Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
CLAYTON BAKER TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)2 EAST READ STREET - SUITE 100   Room/suite
City or town, state, and ZIP code
BALTIMORE, MD21202
A Employer identification number

52-6054237
B Telephone number (see page 10 of the instructions)

(410) 837-3555
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$31,896,648J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 518,366 500,244  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,666,647
b Gross sales price for all assets on line 6a 18,484,229
7 Capital gain net income (from Part IV, line 2)... 1,666,647
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 24,694 185,993  
12 Total. Add lines 1 through 11........ 2,209,707 2,352,884  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages...... 8,611 0 0 8,611
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 142,329 142,329   0
17 Interest...............       0
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 89,622 8,773   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy.............. 8,643     8,643
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 4,649     4,649
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 253,854 151,102 0 21,903
25 Contributions, gifts, grants paid........ 1,631,700 1,631,700
26 Total expenses and disbursements. Add lines 24 and 25 1,885,554 151,102 0 1,653,603
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 324,153
b Net investment income (if negative, enter -0-) 2,201,782
c Adjusted net income (if negative, enter -0-)... 0
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 66,409 48,644 48,644
2 Savings and temporary cash investments.......... 1,260,407 933,967 933,967
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 6,103,810 Click to see attachment5,431,401 5,752,948
b Investments—corporate stock (attach schedule)........ 16,887,841 Click to see attachment16,845,941 19,608,659
c Investments—corporate bonds (attach schedule)........ 3,018,393 Click to see attachment4,508,228 4,609,381
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 925,000 Click to see attachment925,000 943,049
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 28,261,860 28,693,181 31,896,648
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 28,261,860 28,693,181
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 28,261,860 28,693,181
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 28,261,860 28,693,181
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 28,261,860
2 Enter amount from Part I, line 27a..................... 2 324,153
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 109,350
4 Add lines 1, 2, and 3.......................... 4 28,695,363
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 2,182
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 28,693,181
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 1085. ADOBE SYS INCORP   2010-08-23 2011-01-03
b 103. IMMUCOR INC   2010-05-04 2011-01-03
c 70. IMMUCOR INC   2010-11-08 2011-01-03
d 85. NATIONAL PENN BANCSHARES INC   2010-11-08 2011-01-03
e 100. STAGE STORES INC   2007-02-26 2011-01-03
. PROCEEDS OF LITIGATION FROM MBIA     2011-01-03
15. GOLUB CAPITAL BDC INC   2010-11-08 2011-01-04
30. GOLUB CAPITAL BDC INC   2010-11-08 2011-01-04
194. IMMUCOR INC   2010-06-18 2011-01-04
660. DOVER CORP.   2009-03-10 2011-01-05
256. DRESSER RAND GROUP INC   2010-10-08 2011-01-05
292. IDEX CORP   2007-10-24 2011-01-05
46. OCEANEERING INTERNATIONAL INC   2007-02-27 2011-01-05
103. OCEANEERING INTERNATIONAL INC   2008-10-14 2011-01-05
342. SENSATA TECHNOLOGIES HOLDING   2010-10-13 2011-01-05
235. CANADIAN NATURAL RESOURCES LTD   2009-04-23 2011-01-06
56. CUMMINS INC COM   2010-04-01 2011-01-06
77. SNAP-ON INC   2009-04-06 2011-01-06
99. U T I WORLDWIDE INC   2007-09-28 2011-01-06
150. CANADIAN NATURAL RESOURCES LTD   2009-04-23 2011-01-07
123. IMMUCOR INC   2010-06-18 2011-01-07
100. MDC PARTNERS INC CL A   2009-09-16 2011-01-07
108. SNAP-ON INC   2009-04-06 2011-01-07
48. STERICYCLE INC   2010-02-04 2011-01-07
116. STERICYCLE INC   2010-02-04 2011-01-07
1. STERICYCLE INC   2010-02-04 2011-01-07
. PROCEEDS OF LITIGATION ON CARDINAL HEALTH     2011-01-07
71. AMERICAN PUBLIC EDUCATION   2008-03-05 2011-01-10
11. STERICYCLE INC   2010-02-04 2011-01-10
25. DRESSER RAND GROUP INC   2010-11-08 2011-01-11
100. FULLER H B CO   2009-09-16 2011-01-11
55. INTERACTIVE INTELLIGENCE INC   2010-11-08 2011-01-11
15. OCEANEERING INTERNATIONAL INC   2010-11-08 2011-01-11
25. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2011-01-11
49. BORG WARNER AUTOMOTIVE INC   2010-01-20 2011-01-12
1914.65 F H L M C GD G00675 7.500% 3/01/27   2001-06-01 2011-01-12
99.06 F H L M C GD G01131 7.500% 9/01/30   2001-06-01 2011-01-12
6753.86 F H L M C GD G01391 7.000% 4/01/32   2003-03-04 2011-01-12
15974.7 F H L M C GD G01564 6.000% 4/01/33   2003-08-13 2011-01-12
41722.71 F H L M C GD C78010 5.500% 4/01/33   2003-05-16 2011-01-12
593.8 F H L M C GD D83337 6.500% 10/01/27   2001-06-01 2011-01-12
32265.93 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2011-01-12
46071.93 F H L M C GD A44372 5.000% 4/01/36   2006-04-04 2011-01-12
40669.07 F H L M C GD A44573 5.500% 4/01/36   2006-04-04 2011-01-12
44684.96 F H L M C GD A51069 5.000% 8/01/36   2006-08-01 2011-01-12
757.92 F H L M C GD C01050 7.500% 9/01/30   2001-06-01 2011-01-12
7229.14 F H L M C GD C01403 6.000% 9/01/32   2002-09-05 2011-01-12
11208.64 F H L M C GD C01427 6.000% 11/01/32   2003-06-23 2011-01-12
649.61 F H L M C GD C17931 6.500% 11/01/28   2001-06-01 2011-01-12
1613.67 F H L M C GD C27091 6.500% 6/01/29   2001-06-01 2011-01-12
10365.83 F H L M C GD E01184 6.000% 8/01/17   2003-03-04 2011-01-12
26114.92 F H L M C GD B17389 5.500% 12/01/19   2005-01-26 2011-01-12
436.08 F H L M C GD C41497 7.500% 9/01/30   2001-07-13 2011-01-12
2801.8 F H L M C GD C60346 6.500% 10/01/31   2002-01-11 2011-01-12
831.87 F H L M C GD C80446 8.500% 11/01/26   2001-06-01 2011-01-12
9386.41 F N M A #254677 6.500% 3/01/33   2003-03-04 2011-01-12
19426.34 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2011-01-12
9445.94 F N M A #254825 6.000% 5/01/18   2004-02-11 2011-01-12
21295.83 F N M A #255180 6.000% 4/01/34   2004-05-06 2011-01-12
505.7 F N M A #366954 7.000% 4/01/27   2001-06-01 2011-01-12
310.8 F N M A #443615 6.500% 11/01/28   2001-06-01 2011-01-12
4142.69 F N M A #479785 7.000% 4/01/29   2001-06-01 2011-01-12
911.8 F N M A #490861 6.500% 6/01/29   2001-06-01 2011-01-12
2648.32 F N M A #492745 7.000% 5/01/29   2001-06-01 2011-01-12
2875.44 F N M A #533490 7.000% 3/01/30   2001-06-01 2011-01-12
17030.34 F N M A #545762 6.500% 7/01/32   2003-08-07 2011-01-12
6426.28 F N M A #555095 6.500% 7/01/17   2002-10-31 2011-01-12
4254.13 F N M A #567534 7.500% 1/01/31   2002-01-11 2011-01-12
3481.81 F N M A #590107 6.500% 7/01/31   2003-08-13 2011-01-12
2495.27 F N M A #596660 6.500% 8/01/31   2001-07-13 2011-01-12
11083.33 FNMA POOL #628837 6.500% DUE 03/01/32   2002-02-21 2011-01-12
5524.34 F N M A #641209 6.000% 6/01/17   2002-09-05 2011-01-12
8632.86 F N M A #661684 6.000% 10/01/32   2003-06-23 2011-01-12
6144.9 F N M A #666714 6.000% 11/01/32   2003-06-23 2011-01-12
1880.4 F N M A #702230 6.500% 5/01/33   2004-02-11 2011-01-12
10336.1 F N M A #702400 5.500% 5/01/33   2003-05-16 2011-01-12
16537.92 F N M A #709701 5.500% 6/01/33   2003-05-15 2011-01-12
43248.92 F N M A #725544 5.500% 12/01/17   2004-06-02 2011-01-12
48535.46 F N M A #741373 2.405% 12/01/33   2003-12-16 2011-01-12
10465.36 F N M A #753210 5.500% 1/01/34   2004-02-27 2011-01-12
10674.14 F N M A #759236 5.500% 1/01/19   2004-05-06 2011-01-12
28753.7 F N M A #786606 6.500% 7/01/34   2004-11-05 2011-01-12
20492.96 F N M A #809882 5.500% 3/01/35   2005-05-20 2011-01-12
33447.56 F N M A #866049 5.500% 3/01/36   2006-04-19 2011-01-12
25706.92 F N M A #868596 5.500% 4/01/36   2006-04-19 2011-01-12
13736.04 F N M A #871229 6.000% 4/01/36   2006-04-04 2011-01-12
18679.39 F N M A #872278 6.000% 5/01/36   2006-04-19 2011-01-12
35644.15 F N M A #878092 6.000% 4/01/36   2006-04-19 2011-01-12
33849.43 F N M A #885404 6.000% 6/01/36   2006-07-20 2011-01-12
37210.38 F N M A #885931 6.000% 7/01/36   2006-07-18 2011-01-12
14419.87 F N M A #886395 6.000% 8/01/36   2006-07-20 2011-01-12
36592.79 F N M A #909932 6.000% 3/01/37   2008-05-19 2011-01-12
9449.64 GNMA POOL #571166 DTD 08/01/01 7.000% DUE 08/15/31   2001-08-28 2011-01-12
85.76 G N M A #448958 8.000% 9/15/27   2001-06-01 2011-01-12
2661.4 G N M A #462797 6.000% 6/15/13   2001-06-01 2011-01-12
1382.23 G N M A #480365 6.500% 7/15/28   2001-06-01 2011-01-12
1596.62 G N M A #536340 8.000% 10/15/30   2001-07-13 2011-01-12
2535.64 G N M A #540340 6.500% 4/15/31   2001-08-01 2011-01-12
11. GOOGLE INC CL A   2010-01-20 2011-01-12
41. AMERICAN PUBLIC EDUCATION   2008-03-05 2011-01-13
215. TIDEWATER INC   2009-09-18 2011-01-13
87. U T I WORLDWIDE INC   2007-09-28 2011-01-13
37. AMERICAN PUBLIC EDUCATION   2008-03-05 2011-01-14
750. CANADIAN NATURAL RESOURCES LTD   2009-04-23 2011-01-14
100. NATIONAL PENN BANCSHARES INC   2010-11-08 2011-01-14
185. TIDEWATER INC   2009-11-19 2011-01-14
470. TIDEWATER INC   2009-11-19 2011-01-14
50. TIDEWATER INC   2010-11-08 2011-01-14
25547.445 VANGUARD LTD TERM TE FD ADM   2010-11-15 2011-01-14
50. U T I WORLDWIDE INC   2010-11-08 2011-01-14
3206.27 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2011-01-15
948.29 F H L M C GD E93051 5.500% 12/01/17   2003-01-17 2011-01-15
6247.33 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2011-01-15
15739.63 F H L M C GD G13876 4.000% 7/01/25   2010-12-07 2011-01-15
948.19 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2011-01-15
19082.82 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2011-01-15
224.75 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2011-01-15
63.15 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2011-01-18
70. NATIONAL PENN BANCSHARES INC   2010-11-08 2011-01-18
267. TRIMBLE NAV LTD   2008-11-21 2011-01-18
160. NATIONAL PENN BANCSHARES INC   2010-11-08 2011-01-19
8. TIDEWATER INC   2010-11-08 2011-01-19
64. NATIONAL PENN BANCSHARES INC   2010-11-08 2011-01-20
44. TIDEWATER INC   2010-11-08 2011-01-20
308. IMMUCOR INC   2010-06-24 2011-01-21
56096.378 BROWN ADVISORY INTERMED INCOME FUND   2010-12-09 2011-01-21
96. NATIONAL PENN BANCSHARES INC   2010-11-08 2011-01-24
25000. AMERICA MOVIL SA DE 5.500% 3/01/14   2005-06-30 2011-01-25
25000. AMERICAN EXPRESS 7.000% 3/19/18   2010-05-19 2011-01-25
25000. BERKLEY CORP 5.600% 5/15/15   2010-03-11 2011-01-25
25000. BERKSHIRE HATHWY 3.200% 2/11/15   2010-02-04 2011-01-25
64. BORG WARNER AUTOMOTIVE INC   2010-01-20 2011-01-25
25000. CONSOLIDATED NAT GAS 5.000% 12/01/14   2010-02-18 2011-01-25
47. CUMMINS INC COM   2010-04-01 2011-01-25
30. DRESSER RAND GROUP INC   2010-11-08 2011-01-25
431.56 FNMA POOL #254089 6.000% DUE 11/01/16   2001-11-20 2011-01-25
4775.78 F N M A #256752 6.000% 6/01/27   2008-02-07 2011-01-25
7708.07 F N M A #257048 6.000% 1/01/28   2007-12-18 2011-01-25
19.56 FNMA POOL #628837 6.500% DUE 03/01/32   2002-02-21 2011-01-25
182.94 F N M A #663238 5.500% 9/01/32   2002-09-19 2011-01-25
1742.14 F N M A #725544 5.500% 12/01/17   2004-06-02 2011-01-25
185.83 F N M A #744805 2.267% 11/01/33   2003-12-10 2011-01-25
1755.81 F N M A #909932 6.000% 3/01/37   2008-05-19 2011-01-25
11942.06 F N M A #AC4824 3.583% 10/01/39   2010-10-01 2011-01-25
25000. GTE CORP 6.840% 4/15/18   2010-02-18 2011-01-25
130. NATIONAL PENN BANCSHARES INC   2010-11-08 2011-01-25
20. OCEANEERING INTERNATIONAL INC   2010-11-08 2011-01-25
25000. PPL ENERGY SUPPLY 6.500% 5/01/18   2008-04-08 2011-01-25
25000. POTASH CORP 5.250% 5/15/14   2010-06-07 2011-01-25
100957. U S TREASURY I P 0.500% 4/15/15   2010-09-08 2011-01-25
100321. U S TREASURY I P 1.250% 7/15/20   2010-09-09 2011-01-25
35. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2011-01-25
200. B & G FOODS INC NEW   2009-09-14 2011-01-26
130. NATIONAL PENN BANCSHARES INC   2010-11-08 2011-01-26
50. OCEANEERING INTERNATIONAL INC   2010-06-01 2011-01-26
20. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2011-01-26
106. AMERICAN PUBLIC EDUCATION   2008-04-21 2011-01-27
68. AMERICAN PUBLIC EDUCATION   2008-04-24 2011-01-27
154. DIAMOND OFFSHORE DRILLING   2010-05-25 2011-01-27
170. E I DU PONT DE NEMOURS & CO.   2009-11-10 2011-01-27
105. NATIONAL PENN BANCSHARES INC   2010-11-08 2011-01-27
81. SNAP-ON INC   2009-04-06 2011-01-27
98. TITAN MACHY INC   2009-10-06 2011-01-27
117. TITAN MACHY INC   2009-10-06 2011-01-27
20. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2011-01-27
57. AMERICAN PUBLIC EDUCATION   2008-04-24 2011-01-28
326. BECTON DICKINSON & CO.   2010-01-20 2011-01-28
70. BECTON DICKINSON & CO.   2010-05-05 2011-01-28
96. DIAMOND OFFSHORE DRILLING   2010-05-25 2011-01-28
147. NUVASIVE INC   2009-12-15 2011-01-28
83. SNAP-ON INC   2009-04-06 2011-01-28
67. AMERICAN PUBLIC EDUCATION   2008-03-12 2011-01-31
284. DAVITA INC   2008-01-07 2011-01-31
76. SNAP-ON INC   2009-04-06 2011-01-31
100. ACI WORLDWIDE INC   2010-07-16 2011-02-01
65. AMERICAN PUBLIC EDUCATION   2008-03-12 2011-02-01
269. ANSYS INC   2010-10-11 2011-02-01
388. DRESSER RAND GROUP INC   2010-07-26 2011-02-01
60. FACTSET RESEARCH SYSTEMS INC   2008-01-15 2011-02-01
241. INFORMATICA CORP   2010-06-24 2011-02-01
151. OCEANEERING INTERNATIONAL INC   2009-01-22 2011-02-01
119. SBA COMMUNICATIONS CORP   2008-10-14 2011-02-01
442. SENSATA TECHNOLOGIES HOLDING   2010-10-18 2011-02-01
. PROCEEDS OF LITIGATION FROM TYCO INTL LTD NEW     2011-02-02
. PROCEEDS OF LITIGATION FROM TYCO INTL LTD NEW     2011-02-02
. PROCEEDS OF LITIGATION FROM TYCO INTL LTD NEW     2011-02-02
. PROCEEDS OF LITIGATION FROM TYCO INTL LTD NEW     2011-02-02
10. HUGHES COMMUNICATIONS INC   2011-01-21 2011-02-03
200. SPEEDWAY MOTORSPORTS INC.   2007-02-14 2011-02-03
15. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2011-02-03
30. DRESSER RAND GROUP INC   2010-11-08 2011-02-04
21. HUGHES COMMUNICATIONS INC   2010-11-08 2011-02-04
4. HUGHES COMMUNICATIONS INC   2011-01-21 2011-02-04
15. OCEANEERING INTERNATIONAL INC   2010-11-08 2011-02-04
100. RALCORP HOLDINGS INC   2009-06-18 2011-02-04
200. SPEEDWAY MOTORSPORTS INC.   2007-02-26 2011-02-04
50. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2011-02-04
70. AFFILIATED MANAGERS GROUP INC   2008-07-30 2011-02-07
30. AFFILIATED MANAGERS GROUP INC   2010-06-10 2011-02-07
30. DRESSER RAND GROUP INC   2010-11-08 2011-02-07
20. U T I WORLDWIDE INC   2010-11-08 2011-02-07
200. INSITUFORM TECHNOLOGIES INC CL A   2010-04-29 2011-02-08
365. NATIONAL-OILWELL INC   2010-07-29 2011-02-08
20. OCEANEERING INTERNATIONAL INC   2010-11-08 2011-02-08
. PROCEEDS OF LITIGATION ON CARDINAL HEALTH     2011-02-08
. PROCEEDS OF LITIGATION ON CARDINAL HEALTH     2011-02-08
. PROCEEDS OF LITIGATION FROM EL PASO CORP     2011-02-08
. PROCEEDS OF LITIGATION FROM FOREST LABORATORIES INC     2011-02-08
10. DRESSER RAND GROUP INC   2010-11-08 2011-02-09
55. FIRST SOLAR INC   2010-10-14 2011-02-09
170. NATIONAL-OILWELL INC   2010-07-29 2011-02-09
10. OCEANEERING INTERNATIONAL INC   2010-11-08 2011-02-09
80. AFFILIATED MANAGERS GROUP INC   2009-09-08 2011-02-10
20. AFFILIATED MANAGERS GROUP INC   2010-06-10 2011-02-10
250000. F H L B DEB 3.125% 12/13/13   2009-12-30 2011-02-10
100. AFFILIATED MANAGERS GROUP INC   2009-09-25 2011-02-11
145. DEERE & CO.   2009-03-19 2011-02-11
267. EXELON CORP   2011-01-28 2011-02-11
823. EXELON CORP   2010-12-23 2011-02-11
30. IMMUCOR INC   2010-11-08 2011-02-11
30. IMMUCOR INC   2010-11-08 2011-02-11
25. IMMUCOR INC   2010-11-08 2011-02-11
35. TNS INC   2010-11-08 2011-02-11
30. TNS INC   2010-11-08 2011-02-11
30. TNS INC   2010-11-08 2011-02-11
32. CITI TRENDS INC   2009-09-30 2011-02-14
35. CITI TRENDS INC   2009-09-30 2011-02-14
95. HUGHES COMMUNICATIONS INC   2010-11-08 2011-02-14
65. HUGHES COMMUNICATIONS INC   2010-11-08 2011-02-14
30. HUGHES COMMUNICATIONS INC   2010-11-08 2011-02-14
30. HUGHES COMMUNICATIONS INC   2010-11-08 2011-02-14
16. TITAN MACHY INC   2009-07-28 2011-02-14
189. TITAN MACHY INC   2009-07-28 2011-02-14
153. CISCO SYSTEMS   2005-11-29 2011-02-15
603. CISCO SYSTEMS   2010-11-12 2011-02-15
19. CITI TRENDS INC   2009-10-02 2011-02-15
17. CITI TRENDS INC   2009-10-02 2011-02-15
2372.87 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2011-02-15
6178.32 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2011-02-15
10032.82 F H L M C GD G13876 4.000% 7/01/25   2010-12-07 2011-02-15
1615.41 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2011-02-15
6992.3 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2011-02-15
10. HUGHES COMMUNICATIONS INC   2010-11-08 2011-02-15
15. HUGHES COMMUNICATIONS INC   2010-11-08 2011-02-15
150. NORTHROP GRUMMAN CORP   2010-07-29 2011-02-15
397.99 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2011-02-15
91. CITI TRENDS INC   2009-10-02 2011-02-16
95. HUGHES COMMUNICATIONS INC   2010-11-08 2011-02-16
100. B & G FOODS INC NEW   2009-09-14 2011-02-17
243. CISCO SYSTEMS   2010-01-20 2011-02-17
714. CISCO SYSTEMS   2008-11-05 2011-02-17
66. CITI TRENDS INC   2010-02-04 2011-02-17
100. GRAFTECH INTL LTD   2010-04-09 2011-02-17
63.41 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2011-02-17
100. WORLD FUEL SVCS CORP   2010-08-11 2011-02-17
10. COINSTAR INC   2010-11-08 2011-02-18
50. HUGHES COMMUNICATIONS INC   2010-11-08 2011-02-18
295. ASSURANT INC   2009-08-05 2011-02-22
115. SNAP-ON INC   2009-04-06 2011-02-22
25. ANNTAYLOR STORES CORP   2010-11-08 2011-02-23
455. ASSURANT INC   2009-05-12 2011-02-23
15. COINSTAR INC   2010-11-08 2011-02-23
1371. COMPELLENT TECHNOLOGIES INC   2010-07-12 2011-02-23
117. SNAP-ON INC   2009-04-06 2011-02-23
118. SNAP-ON INC   2009-04-06 2011-02-24
100. ACI WORLDWIDE INC   2010-06-09 2011-02-25
40. COINSTAR INC   2010-11-08 2011-02-25
120. CREE INC.   2010-04-21 2011-02-25
4159.46 F N M A #256752 6.000% 6/01/27   2008-02-07 2011-02-25
4634.17 F N M A #257048 6.000% 1/01/28   2007-12-18 2011-02-25
1341.66 F N M A #AH3431 3.500% 1/01/26   2011-01-20 2011-02-25
187.23 F N M A #663238 5.500% 9/01/32   2002-09-19 2011-02-25
4218.99 F N M A #744805 2.267% 11/01/33   2003-12-10 2011-02-25
2260.14 F N M A #AC4824 3.583% 10/01/39   2010-10-01 2011-02-25
100. GRAFTECH INTL LTD   2010-04-09 2011-02-25
60. ASSURED GUARANTY LTD   2010-11-08 2011-02-25
86. ALLERGAN INC   2007-02-28 2011-02-28
406. ALLERGAN INC   2007-02-28 2011-02-28
300. B & G FOODS INC NEW   2009-06-11 2011-02-28
30. COINSTAR INC   2010-11-08 2011-02-28
100. GRAFTECH INTL LTD   2010-04-09 2011-02-28
206. PROCTER & GAMBLE CO.   2011-02-24 2011-02-28
453. PROCTER & GAMBLE CO.   2010-12-23 2011-02-28
30. ASSURED GUARANTY LTD   2010-11-08 2011-02-28
171. ALLERGAN INC   2006-06-14 2011-03-01
245. ALLERGAN INC   2009-07-16 2011-03-01
220. TNS INC   2010-11-08 2011-03-01
100. ACI WORLDWIDE INC   2010-06-09 2011-03-02
404. ALLERGAN INC   2009-07-16 2011-03-02
571. ALLERGAN INC   2009-02-27 2011-03-02
700. B & G FOODS INC NEW   2009-06-11 2011-03-02
95. ACE LTD   2010-01-20 2011-03-02
206. CANADIAN NATURAL RESOURCES LTD   2009-04-21 2011-03-04
25. COINSTAR INC   2010-11-08 2011-03-04
127. FMC TECHNOLOGIES INC   2011-02-15 2011-03-04
110. NATIONAL-OILWELL INC   2010-06-30 2011-03-04
155. ANNTAYLOR STORES CORP   2010-12-09 2011-03-07
785. ANNTAYLOR STORES CORP   2010-12-09 2011-03-07
75. ARES CAP CORP   2010-11-08 2011-03-07
29. FMC TECHNOLOGIES INC   2010-05-27 2011-03-07
35. FMC TECHNOLOGIES INC   2011-02-15 2011-03-07
7. GOLUB CAPITAL BDC INC   2010-11-08 2011-03-07
. PROCEEDS OF LITIGATION ON ENRON CORP     2011-03-07
65. ANNTAYLOR STORES CORP   2010-11-08 2011-03-08
35. ARES CAP CORP   2010-11-08 2011-03-08
15. ASSURANT INC   2010-11-08 2011-03-08
190. B & G FOODS INC NEW   2008-10-03 2011-03-08
871. CISCO SYSTEMS   2008-11-05 2011-03-08
20. DRESSER RAND GROUP INC   2010-11-08 2011-03-08
13. GOLUB CAPITAL BDC INC   2010-11-08 2011-03-08
15. GOLUB CAPITAL BDC INC   2010-11-08 2011-03-08
55. HCC INS HLDGS INC COM   2010-11-24 2011-03-08
520. J CREW GROUP INC   2010-09-01 2011-03-08
300. SPEEDWAY MOTORSPORTS INC.   2008-01-23 2011-03-08
4. GOLUB CAPITAL BDC INC   2010-11-08 2011-03-09
5819.158 BROWN ADVISORY INTERMED INCOME FUND   2011-02-02 2011-03-09
495. AIR PRODUCTS & CHEMICALS INC.   2010-02-05 2011-03-10
95. AIR PRODUCTS & CHEMICALS INC.   2010-06-29 2011-03-10
10. DRESSER RAND GROUP INC   2010-11-08 2011-03-10
44. GOLUB CAPITAL BDC INC   2010-11-08 2011-03-10
1. GOLUB CAPITAL BDC INC   2010-11-08 2011-03-10
40. HCC INS HLDGS INC COM   2010-11-08 2011-03-10
556. CISCO SYSTEMS   2010-01-20 2011-03-11
190. AIR PRODUCTS & CHEMICALS INC.   2010-05-19 2011-03-15
610. CISCO SYSTEMS   2008-10-24 2011-03-15
2177.11 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2011-03-15
5469.33 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2011-03-15
5726.37 F H L M C GD G13876 4.000% 7/01/25   2010-12-07 2011-03-15
2525.45 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2011-03-15
5272.94 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2011-03-15
314.96 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2011-03-15
662. CISCO SYSTEMS   2008-10-24 2011-03-16
75000. FPL GROUP CAPTL 6.000% 3/01/19   2010-02-04 2011-03-16
. COMPELLENT TECHNOLOGIES INC     2011-03-17
75000. KRAFT FOODS INC 6.000% 2/11/13   2008-06-04 2011-03-17
75.09 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2011-03-17
200. FULLER H B CO   2009-09-16 2011-03-18
100000. U S TREASURY NOTE 4.250% 8/15/15   2010-11-05 2011-03-18
100. ACI WORLDWIDE INC   2009-10-23 2011-03-21
100. FULLER H B CO   2009-09-24 2011-03-21
29. NUVASIVE INC   2010-02-23 2011-03-21
167. NUVASIVE INC   2010-02-23 2011-03-21
13. RIGHT NOW TECHNOLOGIES INC   2010-09-09 2011-03-21
78. RIGHT NOW TECHNOLOGIES INC   2010-09-09 2011-03-21
22. DRIL QUIP INC   2010-09-09 2011-03-22
92. DRIL QUIP INC   2010-09-09 2011-03-22
100. FULLER H B CO   2009-09-24 2011-03-22
80. NATIONAL-OILWELL INC   2010-06-30 2011-03-22
167. NUVASIVE INC   2010-01-29 2011-03-22
154. NUVASIVE INC   2010-01-29 2011-03-22
86. RIGHT NOW TECHNOLOGIES INC   2010-09-09 2011-03-22
140. SBA COMMUNICATIONS CORP   2008-10-22 2011-03-22
52. DRIL QUIP INC   2010-06-15 2011-03-23
100. FULLER H B CO   2010-07-06 2011-03-23
59. NALCO HLDG CO   2011-01-28 2011-03-23
182. NALCO HLDG CO   2010-01-20 2011-03-23
124. NIELSEN HOLDINGS 6.25% CV PFD   2011-01-26 2011-03-23
52. NUVASIVE INC   2009-03-02 2011-03-23
227. NUVASIVE INC   2010-12-09 2011-03-23
50. RIGHT NOW TECHNOLOGIES INC   2010-02-08 2011-03-23
128. RIGHT NOW TECHNOLOGIES INC   2010-08-26 2011-03-23
391. SBA COMMUNICATIONS CORP   2008-11-21 2011-03-24
40. DRESSER RAND GROUP INC   2010-11-08 2011-03-25
3023.22 F N M A #256752 6.000% 6/01/27   2008-02-07 2011-03-25
6824.43 F N M A #257048 6.000% 1/01/28   2007-12-18 2011-03-25
1425.04 F N M A #AH3431 3.500% 1/01/26   2011-01-20 2011-03-25
3731.13 F N M A #663238 5.500% 9/01/32   2002-09-19 2011-03-25
183.58 F N M A #744805 2.267% 11/01/33   2003-12-10 2011-03-25
9683.96 F N M A #AC4824 3.583% 10/01/39   2010-10-01 2011-03-25
15. INTERACTIVE INTELLIGENCE INC   2010-11-08 2011-03-25
1867. CISCO SYSTEMS   2002-11-07 2011-03-29
20. INTERACTIVE INTELLIGENCE INC   2010-11-08 2011-03-29
26. ORBITZ WORLDWIDE INC   2009-06-03 2011-03-29
72. ORBITZ WORLDWIDE INC   2009-06-03 2011-03-29
242. SOTHEBYS HOLDINGS INC-CL A LTD VTG   2010-05-27 2011-03-29
203. SENSATA TECHNOLOGIES HOLDING   2010-10-06 2011-03-29
30. SENSATA TECHNOLOGIES HOLDING   2010-09-17 2011-03-29
27. SENSATA TECHNOLOGIES HOLDING   2010-09-17 2011-03-29
100. ACI WORLDWIDE INC   2009-10-08 2011-03-30
1286. ACXIOM CORP   2011-02-15 2011-03-30
420. DEERE & CO.   2009-03-19 2011-03-30
30000. GEN ELEC CAP CRP MTN 3.750% 11/14/14   2011-02-09 2011-03-30
30000. GOLDMAN SACHS GP 1.48214% 2/07/14   2011-02-02 2011-03-30
305. MCCORMICK & CO. INC. (NON-VOTING)   2010-05-19 2011-03-30
330. NATIONAL-OILWELL INC   2010-06-30 2011-03-30
30000. ONEOK PARTNERS 6.150% 10/01/16   2010-02-11 2011-03-30
32. ORBITZ WORLDWIDE INC   2009-06-03 2011-03-30
81. ORBITZ WORLDWIDE INC   2009-06-03 2011-03-30
122. PHILIP MORRIS INTL   2011-03-14 2011-03-30
126. PHILIP MORRIS INTL   2010-11-08 2011-03-30
99. SENSATA TECHNOLOGIES HOLDING   2010-09-17 2011-03-30
62. GOLUB CAPITAL BDC INC   2010-11-08 2011-03-31
17. ORBITZ WORLDWIDE INC   2009-06-03 2011-03-31
185. ARES CAP CORP   2010-11-08 2011-04-01
336. CISCO SYSTEMS   2010-01-20 2011-04-01
43. CISCO SYSTEMS   2010-10-06 2011-04-01
205. INTERCONTINENTAL EXCHANGE INC   2010-08-18 2011-04-01
100. LIQUIDITY SERVICES INC   2011-01-20 2011-04-01
200. SPEEDWAY MOTORSPORTS INC.   2009-06-11 2011-04-01
140. ARES CAP CORP   2010-11-10 2011-04-04
5. ENCORE BANCSHARES INC   2011-02-17 2011-04-04
79.1668 HUNTINGTON INGALLS INDUSTRIE   2010-12-23 2011-04-04
40.8332 HUNTINGTON INGALLS INDUSTRIE   2011-03-14 2011-04-04
5. HUNTINGTON INGALLS INDUSTRIE   2010-07-29 2011-04-04
124. HUNTINGTON INGALLS INDUSTRIE   2010-02-05 2011-04-04
24. INTERACTIVE INTELLIGENCE INC   2010-11-08 2011-04-04
20. MAXIMUS INC   2011-02-14 2011-04-04
. LITIGATION PROCEEDS - WORLDCOM     2011-04-04
56. CITI TRENDS INC   2010-02-04 2011-04-05
82. COVANCE INC   2009-04-29 2011-04-05
222. COVANCE INC   2009-04-29 2011-04-05
3. ENCORE BANCSHARES INC   2011-02-17 2011-04-05
70000. GEN ELEC CAP CRP MTN 3.750% 11/14/14   2011-02-09 2011-04-05
6. INTERACTIVE INTELLIGENCE INC   2010-11-08 2011-04-05
36. INTUITIVE SURGICAL INC   2011-01-07 2011-04-05
30. INTUITIVE SURGICAL INC   2010-11-30 2011-04-05
72. MASTERCARD INC   2008-09-29 2011-04-05
5. ORBITZ WORLDWIDE INC   2009-06-03 2011-04-05
82. ORBITZ WORLDWIDE INC   2009-06-03 2011-04-05
58. CITI TRENDS INC   2010-02-04 2011-04-06
43. CITI TRENDS INC   2009-11-24 2011-04-06
7. ENCORE BANCSHARES INC   2011-02-17 2011-04-06
151. GOLUB CAPITAL BDC INC   2010-11-08 2011-04-06
80. HUGHES COMMUNICATIONS INC   2010-11-08 2011-04-06
84. INTERACTIVE INTELLIGENCE INC   2010-11-08 2011-04-06
14. ORBITZ WORLDWIDE INC   2009-06-08 2011-04-06
18. ORBITZ WORLDWIDE INC   2009-06-08 2011-04-06
163. ACTUANT CORP CL A NEW   2010-09-09 2011-04-07
137. ANN INC   2010-05-06 2011-04-07
30. ANN INC   2011-01-27 2011-04-07
34. ANSYS INC   2010-10-06 2011-04-07
311. APPLIED MICRO CIRCUITS CORP   2010-05-28 2011-04-07
56. ASCENT CAPITAL GROUP INC A   2011-03-08 2011-04-07
42. BLUE NILE INC   2010-04-09 2011-04-07
35. CITI TRENDS INC   2009-11-24 2011-04-07
92. COMMVAULT SYSTEMS INC   2011-01-06 2011-04-07
20. COVANCE INC   2010-02-12 2011-04-07
140. COVANCE INC   2010-06-18 2011-04-07
10. DST SYSTEMS INC-DEL   2010-11-08 2011-04-07
146. DEXCOM INC   2010-04-22 2011-04-07
40. DRESSER RAND GROUP INC   2010-10-29 2011-04-07
37. DRIL QUIP INC   2010-06-24 2011-04-07
18. FACTSET RESEARCH SYSTEMS INC   2008-01-15 2011-04-07
132. GAMESTOP CORP CL A   2011-03-30 2011-04-07
105. GEN PROBE INC   2011-03-22 2011-04-07
102. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2011-03-08 2011-04-07
100. GRACO INC   2010-10-11 2011-04-07
86. HARMAN INTERNATIONAL   2009-03-24 2011-04-07
29. HARMAN INTERNATIONAL   2010-08-09 2011-04-07
39. HUGHES COMMUNICATIONS INC   2011-01-24 2011-04-07
102. IDEX CORP   2007-02-13 2011-04-07
45. IDEXX LABORATORIES CORP   2008-08-25 2011-04-07
98. INFORMATICA CORP   2010-05-04 2011-04-07
43. INTERACTIVE INTELLIGENCE INC   2011-02-17 2011-04-07
55. INTERLINE BRANDS INC   2008-08-26 2011-04-07
87. INTRALINKS HOLDINGS INC   2011-02-01 2011-04-07
172. KNIGHT TRANSN INC   2011-03-23 2011-04-07
138. KNOLOGY INC   2009-09-17 2011-04-07
162. KNOLOGY INC   2011-03-08 2011-04-07
82. MSC INDL DIRECT CO INC CL A   2010-10-08 2011-04-07
86. MASIMO CORP   2010-03-02 2011-04-07
133. MOMENTA PHARMACEUTICALS INC   2011-03-09 2011-04-07
89. NATIONAL CINEMEDIA INC   2010-09-09 2011-04-07
23. OCEANEERING INTERNATIONAL INC   2008-10-22 2011-04-07
18. ORBITZ WORLDWIDE INC   2009-06-08 2011-04-07
10. ORBITZ WORLDWIDE INC   2009-06-08 2011-04-07
131. PEGASYSTEMS INC   2010-08-12 2011-04-07
60. POLYCOM INC   2009-10-27 2011-04-07
90. RIGHT NOW TECHNOLOGIES INC   2010-02-08 2011-04-07
148. ROADRUNNER TRANSPORTATION SY   2011-02-22 2011-04-07
58. ROCKWOOD HLDGS INC   2008-11-21 2011-04-07
66. SXC HEALTH SOLUTIONS CORP   2010-12-27 2011-04-07
106. HENRY SCHEIN INC   2010-06-18 2011-04-07
137. SEATTLE GENETICS INC /WA   2010-11-01 2011-04-07
50. SOTHEBYS HOLDINGS INC-CL A LTD VTG   2010-05-28 2011-04-07
57. TITAN MACHY INC   2009-07-28 2011-04-07
40. ULTIMATE SOFTWARE GROUP INC   2010-10-27 2011-04-07
88. UNITED THERAPEUTICS CORP   2011-03-24 2011-04-07
15. VALMONT INDS INC   2010-10-08 2011-04-07
62. VITAMIN SHOPPE INC   2011-02-17 2011-04-07
82. VOLCANO CORP   2010-09-14 2011-04-07
188. VOLTERRA SEMICONDUCTOR CORP   2010-07-27 2011-04-07
136. WASTE CONNECTIONS INC   2009-02-13 2011-04-07
168. WORLD FUEL SVCS CORP   2011-02-02 2011-04-07
199.9997 GENPACT LIMITED   2010-06-01 2011-04-07
17.0003 GENPACT LIMITED   2010-06-01 2011-04-07
203. U T I WORLDWIDE INC   2007-09-13 2011-04-07
15. CORE LABORATORIES N V   2010-11-18 2011-04-07
57. SENSATA TECHNOLOGIES HOLDING   2010-09-17 2011-04-07
3501.707 DODGE & COX STK FD   2008-06-23 2011-04-08
80. AGILENT TECHNOLOGIES INC   2010-03-10 2011-04-11
794. CISCO SYSTEMS   2010-10-06 2011-04-11
327. CREE INC.   2010-10-22 2011-04-11
117. NALCO HLDG CO   2010-01-20 2011-04-11
68. CITI TRENDS INC   2010-02-04 2011-04-12
27. CITI TRENDS INC   2010-12-10 2011-04-12
12. CITI TRENDS INC   2010-12-10 2011-04-12
6. CITI TRENDS INC   2009-09-29 2011-04-12
215. DIAMOND OFFSHORE DRILLING   2010-09-28 2011-04-12
28. DRIL QUIP INC   2010-06-29 2011-04-12
170. EXXON MOBIL CORP   2010-05-07 2011-04-12
57. V F CORP.   2010-12-23 2011-04-12
87. V F CORP.   2011-03-14 2011-04-12
57. BLUE NILE INC   2010-04-09 2011-04-13
2. CITI TRENDS INC   2009-09-29 2011-04-13
55. CITI TRENDS INC   2009-09-29 2011-04-13
78. DRIL QUIP INC   2010-06-29 2011-04-13
.1667 HUNTINGTON INGALLS INDUSTRIE   2010-01-29 2011-04-13
.1667 HUNTINGTON INGALLS INDUSTRIE   2010-11-08 2011-04-13
11. ORBITZ WORLDWIDE INC   2009-06-08 2011-04-13
278. ORBITZ WORLDWIDE INC   2009-06-09 2011-04-13
217. TOTAL FINA ELF S.A. ADS REPSTG 1/2 OF A 'B' SH   2011-03-14 2011-04-13
75000. AMERICAN EXPRESS 7.000% 3/19/18   2010-05-19 2011-04-14
36. CITI TRENDS INC   2009-09-29 2011-04-14
54. ORBITZ WORLDWIDE INC   2009-06-11 2011-04-14
200. SPEEDWAY MOTORSPORTS INC.   2009-06-11 2011-04-14
159. CORE LABORATORIES N V   2010-11-18 2011-04-14
63. BLUE NILE INC   2010-04-07 2011-04-15
60. CITI TRENDS INC   2009-09-29 2011-04-15
98. FMC TECHNOLOGIES INC   2008-12-18 2011-04-15
62. FMC TECHNOLOGIES INC   2010-05-27 2011-04-15
1847.88 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2011-04-15
174.84 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2011-04-15
4574.7 F H L M C GD G13876 4.000% 7/01/25   2010-12-07 2011-04-15
1663.45 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2011-04-15
4306.51 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2011-04-15
278. INFORMATICA CORP   2010-06-29 2011-04-15
41. INTERACTIVE INTELLIGENCE INC   2010-11-08 2011-04-15
440.58 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2011-04-15
90. ORBITZ WORLDWIDE INC   2009-06-11 2011-04-15
83. SCHLUMBERGER LTD.   2009-03-17 2011-04-15
200. SILGAN HLDGS INC COM   2007-02-14 2011-04-15
100. VENOCO INC   2009-10-16 2011-04-15
238.09 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2011-04-15
75. ASSURED GUARANTY LTD   2010-11-08 2011-04-15
41. BLUE NILE INC   2010-06-18 2011-04-18
3. BLUE NILE INC   2010-04-07 2011-04-18
59. CITI TRENDS INC   2010-12-09 2011-04-18
38. CITI TRENDS INC   2009-09-29 2011-04-18
77. ORBITZ WORLDWIDE INC   2009-06-10 2011-04-18
45. DRESSER RAND GROUP INC   2010-11-08 2011-04-19
20. LIBERTY MEDIA STARZ SR A   2010-11-08 2011-04-19
20. MAXIMUS INC   2010-12-14 2011-04-19
25. OCEANEERING INTERNATIONAL INC   2010-11-08 2011-04-19
248. ORBITZ WORLDWIDE INC   2009-06-10 2011-04-19
200. VENOCO INC   2009-10-14 2011-04-19
85. ASSURED GUARANTY LTD   2010-11-08 2011-04-19
. PROCEEDS OF LITIGATION FROM TELETECH     2011-04-19
85. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2011-04-19
55. DST SYSTEMS INC-DEL   2010-11-08 2011-04-20
2890.98 F N M A #256752 6.000% 6/01/27   2008-02-07 2011-04-25
5238.88 F N M A #257048 6.000% 1/01/28   2007-12-18 2011-04-25
1492.85 F N M A #AH3431 3.500% 1/01/26   2011-01-20 2011-04-25
150.09 F N M A #663238 5.500% 9/01/32   2002-09-19 2011-04-25
180.59 F N M A #744805 2.267% 11/01/33   2003-12-10 2011-04-25
1057.19 F N M A #AC4824 3.583% 10/01/39   2010-10-01 2011-04-25
3089.35 F N M A #MA0073 4.500% 5/01/29   2011-03-17 2011-04-25
200. KENEXA CORP   2011-01-28 2011-04-25
100. KENEXA CORP   2010-12-07 2011-04-25
202. CANADIAN NATURAL RESOURCES LTD   2009-04-21 2011-04-26
100. CHEMED CORP   2009-06-11 2011-04-26
55. DRESSER RAND GROUP INC   2010-11-08 2011-04-26
55. GAMESTOP CORP CL A   2010-11-08 2011-04-26
655. SUSQUEHANNA BANCSHARES INC PA   2010-11-24 2011-04-28
138. V F CORP.   2010-12-23 2011-04-28
100. ASCENA RETAIL GROUP INC   2010-02-22 2011-04-29
100. ASCENA RETAIL GROUP INC   2011-01-04 2011-04-29
100. COHERENT INC   2011-01-18 2011-04-29
100. RALCORP HOLDINGS INC   2009-06-18 2011-04-29
502. TRIMBLE NAV LTD   2009-03-17 2011-04-29
100. RALCORP HOLDINGS INC   2009-06-24 2011-05-02
170. SPEEDWAY MOTORSPORTS INC.   2009-06-11 2011-05-02
112. TRIMBLE NAV LTD   2009-03-17 2011-05-02
357875. U S TREASURY I P 0.500% 4/15/15   2010-09-08 2011-05-02
255625. U S TREASURY I P 0.500% 4/15/15   2010-12-27 2011-05-02
98. WHOLE FOODS MARKET INC   2010-09-09 2011-05-02
29.2114 DIAMOND OFFSHORE DRILLING   2011-01-19 2011-05-03
278.7886 DIAMOND OFFSHORE DRILLING   2011-03-14 2011-05-03
95. DIAMOND OFFSHORE DRILLING   2010-11-08 2011-05-03
201. EXXON MOBIL CORP   2011-03-14 2011-05-03
20. OCEANEERING INTERNATIONAL INC   2010-11-08 2011-05-03
207. TRIMBLE NAV LTD   2009-03-17 2011-05-03
355733. U S TREASURY I P 1.250% 7/15/20   2010-09-09 2011-05-03
254095. U S TREASURY I P 1.250% 7/15/20   2010-12-27 2011-05-03
120. AMERICAN EXPRESS CO.   2010-10-15 2011-05-04
145. EXXON MOBIL CORP   2010-05-19 2011-05-04
75000. PPL ENERGY SUPPLY 6.500% 5/01/18   2008-04-08 2011-05-04
110. SNAP-ON INC   2009-04-06 2011-05-04
285. TRIMBLE NAV LTD   2009-03-17 2011-05-04
78. BLUE NILE INC   2010-06-18 2011-05-05
40. BRADY CORPORATION CL A   2010-11-08 2011-05-05
79. COACH INC   2011-03-15 2011-05-05
134. COACH INC   2011-03-15 2011-05-05
47. COACH INC   2008-10-22 2011-05-05
93. COSTCO WHOLESALE CORPORATION   2009-06-23 2011-05-05
34. METTLER-TOLEDO INTERNATIONAL   2010-08-03 2011-05-05
353. TRIMBLE NAV LTD   2009-03-17 2011-05-05
50. HELEN OF TROY CORP LTD   2010-12-09 2011-05-05
298. ABB LTD SPON ADR   2010-12-31 2011-05-06
85. AGILENT TECHNOLOGIES INC   2010-03-10 2011-05-06
110. AMPHENOL CORP - CL A   2010-04-20 2011-05-06
96. ANSYS INC   2011-01-18 2011-05-06
29. APPLE COMPUTER INC.   2008-10-08 2011-05-06
165. BANK OF NEW YORK MELLON CORP   2001-10-08 2011-05-06
136. CANADIAN NATURAL RESOURCES LTD   2009-04-21 2011-05-06
80. CITRIX SYSTEMS INC   2008-11-05 2011-05-06
108. COACH INC   2008-10-22 2011-05-06
80. COGNIZANT TECH SOLUTIONS CRP COM   2008-12-05 2011-05-06
79. COSTCO WHOLESALE CORPORATION   2009-06-23 2011-05-06
123. COVANCE INC   2009-04-29 2011-05-06
110. DANAHER CORP   2010-11-30 2011-05-06
73. DAVITA INC   2011-03-02 2011-05-06
57. DEERE & CO.   2010-12-21 2011-05-06
6451.612 DODGE & COX STK FD   2008-07-09 2011-05-06
132. EXPRESS SCRIPTS INC-CL A   2011-04-05 2011-05-06
148. FMC TECHNOLOGIES INC   2008-12-18 2011-05-06
113. FLUOR CORP NEW COM   2011-03-04 2011-05-06
18. GOOGLE INC CL A   2011-05-05 2011-05-06
79. HUNT J B TRANS SVCS INC   2010-06-14 2011-05-06
74. IDEXX LABORATORIES CORP   2009-03-17 2011-05-06
20. INTUITIVE SURGICAL INC   2010-11-30 2011-05-06
50. LSB INDS INC   2010-11-08 2011-05-06
24. MASTERCARD INC   2008-09-29 2011-05-06
97. MEAD JOHNSON NUTRITION CO   2011-01-18 2011-05-06
103. NATIONAL INSTRS CORP   2011-05-03 2011-05-06
109. NETAPP INC   2011-02-17 2011-05-06
34. PRAXAIR INC.   2011-03-10 2011-05-06
147. QUALCOMM CORP.   2009-09-23 2011-05-06
81. ROPER INDUSTRIES INC NEW   2008-10-13 2011-05-06
29. SALESFORCE COM INC   2009-02-12 2011-05-06
78. SCHLUMBERGER LTD.   2009-03-17 2011-05-06
66. CHARLES SCHWAB CORP.   2008-04-17 2011-05-06
287. CHARLES SCHWAB CORP.   2011-04-05 2011-05-06
102. SNAP-ON INC   2009-04-06 2011-05-06
70. STERICYCLE INC   2010-02-04 2011-05-06
101. TRIMBLE NAV LTD   2011-01-14 2011-05-06
192. URBAN OUTFITTERS INC   2010-05-24 2011-05-06
128. ACCENTURE PLC CL A   2008-01-14 2011-05-06
273. GENPACT LIMITED   2010-10-19 2011-05-06
295. ABB LTD SPON ADR   2010-12-31 2011-05-09
1119. ABB LTD SPON ADR   2009-09-25 2011-05-09
521. AMPHENOL CORP - CL A   2010-04-20 2011-05-09
342. ANSYS INC   2011-03-16 2011-05-09
115. ANSYS INC   2010-12-31 2011-05-09
135. APPLE COMPUTER INC.   2008-10-08 2011-05-09
781. BANK OF NEW YORK MELLON CORP   2010-03-02 2011-05-09
641. CANADIAN NATURAL RESOURCES LTD   2009-04-21 2011-05-09
378. CITRIX SYSTEMS INC   2008-11-05 2011-05-09
512. COACH INC   2008-10-22 2011-05-09
376. COGNIZANT TECH SOLUTIONS CRP COM   2008-12-05 2011-05-09
373. COSTCO WHOLESALE CORPORATION   2009-06-23 2011-05-09
579. COVANCE INC   2009-04-29 2011-05-09
5. DANAHER CORP   2010-11-30 2011-05-09
515. DANAHER CORP   2008-04-17 2011-05-09
189. DAVITA INC   2011-03-02 2011-05-09
156. DAVITA INC   2008-01-07 2011-05-09
626. EXPRESS SCRIPTS INC-CL A   2011-04-05 2011-05-09
701. FMC TECHNOLOGIES INC   2008-12-18 2011-05-09
325. FLUOR CORP NEW COM   2011-03-07 2011-05-09
208. FLUOR CORP NEW COM   2010-11-22 2011-05-09
52. GOOGLE INC CL A   2011-05-05 2011-05-09
29. GOOGLE INC CL A   2010-05-24 2011-05-09
3. GOOGLE INC CL A   2008-12-03 2011-05-09
349. IDEXX LABORATORIES CORP   2009-03-17 2011-05-09
73. INTUITIVE SURGICAL INC   2009-01-08 2011-05-09
19. INTUITIVE SURGICAL INC   2010-11-30 2011-05-09
111. MASTERCARD INC   2008-11-10 2011-05-09
447. MEAD JOHNSON NUTRITION CO   2010-12-07 2011-05-09
14. MEAD JOHNSON NUTRITION CO   2011-01-18 2011-05-09
483. NATIONAL INSTRS CORP   2011-05-03 2011-05-09
395. NETAPP INC   2008-10-22 2011-05-09
118. NETAPP INC   2011-02-17 2011-05-09
696. QUALCOMM CORP.   2009-10-02 2011-05-09
383. ROPER INDUSTRIES INC NEW   2008-10-16 2011-05-09
134. SALESFORCE COM INC   2009-02-12 2011-05-09
370. SCHLUMBERGER LTD.   2009-03-17 2011-05-09
497. CHARLES SCHWAB CORP.   2011-04-05 2011-05-09
1174. CHARLES SCHWAB CORP.   2010-03-02 2011-05-09
353. SNAP-ON INC   2009-04-06 2011-05-09
333. STERICYCLE INC   2010-02-04 2011-05-09
910. URBAN OUTFITTERS INC   2010-05-25 2011-05-09
605. ACCENTURE PLC CL A   2008-11-05 2011-05-09
526. GENPACT LIMITED   2010-06-02 2011-05-09
767. GENPACT LIMITED   2010-04-06 2011-05-09
82. CITRIX SYSTEMS INC   2008-09-29 2011-05-11
65. ORBITZ WORLDWIDE INC   2008-11-21 2011-05-11
32. ORBITZ WORLDWIDE INC   2008-11-21 2011-05-11
180. ASSURANT INC   2010-11-08 2011-05-12
35. LSB INDS INC   2010-11-08 2011-05-12
117. ORBITZ WORLDWIDE INC   2008-11-21 2011-05-12
55. ORBITZ WORLDWIDE INC   2008-11-21 2011-05-13
1823.85 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2011-05-15
4114.12 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2011-05-15
5027.28 F H L M C GD G13876 4.000% 7/01/25   2010-12-07 2011-05-15
875.78 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2011-05-15
4728.1 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2011-05-15
261.38 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2011-05-15
46. ORBITZ WORLDWIDE INC   2008-11-21 2011-05-16
50. ANN INC   2010-11-08 2011-05-17
60. HCC INS HLDGS INC COM   2010-11-08 2011-05-17
68.57 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2011-05-17
111. ORBITZ WORLDWIDE INC   2009-03-03 2011-05-17
260. NORTH AMERICAN ENERGY PARTNERS INC   2010-12-20 2011-05-18
180. NORTH AMERICAN ENERGY PARTNERS INC   2010-11-08 2011-05-18
157. ORBITZ WORLDWIDE INC   2009-03-03 2011-05-18
100. MDC PARTNERS INC CL A   2011-04-29 2011-05-19
175. NORTH AMERICAN ENERGY PARTNERS INC   2010-11-08 2011-05-23
356874. U S TREASURY I P S 1.125% 1/15/21   2011-05-03 2011-05-23
353458. U S TREASURY I P S 0.125% 4/15/16   2011-05-02 2011-05-23
35. BLUE NILE INC   2010-05-20 2011-05-24
9. BLUE NILE INC   2010-06-18 2011-05-24
70. NORTH AMERICAN ENERGY PARTNERS INC   2010-11-08 2011-05-24
357. ORBITZ WORLDWIDE INC   2009-03-06 2011-05-24
122. BLUE NILE INC   2010-07-09 2011-05-25
4096.34 F N M A #256752 6.000% 6/01/27   2008-02-07 2011-05-25
2754.92 F N M A #257048 6.000% 1/01/28   2007-12-18 2011-05-25
1434.11 F N M A #AH3431 3.500% 1/01/26   2011-01-20 2011-05-25
284.58 F N M A #663238 5.500% 9/01/32   2002-09-19 2011-05-25
182.01 F N M A #744805 2.267% 11/01/33   2003-12-10 2011-05-25
3779.31 F N M A #AC4824 3.583% 10/01/39   2010-10-01 2011-05-25
2530.47 F N M A #MA0073 4.500% 5/01/29   2011-03-17 2011-05-25
1937.53 F N M A #AD7136 5.000% 7/01/40   2011-04-07 2011-05-25
19. NORTH AMERICAN ENERGY PARTNERS INC   2010-11-08 2011-05-25
350. ORBITZ WORLDWIDE INC   2009-03-05 2011-05-25
200. ACXIOM CORP   2010-07-29 2011-05-26
35. BLUE NILE INC   2010-07-09 2011-05-26
200. LIQUIDITY SERVICES INC   2009-06-11 2011-05-26
275. MCCORMICK & CO. INC. (NON-VOTING)   2010-05-19 2011-05-26
315. ORBITZ WORLDWIDE INC   2009-03-06 2011-05-26
590. AGILENT TECHNOLOGIES INC   2010-03-10 2011-06-01
135. AGILENT TECHNOLOGIES INC   2010-07-29 2011-06-01
564. AGILENT TECHNOLOGIES INC   2011-05-09 2011-06-01
77. CUMMINS INC COM   2011-05-09 2011-06-01
90. HUGHES COMMUNICATIONS INC   2011-01-24 2011-06-01
316. HUGHES COMMUNICATIONS INC   2011-01-21 2011-06-01
40. ANN INC   2010-11-08 2011-06-02
287. NORTH AMERICAN ENERGY PARTNERS INC   2010-11-08 2011-06-02
70. NORTHROP GRUMMAN CORP   2010-02-04 2011-06-02
30. NORTHROP GRUMMAN CORP   2010-07-29 2011-06-02
120. ACCENTURE PLC CL A   2009-03-09 2011-06-02
94. NORTH AMERICAN ENERGY PARTNERS INC   2010-11-08 2011-06-03
254. NORTH AMERICAN ENERGY PARTNERS INC   2010-11-08 2011-06-06
1. GEN PROBE INC   2011-03-22 2011-06-08
15. GEN PROBE INC   2011-03-22 2011-06-08
114. HUGHES COMMUNICATIONS INC   2010-11-08 2011-06-08
21987.687 BROWN ADVISORY INTERMED INCOME FUND   2011-05-10 2011-06-08
29. GEN PROBE INC   2011-03-22 2011-06-09
134. GRACO INC   2010-10-11 2011-06-09
56. MOMENTA PHARMACEUTICALS INC   2011-03-09 2011-06-09
55. THE BRINKS CO   2010-11-08 2011-06-10
15. DST SYSTEMS INC-DEL   2010-11-08 2011-06-10
45. GEN PROBE INC   2011-03-22 2011-06-10
82. GRACO INC   2010-08-04 2011-06-10
348. MOMENTA PHARMACEUTICALS INC   2011-03-09 2011-06-10
25. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2011-06-10
398. ABB LTD SPON ADR   2009-09-25 2011-06-13
145. AIR PRODUCTS & CHEMICALS INC.   2010-05-25 2011-06-13
128. DANAHER CORP   2008-04-17 2011-06-13
35. MASTERCARD INC   2008-11-10 2011-06-13
215. QUALCOMM CORP.   2009-10-02 2011-06-13
34. V F CORP.   2011-05-05 2011-06-13
36. V F CORP.   2010-11-08 2011-06-13
400. AIR PRODUCTS & CHEMICALS INC.   2010-05-25 2011-06-14
75000. AMERICA MOVIL SA DE 5.500% 3/01/14   2005-06-30 2011-06-14
330. EXXON MOBIL CORP   2010-05-28 2011-06-14
45. HORIZON TECHNOLOGY FIN CORP   2010-12-15 2011-06-14
45. HORIZON TECHNOLOGY FIN CORP   2011-01-26 2011-06-14
35. IMMUCOR INC   2010-11-08 2011-06-14
35. LSB INDS INC   2010-11-08 2011-06-14
85. U T I WORLDWIDE INC   2010-11-08 2011-06-14
166. AIR PRODUCTS & CHEMICALS INC.   2009-01-15 2011-06-15
1680.16 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2011-06-15
164.78 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2011-06-15
3926.75 F H L M C GD G13876 4.000% 7/01/25   2010-12-07 2011-06-15
727.16 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2011-06-15
1345.24 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2011-06-15
971.51 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2011-06-15
179. AIR PRODUCTS & CHEMICALS INC.   2009-02-25 2011-06-16
302. SEATTLE GENETICS INC /WA   2010-11-01 2011-06-16
84. SEATTLE GENETICS INC /WA   2008-05-22 2011-06-16
77. AMERICAN EQUITY INVT LIFE HL   2011-05-12 2011-06-17
308.07 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2011-06-17
143. AMERICAN EQUITY INVT LIFE HL   2011-05-12 2011-06-20
235. ACCENTURE PLC CL A   2009-03-09 2011-06-20
226. AIR PRODUCTS & CHEMICALS INC.   2011-05-05 2011-06-21
353. AIR PRODUCTS & CHEMICALS INC.   2010-12-23 2011-06-21
51. INFORMATICA CORP   2010-06-29 2011-06-21
26. INFORMATICA CORP   2009-11-17 2011-06-21
104. POLYCOM INC   2009-10-27 2011-06-21
114. TITAN MACHY INC   2009-07-27 2011-06-21
270. TOWER BANCORP INC   2011-03-01 2011-06-21
130. ACCENTURE PLC CL A   2009-03-09 2011-06-21
200. NORTHROP GRUMMAN CORP   2010-02-05 2011-06-22
20. WALGREEN CO.   2010-12-08 2011-06-22
330. WALGREEN CO.   2011-03-22 2011-06-22
10. AMERICAN EXPRESS CO.   2008-11-24 2011-06-23
125. AMERICAN EXPRESS CO.   2010-10-15 2011-06-23
53. DAVITA INC   2008-01-07 2011-06-23
100. LIQUIDITY SERVICES INC   2009-06-11 2011-06-23
91. ROPER INDUSTRIES INC NEW   2009-04-20 2011-06-23
52. STERICYCLE INC   2010-02-03 2011-06-23
25. DAVITA INC   2008-01-07 2011-06-24
33. DAVITA INC   2008-01-07 2011-06-24
6. ROPER INDUSTRIES INC NEW   2009-04-20 2011-06-24
44. STERICYCLE INC   2010-02-03 2011-06-24
85. ACCENTURE PLC CL A   2009-03-09 2011-06-24
3090.89 F N M A #256752 6.000% 6/01/27   2008-02-07 2011-06-25
3576.56 F N M A #257048 6.000% 1/01/28   2007-12-18 2011-06-25
1522.77 F N M A #AH3431 3.500% 1/01/26   2011-01-20 2011-06-25
176.61 F N M A #663238 5.500% 9/01/32   2002-09-19 2011-06-25
182.39 F N M A #744805 2.267% 11/01/33   2003-12-10 2011-06-25
5208.52 F N M A #AC4824 3.583% 10/01/39   2010-10-01 2011-06-25
2616.42 F N M A #MA0073 4.500% 5/01/29   2011-03-17 2011-06-25
2446.62 F N M A #AD7136 5.000% 7/01/40   2011-04-07 2011-06-25
35. ANN INC   2010-11-08 2011-06-27
30. LSB INDS INC   2010-11-08 2011-06-27
85. TOWER BANCORP INC   2011-02-28 2011-06-27
80. U T I WORLDWIDE INC   2010-11-08 2011-06-27
7. TITAN MACHY INC   2009-07-27 2011-06-28
16. TITAN MACHY INC   2009-07-27 2011-06-28
690. ACCENTURE PLC CL A   2009-04-21 2011-06-28
260. ACCENTURE PLC CL A   2009-03-27 2011-06-28
73. TITAN MACHY INC   2009-07-27 2011-06-29
45. GFI GROUP INC   2010-12-15 2011-06-30
20. GFI GROUP INC   2010-12-15 2011-06-30
60. U T I WORLDWIDE INC   2010-11-08 2011-06-30
100. ACI WORLDWIDE INC   2009-10-08 2011-07-01
100. CASH AMERICA INTL INC   2008-06-16 2011-07-05
67. COVANCE INC   2010-12-09 2011-07-05
35. COVANCE INC   2010-05-20 2011-07-05
164. POLYCOM INC   2009-10-27 2011-07-05
76. HENRY SCHEIN INC   2010-06-29 2011-07-05
21. TITAN MACHY INC   2009-07-27 2011-07-05
51. TITAN MACHY INC   2009-09-01 2011-07-05
70. UNITED THERAPEUTICS CORP   2011-03-24 2011-07-05
96. UNITED THERAPEUTICS CORP   2010-04-22 2011-07-05
46. VITAMIN SHOPPE INC   2011-02-24 2011-07-05
66. VITAMIN SHOPPE INC   2011-02-24 2011-07-05
100. ACI WORLDWIDE INC   2009-10-08 2011-07-06
46. TITAN MACHY INC   2009-09-01 2011-07-06
100. ACI WORLDWIDE INC   2009-10-08 2011-07-07
4320.401 DODGE & COX STK FD   2008-07-09 2011-07-07
32. TITAN MACHY INC   2009-09-01 2011-07-07
136. NORDSTROM INC.   2011-05-05 2011-07-08
18. NORDSTROM INC.   2010-12-23 2011-07-08
100. NORTHROP GRUMMAN CORP   2010-02-05 2011-07-08
32. TITAN MACHY INC   2009-07-24 2011-07-08
79. V F CORP.   2010-11-08 2011-07-08
102. GRACO INC   2010-07-27 2011-07-11
79. INFORMATICA CORP   2009-11-17 2011-07-11
82. PEGASYSTEMS INC   2010-08-12 2011-07-11
250. LIQUIDITY SERVICES INC   2009-03-20 2011-07-12
24. PEGASYSTEMS INC   2010-08-12 2011-07-12
15. CASEYS GEN STORES INC   2011-02-14 2011-07-13
125. CYPRESS SHARPRIDGE INVESTMENTS INC   2010-11-08 2011-07-13
50. IMMUCOR INC   2010-11-08 2011-07-13
64. TITAN MACHY INC   2009-11-17 2011-07-13
30. HELEN OF TROY CORP LTD   2010-11-08 2011-07-13
44. U T I WORLDWIDE INC   2010-11-08 2011-07-13
17. APPLE COMPUTER INC.   2011-06-13 2011-07-14
6. APPLE COMPUTER INC.   2008-10-08 2011-07-14
17. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2011-03-08 2011-07-14
91. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2010-12-09 2011-07-14
88. INFORMATICA CORP   2009-07-29 2011-07-14
77. MSC INDL DIRECT CO INC CL A   2010-06-18 2011-07-14
73. HENRY SCHEIN INC   2010-06-29 2011-07-14
72. TITAN MACHY INC   2009-11-17 2011-07-14
156. WASTE CONNECTIONS INC   2009-06-26 2011-07-14
2135.66 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2011-07-15
163.62 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2011-07-15
6824.32 F H L M C GD G13876 4.000% 7/01/25   2010-12-07 2011-07-15
817.01 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2011-07-15
8279.49 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2011-07-15
314.29 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2011-07-15
92. TITAN MACHY INC   2009-11-17 2011-07-15
262.95 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2011-07-15
106. U T I WORLDWIDE INC   2010-11-08 2011-07-15
75000. ARROW ELEC INC 6.875% 7/01/13   2010-05-17 2011-07-18
432. ANN INC   2011-06-03 2011-07-20
5. GFI GROUP INC   2010-12-15 2011-07-20
55. IMMUCOR INC   2010-11-08 2011-07-20
100. INTERDIGITAL INC   2011-01-14 2011-07-20
100. ENTERTAINMENT PPTYS TR   2009-11-10 2011-07-21
26. GFI GROUP INC   2010-12-15 2011-07-21
152. GFI GROUP INC   2011-01-20 2011-07-21
270. POLYCOM INC   2009-10-27 2011-07-21
325. WALGREEN CO.   2010-12-08 2011-07-21
58. GFI GROUP INC   2010-12-15 2011-07-22
38. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2010-12-09 2011-07-22
52. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2010-10-12 2011-07-22
33. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2010-10-12 2011-07-22
75. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2007-03-06 2011-07-22
229. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2007-03-21 2011-07-22
132. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2010-07-09 2011-07-22
588. POLYCOM INC   2009-10-27 2011-07-22
36. TOWER BANCORP INC   2011-02-28 2011-07-22
60. DRESSER RAND GROUP INC   2010-10-29 2011-07-25
2794.87 F N M A #256752 6.000% 6/01/27   2008-02-07 2011-07-25
2355.74 F N M A #257048 6.000% 1/01/28   2007-12-18 2011-07-25
1831.88 F N M A #AH3431 3.500% 1/01/26   2011-01-20 2011-07-25
4755. F N M A #AI1170 5.000% 4/01/41   2011-06-07 2011-07-25
146.55 F N M A #663238 5.500% 9/01/32   2002-09-19 2011-07-25
207.37 F N M A #744805 2.267% 11/01/33   2003-12-10 2011-07-25
5519.61 F N M A #AC4824 3.583% 10/01/39   2010-10-01 2011-07-25
4510.27 F N M A #MA0073 4.500% 5/01/29   2011-03-17 2011-07-25
4206.54 F N M A #AD7136 5.000% 7/01/40   2011-04-07 2011-07-25
63. GFI GROUP INC   2010-12-15 2011-07-25
385. NALCO HLDG CO   2010-01-20 2011-07-25
904. NALCO HLDG CO   2011-05-09 2011-07-25
46. SXC HEALTH SOLUTIONS CORP   2010-12-27 2011-07-25
98. VOLCANO CORP   2010-09-14 2011-07-25
76. VOLCANO CORP   2010-05-04 2011-07-25
100. ACI WORLDWIDE INC   2009-11-05 2011-07-26
375. NORTHROP GRUMMAN CORP   2010-01-29 2011-07-26
23. TOWER BANCORP INC   2011-02-18 2011-07-26
25. ANN INC   2010-11-08 2011-07-27
20. CATO CORP CL A   2010-11-08 2011-07-27
20. CATO CORP CL A   2010-11-08 2011-07-27
373. DRESSER RAND GROUP INC   2010-10-29 2011-07-27
46. GFI GROUP INC   2010-12-15 2011-07-27
27. IDEXX LABORATORIES CORP   2008-08-29 2011-07-27
55. IDEXX LABORATORIES CORP   2008-08-29 2011-07-27
170. IMMUCOR INC   2010-11-08 2011-07-27
36. MSC INDL DIRECT CO INC CL A   2010-06-11 2011-07-27
781. NALCO HLDG CO   2010-01-20 2011-07-27
127. ACTUANT CORP CL A NEW   2010-06-18 2011-07-28
100. ACXIOM CORP   2010-07-29 2011-07-28
200. AMERICAN EAGLE OUTFITTERS INC NEW COM   2010-03-04 2011-07-28
85. AMERICAN EAGLE OUTFITTERS INC NEW COM   2011-05-26 2011-07-28
850. AMERICAN EAGLE OUTFITTERS INC NEW COM   2010-12-22 2011-07-28
260. AMERICAN EXPRESS CO.   2008-11-24 2011-07-28
22. AMERICAN SCIENCE & ENGINEERING INC   2011-04-08 2011-07-28
127. ANN INC   2011-01-27 2011-07-28
28. ANSYS INC   2010-10-06 2011-07-28
25. APPLE COMPUTER INC.   2011-06-28 2011-07-28
212. APPLIED MICRO CIRCUITS CORP   2010-05-28 2011-07-28
34. APPLIED MICRO CIRCUITS CORP   2010-05-28 2011-07-28
45. ASCENT CAPITAL GROUP INC A   2011-03-08 2011-07-28
100. ATLAS AIR WORLDWIDE HOLDINGS   2009-06-05 2011-07-28
670. BANK OF NEW YORK MELLON CORP   2009-10-23 2011-07-28
135. BECTON DICKINSON & CO.   2011-02-08 2011-07-28
150. BECTON DICKINSON & CO.   2010-06-22 2011-07-28
100. THE BRINKS CO   2009-10-12 2011-07-28
100. BROADRIDGE FINANCIAL SOLUTIONS INC   2009-02-03 2011-07-28
500. CBIZ INC   2007-02-14 2011-07-28
295. CA INC   2011-01-26 2011-07-28
385. CA INC   2010-09-28 2011-07-28
400. CAPITALSOURCE INC   2011-03-08 2011-07-28
100. CASH AMERICA INTL INC   2008-06-16 2011-07-28
305. CHUBB CORP.   2009-01-08 2011-07-28
982. CISCO SYSTEMS   2010-06-30 2011-07-28
63. CISCO SYSTEMS   2010-08-13 2011-07-28
74. COMMVAULT SYSTEMS INC   2011-01-05 2011-07-28
300. CONVERGYS CORP   2007-09-13 2011-07-28
25. COVANCE INC   2008-10-29 2011-07-28
94. COVANCE INC   2010-12-09 2011-07-28
300. CYPRESS SHARPRIDGE INVESTMENTS INC   2010-10-22 2011-07-28
200. DG FASTCHANNEL INC   2011-05-23 2011-07-28
540. DELL INC   2009-10-30 2011-07-28
470. DELL INC   2011-03-30 2011-07-28
115. DEXCOM INC   2010-04-22 2011-07-28
60. DIAMOND OFFSHORE DRILLING   2010-07-29 2011-07-28
100. DIAMOND OFFSHORE DRILLING   2009-01-15 2011-07-28
908.596 DODGE & COX STK FD   2008-07-09 2011-07-28
200. THE DOLAN COMPANY   2011-05-03 2011-07-28
200. R R DONNELLEY & SONS CO.   2009-06-11 2011-07-28
22. DRIL QUIP INC   2010-06-29 2011-07-28
465. E I DU PONT DE NEMOURS & CO.   2011-06-22 2011-07-28
210. EXFO INC   2011-05-10 2011-07-28
15. FACTSET RESEARCH SYSTEMS INC   2008-01-22 2011-07-28
145. FLUOR CORP NEW COM   2011-06-14 2011-07-28
111. GAMESTOP CORP CL A   2011-04-12 2011-07-28
45. GEN PROBE INC   2011-03-22 2011-07-28
32. GEN PROBE INC   2007-02-27 2011-07-28
400. GLOBAL CASH ACCESS HLDGS INC   2007-03-12 2011-07-28
33. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011   2010-07-09 2011-07-28
200. GOVERNMENT PROPERTIES INCOME   2010-03-17 2011-07-28
54. GRACO INC   2010-07-27 2011-07-28
200. GRAFTECH INTL LTD   2010-04-01 2011-07-28
340. GUESS INC   2011-06-02 2011-07-28
88. HARMAN INTERNATIONAL   2009-03-24 2011-07-28
15. HARRIS CORP.   2010-10-07 2011-07-28
175.00039 HARRIS CORP.   2011-05-04 2011-07-28
114.99961 HARRIS CORP.   2011-05-04 2011-07-28
100. HATTERAS FINANCIAL CORP   2011-01-05 2011-07-28
100. HERCULES TECHNOLOGY GROWTH   2009-09-11 2011-07-28
200. HERCULES TECHNOLOGY GROWTH   2010-11-10 2011-07-28
83. HEXCEL CORP NEW COM   2011-07-25 2011-07-28
100. IAC INTERACTIVECORP   2011-04-29 2011-07-28
80. IDEX CORP   2007-02-13 2011-07-28
29. IDEXX LABORATORIES CORP   2008-10-06 2011-07-28
100. ILLINOIS TOOL WORKS   2010-11-09 2011-07-28
245. ILLINOIS TOOL WORKS   2011-07-27 2011-07-28
41. INFORMATICA CORP   2009-07-29 2011-07-28
45. INTERACTIVE INTELLIGENCE GRO   2011-04-26 2011-07-28
100. INTERDIGITAL INC   2011-02-28 2011-07-28
174.99884 INTERLINE BRANDS INC   2011-04-19 2011-07-28
2.00116 INTERLINE BRANDS INC   2011-04-19 2011-07-28
112. INTRALINKS HOLDINGS INC   2011-05-13 2011-07-28
200. J2 GLOBAL COMMUNICATONS INC   2009-06-11 2011-07-28
200. KAR AUCTION SERVICES INC   2010-06-07 2011-07-28
200. KAMAN CORP   2007-02-26 2011-07-28
182. KNIGHT TRANSN INC   2011-03-23 2011-07-28
244. KNOLOGY INC   2009-09-17 2011-07-28
175. KOHLS CORP   2011-03-30 2011-07-28
285. LENNOX INTL INC   2011-06-15 2011-07-28
19. LINDSAY CORPORATION   2011-06-16 2011-07-28
305. LOEWS CORP.   2011-03-30 2011-07-28
289.72036 LOWES COS INC   2010-10-21 2011-07-28
280. LOWES COS INC   2011-07-21 2011-07-28
5.27964 LOWES COS INC   2010-10-21 2011-07-28
54. MSC INDL DIRECT CO INC CL A   2010-05-28 2011-07-28
45.00016 MASIMO CORP   2011-07-18 2011-07-28
63.99984 MASIMO CORP   2011-07-18 2011-07-28
245. MCCORMICK & CO. INC. (NON-VOTING)   2010-05-28 2011-07-28
200. MEDICAL PROPERTIES TRUST INC   2010-04-15 2011-07-28
330. MEDTRONIC INC.   2010-12-17 2011-07-28
280. MEDTRONIC INC.   2010-05-19 2011-07-28
480. MERCK AND CO INC NEW   2011-01-13 2011-07-28
285. MERCK AND CO INC NEW   2010-11-22 2011-07-28
101. MERCURY COMPUTER SYS INC   2011-07-21 2011-07-28
230. MICROSOFT CORP.   2010-12-02 2011-07-28
745. MICROSOFT CORP.   2010-05-14 2011-07-28
110. MICROSEMI CORP   2011-04-21 2011-07-28
78. MOMENTA PHARMACEUTICALS INC   2011-03-08 2011-07-28
101. NATIONAL CINEMEDIA INC   2011-05-24 2011-07-28
100. NELNET INC CL A   2009-12-08 2011-07-28
100. NELNET INC CL A   2011-03-10 2011-07-28
120.00036 NORTHERN TR CORP   2011-02-11 2011-07-28
214.99964 NORTHERN TR CORP   2011-02-11 2011-07-28
300. NORTHWEST BANCSHARES INC MD   2010-08-10 2011-07-28
375. NOVARTIS AG ADR   2010-12-22 2011-07-28
100. OASIS PETROLEUM INC   2011-03-09 2011-07-28
125. OCCIDENTAL PETROLEUM CORP.   2010-10-20 2011-07-28
38. OCEANEERING INTERNATIONAL INC   2008-11-19 2011-07-28
29.99743 ORACLE SYSTEMS   2011-06-02 2011-07-28
410.00257 ORACLE SYSTEMS   2011-06-28 2011-07-28
240. OWENS ILLINOIS INC NEW   2011-05-09 2011-07-28
97. P S S WORLD MED INC   2011-07-07 2011-07-28
94. PEGASYSTEMS INC   2010-08-12 2011-07-28
24.99991 PEPSICO INC.   2011-06-22 2011-07-28
275.00009 PEPSICO INC.   2011-06-22 2011-07-28
200. PROGRESS SOFTWARE CORP.   2007-02-26 2011-07-28
370. QUALCOMM CORP.   2010-04-22 2011-07-28
100. RESOLUTE ENERGY CORP   2011-04-15 2011-07-28
72. RIGHT NOW TECHNOLOGIES INC   2010-02-08 2011-07-28
40. ROADRUNNER TRANSPORTATION SY   2011-02-23 2011-07-28
80. ROADRUNNER TRANSPORTATION SY   2010-11-03 2011-07-28
45. ROCKWOOD HLDGS INC   2008-11-21 2011-07-28
100. S R S LABS INC   2009-06-11 2011-07-28
48. SXC HEALTH SOLUTIONS CORP   2010-12-27 2011-07-28
72. HENRY SCHEIN INC   2010-07-09 2011-07-28
77. SEATTLE GENETICS INC /WA   2008-05-22 2011-07-28
100. SILGAN HLDGS INC COM   2007-04-05 2011-07-28
100. SIX FLAGS ENTERTAINMENT   2011-07-25 2011-07-28
64. SOTHEBYS HOLDINGS INC-CL A LTD VTG   2011-06-28 2011-07-28
40. SOUTHWESTERN ENERGY CO   2010-08-27 2011-07-28
470. SOUTHWESTERN ENERGY CO   2011-04-12 2011-07-28
100. STAGE STORES INC   2007-05-03 2011-07-28
100. STARWOOD PROPERTY TRUST INC   2011-02-25 2011-07-28
56. SUCCESSFACTORS INC   2011-07-26 2011-07-28
100. TELEDYNE TECHNOLOGIES INC   2011-05-05 2011-07-28
90. 3M COMPANY   2011-01-05 2011-07-28
20. 3M COMPANY   2010-12-08 2011-07-28
70. 3M COMPANY   2010-07-22 2011-07-28
300. TOTAL FINA ELF S.A. ADS REPSTG 1/2 OF A 'B' SH   2009-02-24 2011-07-28
80. TOTAL FINA ELF S.A. ADS REPSTG 1/2 OF A 'B' SH   2011-01-07 2011-07-28
145. US BANCORP DEL COM NEW   2010-06-22 2011-07-28
390. US BANCORP DEL COM NEW   2011-01-14 2011-07-28
32. ULTIMATE SOFTWARE GROUP INC   2010-10-27 2011-07-28
58. UNITED THERAPEUTICS CORP   2010-04-22 2011-07-28
115. V F CORP.   2011-02-24 2011-07-28
16. VALMONT INDS INC   2011-06-01 2011-07-28
42. VITAMIN SHOPPE INC   2011-02-24 2011-07-28
51. VOLCANO CORP   2010-05-04 2011-07-28
144. VOLTERRA SEMICONDUCTOR CORP   2010-05-28 2011-07-28
360. WALGREEN CO.   2010-11-30 2011-07-28
97. WASTE CONNECTIONS INC   2009-06-26 2011-07-28
200. WENDYS CO THE   2008-04-28 2011-07-28
100. WEST PHARMACEUTICAL SVCS INC   2008-01-23 2011-07-28
166. WORLD FUEL SVCS CORP   2011-02-02 2011-07-28
100. WORLD FUEL SVCS CORP   2010-08-11 2011-07-28
176. GENPACT LIMITED   2010-05-28 2011-07-28
152.00022 U T I WORLDWIDE INC   2007-09-13 2011-07-28
9.99978 U T I WORLDWIDE INC   2007-09-13 2011-07-28
325. ACE LTD   2009-08-05 2011-07-28
45. SENSATA TECHNOLOGIES HOLDING   2010-09-17 2011-07-28
830. OWENS ILLINOIS INC NEW   2011-06-15 2011-07-29
387. SENSATA TECHNOLOGIES HOLDING   2010-09-17 2011-07-29
45. ANN INC   2011-01-27 2011-08-01
91. ANN INC   2011-01-27 2011-08-01
25. ANN INC   2010-05-14 2011-08-01
77. MSC INDL DIRECT CO INC CL A   2010-05-28 2011-08-01
23. TOWER BANCORP INC   2011-02-18 2011-08-01
150. VOLTERRA SEMICONDUCTOR CORP   2010-07-29 2011-08-01
26. SENSATA TECHNOLOGIES HOLDING   2010-09-17 2011-08-01
43. SENSATA TECHNOLOGIES HOLDING   2010-09-17 2011-08-01
109. SENSATA TECHNOLOGIES HOLDING   2010-09-17 2011-08-01
96. ACTUANT CORP CL A NEW   2010-06-18 2011-08-02
32. COVANCE INC   2008-10-29 2011-08-02
37. GRACO INC   2010-07-27 2011-08-02
41. IDEX CORP   2008-01-22 2011-08-02
31. MSC INDL DIRECT CO INC CL A   2010-05-28 2011-08-02
230. MEDTRONIC INC.   2011-05-05 2011-08-02
585. MEDTRONIC INC.   2009-06-05 2011-08-02
33. ROCKWOOD HLDGS INC   2008-11-21 2011-08-02
557. ABB LTD SPON ADR   2009-10-02 2011-08-03
131. ABB LTD SPON ADR   2009-10-02 2011-08-03
24. APPLE COMPUTER INC.   2008-10-08 2011-08-03
17. APPLE COMPUTER INC.   2008-10-08 2011-08-03
339. BANK OF NEW YORK MELLON CORP   2010-06-03 2011-08-03
8. GOOGLE INC CL A   2008-12-03 2011-08-03
9. GOOGLE INC CL A   2008-12-03 2011-08-03
155. KRATON PERFORMANCE POLYMERS   2010-11-08 2011-08-03
70. LENNOX INTL INC   2011-06-14 2011-08-03
206. ROCKWOOD HLDGS INC   2009-03-13 2011-08-03
222. KRAFT FOODS INC   2011-05-05 2011-08-04
293. KRAFT FOODS INC   2010-12-23 2011-08-04
60. KRATON PERFORMANCE POLYMERS   2010-11-08 2011-08-04
40. KRATON PERFORMANCE POLYMERS   2010-11-08 2011-08-04
5.00032 LENNOX INTL INC   2011-06-14 2011-08-04
39.99968 LENNOX INTL INC   2011-06-14 2011-08-04
61. M C G CAPITAL CORPORATION   2010-11-08 2011-08-04
285. MEDTRONIC INC.   2009-06-09 2011-08-04
23. TOWER BANCORP INC   2011-04-01 2011-08-04
100000. U S TREASURY NT 3.125% 5/15/21   2011-05-23 2011-08-04
. PROCEEDS OF LITIGATION FROM QWEST COMMUNICATIONS     2011-08-04
. PROCEEDS OF LITIGATION FROM QWEST COMMUNICATIONS     2011-08-04
. PROCEEDS OF LITIGATION FROM QWEST COMMUNICATIONS     2011-08-04
30.00009 AMERICAN SCIENCE & ENGINEERING INC   2011-04-08 2011-08-05
22.99991 AMERICAN SCIENCE & ENGINEERING INC   2011-04-08 2011-08-05
108. ANN INC   2011-01-28 2011-08-05
575. ANN INC   2010-07-09 2011-08-05
469. BANK OF NEW YORK MELLON CORP   2010-10-18 2011-08-05
604. BANK OF NEW YORK MELLON CORP   2010-06-03 2011-08-05
615. BROADRIDGE FINANCIAL SOLUTIONS INC   2011-05-05 2011-08-05
940. BROADRIDGE FINANCIAL SOLUTIONS INC   2010-12-23 2011-08-05
5.00029 LENNOX INTL INC   2011-06-10 2011-08-05
29.99971 LENNOX INTL INC   2011-06-14 2011-08-05
207. M C G CAPITAL CORPORATION   2010-11-08 2011-08-05
142. MEDTRONIC INC.   2009-06-09 2011-08-05
38. NEWSTAR FINANCIAL INC   2011-04-25 2011-08-05
307. NORTHROP GRUMMAN CORP   2011-05-05 2011-08-05
45. NORTHROP GRUMMAN CORP   2010-12-23 2011-08-05
80. BANK OF NEW YORK MELLON CORP   2010-10-18 2011-08-08
742. BANK OF NEW YORK MELLON CORP   2010-10-18 2011-08-08
250. BANK OF NEW YORK MELLON CORP   2003-04-25 2011-08-08
40. LSB INDS INC   2010-11-08 2011-08-08
45. LENNOX INTL INC   2011-06-10 2011-08-08
515. MEDTRONIC INC.   2009-06-10 2011-08-08
82. TOWER BANCORP INC   2011-04-01 2011-08-08
811. ABB LTD SPON ADR   2011-05-09 2011-08-09
143. DEERE & CO.   2011-05-09 2011-08-09
115. LENNOX INTL INC   2011-06-15 2011-08-09
200. MEDTRONIC INC.   2010-08-24 2011-08-09
313. MEDTRONIC INC.   2009-06-10 2011-08-09
65. REDWOOD TR INC   2010-12-23 2011-08-09
639. REDWOOD TR INC   2011-05-05 2011-08-09
80. GRACO INC   2010-07-27 2011-08-10
111. IDEX CORP   2010-07-09 2011-08-10
11. INTRALINKS HOLDINGS INC   2011-05-13 2011-08-10
445.99978 INTRALINKS HOLDINGS INC   2011-05-13 2011-08-10
11.00022 INTRALINKS HOLDINGS INC   2011-01-21 2011-08-10
267. INTRALINKS HOLDINGS INC   2011-01-31 2011-08-10
54. MSC INDL DIRECT CO INC CL A   2010-05-28 2011-08-10
568. REDWOOD TR INC   2010-12-23 2011-08-10
130000. U S TREAS BD STRIP 11/15/39   2011-03-21 2011-08-10
181. INTRALINKS HOLDINGS INC   2011-01-21 2011-08-11
159. INTRALINKS HOLDINGS INC   2011-01-05 2011-08-11
31. INTRALINKS HOLDINGS INC   2010-12-30 2011-08-11
431. NORTHROP GRUMMAN CORP   2010-12-23 2011-08-11
31. PEGASYSTEMS INC   2010-08-11 2011-08-11
64. PEGASYSTEMS INC   2010-08-13 2011-08-11
100. CHEMED CORP   2008-10-22 2011-08-12
199. INTRALINKS HOLDINGS INC   2010-12-31 2011-08-12
90. INTRALINKS HOLDINGS INC   2011-06-21 2011-08-12
342. REDWOOD TR INC   2010-11-08 2011-08-12
625. REDWOOD TR INC   2011-01-28 2011-08-12
1589.01 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2011-08-15
4958.68 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2011-08-15
8680.37 F H L M C GD G13876 4.000% 7/01/25   2010-12-07 2011-08-15
1155.62 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2011-08-15
3783.18 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2011-08-15
950. REDWOOD TR INC   2010-11-08 2011-08-15
239.03 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2011-08-15
1. GFI GROUP INC   2011-01-19 2011-08-17
324. GFI GROUP INC   2010-12-15 2011-08-17
59.57 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2011-08-17
475. BANK OF NEW YORK MELLON CORP   2009-09-25 2011-08-18
845. CISCO SYSTEMS   2010-08-13 2011-08-18
440. DELL INC   2010-05-20 2011-08-18
179. LENNOX INTL INC   2011-06-14 2011-08-18
29. MASTERCARD INC   2008-11-10 2011-08-18
330. CA INC   2010-06-30 2011-08-19
145. CA INC   2010-09-28 2011-08-19
2. COMMVAULT SYSTEMS INC   2009-07-14 2011-08-19
194. COMMVAULT SYSTEMS INC   2011-01-05 2011-08-19
220. INFORMATICA CORP   2009-09-01 2011-08-19
931. LENNOX INTL INC   2011-07-29 2011-08-19
112. MEAD JOHNSON NUTRITION CO   2010-12-31 2011-08-19
165. PEGASYSTEMS INC   2010-08-13 2011-08-19
4. PEGASYSTEMS INC   2010-08-20 2011-08-19
329. RIGHT NOW TECHNOLOGIES INC   2010-02-08 2011-08-19
20. PEGASYSTEMS INC   2010-08-20 2011-08-22
23483.536 BROWN ADVISORY INTERMED INCOME FUND   2011-05-10 2011-08-22
1470. BANK OF NEW YORK MELLON CORP   2009-10-28 2011-08-23
405. BANK OF NEW YORK MELLON CORP   2010-09-28 2011-08-23
649. URBAN OUTFITTERS INC   2010-05-25 2011-08-23
361261.16 F N M A #AI1170 5.000% 4/01/41   2011-06-07 2011-08-24
125. NEWSTAR FINANCIAL INC   2011-04-21 2011-08-24
288. URBAN OUTFITTERS INC   2010-09-29 2011-08-24
270. URBAN OUTFITTERS INC   2010-08-05 2011-08-24
64. URBAN OUTFITTERS INC   2010-08-05 2011-08-24
58. URBAN OUTFITTERS INC   2011-03-08 2011-08-24
760. URBAN OUTFITTERS INC   2010-08-05 2011-08-24
2471.26 F N M A #256752 6.000% 6/01/27   2008-02-07 2011-08-25
4257.59 F N M A #257048 6.000% 1/01/28   2007-12-18 2011-08-25
1728.87 F N M A #AH3431 3.500% 1/01/26   2011-01-20 2011-08-25
5213.12 F N M A #AI1170 5.000% 4/01/41   2011-06-07 2011-08-25
165.73 F N M A #663238 5.500% 9/01/32   2002-09-19 2011-08-25
178.05 F N M A #744805 2.267% 11/01/33   2003-12-10 2011-08-25
12150.83 F N M A #AC4824 3.583% 10/01/39   2010-10-01 2011-08-25
6201.82 F N M A #MA0073 4.500% 5/01/29   2011-03-17 2011-08-25
5024.31 F N M A #AD7136 5.000% 7/01/40   2011-04-07 2011-08-25
392. URBAN OUTFITTERS INC   2011-03-08 2011-08-25
411. URBAN OUTFITTERS INC   2011-03-29 2011-08-25
314. KNIGHT TRANSN INC   2011-03-23 2011-08-26
111. MSC INDL DIRECT CO INC CL A   2010-07-27 2011-08-26
27. MOMENTA PHARMACEUTICALS INC   2011-03-08 2011-08-26
68. MOMENTA PHARMACEUTICALS INC   2011-03-08 2011-08-26
50. MOMENTA PHARMACEUTICALS INC   2011-03-08 2011-08-26
22. NEWSTAR FINANCIAL INC   2011-04-01 2011-08-26
203. SEATTLE GENETICS INC /WA   2009-05-22 2011-08-26
165. SEATTLE GENETICS INC /WA   2009-05-22 2011-08-26
33. TOWER GROUP INC   2010-12-30 2011-08-26
72. TOWER GROUP INC   2011-01-20 2011-08-26
33. TOWER GROUP INC   2011-01-27 2011-08-26
56. U T I WORLDWIDE INC   2008-01-15 2011-08-26
314. KNIGHT TRANSN INC   2011-03-23 2011-08-29
337. MOMENTA PHARMACEUTICALS INC   2011-03-08 2011-08-29
33. NEWSTAR FINANCIAL INC   2011-03-09 2011-08-29
93. SEATTLE GENETICS INC /WA   2008-10-22 2011-08-29
72. TOWER GROUP INC   2010-12-30 2011-08-29
10. TOWER GROUP INC   2011-03-08 2011-08-29
85. V F CORP.   2011-01-27 2011-08-29
112. U T I WORLDWIDE INC   2008-01-15 2011-08-29
130. ACE LTD   2009-08-05 2011-08-29
100. INTERDIGITAL INC   2011-07-01 2011-08-30
30. NEWSTAR FINANCIAL INC   2011-02-28 2011-08-30
86. U T I WORLDWIDE INC   2008-01-22 2011-08-30
1. IDEXX LABORATORIES CORP   2008-10-24 2011-08-31
57. IDEXX LABORATORIES CORP   2008-10-24 2011-08-31
25. NEWSTAR FINANCIAL INC   2011-02-28 2011-08-31
8695.652 BROWN ADVISORY INTERMED INCOME FUND   2011-05-10 2011-08-31
200. WENDYS CO THE   2008-04-28 2011-08-31
60. U T I WORLDWIDE INC   2008-01-22 2011-08-31
53. IDEXX LABORATORIES CORP   2008-10-24 2011-09-01
13. NEWSTAR FINANCIAL INC   2011-02-28 2011-09-01
200. WENDYS CO THE   2008-04-28 2011-09-01
1. NEWSTAR FINANCIAL INC   2011-02-28 2011-09-08
42. V F CORP.   2011-01-27 2011-09-08
75000. HSBC HOLDINGS PLC 5.100% 4/05/21   2011-04-13 2011-09-12
75000. MORGAN STANLEY 6.625% 4/01/18   2011-01-05 2011-09-12
302111.29 F N M A #AD7136 5.000% 7/01/40   2011-04-07 2011-09-14
36. NEWSTAR FINANCIAL INC   2011-02-28 2011-09-14
1923.53 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2011-09-15
6300.91 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2011-09-15
8048.7 F H L M C GD G13876 4.000% 7/01/25   2010-12-07 2011-09-15
1344.19 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2011-09-15
3635.2 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2011-09-15
55. NEWSTAR FINANCIAL INC   2011-03-01 2011-09-15
80. V F CORP.   2011-01-28 2011-09-15
3895.39 WACHOVIA BK COML MT 4.043% 11/15/34   2005-08-25 2011-09-15
105. FMC TECHNOLOGIES INC   2011-06-23 2011-09-16
43. FMC TECHNOLOGIES INC   2011-06-23 2011-09-16
74. FMC TECHNOLOGIES INC   2011-06-23 2011-09-16
59.98 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2011-09-16
76. NEWSTAR FINANCIAL INC   2011-05-05 2011-09-16
11. NEWSTAR FINANCIAL INC   2011-05-05 2011-09-19
400. INSITUFORM TECHNOLOGIES INC CL A   2010-05-10 2011-09-20
1. NEWSTAR FINANCIAL INC   2011-05-05 2011-09-20
29. APPLE COMPUTER INC.   2008-10-08 2011-09-21
636. HUNT J B TRANS SVCS INC   2010-06-14 2011-09-21
612. HUNT J B TRANS SVCS INC   2011-05-09 2011-09-21
156. HUNT J B TRANS SVCS INC   2010-10-01 2011-09-21
10. NEWSTAR FINANCIAL INC   2011-05-05 2011-09-21
221. ABB LTD SPON ADR   2009-10-02 2011-09-22
28. ABB LTD SPON ADR   2009-10-02 2011-09-22
256. ABB LTD SPON ADR   2009-10-02 2011-09-22
21. INTUITIVE SURGICAL INC   2009-01-08 2011-09-22
45. STERICYCLE INC   2011-08-03 2011-09-22
35. TOWER BANCORP INC   2011-04-28 2011-09-22
361. GENPACT LIMITED   2010-04-01 2011-09-22
229. DEXCOM INC   2010-04-22 2011-09-23
48. IDEXX LABORATORIES CORP   2008-10-06 2011-09-23
128. HENRY SCHEIN INC   2010-07-09 2011-09-23
170. SEATTLE GENETICS INC /WA   2009-05-21 2011-09-23
124. SEATTLE GENETICS INC /WA   2009-05-21 2011-09-23
13. STERICYCLE INC   2011-08-03 2011-09-23
12. TOWER BANCORP INC   2011-04-28 2011-09-23
157. GENPACT LIMITED   2010-03-30 2011-09-23
25. HELEN OF TROY CORP LTD   2010-11-08 2011-09-23
3725.73 F N M A #256752 6.000% 6/01/27   2008-02-07 2011-09-25
3271.68 F N M A #257048 6.000% 1/01/28   2007-12-18 2011-09-25
2252.79 F N M A #AH3431 3.500% 1/01/26   2011-01-20 2011-09-25
1550.52 F N M A #AH6783 4.000% 3/01/41   2011-08-24 2011-09-25
156.55 F N M A #663238 5.500% 9/01/32   2002-09-19 2011-09-25
178.45 F N M A #744805 2.267% 11/01/33   2003-12-10 2011-09-25
7776.78 F N M A #AC4824 3.583% 10/01/39   2010-10-01 2011-09-25
6882.72 F N M A #MA0073 4.500% 5/01/29   2011-03-17 2011-09-25
4800.77 F N M A #AD7136 5.000% 7/01/40   2011-04-07 2011-09-25
87. DEXCOM INC   2009-06-17 2011-09-26
54. SEATTLE GENETICS INC /WA   2009-05-21 2011-09-26
43. TOWER BANCORP INC   2011-05-20 2011-09-26
176. UNITED THERAPEUTICS CORP   2010-10-27 2011-09-26
536. UNITED THERAPEUTICS CORP   2010-09-09 2011-09-26
. PROCEEDS OF LITIGATION FROM MOTOROLA INC     2011-09-26
24.9997 AMERICAN GREETINGS CORP CL A   2010-11-08 2011-09-27
70.0003 AMERICAN GREETINGS CORP CL A   2010-11-08 2011-09-27
135. DEXCOM INC   2009-06-17 2011-09-27
59. NEWSTAR FINANCIAL INC   2011-05-12 2011-09-27
141. SEATTLE GENETICS INC /WA   2009-05-21 2011-09-27
30. AMERICAN GREETINGS CORP CL A   2010-11-08 2011-09-28
25. AMERICAN GREETINGS CORP CL A   2010-11-08 2011-09-28
23. TOWER BANCORP INC   2011-05-17 2011-09-29
228. V F CORP.   2011-01-28 2011-09-30
504. DIAMOND OFFSHORE DRILLING   2010-12-23 2011-10-03
42. DIAMOND OFFSHORE DRILLING   2011-01-19 2011-10-03
49950.05 FEDERATED MUNICIPAL ULTRASHORT FD   2011-02-08 2011-10-03
443. MOMENTA PHARMACEUTICALS INC   2011-03-08 2011-10-03
13. APPLE COMPUTER INC.   2008-10-08 2011-10-04
37. MOMENTA PHARMACEUTICALS INC   2011-03-07 2011-10-04
47. NEWSTAR FINANCIAL INC   2011-05-12 2011-10-04
39. NEWSTAR FINANCIAL INC   2011-02-25 2011-10-05
123. WATERS CORP   2011-05-09 2011-10-05
471. ACTUANT CORP CL A NEW   2010-06-18 2011-10-06
15. AMERIGROUP CORP   2011-03-08 2011-10-06
45. AMERIGROUP CORP   2010-11-08 2011-10-06
11. APPLE COMPUTER INC.   2008-10-08 2011-10-06
11. APPLE COMPUTER INC.   2009-01-16 2011-10-06
100. CHEMED CORP   2007-02-14 2011-10-06
5. LINDSAY CORPORATION   2011-06-16 2011-10-06
62. LINDSAY CORPORATION   2011-06-16 2011-10-06
47. NEWSTAR FINANCIAL INC   2011-03-10 2011-10-06
98. RIGHT NOW TECHNOLOGIES INC   2010-02-05 2011-10-06
252. WASTE CONNECTIONS INC   2009-06-26 2011-10-06
85. HELEN OF TROY CORP LTD   2010-11-08 2011-10-06
115. INTERNATIONAL BUSINESS MACHINES CORP.   2011-05-09 2011-10-07
64. LINDSAY CORPORATION   2011-06-16 2011-10-07
68. HELEN OF TROY CORP LTD   2010-11-08 2011-10-07
20. APPLE COMPUTER INC.   2009-01-16 2011-10-10
104. LINDSAY CORPORATION   2011-06-20 2011-10-10
27. HELEN OF TROY CORP LTD   2010-11-08 2011-10-10
505. CISCO SYSTEMS   2008-07-15 2011-10-12
55. CISCO SYSTEMS   2010-11-11 2011-10-12
180. FIRST SOLAR INC   2011-05-09 2011-10-12
34. FIRST SOLAR INC   2010-10-14 2011-10-12
26. NEWSTAR FINANCIAL INC   2011-03-10 2011-10-12
110. V F CORP.   2010-11-08 2011-10-12
120. WALGREEN CO.   2011-08-29 2011-10-12
20. WALGREEN CO.   2010-10-07 2011-10-12
24. NEWSTAR FINANCIAL INC   2011-03-02 2011-10-13
189. ECOLAB INC   2011-05-09 2011-10-14
1961.06 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2011-10-15
170.16 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2011-10-15
13172.39 F H L M C GD G13876 4.000% 7/01/25   2010-12-07 2011-10-15
1763.97 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2011-10-15
7578.15 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2011-10-15
64. LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2011-10-17
100. CHEMED CORP   2008-05-20 2011-10-18
672. M C G CAPITAL CORPORATION   2010-11-08 2011-10-18
100. VALASSIS COMMUNICATIONS INC   2011-02-08 2011-10-18
114.99894 CISCO SYSTEMS   2010-11-11 2011-10-19
715.00106 CISCO SYSTEMS   2010-12-30 2011-10-19
85. DIAMOND OFFSHORE DRILLING   2009-01-15 2011-10-19
73. HARMAN INTERNATIONAL   2011-07-29 2011-10-19
230. MCCORMICK & CO. INC. (NON-VOTING)   2010-04-16 2011-10-19
303. M C G CAPITAL CORPORATION   2010-11-08 2011-10-19
40.01233 WALGREEN CO.   2010-10-07 2011-10-19
104.98767 WALGREEN CO.   2010-10-07 2011-10-19
60. ACTUANT CORP CL A NEW   2010-11-08 2011-10-20
113. HARMAN INTERNATIONAL   2011-07-29 2011-10-20
136. NORDSTROM INC.   2011-01-28 2011-10-20
402. NORDSTROM INC.   2010-12-23 2011-10-20
205. PEPSICO INC.   2011-06-22 2011-10-20
140. PEPSICO INC.   2011-01-14 2011-10-20
430. WALGREEN CO.   2010-10-07 2011-10-20
100. CHEMED CORP   2008-05-20 2011-10-21
10. CISCO SYSTEMS   2010-11-18 2011-10-21
400. CISCO SYSTEMS   2008-11-05 2011-10-21
9036.638 DODGE & COX STK FD   2008-10-22 2011-10-21
35. INTUITIVE SURGICAL INC   2009-01-08 2011-10-21
271. WATERS CORP   2011-05-09 2011-10-21
145. ACCENTURE PLC CL A   2009-03-27 2011-10-21
100. CHEMED CORP   2008-04-25 2011-10-24
67. NEWSTAR FINANCIAL INC   2011-05-13 2011-10-24
10. CHEMED CORP   2008-04-25 2011-10-25
2260.49 F N M A #256752 6.000% 6/01/27   2008-02-07 2011-10-25
3582.61 F N M A #257048 6.000% 1/01/28   2007-12-18 2011-10-25
4249.68 F N M A #AH3431 3.500% 1/01/26   2011-01-20 2011-10-25
2743.56 F N M A #AH6783 4.000% 3/01/41   2011-08-24 2011-10-25
155.67 F N M A #663238 5.500% 9/01/32   2002-09-19 2011-10-25
179.33 F N M A #744805 2.267% 11/01/33   2003-12-10 2011-10-25
7270.51 F N M A #AC4824 3.583% 10/01/39   2010-10-01 2011-10-25
8175.1 F N M A #MA0073 4.500% 5/01/29   2011-03-17 2011-10-25
10. NEWSTAR FINANCIAL INC   2011-06-09 2011-10-25
6. DEXCOM INC   2009-06-17 2011-10-26
631. DEXCOM INC   2009-06-17 2011-10-26
560. DELL INC   2011-10-21 2011-10-27
341. DEXCOM INC   2009-07-24 2011-10-27
200. GRAFTECH INTL LTD   2010-04-23 2011-10-27
165. NEWSTAR FINANCIAL INC   2011-06-09 2011-10-27
120. WALGREEN CO.   2011-08-29 2011-10-27
560. WALGREEN CO.   2010-10-04 2011-10-27
125. WALGREEN CO.   2010-10-07 2011-10-27
100. WENDYS CO THE   2008-04-28 2011-10-27
736. ABB LTD SPON ADR   2009-12-31 2011-10-28
62. CITRIX SYSTEMS INC   2011-08-03 2011-10-28
76. CITRIX SYSTEMS INC   2011-08-03 2011-10-28
97. CITRIX SYSTEMS INC   2008-09-29 2011-10-28
19. COGNIZANT TECH SOLUTIONS CRP COM   2008-12-05 2011-10-28
96. COGNIZANT TECH SOLUTIONS CRP COM   2011-06-28 2011-10-28
19. INTUITIVE SURGICAL INC   2009-01-08 2011-10-28
65. KRATON PERFORMANCE POLYMERS   2010-11-08 2011-10-31
448. MEDTRONIC INC.   2011-03-14 2011-10-31
1035. MEDTRONIC INC.   2010-12-23 2011-10-31
505. CISCO SYSTEMS   2008-07-15 2011-11-02
395. CISCO SYSTEMS   2009-03-30 2011-11-02
690. CISCO SYSTEMS   2011-06-23 2011-11-02
106. GRACO INC   2010-07-27 2011-11-02
610. AMERICAN EAGLE OUTFITTERS INC NEW COM   2011-10-21 2011-11-03
100. R R DONNELLEY & SONS CO.   2009-06-10 2011-11-03
43. GRACO INC   2010-07-27 2011-11-03
500. WENDYS CO THE   2009-11-11 2011-11-03
100. WENDYS CO THE   2009-11-11 2011-11-04
382. WENDYS CO THE   2009-06-11 2011-11-07
25. COMMVAULT SYSTEMS INC   2009-07-14 2011-11-08
750. S R S LABS INC   2009-06-11 2011-11-08
60. TOWER GROUP INC   2011-01-20 2011-11-08
35. VOLTERRA SEMICONDUCTOR CORP   2010-07-29 2011-11-08
535. AMERICAN EAGLE OUTFITTERS INC NEW COM   2011-10-21 2011-11-09
18. COMMVAULT SYSTEMS INC   2009-07-14 2011-11-09
100000. OHIO ST MAJOR NEW ST 4.844% 12/15/19   2010-12-09 2011-11-09
50000. PENNSYLVANIA ST 4.050% 7/15/19   2011-02-09 2011-11-09
280. TOWER GROUP INC   2011-04-28 2011-11-09
14. VOLTERRA SEMICONDUCTOR CORP   2010-07-29 2011-11-09
172. ACTUANT CORP CL A NEW   2010-04-13 2011-11-10
365. CHUBB CORP.   2011-10-21 2011-11-10
17. COMMVAULT SYSTEMS INC   2009-07-14 2011-11-10
91953.78 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2011-11-10
70. GRACO INC   2010-07-27 2011-11-10
50. VOLTERRA SEMICONDUCTOR CORP   2010-08-26 2011-11-10
195. ACE LTD   2011-10-21 2011-11-10
61. ACTUANT CORP CL A NEW   2010-04-13 2011-11-11
47. GRACO INC   2010-09-09 2011-11-11
85. SHERWIN WILLIAMS CO   2011-01-28 2011-11-11
103. VOLTERRA SEMICONDUCTOR CORP   2010-08-26 2011-11-11
6. SHERWIN WILLIAMS CO   2011-01-28 2011-11-14
25. SHERWIN WILLIAMS CO   2010-12-23 2011-11-14
300. VALASSIS COMMUNICATIONS INC   2011-02-28 2011-11-14
30. BRADY CORPORATION CL A   2010-11-08 2011-11-15
114. CONCUR TECHNOLOGIES INC   2011-08-17 2011-11-15
1562.7 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2011-11-15
152.02 F H L M C GD A40782 5.000% 12/01/35   2005-12-13 2011-11-15
13232.22 F H L M C GD G13876 4.000% 7/01/25   2010-12-07 2011-11-15
1176.83 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2011-11-15
7381.57 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2011-11-15
58. SHERWIN WILLIAMS CO   2010-12-23 2011-11-15
7. CASEYS GEN STORES INC   2011-02-14 2011-11-16
60. GAMESTOP CORP CL A   2010-11-08 2011-11-16
137. GRACO INC   2010-09-09 2011-11-16
6. CASEYS GEN STORES INC   2011-02-14 2011-11-17
43. GRACO INC   2010-08-27 2011-11-17
60.34 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2011-11-17
12. CASEYS GEN STORES INC   2011-03-01 2011-11-18
5. CASEYS GEN STORES INC   2010-11-08 2011-11-18
311. CITRIX SYSTEMS INC   2010-01-20 2011-11-18
364. CITRIX SYSTEMS INC   2011-08-30 2011-11-18
73. COMMVAULT SYSTEMS INC   2009-07-14 2011-11-18
77. GRACO INC   2010-08-27 2011-11-18
15. ANSYS INC   2011-03-15 2011-11-21
94. ANSYS INC   2010-10-13 2011-11-21
105. ANSYS INC   2010-11-30 2011-11-21
34. COMMVAULT SYSTEMS INC   2009-06-05 2011-11-21
26. GRACO INC   2010-08-27 2011-11-21
165. KOHLS CORP   2011-10-21 2011-11-21
45. HELEN OF TROY CORP LTD   2010-12-01 2011-11-21
60. HELEN OF TROY CORP LTD   2010-11-08 2011-11-21
96. ANSYS INC   2011-05-09 2011-11-22
117. PALL CORP.   2011-05-09 2011-11-22
130. TRIMBLE NAV LTD   2011-05-09 2011-11-22
1692.32 F N M A #256752 6.000% 6/01/27   2008-02-07 2011-11-25
3947.44 F N M A #257048 6.000% 1/01/28   2007-12-18 2011-11-25
6504.72 F N M A #AH3431 3.500% 1/01/26   2011-01-20 2011-11-25
4058.09 F N M A #AH6783 4.000% 3/01/41   2011-08-24 2011-11-25
506.88 F N M A #663238 5.500% 9/01/32   2002-09-19 2011-11-25
179.72 F N M A #744805 2.267% 11/01/33   2003-12-10 2011-11-25
7605.62 F N M A #AC4824 3.583% 10/01/39   2010-10-01 2011-11-25
8343.85 F N M A #MA0073 4.500% 5/01/29   2011-03-17 2011-11-25
235. KOHLS CORP   2011-10-21 2011-11-29
45. LOWES COS INC   2011-10-21 2011-11-29
505. LOWES COS INC   2010-10-21 2011-11-29
495. AMERICAN EAGLE OUTFITTERS INC NEW COM   2011-10-21 2011-11-30
2. COVANCE INC   2009-04-29 2011-11-30
55. COVANCE INC   2009-04-29 2011-11-30
100. PROGRESS SOFTWARE CORP.   2011-08-26 2011-11-30
100. WEST PHARMACEUTICAL SVCS INC   2010-08-17 2011-11-30
10. AMERIGROUP CORP   2010-11-08 2011-12-01
10. CASEYS GEN STORES INC   2010-11-08 2011-12-01
71. COVANCE INC   2009-04-29 2011-12-01
150. PROGRESS SOFTWARE CORP.   2007-02-26 2011-12-01
25. RENASANT CORP   2011-07-26 2011-12-01
25. CASEYS GEN STORES INC   2010-11-08 2011-12-02
43. COVANCE INC   2009-04-29 2011-12-02
20. OCEANEERING INTERNATIONAL INC   2011-08-11 2011-12-02
10. OCEANEERING INTERNATIONAL INC   2010-11-08 2011-12-02
30. RENASANT CORP   2011-07-27 2011-12-02
11. SXC HEALTH SOLUTIONS CORP   2011-08-04 2011-12-02
37. COMMVAULT SYSTEMS INC   2009-06-05 2011-12-05
38. CONCUR TECHNOLOGIES INC   2011-08-17 2011-12-05
100. PROGRESS SOFTWARE CORP.   2007-02-26 2011-12-05
34. SXC HEALTH SOLUTIONS CORP   2011-08-04 2011-12-05
22. ULTIMATE SOFTWARE GROUP INC   2010-10-27 2011-12-05
200. PROGRESS SOFTWARE CORP.   2009-06-11 2011-12-06
25. SXC HEALTH SOLUTIONS CORP   2011-11-01 2011-12-06
100. NELNET INC CL A   2010-01-06 2011-12-07
100. NELNET INC CL A   2011-03-10 2011-12-07
25. SXC HEALTH SOLUTIONS CORP   2011-11-01 2011-12-07
100. PROGRESS SOFTWARE CORP.   2009-06-11 2011-12-08
100. GRAFTECH INTL LTD   2010-04-23 2011-12-09
100. PROGRESS SOFTWARE CORP.   2009-06-11 2011-12-09
180. 3M COMPANY   2011-05-05 2011-12-09
199. FMC TECHNOLOGIES INC   2008-12-18 2011-12-12
83. FMC TECHNOLOGIES INC   2011-06-23 2011-12-12
.632 LIBERTY MEDIA CORP   2010-11-08 2011-12-13
15. OCEANEERING INTERNATIONAL INC   2010-11-08 2011-12-13
20. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2011-12-13
1801.28 F H L M C GD G11649 4.500% 2/01/20   2005-02-15 2011-12-15
12346.14 F H L M C GD G13876 4.000% 7/01/25   2010-12-07 2011-12-15
891.19 F H L M C GD C90993 5.500% 10/01/26   2007-08-27 2011-12-15
4692.54 F H L M C GD J09470 4.500% 4/01/24   2010-08-13 2011-12-15
466. RIGHT NOW TECHNOLOGIES INC   2010-02-05 2011-12-15
440. DIAMOND OFFSHORE DRILLING   2010-06-08 2011-12-16
210. DIAMOND OFFSHORE DRILLING   2011-10-21 2011-12-16
64.51 LB UBS COML MTG TR 4.064% 9/15/27   2006-04-10 2011-12-16
98. SOTHEBYS HOLDINGS INC-CL A LTD VTG   2011-06-28 2011-12-16
2. AMERICAN SCIENCE & ENGINEERING INC   2011-04-08 2011-12-19
29. SOTHEBYS HOLDINGS INC-CL A LTD VTG   2011-06-27 2011-12-19
30. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2011-12-19
4. AMERICAN SCIENCE & ENGINEERING INC   2011-04-08 2011-12-20
100. GRAFTECH INTL LTD   2010-03-17 2011-12-20
100. PROGRESS SOFTWARE CORP.   2009-06-11 2011-12-20
10. RENASANT CORP   2011-07-15 2011-12-20
70. SOTHEBYS HOLDINGS INC-CL A LTD VTG   2011-08-04 2011-12-20
182. VERISK ANALYTICS INC CL A   2011-01-03 2011-12-20
109. ACE LTD   2011-05-09 2011-12-20
7. AMERICAN SCIENCE & ENGINEERING INC   2011-04-08 2011-12-21
625. CA INC   2011-10-21 2011-12-21
98. SOTHEBYS HOLDINGS INC-CL A LTD VTG   2011-06-09 2011-12-21
5. AIR METHODS CORP   2011-07-13 2011-12-22
5. AMERICAN SCIENCE & ENGINEERING INC   2011-04-08 2011-12-22
200. GRAFTECH INTL LTD   2010-03-17 2011-12-22
510. KOHLS CORP   2011-08-19 2011-12-22
319. MEAD JOHNSON NUTRITION CO   2010-12-06 2011-12-22
106. MEAD JOHNSON NUTRITION CO   2010-12-31 2011-12-22
100. NELNET INC CL A   2010-01-06 2011-12-22
15. AIR METHODS CORP   2011-07-13 2011-12-23
38. AMERICAN GREETINGS CORP CL A   2010-11-08 2011-12-23
2. AMERICAN SCIENCE & ENGINEERING INC   2011-04-08 2011-12-23
100. GRAFTECH INTL LTD   2010-03-17 2011-12-23
300. RESOLUTE ENERGY CORP   2010-11-05 2011-12-23
1647.74 F N M A #256752 6.000% 6/01/27   2008-02-07 2011-12-25
3604.06 F N M A #257048 6.000% 1/01/28   2007-12-18 2011-12-25
4541.14 F N M A #AH3431 3.500% 1/01/26   2011-01-20 2011-12-25
4572.65 F N M A #AH6783 4.000% 3/01/41   2011-08-24 2011-12-25
561.14 F N M A #AJ5336 3.000% 11/01/26   2011-11-10 2011-12-25
3696.4 F N M A #663238 5.500% 9/01/32   2002-09-19 2011-12-25
180.1 F N M A #744805 2.267% 11/01/33   2003-12-10 2011-12-25
8231.01 F N M A #AC4824 3.583% 10/01/39   2010-10-01 2011-12-25
8179.73 F N M A #MA0073 4.500% 5/01/29   2011-03-17 2011-12-25
37. AMERICAN GREETINGS CORP CL A   2010-11-08 2011-12-27
76. HCC INS HLDGS INC COM   2010-11-08 2011-12-27
100. PROGRESS SOFTWARE CORP.   2009-03-31 2011-12-27
200. RESOLUTE ENERGY CORP   2010-07-15 2011-12-27
50. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2011-12-27
105. AMERICAN GREETINGS CORP CL A   2010-11-08 2011-12-28
119. HCC INS HLDGS INC COM   2010-11-08 2011-12-28
100. GRAFTECH INTL LTD   2010-03-17 2011-12-29
180. PROGRESS SOFTWARE CORP.   2009-03-31 2011-12-29
200. RESOLUTE ENERGY CORP   2010-07-26 2011-12-29
66. SENSATA TECHNOLOGIES HOLDING   2010-11-08 2011-12-29
260. AMERICAN GREETINGS CORP CL A   2010-11-08 2011-12-30
10. AMERICAN GREETINGS CORP CL A   2011-08-09 2011-12-30
100. WEST PHARMACEUTICAL SVCS INC   2010-08-17 2011-12-30
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 34,031   37,446 -3,415
b 2,064   2,193 -129
c 1,407   1,263 144
d 697   616 81
e 1,758   2,191 -433
3,508     3,508
265   243 22
525   486 39
3,766   4,028 -262
38,479   16,483 21,996
10,583   9,462 1,121
11,256   10,133 1,123
3,291   1,852 1,439
7,387   3,715 3,672
10,368   7,203 3,165
10,124   5,631 4,493
6,173   3,513 2,660
4,289   2,142 2,147
2,067   2,348 -281
6,178   3,585 2,593
2,544   2,507 37
1,742   707 1,035
5,945   3,005 2,940
3,734   2,603 1,131
9,018   6,290 2,728
78   54 24
226     226
2,485   2,282 203
846   596 250
1,031   972 59
1,995   2,067 -72
2,017   1,518 499
1,080   1,030 50
783   580 203
3,464   1,814 1,650
1,819   1,915 -96
94   99 -5
7,159   6,754 405
17,233   15,975 1,258
44,304   41,723 2,581
647   594 53
34,625   33,163 1,462
48,030   46,072 1,958
43,185   40,669 2,516
46,584   44,685 1,899
720   758 -38
7,798   7,229 569
12,091   11,209 882
708   650 58
1,759   1,614 145
11,143   10,366 777
28,025   26,115 1,910
414   436 -22
3,054   2,802 252
765   832 -67
10,325   9,386 939
20,883   19,601 1,282
10,154   9,446 708
23,039   21,296 1,743
511   506 5
342   311 31
4,184   4,143 41
1,003   912 91
2,675   2,648 27
2,904   2,875 29
18,733   17,030 1,703
6,876   6,426 450
4,382   4,254 128
3,830   3,482 348
2,745   2,495 250
12,192   11,242 950
5,911   5,524 387
9,340   8,633 707
6,648   6,145 503
2,068   1,880 188
11,008   10,336 672
17,613   16,538 1,075
46,547   44,065 2,482
49,021   48,535 486
11,146   10,465 681
11,481   10,674 807
31,629   28,754 2,875
21,825   20,493 1,332
35,622   33,448 2,174
27,378   25,707 1,671
14,861   13,736 1,125
20,209   18,679 1,530
38,563   35,644 2,919
36,621   33,849 2,772
40,257   37,210 3,047
15,601   14,420 1,181
39,589   37,383 2,206
9,639   9,449 190
81   86 -5
2,528   2,661 -133
1,382   1,382  
1,501   1,597 -96
2,536   2,536  
6,805   6,355 450
1,472   1,299 173
11,885   9,904 1,981
1,896   1,943 -47
1,341   1,152 189
31,272   17,927 13,345
837   725 112
10,227   8,343 1,884
26,072   20,344 5,728
2,774   2,471 303
280,000   283,832 -3,832
1,091   982 109
3,206   3,202 4
948   975 -27
6,247   6,051 196
15,740   16,289 -549
948   939 9
19,083   20,117 -1,034
225   221 4
63   61 2
608   507 101
11,792   4,001 7,791
1,377   1,160 217
439   395 44
554   464 90
2,377   2,174 203
6,329   6,136 193
624,914   621,973 2,941
826   696 130
27,338   25,011 2,327
29,093   28,261 832
26,250   25,811 439
25,874   24,982 892
4,317   2,369 1,948
27,240   26,302 938
4,973   2,948 2,025
1,322   1,166 156
432   435 -3
4,776   4,893 -117
7,708   7,817 -109
20   20  
183   185 -2
1,742   1,775 -33
186   187 -1
1,756   1,793 -37
11,942   12,459 -517
28,621   27,211 1,410
1,108   942 166
1,420   1,374 46
27,769   24,886 2,883
27,140   27,128 12
104,096   102,442 1,654
102,547   102,592 -45
1,045   812 233
2,802   1,600 1,202
1,109   942 167
3,695   2,004 1,691
600   464 136
3,826   3,243 583
2,451   2,055 396
11,093   10,475 618
8,540   5,743 2,797
884   761 123
4,665   2,254 2,411
2,351   1,196 1,155
2,817   1,426 1,391
611   464 147
1,972   1,697 275
27,326   25,049 2,277
5,868   5,270 598
6,878   6,530 348
4,054   4,410 -356
4,724   2,309 2,415
2,257   1,954 303
20,990   15,961 5,029
4,316   2,115 2,201
2,760   1,855 905
2,210   1,869 341
14,413   11,586 2,827
17,652   13,631 4,021
6,069   3,348 2,721
11,198   6,182 5,016
11,808   4,522 7,286
4,952   2,448 2,504
14,191   9,208 4,983
348     348
1,024     1,024
15     15
1,839     1,839
604   590 14
2,901   7,868 -4,967
483   348 135
1,329   1,166 163
1,247   743 504
238   236 2
1,167   1,030 137
6,013   6,189 -176
2,917   7,845 -4,928
1,580   1,160 420
7,145   5,912 1,233
3,062   2,011 1,051
1,392   1,166 226
433   393 40
5,794   4,951 843
28,017   14,029 13,988
1,550   1,374 176
694     694
1,380     1,380
37     37
75     75
449   389 60
8,535   7,822 713
13,007   6,025 6,982
759   687 72
8,325   5,319 3,006
2,081   1,341 740
261,198   254,944 6,254
10,704   6,265 4,439
13,802   4,666 9,136
11,356   11,390 -34
35,002   34,198 804
599   541 58
600   541 59
500   451 49
663   696 -33
568   596 -28
576   596 -20
704   909 -205
775   995 -220
5,614   3,359 2,255
3,864   2,298 1,566
1,782   1,061 721
1,782   1,061 721
425   195 230
4,983   2,298 2,685
2,850   2,717 133
11,232   12,295 -1,063
412   538 -126
368   482 -114
2,373   2,370 3
6,178   5,989 189
10,033   10,376 -343
1,615   1,600 15
6,992   7,362 -370
594   354 240
891   530 361
10,330   8,841 1,489
398   391 7
1,973   2,579 -606
5,649   3,359 2,290
1,422   800 622
4,529   5,934 -1,405
13,329   12,652 677
1,421   1,858 -437
2,346   1,434 912
63   61 2
4,070   2,701 1,369
463   616 -153
2,990   1,768 1,222
12,056   7,317 4,739
6,751   3,176 3,575
587   600 -13
18,433   10,723 7,710
662   923 -261
38,045   21,429 16,616
6,740   3,215 3,525
6,614   3,242 3,372
3,040   1,824 1,216
1,758   2,462 -704
6,332   9,171 -2,839
4,159   4,259 -100
4,634   4,698 -64
1,342   1,351 -9
187   189 -2
4,219   4,249 -30
2,260   2,356 -96
2,007   1,434 573
875   1,186 -311
6,360   4,809 1,551
29,962   20,995 8,967
4,451   2,400 2,051
1,286   1,847 -561
2,016   1,434 582
12,985   13,249 -264
28,554   29,394 -840
434   593 -159
12,581   8,602 3,979
18,028   11,675 6,353
3,409   4,372 -963
3,137   1,824 1,313
28,764   18,397 10,367
40,783   22,338 18,445
12,086   4,646 7,440
5,859   4,624 1,235
10,415   4,577 5,838
1,106   1,539 -433
12,132   11,174 958
8,922   3,667 5,255
3,648   4,079 -431
18,614   19,348 -734
1,318   1,286 32
2,772   1,789 983
3,345   3,077 268
117   114 3
273     273
1,524   1,561 -37
619   600 19
567   619 -52
3,425   1,220 2,205
15,826   15,399 427
1,042   777 265
219   211 8
255   243 12
1,702   1,554 148
22,625   16,688 5,937
4,350   10,825 -6,475
68   65 3
65,000   64,709 291
43,773   39,512 4,261
8,401   6,725 1,676
491   389 102
717   713 4
16   16  
1,212   1,127 85
9,872   13,578 -3,706
16,274   14,191 2,083
10,583   10,320 263
2,177   2,174 3
5,469   5,305 164
5,726   5,918 -192
2,525   2,501 24
5,273   5,545 -272
315   310 5
11,439   10,411 1,028
83,753   80,515 3,238
1     1
81,588   75,830 5,758
75   72 3
4,110   4,134 -24
111,160   114,062 -2,902
3,197   1,703 1,494
2,088   2,043 45
740   860 -120
4,258   4,853 -595
410   239 171
2,454   1,433 1,021
1,683   1,261 422
7,033   4,528 2,505
2,067   2,043 24
6,303   2,667 3,636
4,275   4,690 -415
3,898   4,261 -363
2,658   1,464 1,194
5,184   2,631 2,553
3,941   2,525 1,416
2,077   1,902 175
1,541   1,803 -262
4,755   4,648 107
6,959   6,200 759
1,298   1,311 -13
5,665   5,143 522
1,520   772 748
3,892   2,136 1,756
14,827   5,472 9,355
2,085   1,555 530
3,023   3,093 -70
6,824   6,916 -92
1,425   1,435 -10
3,731   3,764 -33
184   185 -1
9,684   10,090 -406
568   414 154
32,295   23,090 9,205
754   552 202
94   63 31
259   174 85
11,770   7,889 3,881
6,800   4,101 2,699
1,007   599 408
906   539 367
3,289   1,650 1,639
17,123   22,925 -5,802
39,593   13,515 26,078
31,283   31,187 96
30,164   30,059 105
14,513   11,962 2,551
26,727   11,002 15,725
33,503   31,932 1,571
114   77 37
290   195 95
8,015   7,645 370
8,277   7,554 723
3,341   1,976 1,365
993   1,005 -12
60   41 19
3,147   3,171 -24
5,767   8,205 -2,438
738   956 -218
24,279   23,806 473
1,878   1,308 570
3,236   3,817 -581
2,412   2,355 57
62   56 6
3,177   2,995 182
1,639   1,609 30
202   171 31
5,004   4,097 907
937   662 275
1,610   1,427 183
8     8
1,298   1,542 -244
4,837   3,308 1,529
13,105   8,957 4,148
37   34 3
72,961   72,756 205
234   166 68
12,798   9,593 3,205
10,665   7,666 2,999
18,932   12,973 5,959
18   12 6
299   198 101
1,364   1,597 -233
1,019   1,184 -165
87   79 8
2,419   2,448 -29
4,761   2,829 1,932
3,273   2,318 955
49   34 15
63   43 20
4,628   3,557 1,071
4,074   3,156 918
892   682 210
1,820   1,418 402
3,177   3,562 -385
2,738   2,407 331
2,387   2,393 -6
817   963 -146
3,541   2,820 721
1,195   1,100 95
8,368   7,577 791
542   432 110
2,386   1,591 795
2,162   1,341 821
2,908   1,711 1,197
1,886   946 940
3,191   2,985 206
7,037   6,723 314
5,342   4,952 390
4,446   3,302 1,144
4,066   1,131 2,935
1,371   872 499
2,323   2,379 -56
4,584   3,489 1,095
3,498   2,574 924
4,996   2,433 2,563
1,635   1,584 51
1,097   864 233
2,449   1,791 658
3,334   3,348 -14
1,929   1,110 819
2,265   2,270 -5
6,047   4,432 1,615
2,940   2,495 445
2,069   1,905 164
1,627   1,528 99
2,023   597 1,426
63   43 20
35   24 11
5,031   2,971 2,060
2,913   1,313 1,600
2,967   1,389 1,578
2,194   2,081 113
2,897   334 2,563
3,525   2,865 660
7,424   6,369 1,055
2,182   2,146 36
2,542   1,628 914
1,525   690 835
2,251   1,670 581
5,882   5,818 64
1,575   1,107 468
2,209   2,153 56
2,126   1,960 166
4,635   4,482 153
4,128   2,423 1,705
6,688   6,669 19
3,128   3,405 -277
266   290 -24
4,219   4,267 -48
1,499   1,263 236
1,970   1,138 832
400,000   400,420 -420
3,597   2,690 907
13,954   17,268 -3,314
14,525   19,775 -5,250
3,230   2,988 242
1,559   1,866 -307
619   701 -82
271   312 -41
136   155 -19
16,364   14,057 2,307
2,025   1,267 758
14,150   11,241 2,909
5,653   4,936 717
8,629   8,337 292
3,034   3,240 -206
45   52 -7
1,236   1,425 -189
5,633   3,496 2,137
6   5 1
6   6  
38   26 12
944   666 278
13,249   12,866 383
87,896   84,529 3,367
793   933 -140
183   129 54
2,916   3,094 -178
14,761   13,386 1,375
3,265   3,568 -303
1,326   1,555 -229
4,461   1,130 3,331
2,822   1,913 909
1,848   1,846 2
175   170 5
4,575   4,725 -150
1,663   1,647 16
4,307   4,523 -216
14,677   6,889 7,788
1,598   1,132 466
441   424 17
299   215 84
7,224   3,672 3,552
9,206   5,141 4,065
1,566   1,581 -15
238   234 4
1,289   1,483 -194
2,079   2,272 -193
152   170 -18
1,289   1,419 -130
830   985 -155
250   182 68
2,319   1,749 570
1,502   1,283 219
1,538   1,324 214
2,133   1,717 416
724   576 148
3,199   3,018 181
1,460   1,681 -221
264     264
2,826   1,971 855
2,711   2,376 335
2,891   2,956 -65
5,239   5,307 -68
1,493   1,503 -10
150   151 -1
181   182 -1
1,057   1,101 -44
3,089   3,234 -145
5,796   4,102 1,694
2,898   2,090 808
9,311   4,488 4,823
7,079   3,956 3,123
2,962   2,138 824
1,457   1,132 325
6,080   5,472 608
14,746   11,835 2,911
3,127   2,493 634
3,127   2,654 473
6,278   4,875 1,403
7,672   6,189 1,483
23,445   7,288 16,157
8,000   6,048 1,952
2,648   1,994 654
5,213   1,582 3,631
377,894   362,737 15,157
269,924   260,189 9,735
5,830   3,452 2,378
2,131   2,179 -48
20,340   20,543 -203
6,931   6,728 203
17,368   16,308 1,060
1,624   1,374 250
9,191   2,924 6,267
375,687   363,449 12,238
268,348   258,811 9,537
5,951   4,709 1,242
12,331   9,236 3,095
85,238   74,657 10,581
6,660   3,023 3,637
11,668   4,002 7,666
4,326   4,068 258
1,489   1,309 180
4,685   4,090 595
7,938   6,937 1,001
2,784   900 1,884
7,497   4,221 3,276
6,172   4,055 2,117
15,284   4,899 10,385
1,482   1,397 85
7,821   6,720 1,101
4,231   2,858 1,373
6,157   5,164 993
5,224   5,302 -78
10,115   2,701 7,414
4,753   5,074 -321
5,981   3,021 2,960
6,522   2,019 4,503
6,405   2,068 4,337
6,194   1,307 4,887
6,334   3,586 2,748
7,395   4,963 2,432
5,993   4,740 1,253
6,176   5,905 271
5,288   4,752 536
750,000   730,541 19,459
7,635   7,537 98
6,416   1,706 4,710
7,952   8,018 -66
9,693   9,680 13
3,717   2,778 939
6,003   2,381 3,622
7,001   5,111 1,890
2,172   1,110 1,062
6,610   4,045 2,565
6,499   6,119 380
3,065   3,114 -49
5,751   5,792 -41
3,507   3,286 221
8,330   6,596 1,734
6,856   3,557 3,299
3,845   768 3,077
6,583   3,231 3,352
1,196   1,316 -120
5,202   5,354 -152
6,143   2,803 3,340
6,352   3,796 2,556
4,443   4,294 149
6,048   6,898 -850
7,049   4,280 2,769
4,425   4,728 -303
7,707   6,653 1,054
29,233   22,506 6,727
28,901   23,928 4,973
18,340   18,034 306
6,167   6,084 83
46,955   12,572 34,383
22,213   23,052 -839
27,732   14,241 13,491
30,586   9,395 21,191
30,401   9,590 20,811
28,921   6,144 22,777
30,186   16,930 13,256
34,315   23,361 10,954
270   215 55
27,860   19,211 8,649
15,917   15,073 844
13,138   8,703 4,435
36,458   35,578 880
29,804   8,082 21,722
23,164   22,956 208
14,825   12,106 2,719
27,636   27,814 -178
15,412   14,017 1,395
1,594   831 763
28,302   11,194 17,108
25,538   7,713 17,825
6,647   4,855 1,792
30,512   18,028 12,484
29,334   28,029 1,305
919   883 36
14,009   14,574 -565
20,967   5,226 15,741
6,263   6,270 -7
39,333   30,350 8,983
31,953   16,100 15,853
17,541   3,547 13,994
30,733   15,329 15,404
8,899   9,271 -372
21,021   21,359 -338
21,263   9,676 11,587
30,058   18,040 12,018
28,406   32,635 -4,229
33,335   19,398 13,937
8,602   9,007 -405
12,544   13,060 -516
6,750   2,026 4,724
204   150 54
101   74 27
6,931   7,423 -492
1,594   777 817
352   269 83
159   127 32
1,824   1,822 2
4,114   3,996 118
5,027   5,189 -162
876   867 9
4,728   4,961 -233
261   257 4
130   106 24
1,511   1,201 310
1,948   1,691 257
69   66 3
307   247 60
2,057   2,599 -542
1,377   1,738 -361
423   345 78
1,872   1,647 225
1,392   1,690 -298
367,580   370,484 -2,904
360,748   363,929 -3,181
1,663   1,706 -43
428   458 -30
582   676 -94
898   771 127
5,674   5,906 -232
4,096   4,187 -91
2,755   2,790 -35
1,434   1,444 -10
285   287 -2
182   183 -1
3,779   3,933 -154
2,530   2,647 -117
1,938   2,022 -84
167   183 -16
803   753 50
2,684   3,077 -393
1,633   1,684 -51
4,189   2,001 2,188
13,546   10,710 2,836
667   665 2
28,352   19,837 8,515
6,487   3,766 2,721
27,103   28,099 -996
7,803   8,990 -1,187
5,394   5,474 -80
18,916   19,197 -281
1,084   960 124
2,446   2,772 -326
4,447   3,679 768
1,906   1,597 309
6,810   3,332 3,478
753   908 -155
1,908   2,453 -545
73   64 9
1,095   960 135
6,920   4,031 2,889
250,000   248,241 1,759
2,109   1,857 252
6,566   4,373 2,193
1,081   801 280
1,528   1,446 82
718   648 70
3,199   2,881 318
3,944   2,646 1,298
6,586   4,977 1,609
848   580 268
9,992   7,992 2,000
13,319   9,795 3,524
6,573   4,722 1,851
9,343   5,058 4,285
11,686   8,999 2,687
3,458   3,397 61
3,662   3,023 639
37,265   23,008 14,257
82,646   75,024 7,622
26,614   20,111 6,503
685   684 1
685   704 -19
707   632 75
1,550   777 773
1,633   1,669 -36
15,249   9,291 5,958
1,680   1,678 2
165   160 5
3,927   4,050 -123
727   720 7
1,345   1,410 -65
972   956 16
16,145   8,561 7,584
5,733   3,643 2,090
1,595   808 787
938   1,018 -80
308   297 11
1,735   1,890 -155
12,648   6,519 6,129
20,924   20,183 741
32,681   31,155 1,526
2,877   1,254 1,623
1,466   603 863
6,109   2,276 3,833
3,362   1,375 1,987
7,171   6,259 912
7,145   3,606 3,539
13,361   10,360 3,001
857   728 129
14,135   12,866 1,269
487   201 286
6,093   4,905 1,188
4,471   2,957 1,514
2,298   934 1,364
7,417   3,798 3,619
4,526   2,814 1,712
2,087   1,395 692
2,750   1,841 909
491   248 243
3,759   2,375 1,384
4,823   2,358 2,465
3,091   3,157 -66
3,577   3,621 -44
1,523   1,533 -10
177   178 -1
182   184 -2
5,209   5,416 -207
2,616   2,735 -119
2,447   2,550 -103
907   840 67
1,249   666 583
2,299   1,941 358
1,536   1,571 -35
209   84 125
473   193 280
41,220   18,547 22,673
15,498   7,752 7,746
2,169   880 1,289
209   222 -13
93   99 -6
1,181   1,178 3
3,392   1,650 1,742
5,906   3,573 2,333
4,034   3,424 610
2,107   1,710 397
5,292   1,795 3,497
5,526   4,259 1,267
630   253 377
1,529   611 918
3,780   4,627 -847
5,185   5,437 -252
2,167   1,593 574
3,034   2,280 754
3,497   1,650 1,847
1,351   544 807
3,588   1,650 1,938
500,000   468,288 31,712
939   373 566
6,756   6,196 560
894   769 125
6,727   5,135 1,592
926   371 555
8,868   6,634 2,234
5,319   3,272 2,047
4,682   1,833 2,849
3,758   1,860 1,898
6,247   1,979 4,268
1,073   544 529
692   643 49
1,635   1,675 -40
1,343   902 441
1,720   710 1,010
1,015   756 259
790   864 -74
6,086   5,558 528
2,148   559 1,589
870   825 45
4,659   3,978 681
5,050   1,618 3,432
5,280   4,064 1,216
5,399   4,086 1,313
1,880   789 1,091
5,118   2,757 2,361
2,136   2,133 3
164   159 5
6,824   7,034 -210
817   809 8
8,279   8,666 -387
314   303 11
2,356   1,008 1,348
263   259 4
1,792   2,082 -290
81,550   79,941 1,609
11,920   11,190 730
23   24 -1
1,476   993 483
6,497   4,883 1,614
5,003   2,979 2,024
120   122 -2
703   720 -17
7,819   2,955 4,864
13,290   11,576 1,714
268   272 -4
1,874   1,607 267
2,517   2,015 502
1,568   1,279 289
3,563   2,860 703
10,834   8,686 2,148
6,345   4,963 1,382
17,899   6,435 11,464
982   817 165
3,369   2,003 1,366
2,795   2,853 -58
2,356   2,384 -28
1,832   1,843 -11
4,755   5,090 -335
147   148 -1
207   209 -2
5,520   5,736 -216
4,510   4,711 -201
4,207   4,381 -174
291   295 -4
14,121   9,833 4,288
33,157   25,922 7,235
2,963   1,997 966
3,193   2,342 851
2,476   1,764 712
3,713   1,591 2,122
24,498   19,239 5,259
613   522 91
642   600 42
565   577 -12
565   577 -12
20,166   12,451 7,715
213   216 -3
2,241   1,536 705
4,567   3,102 1,465
4,552   3,068 1,484
2,286   1,879 407
27,807   19,947 7,860
3,176   2,683 493
1,409   1,538 -129
2,630   3,451 -821
1,117   1,120 -3
11,173   12,852 -1,679
13,266   5,223 8,043
1,794   2,010 -216
3,356   2,886 470
1,454   1,167 287
9,883   8,384 1,499
1,677   2,404 -727
269   389 -120
2,205   1,837 368
5,475   2,613 2,862
17,001   20,262 -3,261
11,268   10,918 350
12,520   10,763 1,757
2,968   2,599 369
2,348   1,488 860
3,675   3,511 164
6,565   6,898 -333
8,568   8,120 448
2,468   3,014 -546
5,659   3,363 2,296
19,332   14,359 4,973
15,795   22,083 -6,288
1,013   1,354 -341
2,920   2,245 675
3,807   5,000 -1,193
1,487   1,189 298
5,592   4,493 1,099
3,750   3,879 -129
5,704   6,696 -992
8,988   8,053 935
7,823   6,847 976
1,629   1,253 376
4,107   3,581 526
6,844   5,631 1,213
100,000   98,483 1,517
1,622   2,461 -839
3,856   2,810 1,046
1,572   986 586
24,665   23,632 1,033
1,611   2,045 -434
1,394   782 612
9,385   9,239 146
2,633   2,619 14
2,778   2,881 -103
1,975   1,543 432
1,108   6,107 -4,999
1,596   1,241 355
4,978   4,837 141
2,368   1,732 636
3,857   2,830 1,027
13,183   14,838 -1,655
3,761   1,158 2,603
617   660 -43
7,204   8,707 -1,503
4,734   5,568 -834
2,761   2,875 -114
983   973 10
1,966   2,000 -34
2,011   1,993 18
4,207   3,633 574
3,395   2,737 658
2,424   1,583 841
5,106   4,849 257
12,509   12,708 -199
2,156   754 1,402
1,722   1,648 74
6,914   4,780 2,134
2,995   3,410 -415
34   39 -5
1,810   2,545 -735
5,422   4,714 708
3,572   2,773 799
7,232   4,613 2,619
2,880   3,542 -662
3,378   1,963 1,415
9,753   9,249 504
10,136   12,619 -2,483
1,241   1,140 101
12,232   13,152 -920
6,436   6,440 -4
6,220   6,484 -264
117   117  
3,428   2,795 633
1,278   1,371 -93
1,818   1,951 -133
12,089   9,485 2,604
2,328   1,943 385
11,994   12,293 -299
10,176   11,797 -1,621
16,874   17,328 -454
10,019   10,090 -71
1,714   1,808 -94
6,424   6,188 236
20,807   22,194 -1,387
2,144   2,485 -341
1,397   1,115 282
1,509   1,782 -273
2,019   1,684 335
2,019   2,101 -82
5,426   6,342 -916
9,721   12,033 -2,312
3,636   3,447 189
23,056   22,110 946
3,013   3,250 -237
12,601   10,097 2,504
1,703   474 1,229
929   984 -55
12,700   13,347 -647
5,767   7,710 -1,943
2,383   2,791 -408
3,866   2,119 1,747
1,604   1,728 -124
17,645   18,589 -944
4,931   3,831 1,100
20,548   14,676 5,872
1,650   1,731 -81
2,394   1,111 1,283
635   556 79
1,270   1,004 266
2,768   259 2,509
912   655 257
2,999   1,945 1,054
4,904   3,962 942
1,298   730 568
3,864   2,555 1,309
3,545   3,545  
2,791   2,698 93
1,931   1,335 596
22,692   17,782 4,910
1,805   2,111 -306
1,981   2,317 -336
1,509   1,612 -103
5,315   4,940 375
7,934   7,852 82
1,763   1,679 84
6,171   5,935 236
16,474   14,745 1,729
4,393   4,337 56
3,807   3,458 349
10,239   10,654 -415
1,764   1,336 428
3,389   3,285 104
13,545   10,572 2,973
1,595   1,589 6
1,916   1,451 465
1,597   1,184 413
3,822   3,406 416
14,262   12,412 1,850
3,191   1,690 1,501
1,058   2,221 -1,163
4,362   3,899 463
6,325   6,439 -114
3,789   2,701 1,088
2,970   2,981 -11
2,541   3,188 -647
167   210 -43
22,002   16,174 5,828
1,639   898 741
19,387   25,498 -6,111
13,879   7,726 6,153
1,149   1,022 127
2,311   2,068 243
635   566 69
4,679   3,985 694
607   521 86
3,757   3,527 230
930   519 411
1,517   858 659
3,797   2,170 1,627
2,252   2,028 224
1,751   1,522 229
1,561   1,187 374
1,684   1,270 414
1,854   1,604 250
7,918   9,502 -1,584
20,163   19,987 176
1,964   190 1,774
12,685   11,004 1,681
2,986   2,546 440
9,276   2,235 7,041
6,640   1,583 5,057
8,200   9,785 -1,585
4,706   2,217 2,489
5,347   2,494 2,853
3,590   4,641 -1,051
2,424   3,079 -655
11,543   1,147 10,396
7,818   7,518 300
10,318   9,361 957
1,396   1,797 -401
892   1,198 -306
170   244 -74
1,360   1,947 -587
304   446 -142
9,548   9,737 -189
577   518 59
105,547   100,182 5,365
106     106
234     234
140     140
1,808   2,944 -1,136
1,386   2,582 -1,196
2,426   2,379 47
12,915   12,127 788
10,795   12,456 -1,661
13,902   16,398 -2,496
13,268   14,061 -793
20,280   20,117 163
166   252 -86
998   1,537 -539
964   1,513 -549
4,628   4,849 -221
404   428 -24
17,129   19,043 -1,914
2,511   2,659 -148
1,794   2,125 -331
15,729   19,692 -3,963
5,299   6,468 -1,169
1,325   888 437
1,461   2,169 -708
16,603   17,534 -931
1,924   1,833 91
16,905   21,260 -4,355
9,596   13,180 -3,584
3,603   4,983 -1,380
6,234   6,369 -135
9,756   10,610 -854
786   997 -211
7,730   10,190 -2,460
2,942   2,566 376
3,941   3,224 717
88   256 -168
3,083   9,982 -6,899
76   226 -150
1,779   5,416 -3,637
2,876   2,795 81
6,853   8,711 -1,858
42,588   33,548 9,040
1,506   3,696 -2,190
1,296   3,098 -1,802
253   583 -330
22,405   25,437 -3,032
1,332   694 638
2,757   1,418 1,339
5,633   3,855 1,778
1,562   3,724 -2,162
706   1,562 -856
4,193   4,915 -722
7,663   9,425 -1,762
1,589   1,587 2
4,959   4,825 134
8,680   8,940 -260
1,156   1,144 12
3,783   3,955 -172
11,915   13,653 -1,738
239   235 4
4   5 -1
1,405   1,495 -90
60   57 3
9,298   13,831 -4,533
12,739   18,059 -5,320
5,844   6,374 -530
5,126   8,338 -3,212
8,990   4,184 4,806
6,264   6,179 85
2,752   3,058 -306
64   33 31
6,214   5,877 337
9,059   3,914 5,145
26,280   42,242 -15,962
7,607   6,989 618
6,126   3,610 2,516
149   87 62
9,182   4,958 4,224
715   436 279
271,000   265,129 5,871
27,872   38,433 -10,561
7,679   10,383 -2,704
17,159   23,269 -6,110
388,440   385,956 2,484
1,216   1,377 -161
7,373   9,510 -2,137
6,912   9,641 -2,729
1,655   2,082 -427
1,493   1,866 -373
19,561   24,722 -5,161
2,471   2,521 -50
4,258   4,307 -49
1,729   1,740 -11
5,213   5,571 -358
166   167 -1
178   179 -1
12,151   12,619 -468
6,202   6,471 -269
5,024   5,227 -203
9,515   12,613 -3,098
10,035   12,359 -2,324
4,529   6,111 -1,582
6,518   5,735 783
443   385 58
1,113   970 143
819   713 106
215   234 -19
3,288   1,893 1,395
2,639   1,526 1,113
722   858 -136
1,575   1,891 -316
722   870 -148
714   1,159 -445
4,639   6,104 -1,465
5,656   4,809 847
326   345 -19
1,567   835 732
1,604   1,860 -256
223   242 -19
9,756   7,038 2,718
1,492   2,125 -633
8,330   6,469 1,861
7,288   4,680 2,608
299   314 -15
1,155   1,619 -464
81   32 49
4,565   1,827 2,738
249   261 -12
100,000   98,174 1,826
980   1,334 -354
814   1,119 -305
4,152   1,699 2,453
133   136 -3
1,004   1,334 -330
10   10  
4,981   3,478 1,503
78,813   76,144 2,669
79,400   81,682 -2,282
326,563   314,044 12,519
362   376 -14
1,924   1,921 3
6,301   6,136 165
8,049   8,283 -234
1,344   1,331 13
3,635   3,795 -160
555   575 -20
9,915   6,595 3,320
3,895   3,832 63
4,537   4,225 312
1,854   1,730 124
3,192   2,978 214
60   58 2
771   789 -18
110   114 -4
5,428   9,522 -4,094
10   10  
12,142   2,701 9,441
23,467   22,365 1,102
22,581   28,603 -6,022
5,756   5,443 313
101   104 -3
3,682   4,294 -612
467   544 -77
4,269   4,974 -705
7,625   2,219 5,406
3,534   3,662 -128
728   771 -43
5,400   6,109 -709
2,726   1,967 759
3,476   2,286 1,190
7,912   6,851 1,061
3,359   1,522 1,837
2,420   1,103 1,317
1,029   1,058 -29
253   263 -10
2,315   2,647 -332
625   630 -5
3,726   3,799 -73
3,272   3,309 -37
2,253   2,266 -13
1,551   1,611 -60
157   158 -1
178   180 -2
7,777   8,072 -295
6,883   7,174 -291
4,801   4,989 -188
1,028   579 449
1,051   478 573
907   904 3
6,797   9,808 -3,011
20,699   29,993 -9,294
102     102
480   524 -44
1,345   1,467 -122
1,690   899 791
590   611 -21
2,769   1,248 1,521
558   629 -71
465   528 -63
490   475 15
28,175   18,760 9,415
27,206   34,478 -7,272
2,267   3,085 -818
501,998   500,000 1,998
4,975   6,245 -1,270
4,655   1,211 3,444
405   517 -112
409   485 -76
360   402 -42
9,098   11,901 -2,803
9,798   9,797 1
611   880 -269
1,832   1,985 -153
4,209   1,024 3,185
4,117   928 3,189
5,406   3,845 1,561
273   300 -27
3,382   3,721 -339
454   481 -27
3,347   1,452 1,895
8,527   4,362 4,165
2,157   2,141 16
21,038   19,405 1,633
3,471   3,841 -370
1,766   1,713 53
7,690   1,621 6,069
5,759   6,194 -435
702   680 22
8,703   10,749 -2,046
948   1,142 -194
10,357   23,722 -13,365
1,956   4,836 -2,880
260   266 -6
14,688   9,237 5,451
4,009   4,186 -177
668   680 -12
240   242 -2
9,883   9,848 35
1,961   1,959 2
170   166 4
13,172   13,545 -373
1,764   1,747 17
7,578   7,901 -323
64   62 2
5,308   3,554 1,754
3,040   4,912 -1,872
1,989   3,293 -1,304
1,991   2,389 -398
12,378   14,508 -2,130
5,082   4,776 306
2,629   3,054 -425
11,189   8,876 2,313
1,353   2,215 -862
1,348   1,360 -12
3,537   3,569 -32
1,252   1,422 -170
3,992   4,727 -735
6,825   5,658 1,167
20,173   17,061 3,112
12,713   14,052 -1,339
8,682   9,361 -679
14,469   14,600 -131
5,228   3,289 1,939
174   196 -22
6,978   7,052 -74
912,429   902,268 10,161
14,508   3,698 10,810
21,855   26,221 -4,366
8,370   4,007 4,363
5,324   3,264 2,060
666   676 -10
536   326 210
2,260   2,304 -44
3,583   3,622 -39
4,250   4,275 -25
2,744   2,848 -104
156   157 -1
179   180 -1
7,271   7,542 -271
8,175   8,512 -337
98   91 7
62   40 22
6,455   4,118 2,337
8,998   8,688 310
3,252   2,071 1,181
3,233   2,815 418
1,673   1,474 199
4,053   4,262 -209
18,915   18,598 317
4,222   4,300 -78
520   667 -147
14,653   14,233 420
4,571   4,346 225
5,540   5,283 257
7,071   2,374 4,697
1,433   310 1,123
7,240   7,000 240
8,325   2,007 6,318
1,278   1,946 -668
15,609   17,003 -1,394
36,062   37,200 -1,138
8,925   10,907 -1,982
6,981   6,574 407
12,195   11,471 724
4,501   3,400 1,101
8,537   8,012 525
1,621   1,394 227
1,889   1,379 510
2,627   3,292 -665
545   424 121
2,082   1,585 497
1,191   408 783
4,372   4,405 -33
1,319   1,640 -321
869   782 87
7,268   6,931 337
845   294 551
115,270   100,000 15,270
54,768   49,081 5,687
6,225   6,806 -581
340   313 27
3,866   3,538 328
24,425   24,473 -48
784   277 507
98,276   89,689 8,587
2,998   2,245 753
1,179   1,076 103
13,701   13,587 114
1,400   1,255 145
2,069   1,465 604
7,358   7,208 150
2,523   2,165 358
516   509 7
2,151   2,118 33
6,096   9,212 -3,116
861   982 -121
5,453   4,480 973
1,563   1,561 2
152   148 4
13,232   13,595 -363
1,177   1,165 12
7,382   7,687 -305
4,989   4,913 76
366   300 66
1,364   1,235 129
5,940   4,003 1,937
310   257 53
1,789   1,227 562
60   58 2
610   491 119
254   198 56
21,884   13,269 8,615
25,614   26,511 -897
3,325   1,158 2,167
3,188   2,198 990
864   768 96
5,417   4,252 1,165
6,051   5,074 977
1,536   538 998
1,044   742 302
8,842   8,955 -113
1,202   1,071 131
1,602   1,512 90
5,517   5,172 345
6,009   6,474 -465
5,208   5,750 -542
1,692   1,724 -32
3,947   3,990 -43
6,505   6,542 -37
4,058   4,209 -151
507   510 -3
180   181 -1
7,606   7,885 -279
8,344   8,677 -333
12,383   12,576 -193
1,091   990 101
12,245   11,226 1,019
6,914   6,413 501
92   81 11
2,521   2,219 302
2,032   1,989 43
3,841   3,811 30
571   441 130
536   395 141
3,231   2,865 366
3,059   2,873 186
362   385 -23
1,328   988 340
1,952   1,735 217
962   739 223
481   343 138
440   460 -20
641   601 40
1,862   585 1,277
1,964   1,493 471
2,115   1,915 200
1,949   1,852 97
1,493   911 582
4,243   3,244 999
1,395   1,305 90
2,433   1,683 750
2,433   1,894 539
1,389   1,150 239
2,116   1,570 546
1,468   1,407 61
2,147   1,570 577
14,634   16,345 -1,711
9,889   2,294 7,595
4,125   3,340 785
48   46 2
688   515 173
572   464 108
1,801   1,799 2
12,346   12,675 -329
891   882 9
4,693   4,880 -187
19,856   6,904 12,952
23,750   24,433 -683
11,335   13,395 -2,060
65   62 3
2,772   4,082 -1,310
134   254 -120
802   1,177 -375
785   696 89
271   507 -236
1,360   1,371 -11
2,027   1,489 538
148   151 -3
1,943   2,796 -853
7,233   6,359 874
7,418   7,326 92
472   887 -415
12,407   13,602 -1,195
2,747   3,823 -1,076
439   375 64
341   633 -292
2,717   2,741 -24
25,185   26,387 -1,202
20,276   19,802 474
6,737   6,603 134
2,459   1,683 776
1,320   1,109 211
495   796 -301
136   253 -117
1,380   1,371 9
3,287   3,741 -454
1,648   1,677 -29
3,604   3,641 -37
4,541   4,567 -26
4,573   4,739 -166
561   575 -14
3,696   3,722 -26
180   181 -1
8,231   8,528 -297
8,180   8,496 -316
469   775 -306
2,128   2,142 -14
1,950   1,163 787
2,175   2,470 -295
1,339   1,160 179
1,322   2,200 -878
3,252   3,354 -102
1,344   1,371 -27
3,464   1,927 1,537
2,146   2,452 -306
1,735   1,531 204
3,284   5,447 -2,163
126   191 -65
3,797   3,488 309
      48
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -3,415
b       -129
c       144
d       81
e       -433
      3,508
      22
      39
      -262
      21,996
      1,121
      1,123
      1,439
      3,672
      3,165
      4,493
      2,660
      2,147
      -281
      2,593
      37
      1,035
      2,940
      1,131
      2,728
      24
      226
      203
      250
      59
      -72
      499
      50
      203
      1,650
      -96
      -5
      405
      1,258
      2,581
      53
      1,462
      1,958
      2,516
      1,899
      -38
      569
      882
      58
      145
      777
      1,910
      -22
      252
      -67
      939
      1,282
      708
      1,743
      5
      31
      41
      91
      27
      29
      1,703
      450
      128
      348
      250
      950
      387
      707
      503
      188
      672
      1,075
      2,482
      486
      681
      807
      2,875
      1,332
      2,174
      1,671
      1,125
      1,530
      2,919
      2,772
      3,047
      1,181
      2,206
      190
      -5
      -133
       
      -96
       
      450
      173
      1,981
      -47
      189
      13,345
      112
      1,884
      5,728
      303
      -3,832
      109
      4
      -27
      196
      -549
      9
      -1,034
      4
      2
      101
      7,791
      217
      44
      90
      203
      193
      2,941
      130
      2,327
      832
      439
      892
      1,948
      938
      2,025
      156
      -3
      -117
      -109
       
      -2
      -33
      -1
      -37
      -517
      1,410
      166
      46
      2,883
      12
      1,654
      -45
      233
      1,202
      167
      1,691
      136
      583
      396
      618
      2,797
      123
      2,411
      1,155
      1,391
      147
      275
      2,277
      598
      348
      -356
      2,415
      303
      5,029
      2,201
      905
      341
      2,827
      4,021
      2,721
      5,016
      7,286
      2,504
      4,983
      348
      1,024
      15
      1,839
      14
      -4,967
      135
      163
      504
      2
      137
      -176
      -4,928
      420
      1,233
      1,051
      226
      40
      843
      13,988
      176
      694
      1,380
      37
      75
      60
      713
      6,982
      72
      3,006
      740
      6,254
      4,439
      9,136
      -34
      804
      58
      59
      49
      -33
      -28
      -20
      -205
      -220
      2,255
      1,566
      721
      721
      230
      2,685
      133
      -1,063
      -126
      -114
      3
      189
      -343
      15
      -370
      240
      361
      1,489
      7
      -606
      2,290
      622
      -1,405
      677
      -437
      912
      2
      1,369
      -153
      1,222
      4,739
      3,575
      -13
      7,710
      -261
      16,616
      3,525
      3,372
      1,216
      -704
      -2,839
      -100
      -64
      -9
      -2
      -30
      -96
      573
      -311
      1,551
      8,967
      2,051
      -561
      582
      -264
      -840
      -159
      3,979
      6,353
      -963
      1,313
      10,367
      18,445
      7,440
      1,235
      5,838
      -433
      958
      5,255
      -431
      -734
      32
      983
      268
      3
      273
      -37
      19
      -52
      2,205
      427
      265
      8
      12
      148
      5,937
      -6,475
      3
      291
      4,261
      1,676
      102
      4
       
      85
      -3,706
      2,083
      263
      3
      164
      -192
      24
      -272
      5
      1,028
      3,238
      1
      5,758
      3
      -24
      -2,902
      1,494
      45
      -120
      -595
      171
      1,021
      422
      2,505
      24
      3,636
      -415
      -363
      1,194
      2,553
      1,416
      175
      -262
      107
      759
      -13
      522
      748
      1,756
      9,355
      530
      -70
      -92
      -10
      -33
      -1
      -406
      154
      9,205
      202
      31
      85
      3,881
      2,699
      408
      367
      1,639
      -5,802
      26,078
      96
      105
      2,551
      15,725
      1,571
      37
      95
      370
      723
      1,365
      -12
      19
      -24
      -2,438
      -218
      473
      570
      -581
      57
      6
      182
      30
      31
      907
      275
      183
      8
      -244
      1,529
      4,148
      3
      205
      68
      3,205
      2,999
      5,959
      6
      101
      -233
      -165
      8
      -29
      1,932
      955
      15
      20
      1,071
      918
      210
      402
      -385
      331
      -6
      -146
      721
      95
      791
      110
      795
      821
      1,197
      940
      206
      314
      390
      1,144
      2,935
      499
      -56
      1,095
      924
      2,563
      51
      233
      658
      -14
      819
      -5
      1,615
      445
      164
      99
      1,426
      20
      11
      2,060
      1,600
      1,578
      113
      2,563
      660
      1,055
      36
      914
      835
      581
      64
      468
      56
      166
      153
      1,705
      19
      -277
      -24
      -48
      236
      832
      -420
      907
      -3,314
      -5,250
      242
      -307
      -82
      -41
      -19
      2,307
      758
      2,909
      717
      292
      -206
      -7
      -189
      2,137
      1
       
      12
      278
      383
      3,367
      -140
      54
      -178
      1,375
      -303
      -229
      3,331
      909
      2
      5
      -150
      16
      -216
      7,788
      466
      17
      84
      3,552
      4,065
      -15
      4
      -194
      -193
      -18
      -130
      -155
      68
      570
      219
      214
      416
      148
      181
      -221
      264
      855
      335
      -65
      -68
      -10
      -1
      -1
      -44
      -145
      1,694
      808
      4,823
      3,123
      824
      325
      608
      2,911
      634
      473
      1,403
      1,483
      16,157
      1,952
      654
      3,631
      15,157
      9,735
      2,378
      -48
      -203
      203
      1,060
      250
      6,267
      12,238
      9,537
      1,242
      3,095
      10,581
      3,637
      7,666
      258
      180
      595
      1,001
      1,884
      3,276
      2,117
      10,385
      85
      1,101
      1,373
      993
      -78
      7,414
      -321
      2,960
      4,503
      4,337
      4,887
      2,748
      2,432
      1,253
      271
      536
      19,459
      98
      4,710
      -66
      13
      939
      3,622
      1,890
      1,062
      2,565
      380
      -49
      -41
      221
      1,734
      3,299
      3,077
      3,352
      -120
      -152
      3,340
      2,556
      149
      -850
      2,769
      -303
      1,054
      6,727
      4,973
      306
      83
      34,383
      -839
      13,491
      21,191
      20,811
      22,777
      13,256
      10,954
      55
      8,649
      844
      4,435
      880
      21,722
      208
      2,719
      -178
      1,395
      763
      17,108
      17,825
      1,792
      12,484
      1,305
      36
      -565
      15,741
      -7
      8,983
      15,853
      13,994
      15,404
      -372
      -338
      11,587
      12,018
      -4,229
      13,937
      -405
      -516
      4,724
      54
      27
      -492
      817
      83
      32
      2
      118
      -162
      9
      -233
      4
      24
      310
      257
      3
      60
      -542
      -361
      78
      225
      -298
      -2,904
      -3,181
      -43
      -30
      -94
      127
      -232
      -91
      -35
      -10
      -2
      -1
      -154
      -117
      -84
      -16
      50
      -393
      -51
      2,188
      2,836
      2
      8,515
      2,721
      -996
      -1,187
      -80
      -281
      124
      -326
      768
      309
      3,478
      -155
      -545
      9
      135
      2,889
      1,759
      252
      2,193
      280
      82
      70
      318
      1,298
      1,609
      268
      2,000
      3,524
      1,851
      4,285
      2,687
      61
      639
      14,257
      7,622
      6,503
      1
      -19
      75
      773
      -36
      5,958
      2
      5
      -123
      7
      -65
      16
      7,584
      2,090
      787
      -80
      11
      -155
      6,129
      741
      1,526
      1,623
      863
      3,833
      1,987
      912
      3,539
      3,001
      129
      1,269
      286
      1,188
      1,514
      1,364
      3,619
      1,712
      692
      909
      243
      1,384
      2,465
      -66
      -44
      -10
      -1
      -2
      -207
      -119
      -103
      67
      583
      358
      -35
      125
      280
      22,673
      7,746
      1,289
      -13
      -6
      3
      1,742
      2,333
      610
      397
      3,497
      1,267
      377
      918
      -847
      -252
      574
      754
      1,847
      807
      1,938
      31,712
      566
      560
      125
      1,592
      555
      2,234
      2,047
      2,849
      1,898
      4,268
      529
      49
      -40
      441
      1,010
      259
      -74
      528
      1,589
      45
      681
      3,432
      1,216
      1,313
      1,091
      2,361
      3
      5
      -210
      8
      -387
      11
      1,348
      4
      -290
      1,609
      730
      -1
      483
      1,614
      2,024
      -2
      -17
      4,864
      1,714
      -4
      267
      502
      289
      703
      2,148
      1,382
      11,464
      165
      1,366
      -58
      -28
      -11
      -335
      -1
      -2
      -216
      -201
      -174
      -4
      4,288
      7,235
      966
      851
      712
      2,122
      5,259
      91
      42
      -12
      -12
      7,715
      -3
      705
      1,465
      1,484
      407
      7,860
      493
      -129
      -821
      -3
      -1,679
      8,043
      -216
      470
      287
      1,499
      -727
      -120
      368
      2,862
      -3,261
      350
      1,757
      369
      860
      164
      -333
      448
      -546
      2,296
      4,973
      -6,288
      -341
      675
      -1,193
      298
      1,099
      -129
      -992
      935
      976
      376
      526
      1,213
      1,517
      -839
      1,046
      586
      1,033
      -434
      612
      146
      14
      -103
      432
      -4,999
      355
      141
      636
      1,027
      -1,655
      2,603
      -43
      -1,503
      -834
      -114
      10
      -34
      18
      574
      658
      841
      257
      -199
      1,402
      74
      2,134
      -415
      -5
      -735
      708
      799
      2,619
      -662
      1,415
      504
      -2,483
      101
      -920
      -4
      -264
       
      633
      -93
      -133
      2,604
      385
      -299
      -1,621
      -454
      -71
      -94
      236
      -1,387
      -341
      282
      -273
      335
      -82
      -916
      -2,312
      189
      946
      -237
      2,504
      1,229
      -55
      -647
      -1,943
      -408
      1,747
      -124
      -944
      1,100
      5,872
      -81
      1,283
      79
      266
      2,509
      257
      1,054
      942
      568
      1,309
       
      93
      596
      4,910
      -306
      -336
      -103
      375
      82
      84
      236
      1,729
      56
      349
      -415
      428
      104
      2,973
      6
      465
      413
      416
      1,850
      1,501
      -1,163
      463
      -114
      1,088
      -11
      -647
      -43
      5,828
      741
      -6,111
      6,153
      127
      243
      69
      694
      86
      230
      411
      659
      1,627
      224
      229
      374
      414
      250
      -1,584
      176
      1,774
      1,681
      440
      7,041
      5,057
      -1,585
      2,489
      2,853
      -1,051
      -655
      10,396
      300
      957
      -401
      -306
      -74
      -587
      -142
      -189
      59
      5,365
      106
      234
      140
      -1,136
      -1,196
      47
      788
      -1,661
      -2,496
      -793
      163
      -86
      -539
      -549
      -221
      -24
      -1,914
      -148
      -331
      -3,963
      -1,169
      437
      -708
      -931
      91
      -4,355
      -3,584
      -1,380
      -135
      -854
      -211
      -2,460
      376
      717
      -168
      -6,899
      -150
      -3,637
      81
      -1,858
      9,040
      -2,190
      -1,802
      -330
      -3,032
      638
      1,339
      1,778
      -2,162
      -856
      -722
      -1,762
      2
      134
      -260
      12
      -172
      -1,738
      4
      -1
      -90
      3
      -4,533
      -5,320
      -530
      -3,212
      4,806
      85
      -306
      31
      337
      5,145
      -15,962
      618
      2,516
      62
      4,224
      279
      5,871
      -10,561
      -2,704
      -6,110
      2,484
      -161
      -2,137
      -2,729
      -427
      -373
      -5,161
      -50
      -49
      -11
      -358
      -1
      -1
      -468
      -269
      -203
      -3,098
      -2,324
      -1,582
      783
      58
      143
      106
      -19
      1,395
      1,113
      -136
      -316
      -148
      -445
      -1,465
      847
      -19
      732
      -256
      -19
      2,718
      -633
      1,861
      2,608
      -15
      -464
      49
      2,738
      -12
      1,826
      -354
      -305
      2,453
      -3
      -330
       
      1,503
      2,669
      -2,282
      12,519
      -14
      3
      165
      -234
      13
      -160
      -20
      3,320
      63
      312
      124
      214
      2
      -18
      -4
      -4,094
       
      9,441
      1,102
      -6,022
      313
      -3
      -612
      -77
      -705
      5,406
      -128
      -43
      -709
      759
      1,190
      1,061
      1,837
      1,317
      -29
      -10
      -332
      -5
      -73
      -37
      -13
      -60
      -1
      -2
      -295
      -291
      -188
      449
      573
      3
      -3,011
      -9,294
      102
      -44
      -122
      791
      -21
      1,521
      -71
      -63
      15
      9,415
      -7,272
      -818
      1,998
      -1,270
      3,444
      -112
      -76
      -42
      -2,803
      1
      -269
      -153
      3,185
      3,189
      1,561
      -27
      -339
      -27
      1,895
      4,165
      16
      1,633
      -370
      53
      6,069
      -435
      22
      -2,046
      -194
      -13,365
      -2,880
      -6
      5,451
      -177
      -12
      -2
      35
      2
      4
      -373
      17
      -323
      2
      1,754
      -1,872
      -1,304
      -398
      -2,130
      306
      -425
      2,313
      -862
      -12
      -32
      -170
      -735
      1,167
      3,112
      -1,339
      -679
      -131
      1,939
      -22
      -74
      10,161
      10,810
      -4,366
      4,363
      2,060
      -10
      210
      -44
      -39
      -25
      -104
      -1
      -1
      -271
      -337
      7
      22
      2,337
      310
      1,181
      418
      199
      -209
      317
      -78
      -147
      420
      225
      257
      4,697
      1,123
      240
      6,318
      -668
      -1,394
      -1,138
      -1,982
      407
      724
      1,101
      525
      227
      510
      -665
      121
      497
      783
      -33
      -321
      87
      337
      551
      15,270
      5,687
      -581
      27
      328
      -48
      507
      8,587
      753
      103
      114
      145
      604
      150
      358
      7
      33
      -3,116
      -121
      973
      2
      4
      -363
      12
      -305
      76
      66
      129
      1,937
      53
      562
      2
      119
      56
      8,615
      -897
      2,167
      990
      96
      1,165
      977
      998
      302
      -113
      131
      90
      345
      -465
      -542
      -32
      -43
      -37
      -151
      -3
      -1
      -279
      -333
      -193
      101
      1,019
      501
      11
      302
      43
      30
      130
      141
      366
      186
      -23
      340
      217
      223
      138
      -20
      40
      1,277
      471
      200
      97
      582
      999
      90
      750
      539
      239
      546
      61
      577
      -1,711
      7,595
      785
      2
      173
      108
      2
      -329
      9
      -187
      12,952
      -683
      -2,060
      3
      -1,310
      -120
      -375
      89
      -236
      -11
      538
      -3
      -853
      874
      92
      -415
      -1,195
      -1,076
      64
      -292
      -24
      -1,202
      474
      134
      776
      211
      -301
      -117
      9
      -454
      -29
      -37
      -26
      -166
      -14
      -26
      -1
      -297
      -316
      -306
      -14
      787
      -295
      179
      -878
      -102
      -27
      1,537
      -306
      204
      -2,163
      -65
      309
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,666,647
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 1,456,360 30,185,278 0.048247
2009 1,265,727 26,434,018 0.047883
2008 1,540,471 32,059,530 0.04805
2007 1,858,953 37,693,867 0.049317
2006 1,623,879 35,226,865 0.046098
2 Total of line 1, column (d) ...................... 2 0.239595
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.047919
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 32,453,708
5 Multiply line 4 by line 3....................... 5 1,555,149
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 22,018
7 Add lines 5 and 6......................... 7 1,577,167
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,653,603
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 22,018
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 22,018
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 22,018
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 39,968
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 39,968
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 17,950
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet17,950 Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletMD
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletJOHN B POWELL JR Telephone no.bullet (410) 837-3555
    Located atbullet2 EAST READ STREET - SUITE 100BALTIMOREMD ZIP+4bullet21202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JOHN B POWELL JR TRUSTEE
    15     		0    
    2 EAST READ STREET - SUITE 100
    BALTIMORE,MD21202
    WILLIAM C BAKER TRUSTEE
    0     		0    
    2 EAST READ STREET - SUITE 100
    BALTIMORE,MD21202
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    31,494,056
    b
    Average of monthly cash balances.......................
    1b
    1,453,871
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    32,947,927
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    32,947,927
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    494,219
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    32,453,708
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,622,685
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,622,685
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    22,018
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    22,018
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,600,667
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,600,667
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,600,667
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,653,603
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,653,603
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    22,018
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,631,585
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 1,600,667
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 624,083
    b Total for prior years:2009, 20, 20 0
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 0
    b From 2007....... 0
    c From 2008....... 0
    d From 2009....... 0
    e From 2010....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 1,653,603
    a Applied to 2010, but not more than line 2a 624,083
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2011 distributable amount..... 1,029,520
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2011. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		571,147
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2007.... 0
    b Excess from 2008.... 0
    c Excess from 2009.... 0
    d Excess from 2010.... 0
    e Excess from 2011.... 0
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    John B Powell Jr Executive Director
    2 East Read St 100
    Baltimore,MD21202
    (410) 837-3555
    bThe form in which applications should be submitted and information and materials they should include:
    A cover letter, a proposal narrative, and attachments all as outlined in the ABAG Common Grant Application Format Only one copy is required
    cAny submission deadlines:
    April 5th, August 5th and December 5th by 5:00 pm that day If deadline falls on a weekend or holiday
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Must fit within the purposes of the Clayton Baker Trust, which are Education, Environment and Community Development The Trust must have adequate funds
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Association of Baltimore Area
    Grantmakers
    2 EAST READ STREET 2ND FL
    Baltimore,MD21202     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 4,200
    1000 Friends of Maryland
    1209 NORTH CALVERT STREET
    Baltimore,MD21202     		NONE PUBLIC CHARITY ENVIRONMENT 7,500
    Advocates for Children and Youth
    8 MARKET PLACE -5TH FLOOR
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 25,000
    Children's Scholarship Fund
    2300 NORTH CHARLES STREET 2ND FL
    Baltimore,MD21218     		NONE PUBLIC CHARITY EDUCATION 35,000
    Dyslexia Tutoring Program
    711 W 40TH STREET SUITE 310
    Baltimore,MD21211     		NONE PUBLIC CHARITY EDUCATION 10,000
    MD League of Conservation Voters
    NINE STATE CIRCLE SUITE 202
    Annapolis,MD21401     		NONE PUBLIC CHARITY ENVIRONMENT 5,000
    Maryland Nonprofits
    190 WEST OSTEND STREET STE 201
    Baltimore,MD21230     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 15,000
    Neighborhood Design Center
    1401 HOLLINS STREET
    Baltimore,MD21223     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 10,000
    New Leaders Inc
    1 EAST MOUNT ROYAL AVENUE
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 40,000
    South Baltimore Learning Center
    28 EAST OSTEND STREET
    Baltimore,MD21230     		NONE PUBLIC CHARITY EDUCATION 25,000
    Women's Housing Coalition
    119 E 25TH STREET
    Baltimore,MD21218     		NONE PUBLIC CHARITY GENERAL SUPPORT 5,000
    Teach for America Inc
    2601 N HOWARD ST STE 300
    Baltimore,MD21218     		NONE PUBLIC CHARITY EDUCATION 50,000
    Cristo Rey Jesuit High School
    420 S CHESTER STREET
    Baltimore,MD21231     		NONE PUBLIC CHARITY EDUCATION 50,000
    St Paul's School
    11152 FALLS ROAD-PO BOX 8100
    Brooklandville,MD210228100     		NONE PUBLIC CHARITY EDUCATION 25,000
    Arts Education in MD Schools Alliance
    175 W OSTEND STREET
    Baltimore,MD21230     		NONE PUBLIC CHARITY EDUCATION 13,000
    Baltimore Urban Debate League
    2601 NORTH HOWARD STREET
    Baltimore,MD21218     		NONE PUBLIC CHARITY EDUCATION 30,000
    Baltimore Youth Alliance Inc
    6101 LOCH RAVEN BOULEVARD STE 408
    Baltimore,MD21239     		NONE PUBLIC CHARITY EDUCATION 12,500
    Big Brothers Big Sisters
    3600 CLIPPER MILL ROAD SUITE 250
    Baltimore,MD21211     		NONE PUBLIC CHARITY EDUCATION 25,000
    Community Law Center
    3355 KESWICK ROAD SUITE 200
    Baltimore,MD21211     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 20,000
    Creative Alliance at the Patterson
    3134 EASTERN AVENUE
    Baltimore,MD21224     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 10,000
    Irvine Nature Center
    11201 GARRISON FOREST ROAD
    Owings Mills,MD21117     		NONE PUBLIC CHARITY ENVIRONMENT 10,000
    National Summer Learning Association
    800 WYMAN PARK DRIVE SUITE 110
    Baltimore,MD21211     		NONE PUBLIC CHARITY EDUCATION 10,000
    Open Society Institute-Baltimore
    201 NORTH CHARLES STREET STE 1300
    Baltimore,MD21201     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 25,000
    Parks & People Foundation
    800 WYMAN PARK DRIVE STE 010
    Baltimore,MD21211     		NONE PUBLIC CHARITY EDUCATION 10,000
    American Civil Liberties Union -MD
    3600 CLIPPER MILL ROAD SUITE 350
    Baltimore,MD21211     		NONE PUBLIC CHARITY EDUCATION 25,000
    Baltimore Community Foundation
    2 EAST READ STREET
    Baltimore,MD21202     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 30,000
    Central MD Transportation Alliance
    Baltimore Community Foundation
    2 EAST READ STREET SUITE 200
    Baltimore,MD21202     		NONE PUBLIC CHARITY ENVIRONMENT 20,000
    Baltimore Montessori Charter School
    1600 GUILFORD AVENUE
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 50,000
    Baltimore Symphony Orchestra
    1212 CATHEDRAL STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY EDUCATION 10,000
    BELL Foundation Inc
    60 CLAYTON STREET
    Dorchester,MA02122     		NONE PUBLIC CHARITY EDUCATION 15,000
    Chesapeake Bay Foundation
    6 HERNDON AVENUE
    Annapolis,MD21403     		NONE PUBLIC CHARITY ENVIRONMENT/LEGAL 50,000
    Chesapeake Bay Foundation
    6 HERNDON AVENUE
    Annapolis,MD21403     		NONE PUBLIC CHARITY ENVIRONMENT: GENERAL OPERATING EXPENSES 75,000
    CollegeBound Foundation
    300 WATER STREET SUITE 300
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 30,000
    FreeState Legal Project Inc
    241 WEST CHASE STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 15,000
    Friends of Patterson Park Inc
    27 SOUTH PATTERSON PARK AVENUE
    Baltimore,MD21231     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 15,000
    Hampden Family Center
    1104-1108 WEST 36TH STREET
    Baltimore,MD21211     		NONE PUBLIC CHARITY EDUCATION 15,000
    Baltimore CASH Campaign
    111 WATER STREET SUITE 201
    Baltimore,MD21202     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 15,000
    Institute of Notre Dame
    901 AISQUITH STREET
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 25,000
    Baltimore School for the Arts Fdn
    712 CATHEDRAL STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY EDUCATION 80,000
    Everyman Theatre
    1727 N CHARLES STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 50,000
    Green Street Academy Foundation Inc
    621 EAST PRATT STREET SUITE 601
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 50,000
    Hearing and Speech Agency
    5900 METRO DRIVE
    Baltimore,MD21215     		NONE PUBLIC CHARITY EDUCATION 15,000
    JHU-School of Public Health
    615 N WOLFE STREET
    Baltimore,MD212052179     		NONE PUBLIC CHARITY GENERAL SUPPORT 25,000
    Maryland Food Bank
    2200 HALETHORPE FARMS ROAD
    Baltimore,MD21227     		NONE PUBLIC CHARITY GENERAL SUPPORT 30,000
    Meals on Wheels of Central MD Inc
    515 SOUTH HAVEN STREET
    Baltimore,MD21224     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 10,000
    SEED School of Maryland
    200 FONT HILL AVENUE
    Baltimore,MD21223     		NONE PUBLIC CHARITY EDUCATION 30,000
    Audubon Maryland-DC
    Patterson Park Audubon Center
    2901 EAST BALTIMORE STREET
    Baltimore,MD21224     		NONE PUBLIC CHARITY ENVIRONMENT 10,000
    Blue Water Baltimore Herring Run
    Watershed Association
    3545 BELAIR ROAD
    Baltimore,MD21213     		NONE PUBLIC CHARITY ENVIRONMENT 40,000
    Boys Hope Girls Hope of Baltimore
    3700 E NORTHERN PKWY 2ND FLOOR
    Baltimore,MD21206     		NONE PUBLIC CHARITY EDUCATION 35,000
    Chesapeake Conservancy
    410 SEVERN AVENUE SUITE 405
    Annapolis,MD21403     		NONE PUBLIC CHARITY ENVIRONMENT 10,000
    Cylburn Aboretum Association
    4915 GREENSPRING AVENUE
    Baltimore,MD21209     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 10,000
    Downtown Baltimore Family Alliance
    PO BOX 38917
    Baltimore,MD21231     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 15,000
    Downtown Sailing Center Inc
    1425 KEY HIGHWAY
    Baltimore,MD21230     		NONE PUBLIC CHARITY EDUCATION 15,000
    Enoch Pratt Free Library
    400 CATHEDRAL STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 15,000
    Enoch Pratt Free Library
    400 CATHEDRAL STREET
    Baltimore,MD21201     		NONE PUBLIC CHARITY EDUCATION 10,000
    Enterprise Community Partners Inc
    312 N MARTIN LUTHER KING JR BLVD
    Baltimore,MD21201     		NONE PUBLIC CHARITY COMMUNITY DEVELOPMENT 20,000
    Federal Hill Prep PTO
    Downtown Baltimore Family Alliance
    1040 WILLIAM STREET
    Baltimore,MD21230     		NONE PUBLIC CHARITY EDUCATION 12,000
    Maryland Pesticide Network
    Beyond Pesticides
    544 EPPING FOREST RD
    Annapolis,MD21401     		NONE PUBLIC CHARITY ENVIRONMENT 2,500
    Middle Grades Partnership
    Baltimore Community Foundation
    2 EAST READ ST 9TH FLOOR
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 35,000
    Midshore Riverkeeper Conservancy
    23 NORTH HARRISON STREET
    Easton,MD21601     		NONE PUBLIC CHARITY ENVIRONMENT 25,000
    Moveable Feast
    PO BOX 2298
    Baltimore,MD212032298     		NONE PUBLIC CHARITY GENERAL SUPPORT 20,000
    Parks & People Foundation
    800 WYMAN PARK DR 10
    Baltimore,MD21211     		NONE PUBLIC CHARITY ENVIRONMENT 25,000
    Paul's Place
    1118 WARD STREET
    Baltimore,MD21230     		NONE PUBLIC CHARITY CAPITAL CAMPAIGN 40,000
    Playworks Baltimore
    2601 NORTH HOWARD STREET 310
    Baltimore,MD21218     		NONE PUBLIC CHARITY EDUCATION 20,000
    Samaritan Community
    1407 BOLTON STREET
    Baltimore,MD21217     		NONE PUBLIC CHARITY GENERAL SUPPORT 5,000
    Spotlighters Theatre
    817 SAINT PAUL STREET
    Baltimore,MD212022472     		NONE PUBLIC CHARITY EDUCATION 5,000
    St Vincent de Paul of Baltimore
    2305 N CHARLES STREET STE 300
    Baltimore,MD21218     		NONE PUBLIC CHARITY EDUCATION 15,000
    Supporting Public Schools of Choice
    ABAG
    2 EAST READ ST 2ND FLOOR
    Baltimore,MD21202     		NONE PUBLIC CHARITY EDUCATION 25,000
    Village Learning Place
    2521 ST PAUL STREET
    Baltimore,MD21218     		NONE PUBLIC CHARITY EDUCATION 30,000
    V-LINC
    2301 ARGONNE DRIVE
    Baltimore,MD21218     		NONE PUBLIC CHARITY EDUCATION 10,000
    Waterfront Partnership of Baltimore
    650 S EXETER STREET 200
    Baltimore,MD21202     		NONE PUBLIC CHARITY ENVIRONMENT 20,000
    Westhills Community Improvement Crp
    8516 STEVENSWOOD ROAD
    Windsor Mill,MD21244     		NONE PUBLIC CHARITY EDUCATION 10,000
    Total .................................bullet 3a 1,631,700
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 518,366  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 1,666,647  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aEXCISE TAX REFUNDS     14 24,694  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   2,209,707  
    13Total. Add line 12, columns (b), (d), and (e)..................
    132,209,707
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS 1,703,165 1,764,495
    MORTGAGE BACKED SECURITIES    
    ASSET BACKED SECURITIES    
    FIXED INCOME FUNDS 2,297,940 2,312,443
    FOREIGN BONDS 158,847 165,170
    TAXABLE MUNI ISSUES 160,336 165,107
    NON TAXABLE MUNI ISSUES 187,940 202,166

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Name of Stock End of Year Book Value End of Year Fair Market Value
    COMMON STOCK 11,818,584 14,164,476
    EQUITY MUTUAL FUNDS 2,550,129 2,680,461
    PRIVATE EQUITY 1,093,282 1,197,775
    PREFERRED STOCK 84,989 92,971
    FOREIGN STOCK 1,298,957 1,472,976

    TY 2011 InvestmentsGovtObligationsSch
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    US Government Securities - End of Year Book Value:

    5,431,401
    US Government Securities - End of Year Fair Market Value:

    5,752,948
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2011 InvestmentsOtherSchedule2
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CDK GLOBAL SELECT SERIES 6/07 AT COST 500,000 517,461
    CDK GLOBAL SELECT SERIES 7/07 AT COST 250,000 255,738
    CDK GLOBAL SELECT SERIES 3/08 AT COST 175,000 169,850

    TY 2011 OtherDecreasesSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Description Amount
    ACCRUED INT ATTRIBUTED TO 2012 1,468
    OTHER BOOK VALUE ADJUSTMENTS 714


    TY 2011 OtherExpensesSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EMPLOYEE PARKING 533 0   533
    INTERNET, BUSINESS 375 0   375
    MAINTENANCE 180 0   180
    MEALS AND ENTERTAINMENT 6 0   6
    MISCELLANEOUS 96 0   96
    OFFICE EQUIPMENT, FURNISHINGS 1,408 0   1,408
    PARKING 780 0   780
    POSTAGE AND DELIVERY 276 0   276
    SUPPLIES, BUSINESS 278 0   278
    TELEPHONE, BUSINESS 706 0   706
    BANK FEES 11 0   11


    TY 2011 OtherIncomeSchedule2
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    EXCISE TAX REFUND 24,694 0  
    PARTNERSHIP K-1S   185,993  


    TY 2011 OtherIncreasesSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Description Amount
    APPRECIATION ON PARTIAL REDEMPTION OF SILCHESTER 106,078
    ACCRUED INT PAID IN 2010 3,272


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES-PRIN 142,238 142,238    
    OTHER NONALLOCABLE EXPENSES - 91 91    


    TY 2011 TaxesSchedule
    Name:
    CLAYTON BAKER TRUST
    EIN: 52-6054237
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 3,109 3,109   0
    FEDERAL EXCISE TAX 68,149 0   0
    QUARTERLY TAX DEPOSIT 12,700 0   0
    FOREIGN TAXES ON QUALIFIED FOR 5,664 5,664   0