Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
MICHAEL P BERGERON FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)49 GLEN RIDGE DRIVE   Room/suite
City or town, state, and ZIP code
LONG VALLEY, NJ08753
A Employer identification number

22-3589110
B Telephone number (see page 10 of the instructions)

(973) 850-8739
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$384,922J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 290 290  
4 Dividends and interest from securities...... 6,613 6,613  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 44,261
b Gross sales price for all assets on line 6a 280,553
7 Capital gain net income (from Part IV, line 2)... 1,353
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 51,164 8,256  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 7,305 1,826    
c Other professional fees (attach schedule).... Click to see attachment 872 872    
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions)        
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 137 137    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 8,314 2,835   0
25 Contributions, gifts, grants paid........ 96,650 96,650
26 Total expenses and disbursements. Add lines 24 and 25 104,964 2,835   96,650
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -53,800
b Net investment income (if negative, enter -0-) 5,421
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 44,314 40,328 40,328
2 Savings and temporary cash investments.......... 58,658 58,944 58,944
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 226,763 Click to see attachment189,666 181,655
c Investments—corporate bonds (attach schedule)........ 109,841 Click to see attachment98,431 103,764
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,824 Click to see attachment231 231
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 441,400 387,600 384,922
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 441,400 387,600
30 Total net assets or fund balances (see page 17 of the
instructions).................... 441,400 387,600
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 441,400 387,600
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 441,400
2 Enter amount from Part I, line 27a..................... 2 -53,800
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 387,600
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 387,600
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1a
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,353
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 197,333 572,567 0.344646
2009 197,101 692,370 0.284676
2008 249,735 1,028,781 0.242748
2007 270,464 1,387,230 0.194967
2006 206,191 1,527,240 0.135009
2 Total of line 1, column (d) ...................... 2 1.202046
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.240409
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 455,370
5 Multiply line 4 by line 3....................... 5 109,475
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 54
7 Add lines 5 and 6......................... 7 109,529
8 Enter qualifying distributions from Part XII, line 4.............. 8 96,650
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 108
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 108
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 108
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 1,979
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,979
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,871
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet1,871 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletNJ
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletLESHNER FRANCHINO CO LLP Telephone no.bullet (973) 539-1800
    Located atbullet19 CATTANO AVEMORRISTOWNNJ ZIP+4bullet07960
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
     
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    EDMOND J BERGERONClick to see attachment PRESIDENT
    1.00     		0 0 0
    49 GLEN RIDGE DR
    LONG VALLEY,NJ07853
    JUDITH A BERGERONClick to see attachment VICE PRES.
    1.00     		0 0 0
    49 GLEN RIDGE DR
    LONG VALLEY,NJ07853
    DIANE BERGERONClick to see attachment TRUSTEE
    1.00     		0 0 0
    262 FIRST ST APT D
    HOBOKEN,NJ07030
    CHRISTINE BERGERONClick to see attachment TRUSTEE
    1.00     		0 0 0
    262 FIRST ST APT D
    HOBOKEN,NJ07030
    KAREN BERGERONClick to see attachment TRUSTEE
    1.00     		0 0 0
    49 GLEN RIDGE DR
    LONG VALLEY,NJ07853
    JON BERGERONClick to see attachment TRUSTEE
    1.00     		0 0 0
    49 GLEN RIDGE DR
    LONG VALLEY,NJ07853
    DAVID BERGERONClick to see attachment TRUSTEE
    1.00     		0 0 0
    49 GLEN RIDGE DR
    LONG VALLEY,NJ07853
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    337,745
    b
    Average of monthly cash balances.......................
    1b
    124,560
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    462,305
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    462,305
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    6,935
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    455,370
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    22,769
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    22,769
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    108
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    108
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    22,661
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    22,661
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    22,661
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    96,650
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    96,650
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    96,650
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 22,661
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 131,127
    b From 2007....... 205,874
    c From 2008....... 198,776
    d From 2009....... 162,710
    e From 2010....... 168,839
    fTotal of lines 3a through e......... 867,326
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 96,650
    a Applied to 2010, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		 
    d Applied to 2011 distributable amount..... 22,661
    e Remaining amount distributed out of corpus 73,989
    5 Excess distributions carryover applied to 2011.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 941,315
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		 
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		 
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		131,127
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		810,188
    10 Analysis of line 9:
    a Excess from 2007.... 205,874
    b Excess from 2008.... 198,776
    c Excess from 2009.... 162,710
    d Excess from 2010.... 168,839
    e Excess from 2011.... 73,989
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN CENTER OF LAW AND JUSTICE
    201 MARYLAND AVENUE NORTH
    WASHINGTON,DC20002     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 500
    APOSTOLATE FOR FAMILY CONNECTIONS
    3375 COUNTRY RD 36
    BLOOMINGDALE,OH43910     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 1,500
    ARC OF ESSEX COUNTY
    123 NAYLON AVE
    LIVINGSTON,NJ07039     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 8,000
    BLESSED POPE JOHN XXIII
    16235 NORTH 60TH ST
    SCOTTSDALE,AZ85254     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 2,000
    CENTER FOR BIOETHICAL REFORM
    PO BOX 219
    LAKE FOREST,CA92609     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 500
    CHILDHOOD CANCER RESEARCH
    7301 OHMS LANE SUITE 460
    MINNEAPOLIS,MN55439     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 200
    CHILDRENS MIRACLE NETWORK
    4525 SOUTH 2500 EAST
    SALT LAKE CITY,UT84117     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 5,000
    CHRIST CHURCH OF THE VALLEY
    7007 WEST HAPPY VALLEY RD
    PEORIA,AZ85383     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 1,500
    CLEVELAND DIOCESAN MISSION
    1404 EAST 9TH ST
    CLEVELAND,OH44114     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 3,000
    CLEVELAND SOCIAL VENTURE PARTNERS
    10819 MAGNOLIA DR SUITE
    CLEVELAND,OH44106     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 6,000
    COMMUNITY FOOD BANK OF NJ
    31 EVANS TERMINAL
    HILLSIDE,NJ07205     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 250
    COVENANT HOUSE
    TIMES SQUARE STATION PO B
    NEW YORK,NY10108     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 1,000
    DIOCESE OF PATERSON NJ
    77 VALLEY RD
    CLIFTON,NJ07013     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 2,500
    DOCTORS WITHOUT BORDERS
    333 SEVENTH AVENUE 2ND FL
    NEW YORK,NY10001     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 500
    DRESS FOR SUCCESS CLEVELAND
    1495 WARREN RD
    LAKEWOOD,OH44107     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 500
    EASTER SEALS OF NJ
    25 KENNEDY BLVD SUITE 600
    EAST BRUNSWICK,NJ08816     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 2,250
    EMILY CENTER
    1919 E THOMAS RD
    PHOENIX,AZ85016     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 500
    EVA'S VILLAGE
    393 MAIN ST
    PATERSON,NJ07501     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 2,500
    FRATERNAL ORDER OF POLICE NJ
    108 WEST STATE ST
    TRENTON,NJ08608     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 200
    GLOBAL FAMILY PHILANTHROPY
    10810 NORTH TATUM BLVD SU
    PHOENIX,AZ85028     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 250
    HOBOKEN SHELTER
    300 BLOOMFIELD ST
    HOBOKEN,NJ07030     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 3,500
    IMMACULATE HEART RADIO
    3256 PENRYN RD SUITE 100
    LOOMIS,CA95650     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 1,250
    IN JESUS' NAME MINISTRIES
    400 WILLOW AVE
    HOBOKEN,NJ07030     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 7,500
    LIFE CHOICES
    411 SOUTH MAIN ST
    PHILIPSBURG,NJ08865     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 2,500
    LIFE NET
    PO BOX 1800
    MONTCLAIR,NJ07042     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 500
    LIFE REFORMATION CENTER
    5724 S 249TH DR
    BUCKEYE,AZ85326     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 500
    MAGGIE'S PLACE
    PO BOX 1102
    PHOENIX,AZ85001     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 5,250
    MARIANIST FAMILY RETREAT CENTER
    417 YALE AVENUE
    CAPE MAY POINT,NJ08212     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 500
    OPERATION SMILE
    6435 TIDEWATER DR
    NORFOLK,VA23509     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 250
    OUR LADY OF THE MOUNTAIN
    2 EAST SPRINGTOWN RD
    LONG VALLEY,NJ07853     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 9,300
    PAUL HARRIS FOUNDATION
    ONE ROTARY CENTER 1560 SH
    EVANSTON,IL60201     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 1,000
    PINE HILL WALDORF SCHOOL
    77 PINE HILL DR
    WILTON,NH03086     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 8,000
    RONALD MCDONALD HOUSE OF NJ
    131 BATH AVE
    LONG BRANCH,NJ07740     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 500
    SCOTTSDALE ROTARY CLUB FOUNDATION
    PO BOX 5633
    SCOTTSDALE,AZ85261     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 1,200
    SENTINELS OF FREEDOM
    PO BOX 1316
    SAN RAMON,CA94583     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 500
    SEVERAL SOURCES FOUNDATION
    PO BOX 157
    RAMSEY,NJ07446     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 250
    ST ANTHONY'S CATHOLIC HIGH SCHOOL
    175 EIGHTH ST
    JERSEY CITY,NJ07302     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 2,500
    ST THOMAS THE APOSTLE CHURCH
    4510 N 24TH ST
    PHOENIX,AZ85016     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 4,500
    UMOM NEW DAY CENTERS
    333 E VAN BUREN ST
    PHOENIX,AZ85008     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 4,500
    WOMANKIND INC
    3142 NORTHSIDE DR BLDG A
    KEY WEST,FL33040     		  EXEMPT GENERAL PURPOSE CONTRIBUTION 4,000
    Total .................................bullet 3a 96,650
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 290  
    4 Dividends and interest from securities....     14 6,613  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 1,353 42,908
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   8,256 42,908
    13Total. Add line 12, columns (b), (d), and (e)..................
    1351,164
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    MICHAEL P BERGERON FOUNDATION INC
    EIN: 22-3589110
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
      7,305 1,826    

    TY 2011 CompensationExplanation
    Name:
    MICHAEL P BERGERON FOUNDATION INC
    EIN: 22-3589110
    Person Name Explanation
    EDMOND J BERGERON  
    JUDITH A BERGERON  
    DIANE BERGERON  
    CHRISTINE BERGERON  
    KAREN BERGERON  
    JON BERGERON  
    DAVID BERGERON  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2011 GainLossSaleOtherAssetsSch
    Name:
    MICHAEL P BERGERON FOUNDATION INC
    EIN: 22-3589110
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
        PURCHASE                
    7 SHS ADOBE SYSTEMS INC CMN 2010-10 PURCHASE 2011-01   236 197     39  
    6 SHS ADOBE SYSTEMS INC CMN 2010-10 PURCHASE 2011-01   203 169     34  
    18 SHS ADOBE SYSTEMS INC CMN 2010-11 PURCHASE 2011-01   608 507     101  
    40 SHS ADOBE SYSTEMS INC CMN 2009-05 PURCHASE 2011-01   1,351 1,099     252  
    16 SHS ADOBE SYSTEMS INC CMN 2009-05 PURCHASE 2011-01   540 420     120  
    4 SHS ADOBE SYSTEMS INC CMN 2010-02 PURCHASE 2011-01   135 128     7  
    33 SHS ADOBE SYSTEMS INC CMN 2010-09 PURCHASE 2011-01   1,114 870     244  
    6 SHS ADOBE SYSTEMS INC CMN 2009-07 PURCHASE 2011-01   203 193     10  
    10 SHS ADOBE SYSTEMS INC CMN 2010-07 PURCHASE 2011-01   338 266     72  
    12 SHS AFLAC INCORPORATED CMN 2009-08 PURCHASE 2011-01   682 494     188  
    5 SHS AFLAC INCORPORATED CMN 2009-05 PURCHASE 2011-01   284 181     103  
    4 SHS AFLAC INCORPORATED CMN 2009-08 PURCHASE 2011-01   227 165     62  
    10 SHS AFLAC INCORPORATED CMN 2010-06 PURCHASE 2011-01   568 442     126  
    7 SHS ALLERGAN INC CMN 2008-04 PURCHASE 2011-01   500 398     102  
    10 SHS ALLERGAN INC CMN 2008-10 PURCHASE 2011-01   715 337     378  
    14 SHS ALLERGAN INC CMN 2007-03 PURCHASE 2011-01   1,001 776     225  
    27 SHS ALLERGAN INC CMN 2005-10 PURCHASE 2011-01   1,930 1,201     729  
    5 SHS ALLERGAN INC CMN 2009-07 PURCHASE 2011-01   357 236     121  
    2 SHS ALLERGAN INC CMN 2011-01 PURCHASE 2011-01   143 145     -2  
    24 SHS ALLSTATE CORPORATION COMMON S 2010-06 PURCHASE 2011-01   735 730     5  
    5 SHS AMERICAN ELECTRIC POWER INC CM 2010-06 PURCHASE 2011-01   179 166     13  
    18 SHS AMERICAN ELECTRIC POWER INC C 2010-06 PURCHASE 2011-01   645 583     62  
    18 SHS AMERICAN ELECTRIC POWER INC C 2010-06 PURCHASE 2011-01   645 606     39  
    1 SHS AMERICAN ELECTRIC POWER INC CM 2009-04 PURCHASE 2011-01   36 26     10  
    7 SHS APOLLO GROUP CLASS A COMMON ST 2010-09 PURCHASE 2011-01   295 346     -51  
    19 SHS APOLLO GROUP CLASS A COMMON S 2010-09 PURCHASE 2011-01   800 910     -110  
    7 SHS APOLLO GROUP CLASS A COMMON ST 2010-09 PURCHASE 2011-01   295 351     -56  
    29 SHS APOLLO GROUP CLASS A COMMON S 2010-10 PURCHASE 2011-01   1,222 1,058     164  
    12 SHS APOLLO GROUP CLASS A COMMON S 2010-09 PURCHASE 2011-01   506 582     -76  
    4 SHS APOLLO GROUP CLASS A COMMON ST 2010-09 PURCHASE 2011-01   169 205     -36  
    8 SHS APOLLO GROUP CLASS A COMMON ST 2011-01 PURCHASE 2011-01   337 340     -3  
    1 SHS APPLE, INC. CMN 2008-01 PURCHASE 2011-01   339 161     178  
    1 SHS APPLE, INC. CMN 2008-02 PURCHASE 2011-01   339 133     206  
    2 SHS APPLE, INC. CMN 2008-10 PURCHASE 2011-01   678 185     493  
    4 SHS APPLE, INC. CMN 2008-01 PURCHASE 2011-01   1,356 527     829  
    2 SHS APPLE, INC. CMN 2008-09 PURCHASE 2011-01   678 285     393  
    4 SHS APPLE, INC. CMN 2008-10 PURCHASE 2011-01   1,356 375     981  
    5 SHS APPLE, INC. CMN 2008-11 PURCHASE 2011-01   1,696 459     1,237  
    1 SHS APPLE, INC. CMN 2010-02 PURCHASE 2011-01   339 203     136  
    11 SHS ARCHER DANIELS MIDLAND CO CMN 2010-05 PURCHASE 2011-01   372 301     71  
    6 SHS ARCHER DANIELS MIDLAND CO CMN 2010-06 PURCHASE 2011-01   203 160     43  
    20 SHS ARCHER DANIELS MIDLAND CO CMN 2010-06 PURCHASE 2011-01   676 533     143  
    7 SHS BANK OF AMERICA CORP CMN 2009-05 PURCHASE 2011-01   101 101        
    24 SHS BANK OF AMERICA CORP CMN 2009-04 PURCHASE 2011-01   347 262     85  
    40 SHS BANK OF AMERICA CORP CMN 2009-12 PURCHASE 2011-01   578 637     -59  
    121 SHS BANK OF AMERICA CORP CMN 2009-05 PURCHASE 2011-01   1,749 1,063     686  
    48 SHS BANK OF AMERICA CORP CMN 2009-06 PURCHASE 2011-01   694 551     143  
    3 SHS BAXTER INTERNATIONAL INC CMN 2008-01 PURCHASE 2011-01   151 181     -30  
    5 SHS BAXTER INTERNATIONAL INC CMN 2008-01 PURCHASE 2011-01   252 318     -66  
    11 SHS BAXTER INTERNATIONAL INC CMN 2008-01 PURCHASE 2011-01   554 709     -155  
    9 SHS BAXTER INTERNATIONAL INC CMN 2008-01 PURCHASE 2011-01   454 542     -88  
    14 SHS BAXTER INTERNATIONAL INC CMN 2009-06 PURCHASE 2011-01   706 666     40  
    10 SHS BAXTER INTERNATIONAL INC CMN 2010-05 PURCHASE 2011-01   504 452     52  
    12 SHS BIOGEN IDEC INC. CMN 2009-03 PURCHASE 2011-01   794 550     244  
    9 SHS BIOGEN IDEC INC. CMN 2009-08 PURCHASE 2011-01   596 436     160  
    7 SHS BIOGEN IDEC INC. CMN 2009-01 PURCHASE 2011-01   463 351     112  
    4 SHS BIOGEN IDEC INC. CMN 2009-08 PURCHASE 2011-01   265 193     72  
    6 SHS BMC SOFTWARE INC. CMN 2010-04 PURCHASE 2011-01   293 241     52  
    12 SHS BMC SOFTWARE INC. CMN 2010-06 PURCHASE 2011-01   586 449     137  
    10 SHS BOEING COMPANY CMN 2009-11 PURCHASE 2011-01   716 523     193  
    2 SHS BOEING COMPANY CMN 2008-10 PURCHASE 2011-01   143 90     53  
    5 SHS BOEING COMPANY CMN 2008-10 PURCHASE 2011-01   358 240     118  
    9 SHS BOEING COMPANY CMN 2010-05 PURCHASE 2011-01   644 576     68  
    15 SHS CBS CORPORATION CMN CLASS B 2010-03 PURCHASE 2011-01   303 221     82  
    21 SHS CBS CORPORATION CMN CLASS B 2009-11 PURCHASE 2011-01   424 286     138  
    18 SHS CBS CORPORATION CMN CLASS B 2010-12 PURCHASE 2011-01   363 325     38  
    31 SHS CBS CORPORATION CMN CLASS B 2010-12 PURCHASE 2011-01   626 557     69  
    12 SHS CLIFFS NATURAL RESOURCES INC. 2011-01 PURCHASE 2011-01   1,055 1,043     12  
    1 SHS CME GROUP INC. CMN CLASS A 2008-07 PURCHASE 2011-01   308 308        
    2 SHS CME GROUP INC. CMN CLASS A 2008-07 PURCHASE 2011-01   615 714     -99  
    1 SHS CME GROUP INC. CMN CLASS A 2008-04 PURCHASE 2011-01   308 478     -170  
    1 SHS CME GROUP INC. CMN CLASS A 2008-07 PURCHASE 2011-01   308 312     -4  
    3 SHS CME GROUP INC. CMN CLASS A 2008-11 PURCHASE 2011-01   923 581     342  
    1 SHS CME GROUP INC. CMN CLASS A 2010-02 PURCHASE 2011-01   308 286     22  
    1 SHS CME GROUP INC. CMN CLASS A 2010-09 PURCHASE 2011-01   308 266     42  
    1 SHS CME GROUP INC. CMN CLASS A 2010-02 PURCHASE 2011-01   308 285     23  
    47 SHS COMCAST CORPORATION CMN CLASS 2010-06 PURCHASE 2011-01   1,083 864     219  
    39 SHS COMCAST CORPORATION CMN CLASS 2010-07 PURCHASE 2011-01   899 678     221  
    24 SHS COMCAST CORPORATION CMN CLASS 2010-08 PURCHASE 2011-01   553 435     118  
    10 SHS CROWN CASTLE INTL CORP COMMON 2009-07 PURCHASE 2011-01   414 236     178  
    13 SHS CROWN CASTLE INTL CORP COMMON 2008-10 PURCHASE 2011-01   538 295     243  
    9 SHS CROWN CASTLE INTL CORP COMMON 2008-11 PURCHASE 2011-01   373 107     266  
    13 SHS CROWN CASTLE INTL CORP COMMON 2008-10 PURCHASE 2011-01   538 259     279  
    30 SHS CROWN CASTLE INTL CORP COMMON 2008-11 PURCHASE 2011-01   1,242 378     864  
    15 SHS CROWN CASTLE INTL CORP COMMON 2007-10 PURCHASE 2011-01   621 600     21  
    4 SHS CROWN CASTLE INTL CORP COMMON 2007-08 PURCHASE 2011-01   166 149     17  
    25 SHS CVS CAREMARK CORPORATION CMN 2010-03 PURCHASE 2011-01   857 871     -14  
    18 SHS CVS CAREMARK CORPORATION CMN 2010-05 PURCHASE 2011-01   617 626     -9  
    33 SHS DISH NETWORK CORPORATION CMN 2009-04 PURCHASE 2011-01   704 436     268  
    4 SHS DISH NETWORK CORPORATION CMN C 2009-05 PURCHASE 2011-01   85 70     15  
    20 SHS DISH NETWORK CORPORATION CMN 2009-05 PURCHASE 2011-01   427 345     82  
    30 SHS DISH NETWORK CORPORATION CMN 2009-10 PURCHASE 2011-01   640 519     121  
    17 SHS DOW CHEMICAL CO CMN 2009-09 PURCHASE 2011-01   601 441     160  
    28 SHS DOW CHEMICAL CO CMN 2009-11 PURCHASE 2011-01   989 747     242  
    20 SHS DOW CHEMICAL CO CMN 2010-10 PURCHASE 2011-01   707 592     115  
    29 SHS EMC CORPORATION MASS CMN 2010-07 PURCHASE 2011-01   701 587     114  
    43 SHS EMC CORPORATION MASS CMN 2010-04 PURCHASE 2011-01   1,039 832     207  
    18 SHS EMC CORPORATION MASS CMN 2010-11 PURCHASE 2011-01   435 387     48  
    2 SHS EMERSON ELECTRIC CO. CMN 2009-07 PURCHASE 2011-01   116 62     54  
    13 SHS EMERSON ELECTRIC CO. CMN 2009-11 PURCHASE 2011-01   752 551     201  
    5 SHS ENTERGY CORPORATION CMN 2006-04 PURCHASE 2011-01   362 344     18  
    18 SHS ENTERGY CORPORATION CMN 2006-02 PURCHASE 2011-01   1,305 1,256     49  
    5 SHS EOG RESOURCES INC CMN 2008-04 PURCHASE 2011-01   509 636     -127  
    3 SHS EOG RESOURCES INC CMN 2008-03 PURCHASE 2011-01   305 353     -48  
    4 SHS EOG RESOURCES INC CMN 2008-04 PURCHASE 2011-01   407 548     -141  
    8 SHS EOG RESOURCES INC CMN 2008-04 PURCHASE 2011-01   815 1,037     -222  
    9 SHS EOG RESOURCES INC CMN 2009-06 PURCHASE 2011-01   916 610     306  
    2 SHS EOG RESOURCES INC CMN 2010-08 PURCHASE 2011-01   204 198     6  
    5 SHS EOG RESOURCES INC CMN 2008-06 PURCHASE 2011-01   509 645     -136  
    4 SHS EOG RESOURCES INC CMN 2010-04 PURCHASE 2011-01   407 425     -18  
    3 SHS EOG RESOURCES INC CMN 2010-09 PURCHASE 2011-01   305 273     32  
    2 SHS EOG RESOURCES INC CMN 2011-01 PURCHASE 2011-01   204 204        
    3 SHS EOG RESOURCES INC CMN 2011-01 PURCHASE 2011-01   305 281     24  
    5 SHS EVEREST RE GROUP LTD CMN 2008-04 PURCHASE 2011-01   418 461     -43  
    4 SHS EVEREST RE GROUP LTD CMN 2008-04 PURCHASE 2011-01   334 367     -33  
    6 SHS EVEREST RE GROUP LTD CMN 2009-01 PURCHASE 2011-01   501 413     88  
    3 SHS EVEREST RE GROUP LTD CMN 2007-02 PURCHASE 2011-01   251 291     -40  
    14 SHS EXPEDITORS INTL WASH INC CMN 2006-08 PURCHASE 2011-01   764 574     190  
    43 SHS EXPEDITORS INTL WASH INC CMN 2005-10 PURCHASE 2011-01   2,348 1,296     1,052  
    1 SHS EXPEDITORS INTL WASH INC CMN 2006-08 PURCHASE 2011-01   55 41     14  
    92 SHS FORD MOTOR COMPANY CMN 2009-10 PURCHASE 2011-01   1,643 659     984  
    6 SHS FRANKLIN RESOURCES INC CMN 2010-06 PURCHASE 2011-01   709 558     151  
    6 SHS FRANKLIN RESOURCES INC CMN 2008-11 PURCHASE 2011-01   709 305     404  
    10 SHS FREEPORT-MCMORAN COPPER & GOL 2010-10 PURCHASE 2011-01   1,153 947     206  
    31 SHS GENERAL ELECTRIC CO CMN 2009-12 PURCHASE 2011-01   565 504     61  
    14 SHS GENERAL ELECTRIC CO CMN 2009-11 PURCHASE 2011-01   255 225     30  
    46 SHS GENERAL ELECTRIC CO CMN 2009-12 PURCHASE 2011-01   838 729     109  
    30 SHS GENERAL ELECTRIC CO CMN 2010-02 PURCHASE 2011-01   546 487     59  
    35 SHS GENERAL ELECTRIC CO CMN 2010-10 PURCHASE 2011-01   637 561     76  
    29 SHS GENERAL ELECTRIC CO CMN 2010-04 PURCHASE 2011-01   528 550     -22  
    24 SHS GENERAL ELECTRIC CO CMN 2010-04 PURCHASE 2011-01   437 445     -8  
    27 SHS GENERAL ELECTRIC CO CMN 2010-12 PURCHASE 2011-01   492 487     5  
    12 SHS GENERAL MILLS INC CMN 2010-04 PURCHASE 2011-01   430 421     9  
    16 SHS GENERAL MILLS INC CMN 2010-01 PURCHASE 2011-01   574 571     3  
    21 SHS GENERAL MILLS INC CMN 2008-12 PURCHASE 2011-01   753 633     120  
    16 SHS GENERAL MILLS INC CMN 2010-04 PURCHASE 2011-01   574 569     5  
    28 SHS GENERAL MOTORS COMPANY CMN 2010-11 PURCHASE 2011-01   1,046 995     51  
    1 SHS GOOGLE, INC. CMN CLASS A 2010-03 PURCHASE 2011-01   631 568     63  
    1 SHS GOOGLE, INC. CMN CLASS A 2010-10 PURCHASE 2011-01   631 614     17  
    1 SHS GOOGLE, INC. CMN CLASS A 2011-01 PURCHASE 2011-01   631 623     8  
    1 SHS GOOGLE, INC. CMN CLASS A 2006-06 PURCHASE 2011-01   640 384     256  
    2 SHS GOOGLE, INC. CMN CLASS A 2008-09 PURCHASE 2011-01   1,262 872     390  
    1 SHS GOOGLE, INC. CMN CLASS A 2006-08 PURCHASE 2011-01   631 376     255  
    2 SHS GOOGLE, INC. CMN CLASS A 2007-03 PURCHASE 2011-01   1,262 884     378  
    1 SHS GOOGLE, INC. CMN CLASS A 2010-12 PURCHASE 2011-01   631 568     63  
    1 SHS GOOGLE, INC. CMN CLASS A 2010-04 PURCHASE 2011-01   631 552     79  
    1654.846 SHS GS CONCENTRATED GROWTH 2011-01 PURCHASE 2011-10   21,000 21,993     -993  
    183.758 SHS GS CORE FIXED INCOME FU 2004-12 PURCHASE 2011-10   1,880 1,862     18  
    105.777 SHS GS CORE FIXED INCOME FU 2004-07 PURCHASE 2011-10   1,082 1,056     26  
    106.652 SHS GS CORE FIXED INCOME FU 2004-11 PURCHASE 2011-10   1,091 1,096     -5  
    392.555 SHS GS CORE FIXED INCOME FU 2004-12 PURCHASE 2011-10   4,016 3,977     39  
    104.297 SHS GS CORE FIXED INCOME FU 2004-09 PURCHASE 2011-10   1,067 1,066     1  
    27.315 SHS GS CORE FIXED INCOME FUN 2004-06 PURCHASE 2011-10   279 272     7  
    117.909 SHS GS CORE FIXED INCOME FU 2004-12 PURCHASE 2011-10   1,206 1,199     7  
    109.414 SHS GS CORE FIXED INCOME FU 2004-08 PURCHASE 2011-10   1,119 1,101     18  
    119.493 SHS GS CORE FIXED INCOME FU 2005-01 PURCHASE 2011-10   1,222 1,207     15  
    92.884 SHS GS CORE FIXED INCOME FUN 2005-01 PURCHASE 2011-10   950 940     10  
    106.222 SHS GS CORE FIXED INCOME FU 2004-10 PURCHASE 2011-10   1,087 1,086     1  
    54.333 SHS GS EMERGING MARKETS EQUI 2008-12 PURCHASE 2011-01   991 471     520  
    110.141 SHS GS EMERGING MARKETS EQU 2008-12 PURCHASE 2011-01   2,009 955     1,054  
    1428.571 SHS GS INTERNATIONAL EQUITY 2010-06 PURCHASE 2011-01   12,000 9,514     2,486  
    1129.944 SHS GS LARGE CAP VALUE FUND 2011-01 PURCHASE 2011-10   12,000 13,650     -1,650  
    29 SHS HARTFORD FINANCIAL SRVCS GROU 2010-03 PURCHASE 2011-01   798 813     -15  
    18 SHS HARTFORD FINANCIAL SRVCS GROU 2010-06 PURCHASE 2011-01   495 441     54  
    1 SHS HONEYWELL INTL INC CMN 2009-02 PURCHASE 2011-01   54 31     23  
    6 SHS HONEYWELL INTL INC CMN 2009-10 PURCHASE 2011-01   325 224     101  
    17 SHS HONEYWELL INTL INC CMN 2010-03 PURCHASE 2011-01   921 719     202  
    17 SHS HONEYWELL INTL INC CMN 2009-07 PURCHASE 2011-01   921 550     371  
    7 SHS HONEYWELL INTL INC CMN 2009-10 PURCHASE 2011-01   379 261     118  
    16 SHS ILLINOIS TOOL WORKS CMN 2010-08 PURCHASE 2011-01   880 674     206  
    5 SHS INTERCONTINENTALEXCHANGE INC C 2008-07 PURCHASE 2011-01   582 453     129  
    5 SHS INTERCONTINENTALEXCHANGE INC C 2008-07 PURCHASE 2011-01   582 437     145  
    9 SHS INTERCONTINENTALEXCHANGE INC C 2008-10 PURCHASE 2011-01   1,047 525     522  
    11 SHS INTERCONTINENTALEXCHANGE INC 2007-06 PURCHASE 2011-01   1,279 1,642     -363  
    4 SHS INTUIT INC CMN 2007-03 PURCHASE 2011-01   189 115     74  
    23 SHS INTUIT INC CMN 2005-10 PURCHASE 2011-01   1,085 526     559  
    30 SHS INTUIT INC CMN 2007-02 PURCHASE 2011-01   1,416 948     468  
    15 SHS INTUIT INC CMN 2007-08 PURCHASE 2011-01   708 423     285  
    15 SHS INTUIT INC CMN 2007-01 PURCHASE 2011-01   708 480     228  
    5 SHS INTUIT INC CMN 2007-08 PURCHASE 2011-01   237 141     96  
    4 SHS INTUIT INC CMN 2009-08 PURCHASE 2011-01   189 114     75  
    7 SHS INVESCO LTD. CMN 2008-02 PURCHASE 2011-01   173 179     -6  
    17 SHS INVESCO LTD. CMN 2008-03 PURCHASE 2011-01   420 408     12  
    7 SHS INVESCO LTD. CMN 2008-07 PURCHASE 2011-01   173 162     11  
    14 SHS INVESCO LTD. CMN 2008-07 PURCHASE 2011-01   346 328     18  
    10 SHS INVESCO LTD. CMN 2008-07 PURCHASE 2011-01   247 232     15  
    17 SHS JOHNSON CONTROLS INC CMN 2009-04 PURCHASE 2011-01   682 295     387  
    15 SHS JOHNSON CONTROLS INC CMN 2010-05 PURCHASE 2011-01   601 443     158  
    12 SHS JPMORGAN CHASE & CO CMN 2008-11 PURCHASE 2011-01   527 425     102  
    14 SHS JPMORGAN CHASE & CO CMN 2006-06 PURCHASE 2011-01   614 568     46  
    41 SHS JPMORGAN CHASE & CO CMN 2007-10 PURCHASE 2011-01   1,799 1,939     -140  
    20 SHS JPMORGAN CHASE & CO CMN 2007-10 PURCHASE 2011-01   878 926     -48  
    13 SHS JPMORGAN CHASE & CO CMN 2009-09 PURCHASE 2011-01   571 574     -3  
    13 SHS JPMORGAN CHASE & CO CMN 2010-12 PURCHASE 2011-01   571 537     34  
    15 SHS KOHL'S CORP (WISCONSIN) CMN 2010-11 PURCHASE 2011-01   771 795     -24  
    38 SHS LOWES COMPANIES INC CMN 2009-10 PURCHASE 2011-01   926 748     178  
    10 SHS LOWES COMPANIES INC CMN 2009-10 PURCHASE 2011-01   244 198     46  
    26 SHS LOWES COMPANIES INC CMN 2009-11 PURCHASE 2011-01   633 567     66  
    14 SHS LOWES COMPANIES INC CMN 2010-01 PURCHASE 2011-01   341 325     16  
    12 SHS LOWES COMPANIES INC CMN 2009-11 PURCHASE 2011-01   292 247     45  
    15 SHS LOWES COMPANIES INC CMN 2009-12 PURCHASE 2011-01   365 359     6  
    5 SHS LOWES COMPANIES INC CMN 2010-09 PURCHASE 2011-01   122 111     11  
    14 SHS LYONDELLBASELL INDUSTRIES N.V 2010-11 PURCHASE 2011-01   508 395     113  
    15 SHS LYONDELLBASELL INDUSTRIES N.V 2010-11 PURCHASE 2011-01   539 423     116  
    27 SHS MARSH & MCLENNAN CO INC CMN 2009-09 PURCHASE 2011-01   738 629     109  
    2 SHS MASTERCARD INCORPORATED CMN CL 2010-05 PURCHASE 2011-01   473 420     53  
    2 SHS MASTERCARD INCORPORATED CMN CL 2008-03 PURCHASE 2011-01   473 408     65  
    4 SHS MASTERCARD INCORPORATED CMN CL 2008-03 PURCHASE 2011-01   946 778     168  
    4 SHS MASTERCARD INCORPORATED CMN CL 2008-09 PURCHASE 2011-01   946 845     101  
    1 SHS MASTERCARD INCORPORATED CMN CL 2010-02 PURCHASE 2011-01   236 226     10  
    4 SHS MASTERCARD INCORPORATED CMN CL 2008-10 PURCHASE 2011-01   946 502     444  
    1 SHS MASTERCARD INCORPORATED CMN CL 2010-12 PURCHASE 2011-01   236 223     13  
    5 SHS MEDCO HEALTH SOLUTIONS, INC. C 2010-05 PURCHASE 2011-01   321 289     32  
    7 SHS MEDCO HEALTH SOLUTIONS, INC. C 2009-02 PURCHASE 2011-01   449 338     111  
    24 SHS MEDCO HEALTH SOLUTIONS, INC. 2009-01 PURCHASE 2011-01   1,541 1,086     455  
    10 SHS MEDCO HEALTH SOLUTIONS, INC. 2009-03 PURCHASE 2011-01   642 380     262  
    9 SHS MEDCO HEALTH SOLUTIONS, INC. C 2010-02 PURCHASE 2011-01   578 556     22  
    2 SHS MEDCO HEALTH SOLUTIONS, INC. C 2010-07 PURCHASE 2011-01   128 100     28  
    4 SHS MEDCO HEALTH SOLUTIONS, INC. C 2009-03 PURCHASE 2011-01   257 158     99  
    7 SHS MEDCO HEALTH SOLUTIONS, INC. C 2010-07 PURCHASE 2011-01   449 346     103  
    4 SHS MEDCO HEALTH SOLUTIONS, INC. C 2010-09 PURCHASE 2011-01   257 181     76  
    10 SHS MEDCO HEALTH SOLUTIONS, INC. 2010-09 PURCHASE 2011-01   642 512     130  
    15 SHS MERCK & CO., INC. CMN 2009-12 PURCHASE 2011-01   508 565     -57  
    17 SHS MERCK & CO., INC. CMN 2010-06 PURCHASE 2011-01   575 606     -31  
    17 SHS MERCK & CO., INC. CMN 2010-03 PURCHASE 2011-01   575 643     -68  
    29 SHS MERCK & CO., INC. CMN 2010-02 PURCHASE 2011-01   981 1,059     -78  
    59 SHS NEWELL RUBBERMAID INC CMN 2009-09 PURCHASE 2011-01   1,043 925     118  
    18 SHS NEWFIELD EXPLORATION CO. CMN 2009-10 PURCHASE 2011-01   1,261 831     430  
    13 SHS NEWFIELD EXPLORATION CO. CMN 2009-10 PURCHASE 2011-01   911 568     343  
    8 SHS NEWFIELD EXPLORATION CO. CMN 2010-07 PURCHASE 2011-01   561 385     176  
    13 SHS NEXTERA ENERGY INC CMN 2010-10 PURCHASE 2011-01   703 720     -17  
    4 SHS NIKE CLASS-B CMN CLASS B 2009-04 PURCHASE 2011-01   333 210     123  
    8 SHS NIKE CLASS-B CMN CLASS B 2010-06 PURCHASE 2011-01   667 557     110  
    6 SHS NIKE CLASS-B CMN CLASS B 2009-04 PURCHASE 2011-01   500 316     184  
    2 SHS NIKE CLASS-B CMN CLASS B 2009-04 PURCHASE 2011-01   167 105     62  
    4 SHS NIKE CLASS-B CMN CLASS B 2009-04 PURCHASE 2011-01   334 215     119  
    15 SHS NIKE CLASS-B CMN CLASS B 2009-06 PURCHASE 2011-01   1,251 775     476  
    3 SHS NIKE CLASS-B CMN CLASS B 2009-05 PURCHASE 2011-01   250 163     87  
    3 SHS NOVO-NORDISK A/S ADR ADR CMN 2009-03 PURCHASE 2011-01   341 140     201  
    7 SHS NOVO-NORDISK A/S ADR ADR CMN 2009-03 PURCHASE 2011-01   796 320     476  
    5 SHS NOVO-NORDISK A/S ADR ADR CMN 2009-03 PURCHASE 2011-01   568 222     346  
    1 SHS NOVO-NORDISK A/S ADR ADR CMN 2009-07 PURCHASE 2011-01   114 55     59  
    3 SHS NOVO-NORDISK A/S ADR ADR CMN 2010-02 PURCHASE 2011-01   342 212     130  
    10 SHS NOVO-NORDISK A/S ADR ADR CMN 2009-04 PURCHASE 2011-01   1,137 496     641  
    4 SHS NOVO-NORDISK A/S ADR ADR CMN 2009-07 PURCHASE 2011-01   455 218     237  
    7 SHS OCCIDENTAL PETROLEUM CORP CMN 2009-08 PURCHASE 2011-01   687 508     179  
    8 SHS OCCIDENTAL PETROLEUM CORP CMN 2009-03 PURCHASE 2011-01   785 464     321  
    7 SHS OCCIDENTAL PETROLEUM CORP CMN 2009-02 PURCHASE 2011-01   687 370     317  
    4 SHS OCCIDENTAL PETROLEUM CORP CMN 2009-06 PURCHASE 2011-01   393 261     132  
    7 SHS OCCIDENTAL PETROLEUM CORP CMN 2009-06 PURCHASE 2011-01   687 453     234  
    6 SHS OCCIDENTAL PETROLEUM CORP CMN 2010-05 PURCHASE 2011-01   589 542     47  
    5 SHS OCCIDENTAL PETROLEUM CORP CMN 2010-05 PURCHASE 2011-01   491 408     83  
    2 SHS ORACLE CORPORATION CMN 2009-12 PURCHASE 2011-01   63 50     13  
    20 SHS ORACLE CORPORATION CMN 2009-12 PURCHASE 2011-01   628 498     130  
    13 SHS P G & E CORPORATION CMN 2010-10 PURCHASE 2011-01   612 605     7  
    18 SHS P G & E CORPORATION CMN 2010-08 PURCHASE 2011-01   848 809     39  
    13 SHS P G & E CORPORATION CMN 2010-12 PURCHASE 2011-01   612 622     -10  
    18 SHS PEPSICO INC CMN 2010-07 PURCHASE 2011-01   1,183 1,101     82  
    10 SHS PEPSICO INC CMN 2010-05 PURCHASE 2011-01   657 641     16  
    2 SHS PERRIGO COMPANY CMN 2010-09 PURCHASE 2011-01   133 117     16  
    5 SHS PERRIGO COMPANY CMN 2010-09 PURCHASE 2011-01   331 329     2  
    14 SHS PERRIGO COMPANY CMN 2010-09 PURCHASE 2011-01   928 810     118  
    8 SHS PERRIGO COMPANY CMN 2010-09 PURCHASE 2011-01   530 527     3  
    14 SHS PNC FINANCIAL SERVICES GROUP 2010-09 PURCHASE 2011-01   867 732     135  
    3 SHS PNC FINANCIAL SERVICES GROUP C 2010-10 PURCHASE 2011-01   186 159     27  
    6 SHS PNC FINANCIAL SERVICES GROUP C 2010-10 PURCHASE 2011-01   371 315     56  
    7 SHS PNC FINANCIAL SERVICES GROUP C 2010-12 PURCHASE 2011-01   433 422     11  
    6 SHS POLO RALPH LAUREN CORPORATION 2010-10 PURCHASE 2011-01   650 571     79  
    33 SHS POLYCOM INC CMN 2010-09 PURCHASE 2011-01   1,339 904     435  
    6 SHS POLYCOM INC CMN 2010-10 PURCHASE 2011-01   243 163     80  
    19 SHS POLYCOM INC CMN 2010-09 PURCHASE 2011-01   771 535     236  
    1 SHS PRICELINE.COM INC CMN 2009-09 PURCHASE 2011-01   439 160     279  
    1 SHS PRICELINE.COM INC CMN 2009-09 PURCHASE 2011-01   439 165     274  
    2 SHS PRICELINE.COM INC CMN 2009-09 PURCHASE 2011-01   862 327     535  
    1 SHS PRICELINE.COM INC CMN 2009-10 PURCHASE 2011-01   431 176     255  
    1 SHS PRICELINE.COM INC CMN 2009-09 PURCHASE 2011-01   431 160     271  
    1 SHS PRICELINE.COM INC CMN 2009-10 PURCHASE 2011-01   431 176     255  
    1 SHS PRICELINE.COM INC CMN 2009-11 PURCHASE 2011-01   431 209     222  
    2 SHS PRICELINE.COM INC CMN 2010-02 PURCHASE 2011-01   862 464     398  
    1 SHS PRICELINE.COM INC CMN 2010-06 PURCHASE 2011-01   431 195     236  
    1 SHS PRICELINE.COM INC CMN 2010-05 PURCHASE 2011-01   431 219     212  
    1 SHS PRICELINE.COM INC CMN 2010-06 PURCHASE 2011-01   431 185     246  
    15 SHS PROCTER & GAMBLE COMPANY (THE 2010-08 PURCHASE 2011-01   981 908     73  
    23 SHS PROCTER & GAMBLE COMPANY (THE 2005-10 PURCHASE 2011-01   1,506 1,292     214  
    4 SHS PROCTER & GAMBLE COMPANY (THE) 2009-03 PURCHASE 2011-01   262 190     72  
    10 SHS PROCTER & GAMBLE COMPANY (THE 2006-02 PURCHASE 2011-01   655 594     61  
    9 SHS PRUDENTIAL FINANCIAL INC CMN 2009-12 PURCHASE 2011-01   544 468     76  
    19 SHS PRUDENTIAL FINANCIAL INC CMN 2009-06 PURCHASE 2011-01   1,148 777     371  
    11 SHS PRUDENTIAL FINANCIAL INC CMN 2010-10 PURCHASE 2011-01   665 588     77  
    40 SHS QUALCOMM INC CMN 2006-08 PURCHASE 2011-01   2,086 1,389     697  
    6 SHS QUALCOMM INC CMN 2010-01 PURCHASE 2011-01   313 244     69  
    41 SHS QUALCOMM INC CMN 2007-06 PURCHASE 2011-01   2,139 1,720     419  
    10 SHS QUALCOMM INC CMN 2010-01 PURCHASE 2011-01   522 393     129  
    2 SHS QUALCOMM INC CMN 2010-02 PURCHASE 2011-01   104 77     27  
    9 SHS RANGE RESOURCES CORPORATION CM 2010-05 PURCHASE 2011-01   427 431     -4  
    9 SHS RANGE RESOURCES CORPORATION CM 2010-04 PURCHASE 2011-01   427 459     -32  
    11 SHS SCHLUMBERGER LTD CMN 2010-10 PURCHASE 2011-01   953 759     194  
    6 SHS SCHLUMBERGER LTD CMN 2010-11 PURCHASE 2011-01   520 419     101  
    3 SHS SLM CORPORATION CMN 2008-05 PURCHASE 2011-01   41 71     -30  
    41 SHS SLM CORPORATION CMN 2008-08 PURCHASE 2011-01   566 586     -20  
    24 SHS SLM CORPORATION CMN 2008-08 PURCHASE 2011-01   331 340     -9  
    64 SHS SLM CORPORATION CMN 2010-01 PURCHASE 2011-01   883 726     157  
    16 SHS SPRINT NEXTEL CORPORATION CMN 2008-01 PURCHASE 2011-01   68 206     -138  
    96 SHS SPRINT NEXTEL CORPORATION CMN 2008-05 PURCHASE 2011-01   408 832     -424  
    106 SHS SPRINT NEXTEL CORPORATION CM 2008-04 PURCHASE 2011-01   450 836     -386  
    13 SHS SPRINT NEXTEL CORPORATION CMN 2008-06 PURCHASE 2011-01   55 126     -71  
    49 SHS SPRINT NEXTEL CORPORATION CMN 2008-06 PURCHASE 2011-01   208 401     -193  
    107 SHS SPRINT NEXTEL CORPORATION CM 2009-07 PURCHASE 2011-01   455 490     -35  
    9 SHS STAPLES, INC. CMN 2006-08 PURCHASE 2011-01   206 208     -2  
    116 SHS STAPLES, INC. CMN 2005-10 PURCHASE 2011-01   2,655 2,654     1  
    15 SHS STAPLES, INC. CMN 2010-04 PURCHASE 2011-01   343 363     -20  
    3 SHS STATE STREET CORPORATION (NEW) 2009-05 PURCHASE 2011-01   145 131     14  
    11 SHS STATE STREET CORPORATION (NEW 2009-12 PURCHASE 2011-01   532 438     94  
    12 SHS STATE STREET CORPORATION (NEW 2010-05 PURCHASE 2011-01   581 489     92  
    19 SHS SUNTRUST BANKS INC 1.00 PAR 2010-02 PURCHASE 2011-01   541 447     94  
    21 SHS SUNTRUST BANKS INC 1.00 PAR 2010-12 PURCHASE 2011-01   597 569     28  
    4 SHS SUNTRUST BANKS INC 1.00 PAR C 2010-12 PURCHASE 2011-01   114 115     -1  
    4 SHS SUNTRUST BANKS INC 1.00 PAR C 2010-12 PURCHASE 2011-01   114 111     3  
    9 SHS SUNTRUST BANKS INC 1.00 PAR C 2010-12 PURCHASE 2011-01   256 259     -3  
    16 SHS SYNGENTA AG SPONSORED ADR CMN 2009-02 PURCHASE 2011-01   1,001 687     314  
    6 SHS SYNGENTA AG SPONSORED ADR CMN 2009-03 PURCHASE 2011-01   375 253     122  
    5 SHS SYNGENTA AG SPONSORED ADR CMN 2009-03 PURCHASE 2011-01   313 194     119  
    2 SHS SYNGENTA AG SPONSORED ADR CMN 2009-03 PURCHASE 2011-01   125 81     44  
    9 SHS SYNGENTA AG SPONSORED ADR CMN 2009-03 PURCHASE 2011-01   563 392     171  
    8 SHS SYNGENTA AG SPONSORED ADR CMN 2009-03 PURCHASE 2011-01   500 333     167  
    1 SHS SYNGENTA AG SPONSORED ADR CMN 2009-11 PURCHASE 2011-01   63 53     10  
    4 SHS SYNGENTA AG SPONSORED ADR CMN 2010-08 PURCHASE 2011-01   250 190     60  
    2 SHS SYNGENTA AG SPONSORED ADR CMN 2009-11 PURCHASE 2011-01   125 107     18  
    25 SHS TERADATA CORPORATION CMN 2007-10 PURCHASE 2011-01   1,147 684     463  
    8 SHS TERADATA CORPORATION CMN 2007-10 PURCHASE 2011-01   367 222     145  
    33 SHS TERADATA CORPORATION CMN 2007-10 PURCHASE 2011-01   1,514 957     557  
    10 SHS TEVA PHARMACEUTICAL IND LTD A 2010-11 PURCHASE 2011-01   536 507     29  
    14 SHS TEVA PHARMACEUTICAL IND LTD A 2010-11 PURCHASE 2011-01   751 711     40  
    15 SHS TEVA PHARMACEUTICAL IND LTD A 2010-11 PURCHASE 2011-01   805 757     48  
    29 SHS TEXAS INSTRUMENTS INC. CMN 2010-06 PURCHASE 2011-01   990 700     290  
    20 SHS THE BANK OF NY MELLON CORP CM 2009-10 PURCHASE 2011-01   633 554     79  
    6 SHS THE BANK OF NY MELLON CORP CMN 2009-10 PURCHASE 2011-01   190 177     13  
    9 SHS THE BANK OF NY MELLON CORP CMN 2008-11 PURCHASE 2011-01   285 274     11  
    13 SHS THE BANK OF NY MELLON CORP CM 2009-02 PURCHASE 2011-01   412 364     48  
    45 SHS THE BANK OF NY MELLON CORP CM 2008-10 PURCHASE 2011-01   1,426 1,408     18  
    18 SHS THE BANK OF NY MELLON CORP CM 2009-01 PURCHASE 2011-01   571 488     83  
    18 SHS THE BANK OF NY MELLON CORP CM 2009-03 PURCHASE 2011-01   571 388     183  
    4 SHS THE BANK OF NY MELLON CORP CMN 2010-01 PURCHASE 2011-01   127 117     10  
    21 SHS THE TRAVELERS COMPANIES, INC 2009-01 PURCHASE 2011-01   1,145 818     327  
    6 SHS THE TRAVELERS COMPANIES, INC C 2008-07 PURCHASE 2011-01   327 263     64  
    25 SHS U.S. BANCORP CMN 2010-05 PURCHASE 2011-01   664 601     63  
    26 SHS U.S. BANCORP CMN 2010-06 PURCHASE 2011-01   690 610     80  
    27 SHS U.S. BANCORP CMN 2010-06 PURCHASE 2011-01   717 644     73  
    24 SHS U.S. BANCORP CMN 2010-12 PURCHASE 2011-01   637 630     7  
    30 SHS UNILEVER N.V. NY SHS (NEW) AD 2008-02 PURCHASE 2011-01   918 920     -2  
    21 SHS UNILEVER N.V. NY SHS (NEW) AD 2011-01 PURCHASE 2011-01   642 640     2  
    1 SHS VERISIGN INC CMN 2008-08 PURCHASE 2011-01   33 33        
    16 SHS VERISIGN INC CMN 2008-07 PURCHASE 2011-01   534 533     1  
    30 SHS VERISIGN INC CMN 2008-09 PURCHASE 2011-01   981 758     223  
    23 SHS VERISIGN INC CMN 2008-08 PURCHASE 2011-01   752 756     -4  
    20 SHS VERISIGN INC CMN 2008-10 PURCHASE 2011-01   654 392     262  
    16 SHS VERISIGN INC CMN 2009-08 PURCHASE 2011-01   523 304     219  
    1 SHS VERISIGN INC CMN 2010-01 PURCHASE 2011-01   33 24     9  
    11 SHS VISA INC. CMN CLASS A 2008-04 PURCHASE 2011-01   760 784     -24  
    9 SHS VISA INC. CMN CLASS A 2008-04 PURCHASE 2011-01   622 636     -14  
    17 SHS VISA INC. CMN CLASS A 2008-10 PURCHASE 2011-01   1,175 941     234  
    3 SHS VISA INC. CMN CLASS A 2008-04 PURCHASE 2011-01   207 194     13  
    4 SHS VISA INC. CMN CLASS A 2008-06 PURCHASE 2011-01   277 326     -49  
    3 SHS VISA INC. CMN CLASS A 2008-10 PURCHASE 2011-01   207 153     54  
    9 SHS VISA INC. CMN CLASS A 2010-05 PURCHASE 2011-01   622 668     -46  
    3 SHS VISA INC. CMN CLASS A 2010-05 PURCHASE 2011-01   207 225     -18  
    2 SHS VISA INC. CMN CLASS A 2010-09 PURCHASE 2011-01   138 137     1  
    1 SHS VISA INC. CMN CLASS A 2010-05 PURCHASE 2011-01   69 74     -5  
    4 SHS VISA INC. CMN CLASS A 2010-06 PURCHASE 2011-01   277 291     -14  
    3 SHS VISA INC. CMN CLASS A 2010-09 PURCHASE 2011-01   207 204     3  
    35 SHS WALGREEN CO. CMN 2005-10 PURCHASE 2011-01   1,444 1,588     -144  
    15 SHS WALGREEN CO. CMN 2006-12 PURCHASE 2011-01   619 661     -42  
    20 SHS WALGREEN CO. CMN 2006-12 PURCHASE 2011-01   825 891     -66  
    11 SHS WALGREEN CO. CMN 2011-01 PURCHASE 2011-01   454 441     13  
    24 SHS WEATHERFORD INTERNATIONAL LTD 2010-12 PURCHASE 2011-01   558 543     15  
    22 SHS WEATHERFORD INTERNATIONAL LTD 2010-12 PURCHASE 2011-01   511 500     11  
    13 SHS WELLPOINT, INC. CMN 2007-01 PURCHASE 2011-01   800 998     -198  
    8 SHS WELLPOINT, INC. CMN 2008-06 PURCHASE 2011-01   493 453     40  
    7 SHS WELLPOINT, INC. CMN 2008-09 PURCHASE 2011-01   431 370     61  
    7 SHS WELLPOINT, INC. CMN 2008-09 PURCHASE 2011-01   431 364     67  
    13 SHS YUM BRANDS, INC. CMN 2011-01 PURCHASE 2011-01   640 642     -2  
    3 SHS YUM BRANDS, INC. CMN 2011-01 PURCHASE 2011-01   148 148        

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    MICHAEL P BERGERON FOUNDATION INC
    EIN: 22-3589110
    Name of Bond End of Year Book Value End of Year Fair Market Value
    9829.18 SHS GS CORE FIXED INCOME FU    
    2082.763 SHS GS HIGH YIELD FUND INS    
    8543.329 SHS GS CORE FIXED INCOME FU 82,192 88,167
    2270.333 GS HIGH YIELD FUND INST SHS 16,239 15,597

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    MICHAEL P BERGERON FOUNDATION INC
    EIN: 22-3589110
    Name of Stock End of Year Book Value End of Year Fair Market Value
    851.927 SHS GS EMERGING MARKETS EQU    
    6795.95 SHS GS INTERNATIONAL EQUITY    
    31 SHS ADOBE SYSTEMS INC CMN    
    109 SHS ADOBE SYSTEMS INC CMN    
    31 SHS AFLAC INCORPORATED CMN    
    63 SHS ALLERGAN INC CMN    
    24 SHS ALLSTATE CORPORATION COMMON S    
    42 SHS AMERICAN ELECTRIC POWER INC C    
    78 SHS APOLLO GROUP CLASS A COMMON S    
    20 SHS APPLE, INC. CMN    
    37 SHS ARCHER DANIELS MIDLAND CO CMN    
    240 SHS BANK OF AMERICA CORP CMN    
    52 SHS BAXTER INTERNATIONAL INC CMN    
    32 SHS BIOGEN IDEC INC. CMN    
    18 SHS BMC SOFTWARE INC. CMN    
    26 SHS BOEING COMPANY CMN    
    85 SHS CBS CORPORATION CMN CLASS B    
    11 SHS CME GROUP INC. CMN CLASS A    
    110 SHS COMCAST CORPORATION CMN CLAS    
    94 SHS CROWN CASTLE INTL CORP COMMON    
    43 SHS CVS CAREMARK CORPORATION CMN    
    87 SHS DISH NETWORK CORPORATION CMN    
    65 SHS DOW CHEMICAL CO CMN    
    90 SHS EMC CORPORATION MASS CMN    
    15 SHS EMERSON ELECTRIC CO. CMN    
    23 SHS ENTERGY CORPORATION CMN    
    43 SHS EOG RESOURCES INC CMN    
    18 SHS EVEREST RE GROUP LTD CMN    
    58 SHS EXPEDITORS INTL WASH INC CMN    
    92 SHS FORD MOTOR COMPANY CMN    
    12 SHS FRANKLIN RESOURCES INC CMN    
    10 SHS FREEPORT-MCMORAN COPPER & GOL    
    236 SHS GENERAL ELECTRIC CO CMN    
    65 SHS GENERAL MILLS INC CMN    
    28 SHS GENERAL MOTORS COMPANY CMN    
    2 SHS GOOGLE, INC. CMN CLASS A    
    8 SHS GOOGLE, INC. CMN CLASS A    
    681.04 SHS GS FINANCIAL SQUARE FEDER    
    1553.09 SHS GS FINANCIAL SQUARE FEDE    
    47 SHS HARTFORD FINANCIAL SRVCS GROU    
    48 SHS HONEYWELL INTL INC CMN    
    16 SHS ILLINOIS TOOL WORKS CMN    
    30 SHS INTERCONTINENTALEXCHANGE INC    
    96 SHS INTUIT INC CMN    
    55 SHS INVESCO LTD. CMN    
    32 SHS JOHNSON CONTROLS INC CMN    
    113 SHS JPMORGAN CHASE & CO CMN    
    15 SHS KOHL'S CORP (WISCONSIN) CMN    
    120 SHS LOWES COMPANIES INC CMN    
    29 SHS LYONDELLBASELL INDUSTRIES N.V    
    27 SHS MARSH & MCLENNAN CO INC CMN    
    18 SHS MASTERCARD INCORPORATED CMN C    
    82 SHS MEDCO HEALTH SOLUTIONS, INC.    
    78 SHS MERCK & CO., INC. CMN    
    59 SHS NEWELL RUBBERMAID INC CMN    
    39 SHS NEWFIELD EXPLORATION CO. CMN    
    13 SHS NEXTERA ENERGY INC CMN    
    42 SHS NIKE CLASS-B CMN CLASS B    
    33 SHS NOVO-NORDISK A/S ADR ADR CMN    
    44 SHS OCCIDENTAL PETROLEUM CORP CMN    
    22 SHS ORACLE CORPORATION CMN    
    44 SHS P G & E CORPORATION CMN    
    28 SHS PEPSICO INC CMN    
    29 SHS PERRIGO COMPANY CMN    
    30 SHS PNC FINANCIAL SERVICES GROUP    
    6 SHS POLO RALPH LAUREN CORPORATION    
    58 SHS POLYCOM INC CMN    
    13 SHS PRICELINE.COM INC CMN    
    15 SHS PROCTER & GAMBLE COMPANY (THE    
    37 SHS PROCTER & GAMBLE COMPANY (THE    
    39 SHS PRUDENTIAL FINANCIAL INC CMN    
    99 SHS QUALCOMM INC CMN    
    18 SHS RANGE RESOURCES CORPORATION C    
    17 SHS SCHLUMBERGER LTD CMN    
    132 SHS SLM CORPORATION CMN    
    387 SHS SPRINT NEXTEL CORPORATION CM    
    140 SHS STAPLES, INC. CMN    
    26 SHS STATE STREET CORPORATION (NEW    
    57 SHS SUNTRUST BANKS INC 1.00 PAR    
    53 SHS SYNGENTA AG SPONSORED ADR CMN    
    66 SHS TERADATA CORPORATION CMN    
    39 SHS TEVA PHARMACEUTICAL IND LTD A    
    29 SHS TEXAS INSTRUMENTS INC. CMN    
    26 SHS THE BANK OF NY MELLON CORP CM    
    107 SHS THE BANK OF NY MELLON CORP C    
    27 SHS THE TRAVELERS COMPANIES, INC    
    1253.63 SHS U S DOLLAR    
    102 SHS U.S. BANCORP CMN    
    30 SHS UNILEVER N.V. NY SHS (NEW) AD    
    107 SHS VERISIGN INC CMN    
    69 SHS VISA INC. CMN CLASS A    
    70 SHS WALGREEN CO. CMN    
    46 SHS WEATHERFORD INTERNATIONAL LTD    
    35 SHS WELLPOINT, INC. CMN    
    5117.163 SHS GS CONCENTRATED GROWTH 68,007 65,244
    6337.904 SHS GS LARGE CAP VALUE 76,460 68,069
    5817.523 SHS GS INTL EQUITY DIV & PR 39,084 38,396
    690.679 SHS GS EMERGING MKTS EQTY FD 6,115 9,946

    TY 2011 InvestmentsOtherSchedule2
    Name:
    MICHAEL P BERGERON FOUNDATION INC
    EIN: 22-3589110
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    GOLDMAN SACHS BDA AT COST 231 231

    TY 2011 OtherExpensesSchedule
    Name:
    MICHAEL P BERGERON FOUNDATION INC
    EIN: 22-3589110
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    FOREIGN TAXES 137 137    


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    MICHAEL P BERGERON FOUNDATION INC
    EIN: 22-3589110
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT & BANKING FEES 872 872