TY 2011 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2011

For calendar year 2011, or tax year beginning 04-01-2011 , and ending 03-31-2012

Check all that apply:Initial returnInitial return of a former public charityFinal return

Amended returnAddress changeName change

Name of foundation
CLEON W MAULDIN FND TRUST

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044 Room/suite

City or town, state, and ZIP code
CHARLOTTE, NC28288

A Employer identification number

65-6290702

B Telephone number (see page 10 of the instructions)

(336) 747-8185

C If exemption application is pending, check here bullet

D 1. Foreign organizations, check here . bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation 2. Foreign organizations meeting the 85% test,
check here and attach computation bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,517,234J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	24		24
4	Dividends and interest from securities......	47,415		46,642
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		59,780
b	Gross sales price for all assets on line 6a 511,105
7	Capital gain net income (from Part IV, line 2)...			59,780
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	107,219		106,446
13	Compensation of officers, directors, trustees, etc.	23,530		17,648		5,883
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		2,000	0	0	2,000
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see page 14 of the instructions)		461	357		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	25,991		18,005	0	7,883
25	Contributions, gifts, grants paid........	65,400				65,400
26	Total expenses and disbursements. Add lines 24 and 25	91,391		18,005	0	73,283
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	15,828
b	Net investment income (if negative, enter -0-)			88,441
c	Adjusted net income (if negative, enter -0-)...				0

For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.

Cat. No. 11289X Form 990-PF (2011)

Form 990-PF (2011)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........	55,247	36,980	36,980
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........	197,617	100,180	130,306
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........	1,202,140	1,332,131	1,349,948
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	1,455,004	1,469,291	1,517,234
	17	Accounts payable and accrued expenses..........
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........	1,455,004	1,469,291
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	1,455,004	1,469,291
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	1,455,004	1,469,291

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	1,455,004
2	Enter amount from Part I, line 27a.....................	2	15,828
3	Other increases not included in line 2 (itemize)	3	2,591
4	Add lines 1, 2, and 3..........................	4	1,473,423
5	Decreases not included in line 2 (itemize)	5	4,132
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	1,469,291

Form 990-PF (2011)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	16. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009	2011-02-04	2011-04-15
b	26. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009	2007-07-26	2011-04-15
c	38. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009	2010-05-17	2011-04-15
d	24. ABERCROMBIE & FITCH CO CL A	2011-11-04	2012-02-27
e	5. ADOBE SYS INC COM	2010-11-11	2011-04-18
	38. ADOBE SYS INC COM	2009-04-30	2011-04-26
	5. ADOBE SYS INC COM	2010-11-11	2011-04-26
	2. ALLEGHENY TECHNOLOGIES INC COM	2011-03-14	2011-04-18
	5. ALLEGHENY TECHNOLOGIES INC COM	2010-05-04	2011-04-18
	23. ALLEGHENY TECHNOLOGIES INC COM	2010-05-04	2011-05-17
	5. ALLEGHENY TECHNOLOGIES INC COM	2010-05-04	2011-06-24
	6. ALLEGHENY TECHNOLOGIES INC COM	2010-05-07	2011-09-22
	16. ALLEGHENY TECHNOLOGIES INC COM	2010-10-18	2011-10-04
	4. ALLEGHENY TECHNOLOGIES INC COM	2010-05-07	2011-10-04
	3. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010	2010-10-29	2011-04-18
	6. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010	2010-10-29	2011-05-19
	4. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010	2010-10-29	2011-05-24
	3. AMAZON COM INC COM	2010-09-09	2011-04-18
	2. AMAZON COM INC COM	2008-12-10	2011-05-18
	1. AMAZON COM INC COM	2008-12-04	2011-07-13
	3. AMAZON COM INC COM	2008-12-04	2011-07-27
	6. AMAZON COM INC COM	2008-12-04	2011-10-26
	3. AMAZON COM INC COM	2011-08-23	2011-10-26
	3. AMAZON COM INC COM	2008-12-04	2011-11-22
	1602.564 AMER CENT SMALL CAP GRWTH INST #336	2007-03-16	2011-04-25
	1059.322 AMER CENT SMALL CAP GRWTH INST #336	2007-03-16	2011-09-29
	35. AMERICAN ELEC PWR CO INC COM	2011-05-23	2012-01-20
	32. AMERICAN TOWER CORP CL A	2010-06-04	2011-04-07
	15. AMGEN INC COM W/RTS ATTACHED EXP 03/21/2007	2009-06-29	2011-04-18
	11. APPLE COMPUTER INC COM	2009-02-23	2011-04-15
	4. APPLE COMPUTER INC COM	2010-02-05	2011-04-18
	2. BAKER HUGHES INC COM	2011-01-28	2011-04-18
	5. BAKER HUGHES INC COM	2011-01-28	2011-08-10
	17. BAKER HUGHES INC COM	2011-01-28	2011-09-28
	63. BANCO SANTANDER CENT HISPANO SA ADR	2011-01-06	2011-04-15
	177. BANCO SANTANDER CENT HISPANO SA ADR	2010-03-29	2011-04-15
	122. BANCO SANTANDER CENT HISPANO SA ADR	2010-11-10	2011-04-15
	194. BANK AMER CORP COM	2009-12-31	2011-04-15
	108. BANK AMER CORP COM	2011-04-04	2011-04-15
	64. BAXTER INTL INC COM W/RIGHTS ATTACHED EXP 3/23/2009	2009-07-28	2011-04-15
	47. BOEING CO COM	2009-07-28	2011-04-15
	4. BOEING CO COM	2010-07-22	2011-04-18
	9. BOEING CO COM	2010-06-10	2011-06-23
	5. BOEING CO COM	2010-06-10	2011-09-22
	11. BOEING CO COM	2010-06-10	2011-09-27
	3. BORG WARNER INC COM	2010-08-10	2011-04-18
	8. BORG WARNER INC COM	2010-08-10	2011-05-17
	8. BORG WARNER INC COM	2010-08-10	2011-05-25
	4. CME GROUP INC	2010-12-03	2011-10-24
	3. CAMERON INT'L CORP COM	2010-08-13	2011-04-18
	12. CAMERON INT'L CORP COM	2010-08-13	2011-05-18
	9. CAMERON INT'L CORP COM	2010-08-13	2011-05-24
	12. CAMERON INT'L CORP COM	2010-08-13	2011-06-01
	4. CANADIAN NAT RES LTD COM CN$	2010-11-15	2011-04-14
	8. CANADIAN NAT RES LTD COM CN$	2010-11-15	2011-04-18
	2. CANADIAN NAT RES LTD COM CN$	2009-07-28	2011-05-12
	9. CANADIAN NAT RES LTD COM CN$	2010-10-22	2011-05-12
	9. CANADIAN NAT RES LTD COM CN$	2009-07-28	2011-08-10
	43. CANADIAN NAT RES LTD COM CN$	2007-03-27	2011-10-05
	3. CATERPILLAR INC COM W/RTS EXP 12/11/2006	2011-02-18	2011-04-18
	1. CATERPILLAR INC COM W/RTS EXP 12/11/2006	2011-02-18	2011-05-11
	3. CATERPILLAR INC COM W/RTS EXP 12/11/2006	2010-07-27	2011-05-11
	3. CATERPILLAR INC COM W/RTS EXP 12/11/2006	2010-07-27	2011-05-12
	6. CATERPILLAR INC COM W/RTS EXP 12/11/2006	2010-07-27	2011-05-17
	3. CATERPILLAR INC COM W/RTS EXP 12/11/2006	2010-07-27	2011-06-13
	12. CATERPILLAR INC COM W/RTS EXP 12/11/2006	2010-07-27	2011-08-16
	6. CITRIX SYS INC COM	2010-10-25	2011-04-18
	3. CITRIX SYS INC COM	2010-10-25	2011-05-18
	3. CITRIX SYS INC COM	2010-04-22	2011-05-19
	2. CITRIX SYS INC COM	2010-07-27	2011-05-19
	7. CITRIX SYS INC COM	2010-04-22	2011-06-17
	10. CITRIX SYS INC COM	2010-04-22	2011-08-11
	3. CITRIX SYS INC COM	2009-10-09	2011-10-27
	9. CITRIX SYS INC COM	2009-10-09	2012-01-26
	3. COACH INC COM W/RTS ATTACHED EXP 5/2/2011	2010-01-28	2011-04-18
	4. COACH INC COM W/RTS ATTACHED EXP 5/2/2011	2010-01-28	2012-02-21
	7. COCA-COLA CO COM	2010-01-13	2011-04-18
	10. COCA-COLA CO COM	2010-01-28	2011-04-28
	10. COCA-COLA CO COM	2011-05-19	2011-12-23
	19. COCA-COLA CO COM	2011-06-22	2012-02-09
	2. COGNIZANT TECH SOLUTIONS CRP COM	2011-03-22	2011-04-18
	8. COGNIZANT TECH SOLUTIONS CRP COM	2011-04-27	2011-06-14
	10. COGNIZANT TECH SOLUTIONS CRP COM	2011-03-22	2011-08-02
	7. COGNIZANT TECH SOLUTIONS CRP COM	2011-03-22	2011-08-10
	4. COMERICA INC COM RT EXPS 07/01/2006	2011-04-07	2011-04-18
	61. CONOCOPHILLIPS COM	2009-07-28	2011-04-15
	11. CORNING INC COM W/RTS EXP 07/15/2006	2010-06-01	2011-04-18
	89. CORNING INC COM W/RTS EXP 07/15/2006	2010-06-01	2011-05-20
	1. CUMMINS INC COM	2010-04-29	2011-04-18
	3. CUMMINS INC COM	2009-07-20	2011-04-18
	3. CUMMINS INC COM	2009-04-27	2011-05-11
	3. CUMMINS INC COM	2009-04-27	2011-05-13
	5. CUMMINS INC COM	2009-04-27	2011-05-17
	6. CUMMINS INC COM	2009-04-27	2011-05-20
	6. CUMMINS INC COM	2009-04-27	2011-08-10
	46. DEERE & CO COM	2009-07-28	2011-04-15
	5. DENBURY RESOURCES INC COM	2010-03-10	2011-04-18
	35. DENBURY RESOURCES INC COM	2010-03-10	2011-04-28
	2. DEVON ENERGY CORP NEW COM	2011-03-04	2011-04-18
	15. DEVON ENERGY CORP NEW COM	2011-03-09	2011-06-27
	48. DIAGEO PLC SPONSORED ADR NEW	2010-03-29	2011-04-15
	108. DOW CHEM CO COM	2010-02-22	2011-04-15
	211. E M C CORP MASS COM	2009-07-28	2011-04-15
	11. E M C CORP MASS COM	2009-04-09	2011-04-18
	19. E M C CORP MASS COM	2009-06-03	2011-06-13
	3. EOG RES INC COM	2011-02-24	2011-04-18
	3. EOG RES INC COM	2010-10-13	2011-05-24
	3. EOG RES INC COM	2010-10-13	2011-09-22
	3. EOG RES INC COM	2011-12-06	2012-03-02
	86. EAST WEST BANCORP INC COM	2010-08-19	2011-04-15
	139. EBAY INC COM	2010-08-19	2011-04-15
	3. EMERSON ELEC CO COM W/RTS ATTACHED EXP 11/01/2008	2009-09-10	2011-04-18
	26. EMERSON ELEC CO COM W/RTS ATTACHED EXP 11/01/2008	2009-09-10	2011-05-12
	1. EXPRESS SCRIPTS INC CL A W/RIGHTS ATTACHED EXP 7/25/2001	2010-06-14	2011-04-18
	6. EXPRESS SCRIPTS INC CL A W/RIGHTS ATTACHED EXP 7/25/2001	2011-05-17	2011-08-03
	1. FIRST SOLAR INC	2011-03-31	2011-04-18
	5. FIRST SOLAR INC	2011-03-31	2011-05-27
	8. FIRST SOLAR INC	2011-03-15	2011-06-24
	1. FLOWSERVE CORP COM	2011-02-02	2011-04-18
	5. FLOWSERVE CORP COM	2011-02-02	2011-05-26
	5. FLOWSERVE CORP COM	2011-02-02	2011-06-10
	6. FLOWSERVE CORP COM	2011-03-07	2011-06-14
	7. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010	2010-11-15	2011-04-14
	9. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010	2010-11-15	2011-04-18
	12. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010	2010-10-29	2011-05-05
	6. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010	2010-10-29	2011-05-11
	6. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010	2010-10-29	2011-05-23
	8. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010	2010-10-29	2011-06-23
	9. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010	2010-10-29	2011-09-22
	37. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010	2010-10-29	2011-09-28
	16. GILEAD SCIENCES INC COM	2011-07-21	2011-09-28
	2. GOOGLE INC CL A	2011-02-14	2012-01-11
	62. HEINZ H J CO COM	2010-05-06	2011-04-15
	67. HERSHEY FOODS CORP COM W/RTS ATTACHED EXP 12/15/2010	2009-12-31	2011-04-15
	46. HESS CORP	2010-07-02	2011-04-15
	5. HEWLETT-PACKARD CO COM	2011-02-08	2011-04-18
	42. HEWLETT-PACKARD CO COM	2011-02-08	2011-06-22
	115. HOME DEPOT INC COM	2009-07-28	2011-04-15
	55. HOSPIRA INC	2009-07-28	2011-04-15
	.8333 HUNTINGTON INGALLS INDUSTRIES	2007-03-26	2011-04-07
	9. HUNTINGTON INGALLS INDUSTRIES	2009-10-13	2011-04-15
	2. ILLUMINA INC COM	2011-01-12	2011-04-18
	5. ILLUMINA INC COM	2011-04-29	2011-10-04
	10. ILLUMINA INC COM	2011-04-29	2011-12-09
	6. ILLUMINA INC COM	2011-01-12	2012-01-26
	30. INTEL CORP COM	2011-05-19	2011-11-04
	33. INTL BUSINESS MACHINES CORP COM	2009-07-28	2011-04-15
	81. INTUIT COM W/RTS EXP 5/1/2008	2009-12-31	2011-04-15
	86. JP MORGAN CHASE & CO COM	2009-02-23	2011-04-15
	4. JP MORGAN CHASE & CO COM	2009-06-10	2011-04-18
	31. JP MORGAN CHASE & CO COM	2009-06-10	2011-06-23
	10. JOHNSON & JOHNSON COM	2011-07-20	2011-11-04
	12. JOHNSON & JOHNSON COM	2011-07-20	2011-12-02
	6. JOHNSON & JOHNSON COM	2011-05-12	2012-03-19
	6. JUNIPER NETWORKS INC COM	2011-03-04	2011-04-18
	8. KIMBERLY-CLARK CORP COM	2011-09-30	2011-12-06
	17. KIMBERLY-CLARK CORP COM	2011-09-30	2012-01-09
	7. KOHLS CORP COM	2011-09-29	2011-12-09
	28. KROGER CO COM	2011-07-06	2012-01-20
	53. KROGER CO COM	2011-07-06	2012-02-09
	5. LAS VEGAS SANDS CORP	2011-08-04	2011-10-04
	14. LAS VEGAS SANDS CORP	2011-08-04	2011-11-28
	13. LAS VEGAS SANDS CORP	2011-06-07	2012-01-24
	7. LAS VEGAS SANDS CORP	2012-02-03	2012-03-02
	67. LILLY ELI & CO COM W/RTS EXP 7/28/2008	2009-07-28	2011-04-15
	10. LORILLARD INC	2011-10-03	2012-01-31
	13. M & T BK CORP COM	2010-10-06	2011-04-15
	27. M & T BK CORP COM	2009-02-24	2011-04-15
	4. MEAD JOHNSON NUTRITION CO	2010-01-28	2011-04-18
	4. MEAD JOHNSON NUTRITION CO	2010-01-06	2011-09-30
	22. MICROSOFT CORP COM	2011-08-18	2011-12-02
	4. NATIONAL OILWELL INC COM	2011-07-27	2012-03-02
	39. NETAPP INC	2010-09-15	2011-04-06
	1. NETFLIX.COM INC COM	2010-08-06	2011-04-18
	2. NETFLIX.COM INC COM	2010-08-06	2011-06-07
	1. NETFLIX.COM INC COM	2010-08-06	2011-06-16
	1. NETFLIX.COM INC COM	2010-08-06	2011-07-05
	1. NETFLIX.COM INC COM	2010-08-06	2011-07-13
	1. NETFLIX.COM INC COM	2011-07-26	2011-09-15
	8. NETFLIX.COM INC COM	2010-08-06	2011-09-29
	4. NETFLIX.COM INC COM	2011-11-04	2012-01-26
	56. NEXTERA ENERGY INC	2009-07-28	2011-04-15
	87. NORDSTROM INC COM	2010-10-21	2011-04-15
	3. NORDSTROM INC COM	2010-09-15	2011-04-18
	7. NORDSTROM INC COM	2010-09-15	2011-05-19
	25. NORDSTROM INC COM	2010-09-15	2011-06-28
	66. NORTHERN TR CORP COM	2010-12-21	2011-04-15
	59. NORTHROP GRUMMAN CORP COM W/RTS ATTACHED EXP 10/31/2008	2009-10-13	2011-04-15
	6. NORTHROP GRUMMAN CORP COM W/RTS ATTACHED EXP 10/31/2008	2011-04-04	2011-04-15
	149. ORACLE CORP COM	2009-07-28	2011-04-15
	19. ORACLE CORP COM	2010-12-16	2011-04-18
	7. ORACLE CORP COM	2010-12-16	2011-05-18
	18. ORACLE CORP COM	2010-09-28	2011-05-24
	7. ORACLE CORP COM	2011-09-22	2012-03-13
	13. ORACLE CORP COM	2010-09-28	2012-03-13
	47. ORACLE CORP COM	2010-04-13	2012-03-26
	1052.632 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL	2007-03-16	2011-04-25
	834.725 PIMCO FDS PAC INVT MGMT REAL RETURN BD FD INSTL CL	2007-03-16	2011-09-29
	1839.926 PIMCO EMERG MKTS BD-INST #137	2007-03-16	2011-09-29
	72. PENNEY J C INC COM	2009-07-28	2011-04-15
	19. PEPSICO INC COM	2011-05-19	2011-12-01
	37. POLO RALPH LAUREN CORP CL A	2009-02-23	2011-04-15
	5. POTASH CORP SASK INC COM W/RTS ATTACHED	2010-11-04	2011-04-18
	7. POTASH CORP SASK INC COM W/RTS ATTACHED	2010-11-04	2011-05-11
	33. POTASH CORP SASK INC COM W/RTS ATTACHED	2010-12-16	2011-08-22
	3. PRECISION CASTPARTS CORP COM W/RIGHTS ATTACHED EXPIRING	2010-10-21	2011-04-18
	4. PROCTER & GAMBLE CO COM	2009-07-08	2011-04-18
	6. PROCTER & GAMBLE CO COM	2011-05-17	2011-09-27
	15. PROCTER & GAMBLE CO COM	2011-05-17	2011-10-27
	2. PROCTER & GAMBLE CO COM	2009-07-08	2011-12-05
	7. PROCTER & GAMBLE CO COM	2011-06-22	2011-12-05
	58. QUESTAR MARKET RESOURCES INC	2009-07-28	2011-04-15
	65. QUALCOMM INC COM W/RTS ATTACHED	2011-04-15	2011-04-19
	58. QUESTAR CORP COM W/RTS EXP 03/25/2006	2009-07-28	2011-04-15
	55. QUESTAR CORP COM W/RTS EXP 03/25/2006	2010-11-17	2011-04-15
	3. RANGE RES CORP COM	2008-05-01	2011-04-18
	6. RANGE RES CORP COM	2008-05-01	2011-05-19
	7. RAYTHEON CO COM	2011-05-24	2011-10-28
	20. RAYTHEON CO COM	2011-05-24	2011-12-06
	41. REPUBLIC SVCS INC COM	2011-08-22	2011-12-07
	1. ROCKWELL INTL CORP NEW COM	2011-02-10	2011-04-18
	5. ROCKWELL INTL CORP NEW COM	2011-02-10	2011-06-14
	13. ROCKWELL INTL CORP NEW COM	2011-02-10	2011-08-23
	3. ROCKWELL COLLINS-WI COM	2010-03-08	2011-04-18
	20. ROCKWELL COLLINS-WI COM	2010-03-08	2011-08-11
	1575.63 ROWE T PRICE REAL ESTATE FD COM	2007-03-16	2011-04-25
	1201.201 ROWE T PRICE REAL ESTATE FD COM	2009-02-20	2011-09-29
	662.252 ROYCE PREMIER FUND W CLASS #566	2009-07-27	2011-04-25
	404.095 ROYCE PREMIER FUND W CLASS #566	2009-02-20	2011-09-29
	50. SPX CORP COM RTS EXP 06/25/2006	2010-01-20	2011-04-15
	626.566 SSGA EMERGING MARKETS FD S #1510	2007-03-16	2011-04-25
	100. SAFEWAY INC COM NEW	2009-07-28	2011-04-15
	2. SALESFORCE COM INC	2010-11-10	2011-04-18
	3. SALESFORCE COM INC	2010-11-10	2011-05-18
	4. SALESFORCE COM INC	2010-05-21	2011-05-24
	4. SALESFORCE COM INC	2010-05-21	2011-07-21
	3. SALESFORCE COM INC	2010-05-21	2011-07-27
	3. SALESFORCE COM INC	2010-05-21	2011-07-28
	6. SANDISK CORP COM W/RTS ATTACHED EXP 04/28/2007	2011-02-15	2011-04-18
	32. SANDISK CORP COM W/RTS ATTACHED EXP 04/28/2007	2011-02-15	2011-06-24
	4. SCHLUMBERGER LTD COM	2011-02-04	2011-04-18
	4. SCHLUMBERGER LTD COM	2011-02-04	2011-05-11
	4. SCHLUMBERGER LTD COM	2011-12-01	2012-03-02
	1. SCHLUMBERGER LTD COM	2011-02-04	2012-03-02
	90. SCHWAB CHARLES CORP NEW COM	2009-02-23	2011-04-15
	9. STARBUCKS CORP COM	2010-09-27	2011-04-18
	16. STARBUCKS CORP COM	2010-09-27	2011-05-18
	1. STARBUCKS CORP COM	2010-05-07	2011-05-18
	5. STARBUCKS CORP COM	2010-05-07	2012-02-21
	3. STARWOOD HOTELS & RESORTS WORLDWIDE	2011-01-26	2011-04-18
	5. STARWOOD HOTELS & RESORTS WORLDWIDE	2011-01-26	2011-05-18
	5. STARWOOD HOTELS & RESORTS WORLDWIDE	2011-01-26	2011-11-22
	7. STERICYCLE INC COM	2011-08-22	2012-03-21
	7. STRYKER CORP COM	2011-05-18	2011-08-03
	7. STRYKER CORP COM	2011-05-18	2011-08-10
	23. STRYKER CORP COM	2011-05-20	2011-08-22
	110. TEXAS INSTRS INC COM	2009-12-31	2011-04-15
	6. TEXTRON INC COM	2011-04-11	2011-04-18
	6. TEXTRON INC COM	2011-04-11	2011-05-19
	18. TEXTRON INC COM	2011-04-11	2011-05-19
	26.00074 TEXTRON INC COM	2011-04-11	2011-05-20
	4.99926 TEXTRON INC COM	2011-04-11	2011-05-20
	23. TEXTRON INC COM	2011-04-11	2011-05-31
	2. 3M CO COM	2009-12-11	2011-04-18
	13. 3M CO COM	2010-06-10	2011-12-05
	113. TIME WARNER INC	2010-02-03	2011-04-15
	36. TIME WARNER INC	2011-05-20	2012-03-26
	756.239 TURNER MIDCAP GROWTH FUND-IN #1309	2007-03-16	2011-04-25
	254.21 TURNER MIDCAP GROWTH FUND-IN #1309	2007-03-16	2011-09-29
	88. UNILEVER N V NEW YORK SHS NEW	2009-07-28	2011-04-15
	6. UNION PAC CORP COM	2011-10-07	2012-03-20
	1. UNITED TECHNOLOGIES CORP COM	2009-07-28	2011-04-18
	8. UNITED TECHNOLOGIES CORP COM	2009-07-28	2012-02-03
	6. UNITEDHEALTH GRP INC COM	2010-10-25	2011-04-18
	2. UNITEDHEALTH GRP INC COM	2010-01-21	2011-05-19
	9. UNITEDHEALTH GRP INC COM	2010-10-25	2011-05-19
	20. UNITEDHEALTH GRP INC COM	2009-12-16	2011-11-07
	14. UNITEDHEALTH GRP INC COM	2009-12-16	2012-02-03
	2. V F CORP COM W/RTS ATTACHED EXP 01/25/2008	2010-04-22	2011-04-18
	3. V F CORP COM W/RTS ATTACHED EXP 01/25/2008	2010-04-22	2011-09-15
	3. V F CORP COM W/RTS ATTACHED EXP 01/25/2008	2010-04-22	2011-11-04
	2. V F CORP COM W/RTS ATTACHED EXP 01/25/2008	2010-10-28	2012-02-21
	128. VODAFONE GROUP PLC SPONSORED ADR	2009-07-28	2011-04-15
	643.294 CRM MIDCP VAL INST	2007-03-16	2011-04-25
	279.888 CRM MIDCP VAL INST	2009-02-20	2011-09-29
	31. WAL MART STORES INC COM	2011-06-23	2011-12-06
	15. WAL MART STORES INC COM	2011-10-04	2012-01-05
	3. WATERS CORP COM	2011-02-09	2011-04-18
	8. WATERS CORP COM	2011-07-26	2011-12-09
	20. WATERS CORP COM	2011-07-26	2012-01-10
	907.441 WESTERN ASSET CORE PLUS BOND-I #287	2007-03-16	2011-09-29
	10. YUM! BRANDS INC COM	2011-05-26	2011-09-30
	5. YUM! BRANDS INC COM	2011-05-26	2012-02-03
	65. ZIONS BANCORP COM	2010-12-16	2011-04-15
	98. ZIONS BANCORP COM	2009-12-31	2011-04-15
	5. COVIDIEN PLC	2010-01-26	2011-04-18
	3. SINA.COM SHS	2011-01-13	2011-04-18
	5. SINA.COM SHS	2011-01-13	2011-06-09
	3. SINA.COM SHS	2011-01-13	2011-07-12
	3. SINA.COM SHS	2011-01-13	2011-07-19
	3. SINA.COM SHS	2011-01-13	2011-08-03
	10. SINA.COM SHS	2011-01-13	2011-09-29
	140. WEATHERFORD INTL LTD	2009-12-31	2011-04-15
	29. TYCO INTERNATIONAL LTD NEW	2011-06-29	2012-02-14
	6. CHECK POINT SOFTWARE TECH COM	2010-09-30	2011-04-18
	8. CHECK POINT SOFTWARE TECH COM	2010-09-30	2011-05-19
	8. CHECK POINT SOFTWARE TECH COM	2010-09-30	2011-05-24
	8. CHECK POINT SOFTWARE TECH COM	2010-07-12	2011-06-22
	25. CHECK POINT SOFTWARE TECH COM	2010-07-12	2011-08-04

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	830	738	92
b	1,349	1,455	-106
c	1,972	1,839	133
d	1,152	1,465	-313
e	167	147	20
	1,258	1,047	211
	165	147	18
	132	126	6
	329	256	73
	1,534	1,176	358
	304	256	48
	237	306	-69
	517	754	-237
	129	203	-74
	228	218	10
	498	435	63
	329	290	39
	532	421	111
	390	103	287
	215	49	166
	674	147	527
	1,206	293	913
	603	566	37
	562	147	415
	15,000	11,721	3,279
	7,500	7,748	-248
	1,430	1,348	82
	1,616	1,348	268
	826	788	38
	3,600	992	2,608
	1,288	745	543
	139	134	5
	294	335	-41
	844	1,140	-296
	746	639	107
	2,096	2,138	-42
	1,444	1,226	218
	2,491	3,322	-831
	1,387	1,458	-71
	3,518	3,410	108
	3,406	3,150	256
	289	265	24
	639	573	66
	293	318	-25
	698	699	-1
	210	137	73
	564	364	200
	552	354	198
	1,067	1,244	-177
	156	113	43
	576	454	122
	427	340	87
	555	454	101
	178	158	20
	352	293	59
	83	58	25
	374	322	52
	320	260	60
	1,272	1,168	104
	307	315	-8
	110	105	5
	329	207	122
	324	207	117
	612	414	198
	287	207	80
	1,080	827	253
	430	365	65
	248	157	91
	249	142	107
	166	96	70
	518	331	187
	616	452	164
	224	126	98
	583	377	206
	161	104	57
	300	139	161
	468	400	68
	668	566	102
	696	684	12
	1,290	1,275	15
	154	155	-1
	563	651	-88
	710	773	-63
	438	541	-103
	149	152	-3
	4,823	3,731	1,092
	213	182	31
	1,765	1,470	295
	102	75	27
	305	105	200
	343	97	246
	331	97	234
	534	162	372
	641	195	446
	529	195	334
	4,313	2,046	2,267
	108	80	28
	767	560	207
	171	180	-9
	1,138	1,348	-210
	3,783	3,524	259
	4,078	3,051	1,027
	5,674	3,060	2,614
	290	146	144
	502	245	257
	326	334	-8
	317	296	21
	235	296	-61
	340	310	30
	1,925	1,474	451
	4,385	3,182	1,203
	167	119	48
	1,410	912	498
	55	54	1
	306	361	-55
	135	159	-24
	590	787	-197
	935	1,241	-306
	124	128	-4
	585	639	-54
	546	639	-93
	637	757	-120
	365	368	-3
	451	445	6
	611	575	36
	290	286	4
	284	286	-2
	384	381	3
	294	428	-134
	1,203	1,647	-444
	639	690	-51
	1,253	1,257	-4
	3,145	2,805	340
	3,834	2,419	1,415
	3,627	2,350	1,277
	197	241	-44
	1,480	2,026	-546
	4,387	3,809	578
	3,078	2,061	1,017
	32	36	-4
	361	327	34
	131	132	-1
	193	358	-165
	283	681	-398
	319	396	-77
	714	700	14
	5,481	2,952	2,529
	4,414	2,507	1,907
	3,858	3,385	473
	175	141	34
	1,244	746	498
	639	662	-23
	760	792	-32
	391	396	-5
	226	264	-38
	564	571	-7
	1,234	1,194	40
	356	339	17
	668	707	-39
	1,254	1,303	-49
	184	229	-45
	629	650	-21
	624	530	94
	399	362	37
	2,410	3,430	-1,020
	1,080	1,142	-62
	1,107	1,022	85
	2,299	991	1,308
	240	182	58
	280	180	100
	555	544	11
	329	322	7
	1,812	1,920	-108
	230	112	118
	532	224	308
	251	112	139
	287	112	175
	299	112	187
	175	255	-80
	882	895	-13
	461	362	99
	3,082	2,880	202
	4,012	3,137	875
	135	108	27
	321	252	69
	1,147	899	248
	3,413	3,600	-187
	3,614	3,404	210
	367	371	-4
	5,073	2,765	2,308
	634	583	51
	236	195	41
	597	492	105
	210	201	9
	389	349	40
	1,359	1,232	127
	10,000	10,474	-474
	10,000	9,107	893
	20,000	20,172	-172
	2,682	4,117	-1,435
	1,219	1,365	-146
	4,774	1,546	3,228
	275	235	40
	367	329	38
	1,691	1,541	150
	422	406	16
	255	210	45
	380	406	-26
	974	993	-19
	129	105	24
	453	450	3
	2,220	1,353	867
	3,468	3,470	-2
	991	654	337
	940	940
	156	199	-43
	312	398	-86
	305	349	-44
	909	998	-89
	1,109	1,151	-42
	90	87	3
	404	433	-29
	740	1,126	-386
	186	179	7
	887	1,192	-305
	30,000	40,653	-10,653
	20,000	24,946	-4,946
	15,000	9,157	5,843
	7,500	4,352	3,148
	4,005	2,850	1,155
	15,000	14,305	695
	2,481	2,766	-285
	262	236	26
	402	317	85
	597	328	269
	599	328	271
	444	246	198
	440	246	194
	273	309	-36
	1,266	1,545	-279
	335	356	-21
	329	356	-27
	309	303	6
	77	89	-12
	1,671	1,171	500
	317	237	80
	581	421	160
	36	25	11
	243	127	116
	170	185	-15
	287	309	-22
	226	309	-83
	599	565	34
	361	448	-87
	327	448	-121
	1,035	1,468	-433
	3,849	2,422	1,427
	154	163	-9
	140	165	-25
	420	489	-69
	598	753	-155
	115	136	-21
	522	639	-117
	182	163	19
	1,057	1,003	54
	4,067	3,091	976
	1,337	1,326	11
	30,000	22,380	7,620
	8,000	7,523	477
	2,885	2,178	707
	668	533	135
	81	52	29
	649	415	234
	261	226	35
	101	66	35
	456	339	117
	906	639	267
	718	447	271
	198	173	25
	372	259	113
	411	259	152
	291	167	124
	3,759	3,076	683
	20,000	19,756	244
	7,000	4,825	2,175
	1,814	1,638	176
	888	786	102
	257	231	26
	598	773	-175
	1,493	1,576	-83
	10,000	9,628	372
	487	558	-71
	319	279	40
	1,506	1,447	59
	2,271	1,374	897
	262	255	7
	366	255	111
	449	425	24
	320	255	65
	363	255	108
	296	255	41
	728	849	-121
	2,943	2,643	300
	1,420	1,387	33
	318	219	99
	437	292	145
	428	265	163
	431	248	183
	1,359	776	583

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			92
b			-106
c			133
d			-313
e			20
			211
			18
			6
			73
			358
			48
			-69
			-237
			-74
			10
			63
			39
			111
			287
			166
			527
			913
			37
			415
			3,279
			-248
			82
			268
			38
			2,608
			543
			5
			-41
			-296
			107
			-42
			218
			-831
			-71
			108
			256
			24
			66
			-25
			-1
			73
			200
			198
			-177
			43
			122
			87
			101
			20
			59
			25
			52
			60
			104
			-8
			5
			122
			117
			198
			80
			253
			65
			91
			107
			70
			187
			164
			98
			206
			57
			161
			68
			102
			12
			15
			-1
			-88
			-63
			-103
			-3
			1,092
			31
			295
			27
			200
			246
			234
			372
			446
			334
			2,267
			28
			207
			-9
			-210
			259
			1,027
			2,614
			144
			257
			-8
			21
			-61
			30
			451
			1,203
			48
			498
			1
			-55
			-24
			-197
			-306
			-4
			-54
			-93
			-120
			-3
			6
			36
			4
			-2
			3
			-134
			-444
			-51
			-4
			340
			1,415
			1,277
			-44
			-546
			578
			1,017
			-4
			34
			-1
			-165
			-398
			-77
			14
			2,529
			1,907
			473
			34
			498
			-23
			-32
			-5
			-38
			-7
			40
			17
			-39
			-49
			-45
			-21
			94
			37
			-1,020
			-62
			85
			1,308
			58
			100
			11
			7
			-108
			118
			308
			139
			175
			187
			-80
			-13
			99
			202
			875
			27
			69
			248
			-187
			210
			-4
			2,308
			51
			41
			105
			9
			40
			127
			-474
			893
			-172
			-1,435
			-146
			3,228
			40
			38
			150
			16
			45
			-26
			-19
			24
			3
			867
			-2
			337

			-43
			-86
			-44
			-89
			-42
			3
			-29
			-386
			7
			-305
			-10,653
			-4,946
			5,843
			3,148
			1,155
			695
			-285
			26
			85
			269
			271
			198
			194
			-36
			-279
			-21
			-27
			6
			-12
			500
			80
			160
			11
			116
			-15
			-22
			-83
			34
			-87
			-121
			-433
			1,427
			-9
			-25
			-69
			-155
			-21
			-117
			19
			54
			976
			11
			7,620
			477
			707
			135
			29
			234
			35
			35
			117
			267
			271
			25
			113
			152
			124
			683
			244
			2,175
			176
			102
			26
			-175
			-83
			372
			-71
			40
			59
			897
			7
			111
			24
			65
			108
			41
			-121
			300
			33
			99
			145
			163
			183
			583

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	59,780
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2010	68,397	1,450,336	0.047159
2009	52,002	1,292,427	0.040236
2008	73,577	1,234,782	0.059587
2007	80,856	1,564,251	0.05169
2006	750	1,501,170	0.0005

2	Total of line 1, column (d) ......................	2	0.199172
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.039834
4	Enter the net value of noncharitable-use assets for 2011 from Part X, line 5.....	4	1,479,396
5	Multiply line 4 by line 3.......................	5	58,930
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	884
7	Add lines 5 and 6.........................	7	59,814
8	Enter qualifying distributions from Part XII, line 4..............	8	73,283
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions on page 18.

Form 990-PF (2011)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	884
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2............................	3	884
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	884
6	Credits/Payments:

a	2011 estimated tax payments and 2010 overpayment credited to 2011	6a	368
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	368
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	516
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2012 estimated tax	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see page 19 of the

instructions) bullet

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on

page 27)? If “Yes,” complete Part XIV..........................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......

Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

Wells Fargo Bank NA Telephone no. bullet

(336) 747-8185

Located at bullet

1 W 4TH ST 6TH FLOORWINSTON SALEMNC ZIP+4 bullet

271013818

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2011)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2011?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2011, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2011?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business

enterprise at any time during the year?.....................YesNo

If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2011.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay

premiums on a personal benefit contract?....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2011)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
Wells Fargo Bank NA	Trustee 40	23,530
1525 W WT Harris Blvd Charlotte,NC282881161	Trustee 40	23,530

2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2011)

Page 7

Part IX-B

Summary of Program-Related Investments (see page 23 of the instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see page 24 of the instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

1,457,250

Average of monthly cash balances.......................

44,675

Fair market value of all other assets (see page 24 of the instructions)............

Total (add lines 1a, b, and c).........................

1,501,925

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

1,501,925

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25

of the instructions) ...........................

22,529

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

1,479,396

Minimum investment return. Enter 5% of line 5..................

73,970

Part XI

Distributable Amount (see page 25 of the instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

73,970

Tax on investment income for 2011 from Part VI, line 5......

884

Income tax for 2011. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

884

Distributable amount before adjustments. Subtract line 2c from line 1............

73,086

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

73,086

Deduction from distributable amount (see page 25 of the instructions)...........

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

73,086

Part XII

Qualifying Distributions (see page 25 of the instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

73,283

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

73,283

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............

884

Adjusted qualifying distributions. Subtract line 5 from line 4..............

72,399

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2011)

Page 8

Part XIII

Undistributed Income (see page 26 of the instructions)

		(a) Corpus	(b) Years prior to 2010	(c) 2010	(d) 2011
1 Distributable amount for 2011 from Part XI, line 7					73,086
2 Undistributed income, if any, as of the end of 2011:
a Enter amount for 2010 only.......				64,133
b Total for prior years:2009, 20, 20			0
3 Excess distributions carryover, if any, to 2011:
a From 2006.......	0
b From 2007.......	0
c From 2008.......	0
d From 2009.......	0
e From 2010.......	0
fTotal of lines 3a through e.........		0
4Qualifying distributions for 2011 from Part
XII, line 4: $ 73,283
a Applied to 2010, but not more than line 2a				64,133
b Applied to undistributed income of prior years (Election required—see page 26 of the instructions)			0
c Treated as distributions out of corpus (Election required—see page 26 of the instructions)...		0
d Applied to 2011 distributable amount.....					9,150
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2011.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount—see page 27 of the instructions ...			0
e Undistributed income for 2010. Subtract line 4a from line 2a. Taxable amount—see page 27 of the instructions ...........				0
f Undistributed income for 2011. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2011 ..........					63,936
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see page 27 of the instructions) ...........		0
8Excess distributions carryover from 2006 not applied on line 5 or line 7 (see page 27 of the instructions) .............		0
9Excess distributions carryover to 2012. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2007....	0
b Excess from 2008....	0
c Excess from 2009....	0
d Excess from 2010....	0
e Excess from 2011....	0

Form 990-PF (2011)

Page 9

Part XIV

Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2011, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2011	(b) 2010	(c) 2009	(d) 2008	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see page 27 of the instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see page 28 of the instructions) to individuals or organizations
under other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

Wells Fargo Philanthropic Services
1 West Fourth Street
Winston Salem,NC271013818
(888) 235-4351

bThe form in which applications should be submitted and information and materials they should include:

https://Www.wellsfargo.com/privatefoundationgrants/mauldin

cAny submission deadlines:

August 1

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Grants are restricted to charitable organization located in Central Savannah River Area (CSRA) to limitied counties in Georgia & South Carolina

Form 990-PF (2011)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
DANCE AUGUSTA 2941 WALTON WAY AUGUSTA,GA30909	NONE	PUBLIC CHARITY	NUTCRACKER PRODUCTION	5,000
AUGUSTA CORAL SOCIETY PO BOX 1402 AUGUSTA,GA30904	NONE	EXEMPT	SUPPORT	5,000
THE AUGUSTA PLAYERS INC PO BOX 2352 AUGUSTA,GA30903	NONE	PUBLIC CHARITY	ARTREACH THEATRE	4,000
AUGUSTA BALLET 1301 GREEN ST AUGUSTA,GA30901	NONE	PUBLIC CHARITY	DANCE IN THE GARDEN CITY PROGRAM	5,000
Augusta Community Concert Band Inc PO BOX 2042 Augusta,GA30914	NONE	PUBLIC CHARITY	MAULDIN MEMORIAL CONCERT	3,400
Georgia Public Telecommunications 260 14TH STREET Atlanta,GA30318	NONE	PUBLIC CHARITY	MIDDAY MUSIC	6,000
Symphony Orchestra Augusta GREENE STREET SUITE 200 Augusta,GA30901	NONE	PUBLIC CHARITY	CLEON MAULDIN MUSIC LIBRARY	5,000
Harry Jacobs Chamber Music Society PO BOX 15286 Augusta,GA30919	NONE	PUBLIC CHARITY	GENERAL SUPPORT	10,000
Gertrude Herbert Institute of Art 506 TELFAIR STREET Augusta,GA309012310	NONE	PUBLIC CHARITY	ARTIST IN RESIDENCE	2,000
Augusta State University Foundation 2500 WALTON WAY Augusta,GA309042200	NONE	STATE UNIVERSITY	EDUCATIONAL/GRAND PIANO	15,000
Greater Augusta Arts Council 1301 GREEN ST PO BOX 1776 Augusta,GA30903	NONE	PUBLIC CHARITY	ARTSSCAPE CAMP	5,000
Total ................................. 3a				65,400

bApproved for future payment

Total ................................. 3b

Form 990-PF (2011)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments			14	24
4 Dividends and interest from securities....			14	47,415
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....
8Gain or (loss) from sales of assets other than inventory			18	59,780
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				107,219

13Total. Add line 12, columns (b), (d), and (e)..................

13107,219

(See worksheet in line 13 instructions on page 28 to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See page 28 of the instructions.)

Form 990-PF (2011)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.

	Signature of officer or trustee	Date	Title

Preparer's Signature	Date	Check if self- employed	PTIN
Firm's name Firm's address		Firm's EIN
		Phone no.

Form 990-PF (2011)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Stock	End of Year Book Value	End of Year Fair Market Value
437076102 HOME DEPOT
655664100 NORDSTROM INC
708160106 PENNY J C INC
731572103 POLO RALPH LAUREN
887317303 TIME WARNER INC
423074103 HEINZ H J CO
786514208 SAFEWAY INC NEW
427866108 THE HERSHEY COMPANY
20825C104 CONCOPHILLIPS
42809H107 HESS CORP
74733V100 QUESTAR MARKET
060505104 BANK OF AMERICA CORP
27579R104 EAST WEST BANCORP
46625H100 JP MORGAN CHASE & CO
55261F104 M & T BANK CORP
665859104 NORTHERN TRUST CORP
808513105 SCHWAB CHARLES CORP
989701107 ZIONS BANCORP
002824100 ABBOTT LABS
071813109 BAXTER INTL INC
532457108 ELI LILLY & CO
441060100 HOSPIRA INC
097023105 BOEING CO
244199105 DEERE & CO
446413106 HUNTINGTON INGALLS
666807102 NORTHROP GRUMMAN
784635104 SPX CORP
037833100 APPLE INC
268418102 E M C CORP MASS
278642103 EBAY INC
459200101 INTERNATIONAL BUSINE
461202103 INTUIT COM
68389X105 ORACLE CORPORATION
260543103 DOW CHEMICAL CO
65339F101 NEXTERA ENERGY INC
748356102 QUESTAR CORP
882508104 TEXAS INSTRUMENTS
189754104 COACH INC	660	1,468
64110L106 NETFLIX.COM	1,265	1,611
023135106 AMAZON COM INC COM	2,011	2,835
099724106 BORG WARNER INC COM	1,294	1,855
655664100 NORDSTROM INC
855244109 STARBUCKS CORP COM	1,092	2,403
85590A401STARWOOD HOTELS	3,012	3,103
918204108 V F CORP	775	1,460
191216100 COCA COLA CO	2,187	2,960
582839106 MEAD JOHNSON NUTRI	1,358	2,392
742718109 PROCTER & GAMBLE	1,458	1,882
057224107 BAKER HUGHES INC COM
13342B105 CAMERON INTL CORP
247916208 DENBURY RESOURCES
25179M103 DEVON ENERGY CORP
26875P101 EOG RESOURCES INC	1,796	2,000
637071101 NATIONAL OILWELL VAR	1,646	1,669
75281A109 RANGE RES CORP COM	892	988
12572Q105 CME GROUP INCE
46625H100 JP MORGAN CHASE & CO	2,520	3,265
018490102 ALLERGAN INC	1,150	1,909
031162100 AMGEN INC
452327109 ILLUMINA INC	1,648	1,368
91324P102 UNITEDHEALTH GROUP	600	1,120
941848103 WATERS CORP
097023105 BOEING CO	1,338	1,487
149123101 CATERPILLAR INC
231021106 CUMMINS INC
291011104 EMERSON ELECTRIC CO
336433107 FIRST SOLAR INC
34354P105 FLOWSERVE CORP COM
740189105 PRECISION CASTPARTS	1,961	2,766
773903109 ROCKWELL AUTOMATION	2,598	2,710
774341101 ROCKWELL COLLINS
913017109 UNITED TECHNOLOGIES	402	664
88579Y101 3M CO COM
00724F101 ADOBE SYS INC
037833100 APPLE INC	2,572	14,989
177376100 CITRIX SYS INC COM	861	1,657
192446102 COGNIZANT TECH SOL	1,880	2,078
219350105 CORNING INC
268648102 E M C CORP MASS	789	1,882
38259P508 GOOGLE INC CL A	4,192	4,489
428236103 HEWLETT PACKARD CO
48203R104 JUNIPER NETWORKS INC	1,763	1,121
64110D104 NETAPP INC	2,422	2,418
68389X105 ORACLE CORPORATION	1,588	2,129
79466L302 SALESFORCE COM INC	1,122	1,391
80004C101 SANDISK CORP COM	2,860	2,876
01741R102 ALLEGHENY TECH
35671D857 FREEPORT MCMORAN
029912201 AMEICAN TOWER SYSTEM
302182100 EXPRESS SCRIPTS INC	1,635	1,625
307000109 FAMILY DLR STORES	1,780	2,025
500255104 KOHLS CORP	1,188	1,251
517834107 LAS VEGAS SANDS	1,452	1,957
580135101 MCDONALD CORP	1,980	2,354
654106103 NIKE INC CL B	1,013	976
988498101 YUM BRANDS INC	1,172	1,495
518439104 ESTEE LAUDER COMPANI	1,392	1,858
713448108 PEPSICO INC	1,264	1,261
718172109 PHILIP MORRIS	2,647	2,924
902494103 TYSON FOODS INC	1,590	1,647
674599105 OCCIDENTAL PETE CORP	1,316	1,238
025816109 AMERICAN EXPRESS CO	1,253	1,447
200340107 COMERICA INC	1,817	1,618
316773100 FIFTH THIRD BANCORP	679	674
09062X103 BIOGEN AGN C	1,860	2,016
156782104 CERNER CORP	630	838
28176E108 EDWARDS LIFESCIENCES	1,500	1,673
375558103 GILEAD SCIENCES INC	647	586
478160104 JOHNSON & JOHNSON	1,503	1,517
235851102 DANAHER CORP	1,339	1,400
31428X106 FEDEX CORPORATION	1,269	1,287
481165108 JOY GLOBAL	2,319	1,911
907818108 UNION PACIFIC CORP	1,214	1,505
458140100 INTEL CORP	1,340	1,631
594918104 MICROSOFT CORP	3,053	3,774
747525103 QUALCOMM INC	2,614	2,995
92342Y109 VERIFON SYSEMS	938	1,245
61166W101 MONSANTO CO NEW	3,473	3,828
74005P104 PRAXAIR INC	1,282	1,490
826552101 SIGMA ALDRICH CORP	1,309	1,315

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
693390841 PIMCO HIGH YIELD	AT COST	82,133	77,529
693391104 PIMCO REAL RETURN	AT COST	42,573	46,631
77957P105 T ROWE PRICE SHORT	AT COST	100,000	98,776
957663503 WESTERN ASSET CORE	AT COST	180,164	191,201
693391559 PIMCO EMERGING MARKE	AT COST	36,053	38,376
693390882 PIMCO FOREIGN BOND	AT COST	72,324	74,325
025083320 AMERICAN CENTURY	AT COST	20,398	32,181
92934R769 CRM MID CAP VALUE	AT COST	33,419	37,819
780905451 ROYCE PREMIER FUND	AT COST	14,490	27,905
900297763 TURNER MIDCAP GROWTH	AT COST	22,133	37,502
04315J837 ARTIO INTERNATIONAL	AT COST	40,000	42,485
246248306 DELAWARE POOLED TR	AT COST	125,000	69,744
784924425 SSGA EMERGING MRTS	AT COST	50,696	56,455
61744J317 MORGAN STANLEY INSTI	AT COST	60,000	35,642
722005667 PIMCO COMMODITY REAL	AT COST	75,000	41,570
779919109 T ROWE PRICE REAL	AT COST	30,753	85,882
05964H105 BANCO SANTANDER CEN
05964H105 BANCO SANTANDER CEN
25243Q205 DIAGEO PLC ADR
904784709 UNILEVER N.V. ADR
92857W209 VODAFONE GROUP PLC
H27013103 WEATHERFORD INTNTL
136385101 CANADIAN NAT RES LTD
M22465104 CHECK POINT SOFTWARE
G2554F113 COVIDIEN PLC	AT COST	1,374	1,531
73755L107 POTASH CORP SASK
806857108 SCHLUMBERGER LTD	AT COST	2,692	2,657
G81477104 SINA CORPORATION
51855Q655 LAUDUS MONDRAIN INTE	AT COST	20,000	18,817
464287200 ISHARES S & P 500	AT COST	45,051	47,447
5529869*7 MFS VALUE FUND	AT COST	100,000	103,663
04314H204 ARTISAN INTERNATIONA	AT COST	45,000	46,848
683974505 OPPENHEIMER DEVELOPI	AT COST	6,000	6,840
25264S833 DIAMOND HILL LONG-SH	AT COST	26,000	28,265
448108100 HUSSMAN STRATEGIC GR	AT COST	50,000	47,580
589509108 MERGER FD SH BEN	AT COST	26,000	25,471
22544R305 CREDIT SUISSE COMMOD	AT COST	7,000	6,900
78463X863 SPDR DJ WILSHIRE	AT COST	15,049	16,827
N07059186 ASML HOLDING NVONY	AT COST	1,520	1,805
055434203 BG GROUP PLC	AT COST	1,309	1,274

Description	Amount
MUTUAL FUND POSTING DATE AFTER TYE	2,004
ROC BASIS ADJUSTMENT	2,118
ROUNDING	10

Category	Amount	Net Investment Income
FOREIGN TAXES	8	8
FEDERAL ESTIMATES - PRINCIPAL	104	0
FOREIGN TAXES ON QUALIFIED FOR	295	295
FOREIGN TAXES ON NONQUALIFIED	54	54