Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2010
Open to Public Inspection
A For the calendar year, or tax year beginning 10-01-2010 and ending 09-30-2011
BCheck if applicable:
CName of organization
Massachusetts Eye and Ear Infirmary
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
243 Charles Street
 
Room/suite
City or town, state or country, and ZIP + 4
Boston, MA02114
D Employer identification number

04-2103591
E Telephone number

G Gross receipts $ 204,996,556
F Name and address of principal officer:
CarolAnn Williams
243 Charles Street
Boston,MA02114
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.masseyeandear.org
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1827
M State of legal domicile: MA
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: The Massachusetts Eye and Ear Infirmary ("Infirmary") is a not-for-profit teaching hospital conducting patient care and research.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) .... 3 16
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 14
5 Total number of individuals employed in calendar year 2010 (Part V, line 2a) ... 5 1,763
6 Total number of volunteers (estimate if necessary) .... 6 169
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b 0
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 39,220,406 37,417,260
9 Program service revenue (Part VIII, line 2g) ......... 147,888,466 153,732,051
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 27,900 1,186,135
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 14,047,076 12,661,110
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 201,183,848 204,996,556
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 12,677,402 6,613,142
14 Benefits paid to or for members (Part IX, column (A), line 4) .... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 85,051,460 91,572,396
16a Professional fundraising fees (Part IX, column (A), line 11e).... 82,340 195,441
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet1,212,127    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 104,247,806 113,907,572
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 202,059,008 212,288,551
19 Revenue less expenses. Subtract line 18 from line 12...... -875,160 -7,291,995
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............ 254,755,693 248,076,965
21 Total liabilities (Part X, line 26)............ 212,217,115 214,774,227
22 Net assets or fund balances. Subtract line 21 from line 20 ..... 42,538,578 33,302,738
Part II
Signature Block
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right pointing bullet image Preparer’s taxpayer identification number
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Firm’s name (or yours
if self-employed),
address, and ZIP + 4
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May the IRS discuss this return with the preparer shown above? (see instructions) .........
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Cat. No. 11282Y
Form 990 (2010)
Form 990 (2010)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III . . . . . . . . . .
1
Briefly describe the organization’s mission: The Massachusetts Eye and Ear Infirmary ("Infirmary") is a not-for-profit teaching hospital conducting patient care and research. The Infirmary is a teaching hospital of Harvard Medical School and an international center for research. It has the most competitive program in the country for eye, ear nose and throat residency training and the world's largest ophthalmic fellowship program.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the exempt purpose achievements for each of the organization’s three largest program services by expenses.
Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 102,506,755 including grants of $ 1,566,058 ) (Revenue $ 167,579,296 )
Patient careMassachusetts Eye and Ear Infirmary ranks in the top five hospitals in the nation for both of its specialties in the 2011 U.S. News & World Report magazine's "America's Best Hospitals" survey. Mass. Eye and Ear ranked number four in Ophthalmology and number two in ENT (Ear, Nose and Throat). Both rankings have held steady for the past two years.Ocular Genomics Institute LaunchedIn September we launched another exciting initiative that will bring personalized medicine to Mass. Eye and Ear and enable highly targeted care based on a patient's unique genetic profile. The Ocular Genomics Institute at Mass. Eye and Ear will serve as a worldwide center of excellence for advancing studies in genomic research and gene therapy. Using modern genomic techniques and powerful computing technologies our vision is to capture the genetic variation that contributes to disease in our patient population and use this information to improve patient care for every disease that we treat. Our strategy is threefold:1. Develop a biorepository of donor DNA & tissue samples.2. Integrate research data with patients' electronic medical records. 3. Expand/upgrade equipment and sequencing technologyIf we meet our fundraising goals, it is conceivable that within 10 years - we will have the genome sequence for all of the nearly 195,000 patients we treat annually embedded into their electronic medical records.Leading this effort is Dr. Eric Pierce who joined the department in September as Director of the Ocular Genomics Institute, Associate Director of the Berman Gund Laboratory for the Study of Retinal Degenerations, and Associate Director of the ERG Service. Dr. Pierce is a preeminent clinician scientist in the area of retinal degenerations; his groundbreaking research using next generation DNA sequencing and gene therapy methods has led to new ways to address retinal degenerations. Joining his team are several full-time research staff as well as several postdocs and administrative staff. He will be working closely with Berman Gund Lab director, Dr. Eliot L. Berson, as well as Dr. Janey Wiggs who directs the Genetic Diagnostics section of the Institute. New Equipment - ClinicalRenovated Ophthalmic Plastic Surgery suite, with substantially new equipmentRenovated Neuro-Ophthalmology suite, with all new equipmentEquipped part of Laser Suite to improve suitability for injectionsThree TopCon retinal cameras in Retina/Fluorescein ImagingFemtosecond laser (FS200) from Alcon: a state-of-the-art, 200 hertz laser used for laser assisted corneal transplants and LASIK flap creation. Spectra Integrated Laser System for the Laser CenterDynavision D2 system for the Vision Rehabilitation ServiceLenstar IOL Master for Comprehensive Ophthalmology ServiceAutorefractor/Keratometer for MEEIs Stoneham OfficeOptomap fa: The first non-contact wide-field angiography system, capturing more than 80 percent of the retina in a single view. Dynamic, ultra wide-field, ultra high definition color, red-free and fluorescein angiography that enables simultaneous evaluation of the peripheral and central retina.NEW SERVICES/RENOVATIONSConstruction of the hospital's new 6th floor surgical area is now complete. The new Center provides an improved and expanded waiting area for ambulatory patients, newer and larger patient changing areas, five state-of-the-art operating rooms, recovery rooms and designated locker areas for surgery area staff members. The new area allows for surgery and recovery on the same floor, increased efficiency and a better experience for both patients and staff members. Mass. Eye and Ear opened its new Ophthalmic Plastic Surgery Suite on the 10th floor. The new suite is the first phase of a multi-stage, year-long renovation of the first floor clinical space that will expand capacity and comfort for patients in Comprehensive/Cataracts, Cornea, Refractive Surgery, Glaucoma and Uveitis Services. Mass. Eye and Ear broke ground on its new ambulatory surgical center in the Longwood Medical Area on Huntington Ave with a target date of late 2012. The new complex will house outpatient clinics and surgical facilities, and garage parking, and is designed to keep pace with an increased demand for ophthalmology services, ease overcrowding on the main Charles St. Campus, and make services more patient-accessible. A state-of-the-art renovation and expansion of the ninth floor neuro-ophthalmology suite was completed at the end of September. Glaucoma faculty are now situated in their new office suite on the 8th floor, while the associate relocation of cornea, uveitis and retinal faculty nears completion.Pending the finalization of expansion plans for new Mass. Eye and Ear research facilities, the laboratories of Richard Masland, PhD, Tatjana Jakobs, MD, and Douglas Rhee, MD have been relocated to the Schepens campus in order to accommodate the newly established Eric Pierce laboratory and Ocular Genomics Institute. Eliot L. Berson, MD, Director of the Berman Gund Laboratory for the Study of Retinal Degenerations is also making accommodations for the new Pierce laboratory and its recruits. The Sinus Center opened on the 9th floor, MEEIThe Lynch Laser Center opened on the 9th floor, MEEIMEEI/Concord office is under constructionThe MEEI Balance Center opened at Braintree Rehabilitation HospitalThe Anesthesiology department launched a new website www.meeanesthesia.org that anyone can access that includes our current NPO and Preoperative Testing (please note we have separate Preoperative Testing guidelines for Eye and ENT surgery). This information is now also available on The Source/Policy Library/Anesthesia Documents.Our department has purchased an ultrasound machine to assist with difficult intravenous access and central venous access.New services/renovations:We have added a Northeastern University SRNA anesthesia rotation, with SRNA's rotating over a two-month period.New Equipment and Technology - RadiologySuccessful implementation of a Ceretom-Oto CT scanning system at our new Quincy satellite in September 2011 (scanning will begin as soon as Mass. DPH Occupancy approval is received)A trial of an intra-operative Ceretom Otoscan CT system is still ongoing in the operating room. This trial is expected to be completed by the end of December 2011Statistical Report Fiscal Year 2011 Inpatient Hospital 41 Beds Discharges-Eye Discharges-279 ENT Discharges-1,196 Total-1,475 Patient Days-5619 Average Length of Stay-3.81Surgical Procedures Inpatient Surgery: Eye-Cases-223ENT-Cases-962Total-1,185 Ambulatory Surgery: Eye Cases-12,834 ENT Cases-7,046 Total-19,880 Total Surgical Procedures-21,065 Ambulatory Surgical Cases Utilizing Observation Service-2,702 Outpatient Department Ophthalmology: Comprehensive Ophthalmology-39,660 Glaucoma-26,316 Cornea-18,481 Retina-27,652 Immunology-3,610 Neuro-Ophthalmology-8,936 Pediatric Ophthalmology and Strabismus-1Eye Plastic-6,553 Electroretinography-5,387 Vision Rehabilitation-2,023 Contact Lens-3,305 Total-141,924Otolaryngology: Infirmary-87,347 Total-87,347Total Outpatient Visits-277,512 Emergency Room-Total Visits-19,297 Special Services Audiology Department: Outpatient Visits-29,025 Hearing Aid Center-140 Evoked Response-1,134 Newborn Audiology Screenings-3,741 Radiology Department: Conventional Exams-3,182 CT Scan-8,964 MRI-3,866 Laboratories: Bacteriology (Cultures)-25,800 Clinical Lab (Procedures)-76,681 ENT Pathology (Specimens)-21,726 Eye Pathology (Specimens)-4,687 Frozen Section Laboratory-3,381 Electrocardiograms-4,653 Fluorescein Angiography-11,634 Occupational Therapy-3,555 Optical Shop-4,174 Ultrasonography-12,246 Vestibular Laboratory-5,599 Voice and Speech Laboratory-6,377 Hyperbaric Oxygen Treatments (units)-5,419 Hyperbaric Oxygen Treatments (sessions-count patients)-1,084
4b (Code:   ) (Expenses $ 34,573,878 including grants of $ 5,047,084 ) (Revenue $ 27,423,222 )
Research - Mass. Eye and Ear Awarded Largest Grant in its historyIn September, Mass. Eye and Ear received its largest NIH grant in the hospital's 187-year history, marking another significant Department milestone. The $11 million grant from the National Institute of Allergy and Infectious Disease will fund the Harvard-wide Project on Antibiotic Resistance. The goal of the project, led by principal investigator Michael S. Gilmore, PhD is to develop between five and ten promising and tested new compounds for fighting multidrug resistant infections caused by staph and other related bacteria. Since 2005, drug resistant Staphylococcus aureus has killed more people in the US than HIV/AIDS, and is now a leading health concern. Infections from multidrug-resistant bacteria are leading complications of surgeries, including cataract extractions and knee replacements. Dr. Gilmore is the Sir William Osler Professor of Ophthalmology at HMS and a member of the Howe Laboratory of Ophthalmology at Mass. Eye and Ear. He has recruited a team of investigators from across Harvard University, the Broad Institute and industry. NEW EQUIPMENT/TECHNOLOGY-ResearchAn Illumina HiSeq 2000 (HiSeq) sequencer and an associated Dell computer cluster with 6 processing units, 24 cores and 120 TB of drive space. To support the new Ocular Genomics Institute. State-of-the-art Core Services Facility with a Lancer 1300 LX Glassware Washer that meets the high standards of laboratory glassware decontamination required for DNA sequencing as well as a Getinge, high capacity autoclave and Scotsman ice machine. To support the Ocular Genomic Institute and the Howe and Berman-Gund Laboratory.Zeiss microscope, Angiogenesis LaboratoryTwo thermal cyclers, Angiogenesis LaboratoryRodent ERG, Angiogenesis LaboratoryNitrogen laser, Angiogenesis LaboratoryRESEARCH SUCCESSES-Howe LaboratoryIdentified the very early changes in optic nerve astrocytes that follow rises in intraocular pressure. Developed sophisticated methods for imaging and classifying retinal ganglion cell dendritic arbors.Described a new mechanism by which bacteria become resistant to the last line antibiotic daptomycin.Demonstrated that a new drug, developed under the Harvard-wide Antibiotic Resistance Program, is effective against staph isolates from ocular infection. This program is being funded with an $11 million grant from the National Institute of Allergy and Infectious Disease.Showed that a specific component of the cell wall of staph is important for its ability to cause intraocular infection (endophthalmitis), and that is the component targeted by the new drug.Cornea-Determined the effect of anti-VEGF strategies, including topical application, in prevention of corneal transplant rejection.Determined the function of a novel immunoregulatory molecule, PD-L1, in the cornea and its role in regulating corneal angiogenesis.Successfully developed and tested the use of gene therapy approaches for prevention of corneal endothelial cell death in tissue storage and transplantation.Determined the novel function of a pseudokinase, Flt-1, in regulating corneal angiogenesis.Determined the function of IL-17, implicated in autoimmune disease, in regulating the growth of lymphatic vesselsa finding that provides novel insight into how IL-17 can promote induction of autoimmunity to tissue antigens.Completed a single center prospective randomized double-masked clinical trial demonstrating the efficacy of topical IL-1 blockade in reversing the signs and symptoms associated with dry eye disease, the most common ophthalmological condition.Completed a large clinical study evaluating the utility of several signs and symptoms of dry eye disease in prognosticating response to therapy. Initiated a new clinical study evaluating the efficacy of topical combined anti-PDGF and anti-VEGF therapy in corneal angiogenesis.Identified a novel adenovirus associated with epidemic keratoconjunctivitis, and demonstrated its evolutionary origins.Developed a new genomics and bioinfomatics based algorithm for typing new adenoviruses.Retina-Participated in a phase I clinical trial of an anti-complement factor D antibody for treatment of geographic atrophy (advanced form of dry AMD).Demonstrated that the vitamin D pathway may play a role in pathogenesis of macular degeneration based on epidemiologic, biochemical and genetic evidence. Glaucoma-Estimated and partitioned genetic variation for height, body mass index (BMI), von Willebrand factor and QT interval (QTi) using a high density collection of genotypes on 11,586 study participants. Estimated that approximately 45%, ~17%, ~25% and ~21% of the variance in height, BMI, von Willebrand factor and QTi, respectively can be explained by common polymorphic variants located throughout the genome. This approach holds promise to inform the genetic architecture of other other highly heritable and complex traits such as cup disc ratio. Developed a multivariable model using a health care relational database to demonstrate a positive relation between latitude and the risk of exfoliation syndrome (the leading cause of secondary open angle glaucoma worldwide) in the continental U.S. Analysis of climatic factors indicate that ambient temperature and sun exposure may be important triggers of this condition.Utilized data from the Nurses Health Study to demonstrate that oral contraceptive use was associated with an increased risk of primary open angle glaucoma (POAG). Findings also revealed that NOS3 (codes for nitric oxide synthase 3, an enzyme responsible for forming nitric oxde, interacts with age at menarch and parity in POAG. These data demonstrate that attributes during the reproductive years could be responsible for POAG, a disease that afflicts the middle-aged and the elderly.Abnormal retinal vascular autoregulation may contribute to recurrent disc hemorrhages in POAG, an important marker for disease progression. This study demonstrates that topical brimonidine use corrected abnormal retinal vascular autoregulation in 6 of 6 normal tension glaucoma patients. These findings are in step with the recently published Low Tension Glaucoma Study, which showed that brimonidine use was superior to timolol in preserving visual field in normal tension glaucoma patients.Otolaryngology-Research successes-Albert Edge, PhD and his group published a paper in the Journal of Neuroscience describing an important molecular signaling pathway that drives inner ear stem cells towards a neuronal fate. This discovery is an important step in the ongoing work to device cell-based therapies to rebuild a damaged inner ear.M. Charles Liberman, PhD, and Rindy Northrop, MS, published a study of temporal bone histopathology showing that selective inner hair cell loss is remarkably common in premature infants. This type of damage should cause a type of deafness called auditory neuropathy which is also more prevalent among premature infants. Dan Polley, PhD, and colleagues published a study in Nature Neuroscience characterizing the development and plasticity of the neural connection between cortex and thalamus in the days following the onset of hearing. This study was the first to isolate a purely cortical contribution to auditory experience-dependent plasticity. Christopher Shera, PhD, and his colleagues published a paper in the Proceedings of the National Academy of Sciences in which they use precise measurements of otoacoustic emissions to non-invasively measure the sharpness of the auditory filters in the normal human ear, thereby settling a decades-old debate as to the similarity of the human ear to other well-studied animal models.The Audiology Department is participating in several new clinical trials: (1) NIH clinical trial of Avastin for NF2 w/MGH Oncology and Johns Hopkins; (2) Hearing effects of proton beam with MGH Proton beam; (3) Hearing effects of radiation in pediatric patients with medulloblastoma with MGH pediatric oncology. Research successes: AnesthesiologyNew clinical trial-A pilot study to identify pre- and peri-operative risk factors for airway complications following adenotonsillectomy for treatment of severe pediatric OSA& Courtney A. Hill a, Andrea Litvak b, Craig Canapari c, Brian Cummings c, Corey Collins d, Donald G. Keamy a, Timothy G. Ferris e, Christopher J. Hartnick a,* a Department of Otology and Laryngology, Harvard Medical School, United States. Dexamethasone and the post-tonsillectomy bleeding: a randomized controlled multicenter trial.(study in progress) (Dr. Corey Collins)-IRB Approved studies include: (Dr. Corey Collins)a.Retrospective review of anesthesia management of children with 13q deletion syndrome (in progress) b.The use of succinylcholine in pediatric open globe injuries and its possible impact on ophthalmic outcomes at the Massachusetts Eye and Ear Infirmary. (in progress)
4c (Code:   ) (Expenses $ 3,407,694 including grants of $   ) (Revenue $   )
Education - New Communications - Ophthalmology1.We released two important department communications. The first, Frontiers in Ophthalmology, is a 180-page, comprehensive report that showcases five years of dynamic Department growth in the field of vision science, education and patient care, and how the efforts of our faculty have-and continue to-influence the pace and progress of ophthalmology worldwide. The report highlights the growing collaborations amongst our HMS affiliates and across the global ophthalmic community, and details the initiatives we are pursuing today to ramp up our efforts to fight blinding diseases on a more robust scale. The Department's key foundation partners, alumni and generous friends are also highlighted in the report. Copies of the report were distributed to all of our HMS faculty and leadership, as well as some 2,000 opinion makers and ophthalmology leaders in the US and around the globe. The report can also be viewed on-line at www.MassEyeAndEar.org/specialties/ophthalmology.2.Another key communication just released is our 201l Mass. Eye and Ear Quality and Outcomes Report. The annual report documents key clinical and surgical outcomes data for Mass. Eye and Ear's highly specialized ophthalmic care and surgery. As a preeminent provider of ophthalmic care our goal with our Quality Outcomes program-and this publication-is to drive quality improvement by fostering transparency and accountability across the industry. In some instances, we openly compare ourselves to the few established national benchmarks in our specialties; but in many more instances we are creating the benchmarks by collecting and publishing results. Our quality team has also focused on improvements to service, patient safety, effective treatments and cost efficiencies in order to deliver the best patient care possible. Besides improving care, the report also helps strengthen the Mass. Eye and Ear brand by raising awareness among patients, industry and supporters about the Department's ongoing and significant contributions to the field. Educational Highlights-Ophthalmology-This year we launched a reinvigorated Annual Meeting and Alumni Reunion weekend with a dynamic new and integrated format that combined scientific exchange with networking events and social activities for faculty, alumni and newly graduated residents and fellows. The event drew a record 240 attendees, including 90 alumni, and featured inspiring lectures from representatives of ten quinquennial classes. Besides its intrinsic educational value, the event was also designed to raise the visibility of the Department by bringing alumni up to speed on our initiatives and programs, and to keep us top of mind for spreading the word and increasing support. Joseph F. Rizzo III, MD was Director of the Alumni Meeting for HMS Department of Ophthalmology, and Co-Chair of the Annual Meeting with Joan W. Miller, MD.Launched in December, 2010, our Alumni Giving Society @ Mass. Eye and Ear supports the Department's mission of education, and the critical investigative work of our students and faculty. This spring, Mass. Eye and Ear and Children's Hospital Boston faculty were joined by colleagues from Shanghai Eye and ENT Hospital of Fudan University for a Grand Rounds videoconference. Upgraded audio and visual equipment in Meltzer Auditorium provided a three-way, high tech link. The Department continues to explore an academic and research partnership with colleagues from Shanghai Eye and ENT Hospital. Following an international outreach visit to Shanghai by several HMS faculty in December, 2010, the Department reciprocated in May when it welcomed to Boston a five-member ophthalmology team from Shanghai for an eight week visit. The goal was to give team members first-hand exposure to a full range of learning opportunities, including general ophthalmology and subspecialty training practices, and to learn about the Department's residency training program. The Shanghai team attended educational programs and lectures, and met with investigators to explore potential research collaborations. For the second year in a row, we held another highly successful Mass. Eye and Ear Intensive Vitreoretinal Course (July 22-23), a unique and comprehensive workshop covering the theory and practice of vitreoretinal surgery. Free of charge to participants, the course is designed exclusively for first-year vitreoretinal fellows to prepare them for the OR experience of the clinical fellowship. This years event was expanded from one to two days and filled to capacity with 60 fellows from around the country. Once again, the event drew a distinguished cadre of eminent faculty from various institutions worldwide. Course Directors are: Vice Chair for Medical Education, John Loewenstein, MD, Dean Eliott, MD, Associate Director of the Retina Service, and Demetrios Vavvas, MD, PhD. Now in its seventh year, the Annual Harvard Intensive Cataract Surgical Training Course is the premier cataract surgery training course for ophthalmology residents in the United States. Once again, the course proved extremely popular, attracting 125 residents and 45 faculty from across the country. The course is co-directed by (course founder) Bonnie An Henderson, MD, Sherleen Chen, MD, and Roberto Pineda II, MD. Otolaryngology Education-CME Courses for 2011March 25-26-Update on Tracheo-Esophageal Voice Restoration and Laryngectomy Care - directed by Daniel Deschler and Glenn Bunting. May 19-20-Laryngology Disorders Update - directed by Ramon Franco and Phillip Song. May 21-22-Update in Pediatric Airway, Voice and Swallowing - directed by Christopher Hartnick,October 29-30-Surgery of the Thyroid and Parathyroid Glands - directed by Gregory Randolph Guest Speakers-2011-February 10-Albert Merati, MD, Associate Professor & Chief, Laryngology, U of Washington, St. Louis-"Everything I still do not know about reflux". April 21-Lawrence Epstein, MD, Medical Director, Sleep Health Centers, Boston "Sleep deprivation and obstructive sleep apnea". June 2-Jeff Myers, MD, Professor, H&N Surgery, U Texas, MD Anderson Cancer Ctr. "Oral cavity cancer". June 24-Robert Sofferman, MD, Professor of Surgery, University of Vermont-"The Pursuit of Excellence" September 22-QHP Lecture, Stancel Riley, MD, Executive Director, Board of Registration in Medicine "Quality vs. quantity, postop prescribing of opioids: How much is enough?"Dept. of Anesthesiology-Educational highlights: Dr. Corey Collins-Developed and implemented an Objective Skills Assessment Test for Resident rotating through OR re: myringotomy tube and tonsillectomy anesthesia. Publications, lectures, courses-Collins CE. Anesthesia for pediatric airway surgery: recommendations and review from a pediatric referral center. Anesthesiol Clin. 2010 Sep;28(3):505-17. Epub 2010 Aug 19. Review. Dr. Corey Collins: Poster Presentation: Measured etCO2 during spontaneously ventilating children during tubeless anesthesia for laryngeal papilloma surgery. Postgraduate Assembly, New York, December 2010. Dr. Corey Collins: Chapter published: Moderate and Deep Sedation in Clinical Practice, ed. Richard D. Urman and Alan D. Kaye. Published by Cambridge University Press. # Cambridge University Press 2012.Very soon the 2nd edition of Longnecker's Anesthesiology will be released. Dr. Bil Ragan was asked to contribute the ENT Anesthesia chapter. It has been rewritten, approved and will be published.
4d Other program services. (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet$ 140,488,327
Form 990 (2010)
Form 990 (2010)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? Click to see attachment........
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part II
Click to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III........................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete
Schedule D, Part I
Click to see attachment
.......................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IV
Click to see attachment
...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in term, permanent,or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, and program service activities outside the United States? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
Form 990 (2010)
Form 990 (2010)
Page 4
Part IV
Checklist of Required Schedules (continued)
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H..... Click to see attachment
20a
Yes
 
b
Did the organization attach its audited financial statement to this return? Note: All Form 990 filers that operate one or more hospitals must attach audited financial statements. ..... Click to see attachment
20b
Yes
 
21
Did the organization report more than $5,000 of grants and other assistance to governments and organizations in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
 
No
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see attachment
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II
........................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor, or a grant selection committee member, or to a person related to such an individual? If “Yes,” complete Schedule L, Part III............... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV
................... Click to see attachment
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I
...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35
Is any related organization a controlled entity within the meaning of section 512(b)(13)? .....
35
Yes
 
a
Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2010)
Form 990 (2010)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V . . . . . . . . . .
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
235
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
1,763
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
 
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2010)
Form 990 (2010)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI . . . . . . . . . .
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year ..............
1a
16
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
14
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? ..
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Does the organization have members or stockholders? ................
6
 
No
7a
Does the organization have members, stockholders, or other persons who may elect one or more members of the governing body? .........................
7a
Yes
 
b
Are any decisions of the governing body subject to approval by members, stockholders, or other persons? ..
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Does the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” does the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with those of the organization? ....
10b
 
 
11a
Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Does the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ...........................
12b
Yes
 
c
Does the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this is done ....................
12c
Yes
 
13
Does the organization have a written whistleblower policy? ...............
13
Yes
 
14
Does the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line a or b, describe the process in Schedule O. (See instructions.)
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
NY , MA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you make these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial statements available to the public.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
CarolAnn Williams VP FinanceCFO
243 Charles Street
Boston,MA02114
(617) 573-3012
Form 990 (2010)
Form 990 (2010)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII . . . . . . . . . .
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (describe hours for related organizations in Schedule O)
(C)
Position (check all that apply)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) Wycliffe Grousbeck
Chair
4.00 X           0 0 0
(2) Jonathan Kutchins
Director
2.00 X           0 0 0
(3) David W Scudder
Secretary
2.00 X           0 0 0
(4) Richard Aldrich
Director
2.00 X           0 0 0
(5) William H Darling
Treasurer
4.00 X           0 0 0
(6) CarolAnn Williams
Vice President Finance/CFO
60.00 X   X       0 0 0
(7) John R Fernandez See
President and CEO Sch.O
60.00 X   X       676,403 0 52,651
(8) Samuel C Fleming
Director
2.00 X           0 0 0
(9) Joseph W Haley Esq
Director
2.00 X           0 0 0
(10) Joan MillerMD-see SchO
Chief of Ophthalmology
60.00 X           0 687,510 41,524
(11) Joseph B Nadol JrMD See Sch O
Chief of Otolaryngology
60.00 X           0 752,682 41,388
(12) Herbert W Pollack
Director
2.00 X           0 0 0
(13) Annette Nova
Director
2.00 X           0 0 0
(14) Frederick G P Thorne
Director
2.00 X           0 0 0
(15) Harvey Freishtat
Director
2.00 X           0 0 0
(16) Jonathan Uhrig
Director
2.00 X           0 0 0
(17) William Roman
Director
2.00 X           0 0 0
Form 990 (2010)
Form 990 (2010)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (describe hours for related organizations in Schedule O)
(C)
Position (check all that apply)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) Diane E Kaneb
Director
2.00 X           0 0 0
(19) Peter J Chinetti See
VP Finance Sch.O
60.00     X       319,270 0 39,591
(20) Susan Williams
General Counsel
50.00       X     252,599 0 15,812
(21) Jean EMacQuiddy
VP Otolaryngology
50.00       X     241,516 0 25,805
(22) Javier Balloffet
VP Ophthalmology
50.00       X     244,342 0 30,813
(23) Robert M Biggio
VP Facilities
50.00       X     242,909 0 27,112
(24) Kenneth Holmes
CFO MEEA
60.00       X     249,486 0 31,500
(25) Christine Regan
VP Human Resources
50.00       X     202,916 0 15,857
(26) Michael J Collins
VP Research
50.00       X     219,106 0 25,519
(27) Alec Cheloff
VP Information Systems
50.00       X     234,115 0 32,578
(28) Pike Jeffrey
VP Surgical Services
40.00       X     237,947 0 14,316
(29) Gayle Fishman
EVP Quality Care and CNO
60.00       X     251,989 0 6,983
(30) Jennifer Street
VP Communications
40.00         X   236,837 0 32,740
(31) Melissa Paul
VP Development
40.00         X   212,918 0 35,814
(32) Souza Michael
VP Network Development
40.00         X   268,449 0 8,526
(33) Rosaida Shkliew
Registered Nurse
40.00         X   166,728 0 14,379
(34) Glenn Bunting
Voice&Speech Clinical Director
40.00         X   170,260 0 28,989
(35) Carol Covell
Former
            X 282,763 0 11,402
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 4,710,553 1,440,192 533,299
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportable compensation from the organizationMediumBullet137
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
AMN Healthcare
2735 Collection Ctr Dr
Chicago,IL60693
Traveling Nurses 681,966
Allen & Gerritsen
311 Arsenal Street
Watertown,MA02472
Consultants 360,000
C & G Associates
7 Chuck Drive
Dracut,MA01826
General Contractor 315,058
Eckert Wordell
161 East Michigan Avenue
Kalamazoo,MI49007
Architects 297,538
Shepley Bulfinch Richardson & Abbott
40 Broad Street
Boston,MA02109
Architects 285,330
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization MediumBullet16
Form 990 (2010)
Form 990 (2010)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, gifts, grants and other similar amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d 9,994,038
e Government grants (contributions)1e 17,881,800
f All other contributions, gifts, grants, and
similar amounts not included above
1f
9,541,422
g Noncash contributions included in lines 1a-1f:$  
h Total. Add lines 1a-1f.......MediumBullet 37,417,260
 Program Service Revenue Business Code
2a Inpatient and outpatie 900,099 115,398,239 115,398,239    
b Direct from MEEA, an a 621,110 22,733,568 22,733,568    
c Miscellaneous 900,099 7,318,126 7,318,126    
d Research overhead reco 900,099 6,741,232 6,741,232    
e Cafeteria/Food Service 722,210 1,540,886 1,540,886    
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 153,732,051
 Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 110,035 110,035    
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties............MediumBullet 11,203,747 11,203,747    
(i) Real (ii) Personal
6a Gross Rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 1,076,100  
b Less: cost or other basis and sales expenses    
c Gain or (loss) 1,076,100  
d Net gain or (loss)..........MediumBullet 1,076,100 1,076,100    
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a Subpart F Income 524,292 1,457,363 1,457,363    
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 1,457,363
12 Total revenue. See Instructions....MediumBullet 204,996,556 167,579,296 0 0
Form 990 (2010)
Form 990 (2010)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the U.S. See Part IV, line 21 6,579,691 6,579,691
2 Grants and other assistance to individuals in the U.S. See Part IV, line 22    
3 Grants and other assistance to governments, organizations, and individuals outside the U.S. See Part IV, lines 15 and 16 33,451 33,451
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 3,456,452 511,523 2,944,929  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 69,030,258 50,660,440 17,732,240 637,578
8 Pension plan contributions (include section 401(k) and section 403(b) employer contributions) .... 757,524 533,340 219,618 4,566
9 Other employee benefits ....... 14,392,360 10,133,041 4,172,564 86,755
10 Payroll taxes ........... 3,935,802 2,771,029 1,141,049 23,724
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 1,050,193   1,050,193  
c Accounting ........... 368,322 82,400 285,922  
d Lobbying ........... 103,772   103,772  
e Professional fundraising. See Part IV, line 17.. 195,441 195,441
f Investment management fees ......        
g Other .......... 1,180,480 792,744 294,726 93,010
12 Advertising and promotion .... 918,411 58,951 859,460  
13 Office expenses ....... 1,670,952 1,007,319 587,926 75,707
14 Information technology ...... 2,227,337   2,227,337  
15 Royalties ..        
16 Occupancy ........... 5,868,976 754,806 5,114,170  
17 Travel ............ 894,928 691,054 192,636 11,238
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings ....        
20 Interest ........... 2,032,057 1,180,361 851,696  
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 14,244,244 8,274,114 5,970,130  
23 Insurance .............. 1,240,556 14,439 1,226,117  
24 Other expenses. Itemize expenses not covered above. (Expenses grouped together and labeled miscellaneous may not exceed 5% of total expenses shown on line 25 below.)
a Medical Supplies 25,135,283 25,052,240 83,043  
b Direct Support Services 22,733,568 15,905,845 6,827,723  
c Pension and postretirem 10,213,964   10,213,964  
d Miscellaneous 6,691,197 2,627,725 4,013,078 50,394
e Physicians Administrati 4,360,315 4,360,315    
f All other expenses 12,973,017 8,463,499 4,475,804 33,714
25 Total functional expenses. Add lines 1 through 24f 212,288,551 140,488,327 70,588,097 1,212,127
26 Joint costs. Check here MediumBullet if following
SOP 98-2 (ASC 958-720). Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation
       
Form 990 (2010)
Form 990 (2010)
Page 11
Part X Balance Sheet
(A)
Beginning of year
(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 1,801,366 1 765,636
2 Savings and temporary cash investments .......   2  
3 Pledges and grants receivable, net .........   3  
4 Accounts receivable, net ......... 20,800,581 4 23,704,890
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 40,766 5 30,000
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L ..........   6  
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use .............. 1,814,239 8 2,554,277
9 Prepaid expenses and deferred charges ............ 2,850,382 9 3,557,013
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 317,833,749
b Less: accumulated depreciation. ..... 10b 203,029,535 102,532,307 10c 114,804,214
11 Investments—publicly traded securities ..........   11  
12 Investments—other securities. See Part IV, line 11 ......   12  
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets .........   14  
15 Other assets. See Part IV, line 11 ........... 124,916,052 15 102,660,935
16 Total assets. Add lines 1 through 15 (must equal line 34)... 254,755,693 16 248,076,965
Liabilities 17 Accounts payable and accrued expenses . 54,022,603 17 62,773,223
18 Grants payable ..........   18  
19 Deferred revenue .......... 55,826,537 19 52,857,085
20 Tax-exempt bond liabilities .......... 92,173,832 20 89,368,557
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities. Complete Part X of Schedule D..... 10,194,143 25 9,775,362
26 Total liabilities. Add lines 17 through 25..... 212,217,115 26 214,774,227
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 42,538,578 27 33,302,738
28 Temporarily restricted net assets .....   28  
29 Permanently restricted net assets .....   29  
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 42,538,578 33 33,302,738
34 Total liabilities and net assets/fund balances ..... 254,755,693 34 248,076,965
Form 990 (2010)
Form 990 (2010)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI . . . . . . . . . .
1
Total revenue (must equal Part VIII, column (A), line 12) . . .
1
204,996,556
2
Total expenses (must equal Part IX, column (A), line 25) . . . . .
2
212,288,551
3
Revenue less expenses. Subtract line 2 from line 1 . . . .
3
-7,291,995
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . .
4
42,538,578
5
Other changes in net assets or fund balances (explain in Schedule O) . . . .
5
-1,943,845
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) . . . . . .
6
33,302,738
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII . . . . . . . . . .
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?..
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2010)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization
(ii)
EIN
(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv)
Is the organization in col. (i) listed in your governing document?
(v)
Did you notify the organization in col. (i) of your support?
(vi)
Is the organization in col. (i) organized in the U.S.?
(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2010
Name of organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule—
Special Rules
......................... Arrow Bullet   $    
Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990, or check the box in the heading of its
Form 990-EZ, or on line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part I
Name of organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Part I
Contributors (see Instructions)
     
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Aggregate contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is
a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part II
Name of organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Part II
Noncash Property (see Instructions)
     
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010)
Page 1 of 1 of Part III
Name of organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
aggregating more than $1,000 for the year. (Complete columns (a) through (e) and the following line entry.)
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
If the organization answered “Yes,” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes,” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes,” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35a (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization's direct and indirect political campaign activities on behalf of or in opposition to candidates for public office in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt funtion activities ....................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2010

Schedule C (Form 990 or 990-EZ) 2010
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
Organization's
Totals
(b) Affiliated Group
Totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
   
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in)
(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) Total
             
2a Lobbying non-taxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e))
         
             
c Total lobbying expenditures          
             
d Grassroots non-taxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))
         
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2010


Schedule C (Form 990 or 990-EZ) 2010
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
Yes
 
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
103,772
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? If "Yes," describe in Part IV ..........................
 
No
 
j
Total. lines 1c through 1i ...................................
103,772
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carryover lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) if BOTH Part III-A, lines 1 and 2 are answered “No” OR if Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) non-deductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; and Part ll-B, line 1i.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
Explanation of Other Lobbying Activities: Part II-B, Line 1i: During Fiscal Year 2011, Infirmary paid a consultant to assist the Infirmary with developing meetings with the members of the Massachusetts Legislature and Executive Branch for purposes of discussion around state healthcare payment reform, assist in preparing testimony for presentation before all relevant committees of the Massachusetts General Court; develop legislative strategies; serve as liaison to government agencies as necessary and monitor and report on government programs relative to healthcare financing, including state appropriations and grants.
Schedule C (Form 990 or 990EZ) 2010

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .......    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) ...    
4 Aggregate value at end of year .......    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds may be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit. ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a–2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06 ........ 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the taxable year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116, not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116, to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 60,472,244 60,355,993 60,792,309
b Contributions ........ 28,640,100 736,023 993,556
c Investment earnings or losses ... 1,622,561 4,138,384 3,611,396
d Grants or scholarships .....      
e Other expenditures for facilities
and programs ........
4,005,052 -3,579,845 -3,713,026
f Administrative expenses .... 1,330,581 1,178,311 -1,328,242
g End of year balance ...... 85,399,272 60,472,244 60,355,993
2
Provide the estimated percentage of the year end balance held as:
a
Board designated or quasi-endowment: SchDMd Bullet9.740 %
b
Permanent endowment: SchDMd Bullet90.260 %
c
Term endowment: SchDMd Bullet  
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
Yes
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Investments—Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of investment (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   535,324 535,324
b Buildings ................   157,456,302 92,367,438 65,088,864
c Leasehold improvements ............   599,406 581,943 17,463
d Equipment ................   145,613,713 110,035,381 35,578,332
e Other .................   13,629,004 44,773 13,584,231
Total. Add lines 1a-1e. (Column (d) should equal Form 990, Part X, column (B), line 10(c).)........SchDMdBullet 114,804,214
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) should equal Form 990, Part X, col.(B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1) Due from Affiliates 16,828,126
(2) Funds held for Research 39,799,411
(3) Construction Fund 30,683,164
(4) Debt Service Fund 306,837
(5) Special Cash Reserves and Capital Reserves 5,031,355
(6) Debt Service Reserves Fund 5,247,750
(7) Deferred Financing Costs 1,718,135
(8) Capital Interest Fund 2,650,694
(9) Tax deferred plan assets 395,463
Total. (Column (b) should equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 102,660,935
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Amount
Federal Income Taxes  
Due to affiliates 4,640,856
Estimate third-party settlements 3,667,990
Accumulated postretirement benefit obligation 54,408
Professional liability reserve 610,754
Asset retirement obligation 399,305
Tax deferred liablility plan 402,049



Total. (Column (b) should equal Form 990, Part X, col.(B) line 25.)Small Bullet 9,775,362
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1  
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2  
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3  
4 Net unrealized gains (losses) on investments .......................... 4  
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV) ................................. 8  
9 Total adjustments (net). Add lines 4 - 8 ............................. 9  
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10  
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV): ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIV): ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total Revenue. Add lines 3 and 4c. (This should equal Form 990, Part I, line 12.) ...... 5  
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV): ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIV): ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This should equal Form 990, Part I, line 18.) ...... 5  
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
  Part III, Line 4: Rare book collection The rare books collection consists mainly of several hundred books in each specialty of the eye and ear and books purchased later with funds from endowments set up by the people who donated the original collections.The rare books are available to the scientific, medical and academic community for purposes of research and education.
Schedule D (Form 990) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE F
(Form 990)

Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,
Part IV, line 14b, 15, or 16.
Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside the
United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total
expenditures for region/investments
in region
Europe 0 0 Basic Research Research 15,451
South Asia 0 0 Basic Research Research 18,000
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total ..... 0 0 33,451
b Total from continuation sheets to Part I ... 0 0 0
c Totals (add lines 3a and 3b) 0 0 33,451
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount of
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
Europe Research support 15,451 Check 0    
South Asia Research support 18,000 Check 0    
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
2
3
Enter total number of other organizations or entities ........................MediumBullet
 
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 5
Part V
Supplemental Information
Complete this part to provide the information (see instructions) required in Part I, line 2, and any additional information.
Identifier ReturnReference Explanation
Procedure for Monitoring Grants Outside the U.S.:   Schedule F, Part I, Line 2: MASSACHUSETTS EYE AND EAR INFIRMARY SUBRECIPIENT MONITORING POLICY AND PROCEDURES Part I. Subawards are issued through a consortium agreement between the Massachusetts Eye and Ear Informary ("MEEI") and the recepient institution. The agreement specifies the terms of the subaward, and includes a detailed budget and scope of work to be performed by the recepient institution. Awarded funds are encumbered by a purchase order that is assigned to a unique fund number. Payments to recepient institutions made against the purchase order are recorded in the MEEI accounting system so that individual payments and purchase order balances can be monitored. Disbursement of funds for subawards require the written approval of the Principal Investigator("PI"). Frequent progress reports and other forms of communication are required bewteen the PI and the sub recepient institute to ensure that the scope of work is progressing at a satisfactory pace. ( Part I, Line 2) Part I. MEEI uses the accrual accounting method ( Part I, line 3 column(f) ) Part II. MEEI uses the accrual accounting method ( Part II, line 1)
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2010
Additional Data


Software ID:  
Software Version:  



SCHEDULE G
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,
or if the organization entered more than $15,000 on Form 990-EZ, line 6a.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
 
Pursuant
5151 Belt Line Road 900
 
Dallas, TX75254
Annual Fund   No 0 0 147,206
 
Brakeley Briscoe
85 Camp Avenue
 
Stamford, CT06907
Capital Campaign   No 0 0 48,235
Total .................right arrow     195,441
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
MA, NY, ME
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

 
(event type)
(b) Event #2

 
(event type)
(c) Other Events

 
(total number)
(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . .        
2 Less: Charitable
contributions . . .
       
3 Gross income (line 1
minus line 2) . . .
       
VerticalDirectExpenses 4 Cash prizes . . .        
5 Non-cash prizes . .        
6 Rent/facility costs . .        
7 Food and beverages . .        
8 Entertainment . . .        
9 Other direct expenses .        
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow  
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow  
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ...........................
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
Explanation of Fundraising Payments Schedule G, Part I, Line 2b, Column (v) We work with a company called Pursuant that helps us execute our mail program. They do consulting as well. Basically they draft letters and work with a mail house and send emails to patients on our behalf. Brakeley Briscoe is used for consulting for the capital campaign.
Schedule G (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE H
(Form 990)
Department of the Treasury
Internal Revenue Service
Hospitals
MediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, question 20.
MediumBullet Attach to Form 990. MediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Part I
Charity Care and Certain Other Community Benefits at Cost
Yes
No
1a
Does the organization have a charity care policy? If "No," skip to question 6a...........
1a
Yes
 
b
If "Yes," is it a written policy? .......................
1b
Yes
 
2
If the organization has multiple hospitals, indicate which of the following best describes application of the charity care policy to the various hospitals.
3
Answer the following based on the charity care eligibility criteria that applies to the largest number of the organization's patients.
a
Does the organization use Federal Poverty Guidelines (FPG) to determine eligibility for providing free care to low
income individuals? If "Yes," indicate which of the following is the FPG family income limit for eligibility for free care:
3a
Yes
 
b
Does the organization use FPG to determine eligibility for providing discounted care to low income individuals? If
"Yes," indicate which of the following is the family income limit for eligibility for discounted care: .....
3b
Yes
 
c
If the organization does not use FPG to determine eligibility, describe in Part VI the income based criteria for determining eligibility for free or discounted care. Include in the description whether the organization uses an asset test or other threshold, regardless of income, to determine eligibility for free or discounted care.
4
Does the organization's policy provide free or discounted care to the "medically indigent"? ......
4
Yes
 
5a
Does the organization budget amounts for free or discounted care provided under its charity care policy? ...
5a
Yes
 
b
If "Yes," did the organization's charity care expenses exceed the budgeted amount?.........
5b
Yes
 
c
If "Yes" to line 5b, as a result of budget considerations, was the organization unable to provide free or discounted
care to a patient who was eligibile for free or discounted care?...............
5c
 
No
6a
Does the organization prepare an annual community benefit report?.............
6a
Yes
 
6b
If "Yes," does the organization make it available to the public? ..............
6b
Yes
 
Complete the following table using the worksheets provided in the Schedule H instructions. Do not submit these worksheets with the Schedule H.
7
Charity Care and Certain Other Community Benefits at Cost
Charity Care and
Means-Tested Government Programs
(a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community benefit expense (d) Direct offsetting revenue (e) Net community benefit expense (f) Percent of total expense
a Charity care at cost (from
Worksheets 1 and 2) ..
    2,025,718   2,025,718 0.950 %
b Unreimbursed Medicaid (from
Worksheet 3, column a) .
    10,338,858 9,640,524 698,334 0.330 %
c Unreimbursed costs—other means-tested government programs (from Worksheet 3, column b) ....            
dTotal Charity Care and
Means-Tested Government Programs .....
    12,364,576 9,640,524 2,724,052 1.280 %
Other Benefits
e Community health improvement
services and community
benefit operations (from
(Worksheet 4) ....
6 9,354 368,384   368,384 0.170 %
f Health professions education
(from Worksheet 5) ..
    5,899,592 1,223,579 4,676,013 2.200 %
g Subsidized health services
(from Worksheet 6) ..
    488,171   488,171 0.230 %
h Research (from Worksheet 7)     33,974,987   33,974,987 16.000 %
i Cash and in-kind contributions
to community groups
(from Worksheet 8) ..
9 1,205 52,549   52,549 0.020 %
jTotal Other Benefits ... 15 10,559 40,783,683 1,223,579 39,560,104 18.620 %
kTotal. Add lines 7d and 7j. .. 15 10,559 53,148,259 10,864,103 42,284,156 19.900 %
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat. No. 50192T Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 2
Part II
Community Building Activities Complete this table if the organization conducted any community building activities.
(a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community building expense (d) Direct offsetting
revenue
(e) Net community building expense (f) Percent of total expense
1 Physical improvements and housing            
2 Economic development            
3 Community support            
4 Environmental improvements            
5 Leadership development and training for community members            
6 Coalition building            
7 Community health improvement advocacy 10 75,779 69,114   69,114 0.030 %
8 Workforce development            
9 Other            
10 Total 10 75,779 69,114   69,114 0.030 %
Part III
Bad Debt, Medicare, & Collection Practices
Section A. Bad Debt Expense
Yes
No
1
Does the organization report bad debt expense in accordance with Heathcare Financial Management Association Statement No. 15? ..........................
1
Yes
 
2
Enter the amount of the organization's bad debt expense (at cost).....
2
2,689,612
3
Enter the estimated amount of the organization's bad debt expense (at cost) attributable to patients eligible under the organization's charity care policy ..
3
27,883
4
Provide in Part VI the text of the footnote to the organization's financial statements that describes bad debt expense. In addition, describe the costing methodology used in determining the amounts reported on lines 2 and 3, and rationale for including a portion of bad debt amounts as community benefit.
Section B. Medicare
5
Enter total revenue received from Medicare (including DSH and IME).....
5
29,742,408
6
Enter Medicare allowable costs of care relating to payments on line 5.....
6
31,207,035
7
Subtract line 6 from line 5. This is the surplus or (shortfall)........
7
-1,464,627
8
Describe in Part VI the extent to which any shortfall reported in line 7 should be treated as community benefit.
Also describe in Part VI the costing methodology or source used to determine the amount reported on line 6.
Check the box that describes the method used:
Section C. Collection Practices
9a
Does the organization have a written debt collection policy? ...............
9a
Yes
 
b
If "Yes," does the organization's collection policy contain provisions on the collection practices to be followed for patients who are known to qualify for charity care or financial assistance? Describe in Part VI......
9b
Yes
 
Part IV
Management Companies and Joint Ventures
(a) Name of entity (b) Description of primary
activity of entity
(c) Organization's
profit % or stock
ownership %
(d) Officers, directors,
trustees, or key
employees' profit %
or stock ownership%
(e) Physicians'
profit % or stock
ownership %
1
2
3
4
5
6
7
8
9
10
11
12
13
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 3
Part VFacility Information
Section A. Hospital Facilities
(list in order of size, measured by total revenue per facility, from largest to smallest)
How many hospital facilities did the organization operate during the tax year?1
Name and address
Licensed Hospital General-Medical-Surgical Children's Hospital Teaching Hospital Critical Hospital Research Facility ER-24Hours ER-Other Other (Describe)
1 Massachusetts Eye and Ear Infirmary
243 Charles Street
Boston,MA02114
X     X   X X    
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 4
Part VFacility Information (continued)

Section B. Facility Policies and Practices.

(Complete a separate Section B for each of the hospital facilities listed in Part V, Section A)
Name of Hospital Facility:MASSACHUSETTS EYE AND EAR INFIRMARY
Line Number of Hospital Facility (from Schedule H, Part V, Section A):1

Yes No
Community Health Needs Assessment (Lines 1 through 7 are optional for 2010)
1 During the tax year or any prior tax year, did the hospital facility conduct a community health needs assessment (“Needs Assessment”)? If “No,” skip to question 8. ..................... 1    
If “Yes,” indicate what the Needs Assessment describes (check all that apply):
a A definition of the community served by the hospital facility
b Demographics of the community
c Existing health care facilities and resources within the community that are available to respond to the health needs of the community
d How data was obtained
e The health needs of the community
f Primary and chronic disease needs and other health issues of uninsured persons, low-income persons, and minority groups
g The process for identifying and prioritizing community health needs and services to meet those needs
h The process for consulting with persons representing the community’s interests
i Information gaps that limit the hospital facility’s ability to assess all of the community’s health needs
j Other (describe in Part VI)
2 Indicate the tax year the hospital facility last conducted a Needs Assessment: 20  
3 In conducting its most recent Needs Assessment, did the hospital facility take into account input from persons who represent the community served by the hospital facility? If “Yes,” describe in Part VI how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted. 3    
4 Was the hospital facility’s Needs Assessment conducted with one or more other hospital facilities? If “Yes,” list the other hospital facilities in Part VI............................ 4    
5 Did the hospital facility make its Needs Assessment widely available to the public? ........... 5    
If “Yes,” indicate how the Needs Assessment was made widely available (check all that apply):
a Hospital facility’s website
b Available upon request from the hospital facility
c Other (describe in Part VI)
6 If the hospital facility addressed needs identified in its most recently conducted Needs Assessment, indicate how (check all that apply):
a Adoption of an implementation strategy to address the health needs of the hospital facility’s community
b Execution of the implementation strategy
c Development of a community benefit plan for the facility
d Participation in community-wide community benefit plan
e Inclusion of a community benefit section in operational plans
f Adoption of a budget for provision of services that address the needs identified in the CHNA
g Prioritization of health needs in the community
h Prioritization of services that the hospital facility will undertake to meet health needs in its community
i Other (describe in Part VI)
7 Did the hospital facility address all of the needs identified in its most recently conducted Needs Assessment? If “No,” explain in Part VI which needs it has not addressed together with the reasons why it has not addressed such needs. 7    
Financial Assistance Policy
Did the hospital facility have in place during the tax year a written financial assistance policy that:
8 Explains eligibility criteria for financial assistance, and whether such assistance includes free or discounted care? 8 Yes  
9 Used federal poverty guidelines (FPG) to determine eligibility for providing free care to low incomeindividuals?.. 9 Yes  
If “Yes,” indicate the FPG family income limit for eligibility for free care: 250.000000000000%
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 5
Part VFacility Information (continued)

Yes No
10 Used FPG to determine eligibility for providing discounted care to low income individuals?......... 10 Yes  
If “Yes,” indicate the FPG family income limit for eligibility for discounted care: 300.000000000000%
11 Explained the basis for calculating amounts charged to patients?................. 11 Yes  
If “Yes,” indicate the factors used in determining such amounts (check all that apply):
a Income level
b Asset level
c Medical indigency
d Insurance status
e Uninsured discount
f Medicaid/Medicare
g State regulation
h Other (describe in Part VI)
12 Explained the method for applying for financial assistance?................... 12 Yes  
13 Included measures to publicize the policy within the community served by the hospital facility?....... 13 Yes  
If “Yes,” indicate how the hospital facility publicized the policy (check all that apply):
a The policy was posted at all times on the hospital facility’s web site
b The policy was attached to all billing invoices
c The policy was posted in the hospital facility’s emergency rooms or waiting rooms
d The policy was posted in the hospital facility’s admissions offices
e The policy was provided, in writing, to patients upon admission to the hospital facility
f The policy was available upon request
g Other (describe in Part VI)
Billing and Collections
14 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy that explained actions the hospital facility may take upon non-payment?........ 14 Yes  
15 Check all of the following collection actions against a patient that were permitted under the hospital facility's policies at any time during the tax year:
a Reporting to credit agency
b Lawsuits
c Liens on residences
d Body attachments or arrests
e Other (describe in Part VI)
16 Did the hospital facility engage in or authorize a third party to engage in any of the following collection actions during the tax year?................................... 16   No
If “Yes,” check all collection actions in which the hospital facility or a third party engaged (check all that apply):
a Reporting to credit agency
b Lawsuits
c Liens on residences
d Body attachments
e Other (describe in Part VI)
17 Indicate which actions the hospital facility took before initiating any of the collection actions checked in question 16 (check all that apply):
a Notified patients of the financial assistance policy upon admission
b Notified patients of the financial assistance policy prior to discharge
c Notified patients of the financial assistance policy in communications with the patients regarding the patients’ bills
d Documented its determination of whether a patient who applied for financial assistance under the financial assistance policy qualified for financial assistance
e Other (describe in Part VI)
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 6
Part VFacility Information (continued)

Policy Relating to Emergency Medical Care
Yes No
18 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that requires the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?.......... 18 Yes  
If “No,” indicate the reasons why (check all that apply):
a The hospital facility did not provide care for any emergency medical conditions
b The hospital facility did not have a policy relating to emergency medical care
c The hospital facility limited who was eligible to receive care for emergency medical conditions (describe in Part VI)
d Other (describe in Part VI)
Charges for Medical Care
19 Indicate how the hospital facility determined the amounts generally billed to individuals who had insurance covering emergency or other medically necessary care (check all that apply):
a The hospital facility used the lowest negotiated commercial insurance rate for those services at the hospital facility
b The hospital facility used the average of the three lowest negotiated commercial insurance rates for those services at the hospital facility
c The hospital facility used the Medicare rate for those services
d Other (describe in Part VI)
20 Did the hospital facility charge any of its patients who were eligible for assistance under the hospital facility’s financial assistance policy, and to whom the hospital facility provided emergency or other medically necessary services, more than the amounts generally billed to individuals who had insurance covering such care?......... 20   No
If “Yes,” explain in Part VI.
21 Did the hospital facility charge any of its patients an amount equal to the gross charge for services provided to that patient?................................... 21 Yes  
If “Yes,” explain in Part VI.
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 7
Part VFacility Information (continued)

Section C. Other Facilities That Are Not Licensed, Registered, or Similarly Recognized as a Hospital Facility
(list in order of size, measured by total revenue per facility, from largest to smallest)
How many non-hospital facilities did the organization operate during the tax year?3
Name and address Type of Facility (Describe)
1 Massachusetts Eye and Ear Stoneham
One Montvale Avenue
Stoneham,MA02180
Licensed outpatient location
2 Massachusetts Eye and Ear Stoneham
One Montvale Avenue
Stoneham,MA02180
Licensed outpatient location
3 Massachusetts Eye and Ear Stoneham
One Montvale Avenue
Stoneham,MA02180
Licensed outpatient location
4
5
6
7
8
9
10
Schedule H (Form 990) 2010
Schedule H (Form 990) 2010
Page 8
Part VI
Supplemental Information
Complete this part to provide the following information.
1 Required descriptions. Provide the description required for Part I, lines 3c, 6a, and 7; Part II; Part III, lines 4, 8, and 9b; and Part V, Section B, lines 1j, 2, 4c, 6i, 7, 11i, 13i, 17l, 18l, 19e, 21d, 25, and 26.
2 Community health needs assessment. Describe how the organization assesses the health care needs of the communities it serves, in addition to any community health needs assessments reported in Part V, Section B.
3 Patient education of eligibility for assistance. Describe how the organization informs and educates patients and persons who may be billed for patient care about their eligibility for assistance under federal, state, or local government programs or under the organization’s financial assistance policy.
4 Community information. Describe the community the organization serves, taking into account the geographic area and demographic constituents it serves.
5 Promotion of community health. Provide any other information important to describing how the organization’s hospital facilities or other health care facilities further its exempt purpose by promoting the health of the community (e.g., open medical staff, community board, use of surplus funds, etc.).
6 Affiliated health care system. If the organization is part of an affiliated health care system, describe the respective roles of the organization and its affiliates in promoting the health of the communities served.
7 State filing of community benefit report. If applicable, identify all states with which the organization, or a related organization, files a community benefit report.
Identifier ReturnReference Explanation
    Part II: Mass. Eye and Ear provided Community Building health improvement advocacy by providing educational opportunities and support, including hosted support groups, focusing on health conditions in our specialties to patients and the public. Please see page 16 of our community benefits plan, posted on www.MassEyeAndEar.org, for details.
    Part III, Line 4: Bad debt reporting methodology: bad debts are written off at gross charges. For uninsured claims (self pay), bad debts are discounted to cost using the hospital cost accounting system. AR written off to bad debt that is related to co-pays, deductibles and coinsurance is already at cost, since it is deducted from the insurance-allowed amount.
    Part III, Line 8: The shortfall reported in Part III line 7 should be considered a community benefit, because reimbursement from Medicare does not cover the cost of treating patients. MEEI has a policy to treat all patients, regardless of payer. As a primarily outpatient facility, with only two specialties, MEEI can not benefit from relatively higher Medicare payments for some specialties, or higher inpatient Medicare reimbursement. Without compromising patient care, MEEI has limited means for reducing costs.Massachusetts Eye and Ear Infirmary Cost Accounting SystemMEEI uses a cost accounting system that is comprised of a step-down methodology for allocating hospital overhead that is similar to that used for the Medicare Cost Report. All indirect costs are allocated to patient care cost centers, teaching and research. Fully loaded patient care costs are allocated to patients using billed units, and unit costs and allocation algorithms specific to each cost center.
    Part III, Line 9b: Patients are notified on all billing statements of the availability of financial assistance and the contact information of the appropriate staff members who are available to assist in the process. The hospital policy incorporates specific billing practices relating to patients who are eligible for financial assistance.
MASSACHUSETTS EYE AND EAR INFIRMARY   Part V, Section B, Line 19d: Charges for patients who qualify for Financial Assistance are based on the average reimbursement of the Hospital's three largest payers.
MASSACHUSETTS EYE AND EAR INFIRMARY   Part V, Section B, Line 21: Gross charges were billed to patients who did not apply or qualify for Financial Assistance.
    Part VI - #4 Community Information - continutedStep 4. Assessing unmet needs in our target communities and among our target populations Through several months of meetings and phone calls with other members of the Community Benefits Committee, other providers and staff within Mass. Eye and Ear, and with external partners at organizations serving the target populations and/or in the target communities, the CB Working Group developed an understanding of unmet needs that, as an institution, Mass. Eye and Ear is uniquely positioned to address because of its clinical services and expertise. Some of the identified needs, particularly those related to awareness and education, affect large numbers of people. Others affect smaller groups of people, either because pockets of people experience impeded access to services that are otherwise generally available or because a clinical condition is rare and the resources to address it are extremely limited. The assessment identified the following needs: To extend vision screening and hearing examinations and follow-up care to individuals who have no or very limited access to such services.For reconstructive surgical services for survivors of domestic violence who experienced physical injuries to the head and/or neck as a result of abuse. For education, screening and support for head and neck cancers.For education and support related to facial paralysis and conditions that affect smell and taste.For resources to improve access to care for members of the target communities who would benefit from Mass. Eye and Ear services but who are unable to get the care they need due to linguistic or financial issues, lack of transportation, or a lack of knowledge about their conditions and the services to address them. For financial support of community-based non-profits engaged in unique and high-quality work to address vision, hearing or other diseases/conditions of the head and neck in the target communities and/or among the target populations. Conclusion: The Community Benefits Committee concluded that the unmet needs identified during the assessment process were aligned with the capabilities of Mass. Eye and Ear and its community partners and should be used to formulate goals for Mass. Eye and Ear's community benefits plan.
    Mass. Eye and Ear files an annual community benefits report with the Mass. Attorney General. When the reports are posted, they are available here: http://www.cbsys.ago.state.ma.us/cbpublic/public/browse_reports.aspx?section=0
    Part VI - #5 - Promoting the health of the community - continuedVision Rehabilitation: In the area of vision rehabilitation education, Mass. Eye and Ear staff responded to a number of requests from organizations serving seniors:Milton Council on Aging: An expert from Mass. Eye and Ear's Vision Rehabilitation Department presented the Mass. Eye and Ear model of Vision Rehabilitation and answered questions from seniors about collaborative agencies and transportation.Winthrop Senior Center-A member of the Mass. Eye and Ear Vision Rehabilitation Department presented to seniors the Mass. Eye and Ear model of Vision Rehabilitation and its five areas of focus.Carleton Village: A member of the Mass. Eye and Ear Vision Rehabilitation Department discussed with seniors the five areas of focus in the hospital's model of vision rehabilitation, discussed reading rehabilitation, activities of daily living, patient safety, participation in the community and patient well being. Cohasset Low Vision Support Group: A member of the Mass. Eye and Ear Vision Rehabilitation Department discussed with visually impaired members the emotional issues of losing vision and presented the hospital's model of vision rehabilitation and five areas of focus. Health and Fitness Expo: Mass. Eye and Ear participated in the Health and Fitness Expo, providing information about vision, hearing or other conditions of the head and neck. This year, an ophthalmologist and otolaryngologist from the hospital answered questions from the public, providing answers to general and specific areas of interest. Information about Mass. Eye and Ear services was also provided. Support Group for Parents of Children with Hearing Loss: A member of the Mass. Eye and Ear Audiology Department conducts this support group for parents of children (birth through age 3) with hearing loss. The meeting is conducted in collaboration with the Museum of Science, Boston, which provides a free meeting space and free museum passes. The Mass. Eye and Ear Audiology Department paid parking fees for participants.C. Access to services/resourcesThis category describes Mass. Eye and Ear strategies to make services and resources available to individuals who might not otherwise be able to access them. Transportation for Needy Patients: Mass. Eye and Ear provides free taxi transportation for patients and families in emergency situations. Free Eyeglasses Program: Social work staff, patient financial counselors, and Optical Shop staff collaborate to provide free glasses to Mass. Eye and Ear patients who meet income and other eligibility guidelines and are unable to pay for glasses. Consultation for Non-Mass. Eye and Ear Patients: Mass. Eye and Ear's social work staff provides information and referral for financial resources, vision and hearing resources, homecare, and education to non-Mass. Eye and Ear patients.Social Work Consultations for Patients Needing Financial Assistance: The staff from Mass. Eye and Ear's Department of Social Work assists patients in securing lodging, meal vouchers, parking vouchers, and other small necessities that make it possible for patients and families to receive treatment at Mass. Eye and Ear.Financial Counseling Assistance: The hospital's financial counselors work with patients to assess insurance coverage, identify coverage options for which the un/under-insured may be eligible, and to provide assistance in applying for and accessing coverage. Howe Library: Mass. Eye and Ear's research library staff assists patients who are seeking information about their medical conditions. Services include computer searching and retrieval of articles, finding books for users, and providing computers, copiers, printers, and assistance to people in using them.The Hearing Aid Center: The Mass. Eye and Ear Hearing Aid Center provides support, including education and equipment, to patients with hearing loss. For patients who meet income guidelines, these services are provided at no charge or at a reduced rate. Free Parking: Mass. Eye and Ear offers free parking to patients and their families that enables them to come for care and participate in support groups. Mass. Eye and Ear also extends free parking to participants at Community Boating, a local nonprofit, and to support groups such as the Glaucoma Support Group and Hear @ Boston.Charitable Care: Each year, Mass. Eye and Ear provides free or discounted care to patients who are unable to cover the full cost of the services they utilize. This year the hospital provided $212,802 in free or discounted care to patients that meet Mass. Eye and Ear's Financial Assistance Policy. We make every effort to identify appropriate insurance coverage for our patients and to help them access the coverage for which they are eligible. However, each year Mass. Eye and Ear extends care to patients that is not fully reimbursed. In 2011, our Net Charity Care totaled $2,401,008, which includes the Health Safety Net (HSN) Assessment and Shortfall, HSN denied claims, and free or discounted care provided to patients that meet Mass. Eye and Ear's Financial Assistance Policy. The Net Charity Care provided each year is a reflection of Mass. Eye and Ear's and the Community Benefits Committee's commitment to the delivery of high-quality care to our patients and is an important strategy for ensuring access to care in our community benefits plan.
    Part VI, Line 2: Mass. Eye and Ear engaged the services of consultants to work closely with the Community Benefits (CB) Working Group throughout the assessment and planning processes, which took place during the summer of 2010. During the assessment and planning processes, the CB Working Group met several times a month and engaged the full committee as needed for progress updates and input. After the plan was developed and approved, meetings decreased in frequency and the groups met on an as-needed basis. The consultants began by interviewing the managers for community benefits at two local hospitals: Massachusetts General Hospital (MGH) the Dana Farber Cancer Institute. MGH is the next door neighbor to Mass. Eye and Ear and the two institutions share many patients, referring patients to one another for various services. We were particularly interested in how MGH conducted its assessment that led to the identification of target communities and populations. Dana Farber is one of a small number of specialty hospitals that submits a community benefits report to the Attorney General so was uniquely positioned to advise Mass. Eye and Ear on how to define a service area and narrow the selection of target communities and groups. Members of the CB Working Group also interviewed the Vice President of Community Service at UMass Memorial Medical Center, and had regular attendance as a member of the Conference of Boston Teaching Hospital's Community Benefits Committee. All institutions provided great insights that informed the assessment and planning processes described below. For most Massachusetts hospitals, community-level data available through the Massachusetts Department of Public Health and Boston Public Health Commission are useful in understanding the specific health needs of communities and those in which disparities exist. These data are typically used to select vulnerable communities and populations and to target services to address particular health issues and disparities. Because neither the Boston Public Health Commission nor the Massachusetts Department of Public Health collect and report data on vision, hearing and other head and neck conditions in Massachusetts communities, Mass. Eye and Ear's Community Benefits Committee had to rely on its own patient data, Census data, and guidance from the Centers for Disease Control and Prevention to define its target communities and populations and to formulate objectives for its community benefits plan. The consultants analyzed patient and Census data and had regular meetings with the CB Working Group of the Community Benefits Committee. Simultaneously, members of the CB Working Group reached out to other members of the Community Benefits Committee and to additional internal (at Mass. Eye and Ear) and external partners (within community-based agencies and other non-profit health and social service organizations) to understand the needs of the individuals, families and communities they serve with regard to vision, hearing and other conditions of the head and neck.
    Part VI, Line 3: MEEI as a facility works to actively inform patients of programs and resources available to them to help with financial assistance. We have created a link on our external website which highlights the basic federal programs and access to the hospital's Financial Counselor's. The financial counseling process is designed to evaluate the patients' financial ability to pay and to recommend and assist the patient with enrolling in any applicable government of private programs. When all avenues have been exhausted, charitable care criteria are reviewed.
    Part VI, Line 4: Step 1: Understanding where our patients resideEach year, Mass. Eye and Ear draws patients from around the world who need specialized care for vision, hearing and other conditions of the head and neck. To identify the geographic areas of focus for the community benefits plan, the CB Working Group reviewed patient data from the most recent calendar year. The purpose of the analysis was to identify the communities most frequently served by Mass. Eye and Ear and then to identify those communities that are "population centers" for vulnerable populations and/or those whose residents are most likely to experience barriers to care due to economic, linguistic, cultural or other circumstances. Although Mass. Eye and Ear provides care to patients outside of the Commonwealth, New England and even the U.S., 90 percent of Mass. Eye and Ear's patients reside within Massachusetts. In the year prior to the assessment, 117,363 Massachusetts residents received care at Mass. Eye and Ear. All analyses provided below involving Mass. Eye and Ear patients exclude patients from outside of Massachusetts. Twenty-eight of the top 32 Massachusetts communities served by Mass. Eye and Ear (based on where patients live) are within the geographic area encircled by Route 128. The remaining four are within the Interstate 495 belt. Nearly half of Mass. Eye and Ear's patients come from these 32 communities. The 10 communities that are home to the largest proportion of Mass. Eye and Ear patients are listed below. All except Braintree are located around Boston/within the Route 128 belt. Nearly 27% of Mass. Eye and Ear's patients come from these 10 communities identified below. Boston is home to 8,668 or 7.4% of our patients, the geographic area with the single largest number of Mass. Eye and Ear patients. Top 10 communities that are home to the most Mass. Eye and Ear patients # of Mass. Eye and Ear patients in the community % of Mass. Eye and Ear patients in the communityBoston 8668, 7.4% Quincy 3779, 3.2% Cambridge 3527,3.0% Medford 2744, 2.3% Revere 2689, 2.3% Malden 2613, 2.2% Somerville 2291, 2.0% Chelsea 1887, 1.6% Everett 1718, 1.5%Braintree 1650,1.4%Conclusion: The Community Benefits Committee concluded that, although Mass. Eye and Ear cares for patients from all over the Commonwealth, the hospitals primaStep 2: Assessing possible obstacles to care in the Metro-Boston area - Access to care is impeded by many obstacles, particularly ability to pay and linguistic and cultural barriers. Census data on race/ethnicity, household income, unemployment, education, and poverty were used to create profiles of communities in the Metro-Boston area to understand which communities are most likely to be affected by barriers to care. Below shows the top communities in the Metro-Boston area for five indicators of diversity and socio-economic status: Racial/ethnic diversity, lowest household income, highest rates of unemployment, lowest educational attainment and highest rates of poverty. Top Metro-Boston communities on five indicators of diversity and low socio-economic status:Highest in racial/ethnic diversity - Chelsea, Boston, Lynn Cambridge and Malden Lowest household incomes - Chelsea, Lynn, Revere, Boston and Everett Highest rates of unemployment - Chelsea, Boston, Lynn, Revere and Cambridge Lowest educational attainment - Chelsea, Lynn, Everett, Revere and Boston Highest rates of poverty - Chelsea, Boston, Lynn, Revere and EverettSix of the seven communities that make up the most socio-economically disadvantaged are also on the top 10 list of communities in which the most Mass. Eye and Ear patients live. Lynn, the only of the seven disadvantaged communities that does not fall in the top 10, is actually home to 1,641 patients or 1.4% of Mass. Eye and Ear's patients. Lynn is the 11th most populated community by Mass. Eye and Ear patients. Conclusion: The Community Benefits Committee concluded that residents in its primary service area (i.e., Metro-Boston) are very likely to experience barriers to care related to diversity (e.g., language) and socio-economic factors. Although the Community Benefits Plan should not exclude those living outside the Metro-Boston area, it should emphasize services for those living within it because residents are so likely to experience barriers to care. Mass. Eye and Ear should build upon a solid foundation of outreach and service provision to Metro-Boston communities and include strategies for improving access to care in the community benefits plan. Step 3: Identifying vulnerable groups within our patient population and understanding where they live-The Attorney General's revised community benefits guidelines suggest that hospitals should identify vulnerable populations who will benefit from community benefits services. Elders are particularly vulnerable to age-related conditions that affect vision and hearing. Children are also vulnerable because unaddressed issues related to hearing, vision and speech have deleterious effects on their learning and development. Because these populations are particularly at-risk, Mass. Eye and Ear offers specialized lines of service for elders and children. Mass. Eye and Ear treated 33,030 seniors (age 65+) in the year before the assessment and 17,081 pediatric patients (age 19 and under). Together, children and seniors comprise 42.7% of patients who received care at Mass. Eye and Ear in the year prior to the assessment. The 10 communities that are home to the largest numbers of Mass. Eye and Ear's pediatric patients are shown below. Seven of the top 10 communities for pediatric patients are also among those communities identified as being the most socio-economically disadvantaged in the Metro-Boston area. Just over 3,100 or 18% of Mass. Eye and Ear's pediatric patients live in communities where multiple barriers to care exist. Boston is home to the largest portion of Mass. Eye and Ear's pediatric patients with 825 or 4.8%. According to the Massachusetts Institute for Social and Economic Research (MISER) at the University of Massachusetts at Amherst, the number of children is expected to grow in Boston, Somerville, Chelsea, Everett and Malden over the next decade. The number of children in these communities who may need Mass. Eye and Ear services is also likely to increase in the next decade. Home communities to largest numbers of Mass. Eye and Ear pediatric (aged 0-19) patients (n=17,081) # of pediatric patients in the community % of pediatric patients in the communityBoston 825 4.8% Revere 495 2.9% Chelsea 467 2.7% Quincy 429 2.5% Malden 377 2.2%Medford 338 2.0% Everett 350 2.0% Cambridge 314 1.8% Somerville 275 1.6% Lynn 280 1.6% The 10 communities that are home to the largest proportion of Mass. Eye and Ear's senior patients are listed below. According MISER, the number of seniors is expected to grow in all ten communities over the next decade, suggesting that the number of seniors in these communities who may need Mass. Eye and Ear services will also increase. Boston is home to the largest group of Mass. Eye and Ear's senior patients, 2,071 or 6.3%. According to Census data, in six of the top 10 communities that are home to Mass. Eye and Ear's senior patients, roughly one-third of seniors live on less than $25,000 per year and about one-quarter live on less than $15,000 per year. Boston leads with more than half of seniors living on less than $25,000 per year and nearly 36% living on less than $15,000. Four of the communities that are home to the largest number of senior patients are among the most socio-economically disadvantaged communities in the Metro-Boston area. Nearly 12% or 2,011 senior patients live in those communities in which multiple barriers to care are likely to exist. Home communities for largest numbers of Mass. Eye and Ear seniors (aged 65+) (n=17,081)# of senior patients in the community % of senior patients in the communityBoston 2071 6.3% Quincy 1243 3.8% Medford 979 3.0% Cambridge 958 2.9%Revere 760 2.3%Malden 687 2.1% Somerville 627 1.9% Dorchester 568 1.70%Brookline 552 1.70% Melrose 550 1.70% Conclusions: Children and elders make up a large portion of Mass. Eye and Ear's patient population. Because of its clinical expertise and partnerships, Mass. Eye and Ear is well positioned to address the vision and hearing needs of these vulnerable groups. The largest numbers of Mass. Eye and Ear's pediatric and senior patients live in communities in the Metro-Boston area and in most of those communities the populations are expected to grow over the next decade. Many live in socio-economically disadvantaged communities where multiple barriers to care exist. As part of its Community Benefits Plan, Mass. Eye and Ear should utilize strategies to engage and provide care to seniors and children, particularly those in the Metro-Boston area.
    Part VI, Line 4:
    Part VI, Line 6: Mass. Eye and Ear's Community Benefits strategies for achieving its objectives and annual targets program fall into four major categories:1.Screening and clinical services,2.Education and support,3.Access to services/resources4.Sponsorships Categories 1 and 2 draw on Mass. Eye and Ear's broad clinical and teaching expertise. Category 3 responds to barriers and obstacles that limit access to services. Category 4 represents Mass. Eye and Ear's opportunity to support partners whose missions are aligned with those of Mass. Eye and Ear and who are providing services to Mass. Eye and Ear's priority patient groups and/or geographic areas. Each category below offers a description of the associated strategies and partnerships and concludes with an At-a-Glance table that describes the number of individuals, target audience and geographic area served, the Attorney General's Community Benefits Categories addressed, and the costs/resources expended for the reportable year for each strategy in the category.A. Screening and Clinical Services-Mass. Eye and Ear provides screening and clinical services to a wide range of individuals and groups, from low-income children to seniors to survivors of domestic violence. Specific initiatives are described below.Neighborhood House Charter School (NHCS): NHCS was founded in 1995 to provide a better educational option for low-income Boston families and to incubate innovative practices that have the potential to improve public education for all students. Today, NHCS serves 400 students and is one of the most sought after schools in the city, successfully serving a diverse community of children in grades pre-K through 8 from Dorchester and surrounding Boston neighborhoods. Mass. Eye and Ear's Departments of Audiology and Ophthalmology partnered with NHCS's school nurse to offer vision and hearing screening to all students. Children who need follow-up care receive it, free if necessary, at Mass. Eye and Ear. Working with NHCS' school nurse, we set a goal of screening all children in advance of flu season to maximize the number of children in attendance. Camp Harbor View: Created in 2008 to offer Boston children a true summer camp experience, Camp Harbor View is an initiative of the not-for-profit Camp Harbor View Foundation, Inc. in partnership with the City of Boston and the Boys & Girls Clubs of Boston. The camp offers children ages 11 to 14 living in Boston's at-risk neighborhoods the opportunity to leave the city during the day and participate in a four-week summer camp program. Recognizing Mass. Eye and Ear's expertise in vision screening, Mayor Menino requested that Mass. Eye and Ear play a role at Camp Harbor View. Mass. Eye and Ear has been partnering with the Camp since its first season. Mass. Eye and Ear staff members traveled to Camp Harbor View to conduct on-site vision screenings and identify those in need of follow-up care. Vision Coalition/Year Up Boston: The mission of Vision Coalition Massachusetts is to remove poor vision as an impediment to literacy, education, and a better way of life. Vision Coalition provides free vision screenings, free eye exams and free eyeglasses. Mass. Eye and Ear partners with Vision Coalition Massachusetts by performing full eye exams and providing medical care for the groups that Vision Coalition identifies. Year Up serves young urban adults, providing them with the skills, experience, and support that will empower them to reach their potential through professional careers and higher education. Mass. Eye and Ear staff members give eye exams to these young adults, provide those who need them with eye glasses, and ensure that those who need follow-up care are linked to services. Head and Neck Cancer Screening/Lecture: Mass. Eye and Ear's Departments of ENT and Social Work collaborate to offer cancer screening to the general public and to provide support for people with oral, head and neck cancer. Support for People with Oral, Head and Neck Cancer has a support group chapter at Massachusetts General Hospital. Mass. Eye and Ear collaborates with this group and with the Head and Neck Cancer Alliance to raise awareness during Oral, Head and Neck Cancer Awareness Week by hosting an education table. R.O.S.E. Fund Collaboration: The R.O.S.E. Fund (Regaining One's Self Esteem) is a non-profit organization chartered to break the silence and the cycle of domestic violence and teen dating violence and abuse. Among its many activities, the R.O.S.E. Fund screens and refers to Mass. Eye and Ear survivors of domestic violence in need of reconstructive surgery. Mass. Eye and Ear's surgeons perform these life-altering surgeries free of charge. Nantucket Cottage Health Fair: A Mass. Eye and Ear audiologist provided hearing screenings. Participants received results of the screening and information sheets on communication strategies and hearing protection.B. Education and Support-Mass. Eye and Ear's clinicians and social workers deliver education and support to individuals coping with various medical conditions or challenges (e.g., sinusitis, hearing loss, vision loss, facial paralysis) and also reach out to providers who interact with seniors across the Commonwealth. Details on these educational and support strategies are presented below.Public Forum on Hearing and Hearing Loss: Members of Mass. Eye and Ear's Audiology Department presented a 10th anniversary Have You Heard? Public Forum featuring educational sessions and lectures on hearing and hearing loss. This year's sessions focused on the medical and surgical management of hearing loss, audiologic evaluation and management of hearing loss, and scientific advances in understanding hearing and hearing loss. Targeting the general public, and especially seniors and individuals with hearing loss, the event was publicized via community papers and through Mass. Eye and Ear partnership with the Massachusetts Council on Aging. Mass. Eye and Ear surveys forum participants and will use their suggestions to develop the educational program for next year. Public Forum on Conditions that Affect Smell and Taste: This year, members of Mass. Eye and Ear's Department of ENT offered a series of lectures on sinusitis. Targeting the general public, and especially seniors, the event was publicized via community papers and via Mass. Eye and Ear's partnership with the Massachusetts Commission on Aging.Boston Cured Cancer Club Support Group: The Boston Cured Cancer Group for Laryngectomees supports the rehabilitation of laryngectomees and helps offer understanding to patients and their loved ones. Mass. Eye and Ear has a strong collaborative relationship with this organization, providing meeting space and speakers for the groups. The Boston Cured Cancer Group comes and meets with new laryngectomees, providing support to Mass. Eye and Ear patients. Participants in the groups, mostly older people, are largely from Metro Boston, but some come from greater distances.Facial Paralysis Support Group: The Facial Paralysis Support Group is a forum for individuals with facial paralysis and those close to them to meet and share their experiences and to discuss support, treatment, coping and self image. Mass. Eye and Ear hosts this group monthly, providing meeting space and social work and physician support. While the group is open to all individuals with facial paralysis and their families, participants are generally from Metro Boston. Mass. Eye and Ear publicizes the support group via social media and through a partnership with the Facial Paralysis Support Network.Glaucoma Support Group: The Glaucoma Foundation funds groundbreaking research and educates the public about glaucoma and the importance of early detection to prevent blindness. The New England Chapter of the Glaucoma Foundation hosts a support group for people with glaucoma, their caregivers, professionals, and others dedicated to improving the lives of those with this disease. Mass. Eye and Ear partners with the Glaucoma Foundation to provide free meeting space and publicity. Members of Mass. Eye and Ears Department of Ophthalmology are available as speakers for the group. Mass. Eye and Ear helps promote the group by distributing flyers in the hospitals clinics. Attendees are generally seniors from Metro Boston.Hear @ Boston: Hear@Boston, a chapter of the Hearing Loss Association of America, is a community organization that helps empower people who have hearing loss by facilitating opportunities for social engagement, education and skill development. Mass. Eye and Ear donates monthly meeting space and Mass. Eye and Ear clinicians serve as speakers for meetings and events. Many of Hear@Boston's members are young professionals between the ages of 20 and 45, but the group encourages people of all ages to join.
    Part VI, Line 6:
Reports Filed With States Part VI, Line 7 MA
Schedule H (Form 990) 2010
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number
04-2103591
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed
......................... lBullet
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) Boston Children's Hospital330 Longwood Avenue
Boston,MA02115
04-2774441 501(c)(3) 51,428       Basic Research
(2) George Mason University10900 University Blvd
Manassas,VA20110
54-0836354 501(c)(3) 148,770       Basic Research
(3) Boston University85 East Newton St M-921
Boston,MA02118
04-2103547 501(c)(3) 173,398       Basic Research
(4) CARES5000 S 5th Avenue
Hines,IL60141
36-3334177 501(c)(3) 191,387       Basic Research
(5) Brigham and Womens Hospital75 Francis Street
Boston,MA02115
04-2312909 501(c)(3) 292,122       Basic Research
(6) Ohio University1 Park Place
Athens,OH45701
31-6402113 501(c)(3) 83,256       Research Support
(7) Regents University of Minnesota410 Church Street
Minneapolis,MN55455
41-6007513 501(c)(3) 112,001       Research Support
(8) Dana Farber Cancer Institute44 Binney Street
Boston,MA02115
04-2263040 501(c)(3) 45,404       Research Support
(9) John Hopkins University600 NWolfe Stret
Baltimore,MD21218
52-0595110 501(c)(3) 14,747       Research Support
(10) Charles Stark Draper Laborator555 Technology Square
Cambridge,MA02139
04-2505372 501(c)(3) 53,243       Research Support
(11) Drexel University3201 Arch Street Suite 100
Philadelphia,PA19104
23-1352630 501(c)(3) 111,961       Research Support
(12) Medical College of WisconsinWatertwon Plank Road
Milwaukee,WI53226
39-0806261 501(c)(3) 62,860       Research Support
(13) MIT Division of Health77 Massachusetts Avenue
Cambridge,MA02139
04-2103594 501(c)(3) 234,242       Research Support
(14) Massachusetts General Hospital55 Fruit Street
Boston,MA02114
04-2697983 501(c)(3) 1,377,099       Research Support
(15) Schepens Eye Research Institute20 Staniford Street
Boston,MA02114
04-2129889 501(c)(3) 695,146       Research Support
(16) Tufts University80 George Street
Medford,MA02115
04-2103634 501(c)(3) 15,640       Research Support
(17) Harvard UniversityMassachusetts Hall
Cambridge,MA02138
04-2103580 501(c)(3) 602,149       Research Support
(18) Public Health Foundation12801 Crossroads Parkway South
City of Industry,CA91746
95-2557063 501(c)(3) 15,099       Research Support
(19) True Research Foundation8610 N Branconfels
San Antonio,TX78217
74-2855021 501(c)(3) 24,639       Research Support
(20) Worcester Polytechnic Institute100 Institute Road
Worcester,MA01609
04-2121659 501(c)(3) 374,758       Research Support
(21) Vanderbilt University211 Kirkland Hall
Nashville,TN37240
62-0476822 501(c)(3) 21,577       Research Support
(22) University of California1111 Franklin Street 12th Fl
Oakland,CA94607
94-3067788 501(c)(3) 20,301       Research Support
(23) University of IowaGillmore Hall
Iowa City,IA52242
42-6004813 501(c)(3) 33,345       Research Support
(24) University of MississippiPO Bix 907
University,MS38677
64-6001159 501(c)(3) 65,311       Research Support
(25) Presidents and Fellows of Harvard College124 Mount Auburn Street
Cambridge,MA02138
04-2103580 501(c)(3)         Research Support
(26) Massachusetts Eye and Ear Associates243 Charles Street
Boston,MA02114
22-2658209 501(c)(3) 1,566,058       Misc. Support
(27) University of Oklahoma1000 Stanton Young Blvd
Oklahoma City,OK73117
73-6017987 501(c)(3) 164,595       Research Support
(28) University of Southern CA3720 S Flower St
Los Angeles,CA90089
95-1642394 501(c)(3) 29,154       Research Support
2
Enter total number of section 501(c)(3) and government organizations ......................... Bullet Image
28
3
Enter total number of other organizations ................................ . Bullet Image
 
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2010

Schedule I (Form 990) 2010
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance













Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: MASSACHUSETTS EYE AND EAR INFIRMARY SUBRECIPIENT MONITORING POLICY AND PROCEDURES Part I. Subawards are issued through a consortium agreement between the Massachusetts Eye and Ear Informary ("MEEI") and the recepient institution. The agreement specifies the terms of the subaward, and includes a detailed budget and scope of work to be performed by the recepient institution. Awarded funds are encumbered by a purchase order that is assigned to a unique fund number. Payments to recepient institutions made against the purchase order are recorded in the MEEI accounting system so that individual payments and purchase order balances can be monitored. Disbursement of funds for subawards require the written approval of the Principal Investigator("PI"). Frequent progress reports and other forms of communication are required bewteen the PI and the sub recepient institute to ensure that the scope of work is progressing at a satisfactory pace.
Schedule I (Form 990) 2010


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement orprovision of all the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
 
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regs. section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 if additional space needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, line 1a.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported in prior
Form 990 or
Form 990-EZ
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) John R Fernandez See (i)
(ii)
518,988
0
156,605
0
810
0
33,860
0
22,359
0
732,622
0
0
0
(2) Joan MillerMD-see SchO (i)
(ii)
0
605,044
0
64,724
0
17,742
0
0
0
22,359
0
709,869
0
0
(3) Joseph B Nadol JrMD See Sch O (i)
(ii)
0
662,117
0
64,723
0
25,842
0
0
0
30,211
0
782,893
0
0
(4) Peter J Chinetti See (i)
(ii)
300,232
0
16,912
0
2,126
0
19,600
0
22,821
0
361,691
0
0
0
(5) Susan Williams (i)
(ii)
216,691
0
18,860
0
17,048
0
9,310
0
8,677
0
270,586
0
0
0
(6) Jean EMacQuiddy (i)
(ii)
223,010
0
15,889
0
2,617
0
17,910
0
9,994
0
269,420
0
0
0
(7) Javier Balloffet (i)
(ii)
203,978
0
21,563
0
18,801
0
11,971
0
20,933
0
277,246
0
0
0
(8) Robert M Biggio (i)
(ii)
222,131
0
20,429
0
349
0
5,571
0
23,633
0
272,113
0
0
0
(9) Kenneth Holmes (i)
(ii)
222,891
0
15,613
0
10,982
0
9,709
0
23,846
0
283,041
0
0
0
(10) Christine Regan (i)
(ii)
190,953
0
10,711
0
1,252
0
8,355
0
9,298
0
220,569
0
0
0
(11) Michael J Collins (i)
(ii)
206,156
0
12,659
0
291
0
6,727
0
20,587
0
246,420
0
0
0
(12) Alec Cheloff (i)
(ii)
214,917
0
17,737
0
1,461
0
8,787
0
25,837
0
268,739
0
0
0
(13) Pike Jeffrey (i)
(ii)
217,348
0
20,295
0
304
0
7,814
0
8,577
0
254,338
0
0
0
(14) Gayle Fishman (i)
(ii)
235,755
0
15,390
0
844
0
6,983
0
2,182
0
261,154
0
0
0
(15) Jennifer Street (i)
(ii)
215,934
0
20,381
0
522
0
8,949
0
25,874
0
271,660
0
0
0
(16) Melissa Paul (i)
(ii)
180,979
0
15,629
0
16,310
0
10,393
0
27,339
0
250,650
0
0
0
(17) Souza Michael (i)
(ii)
228,927
0
22,140
0
17,382
0
8,526
0
2,267
0
279,242
0
0
0
(18) Rosaida Shkliew (i)
(ii)
166,534
0
0
0
194
0
9,463
0
6,019
0
182,210
0
0
0
(19) Glenn Bunting (i)
(ii)
166,712
0
2,930
0
618
0
10,198
0
20,346
0
200,804
0
0
0
(20) Carol Covell (i)
(ii)
279,816
0
0
0
2,947
0
4,900
0
0
0
287,663
0
0
0
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
  Part I, Lines 4a-b Peter Chinetti received a severance in the amount of $138,528; approved by the CEO. John Fernandez participates in a non-qualified deferred compensation arrangement; no amounts have been paid to him under the plan because his entitlement to payment does not vest until 2015.
  Part I, Line 7 The Board of Trustees of the Massachusetts Eye and Ear Infirmary, upon recommendations of the Compensation Committee, approved a bonus program for certain individuals listed on Schedule J. The program requires that supervisory personnel make determination of (i) eligibility and (ii) amount of bonus dollars based on overall job performance. The Chief Executive Officer of the Infirmary has the authority to (i) overrule recommendations made by supervisors and (ii) make bonus determinations for vice president level personnel. The Compensation Committee of the Board has the final authority for bonuses paid to the CEO as well as the vice presidents. Total compensation for listed individuals, including bonus payments, was analyzed by independent compensation consultants determined to be reasonable compensation and approved by the Board. No compensation payment can be made in excess of these amounts.
Schedule J (Form 990) 2010

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule O (Form 990).
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number
04-2103591
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer
(i) Pool
financing
Yes No Yes No Yes No
A Massachusetts Health and Educational Facilities Authority
 
04-2456011 57586EWL1 09-29-2010 63,156,092 Facility Improvements-See O   X   X   X
B Massachusetts Health and Educational Facilities Authority
 
04-2456011 57586ELD1 03-22-2007 20,000,000 Facility Improvements-See O   X   X X  
C Massachusetts Health and Educational Facilities Authority
 
04-2456011 57586ELD1 02-25-2005 13,695,000 Facility Improvements-See O   X   X X  
Part II
Proceeds
A B C D
1 Amount of bonds retired. . . . . 4,769,000 4,769,000 4,200,012  
2 Amount of bonds defeased . . . .        
3 Total proceeds of issue . . . . 63,156,092 20,000,000 13,695,000  
4 Gross proceeds in reserve funds . . 4,997,988 153,853 95,910  
5 Capitalized interest from proceeds. 2,546,585      
6 Proceeds in refunding escrow. . . . .        
7 Issuance costs from proceeds . . . 650,250 136,012 92,260  
8 Credit enhancement from proceeds.        
9 Working capital expenditures from proceeds . .        
10 Capital expenditures from proceeds . . 21,081,634 20,000,000 13,695,000  
11 Other spent proceeds . .        
12 Other unspent proceeds. . . 30,683,164      
13 Year of substantial completion . . . 2010 2010 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue?   X   X X      
15 Were the bonds issued as part of an advance refunding issue?   X   X   X    
16 Has the final allocation of proceeds been made? . .   X X   X      
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . X   X   X      
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . .   X   X   X    
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . .   X   X   X    
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2010
Schedule K (Form 990) 2010
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use?   X   X   X    
b Are there any research agreements that may result in private business use of bond-financed property? . .   X   X   X    
c Does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts or research agreements relating to the financed property? . X   X   X      
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . . . . . . . . . . . . SchKMediumBullet 0 % 0 % 0 %  
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . SchKMediumBullet 0 % 0 % 0 %  
6 Total of lines 4 and 5 . . .. . . . . . 0 % 0 % 0 %  
7 Has the organization adopted management practices and procedures to ensure the post-issuance compliance of its tax-exempt bond liabilities? X   X   X      
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X    
2 Is the bond issue a variable rate issue?   X X   X      
3a Has the organization or the governmental issuer entered into a hedge with respect to the bond issue?   X   X   X    
b Name of provider .  
 
 
 
 
 
 
 
c Term of hedge . .        
d Was the hedge superintegrated? .                
e Was a hedge terminated? .                
4a Were gross proceeds invested in a GIC? .   X   X   X    
b Name of provider .  
 
 
 
 
 
 
 
c Term of GIC . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? .                
5 Were any gross proceeds invested beyond an available temporary period? .   X   X   X    
6 Did the bond issue qualify for an exception to rebate? . . .   X   X   X    
Schedule K (Form 990) 2010

Schedule K (Form 990) 2010
Page 3
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
Schedule K (Form 990) 2010

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
(1) Kenneth Holmes
 
  X 50,000 30,000   No   No Yes  
Total ...............Small Bullet $ 30,000
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2010
Schedule L (Form 990 or 990-EZ) 2010
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Joan Miller MD Board Member 306,831 Inventor proceeds for patent rights are made in accordance with written MEEI policy in respect of intellectual property.   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Identifier Return Reference Explanation
Program Service Accomplishments = Research- continuted Form 990 - Part III - Line 4b continued Research successes: Radiology Mary Beth Cunnane, MD, served as Clinical Investigator, "Role of non-EPI diffusion weighted imaging in evaluation of cholesteatoma", in conjunction with Phillips MRI scientists, 2011
Program Service Accomplishments- Education - continuted From 990 - Part III - Line 4c - continuted Educational highlights - Radiology Hugh D. Curtin, MD, had the 5th edition of his book, "Head and Neck Imaging, Vol. I & II" published by Elsevier, 2011 Laura V. Romo, MD, et al published an article entitled "Temporal bone: Congenital Anomalies in Som P and Curtin HD (eds). Head and Neck Imaging, 5th Edition, Elsevier, St. Louis, 2011 Amy Juliano, MD, et al published an article entitled "Temporal Bone Tumors and Cerebellopontine Angle Lesions" in Som P and Curtin HD (eds). Head and Neck Imaging, 5th Edition, Elsevier, St. Louis, 2011 Mary Beth Cunnane, MD, et al published an article entitled "Eye and Orbit: Pathology" in Som P and Curtin HD (eds). Head and Neck Imaging, 5th Edition, Elsevier, St. Louis, 2011 Paul Caruso, MD, et al published an article entitled "Vibrational analysis of x-ray absorption fine structure thermal factors by ab initio molecular dynamics: the Zn(II) ion in aqueous solution as a case study" (J Chem Phys, 21:134(7):074504, Feb 2011) Hugh D Curtin, MD, et al published an article entitled "Inner-ear measurements on temporal bone computed tomography, SNHL, and CI outcome: is there a relationship?" (Cochlear Implants Int, Suppl 1:S54-7, May 2011) Hugh Dr. Curtin, MD, et al published an article entitled "Radiologic and audiologic evidence of the location of an intracochlear mass" (Otol Neurotol, 32(5):e34-5, Jul 2011) Mary Beth Cunnane, MD, et al published an article entitled "Radiologic and audiologic evidence of the location of an intracochlear mass" (Otol Neurotol, 32(5):e34-35, Jul 2011) Mary Beth Cunnane, MD, et al published an article entitled "Radiology quiz case 2: pediatric base of tongue thyroglossal duct cyst (TGDC)" (Arch Otolaryngol Head Neck Surg, 137(9)955-956-7, Sept 2011) Mary Beth Cunnane, MD, et al published an article entitled "Lateral dermoid cyst of the floor of mouth: unusual radiologic and pathologic findings" (Auris Nasus Larynx, 38(5):650-3, Oct 2011) Gul Moonis, MD, et al published an article entitled "Steatocystoma simplex of the infratemporal fossa: an uncommon location for a rare entity" (Ear Nose Throat J, 90(1):E16-8, Jan 2011) Gul Moonis, MD, et al published an article entitled "Head and neck infection and inflammation" (Radiol Clin North Am, 49(1):165-82, Jan 2011) Gul Moonis, MD, et al published an article entitled "A venous cause for facial canal enlargement: multidetector row CT findings and histopathologic correlation" (Am J Neuroradiol, 32(5):E83-4, May 2011) Laura V. Romo, MD, et al published an article entitled "Prevalence of pathological gambling in the general population around Paris: preliminary study" (Encephale, 37(4):278-83, Sept 2011) Hugh D. Curtin, MD, Mary Beth Cunnane, MD, & Amy Juliano, MD, presented multiple lectures at MRI & CT courses that were held within the year Hugh D. Curtin, MD, served as Head of the Head & Neck Track of the Refresher Course Committee at the Radiological Society of North America annual meeting, 2011
Form 990, Part VI, Section A, line 7a   The Governor of the Commonwealth has the authority to appoint two Directors. The Bylaws of the Infirmary state that the remaining Directors are those individuals serving as directors of its Member (the Foundation)
Form 990, Part VI, Section A, line 7b   The Foundation is the sole member of the Infirmary and retains the authority to make decisions regarding the Infirmary.
Form 990, Part VI, Section B, line 11   Part VI - Line 11 - Process of review of the Form 990 - After the Form 990 is completed it is reviewed by the Director Finance Operations and outside legal counsel. The Form 990 is then presented to the Finance Committee for review and approval as authorized by the Board of Directors. The Board of Directors are also given the Form 990 for review with time to submit comments and questions before final filing.
  Form 990, Part VI, Section B, line 12c Members of the staff are required to disclose conflicts of interest to their Chief of Service or Department and Director of Laboratory/Unit. Members of the Board of Directors are required to disclose annually, in writing, any interests that could give rise to conflicts. The Office of the Internal Auditor obtains and reviews the annual Conflicts of Interest statements submitted by members of the Board of Directors, and reports on the same to the Audit and Compliance Committee of the Board. With respect to interests disclosed by Board members that could give rise to conflicts of interest, the Internal Auditor reviews all transactions between such interests and affiliates of the Infirmary, to determine whether these transactions were conducted at arm's length.
  Form 990, Part VI, Section B, line 15 The Chairman of the Compensation Committee of the Board of the Massachusetts Eye and Ear Infirmary presents a recommendation to the Compensation Committee who have final approval of the CEO'S base salary and bonus amount. The CEO recommends executive salaries to the Compensation Committee of the Board who has final authorization to approve it. Total compensation for the CEO, Chiefs and Vice Presidents, including bonus payments, including comparability data, is analyzed by independent compensation consultants and is determined to be reasonable.
  Form 990, Part VI, Section C, line 19 Summarized financial statements are available on the Infirmary's website: www.masseyeandear.org Audited Financials are available upon request. Governing documents and Form 990 are available on the Attorney General website and are also available upon request. The conflict of interest policy is also available upon request.
Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized losses on investments: -486,482. Sub f income -1,457,363. Total to Form 990, Part XI, Line 5: -1,943,845.
Crico information Form 5471 - EIN # 98-0129980 Controlled Risk Insurance Company, Ltd. Form 5471, Schedule O, Part II, Section C & D - Acquisitions and Dispositions: The taxpayer neither acquired nor disposed of stock in the foreign corporation, Controlled Risk Insurance Company, Ltd. ("CRICO"), during the year ended December 31, 2010. The taxpayer is classified as a Category 3 filer for Form 5471 purposes because the taxpayer is treated as a U.S. Shareholder of CRICO under Internal Revenue Code 953(c), and is therefore required to complete Schedule O. Form 5471, Schedule O, Part II, Section F - Additional Information: Controlled Risk Insurance Company, Ltd. filed Form 1120-F, U.S. Income Tax Return of a Foreign Corporation, for its calendar 2007, 2008, and 2009 tax years. The company had no taxable income and no tax due on the return. Additional Filing Requirements for Category 3 Filers: 1 The amount and type of any indebtedness the foreign corporation has with the related persons described in Regulations 1.6046-1(b)(11). N/A - there is no indebtedness between Controlled Risk Insurance Company, Ltd. and related parties. 2 The name, address, identifying number and number of shares subscribed to by each subscriber to the foreign corporation's stock. N/A - there are currently no subscriptions for any of Controlled Risk Insurance Company, Ltd.'s stock.
Crico information Form 5471 - CRICO International Form 5471, Schedule O, Part II, Section C & D - Acquisitions and Dispositions: The taxpayer neither acquired nor disposed of stock in the foreign corporation, CRICO ("CRICO"), during the year ended December 31, 2010. The taxpayer is classified as a for Form 5471 purposes because the taxpayer is treated as a U.S. Shareholder of CRICO Revenue Code 953(c), and is therefore required to complete Schedule O. Additional Filing Requirements for Category 3 Filers: 1 The amount and type of any indebtedness the foreign corporation has with the related persons described in Regulations 1.6046-1(b)(11). N/A - there is no indebtedness between CRICO International and related parties. 2 The name, address, identifying number and number of shares subscribed to by each subscriber to the foreign corporation's stock. N/A - there are currently no subscriptions for any of CRICO International's stock.
Description of purpose Schedule K -Part I, A, (f) The project consists of renovation and improvement of existing space and acquisition of miscellaneous equipment located in MEEI's main clinical building, including but not limited to the following: the ambulatory and inpatient operating rooms, the Sinus Clinic, the Neuro-Ophthalmology Clinic, the Otolaryngology Laser Center, the ENT Clinic focusing on head and neck conditions, the pre-admission testing suite, the Ophthalmology outpatient clinics located on the first floor, the ground floor (including the lobby area, Emergency Department and Radiology Department), the Pediatric Ophthalmology Clinic, the Head and Neck Clinic, the Laser Center, the Pediatric inpatient unit, the Ophthalmology Plastics Outpatient Clinic, The Otolaryngology Faculty office suite and the design and architectural fees relating to the reconstructing of the ground, first, second and third floors for additional clinical space. Improvements to exiting building infrastructure. Planning and design costs related to a replacement research or clinical building to be located at 309-325 Cambridge Street. Costs of issuance and capitalized interest on the Bonds financing the projects described in this section for a period of up to three years.
Description of purpose Schedule K -Part I, C, (f) The Project all to be owned and operated by the Massachusetts Eye and Ear Infirmary consists generally of (a) renovation of the outpatient areas of Massachusetts Eye and Ear Infirmary and of the 7th floor service area and offices, all located at 243 Charles Street, Boston, Massachusetts, and (b) equipment purchases.
Description of purpose Schedule K -Part I, C, (f) The Project all to be owned and operated by the Massachusetts Eye and Ear Infirmary consists generally of (a) renovation of the outpatient areas of Massachusetts Eye and Ear Infirmary and of the 7th floor service area and offices, all located at 243 Charles Street, Boston, Massachusetts, and (b) equipment purchases.
Pension Plan Contributions Schedule R - Part V, Line 15 Contributions represent amounts contributed by the Infirmary for employee retirement benefits as required by the Pension Plan's funding policy.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
Massachusetts Eye and Ear Infirmary
 
Employer identification number

04-2103591
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income



(e)
End-of-year assets


(f)
Direct controlling
entity



















Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section



(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled organization
Yes No
(1) Foundation of the Massachusetts Eye and Ear Infirmary Inc

243 Charles Street

Boston,MA02114
04-2785453
Supports the mission of the Infirmary MA 501 (c) (3) 9  
 
No
(2) Massachusetts Eye and Ear Associates

243 Charles Street

Boston,MA02114
22-2658209
Patient care and participation in research MA 501 (c) (3) 9 Foundation
 
Yes
 
(3) Circle Company Inc

243 Charles Street

Boston,MA02114
04-2801791
Supports the tax exempt purposes of the Infirmary MA 501 (c) (25) n/a Foundation
 
Yes
 
(4) Embankment Services Inc

14 David G Mugar Way

Boston,MA02114
04-3272965
Supports the tax exempt purposes of the Infirmary MA 501 (c) (3) 11 Type 1 Foundation
 
Yes
 
(5) Massachusetts Eye and Ear Infirmary Pension Plan

243 Charles Street

Boston,MA02114
04-6067238
Defined Benefit Pension Plan MA 401 (a) trust    
 
No
(6) Schepens Eye Research Institute

20 Staniford Street

Boston,MA02114
04-2129889
Fights blindness, develops technologies, therapies, to retain/restore vision MA 501 (c) (25) 7 Foundation
 
Yes
 


For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



(b)
Primary activity



(c)
Legal domicile
(state or
foreign
country)
(d)
Direct controlling
entity


(e)
Type of entity
(C corp, S corp,
or trust)

(f)
Share of total income



(g)
Share of
end-of-year
assets

(h)
Percentage
ownership














Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Performance of services or membership or fundraising solicitations for other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations by other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Sharing of facilities, equipment, mailing lists, or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of paid employees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Reimbursement paid to other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid by other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Other transfer of cash or property to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization
(b)
Transaction
type(a-r)
(c)
Amount involved
(d)
Method of determining amount involved
(1) Foundation of the Massachusetts Eye and Ear Infirmary Inc

P 853,671 Cash transfer to pay back expense
(2) Foundation of the Massachusetts Eye and Ear Infirmary Inc

M 0 Facility use
(3) Foundation of the Massachusetts Eye and Ear Infirmary Inc

C 9,994,038 Institutional support
(4) Foundation of the Massachusetts Eye and Ear Infirmary Inc

N 853,671 Leased employee expense
(5) Embankment Services Inc

P 1,197,000 Cash transfer to pay back expense
(6) Embankment Services Inc

N 1,393,622 Leased employee expense
(7) Circle Company Inc

P 233,000 Cash transfer to pay back expense
(8) Circle Company Inc

N 214,825 Leased employee expense
(9) Massachusetts Eye and Ear Associates Inc

B 1,566,058 Institutional support
(10) Massachusetts Eye and Ear Associates Inc

P 22,733,568 Diret support services
(11) Massachusetts Eye and Ear Associates Inc

N 6,964,573 Sharing of paid employees
(12) Circle Company Inc

A 39,663 Office space rental for hospital
(13) Foundation of the Massachusetts Eye and Ear Infirmary Inc

L 1,212,127 Fundraising expense
(14) Massachusetts Eye and Ear Infirmary Pension Plan

Q 7,600,000 Pension plan contributions
(15) Schepens Eye Research Institute

C 16,325 Research grant rec'd
(16) Schepens Eye Research Institute

B 138,922 Research grant paid
(17) Foundation of the Massachusetts Eye and Ear Infirmary Inc

Q 15,705,646 Investment/Found. long term pool
(18) Circle Company Inc

D 1,000,000 Due from Circle
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Are all
partners
section
501(c)(3)
organizations?
(e)
Share of
end-of-year
assets
(f)
Disproprtionate allocations?
(g)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065)
(h)
General or
managing
partner?
Yes No Yes No Yes No






























Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
Additional Data


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