0 		9,107
0 		5,002,388
0 		0
0
(17) JEFFREY W MOSES (i)
(ii)		 3,039,632
0 		0
0 		0
0 		24,302
0 		28,619
0 		3,092,553
0 		0
0
(18) CRAIG R SMITH (i)
(ii)		 2,074,964
0 		0
0 		0
0 		34,469
0 		39,138
0 		2,148,571
0 		0
0
(19) EMILE BACHA (i)
(ii)		 1,489,448
0 		0
0 		147,000
0 		28,347
0 		23,099
0 		1,687,894
0 		0
0
(20) JAN MODEST QUAEGEBEUR (i)
(ii)		 1,485,728
0 		0
0 		0
0 		34,601
0 		27,550
0 		1,547,879
0 		0
0
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
SUPPLEMENTAL COMPENSATION INFORMATION   NOTES TO PART I, LINE 1A TRAVEL FOR COMPANIONS IN CERTAIN CIRCUMSTANCES, THE SPOUSE OF THE PRESIDENT OR OTHER KEY EMPLOYEE MAY TRAVEL FOR UNIVERSITY PURPOSES. EXAMPLES OF SUCH TRAVEL INCLUDE ATTENDANCE AT FUNDRAISING OR ALUMNI EVENTS, AS WELL AS REPRESENTING THE UNIVERSITY AT AWARDS PRESENTATIONS OR INAUGURATIONS. IN ACCORDANCE WITH APPLICABLE LEGAL STANDARDS, THE UNIVERSITY WILL PAY FOR SPOUSAL TRAVEL AS A REGULAR BUSINESS EXPENSE IF THE SPOUSAL TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS AS APPROVED BY THE BOARD OF TRUSTEES, THE UNIVERSITY PAYS CERTAIN MEDICAL, DENTAL AND DISABILITY INSURANCE PREMIUMS ON THE PRESIDENT'S BEHALF, INCLUDING A TAX GROSS-UP ON THAT AMOUNT. THE TOTAL AMOUNT FOR PREMIUMS AND THE TAXES THEREON $13,556 IS SHOWN IN COLUMN (B)(III) AS OTHER REPORTABLE COMPENSATION. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT IS REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE PRESIDENT'S HOUSING HAS BEEN VALUED AT $333,937 AND IS REPORTED AS A NON-TAXABLE BENEFIT. THE UNIVERSITY ALSO PROVIDES A CAR AND DRIVER TO BE USED BY THE PRESIDENT IN CONNECTION WITH HIS DUTIES. THE PRESIDENT IS RESPONSIBLE FOR ANY PERSONAL USE OF THE HOUSEHOLD STAFF OR CAR AND DRIVER AND OTHER PERSONAL EXPENSES. PERSONAL SERVICES OTHER REPORTABLE COMPENSATION INCLUDES $5,546 IMPUTED TO DR. GOLDMAN WITH RESPECT TO PERSONAL USE OF A CAR AND DRIVER PROVIDED BY THE UNIVERSITY (SEE PART I, COLUMN (B)(III)). NOTE TO PART I, LINE 4B THE UNIVERSITY HAS AGREED TO PROVIDE PRESIDENT BOLLINGER WITH SUPPLEMENTAL RETIREMENT INCOME BASED ON CUMULATIVE ANNUAL CREDITS INCLUDING AMOUNTS FOR ACHIEVING PERFORMANCE MEASURES, SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICES TO THE UNIVERSITY. CREDITS AWARDED DURING THE CALENDAR YEAR REPORTING PERIOD $583,333 ARE INCLUDED AS DEFERRED COMPENSATION. NOTE TO PART I, LINE 5A DR. DAVID SILVERS' COMPENSATION IS COMPRISED OF BASE COMPENSATION AND INCENTIVE COMPENSATION DETERMINED FROM HIS PERFORMANCE OF, AND REVENUES FROM, CLINICAL DUTIES IN THE UNIVERSITY'S DERMATOPATHOLOGY PRACTICE WHERE HE IS THE DIRECTOR, AND IS SUBJECT TO A CAP FOR EACH ACADEMIC YEAR. NOTE TO PART I, LINE 7 NOTE TO N.P. NARVEKAR AND PETER HOLLAND'S COMPENSATION THE UNIVERSITY HAS IMPLEMENTED A BONUS PROGRAM UNDER WHICH MR. NARVEKAR AND MR. HOLLAND ARE AWARDED PERFORMANCE-BASED BONUSES, A PORTION OF WHICH IS PAID CURRENTLY AND A PORTION OF WHICH IS SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICE WITH THE UNIVERSITY. BONUS AMOUNTS AWARDED AND DEFERRED FROM PREVIOUS PERIODS WITH EARNINGS THEREON PAID DURING THE CALENDAR YEAR REPORTING PERIOD ARE INCLUDED AS BONUS AND INCENTIVE COMPENSATION IN COLUMN B(II). AMOUNTS AWARDED DURING THE CALENDAR YEAR REPORTING PERIOD BUT SUBJECT TO VESTING ARE INCLUDED AS DEFERRED COMPENSATION IN COLUMN C. COLUMN (F): COMPENSATION REPORTED IN PRIOR FORM 990. THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E), PART II. THEREFORE, THE NUMBER IN COLUMN E REPRESENTS SOME DOUBLE REPORTING. THE ACTUAL AMOUNT EARNED DURING THE CALENDAR YEAR REPORTING PERIOD (CALCULATED BY SUBTRACTING COLUMN F FROM COLUMN E) IS $2,803,017 FOR MR. NARVEKAR AND $2,519,168 FOR MR. HOLLAND. PART I, LINES 8 AND 9: THE APPOINTMENT OF PROVOST CLAUDE STEELE WAS ELIGIBLE FOR TREATMENT UNDER THE INITIAL CONTRACT EXCEPTION DESCRIBED IN IRS REGULATIONS 53.4958-4(A)(3), AND THE UNIVERSITY ALSO FOLLOWED THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN IRS REGULATIONS SECTION 53.4958-6(C). NOTE TO PROVOST BRINKLEY'S COMPENSATION PROVOST BRINKLEY STEPPED DOWN ON AUGUST 30, 2010. NOTE TO MS. FEAGIN'S COMPENSATION MS. FEAGIN STEPPED DOWN AS EXECUTIVE VICE PRESIDENT ON DECEMBER 31, 2010 AND BECAME SPECIAL ADVISOR TO THE PRESIDENT EFFECTIVE JANUARY 1, 2011. NOTE TO DR. GOLDMAN'S COMPENSATION THE UNIVERSITY HAS AGREED TO DR. GOLDMAN WITH SUPPLEMENTAL RETIREMENT INCOME BASED ON CUMULATIVE ANNUAL CREDITS INCLUDING AMOUNTS FOR ACHIEVING PERFORMANCE MEASURES, SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICES TO THE UNIVERSITY. CREDITS AWARDED FOR THE CALENDAR YEAR REPORTING PERIOD ($480,000) ARE INCLUDED AS DEFERRED COMPENSATION. NOTE TO MR. VAN SICKLE'S COMPENSATION MR. VAN SICKLE BECAME EXECUTIVE VICE PRESIDENT ON JANUARY 1, 2011. NOTE TO KENNETH FORDE'S COMPENSATION KENNETH FORDE'S REPORTED BASE COMPENSATION WAS PAID FROM A DEFERRED COMPENSATION AGREEMENT IN EFFECT WHEN DR. FORDE WAS A PROFESSOR OF SURGERY AT THE UNIVERSITY AND THE REPORTED NON-TAXABLE BENEFITS REFLECT BENEFITS FROM PARTICIPATION IN A RETIREE BENEFITS PLAN. DR. FORDE IS RETIRED FROM HIS UNIVERSITY POSITION AND RECEIVES NO COMPENSATION OR OTHER BENEFITS FOR HIS DUTIES AS A TRUSTEE. NOTE TO DR. MOSES', DR. SMITH'S, DR. BACHA'S, & DR. QUAEGEBEUR'S COMPENSATION THE COMPENSATION OF DR. MOSES, DR. SMITH, DR. BACHA, AND DR. QUAEGEBEUR IS SUPPORTED BY THEIR CLINICAL ACTIVITIES, GRANTS, AND SUPPORT FROM THE UNIVERSITY'S HOSPITAL AFFILIATES. NOTE ON TRUSTEES TRUSTEES' TIME DEVOTED TO POSITION (3 HOURS PER WEEK) REPRESENTS AN AVERAGE FOR ALL TRUSTEES BASED ON ATTENDANCE AT QUARTERLY MEETINGS AND REGULARLY SCHEDULED TELEPHONIC CONFERENCES THROUGHOUT THE YEAR. BOARD OFFICERS, COMMITTEE CHAIRS AND OTHER TRUSTEES MAY DEVOTE SIGNIFICANTLY MORE TIME TO THE POSITION.
Schedule J (Form 990) 2010

Additional Data


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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule O (Form 990).
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B
  		14-6000293 649901R49 03-05-2003 122,696,491 FUND NEW QUALIFIED PROJECTS   X   X   X
B DORMITORY AUTHORITY OF STATE OF NEW YORK 2004A
  		14-6000293 64983TSW4 06-08-2004 75,547,466 REFUND 1994A BONDS   X   X   X
C DORMITORY AUTHORITY OF STATE OF NEW YORK 2004B&C
  		14-6000293 64983TZD8 06-30-2004 158,627,817 FUND NEW QUALIFIED PROJECTS   X   X   X
D DORMITORY AUTHORITY OF STATE OF NEW YORK 2006A
  		14-6000293 64983QUE7 01-18-2006 239,661,669 FUND NEW QUALIFIED PROJECTS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired. . . . . 24,655,000 39,320,000 26,385,000 21,780,000
2 Amount of bonds defeased . . . . 0 0 0 0
3 Total proceeds of issue . . . . 123,718,793 75,547,466 159,406,375 246,367,334
4 Gross proceeds in reserve funds . . 0 0 0 0
5 Capitalized interest from proceeds. 0 0 0 0
6 Proceeds in refunding escrow. . . . . 0 0 0 0
7 Issuance costs from proceeds . . . 802,880 0 1,020,611 1,516,855
8 Credit enhancement from proceeds. 0 0 0 0
9 Working capital expenditures from proceeds . . 0 0 0 0
10 Capital expenditures from proceeds . . 122,097,219 0 157,343,063 243,286,427
11 Other spent proceeds . . 818,694 75,547,466 1,042,701 1,564,052
12 Other unspent proceeds. . . 0 0 0 0
13 Year of substantial completion . . . 2004 2007 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue?   X X   X   X  
15 Were the bonds issued as part of an advance refunding issue?   X   X   X   X
16 Has the final allocation of proceeds been made? . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . X   X   X   X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2010
Schedule K (Form 990) 2010
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use? X   X   X   X  
b Are there any research agreements that may result in private business use of bond-financed property? . . X   X   X   X  
c Does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts or research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . . . . . . . . . . . . SchKMediumBullet 0 % 0 % 0.230 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . SchKMediumBullet 0 % 0 % 0.060 % 0 %
6 Total of lines 4 and 5 . . .. . . . . . 0 % 0 % 0.290 % 0 %
7 Has the organization adopted management practices and procedures to ensure the post-issuance compliance of its tax-exempt bond liabilities? X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X   X   X   X
3a Has the organization or the governmental issuer entered into a hedge with respect to the bond issue?   X   X   X   X
b Name of provider .  
  		 
  		 
  		 
 
c Term of hedge . .        
d Was the hedge superintegrated? .                
e Was a hedge terminated? .                
4a Were gross proceeds invested in a GIC? .   X   X   X   X
b Name of provider .  
  		 
  		 
  		 
 
c Term of GIC . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? .                
5 Were any gross proceeds invested beyond an available temporary period? .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . . . X     X X   X  
Schedule K (Form 990) 2010

Schedule K (Form 990) 2010
Page 3
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART II, LINE 3   DIFFERENCES IN AMOUNTS ENTERED IN PART I, COLUMN (E) AND PART II, LINE 3 REPRESENT INVESTMENT EARNINGS.
SCHEDULE K, PART II, LINE 11   OTHER SPENT PROCEEDS AMOUNTS REPORTED ON SCHEDULE K, PART II, LINE 11 REPRESENT THE NEW YORK STATE BOND TAX ASSOCIATED WITH EACH ISSUE. ------------------------------------------------------------- SCHEDULE K, PART II, LINE 13 YEAR OF SUBSTANTIAL COMPLETION LINE 13 HAS BEEN LEFT BLANK FOR SERIES 2004A AND 2006B ISSUES SINCE THESE WERE REFUNDING ISSUES AND AS SUCH NO PROJECTS WERE ASSOCIATED WITH THE BONDS. -------------------------------------------------------------- SCHEDULE K, PART III, LINES 4-5 PRIVATE BUSINESS USE PERCENTAGE FOR ALL ISSUES, THE UNIVERSITY HAS ALLOCATED EQUITY INVESTED IN THE FINANCED PROPERTIES TO SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME AND HAS CAREFULLY MANAGED THE TYPES OF ACTIVITIES CONDUCTED IN BOND-FINANCED FACILITIES. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THE SERIES 2003A&B, SERIES 2004B&C, SERIES 2009A, AND SERIES 2011A ISSUES AND MINIMAL PRIVATE BUSINESS USE FOR THE REMAINING ISSUES ON SCHEDULE K.
Schedule K (Form 990) 2010

Additional Data


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Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2010
Schedule L (Form 990 or 990-EZ) 2010
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) EVANGELINE MORPHOS SPOUSE OF OFFICER 91,317 EMPLOYMENT   No
(2) CLAIRE F ULLMAN SPOUSE OF OFFICER 12,000 EMPLOYMENT   No
(3) JANAKI BAKHLE SPOUSE OF KEY EMPLOYEE 137,062 EMPLOYMENT   No
(4) JILL S GOLDMAN SPOUSE OF KEY EMPLOYEE 81,951 EMPLOYMENT   No
(5) CITIGROUP TRUSTEE IS OFFICER 510,866 CARD PAYMENTS/ACCOUNT FEES   No
(6) CITIGROUP TRUSTEE IS OFFICER 411,946 RENT/INTEREST PMTS TO UNIV   No
(7) APPLE COMPUTER TRUSTEE IS DIRECTOR 2,579,267 PURCHASE OF GOODS   No
(8) GOLDMAN SACHS TRUSTEES ARE OFFICER/DIR 7,307,949 CONTRACTS, FEES & COMMISSIONS   No
(9) GOLDMAN SACHS TRUSTEES ARE OFFICER/DIR 605,898 DISTRIBUTIONS AND INTEREST   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
NOTES TO SCHEDULE L   UNLESS NOTED, ALL AMOUNTS SHOWN ON SCHEDULE L REPRESENT PAYMENTS BY THE UNIVERSITY TO THE INTERESTED PERSON. THE SPOUSES OF KEY EMPLOYEES/OFFICERS LISTED IN SCHEDULE L WERE EMPLOYEES OF THE UNIVERSITY DURING THE REPORTING PERIOD. THEIR COMPENSATION REPORTED ON SCHEDULE L WAS DETERMINED IN ACCORDANCE WITH THE UNIVERSITY'S REGULAR COMPENSATION PRACTICES APPLICABLE TO SIMILARLY SITUATED EMPLOYEES. ALL OF THE BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS DESCRIBED IN SCHEDULE L, PART IV WERE CONDUCTED IN THE ORDINARY COURSE OF BUSINESS AND AT ARM'S LENGTH. NO UNIVERSITY OFFICIAL WHO WAS ALSO AN OFFICER OR DIRECTOR OF AN INTERESTED PERSON PARTICIPATED IN OR INFLUENCED THE UNIVERSITY'S DECISION ABOUT ANY TRANSACTION.
Schedule L (Form 990 or 990-EZ) 2010

Additional Data


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SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
contribution amounts
1 Art—Works of art .... X 2 0  
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ... X 5 0  
9 Securities—Publicly traded .        
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous .. X 415 45,091,686 COST/SALES PRICE
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial .. X 1 0  
17 Real estate—Other ...        
18 Collectibles ..... X 7 0  
19 Food inventory ... X 3 0  
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( EQUIPMENT ) X 8 0 0
26 Other Right pointing arrow large image ( PERSONAL PAPERS ) X 2 0 0
27 Other Right pointing arrow large image ( BOOKS ) X 6 0 0
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
10
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell non-cash
contributions? ............................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2010
Schedule M (Form 990) 2010
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33. Also complete this part for any additional information.
Identifier Return Reference Explanation
DESCRIPTION OF CONTRIBUTED PROPERTY FOR WHICH REVENUES ARE NOT REPORTED SCHEDULE M, PART I LINE 33 UNDER FAS 116, CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. BECAUSE THE UNIVERSITY UTILIZES CONTRIBUTIONS OF ART AND HISTORICAL TREASURES IN FURTHERANCE OF PUBLIC SERVICE, THESE CONTRIBUTIONS ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. IN ADDITION, MINOR GIFTS, SUCH AS FOOD OR SUPPLIES, ARE CONSIDERED DE MINIMUS.
NUMBER OF CONTRIBUTIONS SCHEDULE M, PART I, COLUMN (B) THE FIGURES IN COLUMN (B) REPRESENT THE NUMBER OF CONTRIBUTIONS RECEIVED.
Schedule M (Form 990) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Identifier Return Reference Explanation
SUPPLEMENTAL DISCLOSURES   FORM 990, PART I, LINE 4 AND PART VI, LINE 1B DETAIL REGARDING THE NUMBER OF INDEPENDENT VOTING MEMBERS THE UNIVERSITY'S PRESIDENT, A VOTING MEMBER OF THE BOARD, IS NOT COUNTED AS INDEPENDENT BECAUSE HE IS AN EMPLOYEE OF THE UNIVERSITY. IN ACCORDANCE WITH THE FORM 990 REPORTING INSTRUCTIONS, THE UNIVERSITY HAS ALSO NOT COUNTED AS INDEPENDENT FOR THE PURPOSES OF THIS QUESTION THE FOUR TRUSTEES WHO SERVE AS OFFICERS OR DIRECTORS OF ENTITIES LISTED AS INTERESTED PERSONS ON SCHEDULE L, NOR THE TRUSTEE LISTED ON SCHEDULE J WHO IS RETIRED FROM THE UNIVERSITY AND RECEIVED PREVIOUSLY-ACCRUED COMPENSATION DURING THE REPORTING PERIOD BASED UPON HIS PRIOR UNIVERSITY EMPLOYMENT. ------------------------------------------------------------- FORM 990, PART I, LINE 6 DETAIL REGARDING THE NUMBER OF VOLUNTEERS THE NUMBER SHOWN IS AN ESTIMATE OF ALUMNI VOLUNTEERS WHO WORK WITH THE UNIVERSITY'S CENTRAL ALUMNI OFFICE. ADDITIONAL VOLUNTEERS WORK IN MANY OF THE UNIVERSITY'S SCHOOLS, CENTERS AND OTHER PROGRAMS. ------------------------------------------------------------- FORM 990, PART V, LINE 4B FOREIGN COUNTRY LIST BANGLADESH BRAZIL CHINA CONGO DR ETHIOPIA FRANCE GERMANY INDIA ITALY COTE D'IVOIRE (IVORY COAST) JAPAN JORDAN KAZAKHSTAN KENYA LESOTHO MALAWI MALI MOZAMBIQUE NIGERIA RWANDA SOUTH AFRICA SWAZILAND TAJIKISTAN TANZANIA TURKEY UNITED KINGDOM (ENGLAND, NORTHERN IRELAND, SCOTLAND, AND WALES) ZAMBIA ------------------------------------------------------------- FORM 990, PART V, LINES 7G AND 7H CONTRIBUTIONS OF CERTAIN TYPES OF PROPERTY DURING THE YEAR ENDED JUNE 30, 2011, THE UNIVERSITY DID NOT RECEIVE ANY CONTRIBUTIONS OF QUALIFIED INTELLECTUAL PROPERTY, CARS, BOATS, AIRPLANES, OR OTHER VEHICLES. AS A RESULT, THE UNIVERSITY WAS NOT REQUIRED TO FILE FORMS 8899 OR 1098-C TO REPORT SUCH CONTRIBUTIONS. ------------------------------------------------------------- FORM 990, PART VI, LINE 2 DETAIL OF FAMILY/BUSINESS RELATIONSHIPS ARMEN AVANESSIANS AND ESTA STECHER - BUSINESS RELATIONSHIP ANN KAPLAN AND ESTA STECHER - BUSINESS RELATIONSHIP ------------------------------------------------------------- FORM 990, PART VI, SECTION A, LINE 5 IN NOVEMBER 2010, THE UNIVERSITY LEARNED IT HAD BEEN DEFRAUDED FOR THE AMOUNT OF $5,249,748.39 WHEN CERTAIN ELECTRONIC PAYMENTS WERE MADE TO A FRADULENT VENDOR BANK ACCOUNT. THE UNIVERSITY IMMEDIATELY NOTIFIED THE POLICE. INDICTMENTS HAVE BEEN ISSUED AND THE UNIVERSITY IS COOPERATING WITH THE CRIMINAL INVESTIGATION. IN AUGUST 2011, THE UNIVERSITY RECEIVED REIMBURSEMENT FROM ITS INSURANCE CARRIER FOR THE FULL AMOUNT OF THE LOSS,LESS A $250,000 DEDUCTIBLE. -------------------------------------------------------------- FORM 990, PART VI, LINE 11B PROCESS USED BY MANAGEMENT AND/OR GOVERNING BODY TO REVIEW 990 A SUBCOMMITTEE COMPRISED OF MEMBERS OF TRUSTEES AUDIT COMMITTEE REVIEWED THE FORM 990. FOLLOWING THAT REVIEW, THE FORM 990 WAS MADE AVAILABLE TO ALL TRUSTEES VIA A SECURE WEBSITE AND THEN PRESENTED TO THE FULL BOARD OF TRUSTEES AT A MEETING ON MAY 10, 2012. CHANGES MADE SUBSEQUENT TO THE MAY 10, 2012 MEETING WERE REPORTED TO THE SUBCOMMITTEE, AND ALL TRUSTEES WERE NOTIFIED OF THE CHANGES VIA ELECTRONIC MAIL. THE REVISED FORM WAS POSTED ON THE SECURE WEBSITE FOR TRUSTEE REVIEW PRIOR TO FILING. ------------------------------------------------------------- FORM 990, PART VI, LINE 12C DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST ALL TRUSTEES ARE SUBJECT TO THE "STATEMENT OF CONFLICT OF INTEREST POLICY FOR THE TRUSTEES OF COLUMBIA UNIVERSITY." WHEN A TRUSTEE BECOMES AWARE OF AN EXISTING OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE HAS A DUTY TO: (A) DISCLOSE THE CIRCUMSTANCES TO THE BOARD CHAIR OR OTHERS, AS APPROPRIATE, (B) REFRAIN FROM ACTING TO INFLUENCE ANY DECISION WHICH MIGHT IN IMPROPERLY BENEFIT THE TRUSTEE OR A FAMILY MEMBER; AND (C) RECUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSIONS OR DECISIONS ABOUT THE POTENTIAL TRANSACTION OR ACTIVITY. IN ADDITION, ALL TRUSTEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THE DISCLOSURES ARE REVIEWED FOR APPROPRIATE ACTION. ALL OFFICERS AND KEY EMPLOYEES ARE SUBJECT TO THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST," AND ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE DISCLOSURES ARE REVIEWED THROUGH A FORMAL ADMINISTRATIVE PROCESS. ANY DISCLOSURES THAT COULD GIVE RISE TO CONFLICTS AS IDENTIFIED THROUGH SUCH REVIEW ARE REPORTED TO AN APPROPRIATE SENIOR OFFICER. ANY SUBSTANTIVE CONCERNS ARE ALSO REPORTED OT THE CHAIR OF THE BOARD OF TRUSTEES. ------------------------------------------------------------- FORM 990, PART VI, LINES 15A AND 15B COMPENSATION PROCESS THE UNIVERSITY FOLLOWS THE REVIEW PROCESS DESCRIBED BELOW FOR ALL OFFICERS AND KEY EMPLOYEES. THIS PROCESS HAS BEEN IN PLACE SINCE AT LEAST 2000. THE COMPENSATION FOR THE ORGANIZATION'S PRESIDENT IS REVIEWED BY A COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES AND APPROVED BY THE INDEPENDENT TRUSTEES ON THE FULL BOARD. THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES. IN CONNECTION WITH THE PRESIDENT'S COMPENSATION, THE COMPENSATION COMMITTEE AND THE BOARD REVIEW COMPARABILITY DATA AND MINUTES OF DELIBERATIONS ARE RECORDED CONTEMPORANEOUSLY WITH ANY ACTION. WITH RESPECT TO OTHER OFFICERS AND KEY EMPLOYEES, THE COMMITTEE FOLLOWS THE SAME PROCESS FOR REVIEW OF COMPARABILITY DATA AND CONTEMPORANEOUS DOCUMENTATION OF ITS ACTIONS. IN THE CASE OF THE ORGANIZATION'S PRESIDENT AND CERTAIN OTHER OFFICERS AND KEY EMPLOYEES, THE ORGANIZATION HAS ALSO CONSULTED WITH INDEPENDENT COMPENSATION CONSULTANTS IN DETERMINING COMPENSATION. THE COMPENSATION OF THE PRESIDENT AND THE EXECUTIVE VICE PRESIDENT OF THE INVESTMENT MANAGEMENT COMPANY IS ALSO REVIEWED AND APPROVED BY A COMPENSATION COMMITTEE OF THE INVESTMENT MANAGEMENT COMPANY'S BOARD OF MANAGERS. SUCH COMPENSATION COMMITTEE IS COMPRISED OF INDEPENDENT MEMBERS OF THE BOARD MANAGERS. "INDEPENDENT TRUSTEE" OR "INDEPENDENT MEMBER" AS USED IN THIS FOOTNOTE MEANS WITHOUT A CONFLICT OF INTEREST WITHIN THE MEANING OF PARAGRAPH (c)(1)(iii) OF REGULATION 53.4958-6 OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS, PART VI, LINE 1B ABOVE USES A DIFFERENT DEFINITION. ------------------------------------------------------------- FORM 990, PART VI, QUESTION 19 DOCUMENTS AVAILABILITY TO PUBLIC THE ORGANIZATION'S CHARTER AND STATUTES, FINANCIAL STATEMENTS AND THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST" ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AT WWW.COLUMBIA.EDU. ------------------------------------------------------------- FORM 990, PART VIII DETAIL REGARDING ROYALTY INCOME/EXPENSE THE UNIVERSITY PERIODICALLY FUNDS AND DEVELOPS PATENTS FOR CERTAIN TECHNOLOGIES, THEN LICENSES THE USAGE OF THESE PATENTS TO COMPANIES OVER SEVERAL YEARS. THE REVENUE, NET OF PAYMENTS DUE TO THIRD PARTIES, IS RECORDED IN "REVENUE FROM OTHER EDUCATIONAL AND RESEARCH ACTIVITIES" IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. COSTS INCURRED WITH DEVELOPING AND MAINTAINING THESE PATENTS ARE EXPENSED AS INCURRED SO THAT WHILE ROYALTIES ARE PAID TO FACULTY AND OTHERS IN CERTAIN CIRCUMSTANCES THESE AMOUNTS ARE NOT REFLECTED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART VIII, LINE 8 AND SCHEDULE G, PART II DESCRIPTION OF ACCOUNTING FOR FUNDRAISING EVENTS AMOUNTS REPORTED FOR FUNDRAISING EVENTS REPRESENT REVENUE AND EXPENSES THAT ARE SEPARATELY TRACKED. THE REVENUE AND EXPENSES FROM ADDITIONAL FUNDRAISING ACTIVITIES ARE NOT SEPARATELY TRACKED AND ARE INCLUDED WITHIN CONTRIBUTION REVENUE AND FUNDRAISING EXPENSES. ------------------------------------------------------------- FORM 990, PART IX, LINE 11F INVESTMENT MANAGEMENT FEES THE INVESTMENT MANAGEMENT FEES REPORTED ON THE STATEMENT OF FUNCTIONAL EXPENSES REPRESENT FEES TO THIRD PARTY INVESTMENT MANAGERS AND INCLUDE MANAGEMENT FEE AND PERFORMANCE FEE EXPENSES ASSOCIATED WITH SEPARATELY MANAGED ACCOUNTS. INVESTMENT MANAGEMENT FEES ASSOCIATED WITH FUND INVESTMENTS ARE REPORTED NET AGAINST INVESTMENT INCOME AND THEREFORE ARE NOT INCLUDED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART IX FUNCTIONAL EXPENSES FORM 990, PART IX FUNCTIONAL EXPENSE TOTALS REFLECT THE ELIMINATION OF DEPARTMENTAL OVERHEAD RECOVERIES INCURRED BY PROGRAMMATIC BUSINESS UNITS. THE MAJORITY OF RECOVERED EXPENSES ARE SHOWN IN LINE 24F, OTHER EXPENSES. -------------------------------------------------------------
FORM 990, PART X, LINE 7 NOTES AND LOANS RECEIVABLE LOANS RECEIVABLE FROM STUDENTS TOTAL $91,631,000. LOANS RECEIVABLE FROM NON-KEY EMPLOYEES TOTAL $20,537,084. THE LOANS HAVE VARIOUS INTEREST RATES RANGING FROM 1.95% TO 6.5%, WITH MATURITY DATES RANGING FROM 2011 THROUGH 2039. THE OUTSTANDING BALANCES RANGE FROM $10,366 TO $2,398,778 AND ARE GENERALLY SECURED BY A PRINCIPAL RESIDENCE. LOANS RECEIVABLE FROM OTHER 501(C)(3) ORGANIZATIONS TOTAL $1,784,448. ------------------------------------------------------------------------ FORM 990, PART XI, LINE 5 OTHER CHANGES IN NET ASSETS OR FUND BALANCE UNREALIZED GAINS 923,981,187 CHANGE IN FUNDS HELD BY OTHER IN PERPETUITY 25,211,000 PRESENT VALUE ADJUSTMENT TO SPLIT INTEREST AGREEMENTS (769,000) CHANGES IN PENSION AND POST-RETIREMENT OBLIGATIONS 66,599,000 -------------- TOTAL OTHER CHANGES IN NET ASSETS $1,015,022,187 ------------------------------------------------------------------------ FORM 990, PART XII, LINE 2 AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS THE CONSOLIDATED FINANCIAL STATEMENTS OF THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK ARE AUDITED BY PRICEWATERHOUSECOOPERS, AN INDEPENDENT AUDITOR. THE UNCONSOLIDATED FINANCIAL STATEMENTS REFLECTED IN THIS RETURN REPRESENT APPROXIMATELY 99% OF THE NET ASSETS OF THE CONSOLIDATED GROUP. THE UNIVERSITY'S BOARD OF TRUSTEES HAS AN AUDIT COMMITTEE, COMPRISED OF INDEPENDENT TRUSTEES, WHICH IS RESPONSIBLE FOR OVERSIGHT OF THE AUDIT, REVIEW, AND COMPILATION OF THE FINANCIAL STATEMENTS AND SELECTION OF THE INDEPENDENT AUDITOR. -----------------------------------------------------------------------
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income
(e)
End-of-year assets


 		(f)
Direct controlling
entity







(1) COLUMBIA INVESTMENT MGT COMPANY LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		INVEST MGMT NY 0 0 NA
 
(2) CIM I LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901851 		INVEST HOLDNG DE 0 467,849,177 NA
 
(3) CIM II LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901854 		INVEST HOLDNG DE 0 0 NA
 
(4) CIM III LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901855 		INVEST HOLDNG DE 0 185,357 NA
 
(5) CIM IV LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901856 		INVEST HOLDNG DE 8,908,454 206,010,349 NA
 
(6) CIM V LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901861 		INVEST HOLDNG DE 4,047,668 27,864,080 NA
 
(7) CONQUEST MANAGED FUTURES SELECT FUND II
540 MADISON AVENUE 20TH FLOOR
NEW YORK,NY10022
 INVESTMENTS DE 4,047,668 27,864,080 CIM V
 
(8) CIM VI LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901857 		INVEST HOLDNG DE 3,478,181 0 NA
 
(9) CIM VII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901858 		INVEST HOLDNG DE 0 0 NA
 
(10) CIM VIII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901859 		INVEST HOLDNG DE 0 0 NA
 
(11) CIM IX LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901860 		INVEST HOLDNG DE 0 0 NA
 
(12) CIM X LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901862 		INVEST HOLDNG DE 0 0 NA
 
(13) CIM XI LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901863 		INVEST HOLDNG DE 15,964 15,700 NA
 
(14) CIM XII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901864 		INVEST HOLDNG DE -2,787,135 18,235,234 NA
 
(15) CIM XIII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901865 		INVEST HOLDNG DE 700,000 40,031,445 NA
 
(16) HAMILTON FORESTS LP
15 PIEDMONT CENTER SUITE 1250
ATLANTA,GA30305
 INVESTMENTS DE 700,000 40,031,445 CIM XIII
 
(17) CIM PARENT LLC
15 PIEDMONT CENTER SUITE 1250
ATLANTA,GA30305
 INVESTMENTS DE -109,387 40,209,501 HAMILTON
 
(18) CIM TIMBER LLC
15 PIEDMONT CENTER SUITE 1250
ATLANTA,GA30305
 INVESTMENTS DE -109,387 40,145,407 CIM PARENT
 
(19) CIM XIV LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901866 		INVEST HOLDNG DE 1,989,355 27,145 NA
 
(20) CIM XV LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901868 		INVEST HOLDNG DE 8,818,175 66,911,254 NA
 
(21) CIM XVI LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3951901 		INVEST HOLDNG DE 3,761 0 NA
 
(22) CIM XVII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977498 		INVEST HOLDNG DE -6,138 5,562,554 NA
 
(23) CIM XVIII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977500 		INVEST HOLDNG DE 0 0 NA
 
(24) CIM XIX LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977503 		INVEST HOLDNG DE 0 0 NA
 
(25) CIM XX LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977505 		INVEST HOLDNG DE 0 0 NA
 
(26) CIM XXI LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977507 		INVEST HOLDNG DE 0 0 NA
 
(27) DYNAMO BRASIL VI LLC
1209 ORANGE STREET
WILMINGTON,DE19801
13-5598093 		INVESTMENTS DE 0 134,141,418 NA
 
(28) COLUMBIA AFFILIATED PHYSICIANS IPA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
26-2162648 		PHYSICNS PRAC NY 0 0 NA
 
(29) COLUMBIA DIGITAL KNOWLEDGE VENTURES LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
06-1576880 		NEW MEDIA NY 0 0 NA
 
(30) HITHER PROPERTY LLC
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
27-0201222 		REAL ESTATE DE 0 0 NA
 
(31) COLUMBIA GLOBAL CENTERS LLC
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-5598093 		EDUCATION NY 0 0 NA
 
(32) COLUMBIA GLOBAL RESEARCH INITIATIVES LLC
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-5598093 		EDUCATION NY 0 0 NA
 
(33) CU MIDDLE EAST RESEARCH CENTER LLC
5 MOHD AL SAD AL-BATAYNEH ST
P.O. BOX 144706,AMMAN11814
JO
13-5598093 		EDUCATION JO 0 4,243,306 NA
 
(34) CU GSAPP LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		EDUCATION NY 0 0 NA
 
(35) CU STUDIO LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		EDUCATION NY 0 0 NA
 
(36) EI RWANDA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTH RESCH NY 0 0 NA
 
(37) MSPH ETHIOPIA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 4,739,320 NA
 
(38) MSPH KENYA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 6,030,957 NA
 
(39) MSPH LESOTHO LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 1,333,813 NA
 
(40) MSPH MOZAMBIQUE LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 9,021,474 NA
 
(41) MSPH NIGERIA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 11,678,208 NA
 
(42) MSPH RWANDA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 3,357,332 NA
 
(43) MSPH SOUTH AFRICA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 4,705,339 NA
 
(44) MSPH TANZANIA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 9,939,164 NA
 
(45) MSPH TAJIKISTAN LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093 		HEALTHCARE NY 0 0 NA
 
Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled organization
Yes No
(1) CIS I LLC

615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-3901821 		TITLE HOLDING NY 501(C)(2) N/A COLUMBIA
 
Yes
 
(2) CIS II LLC

615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-3901826 		TITLE HOLDING NY 501(C)(2) N/A COLUMBIA
 
Yes
 
(3) COLUMBIA OPHTHALMOLOGY CONSULTANTS INC

635 WEST 165TH STREET ROOM 218

NEW YORK,NY10032
13-3908637 		HEALTHCARE NY 501(C)(3) 7 COLUMBIA
 
Yes
 
(4) COLUMBIA UNIVERSITY HEALTH CARE INC

630 WEST 168TH STREET

NEW YORK,NY10032
13-3948652 		HEALTHCARE NY 501(C)(3) 9 COLUMBIA
 
Yes
 
(5) COL PRESBYTERIAN MEDICAL CENTER FUND INC

630 WEST 168TH STREET

NEW YORK,NY10032
13-6162924 		FUNDRAISING NY 501(C)(3) 11A NA
 
 
No
(6) COL UNIV RETIREE MED LIFE INS BNFITS TR

535 WEST 116TH STREET

NEW YORK,NY10027
13-3800106 		BENEFITS SUPP NY 501(C)(3) 11A COLUMBIA
 
Yes
 
(7) COLUMBIA UNIVERSITY PRESS

136 SOUTH BROADWAY

IRVINGTON,NY10533
13-1623968 		ACADEMIC PUB NY 501(C)(3) 11A COLUMBIA
 
Yes
 
(8) FRIENDS OF COLUMBIA PSYCHOANALYTIC CTR

1051 RIVERSIDE DRIVE

NEW YORK,NY10032
13-3118570 		EDUC SUPPORT NY 501(C)(3) 11A NA
 
 
No
(9) MORNINGSIDE HEIGHTS LEGAL SERVICES INC

435 WEST 116TH STREET BOX C16 RM8

NEW YORK,NY10027
51-0192355 		CLINICAL EDUC NY 501(C)(3) 11A COLUMBIA
 
Yes
 
(10) REID HALL INC

535 WEST 116TH STREET

NEW YORK,NY10027
13-1611126 		EDU/CUL EXCH NY 501(C)(3) 11A COLUMBIA
 
Yes
 
(11) CENTRE UNIVERSITAIRE AMERICAN REID HALL

535 WEST 116TH STREET

NEW YORK,NY10027
 EDUCATION FR N/A N/A REID HALL
 
Yes
 
(12) COLUMBIA UNIVERSITY PROGRAMS IN PARIS

4 RUE DE CHEVREUSE
  PARIS75006
FR
EDUCATION FR N/A N/A REID HALL
 
Yes
 
(13) CU NEW YORK

4 RUE DE CHEVREUSE
  PARIS75006
FR
EDUCATION FR N/A N/A REID HALL
 
Yes
 
(14) RESEARCH COLLECTIONS AND PRES CONSORTIUM

400 FORRESTAL ROAD

PRINCETON,NJ08540
22-3751732 		LIBRARY COLL NJ 501(C)(3) 11A NA
 
 
No
(15) FOUNDATION FOR CTR FOR ENERGY MARINE

3225 GALLOWS RD

FAIRFAX,VA22037
54-1962639 		EDUC SUPPORT DE 501(C)(3) 11D NA
 
 
No
(16) THE CLYDE & HELEN WU FAMILY FOUNDATION

1275 AUDOBON AVENUE

GROSSE POINTE PARK,MI48230
38-3441481 		EDUC SUPPORT MI 501(C)(3) 11D NA
 
 
No
(17) CENTER FOR ENVIRONMENT ECONOMY & SOCIETY

2852 BROADWAY

NEW YORK,NY10025
 RESEARCH DR N/A N/A CIP
 
Yes
 
(18) CENTER FOR NATL HLTH DEVELP IN ETHIOPIA

KEBELE 06 H NO 447
P.O BOX 664,ADDIS ABABACODE 1250
ET
HEALTHCARE ET N/A N/A COLUMBIA
 
Yes
 
(19) CENTERS FOR INTERNATIONAL PROGRAMS INC

535 WEST 116TH STREET

NEW YORK,NY10027
13-5598093 		EDUC OUTREACH DE N/A N/A COLUMBIA
 
Yes
 
(20) CENTERS FOR INTERNATIONAL PROJECTS TRUST

APT 101 K-62 HAUZ KHAS ENCLAVE
NEW DELHI   110016
IN
RESEARCH IN N/A N/A CIP
 
Yes
 
(21) COLUMBIA GLOBAL CENTER IN INDIA

630 W 168TH STREET

NEW YORK,NY10032
 RESEARCH IN N/A N/A CGC LLC
 
Yes
 
(22) COLUMBIA UK FUND LTD

615 WEST 131ST STREET MC8741

NEW YORK,NY10027
 FUNDRAISING UK N/A N/A COLUMBIA
 
Yes
 
(23) COLUMBIA UNIVERSITY HONG KONG FUND

GPO BOX 5314
CONNAUGHT PLACE    
HK
FUNDRAISING HK N/A N/A COLUMBIA
 
Yes
 
(24) GLOBAL HEALTH RESEARCH CNTR-CENTRAL ASIA

1255 AMSTERDAM AVENUE

NEW YORK,NY10027
 RESEARCH DE N/A N/A COLUMBIA
 
Yes
 
(25) MSPH SWAZILAND

615 WEST 131ST STREET MC8741

NEW YORK,NY10027
 HEALTHCARE NY N/A N/A CIP
 
Yes
 
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) AP MC FUND I LP

ENTSUJI GADELIUS BLDG 1F 2-39
AKASAKA 5-CHOME, TOKYO,MINATO-KU107-0052
JA
98-0504300 		INVESTMENTS JA NA
  		EXCLUDED 14 5,424,581   No 0   No 66.478 %
(2) AP RX FUND I LP

STRATEGIC SCENARIO CO BLDG 1F 2-39
AKASAKA 5-CHOME, TOKYO,MI107-0052
JA
98-0515907 		INVESTMENTS JA NA
  		EXCLUDED 45 13,659,253   No 0   No 99.503 %
(3) MERIT ENERGY PARTNERS V LP

13727 NOEL ROAD SUITE 500
DALLAS,TX75240
75-2411038 		INVESTMENTS TX NA
  		EXCLUDED 27,959,798 43,611,016   No 0   No 97.333 %
(4) PRIDES MONSTER FUND LP

200 HIGH STREET SUITE 700
BOSTON,MA02110
27-0574628 		INVESTMENTS DE NA
  		EXCLUDED 0 2,613,872   No 0   No 99.891 %






Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



 		(b)
Primary activity



 		(c)
Legal domicile
(state or
foreign
country)
 		(d)
Direct controlling
entity


 		(e)
Type of entity
(C corp, S corp,
or trust)

 		(f)
Share of total income



 		(g)
Share of
end-of-year
assets

 		(h)
Percentage
ownership
(1) 16 EAST 60TH STREET CORPORATION
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-3675222 		REAL ESTATE NY NA
  		C-CORP 0 0 100.000 %
(2) 2301 12TH AVENUE OWNERS CORP
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
99-1786950 		REAL ESTATE NY NA
  		C-CORP 0 0 100.000 %
(3) COLUMBIA PRESBYTERIAN IPA
161 FORT WASHINGTON AVE SUITE 132
NEW YORK,NY10032
13-3396165 		PHYS PRACTICE NY NA
  		C-CORP 0 0 100.000 %
(4) FATHOM KNOWLEDGE NETWORK INC
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-4054997 		NEW MEDIA NY NA
  		C-CORP 0 0 100.000 %
(5) FREEZER BOX INC
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
99-1596696 		REAL ESTATE NY NA
  		C-CORP 0 0 100.000 %
(6) MORNINGSIDE INC
311 LOW MEMORIAL LIBRARY
NEW YORK,NY10027
06-1430120 		REAL ESTATE NY NA
  		C-CORP 0 0 100.000 %
(7) ALLIANCE FOR COMMUNTY ENHANCEMENT AT CU
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-4159743 		COMM OUTREACH NY NA
  		C-CORP 0 0 100.000 %
(8) COLUMBIA COMMITTEE FOR COMMUNITY SERVICE
615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-6168288 		SUPPORT COMM NY NA
  		C-CORP 0 0 100.000 %
(9) COLUMBIA DOCTORS OF NEW JERSEY
630 WEST 168TH STREET
NEW YORK,NY10032
26-4364931 		HEALTHCARE NJ NA
  		C-CORP 1,135,104 422,386 100.000 %
(10) ASSC FOR COLLABORATIVE STUDIO X PROJECTS
PRACA TIRADENTES 48 - CENTRO
RIO DE JANEIRO   20060-070
BR
RESEARCH BR NA
  		PRIVATE LAW ASC 0 0 100.000 %
(11) COLUMBIA INTERNATIONAL CENTER IN BEIJING
TOWERA TSINGHUA SCIENCEPARK
CHENGFURD,HAIDIAN100084
CH
EDUCATION CH CGC LLC
  		FOREIGN CORP 0 0 100.000 %
(12) COL GLOBAL CENTER EASTERN & SOUTH AFRICA
PO BOX 51412
NAIROBI   00100
KE
RESEARCH KE CIP LLC
  		LTD GUARANTEE 0 0 100.000 %
(13) COL GLOBAL DANISMANLIK VE ARASTIRMA
MECIDIYE MAH MAVI APT NO 37/7
ISTANBUL    
TU
RESEARCH TU CGC LLC
  		LTD COMPANY 0 0 100.000 %
(14) COL RESEARCH & CONSULTANCY SERVICES PLC
EXPRESS TOWERS - 11TH FLOOR
MUMBAI   400021
IN
RESEARCH IN CIP LLC
  		LTD COMPANY 0 0 100.000 %
(15) APIS GLOBAL DEEP VALUE OFFSHORE LTD
A HOUSE 20 GENESIS H PO BOX 1344
  GRAND CAYMANKY1-1108
CJ
INVESTMENTS CJ NA
  		FOREIGN CORP -3,769,243 0 77.690 %
(16) ASM HUDSON RIVER FUND
WALKER HOUSE 87 MARY STREET
GEORGE TOWN,GRAND CAYMANKY1-9002
CJ
INVESTMENTS CJ NA
  		REG MUTUAL FUND 3,959,446 130,860,000 100.000 %
(17) CALUNIUS LITIGATION RISK FUND LP
1ST FLOOR DOREY COURT ADMIRAL PARK
ST PETER PORT,GUERNSEYGY1 6HJ
GK
98-0684876 		INVESTMENTS GK NA
  		FOREIGN CORP 0 1,239,407 75.000 %
(18) COLUMBIAPATRON SCOTLAND LP
50 LOTHIAN ROAD FESTIVAL SQUARE
EDINBURGH,SCOTLANDEH3 9BY
UK
INVESTMENTS UK NA
  		FOREIGN CORP 32,533 9,778,909 100.000 %
(19) FPCM INFLATION LINKED OPPORTUNITIES LTD
WALKER HOUSE 87 MARY STREET
GEORGE TOWN,GRAND CAYMANKY1-9002
CJ
INVESTMENTS CJ CIM I LLC
  		FOREIGN CORP 0 467,849,177 100.000 %
(20) HARBOUR LITIGATION INVEST OFFSHORE FUND
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY1-1104
CJ
98-0660716 		INVESTMENTS CJ NA
  		FOREIGN CORP 8,813 3,347,215 100.000 %
(21) INDEA LONG TERM OPPORTUNITIES FUND
WALKERS SPV LTD PO BOX 908GT
GEORGE TOWN,GRAND CAYMANKY1-11
CJ
INVESTMENTS CJ NA
  		FOREIGN CORP 0 50,730,000 51.500 %
(22) NCH INVESTORS FUND (CU) CORP
UGLAND S CHURCH ST PO BOX 309
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
INVESTMENTS CJ NA
  		FOREIGN CORP 180,756 2,409,357 100.000 %
(23) CHARITABLE REMAINDER TRUSTS (57)
 
 
N/A NY NA
  		TRUST      
(24) CHARITABLE REMAINDER TRUSTS (2)
 
 
N/A FL NA
  		TRUST      
(25) POOLED INCOME FUNDS (4)
 
 
N/A NY NA
  		TRUST      
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Performance of services or membership or fundraising solicitations for other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations by other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Sharing of facilities, equipment, mailing lists, or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of paid employees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Reimbursement paid to other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid by other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Other transfer of cash or property to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type(a-r) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) AP MC FUND I LP

 B 481,366 FMV
(2) COLUMBIA UNIVERSITY PRESS

 B 956,000 FMV
(3) REID HALL INC

 B 232,010 FMV
(4) REID HALL INC

 A 15,066 FMV
(5) COLUMBIA OPHTHALMOLOGY CONSULTANTS INC

 P 52,000 FMV
(6) COLUMBIA UNIVERSITY HEALTH CARE INC

 B 4,584,671 FMV
(7) COLUMBIAPATRON SCOTLAND LP

 B 695,246 FMV
(8) CALUNIUS LITIGATION RISK FUND LP

 B 1,036,649 FMV
(9) CU RETIREE MEDICAL & LIFE INS BENEFITS TR

 Q 11,195,453 FMV
(10) MORNINGSIDE HEIGHTS LEGAL SERVICES INC

 R 65,307 FMV
(11) HARBOUR LITIGATION INVEST OFFSHORE FUND

 B 2,289,600 FMV
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Are all
partners
section
501(c)(3)
organizations? 		(e)
Share of
end-of-year
assets 		(f)
Disproprtionate allocations? 		(g)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065) 		(h)
General or
managing
partner?
Yes No Yes No Yes No






























Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
SCHEDULE R   COLUMBIA UNIVERSITY OWNS AN 81.57% INTEREST IN 2700 BROADWAY CONDOMINIUM, WHICH IS TREATED AS A CONDOMINIUM ASSOCIATION UNDER NEW YORK STATE LAW. -------------------------------------------------------------- SCHEDULE R, PART I END-OF-YEAR ASSET REPORTING CERTAIN DISREGARDED ENTITIES LISTED IN SCHEDULE R, PART I MAY HOLD VEHICLES, OFFICE EQUIPMENT AND RELATED ITEMS, THE VALUE OF WHICH IS INCLUDED IN THE UNIVERSITY'S BALANCE SHEET IN PART X OF THIS FORM 990 BUT IS NOT REFLECTED IN COLUMN (E) END-OF-YEAR ASSETS. ------------------------------------------------------------------- SCHEDULE R, PART I INCOME/ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM I, LLC WHICH OWNS 100% OF THE SHARES ENTITLED TO THE INCOME AND ASSETS OF FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM I, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED, AS REPORTED IN SCHEDULE R, PART IV. THE SHARES OWNED BY CIM I ARE NON-VOTING SHARES. --------------------------------------------------------------------- SCHEDULE R, PART I, COLUMNS (D) AND (E) INCOME AND ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM V, LLC, WHICH IS THE SOLE MEMBER OF CONQUEST MANAGED FUTURES SELECT FUND II, LLC. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM V, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CONQUEST MANAGED FUTURES SELECT FUND II, LLC, AS REPORTED IN SCHEDULE R, PART I. COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM XIII, LLC, WHICH OWNS A 100% INTEREST IN THE PROFITS, LOSSES AND CAPITAL OF HAMILTON FORESTS, LP. HAMILTON FORESTS, LP IS THE SOLE MEMBER OF CIM PARENT, LLC WHICH IS THE SOLE MEMBER OF CIM TIMBER, LLC. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM XIII, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO HAMILTON FORESTS, LP, WHICH INCLUDES 100% SHARE OF TOTAL INCOME AND END OF YEAR ASSETS ATTRIBUTABLE TO CIM PARENT, LLC AND CIM TIMBER, LLC, AS REPORTED IN SCHEDULE R, PART I. --------------------------------------------------------------------- SCHEDULE R, PART IV CONSISTENT WITH GAAP, THE UNIVERSITY DOES NOT CONSOLIDATE THE ENTITIES LISTED IN PART IV SCHEDULE R WHICH HAVE INVESTMENTS AS THEIR PRIMARY PURPOSE. THIS IS BECAUSE THE UNIVERSITY DOES NOT HAVE SUFFICIENT VOTING POWER WITH RESPECT TO THESE ENTITIES TO SATISFY THE CONTROL TEST FOR CONSOLIDATION UNDER GAAP. THE AMOUNTS SHOWN IN SCHEDULE R, PART IV, COLUMN (G) REFLECT THE UNIVERSITY'S SHARE OF THE NET ASSETS OF THESE ENTITIES FOR THE FISCAL YEAR REPORTING PERIOD WHICH, CONSISTENT WITH GAAP, IS REFLECTED ON LINE 16 OF THE BALANCE SHEET IN PART X OF THIS FORM 990. SIMILARLY, THE UNIVERSITY'S SHARE OF ANY CURRENT INCOME AND REALIZED GAINS FROM THESE ENTITIES IS REFLECTED IN COLUMN (F) OF SCHEDULE R, PART IV AND ON THE STATEMENT OF REVENUE IN PART VIII. THESE ENTITIES EACH OPERATE ON A CALENDAR-YEAR BASIS, AND THE UNIVERSITY'S SHARE OF THE GROSS INCOME AND TOTAL ASSETS FOR EACH OF THESE ENTITIES FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2010 IS SET FORTH BELOW: APIS GLOBAL DEEP VALUE OFFSHORE, LTD. SHARE OF TOTAL (GROSS) INCOME: $4,485,847 SHARE OF END-OF-YEAR (GROSS) ASSETS: $28,119,097 ASM HUDSON RIVER FUND SHARE OF TOTAL (GROSS) INCOME: $21,042,458 SHARE OF END-OF-YEAR (GROSS) ASSETS: $140,211,637 CALUNIUS LITIGATION RISK FUND LP SHARE OF TOTAL (GROSS) INCOME: $244 SHARE OF END-OF-YEAR (GROSS) ASSETS: $703,103 COLUMBIA/PATRON SCOTLAND LP SHARE OF TOTAL (GROSS) LOSS: $691,720 SHARE OF END-OF-YEAR (GROSS) ASSETS: $8,017,834 FPCM INFLATION-LINKED OPPORTUNITIES FUND, LTD SHARE OF TOTAL (GROSS) INCOME: $57,235,335 SHARE OF END-OF-YEAR (GROSS) ASSETS: $1,415,363,673 HARBOUR LITIGATION INVESTMENT OFFSHORE FUND SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $1,652,147 INDEA LONG TERM OPPORTUNITIES FUND SHARE OF TOTAL (GROSS) INCOME: $3,352,009 SHARE OF END-OF-YEAR (GROSS) ASSETS: $55,995,339 NCH INVESTORS FUND (CU) CORP SHARE OF TOTAL (GROSS) INCOME: $214,568 SHARE OF END-OF-YEAR (GROSS) ASSETS: $2,409,357 --------------------------------------------------------------------- SCHEDULE R, PART IV AS OF JUNE 30, 2011, THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HELD MORE THAN A 50% BENEFICIAL INTEREST IN 57 CHARITABLE REMAINDER TRUSTS DOMICILED IN NEW YORK, 2 CHARITABLE REMAINDER TRUSTS DOMICILED IN FLORIDA, AND 4 POOLED INCOME FUNDS DOMICILED IN NEW YORK.
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